Lopez-Velazquez v. United States
Mario R. LOPEZ-VELAZQUEZ v. United States
Attorneys
Gary Myers, Weare, NH, for plaintiff., Michael J. Dierberg, United States Department of Justice, Washington, DC, for defendant.
Full Opinion (html_with_citations)
OPINION
Before the court in the above-captioned case are plaintiffâs motion to remand the case to the Air Force Board for Correction of Military Records (âAFBCMRâ) for an evidentiary hearing, defendantâs motion to dismiss, and the partiesâ cross-motions for judgment on the administrative record. Plaintiff alleges that he was provided ineffective assistance of counsel while facing a possible court-martial and that as a result, he administratively separated from the military in lieu of
I. BACKGROUND
A. Plaintiffâs Criminal Charges and Subsequent Discharge Request
Plaintiff enlisted in the United States Air Force (âAir Forceâ) on March 16, 1982, and eventually rose to the rank of Technical Sergeant. AR 529. In the fall of 2000, plaintiff was stationed at Grand Forks Air Force Base in North Dakota as part of the 319 Security Forces Squadron. Id. at 197, 529. On September 22, 2000, the Air Force Office of Special Investigations began to explore allegations that plaintiff sexually assaulted another member of the 319 Security Forces Squadron. Id. at 114, 359. Four days after the commencement of the investigation â on September 26, 2000 â investigators sought to interview plaintiff concerning these allegations. Id. at 366. After being advised of his rights, plaintiff requested counsel, and the investigators provided him with the telephone number of Area Defense Counsel, id., Captain Steven T. Brand, id. at 33. On October 2, 2000, plaintiff met with Captain Brand and the two entered into an attorney-client relationship. Id. It appears from the record that Captain Brand had become aware of the allegations against plaintiff about a week prior to the meeting. Id.
Ultimately, on November 21, 2000, the commander of the 319 Security Forces Squadron, Major Rickey H. Turner, preferred charges against plaintiff, alleging multiple violations of the Uniform Code of Military Justice (âUCMJâ). Id. at 418-19, 502. Specifically, plaintiff was charged with three specifications of cruelty and maltreatment under UCMJ Article 93, one specification of forcible sodomy under UCMJ Article 125, five specifications of assault under UCMJ Article 128, and one specification of indecent assault under UCMJ Article 134. Id.; see also 10 U.S.C. §§ 893, 925, 928, 934 (2000) (defining the charges). The charges involved four female airmen serving in the 319 Security Forces Squadron. AR 359, 363, 366, 418-19. Major Turner notified plaintiff of the charges against him that day. Id. at 420. Then, on November 22, 2000, the charges were referred for trial by special court-martial. Id. The referred charges were formally served on plaintiff on November 27, 2000. Id.
According to Captain Brand, as related in a July 30, 2001 sworn statement, when he âfirst encountered plaintiffs case,â he and plaintiff âimmediately began discussing potential options,â ultimately narrowing the options down to requesting an administrative discharge from the Air Force in lieu of a court-martial pursuant to Chapter 4 of Air Force Instruction 36-3208, Administrative Separation of Airmen, or âfully litigating all charges and specifications againstâ plaintiff.
In addition to submitting discovery requests to the government on November 27, 2000, id. at 161-64, Captain Brand and his paralegal, Staff Sergeant Carolyn Johnson, âbegan investigating the ease ... as if [they] were going to fully litigate the case,â interviewing ânumerous witnesses (near 20) regarding the complainantsâ characters for truthfulness and surrounding facts and circumstances of the individual offenses charged.â
I gave him a list of individuals I wanted him to talk to but he didnât call them until I questioned him repeatedly why he didnât. He told me to start a notebook and write down everything I could remember about the girls. He never looked at it. I also had copies of my leave forms, [temporary duty] days, and old post schedule [that] I felt would discredit the girlsf] stories, but he never looked at that either. Before I signed the Chapter 4, I asked him to request my phone bills, copies of tickets I had written, and copies of the daily blotters because I felt that could establish my daily routine but he said what would that prove? After I signed my Chapter 4, I reengaged him about the phone bills, tickets, and blotters and he said he would request them.5 I never saw them.
Id. at 191-92 (footnote added).
Upon the establishment of them attorney-client relationship, Captain Brand set up a standing weekly appointment (Mondays at 10:00 a.m.) with plaintiff to meet and discuss his case. Id. at 178,193, 202. In addition to this standing appointment, plaintiff often went to see Captain Brand without an appointment to discuss the case. Id. at 178,193. According to plaintiffs own recollection, taken from his June 26, 2001 electronic mail
In his June 26, 2001 electronic mail message, plaintiff represented that his âmajor concernâ with pursuing a Chapter 4 discharge and being discharged under other than honorable conditions was whether he would âbe able to pursue a career in law enforcement,â but that Captain Brand âkept assuring [him that] it could be done.â Id. at 191. Captain Brand specifically recalled discussing with plaintiff the possibility of future law enforcement employment with an under other than honorable conditions discharge:
I told [plaintiff] several times that no one could fully quantify the impact of a[n under other than honorable conditions] discharge. I told him that it would not hurt him as much applying for jobs in urban areas (where the military is more of a foreign entity (except Washington D.C.)), as it would at areas of the country very familiar with the military and which are located near military installations. I told him that I had heard of one attorneyâs client who went on to be a cop after a[n under other than honorable conditions discharge,] but that he would have to do some explaining to any future employer about*119 the facts and circumstances surrounding his discharge characterization. I called my mother[,] who is the director of the Correctional Education Consortium (a consortium designed to place ex-offenders and drug and alcohol rehab recoveries in colleges and jobs) in New York, New York, in an attempt to find out from one of the more well-known police forces the potential impact of a[n under other than honorable conditions discharge] on a candidate for the NYPD. My mother contacted the NYPD hiring department and was told that the only disqualifier they have is a dishonorable discharge (when it comes to discharge characterization); everything else is handled on a case-by-case basis. I relayed this information to [plaintiff]. No assurances were ever given regarding [plaintifffs prospects for future employment.
Id. at 178; see also id. at 190 (containing plaintiffs assei'tion, taken from his June 26, 2001 electronic mail message, that Captain Brand âsaid he knew an individual that did get a job in law enforcementâ with an under other than honorable conditions discharge), 193 (containing Staff Sergeant Johnsonâs representation that she recalled Captain Brand informing plaintiff that âeven with receiving an [under other than honorable conditions] discharge^] there was a chance that he could still get hired on in a law enforcement careerâ and that âthe bigger areas, like New York area[,] may possibly still hire himâ). But see id. at 275 (containing plaintiffs statement, from a document prepared in February 2007, that Captain Brand ânever told me a[n under other than honorable conditions] discharge probably would not hurt [illegible] as much in an urban area as compared to an area near a military installation or an area familiar with the militaryâ). Altogether, Captain Brand stated that he recommended that plaintiff seek a Chapter 4 discharge, telling plaintiff that âalthough the effects of a[n under other than honorable conditions discharge were] not good, that it [was] still better than a conviction that could require registering as a sex offender and better than a Bad Conduct Discharge.â Id. at 178. According to Captain Brand, plaintiff âwould always agree with my analysisâ and âjust kept saying how hard it was for him not to fight and to take the easy way out,â but that âweighing all the consequences[,] he thought it was the best thingâ and âthe least risky option.â
Plaintiff eventually decided to seek the advice of civilian counsel located in downtown Grand Forks, North Dakota. See id. at 179 (sworn statement of Captain Brand), 193 (sworn statement of Staff Sergeant Johnson), 275 (containing plaintiffs statement, in a document prepared in February 2007, that â[s]ometime between 27 Nov and 6 Dee,â he âwent to see a civilian attorney about [his] caseâ); see also id. at 215 (containing plaintiffs November 22, 2002 testimony that his wife sought out the civilian counsel). In his sworn statement, Captain Brand indicated that plaintiff made the decision â[t]oward the beginning of Decemberâ and that, â[a]bout a week later,â plaintiff told him that âthe civilian attorney reviewed the evidence against him and advised him to take the chapter 4.â Id. at 179; see also id. at 193 (containing Staff Sergeant Johnsonâs representation that the civilian attorney âsuggestedâ that plaintiff âtake the Chapter 4â). Plaintiffâs wife, in November 22, 2002 testimony, tells a different tale, claiming that civilian counsel advised her that the Air Forceâs convening of a special court-martial âwas [them] way of admit
In any event, on December 7, 2000, plaintiff submitted, pursuant to Chapter 4 of Air Force Instruction 36-3208, a signed Request for Discharge in Lieu of Trial by Court-Martial to his command.
Captain Brand signed the request below plaintifPs signature, indicating that â[t]he preceding statement by [plaintiff] was his voluntary decision, signed by him after I counseled him fully about his rights and privileges, the possible effects of discharge under these circumstances, and the repercussions of waiving his right to a lengthy service determination.â Id. at 165. In support of plaintifPs signed request, Captain Brand submitted a packet that included a three-page memorandum and 122 documents that included character statements, certificates, awards, and performance evaluations. Id. at 421-91. In his memorandum, Captain Brand indicated that he had âthoroughly reviewed the facts and circumstances behind the proposed charges,â discussed âevery aspect of the case and the ramifications of each of its potential outcomes,â and determined that âa Chapter 4 discharge (whatever service characterization ultimately attaches) [would] fairly seive the interests of both the governmentâ and plaintiff. Id. at 421. Captain Brand then described the relevant extenuating and mitigating circumstances in plaintiffs case, explained how a Chapter 4 discharge was a âreasonable alternative to a court-martial conviction,â and how such a discharge was in the best interests of the Air Force and the alleged victims. Id. at 421-23.
