State v. Popp
Citation453 P.3d 657, 2019 UT App 173
Date Filed2019-10-31
Docket20180224-CA
Cited60 times
StatusPublished
Full Opinion (html_with_citations)
2019 UT App 173
THE UTAH COURT OF APPEALS
STATE OF UTAH,
Appellee,
v.
JUSTIN WILLIAM POPP,
Appellant.
Opinion
No. 20180224-CA
Filed October 31, 2019
First District Court, Brigham City Department
The Honorable Brandon J. Maynard
No. 171100138
Staci A. Visser and Ann M. Taliaferro, Attorneys
for Appellant
Sean D. Reyes and Tera J. Peterson, Attorneys
for Appellee
JUDGE RYAN M. HARRIS authored this Opinion, in which
JUDGES GREGORY K. ORME and JILL M. POHLMAN concurred.
HARRIS, Judge:
¶1 A jury convicted Justin William Popp of two counts of
sodomy upon a child. Popp appeals his convictions, claiming
that the trial court erred in several respects, and that his trial
counsel provided ineffective assistance. In connection with his
ineffective assistance claims, Popp filed a motion, pursuant to
rule 23B of the Utah Rules of Appellate Procedure, asking us to
remand the case to the trial court for supplementation of the
record. For the reasons that follow, we reject Poppâs claims that
the trial court erred, as well as all of his claims of ineffective
assistance that are based on the appellate record. However, we
agree with Popp that remand for supplementation of the record
is necessary on one of his claims for ineffective assistance, and
State v. Popp
therefore partially grant his rule 23B motion and remand for the
limited purpose of conducting further proceedings on that claim.
BACKGROUND 1
¶2 In 2007, when F.H. was approximately three years old, her
mother (Mother) began dating Popp. Shortly thereafter, Popp
and Mother, along with F.H., moved in together. Popp and
Mother had a child (B.J.) together in 2008, and eventually
married in 2013. A little more than a year later, however, their
relationship soured; they separated in January 2015 and finalized
their divorce in July 2015.
¶3 The divorce proceedings were contentious, and the
divorce court eventually entered an order awarding Popp and
Mother joint physical custody of both children but, due to
Motherâs work schedule, awarding Popp the majority of the
parent-time and ordering Mother to pay Popp child support.
Although Popp is not F.H.âs biological father, neither Mother nor
Popp wanted to âsplit up the kidsâ at that point, so they worked
out an arrangement where the children would continue to reside
largely with Popp, and would visit Mother three weekends each
month. For about fifteen months, everyone followed this
arrangement without major incident. But in September 2016,
F.H.âwho was twelve years old by thenâasked if she could live
with Mother and her new husband full-time, and Popp agreed;
B.J., however, continued to live with Popp.
1. âWhen reviewing a jury verdict, we examine the evidence and
all reasonable inferences drawn therefrom in a light most
favorable to the verdict, and we recite the facts accordingly.â
State v. Kruger, 2000 UT 60, ¶ 2,6 P.3d 1116
. âWe present conflicting evidence only when necessary to understand issues raised on appeal.âId.
20180224-CA 22019 UT App 173
State v. Popp
¶4 About six months later, in March 2017, F.H. witnessed
Mother and her husband having sex as she walked by their
bedroom door on her way to the bathroom, and became âvery,
very upset.â In an attempt to console F.H., Mother asked her
why she was so upset, and F.H. responded by telling Mother
that Popp had sexually abused her. Specifically, F.H. recounted
an incident, âwhen she was younger,â in which Popp told her
that he had a âmagic spoon with frosting on it and made her lick
it off,â but the spoon was actually his penis. The next morning,
Mother called the Division of Child and Family Services (DCFS),
and scheduled an interview between F.H. and a DCFS
investigator (Investigator).
¶5 The interview (CJC Interview) was conducted at the
Childrenâs Justice Center by Investigator while a detective
(Detective) watched from an adjacent observation room.
Investigator asked F.H. what she had told Mother about Popp.
F.H. explained that when she was âseven or eight,â while
Mother âwas at work,â Popp âput frosting on his thing and then
he made [her] lick it off.â F.H. explained that Popp had âasked
[F.H.] if [she] wanted a treatâ and when F.H. said yes, Popp
blindfolded her and made her âkneel downâ and lick âfrosting
on his penis.â Then, after the frosting was gone, Popp âput the
frosting back in the fridge,â âwashed his hands,â and removed
the blindfold. When Investigator asked F.H. why she believed
she was licking Poppâs penis, F.H. said that, as she was kneeling
down she began to lose her balance, and when she reached out
to catch herself she âgrabbed onto [Poppâs] leg and he didnât
have any pants on.â
¶6 F.H. then described another incident with Popp, which
had also occurred when she was seven or eight. This time, Popp
asked F.H. âto help him clean some bottles.â They proceeded
into an unlit bathroom where Popp asked F.H. to âsit on the
toiletâ and âuse [her] mouth to clean the bottles.â F.H. then âput
[her] mouth on the bottle and . . . lick[ed] it clean.â F.H.
20180224-CA 3 2019 UT App 173
State v. Popp
explained that she âknew it wasnât a bottle because it wasnât
hard. . . . It was like squishy and warm.â Although F.H. was
unsure exactly how many times Popp had asked her to perform
these acts, she knew that it had happened âmore than once.â
¶7 After the CJC Interview, Detective attempted to interview
Popp. Detective visited Poppâs house multiple times, left his
business card on Poppâs front door, and spoke to Popp on the
phone. During their phone conversation, Popp indicated that he
would âbe willing to come into the police department for an
interviewâ the following day, but that he âneeded to get with his
attorney first and make sure that was okay.â Popp never showed
up for the interview, however, and he later told Detective that
âhis attorney had advised him not to.â
¶8 After completing its investigation, the State charged Popp
with two counts of sodomy on a child, both first-degree felonies.
Prior to the preliminary hearing, the State moved to admit the
CJC Interview pursuant to rule 15.5 of the Utah Rules of
Criminal Procedure. Popp did not object to the Stateâs motion,
and the CJC Interview was played at the hearing. After the
hearing, during pretrial proceedings, the State again moved to
admit the CJC Interview, this time for use at trial. In its motion,
the State addressed how each of the rule 15.5(a) factors had been
satisfied. Popp filed an objection to the Stateâs motion, but raised
only one argument: that admission of the CJC Interview would
violate Poppâs right to confront his accuser. However, prior to
the start of trial, Popp withdrew this objection after learning that
F.H. would be present at trial and available for cross-
examination about the CJC Interview. As a result, the court
declared Poppâs objection âmootâ âas long as [F.H.] is present.â
¶9 In October 2017, the trial court ordered both parties to
disclose their trial witnesses by December 5, 2017âone month
before the scheduled trial date. Each party timely disclosed one
expert witness: the State disclosed Investigator, and Popp
20180224-CA 4 2019 UT App 173
State v. Popp
disclosed an expert who would âtestify about the propensity for
child witnesses to recall or falsify testimonyâ and âthe proper
techniques that need to be used when interviewing child
witnesses and whether they were used in this case.â Then, on
December 29, 2017, Poppâs counsel notified the State that he
intended to call three additional witnesses at trial: Poppâs
mother (Grandmother); Poppâs close friend (Poppâs Friend) who
had lived with Popp and the children for a long period of time;
and Motherâs close friend (Motherâs Friend). 2 Trial counsel
indicated that these witnesses could âtestify to impeach the
Stateâs witnesses with regards to how [F.H.] acted during the
time frame that she has alleged to have been abused and after,â
which behavior they observed âdid not change . . . in any way
shape or form during the time of the alleged abuse.â Poppâs
counsel urged the court to grant a continuance to allow the State
time to investigate the proposed witnesses, but the State
opposed counselâs request and instead asked the court to
preclude the witnesses due to counselâs untimely disclosure.
