Stillwell v. Secretary of Health and Human Services
Sherril K. STILLWELL, Petitioner, v. SECRETARY OF HEALTH AND HUMAN SERVICES, Respondent
Attorneys
Sol P. Ajalat, Esq., Ajalat & Ajalat, North Hollywood, CA, for petitioner., Alexis B Babcock, Esq., United States Department of Justice, Vaceine/Torts Branch, Civil Division, Washington, DC, for respondent.
Full Opinion (html_with_citations)
Vaccine Act; Vaccine Injury; Motion for Review; ADEM; Diagnosis; Influenza; Flu Vaccination; Preponderance of Evidence
OPINION
This case is before the court on a motion to review (âPetârâs Mot.â) then Chief Special Master (âCSMâ) Campbell-Smithâs decision to dismiss petitionerâs claim for compensation under the National Vaccine Injury Compensation Program (the âVaccine Programâ or âVaccine Actâ), 42 U.S.C. § 300aa-l to -34, which provides compensation to individuals who can establish, by a preponderance of the evidence, that they have suffered âa vaccine-related injury.â § 300aa-ll(c)(l)(C). Petitioner, Sherril K. Stillwell, alleges that she developed acute demyelinating encephalo-myelitis (âADEMâ) as a result of an influenza (âfluâ) vaccine she received on February 22, 2008. 1 Pet. at 1. After holding an evidentiary hearing on the matter, the CSM concluded, on June 17, 2013, that petitioner had failed to prove by a preponderance of the evidence that she was suffering from ADEM, and denied compensation. Stillwell v. Secây of Health & Human Servs., (âStillwell I â) 2013 WL 4540013 (Sp. Mstr. Fed.Cl. June 17, 2013).
Petitioner contends the CSM erred on two fronts. Petârâs Mot. at 4-13. First, petitioner argues that the CSM applied an incorrect legal standard. Petârâs Mot. at 4-5. In petitionerâs view, the CSM mistakenly applied the standard for determining whether petitioner suffered an actual injury, set forth in Broekelschen v. Secây of Health and Human Servs., 618 F.3d 1339 (Fed.Cir.2010) and Lombardi v. Secây of Health and Human Servs., 656 F.3d 1343, 1352 (Fed.Cir.2011), instead of the three-prong test for causation-in-fact established in Althen v. Secây of Health and Human Servs., 418 F.3d 1274 (Fed Cir.2005). Id. Second, petitioner argues that the CSMâs determination that petitioner was not suffering from ADEM and findings in support thereof were arbitrary and capricious. Petârâs Mot. at 5-13.
For the reasons explained below, the court disagrees and concludes both that the CSM correctly applied the Lombardi standard and that the CSMâs finding that petitioner did not suffer from ADEM was not arbitrary or capricious. Accordingly, the court will affirm the CSMâs decision.
I. BACKGROUND
A. Petitionerâs Recent Medical History
On February 22, 2008, petitioner received an influenza vaccination. Petârâs Ex. 2 at 2. In the months following her vaccination, petitioner experienced a series of physical ailments, including vertigo, nausea, dizziness, fatigue, numbness, and others. Petârâs Ex. 2, 3, 4, 7. Because physicians could not ascertain the cause of these symptoms, petitioner sought the opinions of practitioners from several fields of medicine. Id.
On April 28, petitioner visited Chierry Anderson Poyotte, a doctor of internal medicine, and reported that she was suffering from right ear pain, weakness, and low energy, as well as vertigo and nausea. Petârâs Ex. 4 at 161. Dr. Poyotte diagnosed petitioner with âotitis media,â commonly known as an inner ear infection, and vertigo. Id. at 163. On April 30, petitioner returned to Dr. Poyotte, and stated that she continued to experience malaise and fatigue but Dr. Poy-otte did not make any further diagnosis. Id. at 154.
Petitioner then sought a second opinion from Natalie Ting, a doctor of osteopathic medicine, on May 6. Id. at 147. Petitioner *50 described her symptoms as earache, fatigue, and dizziness. Id. She also stated that she had been experiencing numbness along the right side of her body for the past three weeks. Id. Dr. Ting did not offer a diagnosis but noted that, in her opinion, petitionerâs exam results were not consistent with the described symptoms. Id. at 149.
On May 9, petitioner visited a second doctor of internal medicine, Kijung Paul Sung, reporting many of the same symptoms that she had reported to previous doctors, including vertigo, dizziness, fatigue, and numbness along the right side of her body. Id. at 139-140. Dr. Sung recommended, and petitioner underwent, a computer tomography (âCTâ) scan and magnetic resonance imaging (âMRIâ) of petitionerâs brain, both of which produced âunremarkable,â or normal, results. Id. at 142-3. 2
On May 27, petitioner cheeked-in to an emergency room after experiencing vertigo, anomalous tastings, numbness and weakness on her right side, and difficulty speaking and coordinating muscle movements. Petârâs Ex. 4 at 128. Attending physicians conducted an MRI of petitionerâs brain and cervical spine. Id. at 127. Neither test revealed a notable physical abnormality and physicians noted that the cause of her symptoms was âunclearâ at that time. Id. at 128.
Petitioner next sought out a neurologist, David Shaw, on June 9, complaining of unsteady gait, blurred vision, generalized weakness, and intermittent neck pain, in addition to her previous symptoms. Id. at 114. Dr. Shaw suspected petitioner was afflicted with multiple sclerosis (âMSâ) 3 and ordered a visual evoked response test to confirm his diagnoses. Id. at 115. But, Dr. Shaw noted the lack of lesions or other âobvious evidenceâ of MS on petitionerâs MRI. On June 10, petitioner underwent an electroencephalogram (âEEGâ) test and visual evoked response test, receiving normal results. Id. Ill, 120. 4
Also on June 10, petitioner visited a second neurologist, William Miller, and relayed similar, but âprogressively worsening],â symptoms. Petârâs Ex. 3 at 155. During this visit, petitioner mentioned, for the first time, that for âseveral weeksâ prior to the onset of her initial symptoms, she had experienced a sensation that her âsocks seemed too tightâ against her legs. Id. Dr. Miller considered several diagnoses, including MS, but was puzzled by the lack of a lesion on petitionerâs MRI to explain the symptoms and noted that *51 it was âhard to localize [a] lesion that would explain all of her symptoms.â Id. at 158.