The Staff Judge Advocate of the 319 Air Refueling Wing reviewed plaintiffs Chapter 4 discharge request and, on December 15, 2000, recommended to the commander of the 319 Air Refueling Wing that the request be approved. Id. at 494-96. In support of his recommendation, the Staff Judge Advocate stressed, among other things, the possibility that the results of a court-martial might be less favorable to the Air Force than a Chapter 4 discharge:
Although the prosecution is fully prepared to take this case to trial, conviction is not guaranteed____This is a typical âhe said she saidâ factual situation and the case will be determined by who the members or military judge find more believable, the accused or the alleged victims----If convicted, we expect [plaintiff] would receive*121 minimal jail time, a loss of stripes, and possibly a forfeiture. A punitive discharge is questionable. Although his alleged misconduct warrants a bad conduct discharge, members or a military judge may be hesitant to impose a bad conduct discharge on an accused who has almost 19 years of military service with an exceptional military record.
Id. at 495. The commander concurred with the Staff Judge Advocateâs recommendation to approve plaintiffs request. Id. at 497. Thus, plaintiffs request was forwarded to the Fifteenth Air Force for consideration on December 18, 2000. Id. The Staff Judge Advocate of the Fifteenth Air Force reviewed plaintiffs request and, on December 19, 2000, recommended to the commander of the Fifteenth Air Force that the request be approved. Id. at 497-98.
Although he had submitted plaintiffs Chapter 4 discharge request to plaintiffs command, Captain Brand continued to prepare the case for trial. On December 20, 2000, Captain Brand requested that the government produce thirteen witnesses to testify on behalf of the defense. Id. at 172; see also id. at 178-74 (containing annotated lists of potential witnesses).
On December 21, 2000, Captain Brand received a telephone call from the Deputy Staff Judge Advocate of the Fifteenth Air Force, who asked whether Captain Brand was sure that plaintiff wanted to proceed with his Chapter 4 discharge request. Id. at 175. As noted in a December 22, 2000 memorandum for the record, Captain Brand responded in the affirmative. Id. He based his response on his âinnumerableâ prior discussions with plaintiff regarding the choice between a Chapter 4 discharge and a court-martial, his consultation with an attorney from his circuit office who recommended a Chapter 4 discharge, and plaintiffs consultation with a civilian attorney who recommended a Chapter 4 discharge. Id. But see id. at 216 (containing plaintiffs wifeâs November 22, 2002 testimony that civilian counsel stated that the governmentâs case was weak), 216-17 (containing plaintiffs November 22, 2002 testimony that Captain Brand refused to seek help from circuit counsel because it would âmake matters worseâ with respect to his dealings with the legal office), 231 (containing plaintiffs wifeâs November 22, 2002 testimony that Captain Brand did not want to bring in his circuit attorneys because then the government would do the same and the governmentâs circuit attorneys were âfar betterâ).
Captain Brand then, that same night, called plaintiff at his motherâs home in Louisiana to ensure that plaintiff still wanted to pursue the Chapter 4 discharge. Id. at 175; see also id. at 176 (containing Captain Brandâs telephone records). But see id. at 191 (containing plaintiffs representation, taken from his June 26, 2001 electronic mail message, that Captain Brand only called him twice â once to inform him that the commander of the 319 Air Refueling Wing had approved the Chapter 4 discharge request and again to inform him that the commander of the Fifteenth Air Force approved the request). Plaintiff expressed concern that he might have to register as a sex offender if convicted, and Captain Brand informed him that âhe was facing at least two sex offenses, maybe more.â Id. at 175. Plaintiff confirmed his desire to continue pursuing the Chapter 4 discharge and, the next day, Captain Brand called the Deputy Staff Judge Advocate to reaffirm plaintiffs position. Id.
Plaintiffs Chapter 4 discharge request was ultimately approved and on January 5, 2001, he was discharged under other than honorable conditions. Id. at 197, 346; see also id. at 275 (containing plaintiffs statement, in a document prepared in February 2007, that Captain Brand âinformed [him] via telephone [that his] Chapter 4 was approvedâ by the commander of the Fifteenth Air Force). That same day, according to plaintiff, he contacted his present counsel to make a complaint about Captain Brand.
B. Plaintiffs Initial Allegations of Ineffective Assistance of Counsel Against Captain Brand
On February 15, 2001, newly retained counsel sent a memorandum to General Charles T. Robertson, the commander of the Air Mobility Command, requesting that General Robertson initiate an investigation into the conduct of Captain Brand and consider supporting the position that plaintiff should be reinstated to active duty to face the special court-martial. Id. at 347-52. In the memorandum, counsel averred that the evidence supporting the allegations against plaintiff was weak; that plaintiff was an âoutstanding service memberâ with over eighteen years of active duty service; that plaintiff had intended to âgo into police workâ after retiring from the Air Force; and that plaintiff, âupon the direction and advice of Capt. Brand and contrary to [plaintifffs desires, submitted a Chapter 4 in lieu of court-martial.â Id. at 347-48. Counsel alleged that Captain Brand: (1) âMailed to thoroughly investigate the caseâ; (2) â[w]as adamant that a Chapter 4 was the only appropriate tactical choiceâ; and (3) â[p]rovided incorrect advice regarding post service impact of the other-than-honorable discharge in the law enforcement arena.â Id. at 348.
In support of his allegations, plaintiffs counsel asserted that on November 21, 2000, the date that plaintiff was formally charged, Captain Brand, âwithout any investigation,â asked plaintiff whether he would accept a Chapter 4 discharge and indicated that a âChapter 4 offer was on the table.â Id. at 349. Then, contended counsel, on November 27, 2000, Captain Brand âagain inquired about the Chapter 4â without any investigation, disclosing to plaintiff âthat base legal was pushing the Chapter 4 decision.â Id. Counsel then averred that Captain Brand informed plaintiff during a two-and-one-half horn- meeting on December 7, 2000, that âhe had interviewed all the complaining witnesses and found only one ... to be credible,â that he believed plaintiff âwould be found guilty of âsomething,â â and that he âstrongly advised that a Chapter 4 would be accepted.â Id. According to his counsel, plaintiff informed Captain Brand that âhe wanted to defend himself,â but was advised by Captain Brand that âhe could recover from an other-than-honorable discharge and have a career in law enforcementâ and to âput his pride aside and accept the Chapter 4.â Id. Counsel claimed that plaintiff told Captain Brand that âhe wanted to fight the caseâ on âseveral occasions afterâ December 7, 2000, but that Captain Brand âtalked [him] out of it____â Id. Finally, counsel maintained that âCapt. Brandâs sole investigation of the case was to interview the complaining witnessesâ and that plaintiff âadvised Capt. Brand that dates of the alleged incidents were wrong, [that] alibis existed ... [, and] that one alleged victimâs drawing of his home was wrong.â Id. at 350. In sum, counsel asserted that given the weakness of the evidence supporting the charges, the strength of the âgood soldierâ evidence, the uncertainty as to whether plaintiff would have received a bad conduct discharge if convicted, and the impossibility of plaintiff obtaining employment with law enforcement with a discharge under other than honorable conditions, Captain Brand should have acceded to plaintiffâs wishes and allowed plaintiffs ease to proceed to court-martial.
General Robertson forwarded plaintiffs counselâs memorandum to the Staff Judge Advocate of the Air Mobility Command, who wrote back to counsel on March 9, 2001, indicating that General Robertson believed that plaintiff âwas treated fairly throughout the disciplinary process.â Id. at 357. He further noted that he had forwarded counselâs memorandum to the commander of the Air Force Legal Services Agency, where Captain Brand was assigned, for review. Id.
On April 10, 2001, the commander of the Air Force Legal Services Agency appointed Captain Anthony A. Swan as an inquiry officer to investigate whether Captain Brand âviolated Air Force Rules of Professional
collect and analyze the evidence relevant to three major allegations: whether Captain Brand adequately investigated his clientâs ease; whether Captain Brand properly advised his client about requesting discharge in lieu of trial; and whether any advice Captain Brand provided his client about the impact of an under other than honorable conditions discharge was incorrect.
Id. The commander also instructed Captain Swan to âinvestigate any other matters ... relevant to the issue of whether Captain Brandâs representation of [plaintiff] met the standards required by the Air Force Rules of Professional Conduct and/or the Air Force Standards of Military Justice.â Id.
During his investigation of plaintiffs allegations, Captain Swan obtained and reviewed, among other things, the investigation report and supporting documents prepared by the Air Force Office of Special Investigations; the charge sheet; Captain Brandâs discovery requests, witness lists, and telephone records; plaintiffs Chapter 4 discharge request; the sworn statements of Captain Brand and Staff Sergeant Johnson; and plaintiffs electronically mailed responses to his questions. Id. at 43; see also id. at 31-36 (containing a summary of the facts derived from these documents). The results of Captain Swanâs investigation were presented in his August 14, 2001 Report of Investigation. Id. at 31-42.