¶10 The day before trial, the court held a telephone conference
to discuss the new witnesses and counselâs untimely disclosure.
During that conference, the State offered a compromise,
proposing that the witnesses be allowed to testify but only as
rebuttal witnesses âif the [S]tate addresses or elicit[s]
information aboutâ any behavioral changes on the part of F.H.
Thus, absent any allegation of behavioral changes, the witnesses
2. In his rule 23B motion, Popp contends that he told counsel
about these potential witnesses in late November, before the
court-ordered disclosure deadline. Then, according to Popp, he
again provided counsel the names and phone numbers of the
potential witnesses in a subsequent meeting on December 28,
2017. The next day, on December 29, counsel notified the State
that he intended to call these witnesses at trial; Popp contends
that counsel did so without having spoken to the witnesses.
20180224-CA 5 2019 UT App 173
State v. Popp
would not be allowed to testify. After some initial hesitation,
trial counsel agreed to the compromise. At the end of the
conference, counsel also notified the State that he would not be
calling the disclosed expert to testify.
¶11 The morning of trial, before jury selection, the State
informed the court that it would be asking Detective âif he was
ever able to have an interview or meet with [Popp].â The State
explained that the purpose of the question would be âto show
that [Detective] was doing his job, he covered his bases and that
he did everything he could to, you know, investigate the case,â
and that the evidence would not be used âto suggest guilt or say
[Poppâs] trying to hide something.â Moreover, the State assured
the court that it would not mention Detectiveâs statements in
closing. When asked by the court if he had any comment on the
matter, Poppâs counsel responded, âNo.â
¶12 During trial, the State played a video recording of the CJC
Interview and called four witnesses: Mother, Investigator, F.H.
and Detective. Mother testified as to how F.H. initially disclosed
the abuse to her, and stated that she had never âtold F.H. how to
testifyâ regarding the abuse. Investigator testified about F.H.âs
CJC Interview. She explained that the interview had been
conducted according to national guidelines designed to allow
the child interviewee to tell the story âin their own wordsâ
without the interviewer âputting any ideas, any suggestions into
their head.â F.H. then testified that she had watched the CJC
Interview and that it was accurate. F.H. also reiterated that Popp
had made her lick his penis on two occasions: once when he
asked her to âlick off the frosting,â and once when he asked her
to use her mouth âto clean the bottles.â F.H. concluded by
stating that no one had told her how to testify.
¶13 Finally, Detective testified that he had observed the CJC
Interview from an adjacent room. He testified that he had
undergone training and considered himself an âexpertâ in
20180224-CA 6 2019 UT App 173
State v. Popp
interviewing children because he had been working in the field
for nine years and had watched and conducted âhundreds of
interviews.â Poppâs counsel objected to this testimony based on
relevancy, but withdrew the objection upon the Stateâs
explanation that Detectiveâs âtraining and experienceâ would
allow him to âcomment on whether [Investigator] accurately and
correctly followed the guidelines.â Detective testified that the
guidelines are âhighly reliableâ and that, based on his
observations of the CJC Interview, Investigator had complied
with the guidelines âvery well.â
¶14 Detective also testified about his experience investigating
sex crimes. He noted that, in his experience, â[i]tâs very
commonâ for a child victim to not remember every single
instance of sexual abuse, and â[i]n most casesâ a child will delay
disclosing sexual abuse. Moreover, âitâs very rareâ for there to be
forensic evidence in sex abuse cases, and in cases with a delayed
disclosure â[t]hereâs [a] 90 plus percent chance that thereâs not
going to be any forensic or physical evidence to collect and
preserve.â As a result, investigations for this type of crime ârely
heavily on the interview process.â
¶15 Detective then explained what measures he had taken to
investigate the case. Specifically, he testified that, after he
observed the CJC Interview, he unsuccessfully attempted to
interview Popp. Detective explained that, after visiting Poppâs
house multiple times without success, he was finally able to
reach Popp by phone and schedule an interview for the
following day. However, after Popp failed to attend the
scheduled interview, Detective again contacted Popp, and he
recounted to the jury that Popp told him that Poppâs âattorney
had advised him not to interview with [Detective].â
¶16 The State then rested its case. The defense called only one
witness, Popp, who testified for approximately ten minutes.
Popp testified about his relationship with Mother and the
20180224-CA 7 2019 UT App 173
State v. Popp
children. He explained that F.H. was not his biological childâa
fact he believed F.H. was unaware of until she moved in with
Mother after the divorceâbut he had always treated her as his
own. Popp also testified that his divorce from Mother turned
bitter, which he attributed to Motherâs displeasure with being
ordered to pay child support to Popp, and with Popp being
awarded the majority of the parent-time with both children.
Popp noted that, for fifteen months after the divorce, both
children lived with him harmoniously, and that during this time
Popp had a âgreat relationshipâ with F.H. Together they would
participate in fun âfamily stuffâ such as road trips, swimming,
and attending work parties. Popp explained that he agreed to let
F.H. move in with Mother after she approached him and
explained that she was âgetting ready to do her girl things and
wanted to be with [Mother].â He testified that he never sexually
abused F.H., and that her allegations were categorically untrue.
¶17 After the close of evidence, counsel and the court
discussed the post-evidence jury instructions in a conference
outside the presence of the jury. The court told counsel that it
would read each proposed instruction out loud to them, and
then ask for any objections, and that, absent an objection, the
court would assume the instruction was acceptable to both sides.
Neither side raised any substantive objection to any jury
instruction or to the verdict form.
¶18 After receiving instructions from the court and hearing
closing argument from counsel, the jury began its deliberation.
While deliberating, the jury sent the following written question
to the court: âDid [Detective] tell [Popp] why they wanted to
interview him?â The court solicited input from both sides as to
how to respond. Poppâs attorney suggested that the court
respond by telling the jury âthat they have the evidence, they
have to make a decision based on what they heard.â The State
and the court agreed, and together they determined that âthe
safest thing to doâ would be to refer the jury to three specific
20180224-CA 8 2019 UT App 173
State v. Popp
instructions indicating that one duty of the jury âis to determine
the facts of the case from the evidence received in the trial and
not from any other source.â After completing its deliberation,
the jury found Popp guilty on both counts. The court later
sentenced Popp to a prison term of twenty-five years to life on
each count, with the sentences to run concurrently.
ISSUES AND STANDARDS OF REVIEW
¶19 Popp now appeals, raising three issues on direct appeal.