On July 17, a test of petitionerâs cerebro-spinal fluid displayed indicia of MS. Petârâs Ex. 7 at 14-15. On August 2, 2008, an MRI revealed an âunusual lesionâ providing evidence of a demyelinating disease. Petârâs Ex. 3 at 123.
On August 20, petitioner met with a third neurologist, Christopher Di Stasio. Petârâs Ex. 4 at 68-72. During her appointment, petitioner conveyed that, while her vertigo and numbness were improving, other symptoms remained constant. Id. at 73. Dr. Di Stasio noted that petitioner was âstarting to slowly improve.â Id. at 71.
On September 8, petitioner returned to Dr. Miller, who diagnosed her with a demyelinat-ing disease that he believed was âimproving slowly.â Petârâs Ex. 3 at 102. On March 20, 2010, petitioner underwent another brain MRI. Id. at 61. The results demonstrated improvement and reinforced Dr. Millerâs diagnosis of a probable âmonophasic demyeli-nating event.â Petârâs Ex. 7 at 7. This diagnosis was confirmed on July 30, 2010, when Dr. Sung diagnosed petitioner with a demye-linating disease and fibromyalgia. Id. at 25. After visiting more than six different physicians, petitioner was finally diagnosed with a demyelinating disease.
B. Proceedings Before the Chief Special Master
On February 7, 2011, petitioner filed a request for compensation under the Vaccine Program, 42 U.S.C. §§ 300aa-l to -34, which allows petitioners to seek compensation if they have âsustained, or ha[ve] significantly aggravatedâ any âvaccine-relatedâ âillness, disability, injury, or condition.â § 300a-11(c)(1)(C). The parties, however, disagree about the nature of petitionerâs injury, and whether petitionerâs alleged injury can be caused by flu vaccination. Petitioner and respondent each proffered expert reports on this issue.
1. Petitionerâs Expert
Petitioner filed the report of Dr. Marcel Kinsbourne, a neurologist and author of many, medical books, articles, and other medical-related literature. Petârâs Ex. 8. Dr. Kinsbourneâs opinion, petitioner suffered from âa variant of ADEMâ distinguished by its âsubacute,â or delayed, onset. Petârâs Ex. 8 at 6. Dr. Kinsbourne stated that ADEM typically manifests within âa few days or weeks.â Id. Dr. Kinsbourne believed this was consistent with petitionerâs condition, which set in â[approximately four weeksâ following petitionerâs vaccination in. the third week of March of 2008 and âprogressed for several months before it stabilized.â Id. at 5; see also Tr. at 9, 25. In the evidentiary hearing, Dr. Kinsbourne averred that it is possible for ADEM to set in subacutely, taking up to 42 days to surface. Tr. 34. In support of this assertion, Dr. Kinsbourne cited a 1994 Institute of Medicine report, which stated that the latency for ADEM can be between â5 days to 6 weeks,â as well as two other documents, 5 referred to as the Singh and Leake articles. Tr. 34; Petârâs Ex. 8-6 at 503.
Dr. Kinsbourne also relied on an article referred to by the parties as the âSejvarâ article. 6 Tr. 30, 50-55, 156. The Sejvar article establishes criteria for various levels of âdiagnostic certaintyâ in identifying ADEM. Id. Among others, the Sejvar article cited (1) single brain lesion, (2) trouble finding words, (3) cranial nerve abnormalities, (4) motor weakness, (5) sensory abnormalities, (6) ataxia (uncoordinated movement) and gait dysfunction, and (7) arm tremors as indicia of ADEM. Id. at 5776-79. Dr. Kinsbourne averred that petitioner suffered from five of these symptoms: âdecreased arousability, aphasia [or language comprehension difficulty], motor weakness, sensory abnormalities, *52 and ataxia.â Petârâs Ex. 9 at 1-2. Notably, the Sejvar article states that an ADEM diagnosis must include discovery of diffuse or multi-focal white matter lesions. Tr 75-76. Dr. Kinsbourne stated that petitionerâs MRI results were consistent with a diffused white matter lesion and, thus, with ADEM. Id. at 76.
Dr. Kinsbourne also attested to the causal connection between the flu vaccine and ADEM, calling the link ârareâ but âwell recognized.â Petârâs Ex. 8 at 7-9 (citing Hiroshi Shoji & Mashahide Kaji, The Influenza Vaccination and Neurological Complications, 42:2 The Japanese Socây of Internal Med. 1 (2003)). He discounted a 2011 study by the Institute of Medicine that determined there was insufficient evidence to establish a causal relationship between the flu vaccine and ADEM. Tr. 78.
2. Respondentâs Expert
Respondent presented the report of Dr. Jeffrey Allen Cohen, a clinical neurologist, professor of neurology at Dartmouth medical school, and chief neurologist at Dartmouth Hitchcock Medical Center. Respâtâs Ex. A; see also Tr. 102. Dr. Cohen averred that petitioner did not suffer from ADEM. Respâtâs Ex. A at 1. In his opinion, petitionerâs âclinical picture was not consistent with [that] diagnosis.â Id. at 6. Dr. Cohen also stated that the duration of petitionerâs symptoms was âvery atypical for ADEM â [a disease which generally] progresses over weeks, not months.â Respâtâs Ex. A at 2. In Dr. Cohenâs view, onset of ADEM, is almost always acute and even a subacute onset of more than four weeks is âvery unusual.â Id. at 5; see also Tr. 141-42. Dr. Cohen testified that in his clinical experience, the outer range for onset of ADEM symptoms is four weeks after the vaccination or infection. Tr. 155-56.
Dr. Cohen further noted that ADEM is a disease âthat is severe and swift in its onset, reaches a nadir, and then ... gets better ... to. a great degree.â Tr. 178. Dr. Cohen stated that the majority of ADEM patientsâ symptoms âtend[ ] to resolve over a period of ... two, three, or four months.â Tr. 119. In Dr. Cohenâs opinion, petitionerâs condition was not consistent with this timetable because her physiciansâ treatment choices indicated they believed that âshe was getting worse.â Tr. 117.