Captain Swan examined plaintiffs allegations pursuant to the two-part test set forth by the United States Supreme Court (âSupreme Courtâ) for claims of ineffective assistance of counsel, which requires a plaintiff to show that counselâs representation was deficient and that he or she was prejudiced by the deficiency.
Next, discussing the allegation that Captain Brand did not properly advise plaintiff about requesting a Chapter 4 discharge in lieu of court-martial, Captain Swan measured Captain Brandâs performance against Air Force Standard for Criminal Justice 4-6.1, which indicates that âwhenever the nature and circumstances of the case permit, the defense counsel should explore the possibility of an early diversion of the case from the criminal process,â that defense counsel should not discuss such a diversion with opposing counsel prior to obtaining consent from his client, and that â[u]nder no circumstances should a defense counsel recommend that an accused accept a plea agreement unless a full investigation and study of the case has been completed____â Id. Captain Swan initially found that although Captain Brand should have obtained plaintiffs permission to âinitially ascertain if a Chapter 4 discharge was an option,â Captain Brand âdid so before entering negotiations with the legal office.â Id. Captain Swan then noted that Captain Brand âadequately investigatedâ plaintiffs case, that Captain Brand discussed with plaintiff âthe various options available,â that âthe government had a strong case againstâ plaintiff, that plaintiffs main concern was the possibility that he
Finally, addressing the allegation that Captain Brand provided plaintiff with inaccurate advice concerning the effect of an under other than honorable conditions discharge, Captain Swan measured Captain Brandâs performance against Air Force Standard for Criminal Justice 4-5.1, which requires defense counsel, âafter informing himself ... fully on the facts and the law,â to âadvise the accused with complete candor concerning all aspects of the case, including a candid estimate of the probable outcome.â Id. Captain Swan noted that Captain Brand properly advised plaintiff that a Chapter 4 discharge in lieu of court-martial would be characterized as a discharge under other than honorable conditions, that plaintiff read Chapter 4 of Air Force Instruction 36-3208, that Captain Brand responded to plaintiffs inquiry about the possibility of future law enforcement employment by providing plaintiff with information from the New York City Police Department but making no assurances of actual employment, that plaintiffâs main concern was the effect of registering as a sex offender, and that Captain Brand advised plaintiff that he could withdraw his Chapter 4 discharge request. Id. at 40. Based upon these findings, Captain Swan concluded that âCaptain Brand did not give incorrect or deficient advice regarding the effect of a[n under other than honorable conditions] discharge.â Id. And again, because he found no deficiency, Captain Swan did not conduct a prejudice analysis. Id.
In sum, Captain Swan found that none of plaintiffs three allegations were substantial ed. Id. at 37-41. The Deputy Chief of the Trial Defense Division of the Air Force Legal Services Agency, Lieutenant Colonel Lauren N. Johnson-Naumann, performed a legal review of Captain Swanâs report. Id. at 26-29. In a September 27, 2001 memorandum, Lieutenant Colonel Johnson-Naumann concluded that Captain Swanâs findings were âsupported by a preponderance of the evidenceâ and that there were âno legal, substantive or procedural errors warranting corrective action.â Id. at 26, 29. She further concluded that Captain Swanâs report was âlegally sufficientâ and would âsupport a recommendation to [the Judge Advocate General] that the case be closed.â Id. at 29. The Chief of the Trial Defense Division concurred with these conclusions. Id.
Subsequently, Captain Swanâs report and the Trial Defense Divisionâs legal review were forwarded to the commander of the Air Force Legal Services Agency. Id. at 12. In an October 15, 2001 memorandum, the commander, after âthoroughly reviewing] the complaint, report of investigation, and related materials pertaining to an allegation of ineffective assistance of counsel in the representation of [plaintiff] made against Captain Steven T. Brand,â as well as the legal review, found that âthe evidence [did] not support the allegations against Captain Brand and that no violation of either the Air Force Rules of Professional Conduct or the Air Force Standards of Criminal Justice occurred.â Id. The commander recommended that âthe case be closed without further investigation----â Id. In a February 7, 2002 memorandum, the Judge Advocate General of the Air Force indicated that he reviewed the âethics complaintâ against Captain Brand, Captain Swanâs report, and the commanderâs recommendation, and concluded that âthere was no violation of either the Air Force Rules of Professional Conduct or the Air Force Standards of Criminal Justice.â Id. at 11. He directed that the case be closed with no further action. Id.
C. Proceedings Before the Air Force Discharge Review Board
It appears that although plaintiff did not receive a copy of Captain Swanâs report, he did become aware of the disposition of his complaint against Captain Brand for ineffective assistance of counsel. See id. at 229 (containing counselâs November 22, 2002 statement that â[t]here is a report by Tony Swan, which is obviously not available to me or anybodyâ). Thus, several months later,
Upon reviewing plaintiffs application, the Air Force Discharge Review Board (âAFDRBâ) identified three issues for consideration: (1) â[w]hether the actions of the area defense counsel were incompetent and ineffective in counseling Applicant to seek a discharge in lieu of court-martialâ; (2) â[wjhether the facts of this case demonstrated any wrongdoing on the part of Applicantâ; and (3) â[w]hether an other-than honorable discharge was a proper characterization of Applicantâs service.â Id. at 198. In addition to considering the allegations presented in counselâs February 15, 2001 memorandum, the report and supporting documents prepared by the Air Force Office of Special Investigations, the charge sheet, plaintiffs Chapter 4 discharge request and the approvals of that request, and several character letters, id. at 198, 494-525, the AFDRB
heard the live testimony of plaintiff and his wife at a November 22, 2002 hearing at Dobbins Ah* Reserve Base in Marietta, Georgia,
Counsel prefaced the testimony of plaintiff and his wife with an opening statement, during which he characterized Captain Brandâs representation of plaintiff âone of the most incompetent representations that [he had] ever observed,â
Next to testify was plaintiff. At the outset of his testimony, he hypothesized that the four alleged victims, all of whom knew each other, wanted to get rid of him because he was âa very strict disciplinarianâ and âwouldnât put up with anything.â Id. at 210; see also id. at 211-14 (containing plaintiffs explanation of how he disciplined the alleged victims and why their allegations were otherwise not credible). Plaintiff also indicated that he was unable to find a law enforcement job in the public sector upon his discharge, as he had hoped to do. Id. at 218; see also id. (containing interjecting testimony from plaintiffs wife indicating that plaintiff was ultimately hired by a private security firm). Instead, plaintiff stated, he was, at the time of the hearing, eizzployed by Best Buy as a loss prevention supervisor. Id. at 218-19. Plaintiff concluded his direct testimony by confirming that his ultimate goal was to be reinstated to the Air Force so that he could defend himself at court-martial. Id. at 219; accord id. at 244, 249.
At the conclusion of the direct testimony, the member's of the AFDRB orally examined plaintiff and his "wife. Id. at 219-51. The members pzâessed plaintiff as to why he proceeded with the Chapter 4 discharge request in light of his stated desire to defend himself at trial and his wifeâs expressed opposition to the request, sought more infonnation concerning the validity of the allegations against plaintiff and the characters and motivations of the alleged victims, questioned the extent to which plaintiff believed that Captain Brand properly pursued plaintiffs defense and gave good advice, asked plaintiffs wife about the advice she was receiving from her coznmand,
After heaz'ing from plaintiff, plaintiffs wife, and counsel, the AFDRB issued its decision that same day, explicitly finding âthat the evidence of record substantiates an inequity that would justify upgrade of the discharge.â Id. at 195-96. By a vote of four to one, the AFDRB changed the charactezization of plaintiffs discharge to âhonorableâ and the reason and authority for the dischaz'ge to âsecretarial authority.â Id. The AFDRB also voted to change plaintiffs reenlistment code. Id. In the rationale for its decision, the AFDRB wrote:
The Board noted the possible incorrect advice given the applicant by his defense counsel and the applicantâs 18 years of outstanding sezvice. Also, the Board noted that there was no third party eyewitness confirming any of the alleged incidents. After a thozâough and complete eonsidez'ation of the information submitted by the applicant, the applicantâs compelling personal testimony, and inforznation contained in the zâecord, the Board concluded there was sufficient mitigation and extenuation to substantiate upgrade of the dischaz'ge and to change the reason for the discharge. The Board also agreed to change the applicantâs reenlistznent code.
