Crutchfield v. Secretary of Health & Human Services
Amy CRUTCHFIELD v. SECRETARY OF HEALTH AND HUMAN SERVICES
Attorneys
John F. McHugh, New York, New York, Counsel for Petitioner., Stuart F. Delery, Rupa Bhattacharyya, Vincent J. Matanoski, Voris E. Johnson, Jr., Michael P. Milmoe, United States Department of Justice, Civil Division, Washington, D.C., Counsel for Respondent.
Full Opinion (html_with_citations)
National Childhood Vaccine Injury Act of 1986, 42 U.S.C. § 300aa-10 et seg. (2012); MMR vaccine; Diabetes Type 1.
MEMORANDUM OPINION AND FINAL ORDER
Amy Crutchfield (âPetitionerâ) claims entitlement to compensation under the National Childhood Vaccine Injury Act of 1986, codified as amended at 42 U.S.C. § 300aa-10 et seq. (2012) (the âVaccine Actâ), because she developed Type 1 diabetes mellitus (âType 1 diabetesâ) following a measles-mumps-rubella (âMMRâ) vaccination.
On April 7, 2014, Special Master George L. Hastings, Jr. (the âspecial masterâ) denied Petitionerâs claim for compensation, finding that she failed to satisfy the three elements set forth by the United States Court of Appeals for the Federal Circuit in Althen v. Secây of Health & Human Servs., 418 F.3d 1274 (Fed.Cir.2005). See Crutchfield v. Secây of Health & Human Servs., No. 09-39, 2014 WL 1665227, at *21-22 (Fed.Cl. Apr. 7, 2014).
On April 29, 2014, Petitioner filed a Motion for Review of the special masterâs Decision.
I. RELEVANT FACTS.
A. Petitionerâs Medical Records.
Petitioner was bom on October 17,1970 in Manhasset, New York. Pet. 1/16/09 Ex. 7 at
As an adult, Petitionerâs blood glucose periodically was tested as part of her routine health care. Pet.. 1/16/09 Ex. 6 at 93-116. On February 8, 2002, her blood glucose levels were found to be normal, and slightly low on August 14, 2003, at 63 mg/dL compared to a reference range of 70-106 mg/dL. Pet. 1/16/09 Ex. 6 at 102, 113. On May 16, 2005, before she began experiencing the health problems at issue in this case, a blood glucose test was taken and the results were normal. Pet. 1/16/09 Ex. 6 at 98.
On October 19, 2006, Dr. Orli Etingin, an internist, reported that Petitioner was trying to conceive. Pet. 1/16/09 Ex. 6 at 93. On December 15, 2005, Petitioner visited her gynecologist, Dr. Julie Beyers, for a âroutine examâ with the âchief ... reason for visitâ that she was âattempting eonception[.]â This exam included a laboratory blood test; the results indicated that Petitioner was not immune to measles, had an âequivocalâ immune response to mumps, but was immune to rubella. Pet. 1/16/09 Ex. 2 at 6, 9. A follow up test on January 6, 2006, had the same results. Pet. 1/16/09 Ex. 2 at 11.
Petitioner did not experience any serious health problems before 2006. Pet. 1/16/09 Ex. 6 at 93-116. On'or around January 26, 2006, Petitioner received a MMR vaccination.
During April and May 2006, Petitioner experienced recurrent vaginal yeast infections and, on April 4, 2006, Dr. Beyers prescribed treatment with Diflucan. Pet. 1/16/09 Ex. 2 at 10,13,16. Laboratory tests performed on May 5, 2006 showed no urogenital infection. Pet. 1/16/09 Ex. 2 at 18. On May 30, 2006, Dr. Beyers began treating Petitioner with Clomid to promote fertility. Pet. 1/16/09 Ex. 2 at 18. On June 19, 2006, Petitioner visited Dr. Etingin and reported that over the past three to four months, she experienced hair loss, increased thirst, and unintentional weight loss, despite a decrease in exercise. Pet. 1/16/09 Ex. 6 at 90. During this visit, Petitioner requested that blood tests be performed, because she suspected Typeâ 1 diabetes. Pet, œœ 8, 9. The results confirmed that Petitioner was suffering from diabetes. Pet. 1/16/09 Ex. 5 at 29, 71-74.
On June 23, 2006, Dr. Levy, an endocrinologist, saw Petitioner, whose family history included rheumatoid arthritis in her mother and aunt and celiac disease in a maternal cousin, but no history of diabetes mellitus. Pet. 1/16/09 Ex. 5 at 33.
On January 31, 2011, blood tests were requested by the Governmentâs expert, Dr. Noel Melaren, and the results confirmed that
B. Type 1 Diabetes Mellitus.
Type 1 diabetes is an autoimmune disease, where the patientâs immune system attacks and destroys islet cells (also referred to as âbeta cellsâ) in the patientâs pancreas. Pet. 1/16/09 Ex. 1 at 4; Govât 5/8/09 Ex. A at 3; Crutchfield, 2014 WL 1665227, at *8. The resulting damage to the pancreas requires the patient to take insulin to survive. Pet. Ex. 1/16/09 Ex. 1 at 4; Crutchfield, 2014 WL 1665227, at *8.