Dr. Cohen also commented that although there is no âspecific markerâ for ADEM, it would be âvery unusualâ for a patient not to exhibit diffused or multifocal white matter lesions. Tr. 107-108. Dr. Cohen did not observe any evidence of white matter lesions on either of petitionerâs MRI exams taken in May of 2008. Tr. 114. He also stated that there was no record of petitioner suffering from facial weakness, a common and readily noted ADEM indicator. Tr. 113-14. Further, Dr. Cohen believed that the lack of a âmarkedly depressed level of consciousnessâ indicated petitioner did not suffer from ADEM. Respâtâs Ex. C at 1.
Additionally, Dr. Cohen contended that petitionerâs medical history did not support an ADEM diagnosis because petitionerâs symptoms were not âdiagnosis-specific neurologic findings.â 7d- Dr. Cohen observed that symptoms such as decreased arousability, aphasia, motor weakness, sensory abnormalities, and ataxia can indicate conditions such as stroke, traumatic brain injury, or MS. Id. He also stated that the location of petitionerâs demyelination, on her brain stem, âis not the usual location for ADEMâ and the area of demyelination was not âas extensiveâ as Dr. Cohen would expect in an ADEM case. Respâtâs Ex. A at 2. Dr. Cohen also argued that âADEM is a disease [that appears] almost exclusively ... in children and adolescentsâ and noted that petitioner was in her 50âs at the time of vaccination. Id. at 3.
Dr. Cohen critiqued Dr. Kinsbourneâs statements, arguing that Dr. Kinsbourne cited to medical articles that were not applicable to petitionerâs clinical picture. Id. at 3; Respâtâs Ex. C at 1. In Dr. Cohenâs opinion, medical literature does not present âreliable evidenceâ that the flu vaccine can cause ADEM. Tr. 169-70.
C. The Chief Special Masterâs Decision
On June 17, 2013, the CSM issued a decision denying compensation under the Vaccine Act. The CSM considered the evidence in the *53 record, including Dr. Kinsbourne and Dr. Cohenâs reports and testimony, and disagreed with Dr. Kinsbourneâs assertion that petitionerâs condition was an âatypical ADEM variant.â Stillwell I at 16. Rather, the CSM found that the following six factors âweigh against a finding that petitioner has ADEM.â Id.
First, the CSM found that âalthough it is not dispositive,â the statistics presented by both experts on the typical age of patients who develop ADEM warranted consideration. Id. at 16-17. The CSM noted that Dr. Kinsbourne and Dr. Cohen agreed that ADEM âprimarily afflicts children and adolescents.â Id. at 16-17 (citing Tr. 29, 38). Cases of ADEM in adults are less common but have been reported âin young and elderly adults.â Id. at 16-17. Petitioner, 53 at the time of vaccination, does not qualify for either of these groups. The CSM considered the statistical unlikelihood that petitioner suffered from an adult, middle-aged case of ADEM.
Second, the CSM observed that none of the petitionerâs numerous physicians diagnosed her with ADEM. Id. at 17. The CSM noted that petitionerâs treating physicians speculated her condition might be due to MS before eventually diagnosing her with a general demyelinating brain disorder. Id. The CSM found that, contrary to Dr. Kinsb-ourneâs assertions, the treatment prescribed to petitioner by her physicians was not consistent with ADEM. Id.
The nature of petitionerâs brain lesion formed the third basis for the CSMâs findings. Id. at 18-20. It is uncontroverted that petitioner suffered from a brain lesion. Id. But, the partiesâ experts disagree on whether petitionerâs lesion was diffuse or multifocal, the latter being a necessary condition for ADEM. Id. Dr. Kinsbourne contended that petitionerâs solitary brainstem lesion was both single and âdiffused,â and was consistent with âclassical descriptions of ADEMâ lesions. Id. (quoting from Tr. 22). Dr. Cohen argued that a solitary brainstem lesion was atypical, and cited articles describing lesions in ADEM patients as âtypically reveal[ing] multifocal, bilateral, often large white matter lesions.â Id. (quoting Respâtâs Ex. A-9 at 2). The CSM concluded that â[w]hether petitionerâs brain lesion bore the appearance of the type of lesion usually seen in ADEM subjects is not clear from the record.â Id. at 20. The partiesâ experts could not interpret petitionerâs test results because the images were not available. Id. Consequently, the CSM determined that Dr. Kinsbourneâs contention that petitionerâs lesion âwas sufficiently diffuseâ to demonstrate ADEM was not persuasive because âpetitionerâs own treating physicians,â who were able to review the image results, âwere not persuaded.â Id.
Fourth, the CSM found that the timing of petitionerâs symptoms was inconsistent with ADEM. Id. 21-25. Petitioner was vaccinated on February 22,2008. Petârâs Ex. 2 at 1. She reported her initial symptom, vertigo, during an April doctorâs visit, stating that her symptoms dated back âseveral weeks.â Petârâs Ex. 3 at 159-60. On June 20, petitioner told her physicians that âon reflectionâ she had noticed that her âsocks seemed too tight on [her] legsâ for several weeks prior to the onset of her vertigo symptoms. Id. The CSM commented that âpetitionerâs own accounts of her symptom onset [are] inconsistent.â Id. The CSM then summarized the medical literature presented by the partiesâ experts and concluded that it is âclear that ADEM most commonly manifests abruptly, although several of the articles Dr. Kinsb-ourne cited furnished the barest of support for his proposition that petitionerâs subacute onset was an appropriate â even if aberrant â presentation of ADEM.â Id. at 24. The CSM concluded that â[t]he timing of petitionerâs symptom onset was unusually protractedâ and âdoes not fit within the recognized time frame for most cases of ADEM.â Id. at 25.
Fifth, the CSM further noted that the nature and severity of petitionerâs symptoms was not indicative of ADEM. Id. at 25-27. Dr. Kinsbourne and Dr. Cohen agreed that decreased level of consciousness, sometimes resulting in coma, is a common symptom of ADEM. Id. Petitioner did not exhibit this symptom. Id.