First, he argues that the jury instructions were improper. Second,
he argues that the trial court erroneously admitted the CJC
Interview into evidence. Third, he argues that the trial court
erred when it allowed the State to introduce evidence of his
refusal to submit to a pre-arrest interview with police. Popp
acknowledges that he failed to preserve these issues for
appellate review, but nevertheless asks us to review them under
both the plain error and ineffective assistance of counsel
exceptions to our preservation requirement. âPlain error is a
question of law reviewed for correctness.â State v. Kozlov, 2012
UT App 114, ¶ 28,276 P.3d 1207
(quotation simplified). Likewise, âwhen a claim of ineffective assistance of counsel is raised for the first time on appeal, there is no lower court ruling to review and we must decide whether the defendant was deprived of the effective assistance of counsel as a matter of law.â Layton City v. Carr,2014 UT App 227, ¶ 6
,336 P.3d 587
(quotation simplified). ¶20 In addition to the issues he raises on direct appeal, Popp has filed a motion, pursuant to rule 23B of the Utah Rules of Appellate Procedure, asking us to remand the case to the trial court in order to supplement the record with evidence to support his claims of ineffective assistance of counsel. âA remand under rule 23B is available only upon a nonspeculative allegation of facts, not fully appearing in the record on appeal, which, if true, could support a determination that counsel was 20180224-CA 92019 UT App 173
State v. Popp
ineffective.â State v. Jordan, 2018 UT App 187, ¶ 14,438 P.3d 862
(quotation simplified).
ANALYSIS
I. Jury Instructions
¶21 Popp contends that the jury instructions and verdict form
were âfatally flawedâ because âthe jury was never given a
complete and accurate elements instruction.â Specifically, he
complains that the instructions did not âadvise[] the charged
time frames for the offenses,â and that âneither the instructions
nor the verdict form denote the specific act or conduct for which
the jury . . . found guilt.â Popp acknowledges that these
arguments were not preserved, but asserts that review is proper
under both the plain error and ineffective assistance exceptions
to our preservation requirement. 3
A. Plain Error
¶22 Popp contends that the trial court plainly erred by âfailing
in its duty to provide correct instructions to the jury.â He
maintains that the ânecessity to completely and accurately
instruct the jury as to the elements of a crime is fundamental and
a requirement that should have been obvious to the trial court.â
The State counters that plain error review of this claim is not
available because Popp invited any error by affirmatively
3. Popp also requests that we review this claim under the
doctrine of manifest injustice. Because Popp draws no
distinctions between âmanifest injusticeâ and âplain error,â and
because âin most circumstances the term âmanifest injusticeâ is
synonymous with the âplain errorâ standard,â we simply address
Poppâs claims for plain error. See State v. Maestas, 2012 UT 46,
¶ 37,299 P.3d 892
(quotation simplified). 20180224-CA 102019 UT App 173
State v. Popp
representing to the court that he had no objection to the
instructions. We agree with the State.
¶23 â[W]hen an error is invited by an appellant, we will not
review it even for plain error.â State v. Oliver, 2018 UT App 101,
¶ 27,427 P.3d 495
; see also State v. Moa,2012 UT 28, ¶ 27
,282 P.3d 985
(âThe doctrine of invited error . . . can preclude even plain error review.â). The âinvited error doctrine arises from the principle that a party cannot take advantage of an error committed at trial when that party led the trial court into committing the error.â Pratt v. Nelson,2007 UT 41, ¶ 17
,164 P.3d 366
(quotation simplified). âUnder the doctrine of invited error, an error is invited when counsel encourages the trial court to make an erroneous ruling.â State v. McNeil,2016 UT 3, ¶ 17
,365 P.3d 699
. To invite an error, a party must do more than simply fail to object; the party must manifest some sort of affirmative representation to the trial court that the court is proceeding appropriately. See Pratt,2007 UT 41
, ¶¶ 18â22. At least in the context of jury instructions, see infra ¶ 44, our supreme court has held that an instruction is not subject even to plain error review if counsel, in response to a question from the court about whether counsel has any objection to the instruction, answers in the negative. See State v. Geukgeuzian,2004 UT 16, ¶ 9
,86 P.3d 742
(âA jury instruction may not be assigned as error . . . if counsel, either by statement or act, affirmatively represented to the court that he or she had no objection to the jury instruction.â (quotation simplified)); see also State v. Butt,2012 UT 34, ¶ 42
,284 P.3d 605
(same); State v. Hamilton,2003 UT 22, ¶ 54
,70 P.3d 111
(same). We have of course followed suit. See, e.g., State v. Ramos,2018 UT App 161
, ¶ 23 n.9,428 P.3d 334
(citing Geukgeuzian, and holding that any error was invited when counsel stated that he had no âissue with this instructionâ (quotation simplified)); State v. Pullman,2013 UT App 168, ¶ 23
,306 P.3d 827
(citing Geukgeuzian, and holding that any error was invited when counsel specifically approved the instruction in question). 20180224-CA 112019 UT App 173
State v. Popp
¶24 Prior to instructing the jury, the trial court sought both
sidesâ input regarding the jury instructions. As to the
introductory jury instructions given at the beginning of the trial,
the court gave both attorneys a copy of the instructions and a
chance to look them over, and then asked generally if anyone
had any objection to any of them. Poppâs attorney stated plainly,
on the record, that he did not. And with regard to the post-
evidence jury instructions and the verdict form, the court went
through each instruction and the verdict form on the record
individually with counsel, pausing after each to ask if anyone
had any objection. Poppâs counsel did not object to a single
instruction or to the verdict form, and the few suggestions he
made were promptly incorporated. Thus, the instructions to
which Popp now objects are instructions that his counsel
specifically approved on the record. Because Poppâs counsel
made âan affirmative representation encouraging the court to
proceed without further consideration of an issue,â Popp invited
any error in the jury instructions and verdict form, and therefore
the plain error exception is inapplicable here and we âneed not
consider [Poppâs] objection to that action on appeal.â See Moa,
2012 UT 28, ¶ 27; see also Geukgeuzian,2004 UT 16, ¶ 10
(stating that a defendant invites error âwhere his counsel confirm[s] on the record that the defense had no objection to the instructions given by the trial courtâ). B. Ineffective Assistance ¶25 Next, Popp argues that his trial counsel was ineffective for failing to ensure that the jury was properly instructed. âWhile invited error precludes a plain error claim, it does not preclude a claim for ineffective assistance of counsel.â State v. McNeil,2013 UT App 134, ¶ 25
,302 P.3d 844
, affâd,2016 UT 3
,365 P.3d 699
. Accordingly, we evaluate Poppâs ineffective assistance claim under the two-part test articulated in Strickland v. Washington,466 U.S. 668
(1984). Under that test, Popp must show â(1) that trial counselâs performance was objectively deficient and (2) that 20180224-CA 122019 UT App 173
State v. Popp
such deficient performance was prejudicial.â Honie v. State, 2014
UT 19, ¶ 31,342 P.3d 182
. âBecause failure to establish either prong of the test is fatal to an ineffective assistance of counsel claim, we are free to address [Poppâs] claims under either prong.âId.
