Andrew Salazar Ramos v. the State of Texas
Date Filed2023-12-21
Docket13-22-00293-CR
Cited0 times
StatusPublished
Full Opinion (html_with_citations)
NUMBER 13-22-00293-CR
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI â EDINBURG
ANDREW SALAZAR RAMOS, Appellant,
v.
THE STATE OF TEXAS, Appellee.
On appeal from the 139th District Court
of Hidalgo County, Texas.
MEMORANDUM OPINION
Before Chief Justice Contreras and Justices Benavides and Tijerina
Memorandum Opinion by Chief Justice Contreras
Appellant Andrew Salazar Ramos was convicted of four counts of aggravated
sexual assault, a first-degree felony, see TEX. PENAL CODE ANN. § 22.021; one count of
aggravated assault, a second-degree felony, see id. § 22.02(a)(1); and one count of
aggravated kidnapping, a first-degree felony. See id. § 20.04. He was sentenced to eighty
yearsâ imprisonment for the first-degree felonies and twenty yearsâ imprisonment for the
second-degree felony, with all sentences ordered to run concurrently.
Ramos challenges his convictions by eight issues on appeal, arguing: (1) the trial
court erred by failing to re-evaluate his competency during trial; (2) the trial court erred by
removing him from the courtroom during trial; (3) the trial court was biased, depriving him
of a fair trial; (4) his trial counsel provided ineffective assistance; (5, 6, and 8) the trial
court erred by admitting certain evidence; and (7) the State made an improper argument
to the jury about his parole eligibility. We affirm.
I. BACKGROUND
Counts 1 through 3 of the indictment alleged that Ramos intentionally or knowingly
caused the penetration of the sexual organ and anus of Isabela Gomez1 by his sexual
organ and finger, without her consent, and in the course of the same criminal episode,
caused serious bodily injury or attempted to cause Gomezâs death by striking her with his
hand, kicking her with his foot, and strangling her. See id. § 22.021(a)(1)(A)(1),
(a)(2)(A)(i). Count 4 alleged that Ramos intentionally or knowingly caused the penetration
of Gomezâs mouth by his sexual organ, without her consent, while âcaus[ing] or plac[ing]
[her] in fearâ that she would imminently suffer death or serious bodily injury. See id.
§ 22.21(a)(1)(A)(ii), (a)(2)(A)(ii). Count 5 alleged that Ramos, using a deadly weapon,
intentionally, knowingly, or recklessly caused serious bodily injury to Gomez by striking
her with his hand, kicking her with his foot, and strangling her. See id. § 22.02(a)(1), (a)(2).
And Count 6 alleged that, with intent to inflict bodily injury on Gomez to violate or abuse
her sexually, or to terrorize her, Ramos intentionally or knowingly abducted her by moving
1 To protect the identity of the complainant, we refer to her by the pseudonym given to her in the
indictment. See TEX. CONST. art. I, § 30(a)(1) (providing that a crime victim has âthe right to be
treated . . . with respect for the victimâs dignity and privacy throughout the criminal justice processâ); TEX.
CODE CRIM. PROC. ANN. ch. 58, subch. C (âConfidentiality of Identifying Information of Sex Offense Victimsâ).
2
her from one place to another or confining her and intended to prevent her liberation by
using or threatening to use deadly force. See id. § 20.04(a)(4), (a)(5).