The parties disputed whether the ADEM symptoms petitioner did exhibit rose to the *54 level of typical ADEM symptoms. Id. The CSM found that â[t]he views of the partiesâ experts are inconclusiveâ because they did not have the opportunity to observe petitioner firsthand. Id. As a result, the CSM was âinformed ... by the silence of petitionerâs treaters â who did observe her â on the matter of her symptom severity.â Id. The CSM determined that the lack of evidence demonstrating decreased consciousness and relatively low symptom severity suggested petitioner did not suffer from ADEM. Id.
Finally, the CSM found that the protracted course of petitionerâs injury and limited recovery demonstrated that her condition was not caused by ADEM. Id. at 27-28. The CSM stated that â[t]he record indicates that petitionerâs condition did not plateau and then gradually improve â as would be expected with a case of ADEM. Instead, petitioner struggled ... with a protracted clinical course marked by many periods of exacerbation.â Id. The CSM concluded that the âcourse of petitionerâs illness strongly suggests that she did not suffer from ADEMâ and that â [petitioner's overall clinical course was inconsistent with the well-recognized course of ADEM.â Id.
Weighing these six factors, the CSM deter- . mined that petitioner âfailed to prove by preponderant evidence that she developed ADEM.â Id. at 28. Rather, the CSM found that petitioner âappear[s] to suffer from another, unspecified illness that has bewildered her physicians.â Stillwell I at 16. Relying on precedents set by the Court of Appeals for the Federal Circuit (âFederal Circuitâ) in Broekelschen and Lombardi, the CSM concluded that the failure of petitioner to establish the alleged injury of ADEM precluded the CSM from finding that this injury had been caused by petitionerâs flu vaccination. In light of this ADEM failure of proof, the CSM determined that petitioner was not entitled to compensation under the Vaccine Act. Id. Nonetheless, in âan abundance of caution,â the CSM proceeded to apply the Al-then test for causation, and concluded that petitioner failed to satisfy this test.
On July 9, 2013, petitioner filed a timely motion to review the CSMâs decision. This matter is now ripe for decision.
II. STANDARD OF REVIEW FOR VACCINE ACT CASES
The Court of Federal Claims has jurisdiction to review the decision of a special master in a Vaccine Act case upon a properly filed petition for review. 42 U.S.C. § 300aa-12(e)(1). When reviewing a special masterâs decision, the court must take one of the following three courses of action:
(A) Uphold the findings of fact and conclusions of law of the special master and sustain the special masterâs decision,
(B) Set aside any findings of fact or conclusion of law of the special master found to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law and issue its own findings of fact and conclusions of law, or
(C) Remand the petition to the special master for further action in accordance with the courtâs decision.
42 U.S.C. § 300aa-12(e)(2).
In Vaccine Act cases, the court applies different standards of review to different aspects of a special masterâs decision: the court reviews conclusions of law under the ânot in accordance with lawâ standard, findings of fact under the deferential arbitrary and capricious standard, and discretionary rulings under the abuse of discretion standard. Masias v. Secây of Health & Human Servs., 634 F.3d 1283, 1287-88 (Fed.Cir.2011) (construing 42 U.S.C. § 300aa-12(e)(2)(B)); see also Munn v. Secây of Depât of Health & Human Servs., 970 F.2d 863, 871 no. 10 (Fed.Cir.1992); Pafford v. Secây of Health and Human Servs., 64 Fed.Cl. 19, 27 (2005), aff'd, 451 F.3d 1352 (Fed.Cir.2006).
With regard to a special masterâs conclusions of law, such as conclusions regarding legal standards and burdens of proof, the court applies the ânot in accordance with law standard.â Doe 93 v. Secây of Health & Human Servs., 98 Fed.Cl. 553, 566 (2011). Under this legal standard, a special masterâs application of the law is not entitled to any deference. Jarvis v. Secây of Health and Human Servs., 99 Fed.Cl. 47, 58 (2011); see also Althen, 418 F.3d at 1278-79 (observing *55 that this courtâs ânot in accordance with lawâ review of a special masterâs decision in a Vaccine Act ease is de novo); Saunders v. Secây of Depât of Health & Human Servs., 25 F.3d 1031, 1033 (Fed.Cir.1994) (âBecause [the special masterâs award of attorneysâ fees] is a legal question, we apply the ânot in accordance with lawâ standard. Thus, we review the special masterâs award de novo ...â).
In contrast, a special masterâs findings of fact are reviewed under the arbitrary and capricious standard, which is âwell understood to be the most deferential possible.â Munn, 970 F.2d at 870. âCongress assigned to a group of specialists, the Special Masters within the Court of Federal Claims, the unenviable job of sorting through these painful cases and, based upon their accumulated expertise in the field, judging the merits of the individual claims.â Deribeaux ex rel. Deribeaux v. Secây of Health & Human Servs., 717 F.3d 1363, 1366 (Fed.Cir.2013) (quoting Hodges v. Secây of Dept, of Health & Human Servs., 9 F.3d 958, 961 (Fed.Cir.1993) (internal citations omitted)).
Accordingly, it is not the role of this court to âreweigh the factual evidence,â âassess whether the special master correctly evaluated the evidence,â or âexamine the probative value of the evidence or the credibility of the witnesses.â Lampe v. Secây of Health & Human Servs., 219 F.3d 1357, 1360 (Fed.Cir.2000). âIf the special master âhas considered the relevant evidence of record, drawn plausible inferences and articulated a rational basis for the decision, reversible error will be extremely difficult to demonstrate.â â Hibbard v. Secây of Health & Human Servs., 698 F.3d at 1363 (quoting Hines on Behalf of Sevier v. Secây of Depât of Health & Human Servs., 940 F.2d 1518, 1528 (Fed.Cir.1991)). In other words, the court is ânot to second guess [a] [s]pecial [m]asterâs fact-intensive conclusions; the standard of review is uniquely deferential for what is essentially a judicial process.â Hodges v. Secây of Health & Human Servs., 9 F.3d 958, 961 (Fed.Cir.1993).