Id. at 196. The AFDRB concluded âthat the discharge was consistent with the procedimal and substantive requireznents of the discharge regulation and was within the discz'etion of the discharge authority.â Id. Despite this fact, the AFDRB determined âthat the overall quality of [the] applicantâs service is more accurately reflected by an Honorable discharge.â Id.; see also id. at 529 (containing plaintiffs amended form DD-214, Certifi
D. Proceedings Before the Air Force Board for Correction of Military Records
Although the AFDRB granted plaintiff all of the relief he requested, he was still barred from reenlisting with the Mr Force due to the number of years he had already served. Id. at 354. Thus, plaintiff attempted to seek additional relief from the only entity empowered to grant his request â the AFBCMR. Id. On March 30, 2003, plaintiff, through counsel, submitted an Application for Correction of Military Record Under the Provisions of Title 10, U.S.Code, Section 1552, seeking the following relief: (1) reinstatement to the Mr Force as of either the date of separation or a date otherwise determined by the AFBCMR; (2) reinstatement to the Mr Force at the rank of Technical Sergeant; (3) receipt of back pay and allowances; (4) credit for time in grade for pay, promotion, and retirement purposes; and (5) the expungement of the separation from his records. Id. at 345, 355. Plaintiff contended that he was able to fully present his case to the AFDRB, that the AFDRB âfully exploredâ the ârole of military defense counsel,â and that the AFDRB âfound that the military defense counsel had failedâ plaintiff because plaintiffs âdesires to go to court-martial were ignored.â
Upon its receipt of plaintiffs application, the AFBCMR sought three advisory opinions from the Mr Force Personnel Center. See id. at 341-42, 531-38. One of the opinions, dated June 11, 2003, was from the Staff Judge Advocate, Colonel Margaret R. McCord. Id. at 531-35. In her opinion, Colonel McCord discussed three issues: (1) âDid Captain Brand fail to adequately investigate the charges against the applicant?â; (2) âWas the applicantâs Chapter 4 request submitted over his objection?â; and (3) âWould the applicant have fared better at trial?â Id. at 532-35. In addressing those issues, Colonel McCord referenced both a conversation with Mr. Brand, who had left the Aii- Force and was in private practice, and the ease file, which included information about the criminal charges faced by plaintiff, plaintiffs Chapter 4 discharge request and supporting documents, counselâs February 15, 2001 memorandum, plaintiffs application to the AFDRB, and the AFDRBâs decision. Id. at 531-35.
With respect to the first issue, Colonel McCord noted that the same question was the subject of plaintiffs February 15, 2001 âcomplaint against [Captain] Brand alleging ineffective assistance of counselâ and indicated that âthe Office of The Judge Advocate General had conducted a full investigation of the complaint, and that, on 7 February 2002, The Judge Advocate General determined that [plaintiffs] complaint of ineffective assistance was unsubstantiated.â Id. at 532; cf. id. (indicating that Mr. Brand had characterized the complaint as an âethics complaintâ). She then noted that âthe Ahâ Force [was] entitled to rely on the presumption of regularity that the government official in question discharged his duties in good faith and in accordance with the law.â Id. Finding that plaintiffs contention that Captain Brand did not adequately âinvestigate or evaluate evidence of alibis or of errors or inconsistencies in the complainantsâ statements [was] not supported by any evidence in the case file and [was] nothing more than speculation,â Colonel McCord concluded that plaintiff had ânot demonstrated by a preponderance of the evidence that his attorney failed to adequately investigate the charges against [him].â Id.
With respect to the second issue, Colonel McCord, noting that the contemporaneous evidence did not support a finding that Cap
Colonel McCord then addressed plaintiffs desire to be reinstated to active duty so that he could âbe brought before a special court-martial on the charges.â Id. She opined that â[ljitigating the charges now â as opposed to litigating them in a timely manner as would have been done absent the Chapter 4 request â would present substantial difficulties for the prosecution and likely would put [plaintiff] in a better position than he otherwise would have occupied.â Id. In sum, argued Colonel McCord, plaintiff:
should not be allowed to use his discharge request to halt the court-martial process established by law as the proper means to adjudicate the criminal allegations against him and now, under the guise of an allegation of error or injustice, litigate those allegations contrary to the Chapter 4 request accepted in good faith by the Air Force. The fact that [plaintiff] may now regret his decision does not constitute an error or injustice that would justify allowing him to revisit that decision two and [one] half years after the request was tendered.
Id. Thus, Colonel McCord recommended that the AFBCMR deny plaintiffs application. Id.
The second of the advisory opinions was prepared by Nancy Baker of the Retirements and Separations Division on May 6, 2003, and addressed the discharge process. Id. at 536. Ms. Baker, mirroring the conclusion of the AFDRB, indicated that âthe discharge was consistent with the procedural and substantive requirements of the discharge regulationâ and that âthe discharge was within the discretion of the discharge authority.â Id. Ultimately, Ms. Baker concluded that plaintiffs âdischarge was val Id.â Id. In the final advisory opinion, dated May 13, 2003, Gwen E. Cobb of the Enlisted Promotion and Military Testing Branch concurred with Ms. Bakerâs conclusion that âthe discharge was validâ and added that if the AFBCMR reinstated plaintiff to active duty, plaintiffs âinitial grade would be [Technical Sergeant] with a [date of reenlistment] of 1 Dec 1997.â Id. at 537-38.
On July 31, 2003, plaintiff, through counsel, requested that the AFBCMR temporarily withhold consideration of his application. Id. at 342. About seven months later, via counselâs March 11, 2004 memorandum, plaintiff requested that the AFBCMR ârelease the holdâ on the case. Id. at 540. In the memorandum, counsel also urged the AFBCMR to listen to the recorded proceedings before the AFDRB and provided a rebuttal to Colonel McCordâs advisory opinion. Id. at 540-42.. In his rebuttal, counsel first suggested that Colonel McCord and her office were biased, claiming that when faced with allegations that an Air Force attorney provided ineffective assistance, â[i]t is not particularly surprising that the [Staff Judge Advocate of Headquarters, Air Force Personnel Center] would vehemently oppose such a motion, no matter how manifest that motion is.â Id. at 540. Counsel then, noting
The AFBCMR considered plaintiffs application on May 11, 2004, opting not to convene a hearing. Id. at 344. In a June 29, 2004 decision, after considering plaintiffs submissions and the aforementioned advisory opinions, the AFBCMR denied plaintiffs application. Id. at 340-44. The AFBCMR concluded that â[i]nsufficient evidence ha[d] been presented to demonstrate the existence of an error or an injustice.â Id. at 343; accord id. at 344 (â[W]e conclude that no basis exists to recommend granting the relief sought in this application.â). In reaching this conclusion, the AFBCMR noted that the findings of the AFDRB upon which plaintiff. relied âwere based not on error, but rather on possible injusticeâ and that, âbased on the totality of the evidence provided, the corrections to the record approved by the AFDRB were proper and fitting, and further relief would not be appropriate.â Id. at 343. Then, with reference to the criminal charges faced by plaintiff, the AFBCMR expressed its reluctance to âreverse the decisions of commanding officers, who are closer to events, in the absence of error or abuse of discretionary authorityâ and who, in this case, âdetermined that the evidence against [plaintiff] was credible.â Id. The AFBCMR emphasized that plaintiff âwas a matee senior noncommissioned officerâ and that â[o]ther than his own assertions, he [had] provided no persuasive evidence showing he was miscounseled, that his decision to request separation in lieu of trial was coerced in any way, or that his commanders abused their discretionary authority when they accepted his offer and approved his discharge.â Id, at 343-44. As a final note, the AFBCMR found that a hearing would not âmaterially add to [its] understanding of the issues involvedâ because plaintiffâs case was âadequately documented____â Id. at 344.
E. Plaintiffs Complaint in the United States Court of Federal Claims
Plaintiff was dissatisfied with the AFBCMRâs denial of his claim and thus, on March 29, 2005, filed a complaint in the Court of Federal Claims. Plaintiff asserts one cause of action in his complaint, claiming that the AFBCMRâs âfailure] to grant Plaintiff relief by concluding that Capt[.] Brand
Subsequent to plaintiff filing his complaint in this comb, defendant sought to remand the case to the AFBCMR so that the AFBCMR could consider Captain Swanâs report and related documents. See AR 7-8. Plaintiff supported remand, but wanted the comb to direct the AFBCMR to conduct an evidentiary hearing. Id. at 8. Ultimately, in a November 1, 2005 Opinion and Order, the court expressed its reluctance âto specify the precise procedures that must be undertaken on remand, as such a decision is more appropriately within the province of the AFBCMR,â and ruled:
In general, the case is remanded to the AFBCMR with instructions to review the Air Force records of its investigation of Plaintiffs claim of ineffective assistance of counsel. Although holding an evidentiary hearing may be advisable, the court[ ] does not, at this time, believe it is warranted for it to order the AFBCMR to hold such a hearing. However, if the AFBCMR does not conduct an evidentiary hearing, it shall provide an explanation as to why it did not do so. In addition, the AFBCMR is directed to consider the [AFDRBjâs alleged findings that âan error and injusticeâ had occurred with regard to Plaintiff or to provide an explanation as to why it did not consider these findings.
Id. at 10.
F. Remand to the Air Force Board for Correction of Military Records
On remand, the AFBCMR requested an additional advisory opinion from the chief of the Military Justice Division of the Air Force Legal Operations Agency. See id. at 252-55. In his May 11, 2006 memorandum, Colonel William A. Druschel concluded that the Air Force Legal Services Agencyâs âinvestigation of [plaintiff]âs claim of ineffective assistance of military counsel [was] exhaustive, complete, and the preponderance of the evidence supported] the conclusion that the claim [was] without merit.â Id. at 255. Colonel Druschel evaluated the investigation in light of the two-part test for determining ineffective assistance of counsel set forth by the Supreme Court in Strickland v. Washington, and found that evidence that Captain Brand provided ineffective assistance was lacldng, as plaintiff was well-informed of the consequences of both proceeding to comb-martial and seeking a Chapter 4 discharge. Id. at 254-55; see also id. at 255 (finding âno irregularitiesâ in plaintiffs Chapter 4 discharge request). Colonel Druschel further commented that â[b]ased upon the review of the [Air Force Legal Services Agency] investigation ..., a[n AFBCMR] sponsored evidentiary hearing into the matter is unwarranted and would not, in all probability, produce any new or additional evidence demonstrating the
The AFBCMR forwarded Colonel Druschelâs advisory opinion to plaintiff on May 23, 2006. Id. at 256. In a June 19, 2006 memorandum, plaintiffs counsel advised the AFBCMR that neither he nor plaintiff had seen the Air Force Legal Services Agency investigation. Id. at 257; see also id. (claiming that counsel and plaintiff âwould like to see that investigation, but because it is an âethics investigation^ it was not made available toâ them). Yet, despite not having seen the investigation, counsel claimed that âthe investigation examined whether Capt[.] Brand violated any ethical standards,â id. at 257, that the â âinvestigationâ appear[ed] to be in direct conflict with the [AFDRB] proceedings,â id. at 258, and that because the Air Force Legal Services Agency conducted an ethics investigation and not an investigation concerning ineffective assistance of counsel, the investigation was not relevant, id. at 257. Finally, counsel attacked Colonel Drusehelâs conclusion that an evidentiary hearing was not warranted in plaintiffs case as âthe height of arroganceâ and requested that a hearing be conducted. Id. at 258.