First identified in children, more recently Type 1 diabetes also has been found in adults, which is sometimes referred to as âlatent autoimmune diabetes in adulthood,â or âLADA.â Govât 5/8/09 Ex. A at 3; Crutchfield, 2014 WL 1665227, at *8. Although causation of this condition is not well understood, experts agree that genetic susceptibility to autoimmune disease and environmental factors may play a role. Govât 5/8/09 Ex. A at 6-7; PI. 1/16/09 Ex. 1 at 4; Crutchfield, 2014 WL 1665227, at *9.
C. Petitionerâs Expert Testimony.
1. Yehuda Shoenfeld, M.D.
In 1972, Dr. Yehuda Shoenfeld received his medical degree from the Hebrew Universityâs Hadassa Medical School in Israel. He is a Professor of Medicine at the Tel-Aviv University Medical School, Sackler Faculty of Medicine, and served as the head of the Department of Medicine at the Sheba Medical Center of Tel-Aviv University, the largest hospital in Israel. He also has served as the head of the Hybridoma Unit and Research Laboratory for Autoimmune Diseases of the Soroku Medical Center of Ben-Gurion University of the Negev, and, in that capacity, founded the Center for Autoimmune Diseases, where he serves as Director. Dr. Shoenfeld has authored or co-authored over 1,200 articles, 43 books, and 130 chapters in medical texts, many of them focusing on autoimmune diseases. He is the Editor-in-Chief of Autoimmunity Reviews, Co-Editor of the Journal of Autoimmunity, and has served on the Editorial Boards of numerous other medical journals. As head of the Department of Medicine at the Sheba Medieal Center, he has treated many types of patients, approximately 15 to 20 percent of whom are diabetic.
Dr. Shoenfeld noted that Type 1 diabetes is an autoimmune condition and that Petitionerâs family history of autoimmune conditions made her more susceptible. 3/30/11 TR 22, 59, 66 (Shoenfeld). He theorized that the MMR vaccine could have triggered the rapid onset of Type 1 diabetes through a process called âmolecular mimicry.â In this process, the bodyâs immune system mistakenly attacks parts of the body that have similar molecular structures to invasive agents. In this ease, Petitionerâs immune system may have experienced a molecular similarity between the islet cells on her pancreas and components of the MMR vaccine. Pet. 1/16/09 Ex. 1 at 7-8; Pet. 10/27/12 Ex. 84 at 3; 3/30/11 TR 48-49 (Shoenfeld). As support, Dr. Shoenfeld referenced medical literature indicating that the wild mumps virus can trigger diabetes so the mumps vaccine also could trigger the same response. Pet. 1/16/09 Ex. 1 at 4-7; 3/30/11 TR 28-33 (Sho-enfeld). He also stated that Type 1 diabetes is unique in that some infections and vaccines have been shown to prevent the disease, while others are shown to cause it, which may explain why this association has not been observed in large epidemiological studies. Pet. 1/16/09 Ex. 1 at 9.
Dr. Shoenfeld opined that because Petitioner previously received the MMR vaccination as a child, the rapid destruction of islet cells and correspondingly quick onset of symptoms of Type 1 diabetes could be explained by an âanamnestic response.â 3/30/11 TR 93 (Shoenfeld). This is a secondary response, where the immune system responds quickly and violently to an antigen that it has encountered before. 3/30/11 TR 93-94 (Shoenfeld). Since Petitioner showed no symptoms of diabetes prior to the vaccination, the rapid onset must have been caused
D. The Governmentâs Expert Testimony.
1. Barry B. Bercu, M.D.
In 1969, Dr. Bercu was awarded a medical degree from the University of Maryland. From 1970 to 1972, he was a resident in pediatrics at the Massachusetts General Hospital, in Boston before serving as a pediatrician in the United States Air Force until 1974. Thereafter, Br. Bercu served as a research fellow in pediatric endocrinology and metabolism at Massachusetts General Hospital and a research fellow in endocrinology at Tufts University Medical School in Boston, from 1974 to 1977. In 1972, he received board certification in pediatrics, and in 1978, pediatric endocrinology.
In 1974, Dr. Bercu became a Senior Surgeon in the United States Public Health Service, and beginning in 1977, held a series of positions at the National Institutes of Health focusing on childrenâs health. From 1984 to the present, Dr. Bercu has been a Professor at the University of South Florida College of Medicine. He also maintains a clinical practice at the Tampa General Hospital and the Shrinerâs Hospital of Tampa. He has published more than 170 medical journal articles, mostly focused on endocrine disorders.
Dr. Bercu testified that there is no relationship between Petitionerâs Type 1 diabetes and the MMR vaccine, because diabetes requires years to develop and Petitionerâs vaccine was administered only months prior to her symptoms. 3/30/11 TR 163-64 (Bercu).
2. Noel MaclarĂŠn, M.D.
In 1963, the University of Otago, in New Zealand, awarded Dr. Noel Maclaren a medical degree. Between 1963 and 1968, he specialized in Medicine and Pediatrics at the Wellington Hospital in New Zealand. In 1969, Dr. Maclaren was a Senior Resident at the Queen Elizabeth Hospital for Sick Children, in London. He then served as a Fellow and Associate Professor at the âUniversity of Maryland School of Medicine, from 1972 to 1978, focusing on pediatrics, endocrinology, and metabolism. Dr. Maclaren received pediatric board certification in 1976 and a certification in pediatric endocrinology in 1978.