Finally, the court reviews a special masterâs discretionary rulings for âabuse of discretion.â Munn, 970 F.2d at 870 n. 10. Such rulings typically include review of evi-dentiary rulings. See, e.g. Piscopo v. Secây of Health & Human Servs. 66 Fed.Cl. 49, 53 (2005). âAn abuse of discretion may be found when (1) the courtâs decision is clearly unreasonable, arbitrary, or fanciful; (2) the decision is based on an erroneous conclusion of the law; (3) the courtâs findings are clearly erroneous; or (4) the record contains no evidence upon which the court rationally could have based its decision.â Hendler v. United States, 952 F.2d 1364, 1380 (Fed.Cir.1991); Woods v. Secây of Health & Human Servs., 105 Fed.Cl. 148, 151 (2012).
III. DISCUSSION
A. Vaccine Act Standards
The Vaccine Act, 42 U.S.C. §§ 300aa-l to -34, established the National Vaccine Injury Compensation Program to compensate individuals injured by vaccines âquickly, easily, and with certainty and generosity.â H.R.Rep. No. 99-908, at 6 (1986), 1986 U.S.C.C.AN. at 6344. The Vaccine Act allows petitioners to seek compensation if they have âsustained, or ha[ve] significantly aggravatedâ any âvaccine-relatedâ âillness, disability, injury, or conditionâ caused by a vaccine. 42 U.S.C. § 300a-ll(e)(l)(C).
The Act provides petitioners two avenues for obtaining compensation: âtableâ and âoff-tableâ claims. W.C. v.Secây of Health & Human Servs., 704 F.3d 1352, 1355 (Fed.Cir.2013). In a table claim, if the petitioner can demonstrate that they received a vaccine listed in the Vaccine Injury Table and that they suffered an injury within the time period defined by the table, the petitioner âbenefits from a statutory presumption of causation.â Id. But if the injury is not listed in the table, the petitioner must establish actual causation âby a preponderance of the evidence.â Id.; 42 U.S.C. § 300aa-13(a)(l). Stated another way, a petitioner making an off-table claim must present evidence showing that the vaccine âmore likely than notâ caused the injury. Capizzano v. Secây of Health & Human Servs., 440 F.3d 1317, 1326 (Fed.Cir.2006). Since ADEM is not an injury listed on the Vaccine Injury Table, see 42 *56 C.F.R. § 100.3, this ease presents an off-table claim.
In order to-meet the preponderance of the evidence requirement for successfully bringing an off-table claim, the petitioner has the burden of satisfying the following three-prong test set forth in Althen v. Secây of Health & Human Servs.:
Concisely stated, [petitionerâs] burden is to show by preponderant evidence that the vaccination brought about her injury by providing: (1) a medical theory causally connecting the vaccination and the injury; (2) a logical sequence of cause and effect showing that the vaccination was the reason for the injury; and (3) a showing of a proximate temporal relationship between vaccination and injury. If [petitioner] satisfies this burden, she is entitled to recover unless the [government] shows, also by a preponderance of evidence, that the injury was in fact caused by factors unrelated to the vaccine.
418 F.3d 1274,1278 (Fed.Cir.2005).
In Althen, the Federal Circuit emphasized that the Vaccine Act does not require exact or conclusive evidence of causation, but a medically credible theory coupled with evidence of a proximate temporal and causal relationship between the injury and the vaccination. See Althen, 418 F.3d at 1281-1282 (stating that âthe purpose of the Vaccine Actâs preponderance standard is to allow the finding of causation in a field bereft of complete and direct proof of how vaccines affect the human bodyâ).
Generally speaking, this standard simply requires the special master to consider whether there is preponderant evidence showing that the vaccine caused the alleged injury. âThe function of a special master is not to âdiagnoseâ vaccine-related injuries, but instead to determine based on the record evidence as a whole and the totality of the case, whether it has been shown by a preponderance of the evidence that a vaccine caused [petitionerâs] injury.â Lombardi, 656 F.3d at 1352-53 (quoting Andreu ex rel. Andreu v. Secây of Depât of Health & Human Servs., 569 F.3d 1367, 1382 (Fed.Cir.2009)).
Although the Vaccine Act does not require absolute precision, it does require the petitioner to establish an injuryâthe Act specifically creates a claim for compensation for âvaccine-related injury or death.â 42 U.S.C. § 300aa-l 1(c) (emphasis added). Accordingly, the Federal Circuit has held, in a series of recent decisions beginning with Broekelschen v. Secây of Health and Human Servs., 618 F.3d 1339 (Fed.Cir.2010), that if the special master finds, as a preliminary matter, that petitioner has failed to substantiate the alleged injury, the special master need not apply the Althen test for causality.
In Broekelschen, the petitioner experienced symptoms attributable to either transverse myelitis (âTMâ) or anterior spinal artery syndrome, and had received differential diagnoses for those two conditions. Petitioner argued that his flu vaccination caused him to suffer TM, a neurological disorder that has been causally connected with the flu vaccine. Respondent disputed this assertion, and argued that petitioner had suffered anterior spinal artery syndrome, a vascular disorder that is not caused by the flu vaccine. See id. at 1342-44. The Special Master found that the record supported respondentâs position, and denied the petition without applying the Althen test.
The Broekelschen court observed that âthe instant action is atypical because the injury itself is in dispute, the proposed injuries differ significantly in their pathology, and the question of causation turns on which injury [petitioner] suffered.â Id. at 1346 (emphasis added). The court, in a 2-1 opinion, upheld the Special Masterâs approach, stating that âMedical recognition of the injury claimed is critical and by definition a âvaccine-related injur/ ... has to be more than just a symptom or manifestation of an unknown injury.â Id. at 1349. The court distinguished the case from Andreu,
âwhere the parties agreed that the petitioner suffered from a seizure disorder ... or Kelley, where the competing diagnoses were variants of the same disorder.... Here, nearly all of the evidence on causation was dependent on the diagnosis of [petitionerâs] injury. Therefore, it was appropriate for the special master to first *57 find which of [petitionerâs] diagnoses was best supported by the evidence presented in the record before applying the Althen test.â
Id. at 1346 (discussing Andreu, 569 F.3d at 1378 and Kelley v. Secây of Health and Human Servs., 68 Fed.Cl. 84, 100-01 (2005)).