On December 13, 2006, after receiving permission from the Air Force Legal Services Agency, the AFBCMR forwarded a copy of Captain Swanâs August 14, 2001 report to counsel. Id. at 259. In a February 14, 2007 memorandum,
With the benefit of the investigation of the Ah1 Force Legal Sendees Agency, the proceedings before the AFDRB, the new advisory opinion, plaintiffs three additional responses, and all of the evidence that it had previously considered, the AFBCMR reconsidered plaintiffs application on July 11, 2007. Id. at 2-6. In an August 9, 2007 decision, the AFBCMR denied plaintiffs application due to âinsufficient evidence of error or injustice____â Id. at 6; see id. at 2 (containing the date of the decision). In reaching its decision, the AFBCMR discussed the relevance of the investigation of the Air Force Legal Services Agency: âNotwithstanding counselâs assertion that the Air Force investigation into this matter only looked at whether the Area Defense Counsel committed any ethical violations, we believe that the investigation established] by a preponderance of the evidence [that plaintiff] was not the victim of ineffective assistance of counsel.â Id. at 4. The AFBCMR believed that plaintiff was âproperly advised and put on notice of the consequences of his voluntary request for administrative separation in lieu of court-martial and that he could receive an under other than honorable conditions discharge.â Id. The AFBCMR also emphasized that plaintiff did not change course after consulting with a civilian attorney. Id.
Then, turning to the relevance of the proceedings before the AFDRB, the AFBCMR provided:
After thoroughly reviewing the transcript of the AFDRB hearing, we find the relief they granted a reasonable exercise of their authority, but feel that the relief requested of this Board exceeds what would be appropriate. We note first that the AFDRB does not use the error or injustice standard that governs the AFBCMR. Rather[,] it uses the criteria of inequity and/or impropriety in determining whether the character of a discharge should be upgraded or whether the basis for a discharge should be changed. Secondly, its govern*132 ing instruction specifically allows an upgrade even when there is not an inequity or impropriety based upon what can best be described as a consideration of all the surrounding facts and circumstances. In this ease, it found [plaintifflâs discharge was consistent with the procedural and substantive requirements of the discharge regulation and was -within the sound discretion of the discharge authority. However, it appears the AFDRB had some doubt as to whether the advice given to the applicant by [Captain Brand] was possibly incorrect, doubt which this Board does not have as explained above. When factoring in the possibility of incorrect advice from counsel, [plaintifflâs apparent stellar career, the fact the allegations were not confirmed by a third party and testimony given, the AFDRB found there was sufficient mitigation and extenuation to upgrade [plaintifflâs discharge to honorable, change the narrative reason for discharge, and [change] the [reenlistment] code. However, we do not believe the AFDRBâs findings in any way exonerate [plaintiff] or undermine the gravity of the offense of which he was charged____ The AFDRB had limited remedies and gave the ones they had. They did not and could not decide whether there was an error or injustice that supported the much broader remedies requested of this panel.
Id. at 5. Finally, addressing plaintiffs request for an evidentiary hearing, the AFBCMR stated:
Even if an evidentiary hearing might assist in [determining what Captain Brand told plaintiff], the point is our decision is not primarily based upon the specific content of that advice or even whether there was ineffective counsel. Whether [plaintiff] was given good or even brilliant legal representation, the Board concludes he fundamentally understood the deal he was offered and we are not convinced he would have made a different choice had he been given different counsel. Since our ultimate conclusion is based upon our unwillingness to speculate as to what would have happened had the case proceeded to trial and the fact that [plaintiff] no longer has the [under other than honorable conditions] discharge he alleges he did not understand he faced, an evidentiary hearing is not necessary since it would not change our view of what additional remedy is appropriate.
Id.
G. Return to the United States Court of Federal Claims
After the AFBCMR issued its decision, the parties returned to the Court of Federal Claims for further proceedings. Plaintiff initially filed a motion to remand the ease to the AFBCMR for a second time on December 2, 2007, which was followed by defendant filing a combined motion to dismiss and motion for judgment on the administrative record and plaintiff filing a cross-motion for judgment on the administrative record.
II. STANDARD OF REVIEW
A. Motion to Dismiss for Failure to State a Claim
Defendant filed a motion to dismiss for failure to state a claim pursuant to RCFC 12(b)(6). A motion to dismiss tests the sufficiency of a complaint. Conley v. Gibson, 355 U.S. 41, 45-46, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957). In ruling on a motion to dismiss, the court assumes that the allegations in the complaint are true and construes those allegations in plaintiffs favor. Henke v. United States, 60 F.3d 795, 797 (Fed.Cir.1995). The Supreme Court recently clarified the degree of specificity with which a plaintiff must plead facts sufficient to survive such a motion in Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007), stating that âa plaintiffs obligation to provide the âgroundsâ of his âentitle[ment] to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do,â id. at 1964-65 (citation omitted). The Supreme Court explained that although a complaint need not contain âdetailed factual allegations,â id. at 1964, the âfactual allegations must be enough to raise a right to relief above the speculative level,â id. at 1965. âOnce a claim has been stated adequately, it may be supported by showing any set of facts consistent with the allegations in the complaint.â
B. Motions for Remand and for Judgment on the Administrative Record and the Correction of Military Records
Along with plaintiffs motion for remand, the parties filed cross-motions for judgment on the administrative record pursuant to RCFC 52.1, seeking to either uphold or overturn the AFBCMRâs June 29, 2004, and August 9, 2007 decisions declining to correct plaintiffs military record as requested. The AFBCMRâs decisions were authorized by 10 U.S.C. § 1552 (2000 & Supp. II 2003), which allows for the correction of military records âto correct an error or remove an injustice.â The court ââwill not disturb the decision of [a] corrections board unless it is arbitrary, capricious, contrary to law, or unsupported by substantial evidence.â â Barnes v. United States, 473 F.3d 1356, 1361 (Fed.Cir.2007) (quoting Chambers v. United States, 417 F.3d 1218, 1227 (Fed.Cir.2005)); accord Sanders v. United States, 219 Ct.Cl. 285, 594 F.2d 804, 811 (1979) (en banc), superseded in part by statute, 10 U.S.C. § 628 (2000 & Supp. I 2002), as recognized in Richey v. United States, 322 F.3d 1317, 1323-24 (Fed.Cir.2003). The Court of Federal Claims does not sit as âa super correction board.â Skinner v. United States, 219 Ct.Cl. 322, 594 F.2d 824, 830 (1979).
In ruling on a motion for judgment on the administrative record, the court makes âfactual findings ... from the record evidence as if it were conducting a trial on the record.â Bannum, Inc. v. United States, 404 F.3d 1346, 1357 (Fed.Cir.2005);
In this case, the parties dispute whether the AFBCMR properly determined that an evidentiary hearing was unnecessary and whether the decisions of the AFBCMR were supported by substantial evidence. See, e.g., PLâs Mem. P. & A. Supp. PLâs Mot Appropriate Relief (âPLâs Remand Mem.â) 5; Def.âs Mot. Dismiss, Cross Mot. J. Administrative R., & Resp. PLâs Mot. Remand (âDef.âs Mot.â) 1; PLâs Mem. P. & A. Supp. PLâs Cross Mot. J. Administrative R. & Oppân Def.âs Mot. Dismiss & Mot. J. Administrative R. (âPLâs Cross-Mot. Mem.â) 8. Substantial evidence is âsuch relevant evidence as a reasonable mind might accept as adequate to support a conclusion.â Univeral Camera Corp. v. NLRB, 340 U.S. 474, 477, 71 S.Ct. 456, 95 L.Ed. 456 (1951) (internal quotation omitted), cited in Dixon v. Depât of Transp., FAA, 8 F.3d 798, 804 (Fed. Cir.1993). âBecause â[t]he substantiality of evidence must take into account whatever in the record fairly detracts from its weight,â â the court must evaluate the entire record, âbear[ing] in mind that â[exaggeration, inherent improbability, self-contradiction, omissions in a purportedly complete account, imprecision, and errors detract from the weight to be accorded the evidence upon which an administrative board bases its decision.â â Dixon, 8 F.3d at 804 (quoting Spurlock v. Depât of Justice, 894 F.2d 1328, 1330 (Fed.Cir.1990)). However, when evaluating the administrative record, the court is not to reweigh the evidence but instead must look to see if exaggeration, improbability, self-contradiction, omissions, imprecision, or errors âdetract from the weight of that particular evidence.â Id. The court may only overturn the AFBCMRâs decision if the detraction is of such a magnitude that âa reasonable fact-finder would not find the charge proved by a preponderance of evidence----â Id.