In 1978, Dr. Maclaren joined the College of Medicine of the University of Florida as a Professor of Pathology and Pediatrics. In 1997, the Louisiana State University College of Medicine appointed him Professor of Pediatrics and, in the following year, he became a Professor of Biometry and Genetics, while also serving as the Director of the Research Institute for Children at the Childrenâs Hospital of New Orleans. In 1999, he began a five-year service at the Weill College of Medicine at Cornell University, while also directing the Cornell Juvenile Diabetes Program. From 2004 to the present, Dr. Maclaren has been a Professor of Pediatrics at the Weill-Comell College of Medicine and New York Hospital. He has authored or co-authored over 200 medical journal articles and over 80 books or book chapters, mostly on the subject of endocrinology and Type 1 diabetes.
Dr. Maclaren testified that recent studies have found no causal relationship between any vaccine and Type 1 diabetes. 3/30/11 TR 112-13, 120, 132, 191 (Maclaren). Dr. Ma-claren opined that the disease evolves slowly in adults, over many years, and thus symptoms indicating the destruction of islet cells, as seen in Petitioner, could not have been caused by a vaccine taken only a few months prior. 3/30/11 TR 118, 129, 131-32, 139-40, 162 (Maclaren);
II. PROCEDURAL HISTORY.
On January 16, 2009, Petitioner filed a Petition for compensation in the United States Court of Federal Claims, together with the expert report of Dr. Yehuda Shoen-feld (Pet. 1/16/09 Ex. 1) and Petitionerâs med
On July 6, 2009, Petitioner filed a second expert report of Dr. Shoenfeld.
On August 21, 2009, the Government filed medical articles. Govât 8/21/09 Arts. A-OO. On September 9, 2009, the Government filed another report by Dr. Bercu. Govât 9/9/09 Ex. C.
On October 1, 2009, Special Master Abell issued an Order allowing the parties additional time to file supplemental expert report's.
On March 29, 2010, the case was reassigned to Special Master George L. Hastings, Jr.
On April 1, 2010, the Government filed the expert report of Dr. Noel Maclaren. Govât 4/1/10 Ex. D. On January 12, 2011, Petitioner submitted a letter from Dr. Carol Levy. Pet. 1/12/11 Ex. 100. On January'25, 2011, the Government filed the report of Dr. Maclaren. Govât 1/25/11 Ex. F. Following Dr. Maclarenâs suggestion, blood samples were drawn from Petitioner on January 31, 2011, and the results were filed with the court. Pet. 2/9/11 Exs. 101,102.
On March 4, 2011 and March 7, 2011, respectively, the Government and Petitioner filed Pre-Hearing Memoranda. On March 30, 2011, an evidentiary hearing was conducted, wherein Special Master Hastings heard the testimony of Petitionerâs expert Dr. Sho-enfeld, and the Governmentâs everts, Drs. Maclaren and Bercu. 3/30/11 TR' 1-201. At that time, Petitioner also introduced other medical articles, later filed with the court on May 12, 2011. Pet. 5/12/11 Arts. 70-80. On July 18, 2011, the Government filed the Supplemental Report of Dr. Maclaren. Govât 7/18/11 Ex. G. On August 4, 2011, the Government filed additional medical articles. â Govât 8/4/11 Arts. H-T.
On August 31, 2011 and October 31, 2011, respectively, Petitioner and the Government filed Post-Hearing Memoranda. The Governmentâs Post-Hearing Memorandum noted that a new study by the Institute of Medicine (âIOM Reportâ) became available after the evidentiary healing and was highly relevant to the ease. On January 31, 2012, the Government filed a motion to introduce the IOM Report, including the relevant section as an exhibit. Govât 1/31/12 Art. NNN. On February 13, 2012, Petitioner objected to the submission of the IOM Report. On May 14, 2012, Special Master Hastings admitted the IOM Report as part of the evidentiary record. On October 27, 2012, however, Petitioner was allowed to file another report by Dr. Shoenfeld in response to the IOM Report. Pet. 10/27/12 Ex. 84. And, on April 18, 2Q13, Petitioner filed a Reply to the Governmentâs Post-Hearing Memorandum.
On April 7, 2014, Special Master Hastings issued a Decision denying Petitioner compensation. See Crutchfield, 2014 WL 1665227. On April 29, 2014, Petitioner filed a timely Motion For Review. On May 29, 2014, the Government filed a Response.
III. DISCUSSION.
A. Jurisdiction And Standard Of Review.
The National Childhood Vaccine Injury Act of 1986 displaced most state common law tort actions against vaccine manufacturers. See Pub.L. No. 99-660 tit. II, 100 Stat. 3743 (codified at 42 U.S.C. § 201, 300aa et seq.y, see also Bruesewitz v. Wyeth LLC, 562 U.S. 223, 131 S.Ct. 1068, 1072-74, 179 L.Ed.2d 1 (2011) (describing the history of the Vaccine Act). Under the original 1986 Vaccine Act, United States District Courts had jurisdiction to determine if a petitioner was entitled to compensation, and would review a special masterâs proposed findings of fact or conclusions of law de novo. See Pub.L. No. 99-660, § 2112(a), (d), 100 Stat. at 3761-62.