As noted above, Popp identifies two potential infirmities with the jury instructions and verdict form: (1) that the instructions did not âadvise[] the charged time frames for the offenses,â and (2) that âneither the instructions nor the verdict form denote the specific act or conduct for which the jury . . . found guilt.â Poppâs first claim fails under the first part of Stricklandâs test, and his second claim fails under the second. ¶26 To satisfy the first part of the Strickland test, Popp âmust show that counselâs representation fell below an objective standard of reasonablenessâ when measured against âprevailing professional norms.â See Strickland, 466 U.S. at 687â88. Because of the âvariety of circumstancesâ and âthe range of legitimate decisions regarding how best to represent a criminal defendant,â our review of counselâs actions is âhighly deferential.âId.
at 688â 89. We judge the reasonableness of counselâs actions âon the facts of the particular case, viewed as of the time of counselâs conduct,â id. at 690, and we âindulge a strong presumption that counselâs conduct falls within the wide range of reasonable professional assistance,â id. at 689. One way to overcome this strong presumption is for a defendant to persuade the court that there was âno conceivable tactical basisâ for counselâs actions. State v. Clark,2004 UT 25, ¶ 7
,89 P.3d 162
(quotation simplified). âOnly when no reasonable attorney would pursue the chosen strategy will we determine that counsel has been constitutionally ineffective.â State v. Roberts,2019 UT App 9, ¶ 29
,438 P.3d 885
(quotation simplified). ¶27 With regard to his argument that the jury instructions did not sufficiently identify the time frames within which the crimes allegedly occurred, Popp cannot satisfy the first part of the Strickland test, because the jury instructions correctly stated the 20180224-CA 132019 UT App 173
State v. Popp
law in this regard, and â[f]ailure to object to jury instructions
that correctly state the law is not deficient performance.â State v.
Lee, 2014 UT App 4, ¶ 22,318 P.3d 1164
. Under Utah law, a person commits sodomy upon a child if he intentionally, knowingly, or recklessly âengages in any sexual act upon or with a child who is under the age of 14, involving the genitals or anus of the actor or the child and the mouth or anus of either person, regardless of the sex of either participant.âUtah Code Ann. §§ 76-2-102
, 76-5-403.1(1) (LexisNexis 2017). â[A]ny touching, even if accomplished through clothing, is sufficient.âId.
§ 76-5-407(3) (Supp. 2019). The instructions Popp assails apprised the jury that the State bore the burden of proving, âbeyond a reasonable doubt,â that (1) Popp âintentionally, knowingly, or recklessly committed a sexual act with F.H. involving any touching, however slight, of the genitals of one person and the mouth or anus of another, even if accomplished through the clothing;â and (2) âF.H. was under the age of 14 years old at the time of the conduct.â In addition, the jury was instructed that, for each of the two counts, Popp was charged with engaging in the acts âon or about January 2012 through December 2013.â ¶28 Poppâs argument that these instructions were flawed because they did not specify âwhen the conduct occurredâ is unpersuasive. The relevant instructions tracked the language of the statute and therefore âaccurately convey[ed] the law.â See State v. Maama,2015 UT App 235, ¶ 29
,359 P.3d 1272
.
Specifically, the instructions included an age element, making
clear that the State needed to prove that âF.H. was under the age
of 14 years old at the time of the conduct.â Moreover, even
though time is not an element of the offense of sodomy on a
child and therefore need not be included in the instructions, 4 see
4. Popp acknowledges that âtime is not always a statutory
element of an offense,â but asserts that time must be an element
(continuedâŠ)
20180224-CA 14 2019 UT App 173
State v. Popp
Utah Code Ann. § 76-5-403.1(1), these instructions did include a time element, specifying the period of time (âon or about January 2012 through December 2013â) in which F.H. claimed that the conduct had occurred. Popp has not pointed to any requirement that the State prove that this type of crime occurred on a specific date at a specific time. Accordingly, these instructions were not infirm with regard to the time frame issue, and because any objection counsel might have raised in this regard would have been overruled, counsel did not perform deficiently by electing not to raise one. See State v. Kelley,2000 UT 41, ¶ 26
,1 P.3d 546
(âFailure to raise futile objections does not constitute ineffective assistance of counsel.â). ¶29 Poppâs second argumentâthat âneither the instructions nor the verdict form denote the specific act or conduct for which the jury . . . found guiltââfails because Popp cannot show prejudice, even if one assumes for the purposes of the argument that the instructions and verdict form were insufficient in this regard. To establish prejudice, Popp must âshow that there is a reasonable probability that, but for counselâs unprofessional errors, the result of the proceeding would have been different.â See Strickland,466 U.S. at 694
. âA reasonable probability is a probability sufficient to undermine confidence in the outcome.âId.
The failure of the instructions and the verdict form to specify which count went with the âfrostingâ episode and which count went with the âbottleâ episode did not matter in this case, where (âŠcontinued) of the offenses with which he was charged, because the age of the victim may alter the level of offense, seeUtah Code Ann. § 76-1-501
(2)(a) (LexisNexis 2018) (stating that an âelement of the offenseâ includes âthe conduct, attendant circumstances, or results of conduct proscribed, prohibited, or forbidden in the definition of the offenseâ); see also State v. Fulton,742 P.2d 1208, 1213
(Utah 1987). 20180224-CA 152019 UT App 173
State v. Popp
F.H. described only two incidents and Popp was charged with
only two counts and convicted of both.
¶30 Because Popp can satisfy neither part of the Strickland test,
his claim that his attorney performed deficiently by failing to
object to jury instructions is without merit.
II. CJC Interview
¶31 Next, Popp contends that the CJC Interview should not
have been shown to the jury. Popp acknowledges that the
only objection he ever lodged to the admission of the CJC
Interviewâthat its admission would infringe on his right to
confront witnessesâwas withdrawn after it became clear that
F.H. would indeed be available for cross-examination, and that
his appellate arguments on this point are therefore unpreserved.
Nevertheless, Popp asks us to review this issue for plain error
and ineffective assistance of counsel.
A. Plain Error
¶32 Popp contends that the trial court plainly erred by failing
to evaluate the reliability of the CJC Interview as required by
rule 15.5(a)(8) of the Utah Rules of Criminal Procedure. As with
the previous claim, the State counters that plain error review of
this claim is not available because Popp invited any error by
withdrawing his objection at the pretrial hearing to admission of
the CJC Interview.
¶33 But we do not think that Poppâs conduct with regard
to this claim constitutes invited error. As noted above, to
invite error, a party must do more than simply fail to object;
rather, a party must make some affirmative representation to the
court that it is proceeding correctly. Pratt v. Nelson, 2007 UT 41, ¶¶ 18â22,164 P.3d 366
; see also State v. Winfield,2006 UT 4, ¶ 14
,128 P.3d 1171
(stating that, to invite error, counsel must âaffirmatively represent[] to the trial court that he or she had no 20180224-CA 162019 UT App 173
State v. Popp
objection to the proceedingsâ (quotation simplified)). âExamples
of affirmative representations include where counsel stipulates
to the courtâs instruction, states directly that there is no objection
to a specific ruling of the court, or provides the court with
erroneous authority upon which the court relies.â State v. Cooper,
2011 UT App 234, ¶ 10,261 P.3d 653
(quotation simplified). In this vein, there is âa distinction between affirmative actions to initiate the error and merely acquiescing to the error.â See State v. McNeil,2016 UT 3, ¶ 18
,365 P.3d 699
(quotation simplified); see also State v. Marquina,2018 UT App 219, ¶ 23
,437 P.3d 628
(noting that our supreme court âhas previously rejected attempts to broaden the scope of the invited error doctrine beyond this affirmative-representation modelâ), cert. granted,440 P.3d 691
(Utah 2019). Where no affirmative representation is made, and counsel simply fails to object, any error âis not invited but merely unpreserved, and thus remains subject to plain error review.â McNeil,2016 UT 3, ¶ 21
. ¶34 Here, Popp made a single objection to admission of the CJC Interview based on the confrontation clause, then withdrew that objection after learning that F.H. would be present to testify at trial. Further, Popp never manifested affirmative consent to the admissibility of the CJC Interview under rule 15.5(a) of the Utah Rules of Criminal Procedure, or made any affirmative representation that it was reliable evidence. Popp simply withdrew his confrontation clause objection. In our view, where the admissibility of the CJC Interview under rule 15.5(a) was not the subject of Poppâs withdrawn objection, this situation is materially indistinguishable from a situation in which a litigant does not object at all, and it is well settled that a simple failure to object does not constitute invited error. Seeid.