In Lombardi, the Federal Circuit also affirmed a special master assessing the injury claimed by petitioner without applying the Althen test. Lombardi, 656 F.3d at 1352-53. The petitioner in that case was afflicted with pain radiating into her right chest and with chronic fatigue, beginning shortly after she had received a third dose of the hepatitis B vaccine. The petitioner visited a number of doctors, who struggled to identify the etiology of her condition. The petition itself âdid not identify any injuries, but claimed that [petitioner] had sought frequent medical treatment following the vaccination.â Id. at 1348. The petitionerâs expert witnesses suggested several possible conditions that had been causally associated with the hepatitis B vaccine but were not listed on the Vaccine Injury Table. Respondentâs witnesses argued that petitioner did not suffer from any of these conditions, but suggested several alternatives not causally associated with the vaccine. See id. at 1345-49.
The Special Master in Lombardi analyzed the evidence in the record and concluded that petitioner had ânot established that she suffers from any of the three conditions that provide the basis for her expertsâ opinions.â Id. at 1349 (quoting Doe 60 v. Secây of Health & Human Servs., No. 99-VV-523, 2010 WL 1506010 (Fed.Cl. Mar. 26, 2010)). The Special Master found the cause of petitionerâs condition elusive and denied compensation under the Vaccine Act, without reaching the Althen test. Id. The Federal Circuit affirmed the Special Masterâs approach, holding that â[i]n the face of such extreme disagreement among well-qualified medical experts, each of whom had evaluated the petitioner, it was appropriate for the Special Master to first determine what injury, if any, was supported by the evidence in the record before applying the Althen test to determine causation. In the absence of any specific injury of which petitioner complains, the question of causation is not reached.â Lombardi, 656 F.3d at 1352-53 (emphasis added) (internal citations removed).
Initially, the scope of the Broelcelschen and Lombardi opinions was subject to dispute. Previous opinions on this court, for instance, have narrowly characterized Broelcelschen and Lombardi as âexceptions to the general ruleâ that âa special master should not conduct a differential diagnosis, at the outset of the causation analysis, to choose one diagnosis over another, or over a combination of diagnoses.â Contreras v. Secây of Health and Human Servs., 107 Fed.Cl. 280, 293 (2012). The court, in Contreras, argued that Broelcelschen only applied in cases where âtwo competing diagnoses of dissimilar diseasesâ are presented. Id. at 293. That opinion characterized the injury analysis from Broelcelschen and Lombardi âas a first step in the causation analysis.â Id. The Contreras court construed Lombardi narrowly, limiting it to âan unusual case where: (1) the petitioner presents conflicting diagnoses of her alleged vaccine injury; (2) the experts have âextreme disagreementâ as to the malady suffered; and (3) the diagnoses are not along a continuum of similar conditions.â Id. at 294-95.
In the meantime, the Federal Circuit has taken a different approach. Several months after Contreras was decided, the Federal Circuit issued Hibbard v. Secây of Health and Human Services, 698 F.3d 1355 (2012), a ease that expanded the scope of the Broelcel-schen and Lombardi rulings. Hibbard, unlike Broelcelschen and Lombardi, did not feature dueling theories of the nature of the injury afflicting the petitioner. In Hibbard, it was uneontroverted that petitioner suffered from dysautonomia, a dysfunction of the automatic nervous system. Id. The only dispute was whether a flu vaccination caused petitioner to suffer postural orthostatic tachycardia syndrome (âPOTSâ), a limited form of autonomic neuropathy that manifests itself as dysautonomia, or whether petitionerâs dy-sautonomia was caused by some other factor. Id. Respondent challenged whether petitioner could prove by a preponderance of the evidence that petitioner had suffered POTS, but in contrast to Broelcelschen and Lombar *58 di, did not offer any alternate theory of causation. Id. The Special Master found the evidence for POTS inconclusive, and denied compensation without applying Althen. Id. Petitioner, in response, argued that this approach conflicted with the burden-sharing test set forth in Althen. Id.
The Federal Circuit, in Hibbard, upheld the Special Masterâs decision, without any of the qualifying language used in Broekelschen and Lombardi. The court held that:
â[i]f a special master can determine that a petitioner did not suffer the injury that she claims was caused by the vaccine, there is no reason why the special master should be required to undertake and answer the separate (and frequently more difficult) question whether there is a medical theory, supported by âreputable medical or scientific explanation,â by which a vaccine can cause the kind of injury that the petitioner claims to have suffered.â
Hibbard, 698 F.3d at 1365. The court explicitly expanded the scope of the injury inquiry by contrasting the facts of the ease with âprevious casesâ like Lombardi and Broekelschen, in which there was an actual dispute as to which injury afflicted the petitioner. See also Hibbard, 698 F.3d at 1370-71 (OâMalley, J., dissenting) (criticizing the majority for extending Broekelschen âwell beyond its factsâ).
This approach also differs markedly from the âgeneral ruleâ that a special master should avoid selecting among differential diagnoses â the court held that âeven assuming the medical plausibility of [petitionerâs] theory of causation â that the vaccine triggered an immune response that damaged her autonomic nerves â her failure to show that she had autonomic neuropathy would be fatal to her caseâ because âwhether [petitioner] suffers from autonomic neuropathy ... was a necessary component to her theory of vaccine-induced injury.â Id. at 1365. C.f Andreu, 569 F.3d at 1378 (holding that petitioner was not required to prove whether petitioner had suffered a febrile or afe-brile seizure because the parties agreed that toxins in the TBT vaccine can cause seizures, even if there was disagreement in the scientific literature as to whether the vaccine could cause afebrile seizures); Kelley, 68 Fed.Cl. at 100-01 (2005) (holding that petitioner was not required to precisely categorize his injury where the two possible diagnoses were âvariants of the same disorderâ).
B. Review of the Special Masterâs Decision
1. The Special Master Correctly Applied the Law
Petitioner argues that âthe Chief Special Master erred as a matter of law in applying the Lombardi approach to the present caseâ because this case âinvolv[ed] a question as to the classification of a disease within an identified disease process, rather than whether an unidentified disease process exists.â Id. at 14. In essence, petitioner contends that the CSM errantly treated the uncertainty as to the sub-type of petitionerâs demyelinating encephalomyelitis (ADEM, MS, or other) as if the cause of petitionerâs injuries was unknown. Id. Petitioner argues that âthe sub-classification ... is of assistance [solely] for medical purposes, in the treatment of the disease process.â Id. at 5. Petitioner asserts that she undisputedly âsuffers from an acquired demyelinating ence-phalomyelitis involving lesions at the pons and mid-areas of her brain.â Petârâs Mot. at 4.