The Vaccine Compensation Amendments of 1987 transferred jurisdiction over vaccine injury petitions to the United States
Accordingly, the United States Court of Appeals for the Federal Circuit has held that the United States Court of Federal Claims may conduct only a limited review of the decisions of a special master under the Vaccine Act. See Markovich v. Secây of Health & Human Servs., 477 F.3d 1353, 1355-56 (Fed.Cir.2007) (citing 42 U.S.C. § 300aa-12(e)(2)(B)) (âUnder the Vaccine Act, the Court of Federal Claims reviews the special masterâs decision to determine if it is âarbitrary, capricious, an abuse of discretion, or otherwise not in accordance with the law.â â). âEach standard applies to a different aspect of the judgment.â Munn v. Secây of Health & Human Servs., 970 F.2d 863, 870 n. 10 (Fed.Cir.1992). Findings of fact by a special master are reviewed under the âarbitrary and capriciousâ standard. See Masias v. Secây of Health & Human Servs., 634 F.3d 1283, 1287 (Fed.Cir.2011). The âarbitrary and capriciousâ standard is a âhighly deferential standard of review. [So,] [i]f the special master has considered the relevant evidence of record, drawn plausible inferences and articulated a rational basis for the decision, reversible error will be extremely difficult to demonstrate.â Hines v. Secây of Health & Human Servs., 940 F.2d 1518, 1528 (Fed.Cir.1991); see also Munn, 970 F.2d at 870 (â[âArbitrary and capriciousâ] is a standard well understood to be the most deferential possible.â). Evidentiary rulings, however, are reviewed under an âabuse of discretion, standard.â Id. at 870 n. 10. Finally, legal issues are reviewed under the ânot in accordance with the lawâ standard. Id. at 870 n. 10; see also Masias, 634 F.3d at 1288 (citations omitted) (ââ[N]ot in accordance with law refers to the application of the wrong legal standard[.]â). In sum, it is not the role of a court âto reweigh the factual evidence, or to assess whether the Special Master correctly evaluated the evidence.â Lampe v. Secây of Health & Human Servs., 219 F.3d 1357, 1360 (Fed.Cir.2000) (internal quotations omitted); see also Porter v. Secây of Health & Human Servs., 663 F.3d 1242, 1249 (Fed.Cir.2011) (âWe do not reweight the factual evidence^]â).
The April 7, 2014 Petition argues that the United States Court of Federal Claims constitutionally is required to apply a de novo standard of review to the decision of a special master under the 1986 Vaccine Act, as amended. Pet. Mot. 4. Petitioner cites to a recent United States Supreme Court decision holding that âCongress may not âwithdraw from judicial cognizance any matter which, from its nature, is the subject of a suit at the common law, or in equity, or admiralty.ââ Pet. 2-3 (quoting Stern v. Marshall, 564 U.S. 462, 131 S.Ct. 2594, 2609, 180 L.Ed.2d 475 (2011) (quoting Murrayâs Lessee v. Hoboken Land & Improvement Co., 59 U.S. (18 How.) 272, 284, 15 L.Ed. 372 (1855))). The 1989 amendment to the 1986 Vaccine Act, according to Petitioner, unconstitutionally withdrew âfrom judicial cognizance ... [a] matter which, from its nature, is the subject of a suit at common law[.]â Pet. Mot. 4-5 (quoting
The United States Court of Federal Claims is bound by congressional directives and decisions of the United States Court of Appeals for the Federal Circuit. See Preminger v. Secây of Veterans Affairs, 517 F.3d 1299, 1319 (Fed.Cir.2008) (âStare decisis in essence âmakes each judgment a statement of the law, or precedent, binding in future cases before the same court or another court owing obedience to its decision[.J â (quoting Mendenhall v. Cedarapids, Inc., 5 F.3d 1557, 1570 (Fed.Cir.1993) (emphasis added))). Moreover, as an Article I court, de novo review of the special masterâs decision cannot resolve the constitutional question Petitioner raises. Therefore, whether the United States Court of Federal Claims is required, to conduct a de novo review, is a legal question that our appellate court, as an Article III tribunal, may decide to resolve or not.
B. The Elements And Burden Of Proof In Vaccine Act Cases.
The Vaccine Act provides that a petitioner may receive compensation and other relief under the Vaccine Injury Compensation Program (âVaccine Programâ) if injury can be established either by causation in law or causation in fact. Causation in law is established if one of the vaccines listed in the Vaccine Injury Table at 42 U.S.C. § 300aa-14(a) (âVaccine Tableâ) was administered to a petitioner, and the âfirst symptom or manifestation of onset or of the significant aggravation of such injuries, disabilities, illnesses, conditions, and deathsâ of specific adverse medical conditions associated with the use of each vaccine occurred within a time period specified in the Vaccine Table. See 42 U.S.C. § 300aa-14(a). The Vaccine Table is to be read and interpreted by reference to âQualifications and aids to interpretation,â that define the key terms used therein. Id. § 300aa-14(b).
Congress also afforded a petitioner the opportunity to receive relief under the Vaccine Program, even if the time period for the first symptom or manifestation of a specified injury is not listed in the Vaccine Table. See id. §§ 300aa-ll(c)(l)(C)(ii), 300aa-13. Under these circumstances, a petitioner must establish causation in fact, i.e., fust, by establishing a prima facie case offering evidence of sufficient facts to establish each element of the claim and then by meeting a burden of proof as to each element of the claim by a âpreponderance of the evidenceâ standard. Id. § 300aa-13. Accordingly, a non-Vaccine Table petitioner must proffer at least some evidence as to each element of the claim and sufficient evidence to persuade the special master or court by a preponderance of evidence. Id.