(stating that a simple failure to object means that the argument is unpreserved, not that an error has been invited). Accordingly, we reject the Stateâs argument that Popp invited any error in the admission of the CJC Interview under rule 15.5(a), and proceed to evaluate Poppâs unpreserved claim under a plain error standard. 20180224-CA 172019 UT App 173
State v. Popp
¶35 To prevail on a claim that the trial court plainly erred in
admitting the CJC Interview, Popp âmust establish that (i) an
error exists; (ii) the error should have been obvious to the trial
court; and (iii) the error is harmful.â See State v. Johnson, 2017 UT
76, ¶ 20,416 P.3d 443
(quotation simplified). Popp asserts that the trial court erred in allowing the jury to view the CJC Interview without first assessing its reliability under rule 15.5. He asserts that this error was obvious because the ârequirement for the trial court to evaluate reliability is plain in Rule 15.5 and relevant case law.â And he maintains that this failure was harmful here because the CJC Interview was both unreliable and an important part of the Stateâs case. ¶36 Because Popp must satisfy all three requirements to succeed on his claim, seeid.,
if we conclude that the alleged error was not harmful we need not analyze whether it was obvious, see State v. Saenz,2016 UT App 69, ¶ 12
,370 P.3d 1278
(âIf there is no prejudice, we have no reason to reach the other elements of the plain error analysis.â (quotation simplified)). âAn error is harmful if, absent the error, there is a reasonable likelihood of a more favorable outcome for the appellant, or phrased differently, if our confidence in the verdict is undermined.â State v. Bond,2015 UT 88, ¶ 49
,361 P.3d 104
(quotation simplified). Based on the record before us, we conclude that, even if the trial court erred by failing to strictly comply with rule 15.5, Popp has not demonstrated how this error was harmful. ¶37 First, there is not a reasonable likelihood that the outcome of the trial would have been different had the CJC Interview been excluded. F.H. was available toâand didâtestify at trial and there is nothing in the record to suggest that, if the CJC Interview had been excluded, F.H. would have been unable to testify live as to the events in question. Indeed, during her trial testimony, F.H. affirmed that the events described in the video recording did in fact occur. Furthermore, after viewing the video, F.H. reiterated that Popp had asked her to lick his penis 20180224-CA 182019 UT App 173
State v. Popp
on two occasionsâonce under the guise of licking frosting off of
a spoon and once under the guise of cleaning bottles.
¶38 Second, Popp has not carried his burden to prove thatâ
even if a timely objection had been lodged and the trial court
had conducted a rule 15.5 reliability reviewâthe court would
have excluded the video as unreliable. Popp contends that
several factors undermine the reliability of the CJC Interview.
Specifically, he asserts that Investigator failed to establish a
baseline of truth versus lie; that she did not elicit a promise from
F.H. to tell the truth; that she asked F.H. leading questions; and
that she asked F.H. if anyone told F.H. what to say in the
interview. We do not think these factors would have resulted in
exclusion of the video, especially in light of the unrebutted
testimony from both Investigator and Detective that the CJC
Interview was conducted appropriately and according to
national guidelines. In determining reliability in the rule 15.5
context, the court must âassess the interview in all of its
circumstances.â State v. Roberts, 2019 UT App 9, ¶ 21,438 P.3d 885
. Indeed, we have recognized that there is not âone ârightâ way to conduct an interview,â and that a courtâs decision to assign more weight to a victimâs responses than to an alleged flaw in the interviewing technique âdoes not, without more, render its reliability determination erroneous.âId.
Popp has not persuaded us that, on this record, the perceived flaws would have rendered the CJC Interview unreliable. ¶39 In sum, Popp has not demonstrated that he was harmed by any error the trial court might have made by failing to conduct a rule 15.5 reliability determination prior to admitting the CJC Interview. Accordingly, we cannot conclude that the trial court plainly erred. B. Ineffective Assistance ¶40 Next, Popp contends that trial counselâs failure to challenge the admissibility of the CJC Interview on reliability 20180224-CA 192019 UT App 173
State v. Popp
grounds constituted ineffective assistance of counsel. As noted
above, one of the two elements that Popp must establish, in
order to demonstrate that his counsel performed ineffectively, is
prejudice. See Strickland v. Washington, 466 U.S. 668, 687(1984) (stating that, to establish a claim of ineffective assistance, a defendant âmust show that counselâs performance was deficientâ and that âthe deficient performance prejudiced the defenseâ). However, our supreme court has âheld that the prejudice test is the same whether under the claim of ineffective assistance or plain error.â McNeil,2016 UT 3, ¶ 29
; see also State v. Bair,2012 UT App 106, ¶ 35
,275 P.3d 1050
(âThe âharmâ factor in the plain error analysis is equivalent to the prejudice test applied in assessing claims of ineffective assistance of counsel.â (quotation simplified)). Consequently, âfailure to meet the plain error requirement of prejudice means that [the] defendant likewise fails to meet the required showing under the ineffective assistance of counsel standard.â State v. Cheek,2015 UT App 243, ¶ 32
,361 P.3d 679
(quotation simplified). Therefore, Poppâs ineffective assistance claim founders on the same shoals as his plain error claim does. 5 5. On this point, we do not think that Popp can demonstrate deficient performance either, because he cannot ârebut the strong presumption that under the circumstances the challenged action might be considered sound trial strategy.â See State v. Wright,2013 UT App 142, ¶ 13
,304 P.3d 887
(quotation simplified). We perceive possible tactical reasons why counsel may have wanted the CJC Interview to be admitted. First, counsel might have believed that F.H.âs live testimony would have been even more powerful than recorded testimony. Second, the CJC Interview contained some discussion of items helpful to the defense, including Poppâs theory that Mother had coached F.H. into making the abuse allegations as a way to gain custody and terminate child support payments to Popp. 20180224-CA 202019 UT App 173
State v. Popp
III. Pre-Arrest Right to Remain Silent
¶41 Popp next argues that his constitutional right to remain
silent was violated when Detective testified at trial about Poppâs
refusal to submit to a pre-arrest interview. Popp contends that
Detectiveâs testimony caused the jury to infer that Popp had
âsomething to hideâ from police and that Poppâs silence was
âevidence of guilt.â Like Poppâs first two claims on appeal, this
one is also unpreserved, and Popp again asks us to review this
claim for plain error and ineffective assistance of counsel.