III. DISCUSSION
A. The AFBCMR Was Not Required to Conduct an Evidentiary Hearing
Plaintiff contends that the only way for the AFBCMR to ascertain the truth of his allegations of ineffective assistance of counsel is to convene an evidentiary hearing. PLâs Remand Mem. 6-7. According to plaintiff, â[statements and affidavits are fine for some purposes but where parties utter statements and affidavits in order to support their self interest which are manifestly in conflict, only the cauldron of under oath, oral testimony subject to cross-examination will do.â Id.
Proceedings before the AFBCMR are governed by statute and regulation. Pursuant to 10 U.S.C. § 1552(a)(3), corrections to a military record by the AFBCMR âshall be made under procedures established byâ the Secretary of the Air Force. These procedures established by the Secretary are published in title 32, chapter VII, part 865, sub-part A of the Code of Federal Regulations. See 32 C.F.R. § 865.0 (2002). The regulations provide that the AFBCMR ânormally
Given the discretionary nature of the AFBCMRâs decision to conduct an evidentiary hearing, the United States Court of Claims, the predecessor of the United States Court of Appeals for the Federal Circuit (âFederal Circuitâ), concluded that it would ânot hold the denial of a hearing improper where plaintiff failed to show, based on the documentation supporting the application, that the [AFBCMR] acted arbitrarily in denying the hearing.â Armstrong, 205 Ct.Cl. at 764; accord Flute, 535 F.2d at 628 (âPlaintiff has not shown that the denial of a hearing was arbitrary or capricious or that it was based on any erroneous facts____â). Subsequently, both this court and its predecessor, the United States Claims Court, have summarized this precedent as requiring plaintiff to show that the AFBCMRâs denial of an evidentiary hearing was unreasonable. See Strickland v. United States, 36 Fed.Cl. 651, 657 (1996) (âThe AFBCMR has discretion in granting a hearing and the AFBCMRâs decision will be upheld if reasonable.â (citation omitted)); Bell v. United States, 32 Fed.Cl. 259, 264 (1994) (âThe AFBCMRâs decision to grant a hearing is within its sound discretion and will be upheld if reasonable.â); Lyons v. United States, 18 Cl.Ct. 723, 729 (1989) (âPlaintiff has not presented any evidence to suggest that a denial of a hearing in this case was unreasonable.â), aff'd, 907 F.2d 157,1990 WL 94201 (Fed.Cir.1990) (unpublished table decision). In these three cited cases, the court determined that the AFBCMRâs decision to forgo a hearing was reasonable because the record before the AFBCMR was sufficient. See Strickland, 36 Fed.Cl. at 657 (âThe AFBCMRâs decision was reasonable because plaintiffs case was adequately documented.â); Bell, 32 Fed.Cl. at 264 (âAs a matter of law, the AFBCMRâs decision to proceed without a hearing was reasonable. The record before the AFBCMR in this case was extensive.â); Lyons, 18 Cl.Ct. at 729 n. 8 (noting that âin denying the request for a hearing, the AFBCMR stated that it had âthoroughly reviewed [plaintiffs] complete submission, and ... [did] not find that a personal appearance with or without counsel [would] materially add to [its] understanding of the issue(s) involvedâ â).
Similarly, in this case, the AFBCMR had an extensive record to consider, including the "witness statements and other notes generated during the criminal investigation of plaintiff; plaintiffs charge sheet; documents from Captain Brandâs investigation of plaintiffs case; plaintiffs Chapter 4 discharge request, the supporting memorandum, and documentary evidence of plaintiffs character and service record; the affidavits and other documents generated during the investigation of Captain Brandâs conduct by the Air Force Legal Services Agency; the transcript of testimony before the AFDRB; the decision of the AFDRB; four advisory opinions; and plaintiffs responses to those advisory opinions. Indeed, in its June 29, 2004 decision, the AFBCMR explicitly found that plaintiffs ease was âadequately documentedâ and concluded that a hearing would not âmaterially add to [its] understanding of the issues involved.â AR 344. The AFBCMR did not retreat from this finding in its August 9, 2007 decision, concluding that a hearing was unnecessary because it was clear to the AFBCMR, in considering the record before it, that there was no error or injustice in plaintiffs ease because plaintiff understood the consequences of a Chapter 4 discharge in lieu of court-martial when he made his re
B. Plaintiff Has Failed to Demonstrate That His Separation Was Involuntary
To state a claim for which relief can be granted in a case seeking back pay pursuant to 37 U.S.C. § 204 (2000),
â[W]hen faced with a motion to dismiss raising the voluntariness issue,â the court is required âto apply [its] standard of reviewâ to the decision of the correction board. Metz, 466 F.3d at 998. Here, the AFBCMR explicitly addressed whether Captain Brand provided ineffective assistance of counsel such that plaintiff should be reinstated to the Air Force to face court-martial. Accordingly, pursuant to Metz, if the court finds that the AFBCMRâs determination on this issue was not arbitrary, capricious, contrary to law, or unsupported by substantial evidence, then the court must conclude that plaintiffs separation was voluntary.
The AFBCMR twice opined on whether plaintiff received ineffective assistance from Captain Brand. First, in its June 29, 2004 decision, the AFBCMR concluded that â[o]ther than his own assertions, [plaintiff had] provided no persuasive evidence showing he was miscounseled, that his decision to request separation in lieu of trial was coerced in any way, or that his commanders abused their discretionary authority when they accepted his offer and approved his discharge.â AR 343. Then, in its August 9, 2007 decision, the AFBCMR further concluded that investigation of the Air Force Legal Services Agency âestablished] by a preponderance of the evidence [that plaintiff] was not the vic
In her advisory opinion, Colonel McCord did not purport to analyze plaintiffs claim of ineffective assistance of counsel pursuant the two-part test enunciated by the Supreme Court in Strickland v. Washington. Nor did she measure Captain Brandâs conduct against the Air Force Rules of Professional Conduct or the Air Force Standards of Criminal Justice. Instead, Colonel McCord measured Captain Brandâs conduct against âthe presumption of regularity that the government official in question discharged his duties in good faith and in accordance with the law.â Id. at 532. Colonel McCord found nothing in the case file supporting plaintiffs allegations that Captain Brand did not adequately investigate plaintiffs ease or rebutting Captain Brandâs statements to the contrary. Id. In addition, she found evidence in the case file to support Captain Brandâs assertion that he did not coerce plaintiff into submitting a Chapter 4 discharge request. Id. at 533. Finally, Colonel McCord found that the AFDRBâs decision did not support plaintiffs contention that Captain Brandâs advice to plaintiff to pursue a Chapter 4 discharge was fundamentally flawed. Id. at 533-34. Altogether, Colonel McCord rejected all of plaintiffs contentions that Captain Brand provided him with ineffective assistance.
In contrast to Colonel McCord, Captain Swan, Lieutenant Colonel Johnson-Naumann, and Colonel Druschel all analyzed plaintiffs claims of ineffective assistance of counsel utilizing the two-part test set forth in the Supreme Courtâs decision in Strickland v. Washington. Id. at 27-29, 37-40, 253-55. Although Strickland v. Washington concerned the effectiveness of civilian counsel during sentencing proceedings, 466 U.S. at 686, 104 S.Ct. 2052, the Supreme Court later concluded that the two-part test was applicable in determining the effectiveness of counsel in reaching plea agreements, see Hill v. Lockhart, 474 U.S. 52, 57, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985), and other courts have applied the test in evaluating the effectiveness of military defense counsel, see Sinclair, 66 Fed.Cl. at 495-96; Metz v. United States, 61 Fed.Cl. 154, 166-67 (2004), revâd on other grounds, 466 F.3d at 991; see also United States v. Cain, 59 M.J. 285, 294 (C.A.A.F. 2004) (containing a military courtâs holding that the Supreme Courtâs two-part test for ineffective assistance of counsel in Strickland v. Washington applied to military counsel). Pursuant to Strickland v. Washington, a plaintiff alleging ineffective assistance of counsel must demonstrate that (1) âcounselâs performance was deficientâ such that âcounsel was not functioning as the âcounselâ guaranteed ... by the Sixth Amendmentâ and (2) plaintiff was prejudiced by the deficient performance. 466 U.S. at 687, 104 S.Ct. 2052. Under the first prong, a plaintiff âmust show that counselâs representation fell below an objective standard of reasonableness,â id. at 688, 104 S.Ct. 2052, and a court considering an âineffectiveness claim must judge the reasonableness of counselâs challenged conduct on the facts of the particular case, viewed as of the time of counselâs conduct,â id. at 690, 104 S.Ct. 2052. Under the second prong, a plaintiff âmust show that there is a reasonable probability that, but for counselâs errors, he would not have pleaded guilty and would
As noted above, Captain Swan examined the allegations contained within plaintiffs counselâs February 15, 2001 memorandum pursuant to the two-part test from Strickland v. Washington, finding that Captain Brand did not provide ineffective assistance of counsel, as measured against the Air Force Standards for Criminal Justice.