As explained above, the court reviews legal conclusions, such as the CSMâs decision to apply Lombardi, under the ânot in accordance with lawâ standard. Masias, 634 F.3d at 1287-88 (construing 42 U.S.C. § 300aa-12(e)(2)(B)).
Applying this standard, the court affirms the CSMâs application of Lombardi. Petitioner simply misstates the law as it currently stands. Although the Federal Circuit has continued to recite the general principle that it is not the role of a special master to engage in differential diagnosis, the Federal Circuit has increasingly emphasized that a petitioner must, as a preliminary matter, establish a specific injury in order for the Althen test to come into play. Critically, Federal Circuit precedent dictates that the petitioner has the burden of proving, by the preponderance of the evidence, that they are *59 actually afflicted by the injury which, under their theory of paccine-induced injury, was caused by the vaccine. See Hibbard, 698 F.3d at 1365. A âvaccine-related injuryâ must be âmore than just a symptom or manifestation of an unknown injury[;]â â[m]edi-eal recognition of the injury claimed is critical.â Broekelschen, 618 F.3d at 1349.
The court is not persuaded by petitionerâs argument that a precise ADEM diagnosis is not necessary. Petitionerâs ADEM diagnosis is clearly a ânecessary component to her theory of vaccine-induced injury.â Hibbard, 698 F.3d at 1365. This is demonstrated by the fact that the evidence presented before the CSM related to ADEM, not demyelinat-ing diseases generally or other demyelinating diseases. Petitionerâs expert witness specifically alleged that petitioner suffered from âan atypical example of the subacute onset of demyelinating brain stem encephalitis, a variant of ADEM.â Petârâs Ex. 8 at 3. Moreover, petitioner cited studies by Poser (1982), Saito et al. (1980), Shoji and Kaji (2003), Miyamoto et al. (1996), Ravaglia et al. (2004), etc. in support of the proposition that ADEM, in particular, can be triggered by the flu vaccine. Id. at 4-5. As respondent notes, â[t]he theories put forth by petitionerâs expert all relied on a diagnosis of ADEM, and thus this particular diagnosis lies at the very crux of petitionerâs casein-chief.â Res. at 9. Thus, Hibbard dictates that petitionerâs failure to establish that she has ADEM is fatal to her case.
For these reasons, the court finds that the CSM did not err by considering whether petitioner had demonstrated she suffered from a vaccine-caused ADEM injury by a preponderance of the evidence in the record, as a predicate to applying the Althen test. Because petitionerâs arguments and expert testimony centered on a diagnosis of ADEM, the CSM did not err in applying Lombardi once she determined that petitioner had not carried her burden of establishing that she suffered from ADEM.
2. The Special Masterâs Factual Findings Were Not Arbitrary or Capricious
Petitioner also argues that the CSM acted arbitrarily and capriciously in finding that petitioner had failed to prove, by a preponderance of the evidence, that she was suffering from ADEM. Petârâs Mot. at 1. Petitioner insists that the CSM erroneously focused on whether petitioner was actually suffering from ADEM, ârather than whether [petitioner's disease was within the medically accepted guidelines of ADEM.â Petârâs Mot. at 14. Petitioner acknowledges that her symptoms do not match those typically exhibited by ADEM patients, but insists that she suffers from an âatypicalâ variant of ADEM. Id. at 1.
As explained above, the CSM cited the following six reasons for finding that petitioner was not suffering from ADEM, or even an âatypicalâ variant thereof: (1) the statistical probability that petitioner suffers from ADEM, (2) the absence of an ADEM diagnosis from her treating physicians; (3) the appearance of her brain lesion in the MRI; (4) the slow onset of her symptoms; (5) the nature and severity of her symptoms; and (6) the protracted course of her illness and her limited recovery. Stillwell I at 16-28. In short, the CSM found that âpetitionerâs onset, symptoms, and the course of her illness diverge in too many respects and by too great a degree from the presentation of ADEM to even be deemed an atypical form of ADEM.â Id (emphasis added).
Petitioner disputes the CSMâs finding that Ms. Stillwell was not suffering from ADEM. Petitioner argues that it was improper for the CSM to consider that most victims of ADEM are young children or adolescents because Dr. Kinsbourne introduced evidence that it is possible for ADEM to afflict adults. Petârâs Mot. at 5-6. Petitioner also argues that the absence of an ADEM diagnosis by any of petitionerâs treating physicians is irrelevant because âa physicianâs purpose in classifying a disease process is to determine a course of medical treatment and prognosis â and not to establish a causative factor which may be necessary in a legal proceeding.â Id. at 6. Additionally, petitioner acknowledges that ADEM usually produces separate, or multifocal, lesions that are visible in MRIs, but insists that several studies cited by Dr. Kinsbourne support the possibil *60 ity that some cases of ADEM may exhibit unifocal lesions. Id. at 6-8. Petitioner also acknowledges that the onset of ADEM symptoms is usually rapid, but argues that an onset of four weeks after the vaccination is nevertheless âwithin the generally acceptable onset.â Id. at 9-10. Additionally, petitioner disputes respondentâs argument that the severity of petitionerâs symptoms was inconsistent with symptoms typically caused by ADEM. Id. at 10-12. Finally, petitioner argues that even if petitionerâs protracted course of injury was atypical, it was still within the acceptable range for ADEM. Id. at 12-18.
As explained in the preceding section, petitioner has the burden of establishing, by the preponderance of the evidence, that she actually suffers from the specific injury she alleges was caused by the vaccination. Hibbard, 698 F.3d at 1365; see also Broekelschen, 618 F.3d at 1349 (holding that petitioner must establish that she suffers from a âvaccine-related injury,â not merely âa symptom or manifestation of an unknown injuryâ); Lombardi, 656 F.3d at 1553 (holding that petitioner must successfully establish a âspecific injuryâ). Whether petitioner has successfully satisfied this burden is clearly a factual question, which is reviewed under the arbitrary and capricious standard. See Hibbard, 698 F.3d at 1363, 1365. Under this deferential standard, the court must uphold factual findings if the special master has considered the record and made plausible inferences. Id. at 1363 (quoting Hines on Behalf of Sevier, 940 F.2d at 1528).