A. Plain Error
¶42 Popp contends that the trial court plainly erred when it
allowed Detective to testify that Popp had declined the
opportunity to speak with police prior to his arrest. Popp further
contends that the court did not properly instruct the jury, when
it posed a question during deliberation, that Poppâs pre-arrest
silence cannot be used as evidence of guilt. Any error in the
courtâs response to the juryâs question was invited by Popp,
andâeven assuming that Popp did not invite any error in the
admission of the evidenceâthe trial court did not plainly err in
allowing Detective to testify about his interactions with Popp.
¶43 As explained above, a party invites error when it
âindependently ma[kes] a clear affirmative representationâ to
the court that the court is proceeding appropriately. State v.
McNeil, 2016 UT 3, ¶ 18,365 P.3d 699
. With regard to the courtâs response to the juryâs question, Popp invited any error. During its deliberation, the jury sent a question to the court about Detectiveâs testimony, asking, âDid the detective tell [Popp] why they wanted to interview him?â In chambers, counsel for both sides discussed how to respond to the question. Poppâs counsel suggested that the court respond by telling the jurors âthat they have the evidence, they have to make a decision based on what they heard.â The State and the court agreed with that suggestion, and together the parties and the court determined 20180224-CA 212019 UT App 173
State v. Popp
that âthe safest thing to doâ would be to refer the jury to three
specific jury instructions, which state that one duty of the jury
âis to determine the facts of the case from the evidence received
in the trial and not from any other source.â Here, counsel did
more than simply respond to a question from the court about
whether he had any objection to a plan formulated by someone
else; in this instance, the courtâs response to the juryâs question
was framed by Poppâs counselâs own suggestion. Popp therefore
invited any error in that response. See id.(â[W]e have traditionally found invited error when the context reveals that counsel independently made a clear affirmative representation of the erroneous principle.â). ¶44 We are unable to conclude, however, that Popp invited any error in the trial courtâs admission of Detectiveâs testimony. Although Poppâs counsel was directly queried about whether he had any âcommentâ on the Stateâs request to have Detective testify about his interactions with Popp, and responded in the negative, we are uncertain whether, under operative supreme court case law, such conduct amounts to invited error in this context. As noted above, supra ¶ 23, our supreme court has clearly held that a defendant who is specifically queried about a jury instruction and affirmatively responds that he has no objection is deemed to have invited any error in that jury instruction. See, e.g., Geukgeuzian,2004 UT 16
, ¶¶ 9â11; State v. Hamilton,2003 UT 22, ¶ 54
,70 P.3d 111
. Our supreme court has extended this concept to the jury selection context as well. State v. Winfield,2006 UT 4, ¶¶ 16, 18
,128 P.3d 1171
(holding that a defendant invited any error in the jury selection process by affirmatively stating, in response to a question from the court, that he had no objection to the composition of the jury). But more recently, in State v. McNeil, our supreme courtâwithout citation to Geukgeuzian or Winfieldâappeared to directly repudiate the logic of those cases, at least in the context of admission of evidence.2016 UT 3
, ¶ 21 (rejecting the Stateâs argument âthat if counsel does not offer a proper objection [to 20180224-CA 222019 UT App 173
State v. Popp
the admission of evidence] when asked to do so by the trial
court, the error is invited,â and stating that it found that
argument âunpersuasiveâ). 6 In light of McNeil, we find it most
efficient here to simply assume, for purposes of our analysis, that
Popp did not invite any error in the trial courtâs admission of
Detectiveâs testimony, and to evaluate the trial courtâs decision
for plain error.
¶45 And in this case, the trial court did not plainly err in
allowing Detective to testify about his interactions with Popp,
including testifying that Popp declined his invitation to sit for an
interview. As noted above, in order to prevail on a claim that the
trial court plainly erred in allowing Detectiveâs testimony, Popp
âmust establish that (i) an error exists; (ii) the error should have
been obvious to the trial court; and (iii) the error is harmful.â
State v. Johnson, 2017 UT 76, ¶ 20,416 P.3d 443
(quotation simplified). We do not discern any error in admission of Detectiveâs testimony, let alone an obvious one. ¶46 It is certainly true that âa person is protected from compelled self-incrimination at all times, not just upon arrest or during a custodial interrogation,â State v. Gallup,2011 UT App 6
. The court did not explain why it found that argument âunpersuasiveâ in McNeil but entirely persuasive in Geukgeuzian, Hamilton, and Winfield, and did not attempt to distinguish those cases in McNeil. As we read all of the cases together, under current law a litigant who fails to object after being directly asked about a jury instruction or about the composition of the jury will be deemed to have invited any error, while a litigant who fails to object after being directly asked about the admissibility of evidence will not be. However, such distinctions are not outcome-determinative in this case, because Poppâs claim regarding the admission of Detectiveâs testimony fails even under plain error review. 20180224-CA 232019 UT App 173
State v. Popp
422, ¶ 15, 267 P.3d 289(quotation simplified), and that evidence of a defendantâs pre-arrest silence may not be used at trial âto infer [that the] defendant exhibited a consciousness of guilt,â State v. Palmer,860 P.2d 339, 349
(Utah Ct. App. 1993). But the âmere mention of a defendantâs exercise of his rights does not automatically establish a violation.â State v. Maas,1999 UT App 325, ¶ 20
,991 P.2d 1108
(quotation simplified). âRather, it is the prosecutorâs exploitation of a defendantâs exercise of his right to silence which is prohibited.âId.