In interpreting the Vaccine Act, the United States Court of Appeals for the Federal Circuit has held that a petitioner alleging a non-Table vaccine injury must proffer evidence that establishes causation in fact, by a âpreponderance of evidence:â
*259 [A] petitioned ] must show a medical theory causally connecting the vaccination and the injury. Causation in fact requires proof of a logical sequence of cause and effect showing that the vaccination was the reason for the injury, A reputable medical or scientific explanation must support this logical sequence of cause and effect.
Grant v. Secây of Health & Humam, Servs., 956 F.2d 1144, 1148 (Fed.Cir.1992) (internal citations omitted) (emphasis added); see also Bunting v. Secây of Health & Human Servs., 931 F.2d 867, 873 (Fed.Cir.1991) (â[Pjetitionerâs burden is not to show a generalized âcause and effect relationshipâ with listed illnesses, but only to show causation in the particular ease. [Otherwise,] ... a different and greater burden [would be placed] on petitioners than was enacted by Congress.â).
In Capizzano v. Secây of Health & Human Servs., 440 F.3d 1317 (Fed.Cir.2006), the United States Court of Appeals for the Federal Circuit re-affirmed the three-part test for determining causation in fact in non-Vaccine Table cases, established in Althen, requiring that a petitioner show by preponderant evidence that the vaccination brought about the injury by providing:
(1) a medical theory causally connecting the vaccination and the injury;
(2) a logical sequence of cause and effect showing that the vaccination was the reason for the injury; and
(3) a showing of a proximate temporal relationship between vaccination and injury.
Capizzano, 440 F.3d at 1324 (quoting Althen, 418 F.3d at 1278).
If a petitioner is able to establish causation in fact, then the burden of proof shifts to the Government to establish that a factor unrelated to the vaccine was the actual cause of the petitionerâs injury. See 42 U.S.C. § 300aa-13(a)(l)(B); see also Althen, 418 F.3d at 1278.
C. Petitionerâs April 29, 2014 Motion For Review Of The Special Masterâs April 7, 2014 Decision Denying Entitlement.
1. Petitionerâs Argument.
Petitionerâs April 29, 2014 Motion For Review (âPet. Mot.â) states six objections to the special masterâs April 7, 2014 Decision denying entitlement.
First, the special master erred in relying on the testimony and reports of the Governmentâs expert, Dr. Maclaren, an endocrinologist specializing in diabetes, while failing to give sufficient weight to the testimony and reports of Petitionerâs expert Dr. Shoenfeld, a leading researcher on autoimmunity. Pet. Mot. 4-6. The special master also mischarac-terized this case as principally relating to diabetes, when Petitionerâs health problems were caused by an autoimmune response. Pet. Mot. 5. In fact, Dr. Maclaren admitted that his knowledge of autoimmunity is limited to what he learned in medical school. As such, he did not have the relevant expertise in autoimmune disease. Pet. Mot. 5 (citing 3/30/11 TR 168 (Bercu)). If given due weight by the court, Dr. Shoenfeldâs opinions provide a theory of causation sufficient to satisfy prong one of the test set forth in Althen. See 418 F.3d at 1278 (requiring petitioners first to show, by preponderant evidence, âa medical theory causally connecting the vaccination and the injuryâ to establish causation (quoting Grant, 956 F.2d at 1148)).
Second, it was arbitrary and capricious for the special master to conclude that it takes years for symptoms to appear in cases of Type 1 diabetes. Pet. Mot. 6 (citing Crutch-field, 2014 WL 1665227, at *10). Petitioner submitted multiple medical articles indicating that a variety of Type 1 diabetes, called fulminant diabetes, is one where the islet cells are destroyed rapidly and symptoms appear within days or weeks of the onset of the autoimmune response. Pet. Mot. 7, 9 (citing Pet. 5/12/11 Arts. 71-74, 78). Although Dr. Maclaren testified that the symptoms of Type 1 diabetes take a long period to manifest, usually years, he was referring to LADA Pet. Mot. 7.
Third, it was an abuse of discretion for the special master to consider evidence regarding LADA since the medical evidence clearly indicates that Petitioner did not have LADA Pet. Mot. 11. Specifically, Petitioner submitted medical literature stating that LADA is insulin resistant whereas Petitionerâs diabetes has been successfully treated with insulin.
Fourth, the special masterâs finding that LADA was an alternative theory of causation to the anamnestic response theory described by Dr. Shoenfeld was unlawful, arbitrary, and capricious. Pet. Mot. 12. Since there was no alternative causation theory established for Petitionerâs diabetes, it was an abuse of discretion and contrary to 42 U.S.C. § 300aa-13(2)(A) for the special master to attribute Petitionerâs diabetes to an unknown event. Pet. Mot. 12.