Plainly, petitioner disagrees with the CSMâs assessment of the evidence. Nevertheless, the court finds that the CSMâs factual findings are clearly supported by the record and therefore are not arbitrary and capricious. As explained above, there is no specific marker for ADEM. Rather, in identifying ADEM, both clinical findings and laboratory evidence must be taken into account. Thus, in considering whether petitioner was suffering from ADEM or some other malady, the court finds that it was reasonable for the CSM to consider a number of probabilistic factors, such as the typical age of individuals afflicted by ADEM, the typical course of illness, severity of symptoms, and others.
The CSM summarized the typical characteristics of ADEM, and carefully elucidated six factors that weighed against a finding that petitioner was suffering from ADEM. In light of the fact that petitionerâs symptoms were undisputedly âatypical,â not just in one respect but on multiple levels, the court concludes that the CSMâs finding is substantially supported by the record on the whole.
Finally, petitionerâs argument that the CSM should have focused on whether her âdisease was within the medically accepted guidelines of ADEMâ rather than whether petitioner actually suffered ADEM plainly misstates the law. As explained in the preceding section, petitioner has an affirmative burden of showing, by the preponderance of the evidence, that she actually suffers from the specific injury she alleges was caused by the vaccination. Hibbard, 698 F.3d at 1365.
For the foregoing reasons, the court finds that the CSM did not act arbitrarily or capriciously in finding that petitioner does not suffer ADEM.
The ratio decidendi of the CSMâs decision is that petitioner âfailed to prove by preponderant evidence that she developed ADEM.â Stillwell I at 28-29. As the CSM noted, this determination âprecludes a finding of causationâ and thus obviates any need to apply the A then test for causation. Id. (citing Lombardi, 656 F.3d at 1352-53).
But, in âan abundance of cautionâ the CSM evaluated petitionerâs claim under the Althen testâs prongs. Stillwell I at 29. Because the CSM decided the case on Lombardi grounds, the CSMâs Althen evaluation is dicta. See e.g. Cohens v. State of Virginia, 19 U.S. (6 Wheat.) 264, 399-400, 5 L.Ed. 257 (1821) (remarking that, with regard to dicta, â[i]t is a maxim not to be disregarded, that general expressions ... are to be taken in connection with the case in which those expressions are used ... The reason of this maxim is obvious. The question actually before the Court is investigated with care, and considered in its full extent_â). Accordingly, the court does not reach the question of whether the *61 CSMâs determination that petitioner did not satisfy the Althen test was arbitrary or ea-prieious.
IV. CONCLUSION
In sum, the court affirms the Chief Special Masterâs determination that petitionerâs claim fails under Lombardi. Petitioner has not carried the burden of proving she suffers from a vaccine-related injury. Accordingly, the Special Masterâs DECISION is AFFIRMED and petitionerâs MOTION for review of that decision is DENIED.
IT IS SO ORDERED.
. In her petition, petitioner alleged that she suffered from "encephalomyelitis,â a general term for inflammation of the brain and spinal cord, which includes a wide range of disorders. Dor-land's Illustrated Medical Dictionary 608 (31st ed.2007). Subsequently, however, petitionerâs expert witness, Dr. Marcel Kinsbourne, alleged that petitioner was suffering from acute demyeli-nating encephalomyelitis or ADEM. See Petârâs Ex. 8 at 3, ECFNo. 11.
. Magnetic Resonance Imaging is "a method of visualizing soft tissues of the body by applying an external magnetic field that makes it possible to distinguish between hydrogen atoms in different environments." Borland's at 916. Medical professionals use magnetic resonance imaging to observe lesions in the brain of patients that are suspected to have demyelinating diseases such as MS and ADEM.
Computer Tomography (also known as "CT scans" or "CAT scansâ) "combines a series of X-ray views taken from many different angles and computer processing to create cross-sectional images of the bones and soft tissues inside [the] body.â See Mayo Clinic definition, available at http://www.mayoclinic.org4ests-procedures/ct-scan/basics/definition/prc-20014610.
. Multiple sclerosis is a disorder of the central nervous system that produces clinical symptoms such as "weakness, incoordination, paresthesia, speech disturbances, and visual complaints.â Borlandâs at 1706. It is characterized by "[centers] of demyelination throughout the white matter of the central nervous system, sometimes extending into the gray matter.â Id. Demyelination, in turn, is a medical term for deterioration or damage to the protective coating (i.e., the "myelin sheathâ) that surrounds the nerve fibers in the body's brain and spinal cord. Borlandâs at 493. There are three variants of inflammatory demyelination diseases: MS, acute-disseminated encephalomyelitis ("ADEMâ), and acute hemorrhagic leukoence-phalitis. Id.
.An electroencephalogram test ("EEG") is "a recording of the potentials of the skull generated by currents emanating spontaneously from nerve cells to the brain. The normal dominant frequency of these potentials is about 8 to 10 cycles per second and the amplitude about 10 to 100 microvolts. Fluctuations in potential are seen in the form of waves, which correlate well with neurologic conditions and so are used in diagnostic criteria." Borlandâs at 607.
A visual evoked response test, also known as a visual evoked potential study, measures âchanges in the evoked cortical potential when the eye is stimulated by light.â Borland's at 1496. Stated otherwise, the test uses electrodes to measure the time it takes for nerves to respond to optical stimulation.
. Petâr's Ex. 8-6 at 503, Surendra Singh et al., Acute Disseminated Encephalomyelitis: MR Imaging Features, 173 AJR 1101 (1999); Pet'râs Ex. 8-4 at 387, John A.D. Leake et al.. Acute Disseminated Encephalomyelitis in Childhood: Epidemi-ologic, Clinical and Laboratory Features, 23:8 Pediatric Infectious Disease J. 756 (2004).
. Petârâs Ex. 9-1, James J. Sejvar et al., Encephalitis, myelitis, and acute disseminated encephalo-myelitis (ADEM): Case definitions and guidelines for collection, analysis, and presentation of immunization safety data, 25 Vaccine 5771 (2007).