As noted in the reports and advisory opinions, the evidence from October 2000 through December 2000 â i.e., the time period that (1) the Air Force investigated and charged plaintiff; (2) plaintiff and Captain Brand discussed the options available to plaintiff; (3) plaintiff decided to pursue a Chapter 4 discharge; (4) Captain Brand and Staff Sergeant Johnson investigated plaintiffs case; and (5) the Air Force was considering plaintiffs Chapter 4 discharge request â indicates that Captain Brand adequately investigated plaintiffs case, that plaintiff was fully aware of the consequences of both proceeding to court-martial and pursuing a Chapter 4 dischaiâge, and that plaintiff determined, after weighing the respective consequences, that a Chapter 4 discharge was the better option. This evidence includes Captain Brandâs discovery requests, id. at 161-64, witness lists, id. at 173-74, witness request, id. at 172, and memorandum concerning an additional dis
In addition to the substantial, contemporaneous evidence, the AFBCMRâs conclusion is supported by the sworn statements of Captain Brand and Staff Sergeant Johnson from July 2001 and some of plaintiffs statements from his June 26, 2001 electronic mail message. See id. at 177-79, 190-94. The remaining evidence in the record that plaintiff contends supports his ineffective assistance allegations dates from much later in time. For example, plaintiff relies upon his testimony and the testimony of his wife â both of whom can hardly be described as disinterested or unbiased in the outcome of this easeâ before the AFDRB, which occurred on November 22, 2002, almost two years after Captain Brandâs representation of plaintiff. See PLâs Cross-Mot. Mem. 7 (citing selected portions of the testimony before the AFDRB). Plaintiff also relies upon his February 2007 statement, which was prepared more than six years after the representation. See id. (citing selected portions of plaintiffs statement). In Strickland v. Washington, the Supreme Court indicated that courts must consider the reasonableness of a counselâs conduct as âviewed as of the time of counselâs conduct.â 466 U.S. at 690, 104 S.Ct. 2052. Because the testimony before the AFDRB and plaintiffs statement contain recollections of events occurring two to six years earlier, they are far less reliable and credible than the contemporaneous evidence and the evidence prepared within eight to ten months of Captain Brandâs representation of plaintiff. Indeed, in comparing this evidence to the contemporaneous evidence, it is clear that plaintiff believed in December 2000 that it was in his best interest to pursue a Chapter 4 discharge and that he later came to regret that decision. As the Federal Circuit has explained on several occasions, âa choice is not involuntary simply because an employee is faced with an inherently unpleasant situation or his choice is limited to two unpleasant alternatives____â Terban v. Depât of Energy, 216 F.3d 1021, 1026 (Fed.Cir.2000); accord Covington v. Depât of HHS, 750 F.2d 937, 942 (Fed.Cir.1984); Taylor v. United States, 219 Ct.Cl. 86, 591 F.2d 688, 692 (1979); see also Sinclair, 66 Fed.Cl. at 493 (finding that âregretâ did not amount âto involuntary acceptance of Defendantâs termsâ); Colon v. United States, 32 Fed.Cl. 481, 490 (1994) (âThe risks between the two unattractive alternatives available to plaintiff wex-e not hidden. They were open and clear. Plaintiff now regrets the alternative he chose and seeks to have the court obliterate that choice.... But the presumption of voluntary which attaches to a signed resignation is not l-ebutted merely because an unattractive, but possible, risk comes to pass. Hindsight does not serve to convert a voluntai*y resignation into an involuntary resignation.â); cf PLâs Cross-Mot. Mem. 8-9 (containing plaintiffs hindsight ai-gument that any defense counsel presented with this plaintiff in these circumstances would have recommended px-oceeding to court-martial); AR 350-51 (containing, in his February 15, 2001 memorandum, counselâs identical hindsight contention).
Plaintiff then argues that the AFBCMR did not give the decision of the AFDRB sufficient weight, contending that the AFDRB decision âwas clearly grounded in the view that Plaintiff had gotten bad legal advice.â Pl.âs Remand Mem. 6 (citing AR 3-4, 195-251). Plaintiff is mistaken. The AFDRB merely ânoted the possible incorrect advice given [plaintiff] by his defense counselâ as one of several factors contributing to its conclusion that âthere was sufficient mitigation and extenuation to substantiate upgrade of the discharge and change the reason for the discharge.â AR 196 (listing the other factors as plaintiffs eighteen years of outstanding service, the lack of eyewitnesses, the information submitted by plaintiff, plaintiffâs testimony, and the information in the record). In fact, the AFDRB concluded that plaintiffs Chapter 4 âdischarge was consistent with the procedural and substantive requirements of the discharge regulation and was within the discretion of the discharge authority.â Id. For this reason, the AFDRB concluded only that there was an inequity in plaintiffs ease, and not an impropriety. Id.; see also 32 C.F.R. § 865.120(a) (noting that â[t]he objective of a discharge review is to examine the propriety and equity of the applicantâs discharge and to effect changes, if necessaryâ); id. § 865.120(b) (defining what constitutes an âimproprietyâ); id. § 865.120(g) (defining what constitutes an âinequityâ). Because the AFDRB may only âchange the discharge reason or ... issue a new character of discharge,â id. § 865.105(a), its authority is more limited than that granted to the AFBCMR. Compare id. § 865.105(b) (âThe [AFDRB] is not authorized to revoke any discharge, to reinstate any person who has been separated from the military service, or to recall any person to active duty.â), with id. § 865.4(Z )(4) (requiring the AFBCMR to determine â[w]hether the applicant has demonstrated the existence of a material error or injustice that can be remedied effectively through correction of the applicantâs military record and, if so, what corrections are needed to provide full and effective reliefâ). Thus, the AFBCMR accorded the decision of the AFDRB sufficient weight.
In sum, because the court upholds the AFBCMRâs decision that plaintiff did not receive ineffective assistance of counsel from Captain Brand, it must conclude that plaintiffs separation from the Air Force was voluntary. Accordingly, plaintiff has failed to state a claim in the Court of Federal Claims upon which relief can be granted.
IV. CONCLUSION
For the reasons set forth above, the court DENIES plaintiffâs motion for remand; GRANTS defendantâs motion to dismiss and motion for judgment on the administrative record; and DENIES plaintiffâs motion for judgment on the administrative record. The clerk shall enter judgment accordingly. No costs.
IT IS SO ORDERED.
. The court derives the facts in this section from the Complaint ("Compl.â) filed on March 29, 2005, and the Corrected Administrative Record ("ARâ) filed on March 11, 2008.
. The record lacks any indication whether these discussions occurred before or after plaintiff was formally charged.
. According to Chapter 6 of Air Force Instruction 36-3208, airmen who have completed be
. The record, including Captain Brandâs July 30, 2001 sworn statement from which these assertions are quoted, lacks any representations from Captain Brand concerning the date that he and Staff Sergeant Johnson began these investigations. However, Staff Sergeant Johnson, in her July 27, 2001 sworn statement, indicates that they were preparing plaintiff's case both "before and after preferral of chargesâ by collecting all of plaintiff's awards, decorations, and letters of appreciation from plaintiff and his wife, preparing a letter for plaintiff to provide to possible character witnesses, and "doing everything possible to get as much as [they] could to use in his trial.â AR 193.
. There is no indication in the record that Captain Brand requested these documents from the government.
. There is no indication in the record of the date or dates of the meeting or meetings at which Captain Brand and plaintiff discussed these topics.
. These February 2007 statements conflict with those statements made by plaintiff in his December 7, 2000 Chapter 4 discharge request. See AR 165.
. In her sworn statement, Staff Sergeant Johnson described a meeting between plaintiff and Captain Brand that occurred "before [plaintiff] went on leave,â at which Captain Brand and plaintiff were discussing whether plaintiff wanted to proceed with submitting a Chapter 4 discharge request. AR 194. Staff Sergeant Johnson indicated that Captain Brand told plaintiff that it was plaintiffs decision to make and that he was willing to go to trial if plaintiff so desired. Id. She then wrote: "As [plaintiff] was walking out the door, he was still talking and finally while standing in the doorway said no, and told us to go ahead with the Chapter 4. He left us with his phone number of where he would be at on leave.â Id.
. Plaintiff submitted the request to the commander of the 319 Security Forces Squadron, the commander of the 319 Air Refueling Wing, and the commander of the Fifteenth Air Force for their consideration, in turn. AR 165.
. The record lacks a clear explanation for why plaintiff contacted counsel in January 2001 to complain about Captain Brand (and ultimately retained counsel for this purpose) but declined to retain civilian counsel to replace Captain Brand in December 2000. However, there is some suggestion in testimony from November 2002 that plaintiff contacted counsel in January 2001 because he had been unable to find employment in law enforcement. See AR 216-18.
. Counsel further claimed that Captain Brand "should have obtained a signed document from [plaintiff] which would have said that proceeding to court-martial was against [his] advice, but was what [plaintiff] instructed him to do.â AR 351.
. Although Captain Swan did not refer to the case by name, it is clear that he was applying the test set forth in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
. Neither plaintiff nor his wife were subject to cross-examination by a representative of the Air Force and no other witnesses testified. See AR 200-51.