(quotation simplified). To discern the difference between permissible uses and constitutional violations, âa court must look at the particular use to which the disclosure is put, and the context of the disclosure.â Id. ¶ 21. A violation occurs when the State frames the issue in a way that âraises the inference that silence equals guilt.â Id. ¶ 20. ¶47 Here, the State did not attempt to use Detectiveâs testimony to âcast the forbidden inference that [Poppâs] silence equaled guilt.â See id. ¶ 25. Instead, the State introduced the evidence to rebut Poppâs theory that Detective too readily accepted F.H.âs version of events, and that he did not adequately investigate the case. Testimony elicited from Detective was used to demonstrate that Detective had at least attempted to interview all relevant witnessesâincluding Poppâand had done âeverything he could to . . . investigate the case.â The State carefully limited its use of this evidence to this purpose, and (as it promised) did not refer in closing argument to Detectiveâs testimony about Poppâs ultimate refusal to interview. Under these circumstances, we cannot say that the State introduced Detectiveâs testimony in order to raise a forbidden inference, and therefore the trial court did not commit errorâlet alone a plain oneâby allowing Detectiveâs testimony. B. Ineffective Assistance ¶48 Next, Popp contends that his trial counsel was ineffective for failing to object to Detectiveâs testimony or to request a 20180224-CA 242019 UT App 173
State v. Popp
curative instruction. As indicated above, to succeed on an
ineffective assistance claim, a defendant must demonstrate that
his counsel performed deficiently and that counselâs deficient
performance prejudiced him. Honie v. State, 2014 UT 19, ¶ 31,342 P.3d 182
. Failure to satisfy either part of the ineffective assistance test is fatal to a defendantâs claim. Archuleta v. Galetka,2011 UT 73, ¶ 41
,267 P.3d 232
. Because Popp has not shown that counsel performed deficiently by not objecting to Detectiveâs testimony or asking for a curative instruction, this claim fails. ¶49 Under the circumstances presented, we are not convinced that a timely objection to the admission of Detectiveâs testimony would have been granted. See State v. Kelley,2000 UT 41, ¶ 26
,1 P.3d 546
(âFailure to raise futile objections does not constitute ineffective assistance of counsel.â). As noted immediately above, we discern no error in the trial courtâs admission of Detectiveâs testimony about Poppâs refusal to interview, and we are therefore unpersuaded that the trial court would have granted an objection even if counsel had raised one. ¶50 Likewise, Popp has not carried his burden of demonstrating that trial counsel was ineffective for failing to request a curative instruction in response to the juryâs question. Utah courts have long recognized that counselâs decision not to request an available curative instruction may be âconstrued as sound trial strategy.â State v. Harter,2007 UT App 5, ¶ 16
,155 P.3d 116
. Indeed, a curative instruction may actually serve to draw the juryâs attention toward the subject matter of the instruction and further emphasize the issue the instruction is attempting to cure. State v. Garrido,2013 UT App 245, ¶ 26
,314 P.3d 1014
(âChoosing to forgo a limiting instruction can be a reasonable decision to avoid drawing attention to unfavorable testimony.â). Therefore, âany advantage [Popp] may have gained by requesting a curative . . . instruction may have been offset by the attention drawn toâ Poppâs silence. See Harter,2007 UT App 5, ¶ 16
. 20180224-CA 252019 UT App 173
State v. Popp
¶51 Accordingly, Popp has not demonstrated that his counsel
acted deficiently by failing to object to Detectiveâs testimony or
to request a curative instruction. Consequently, we reject Poppâs
ineffective assistance of counsel claim with respect to this issue.
IV. Motion for Rule 23B Remand
¶52 In addition to the claims he raises based on the appellate
record, Popp filed a motion under rule 23B of the Utah Rules of
Appellate Procedure, seeking an order remanding the case to the
trial court for further proceedings regarding three of his
ineffective assistance claims. Our supreme court has noted that,
where âthe record is silent regarding counselâs conduct,â a
defendant will not be able to meet his burden of âpointing to
specific instances in the record demonstrating both counselâs
deficient performance and the prejudice it caused.â State v.
Griffin, 2015 UT 18, ¶ 16,441 P.3d 1166
. Rule 23B was âspecifically designedâ to remedy this problem. Id. ¶ 17 (quotation simplified). Under rule 23B, a defendant âmay move the court to remand the case to the trial court for entry of findings of fact, necessary for the appellate courtâs determination of a claim of ineffective assistance of counsel.â Utah R. App. P. 23B(a). ¶53 A movant must make a four-part showing in order to obtain a remand order under rule 23B. First, the rule 23B motion âmust be supported by affidavits setting forth facts that are not contained in the existing record.â State v. Norton,2015 UT App 263, ¶ 6
,361 P.3d 719
(quotation simplified). Second, the affidavits must contain âallegations of fact that are not speculative.âId.
(quotation simplified). Third, the allegations contained in the affidavits âmust show deficient performance by counsel.âId.
(quotation simplified). And finally, the affidavits âmust also allege facts that show the claimed prejudice suffered by the appellant as a result of the claimed deficient performance.âId.
(quotation simplified). Importantly, 20180224-CA 262019 UT App 173
State v. Popp
the third and fourth elements require the defendant to âpresent
the court with the evidence he intends to present on remand and
explain how that evidence supports both prongs of the
ineffective assistance of counsel test.â State v. Gallegos, 2018 UT
App 192, ¶ 23,437 P.3d 388
(quotation simplified), cert. granted,437 P.3d 1248
(Utah 2019). â[I]f the defendant could not meet the test for ineffective assistance of counsel, even if his new factual allegations were true, there is no reason to remand the case, and we should deny the motion.â Griffin,2015 UT 18, ¶ 20
. ¶54 Popp asserts that remand under rule 23B is necessary to supplement the record to support three of his claims that his trial counsel rendered ineffective assistance. First, Popp contends that trial counsel failed to investigate and call three potential defense witnesses. Second, Popp asserts that trial counsel failed to consult with and call an expert to challenge the reliability of the CJC Interview. Third, Popp faults trial counsel for failing to object to and rebut testimony from Detective. We examine each of these claims in turn. A. Failure to Investigate and Call Defense Witnesses ¶55 First, Popp seeks remand related to a claimâthat he concedes he cannot fully support on the current recordâthat his attorney was ineffective for failing to investigate and call three potential defense witnesses. He contends that he told counsel about these witnesses prior to the witness disclosure deadline, but that counsel failed to act on the information received. Popp contends that counselâs conduct was âobjectively unreasonable and left Popp without any evidence supporting his version of events.â We conclude that Popp has satisfied the requirements of rule 23B on this claim. ¶56 To support his motion, Popp submitted his own affidavit, as well as affidavits from Grandmother, Poppâs Friend, and Motherâs Friend. In his own affidavit, Popp avers that he gave counsel the names and contact information for a number of 20180224-CA 272019 UT App 173
State v. Popp
potential trial witnesses, including each of the other three rule
23B affiants, âin late Novemberâ 2017, a few weeks before the
witness disclosure deadline. All three of the other affiants swear
that Poppâs attorney did not contact them. Popp avers that he
and Grandmother met with counsel on December 28, 2017, and
again gave him the names of potential witnesses, an account
corroborated by Grandmother, yet counsel still did not contact
any witnesses. As noted above, due to counselâs late disclosure
of his intent to call Grandmother, Poppâs Friend, and Motherâs
Friend, counsel acceded to a âcompromiseâ in which he agreed
not to call these witnesses unless the State opened the door by
discussing changes in F.H.âs behavior. But Popp now argues,
and the witnessesâ affidavits support, that these witnesses could
have testified to a number of other issues, including: (1) that
Popp had a reputation for honesty while Mother did not; (2) that
Popp was a good father; (3) that Mother allowed F.H. to watch
sexually explicit television shows; (4) that F.H. did not know
Popp was not her biological father until she moved in with
Mother after the divorce; (5) that Mother was highly motivated
to gain full custody of the children and terminate child support
payments to Popp; and (6) that other adults had often been
present in the house with F.H. and Popp during the times of day
in which the abuse was alleged to have occurred. All of this
evidence would have been supportive of Poppâs defenses,
including his main theory at trial: that Mother had coached F.H.
to testify that Popp had abused her, in order for Mother to gain
an advantage in the contentious custody proceedings.
¶57 Under these circumstances, Popp has met all four
prerequisites for the granting of a rule 23B motion. He has
submitted affidavits setting forth non-speculative facts not
currently contained in the existing record, and those facts, if
proven true, could potentially support both parts of an
ineffective assistance of counsel claim. We already know from
the record that trial counsel failed to meet the courtâs witness
disclosure deadline, and was thereby hamstrung in his ability to
20180224-CA 28 2019 UT App 173
State v. Popp
call later-disclosed witnesses. From the affidavits Popp has
submitted in connection with his rule 23B motion, we have
learned who these witnesses are, what they would have testified
about, that Popp disclosed this information to trial counsel in
advance of trial and the witness disclosure deadline, and that
their testimony might have been useful to Popp. Based on the
information before us, we conclude that these facts, if true,
âcould support a determination that counsel was ineffective.â
See Utah R. App. P. 23B(a).