A. Competency Evaluation
Before trial, Ramosâs court-appointed counsel filed a âMotion for Competency
Examinationâ stating that, during their initial meeting, Ramos âgenerally seemed that he
did not understand the gravity of proceedings and the consequences of pleading guilty to
the offense charged.â Psychologist Gregorio Pina III, Ph.D., was appointed to evaluate
Ramosâs competency to stand trial. See TEX. CODE CRIM. PROC. ANN. art. 46B.021. In a
report dated May 17, 2019, Pina stated that Ramos âattempt[ed] to control the evaluation
through a guarded, annoyed, and negativistic approach.â According to Pina, Ramos âwas
articulate, detailed, but overly assertive in providing his defense plan that included
evidence, witnesses and the alleged words of his attorney.â Ramos told Pina that he had
been assaulted while he was incarcerated, and therefore Ramos mistrusted âeverybody
except family and his [a]ttorney.â The report states that Ramosâs ânegative insight
contradicted his verbal abilities that included clear, deep essential issues as to his legal
situation. In this fashion he demonstrated he was exaggerating symptoms of mental
illness which appeared accompanied by primitive denial.â Pina stated that Ramos was
dismissive of his inquiries and provided âflippantâ answers, although Ramos
âdemonstrated he understood the critical elements of competency to stand trial, by
answering questions directly and succinctly, as if their elementary nature were being
dismissed.â
Pinaâs report contained the following additional pertinent findings:
⢠Ramos âis able to factually and rationally describe the chargesâ against him and
3
âdemonstrated factually understanding the behaviors to which the charges
referâ;
⢠Ramos âis able to provide detailed information of the alleged crimesâ and âis
able to challenge information he disagrees with in the offense reportâ;
⢠Ramos suffers from âparanoia toward the detention centerâ where he was
allegedly assaulted, âwhich bears on his ability to disclose to counsel pertinent
facts, events, and states of mindâ;
⢠Ramos âmay or may not choose to assist his [c]ounsel in providing information
as to events in question,â though âthis appears to be a volitional issue after
careful probesâ;
⢠Ramos âprovided plausible but also unreasonable account of his behaviors
around the time of the alleged offenseâ and âis further able to provide an
account of the behavior of relevant others around the time of the offenseâ;
⢠Ramos âdemonstrated he comprehends (legal, psychological and other)
advice, but may choose not to take itâ;
⢠Ramos âdemonstrated he had the capacity to make a reasoned choice about
defense options (e.g.[,] trial strategy, guilty plea, plea bargain, proceeding pro
se, pleading insanity, nolo contendere, etc.) without distortionsâ;
⢠Ramos âpossesses an ability to rationally apply knowledge to his current case
and make decisions in his best interestâ;
⢠Ramos âhas an appreciation of appropriate courtroom behaviorâ but
âdemonstrated he may not be able to manage his words, emotions and
behavior in the courtroomâ;
4
⢠Ramos âwas not psychotic with a caveat. That is, he demonstrated narrow
delusions as to how his attorney should handle his âcase.â This included
technicalities about the law which may be unrealistic. . . . The narrow delusions
he experiences may or may not affect his ability to handle appropriate
courtroom behavior as this vacillated within the evaluation. Part of the issue is
not mental illness, but a stubbornness personality characteristic at this phase
of his lifeâ;
⢠Ramos âdemonstrated he mostly has the capacity to testify relevantly during
evaluation, but may jump to another topic that has to do with his defense
strategyâ;
⢠Ramos âdemonstrated he could poorly manage his emotional and
communicative difficulties during an evaluation by disagreeing, and by analogy
to a trial.â
Overall, Pina concluded in his report that Ramos was competent to stand trial, and he
recommended â[n]inety day inpatient treatment with enforced medications for Major
Depressive Disorder.â
In a separate âCertificate of Psychological Examination for Mental Illness,â Pina
stated that he diagnosed Ramos with major depression âwith [n]arrow [d]elusions with
primitive denial and oppositionalness.â The certificate further stated that
[Ramos] is mentally ill, and that, as a result of that illness, [he] will, if not
treated, continue to suffer severe and abnormal mental, emotional or
physical distress and will continue to experience deterioration of [his] ability
to function independently and make a rational and informed decision as to
whether or not to submit to treatment.
On May 28, 2019, the trial court signed a âJudgment of Competencyâ stating that it had
5
considered Pinaâs report and determined that Ramos was competent to stand trial. 2
B. Trial
At trial, officer Genardo Gonzalez of the Edinburg Police Department testified he
and other officers were dispatched on October 7, 2019, to apprehend a suspect at a ranch
on Benito Ramirez Road. Gonzalez spoke with the ranchâs owner, who advised him that
Ramos was at the property earlier and had asked for the key to a red Ford Mustang.
Another officer then reported locating the Mustang at a hotel on East Canton Road.
Officers received information that Ramos was staying at a particular room in that hotel,
so they prepared to forcibly enter the room. When the officers announced their presence,
Ramos opened the door and let them in. Gonzalez observed Gomez on the bed in the
room without clothes, but he did not see her condition. As officers arrested Ramos, he
âwas making statements to the other officers and being a little uncooperative and being a
little aggressive.â Gonzalez denied that he was questioning Ramos at the time; however,
he conceded that officers asked Ramos whether he had anything on him.
Bodycam recordings of police activity at the ranch and at the hotel were admitted
into evidence. It is undisputed that Ramos was not administered Miranda-type warnings
at the hotel or while he was being taken into custody.