Fifth, it was arbitrary and capricious for the special master to discount the theories of Dr. Shoenfeld, an expert on autoimmunity, in favor of those of Dr. Maclaren, an endocrinologist. Pet. Mot. 13. Specifically, the special master rejected Dr. Shoenfeldâs theory that the rapid onset of Type 1 diabetes in Petitioner was caused by an anamnestic response to her second MMR vaccination. Pet, Mot. 16. Dr. Maclaren is not an expert in immunology and did not proffer any evidence for his conclusion that Petitionerâs vaccine did not trigger an anamnestic response against her islet cells. Pet. Mot. 13-14. Therefore, it was an abuse of discretion' and arbitrary and capricious for the special master to rely on Dr. Maclarenâs testimony in rejecting Petitionerâs causation argument, Pet. Mot. 13-14. â[T]he purpose of the Vaccine Actâs preponderance standard is to allow the finding of causation in a field bereft of complete and direct proof of how vaccines affect the human bodyâ Pet. Mot. 16 (quoting Althen, 418 F.3d at 1280 (emphasis added)). Dr. Shoen-feld articulated a plausible medical theory that Petitionerâs diabetes was caused by a rapid autoimmune response to Petitionerâs January 26, 2006 MMR vaccination. Pet. Mot. 14-15 (citing 3/30/11 TR 31-34, 47 (Sho-enfeld)). Petitioner also submitted medical literature describing the rapid onset of Type 1 diabetes following exposure to a virus, such as mumps. Pet. Mot. 15 (citing Pet. 5/12/11 Art. 70 at 3 (âSince 1899, there have been many reports of abrupt-onset [Type.l diabetes] in individuals of all ages within a few days to weeks following mumps infection[.]â); Pet. 5/12/11 Arts. 71-78). This epidemiological data, along with the causation theory expounded by Dr. Shoenfeld, was sufficient to meet the Vaccine Actâs preponderance standard as articulated in Althen, and it was arbitrary and capricious for the special master to find otherwise. Pet. Mot. 12.
Sixth, it was arbitrary and capricious for the special master to determine that Petitionerâs May 13, 2005 blood test was inaccurate. Pet. Mot. 16. This blood test was conducted at NewYork-Presbyterian Hospital seven months before Petitioner received her second MMR vaccine, and the results indicated a normal blood glucose level of 92 mg/dL compared to a reference range of 70-105 mg/dL. Pet. 1/16/09 Ex. 6 at 98. Petitioner argues that the normal results of this blood test refute Dr. Maclarenâs theory that Petitioner had LADA and that the destruction of her islet cells had been slowly progressing before receiving the vaccine. Pet. Mot. 16. Yet the special master disregarded the results of this test as inaccurate, based on the testimony of Dr. Maclaren. Pet. Mot. 17 (citing Crutchfield, 2014 WL 1665227, at *11 (citing 3/30/11 TR 124-25, 142-43 (Maclaren))). Dr. Ma-claren testified that hospital laboratories often mishandle blood samples; specifically, the lab workers do not kill the white blood cells extant in the sample, and these white blood cells continue consuming the glucose before the sample is tested, leading to an artificial drop in blood glucose levels. Pet. Mot. 18 (citing 3/30/11 TR 124 (Maclaren)). Dr. Maclaren, however, proffered no evidence to suggest that the samples were mishandled in this case; in fact, he admitted that he had no knowledge of how Petitionerâs blood sample actually was handled. Pet. Mot. 17 (citing 3/30/11 TR 145 (Maclaren)). As such, his testimony on the matter is ânot based upon the facts in the record but on altered facts and speculation designed to bol
For these reasons, the special masterâs April 7, 2014 Decision denying entitlement should be reversed, Petitioner should be awarded compensation, and the case remanded for calculation of damages. Pet. Mot. 20.
2. The Governmentâs Response.
The Government responds that â[a]ll six of petitionerâs objections follow from a faulty legal assumption â that the Court of Federal Claims has the ability to l'eview de novo the special masterâs factual findings and credibility determinations.â Govât Resp. 7. To the contrary, â[if] the special masterâs conclusion,is based on evidence in the record that [is] not wholly implausible, [the United States Court of Federal Claims is] compelled to uphold that finding as not being arbitrary or capricious.â Govât Resp. 6 (quoting Cedillo v. Secây of Health & Human Servs., 617 F.3d 1328, 1338 (Fed.Cir.2010)).
Although Petitioner argues that the special master eired in favoring the theories of Dr. Maclaren over those of Dr. Shoenfeld, âcredibility determinations are âvirtually uni*eviewableâ â by the United States Court of Federal Claims. Govât Resp. 8 (quoting Bradley v. Secây of Health & Human Servs., 991 F.2d 1570, 1575 (Fed.Cir.1993) (quoting Hambsch v. Depât of the Treasury, 796 F.2d 430, 436 (Fed.Cir.1986))). Moreover, although the special master acknowledged Dr. Shoenfeldâs considerable expertise in the field of autoimmunity, Dr. Maclaren spent decades studying diabetes specifically, which is the disease from which Petitioner is suffering. Govât Resp. 8. Dr. Maclareris exceptional qualifications in the field of Type 1 diabetes made it reasonable for the special master to rely on his testimony with regard to the key finding in the case, i.e., that the process of islet cell destruction in Type 1 diabetes takes a long time, often years, and could not have occurred in the interval between Petitionerâs vaccination and the appearance of her symptoms. Govât Resp. 9. In addition, Dr. Maclaren supported his opinions with medical articles, several of which were cited by the special master in his Decision. Govât Resp. 9 (citing 8/21/09 Resp. Exs. B, D). Furthermore, Dr. Maclareris opinion that the blood test performed on Petitioner on May 13, 2005 could have yielded inaccurate results was based on his extensive experience in the field, so that it was not arbitrary and capricious for the special master to accept that opinion. Govât Resp. 10.