. In addition to this comment, plaintiff's counselâs oral statements and correspondence in the record are replete with disparaging comments concerning Captain Brand's representation of plaintiff and other Air Force personnel in general. See, e.g., AR 201 (containing counselâs November 22, 2002 statement concerning âhow egregious the conduct of this counsel wasâ), 258 (containing counsel's June 19, 2006 memorandum asserting that the conclusion of the chief of the Military Justice Division of the Air Force Legal Operations Agency that an evidentiary hearing was unnecessary was "the height of arroganceâ), 540 (containing counsel's March 11, 2004 memorandum alleging that the Staff Judge Advocate of the Headquarters of the Air Force Personnel Center was inherently biased). Such inflated, intemperate commentary does nothing to serve plaintiff's interests and the court accords it no weight. See Enzo Biochem, Inc. v. Gen-Probe, Inc., 424 F.3d 1276, 1284 (Fed.Cir.2005) (âAttorney argument is no substitute for evidence.â); Mel Williamson, Inc. v. United States, 229 Ct.Cl. 846, 848 (1982) ("Argument is not fact.â); Del., Lackawanna & W. R.R. Co. v. United States, 54 Ct.Cl. 35, 41-42 (1919) (âThe court can not accept asseverations of counsel, as to facts, made in argument, whether denied or conceded by the other side at the bar, without any stipulation duly filed or other evidence____â). In short, counselâs hysteria and scornful commentary are no substitute for legal argument.
. The court describes only selected portions of the testimony before the AFDRB, focusing on the testimony that supplements or conflicts with plaintiffâs prior statements and allegations, the sworn statements of Captain Brand and Staff Sergeant Johnson, and the contemporaneous evidence.
. Plaintiffâs wife was, at the time of her testimony, a Master Sergeant in the Air Force. AR 204.
. These contentions by plaintiff, as framed by counsel, completely misrepresent the findings and conclusions of the AFDRB. Compare AR 196 (containing the decision of the AFDRB), with id. at 355 (containing counselâs interpretation of the AFDRBâs decision). Counsel should take greater care when making factual representations to the court. Attorneys practicing in the United States Court of Federal Claims ("Court of Federal Claims") are subject to sanctions pursuant to Rule 11 of the Rules of the United States Court of Federal Claims ("RCFCâ).
. The basis for counselâs assertion that the Air Force had converted his February 15, 2001 memorandum alleging ineffective assistance of counsel into an ethics complaint is unclear. The evidence in the record suggests that counsel became aware of the purported conversion before he received Colonel McCordâs advisory opinion. Specifically, during plaintiffâs testimony before the AFDRB on November 22, 2002, counsel noted that Captain Swan investigated plaintiffâs ineffective assistance of counsel allegations, and that "[m]uch to his regret and mine, it got turned into an ethics complaint,â even though âit never was meant to be an ethics complaint.â AR 229. Counsel indicated, however, that he had not seen Captain Swanâs report. Id. Moreover, as of the date counsel prepared this memorandum (i.e., March 11, 2004), he had not received a copy of the â[Air Force Legal Services Agency] investigation.â See id. at 257 (indicating that as of June 19, 2006, neither plaintiff nor counsel had seen the â[Air Force Legal Services Agency] investigationâ); see also id. at 259 (indicating that the AFBCMR forwarded to plaintiff a copy of Captain Swan's report on December 13, 2006), 273 (indicating, in a February 14, 2007 memorandum, plaintiffâs receipt of Captain Swanâs report). Thus, the only basis for counselâs contention appears to be his implication that he heard about the purported treatment of plaintiffâs complaint directly from Captain Swan. See id. at 229 (noting Captain Swanâs regret that plaintiffâs allegations of ineffective assistance of counsel were converted into an ethics complaint). However, the record contains no further evidence of communications between counsel and Captain Swan.
. In this memorandum, counsel noted that the report referred to supporting documentation, which was not included with the forwarded report. AR 273. Counsel requested access to the sworn statements of Captain Brand and Staff Sergeant Johnson, as well as Captain Brandâs December 22, 2000 memorandum for the record. Id. The AFBCMR forwarded these documents to counsel on April 17, 2007. See id. at 279-85. In a May 17, 2007 memorandum, counsel asserted that â[t]he affidavits from Capt[.] Brand and [Staff Sergeant] Johnson [were] self[-]serving and [were] untested by cross examinationâ and reasserted that a hearing was necessary to reach the truth in this case. Id. at 286-87.
. Relevant allegations from plaintiffâs response were included in Part I.A above.
. In a September 14, 2007 order, the court directed plaintiff to file a "dispositive motionâ by December 3, 2007, and directed defendant to file a response and "cross-motionâ thereafter. Instead of filing a dispositive motion, plaintiff filed the instant motion for remand. Such a motion is not dispositive because there is no guarantee that the resolution of the motion would dispose of the case and lead to the entry of judgment. Defendant, conforming to the court's directions, treated plaintiff's motion to remand as a dispositive motion and filed a combined motion to dismiss, âcross motionâ for judgment on the administrative record, and response in opposition to plaintiff's motion for remand. Plaintiff, instead of filing a reply in support of its motion for remand and response to defendantâs motions to dismiss and for judgment on the administrative record, filed a combined cross-motion for judgment on the administrative record and response in opposition to defendantâs motions to dismiss and for judgment on the administrative record. In its reply brief in support of its motions, defendant contends that plaintiff waived any arguments he did not raise in his initial dispositive motion (i.e., the motion for remand). See Def.'s Reply Br. Supp. Its Mot. Dismiss & Mot. J. Administrative R. 1-2. As noted in its June 4, 2008 order, the court characterized defendant's waiver argument as a response in opposition to plaintiff's cross-motion for judgment on the administrative record and permitted plaintiff an opportunity to respond to this argument in a reply in support of its cross-motion. Although the court understands the basis of defendantâs waiver argument, it concludes that the parties are best served by a consideration of the merits of all of the motions before it. Moreover, ultimately, the procedural posture of this case does not change the underly
. In so holding, the Supreme Court determined that the "no set of facts" language set forth in Conley, 355 U.S. at 45, 78 S.Ct. 99, "has earned its retirement,â Bell Atl. Corp., 127 S.Ct. at 1969.
. The decision in Bannum was based upon RCFC 56.1, which was abrogated and replaced by RCFC 52.1. RCFC 52.1, however, was designed to incorporate the decision in Bannum. See RCFC 52.1, Rules Committee Note (June 20, 2006).
. As defendant notes, plaintiff does not cite 37 U.S.C. § 204 in his complaint. See Def.âs Mot. 6 n. 2. However, because 37 U.S.C. § 204 is the only money-mandating statute that could provide the basis for the relief sought by plaintiff, the court presumes that plaintiff's claim for back pay is premised on 37 U.S.C. § 204. See Martinez v. United States, 333 F.3d 1295, 1315 (Fed.Cir. 2003) (holding that 37 U.S.C. § 204 is money-mandating); see also Metz v. United States, 466 F.3d 991, 998 (Fed.Cir.2006) (noting 37 U.S.C. § 204âs "money-mandating statusâ).
. The commander of the Air Force Legal Services Agency directed Captain Swan to investigate whether Captain Brand "violated Air Force Rules of Professional Conduct and/or the Air Force Standards of Military Justice in the course of his representation" of plaintiff, focusing on three issues raised by plaintiffâs allegations: "whether Captain Brand adequately investigated his clientâs case; whether Captain Brand properly advised his client about requesting discharge in lieu of trial; and whether any advice Captain Brand provided his client about the impact of an under other than honorable conditions discharge was incorrect.â AR 16. Because these issues directly bear on whether Captain Brand provided plaintiff with ineffective assistance. Captain Swan properly used the Air Force Standards of Criminal Justice as a guidepost to determine whether Captain Brand provided ineffective assistance to plaintiff under the first part of the two-part test set forth in Strickland v. Washington. See Strickland, 466 U.S. at 688, 104 S.Ct. 2052 (noting that the Sixth Amendmentâs right to counsel ârelies ... on the legal professionâs maintenance of standards sufficient to justify the lawâs presumption that counsel will fulfill the role in the adversary process that the Amendment envisions. The proper measure of attorney performance remains simply reasonableness under prevailing professional norms.â (citation omitted)). Applying the two-part test. Captain Swan concluded that plaintiffâs allegations were not substantiated. AR 37-40. Thus, Captain Swan's report directly responded to plaintiffâs ineffective assistance of counsel allegations. Moreover, Lieutenant Colonel Johnson-Naumann's legal review of Captain Swanâs report did not refer at all to the Air Force Standards of Criminal Justice in determining that the report was legally sufficient. Id. at 27-29. And, upon reviewing Captain Swan's report and Lieutenant Colonel Johnson-Naumannâs legal review, the commander concluded that "the evidence [did] not support the allegations against Captain Brand and that no violation of either the Air Force Rules of Professional Conduct or the Air Force Standards of Criminal Justice occurred.â Id. at 12 (emphasis added). The commanderâs conclusion is in clear harmony with Captain Swanâs conclusion that Captain Brand did not provide plaintiff with ineffective assistance. The fact that the Judge Advocate General did not mention the specific allegations of ineffective assistance of counsel or the specific conclusions by Captain Swan, Lieutenant Colonel Johnson-Naumann, and the commander that there was no ineffective assistance of counsel does not render those conclusions moot. Indeed, contrary to plaintiff's counselâs contention, see id. at 257, 541, findings based on ethical rules can form the basis for ascertaining whether Captain Brandâs representation of plaintiff was reasonable, Strickland, 466 U.S. at 688, 104 S.Ct. 2052.