Gomez testified that, in early October 2017, she worked as a waitress at a strip
club. At around 2:00 a.m. on the morning of October 9, around closing time, Ramos
approached Gomez, âgrabbed [her] hand,â âsat [her] down on his lap,â and began kissing
2 The May 28 order noted that âneither the State nor the Defendant hav[e] requested a trial before
judge or jury on the issue of incompetency, and neither party oppos[ed] an uncontested finding of
competency by the Judge of this Court . . . .â The record also contains a separate âUncontested Agreement
of Competency and Waiver of Hearingâ signed by Ramos and his attorney, stating that â[w]e agree with the
findings of [Pinaâs] report that [Ramos] is competent to stand trial.â
6
her. Gomez stated it was not unusual for customers to act this way. Gomez stated that
Ramos wanted to take her to a âprivate room,â but that was only for âdancers,â not
waitresses. Security then asked Ramos to leave because the club was closing. Gomez
stated she tried to call her husband to pick her up, as she usually did at closing time, but
he did not answer. She then intended to ask her friend and co-worker for a ride home,
but she saw that her friendâs car was not in the parking lot. Ramos then approached her
and asked if she needed a ride home. She said yes and they left in Ramosâs car.
Gomez said Ramos began driving recklessly on the expressway, so she asked to
be dropped off at Walmart. Ramos drove the car to the back of a nearby Walmart and
stopped. He told Gomez to sit in the backseat and she complied. Gomez testified:
He opened the door and he sat down next to me. And he told me, do you
want money. And I just said, no. And I just turned this way. And he said,
take off your shorts. He pulled on them. And then I tried to open the handle
and thatâs when he reached over my hand and closed the door shut. And
thatâs when he started punching me.
Gomez testified Ramos continuously punched her in the face and choked her until she
became lightheaded and was eventually âknocked out.â She could not recall if Gomez
contacted her sexually in the backseat of the car, nor could she recall telling the nurse
who examined her that she had been sexually assaulted in the Walmart parking lot. She
denied that she had a weapon or that she threatened Ramos.
Gomez stated she next remembered waking up naked, with her eyes swollen shut,
in the back of a moving truck. Gomez said that when the truck stopped, Ramos grabbed
her by the legs and dragged her out of the truck; he then grabbed her by the hair and
dragged her for another short distance. At that point, Gomez heard two other voices
asking Ramos what he had done. When Gomez pleaded with the unknown individuals to
help her, Ramos started kicking Gomez âall overâ her body. According to Gomez, Ramos
7
instructed the others to âdo whatever you want with her, kill her or do whatever you want
with her and just throw her wherever but just take her.â She recalled that one of the voices
responded to Ramos, âweâre not going to help you this time.â Ramos then dragged Gomez
by the hair to a grassy area, kicked her again, and told her: â[I]f you try to run away again
Iâm going to kill you.â After that, the next thing Gomez remembered was waking up inside
a small parked car and hearing Ramos threaten to kill her if she made noise. At some
point, Ramos left the car, and when he returned several minutes later, he took Gomez
out of the car, wrapped her in bedsheets, dragged her to a room, and threw her on the
bed. Gomez said that Ramos put her in the shower and sexually assaulted her there and
on the bed. He told her that if she did everything he said, then he would take her back
home to her family. He later said that he was going to leave for a month and would come
back when Gomez healed. At some point, police entered the room, arrested Ramos, and
took Gomez to the hospital for treatment.
Sexual assault nurse examiner (SANE) Rosa Aguirre testified that she examined
Gomez that evening. At the time, Gomez presented with a âvery swollenâ and bloodied
face and reported that she had been physically and sexually assaulted. Aguirre identified
injuries to Gomezâs vagina and anus. She identified various photographs of Gomezâs
injuries, which were entered into evidence. Written records from the examination were
also admitted into evidence, over defense counselâs authenticity and hearsay objections.
Three Texas Department of Public Safety analystsâAlejandro Vasquez, Max
Flores, and Maria Trevinoâexamined forensic material recovered from the SANE exam.
Vasquez stated that he examined several swabs, as well as blood and saliva samples
8
taken from Gomez, and saliva and hair samples taken from Ramos. 3 He stated that
cervical and anal swabs, fingernail clippings, and a left forearm swab taken during the
SANE exam tested presumptively positive for the presence of blood. Vasquez forwarded
the forensic material to Flores for additional testing. Flores testified that he examined the
items in 2018 and found a small amount of âmale DNAâ present in the cervical and anal
swabs taken during the SANE exam. He forwarded cervical, anal, and oral swabs to the
DNA lab for âdifferential extraction.â Trevino 4 testified that she was the âtechnical
reviewerâ at the DNA lab and reviewed the report prepared by a different analyst.