Petitioner misconstrues Dr. Maclareris testimony on the issue of the timing of islet cell destruction, in arguing that this testimony is applicable only to LADA, a condition that Petitioner does not have. Govât Resp. 11. In the special masterâs Decision, however, he indicates that LADA âsimply refers to those situations where the first symptoms of diabetes are seen in adulthood.â Govât Resp. 11 (citing Crutchfield, 2014 WL 1665227, at *8). Neither of respondentâs experts ever suggested that LADA is a separate form of Type 1 diabetes. Govât Resp. 11. Therefore, Petitioner is wrong to assert that LADA was raised as an âalternative cause,â because, in fact, Petitioner never presented a prima fa-cie case that the vaccine caused the injury, rendering it unnecessary for the Government
In addition, the Government argues that the special master correctly rejected Dr. Shoenfeldâs opinion. Govât Resp. 11-12. In particulai', Dr. Shoenfeld failed to explain adequately the mechanism by which the MMR vaccination triggered the rapid destruction of islet cells. Govât Resp. 11. Although Dr. Shoenfeld described how âmolecular mimicry,â in theory, could cause Petitionerâs immune system to attack cells in her body, if they resemble antigens in the MMR vaccine, he ânever explained why he believes that there are molecular âsimilaritiesâ between Petitionerâs islet cells and any âparticlesâ in the MMR vaccine.â Govât Resp. 12 (citing Crutchfield, 2014 WL 1665227, at *12). Dr. Maclaren testified that he was unaware of any molecular similarities between the islet cells and the components of the MMR vaccine. Govât Resp. 12 (citing Crutchfield, 2014 WL 1665227, at *13). Likewise, Dr. Bercu found no evidence that molecular mimicry contributed to the onset of Petitionerâs Type 1 diabetes. Govât Resp. 12. Therefore, it was not arbitrary and capricious nor an abuse of discretion for the special master to favor the opinions of the Governmentâs experts over those of Dr. Shoenfeld. Govât Resp. 12.
The Government also argues that it was appropriate for the special master to consider epidemiological evidence in this case. Govât Resp. 12-13. The United States Court of Appeals for the Federal Circuit has held that special masters may take into account epidemiological evidence in âreaching an informed judgment as to whether a particular vaccination likely caused a particular injury.â Govât Resp. 13 (quoting Andreu v. Secây Health & Human Servs., 569 F.3d 1367, 1379 (Fed.Cir.2009)). Therefore, it was appropriate for the special master to consider the medical literature presented, including the IOM Report. Govât 1/31/12 Art. NNN. As the special master noted, the court often has relied on the findings of the Institute of Medicine and the 2012 Report in particular addressed the exact issue under consideration in this case, ie., whether there is any evidence that the MMR vaccine can cause Type 1 diabetes. Govât Resp. 13-14 (citing Crutchfield, 2014 WL 1665227, at *15-16). The Report found no association between MMR vaccination and Type 1 diabetes, so the special master did not err in relying upon these studies to reject the opinions of Dr. Shoenfeld. Govât Resp. 14.
Finally, Dr. Shoenfeldâs testimony was internally inconsistent and unpersuasive. Govât Resp. 14. For example, he suggested that adjuvants in the MMR vaccine could contribute to the rapid onset of diabetes, but later conceded that the MMR vaccine does not, in fact, contain adjuvants. Govât Resp. 14 (citing Crutchfield, 2014 WL 1665227, at *18). Therefore it was not arbitrary and capricious for the special master to find this testimony unpersuasive. Govât Resp. 14.
In sum, Petitioner failed to show by preponderant evidence a causation theory that met the Althen elements: â(1) a medical theory causally connecting the vaccination and the injury; (2) a logical sequence of cause and effect showing that the vaccination was the reason for the injury; and (3) a showing of a proximate temporal relationship between vaccination and injury.â Govât Resp. 14-15 (quoting Althen, 418 F.3d at 1278). Therefore, the court should deny Petitionerâs motion for review. Govât Resp. 16.
3. The Courtâs Resolution.
Petitioner has presented evidence that, as a general proposition, molecular mimicry could explain how a vaccine could trigger an autoimmune disorder, such as Type 1 diabetes. 3/30/11 TR 32-33 (Shoen-
The second element of causation that must be satisfied is âa logical sequence of cause and effect showing that the vaccination was the reason for the injury.â Althen, 418 F.3d at 1278 (internal quotation omitted). It is true that Dr. Shoenfeld presented evidence that Type 1 diabetes does not always take years for symptoms to manifest, contrary to the special masterâs finding. Compare Pet. 5/12/11 Arts. 70-80 (discussing rapid-onset diabetes and its relationship to vaccines) and 3/30/11 TR 179-82 (Shoenfeld) (identifying articles that refute the idea that Type 1 diabetes is always slowly progressing), with Crutchfield, 2014 WL 1665227, at *10 (finding, as âmost persuasive,â that symptoms of Type 1 diabetes âtakes a lengthy period, usually years,â to develop (emphasis in original)). And, the special master may have been mistaken in concluding that Type 1 diabetes always takes years for the symptoms to manifest. Pet. 5/12/11 Arts. 70-80. But, as the special master found, Dr. Shoen-feld failed to explain how molecular mimicry would operate in Petitionerâs case, because he did not explain why there were similarities between islet cells and parts of the MMR vaccine. Crutchfield, 2014 WL 1665227, at *12 (citing 3/30/11 TR 32 (Shoenfeld)). Instead, Dr. Shoenfeld posited that, as a general proposition, molecular mimicry could explain how a vaccine could trigger an autoimmune disorder, but he did not explain how it did so in this case.