¶58 The State argues, however, that the testimony Popp
claims should have been presented would not have been enough
to make a difference, and that Popp therefore cannot
demonstrate the potential for prejudice. Although we
acknowledge that this is a close question, we resolve it here in
favor of Popp. As noted above, prejudice in this context refers to
a âreasonable probabilityâ that the result of the trial would have
been different. See Strickland v. Washington, 466 U.S. 668, 694(1984). This standard is less exacting than âthe more demanding âmore likely than notâ standard.â Tillman v. State,2005 UT 56
, ¶ 29 n.7,128 P.3d 1123
(quoting Strickler v. Greene,527 U.S. 263
, 297â300 (1999) (Souter, J., concurring and dissenting)), superseded in part by statute on other grounds as stated in Gordon v. State,2016 UT App 190
,382 P.3d 1063
. The reasonable probability standard is âmore akin to a significant possibility of a different result.â Tillman,2005 UT 56
, ¶ 29 n.7 (quotation simplified). There is a âreasonable probability of a different resultâ when a courtâs âconfidence in the outcome of the trialâ is undermined. Id. ¶ 29 (quotation simplified); see also Strickland,466 U.S. at 694
(âA reasonable probability is a probability sufficient to undermine confidence in the outcome.â). ¶59 In this case, neither side presented any physical evidence; indeed, the entire case hinged on the credibility of the witnesses, especially F.H. While Poppâs counsel did cross-examine all of the Stateâs witnesses, including F.H., Popp called only himself as a 20180224-CA 292019 UT App 173
State v. Popp
witness, and he testified for about ten minutes. While Popp
denied, under oath, any abuse of F.H., no other defense witness
was called to corroborate any portion of Poppâs account, or to
bolster his theory that Mother may have coached F.H. to make
the accusations. All three of the rule 23B affiants (Grandmother,
Poppâs Friend, and Motherâs Friend) could have lent support in
that regard, especially Motherâs Friend, who states in her
affidavit, among other things, that she is of the view that Mother
âis not trustworthyâ and that F.H.âs âallegations were
orchestrated by [Mother] as a way to gain custodyâ and to avoid
paying Popp child support. At a minimum, calling these
witnesses would have made it less likely that jurors would draw
the conclusionâas they may have after witnessing a ten-minute
defense in a first-degree felony caseâthat Popp did not have
much of a defense to offer. In the end, if the facts are borne out to
be as the rule 23B affidavits make them appear, our confidence
in the outcome of the trial could be sufficiently undermined such
that the second element of the Strickland test may be met.
¶60 Therefore, we grant Poppâs rule 23B motion on this claim.
B. Failure to Challenge Reliability of CJC Interview
¶61 Popp next claims that his trial counsel was ineffective for
failing to consult and call an expert to challenge the reliability of
the CJC Interview. We have already addressed and rejected this
claim, as it relates to evidence currently in the record. See supra
Part II.B. Popp asserts that he might be able to make out a valid
claim for ineffective assistance on this point, if he could obtain a
remand for further proceedings. To support this claim, Popp
submits multiple affidavits, including one from a potential
expert witness. On this point, however, the affidavits Popp
submits do not support a rule 23B remand, because even if the
new factual allegations are true, Popp has not shown prejudice.
¶62 In our view, this claim is doomed by the details of the
potential expertâs affidavit. Specifically, the expert avers that
20180224-CA 30 2019 UT App 173
State v. Popp
Poppâs trial counsel contacted him, prior to trial, and asked him
to review the audio recording of the CJC Interview and to
âidentify any potential problems contained therein.â After
listening to the recording, the expert concluded that there was
nothing âexceptionally unusual or untowardâ in the interview,
and that he âdid not identify anything significantly problematic
in the interview in reference to techniques that would be
inconsistent with sound interview protocol.â The expert avers
that he shared those views with trial counsel in a telephone
conversation prior to trial, and that counsel responded by
stating, â[T]hatâs kind of what I thought.â
¶63 Under these circumstances, the affidavits submitted by
Popp in support of his request for rule 23B remand on this claim
are insufficient. Even if counsel had called the potential expert to
testify about the reliability of the CJC Interview, the materials
Popp has submitted give us no reason to believe that the court
would have been any more likely to exclude the CJC Interview,
or that there would have been a reasonable probability that the
result of Poppâs trial would have been different. Accordingly, we
see no purpose for a rule 23B remand on this claim.
C. Failure to Object to Detectiveâs Testimony
¶64 Finally, Popp claims that his trial counsel was ineffective
for failing to object to and rebut Detectiveâs testimonyâwhich
Popp characterizes as âunnoticed expert testimonyââabout the
propriety of the CJC Interview. He asserts that, had counsel
objected, Popp may have been able to win exclusion of
Detectiveâs testimony regarding the CJC Interview. Moreover, he
asserts that, even if he could not have obtained an order
excluding Detectiveâs testimony, counsel should have at least
called an expert to rebut it.
¶65 We conclude that, on the facts presented, Popp has not
demonstrated entitlement to a rule 23B remand on this claim.
After consulting with the expert witness discussed in the
20180224-CA 31 2019 UT App 173
State v. Popp
previous section, counsel may have reasonably concluded both
(a) that objecting to Detectiveâs testimony would be unnecessary
and futile, and (b) that calling a rebuttal expert would simply
result in bolstering Detectiveâs testimony that the CJC Interview
was conducted appropriately. Indeed, as discussed above,
Poppâs own potential expert listened to a recording of the CJC
Interview and concluded that there did not exist grounds to
challenge its admission on the basis that it had been conducted
inappropriately. Consequently, even if the information in Poppâs
rule 23B affidavits is true, Popp will not be able to demonstrate
that his attorney performed deficiently in this regard, and
therefore Poppâs request is insufficient to justify a remand. See
Griffin, 2015 UT 18, ¶ 19.
CONCLUSION
¶66 We reject all of Poppâs claims that the trial court erred, as
well as all of Poppâs claims for ineffective assistance that are
based on the appellate record. In addition, we reject two of
Poppâs requests for remand under rule 23B, and deny his rule
23B motion with respect to those claims. However, we grant
Poppâs rule 23B motion regarding his claim that trial counsel
was ineffective for failing to investigate or call three potential
defense witnesses. Therefore, we remand the case to the trial
court to supplement the record as necessary to resolve this claim,
including exploration of the following issues:
(a) Whether Popp made counsel aware of potential
trial witnesses prior to the witness disclosure
deadline;
(b) If so, whether counsel contacted those
witnesses, or otherwise investigated their
potential testimony, and, if not, whether
counsel had valid strategic reasons for
declining to do so;
20180224-CA 32 2019 UT App 173
State v. Popp
(c) What testimony those witnesses would have
given, whether that testimony might have been
helpful to Poppâs defense, and whether that
testimony might have been significantly
undermined through cross-examination.
20180224-CA 33 2019 UT App 173