According to Trevino, the analyst found DNA consistent with Gomezâs DNA profile on the
swabs, and Ramos was excluded as a contributor. The analysis did not detect the
presence of sperm cells in any of the samples. 5
C. Verdict
The jury convicted Ramos on all six charged offenses and assessed punishment
as set forth above. The trial court rendered judgments of conviction in accordance with
the verdicts. Ramos filed a motion for new trial arguing: (1) the court erred by denying his
request for an insanity instruction in the jury charge; (2) the court erred by denying his
motion for directed verdict; and (3) the verdict was contrary to the law and the evidence.
The motion was denied by operation of law, see TEX. R. APP. P. 21.8(c), and this appeal
3 According to Vasquez, he started his analysis on February 14, 2018, and completed his report
some time that year, but he did not obtain his forensic analyst license until December of 2018. The trial
court overruled defense counselâs objections to Vasquezâs testimony on these grounds.
4 Trevino stated she was assigned the case in June of 2018 and obtained her forensic science
license in November of 2018. Again, the trial court overruled defense counselâs objection to her testimony
on grounds that she was not licensed at the time she performed the analysis.
5 On appeal, Ramos asserts that his âdefensive theoryâ was that he and Gomez âbegan to engage
in consensual sexual activity, after which [Gomez] demanded money for the activity,â and âwhen [Ramos]
refused, [Gomez] pulled a knife on him, and he defended himself, causing the significant injuries.â However,
Ramos points to no evidence in the record supporting this version of events.
9
followed.
II. DISCUSSION
A. Competency to Stand Trial
By his first issue, Ramos contends the trial court committed reversible error by
failing to order a second competency evaluation during trial.
1. Applicable Law and Standard of Review
â[T]he conviction of an accused person while he is legally incompetent violates due
process.â Pate v. Robinson, 383 U.S. 375, 378(1966); Turner v. State,422 S.W.3d 676
, 688â89 (Tex. Crim. App. 2013). âA person is incompetent to stand trial if the person does not have: (1) sufficient present ability to consult with the personâs lawyer with a reasonable degree of rational understanding; or (2) a rational as well as factual understanding of the proceedings against the person.â TEX. CODE CRIM. PROC. ANN. art. 46B.003(a). âA defendant is presumed competent to stand trial and shall be found competent to stand trial unless proved incompetent by a preponderance of the evidence.âId.
art. 46B.003(b). âIf evidence suggesting the defendant may be incompetent to stand trial comes to the attention of the court, the court on its own motion shall suggest that the defendant may be incompetent to stand trialâ and âshall determine by informal inquiry whether there is some evidence from any source that would support a finding that the defendant may be incompetent to stand trial.âId.
art. 46B.004(b), (c). âIf after an informal inquiry the court determines that evidence exists to support a finding of incompetency, the court shall order an examination under Subchapter B to determine whether the defendant is incompetent to stand trial in a criminal case.âId.
art. 46B.005(a).
Here, a competency evaluation was performed prior to trial pursuant to Subchapter
10
B of chapter 46B of the code of criminal procedure. See id.With the partiesâ agreement, the trial court adopted the evaluatorâs conclusion that Ramos was competent to stand trial. If a formal competency proceeding results in a finding of competency, âthe trial court is not obliged to revisit the issue later absent a material change of circumstances suggesting that the defendantâs mental status has deteriorated.â Turner,422 S.W.3d at 693
(noting that, âespecially when there has been a suggestion of incompetency but no formal adjudication of the issue, due process requires the trial court to remain ever vigilant for changes in circumstances that would make a formal adjudication appropriateâ); Learning v. State,227 S.W.3d 245, 250
(Tex. App.âSan Antonio 2007, no pet.) (âTo
justify a second competency hearing, defense counsel would have had to offer new
evidence of a change in [appellant]âs mental condition since the first competency
hearing.â).