In addition, the epidemiological evidence weighs heavily against finding that the MMR vaccine causes Type 1 diabetes; the IOM Report is nearly dispositive on this point. Govât 1/31/12 Art. NNN at 9. Petitionerâs discussion of LADA is misguided; none of the experts ever recognized LADA as a separate disease or testified that it must always be insulin resistant. The special master supported his decisions with relevant evidence and addressed the major points of Dr. Sho-enfeldâs testimony, ultimately before finding his testimony of less value. See Crutchfield, 2014 WL 1665227, at *11-13, *15, *18-19; see also id. at *11 (describing Dr. Shoenfeldâs testimony as âpoorly explained, flawed, and unpersuasive on its faceâ). As such, the second element of Althen was not established. See Pafford, 451 F.3d at 1355-56.
Finally, the special master found that Petitioner did not satisfy the third element of Althen, because the onset of symptoms only one to two months after vaccination âmilitates strongly against [the] Petition on the timeliness issue, since the evidence strongly indicates that whatever caused the Type 1 diabetes, it would take a year or more for the islet cell destruction. to proliferate to the point where symptoms would develop.â Crutchfield, 2014 WL 1665227, at *22 (emphases in original); see also Althen, 418 F.3d at 1278 (requiring âa proximate temporal relationship between vaccination and injuryâ). Petitioner also may be correct that the special master should not have disregarded the results of the blood test prior to her vaccination, particularly since they were not definitive. Petitioner may be correct that Dr. Maelaren proffered no evidence indicating that the blood sample was mishandled, so that the ânormalâ results of Petitionerâs
Therefore, the special master correctly found that Petitioner did not establish causation in this case.
IV. CONCLUSION.
For these reasons, the April 7, 2014 Decision of the special master is affirmed.
IT IS SO ORDERED.
. The relevant facts cited herein primarily were derived from the January 16, 2009 Petition, as well as the exhibits submitted by both Petitioner and the Government. As the special master noted, however, both parties occasionally assigned the same exhibit number to more than one document in the record, and did not always sequentially number exhibits. Crutchfield, 2014 WL 1665227, at *3 n. 4. Therefore, to avoid confusion, this Opinion will include the date of filing when referencing exhibits. Medical articles will be referred to as "Art.â and other exhibits as "Ex.â Otherwise, references to exhibits will re
. A July 23, 2008 letter from Aetna, in response to Ms. Crutchfieldâs ârequest for informationâ reported that Petitioner received the MMR vaccine on January 26, 2006. Pet. 1/16/09 Ex, 4 at 19. The Governmentâs expert witness, Dr. Barry Bercu, agreed. Govât 5/8/09 Ex. A at 2. The Government's May 8, 2009 Report, however, states that "January 24, 2006 was confirmed [as the date of vaccination] by insurance.â Gov't 5/8/09 Ex. A at 3. Petitionerâs primary care records, however, report the date of vaccination as â11/24/06,â on a document dated January 26, 2006. Pet. 1/16/09 Ex. 4 at 1. Given these conflicting sources, the special master cited January 26, 2006 as the vaccination date, but stated that "the exact date ... is not relevant â it is relevant only that [Petitioner] definitely received a MMR vaccination on or about January 26, 2006.â Crutchfield, 2014 WL 1665227, at *4 n. 6.
. The special master acknowledged that the medical record in this case is "not easily legible,â but noted that Dr. Shoenfeld, for Petitioner (Pet. 1/16/09 Ex. 1 at 2) and Dr. Bercu, for the Government (Gov't 5/8/09 Ex. A at 2) both agree on the family history presented here. Crutchfield, 2014 WL 1665227, at*4n, 6.
. Dr. Shoenfeldâs credentials were cited in his curriculum vitae (Pet. 1/16/09 Ex. 1) and trial testimony. 3/30/11 TR 4-20 (Shoenfeld); see also Crutchfield, 2014 WL 1665227, at *6-7 (reciting Dr. Shoenfeldâs qualifications).
. Dr. Bercuâs credentials were cited in his curriculum vitae (Govât 5/8/09 Ex. B) and his testimony at trial. 3/30/11 TR 161-63 (Bercu); see also Cmtchfield, 2014 WL 1665227, at *7 (reciting Dr. Bercu's qualifications).
. Dr. Maclaren's credentials were cited in his curriculum vitae (Gov't 4/1/10 Ex. E) and his testimony at trial. 3/30/11 TR 107-18 (Maclaren); see also Crutchfield, 2014 WL 1665227, at *8 (reciting Dr. Maclaren's qualifications).
. In 1992, Congress replaced references to the âUnited States Claims Courtâ with the "United States Court of Federal Claims.â See Federal Courts Administration Act of 1992, Pub.L. No. 102-572, § 902, 106 Stat. 4506.
. Procedurally, Petitioner was required to raise the issue of constitutionality with the court to preserve the argument on appeal. See Boggs v. West, 188 F.3d 1335, 1337-38 (Fed.Cir.1999) ("As a general rule, an appellate court will not hear on appeal issues that were not clearly raised in the proceedings below.â).