We review a trial courtâs decision not to order a competency examination or
conduct a formal competency trial for an abuse of discretion. See Laflash v. State, 614
S.W.3d 427, 432 (Tex. App.âHouston [1st Dist.] 2020, no pet.); Farris v. State,506 S.W.3d 102, 110
(Tex. App.âCorpus ChristiâEdinburg 2016, pet. refâd). âA trial courtâs first-hand factual assessment of a defendantâs competency is entitled to great deference on appeal.â Farris,506 S.W.3d at 110
(citing Ross v. State,133 S.W.3d 618, 627
(Tex.
Crim. App. 2004)).
2. Relevant Facts
On appeal, Ramos points to several passages in the trial record which he believes
demonstrate a âchange of circumstances suggesting that [his] mental status has
11
deterioratedâ and necessitating a second competency evaluation. 6 First, the following
exchange occurred at the conclusion of the second day of trial testimony:
THE COURT: . . . Let the record reflect that Counsel for the State
and Counsel for the Defense is present and the
Defendant is present and weâre outside the
presence of the jury. [To defense counsel:] Iâve
been informed that your client has threatened to
kill somebody outside in the hall.
[To Ramos:] I donât know what your problem is but
I promise you if you keep up with this behavior, Iâm
going to gag you. Iâm going to sit you down and
have you chained throughout the whole trial. Do
you understand what Iâm telling you? Do you
understand what Iâm telling you?
THE DEFENDANT: You havenât allowed me to speak.
THE COURT: Iâm sorry?
THE DEFENDANT: You didnât say I could speak. You just got mad.
You didnât say I could speak.
THE COURT: You want to speak?
THE DEFENDANT: No. You didnât say for me to speak. You just raised
your voice. You didnât ask me to speak.
THE COURT: You cannot speak to anybody but your attorneys.
THE DEFENDANT: You didnât ask meâ
THE COURT: If you want to testify, you can testify from here. If
you say one more word to me, Iâm going to hold
you in contempt.
THE DEFENDANT: If Iâm in contempt, thatâs fine.
THE COURT: Youâre held in contempt for six months.
6 As the State observes, Ramos does not provide any record citations in the argument section of
his brief concerning his first, second, or third issues. See TEX. R. APP. P. 38.1(i) (requiring the argument
section to contain âappropriate citations to . . . the recordâ). However, he does extensively cite the record in
the statement of facts section of his brief. We address the issues out of an abundance of caution and in our
sole discretion.
12
THE DEFENDANT: If Iâm going to get 50 yearsâ
THE COURT: Thatâs another six months.
THE DEFENDANT: (Spanish).
THE COURT: Thatâs another contempt, 18 months.
THE DEFENDANT: (Spanish).
THE COURT: Thatâs 24 monthsâ
THE DEFENDANT: (Spanish).
THE COURT: âyouâre held in contempt.
THE DEFENDANT: (Spanish).
THE COURT: Thatâs 30 months in contempt.
Gag himâI want him gagged from now on.
THE DEFENDANT: You asked me to speak.
THE COURT: Shut up. I said shut up.
THE COORDINATOR: Deputy, take him downstairs, please.
THE COURT: I want him gagged.
(Whereupon the Defendant was removed from the
courtroom.)
(Recess.)
THE COURT: Okay. Weâre back on this case. Weâre outside the
presence of the jury. Itâs the State of Texas versus
Andrew Ramos. During the break there was an
outburst by the Defendant. Then the Court found
he was in direct contempt because he kept on
talking after I told him to be quiet. So I held him in
contempt and told him not to say another word but
[he] kept on talking. Iâve issued 30 months
contempt on this case. Iâm going to recess the jury
until tomorrow at 8:30. I want to start [at] 8:30.
Your client will be down there by 7:45 or so. If he
continues disrupting the proceedings or the Court
or threatening people, I will gag him. Otherwise, I
13
will put him in a separate room and try to find a
monitor to where he can have access to the
proceedings. Counsel for the Defense, I would ask
that you do some research and if gagging is
improper let me know. If you canât keep him quiet
and follow the Courtâs decorum and proceedings,
then Iâve got to take action.
[Co-defense counsel]: Sure. And we will make that determination in the
morning, Judge, when we talk to him and we will
report back to the Court. Our preference is to not
have him gagged in front of the jury because it
would be highly prejudicial. I would prefer Your
Honorâs suggestion or even the alternative to
absent himself from the trial because of his
outburst, and itâs already on the record. So it was
his actions that caused him to beâ
THE COURT: Iâm just confident that Iâve got two experienced
Defense lawyers that can talk to him.
[Co-defense counsel]: Sure.
THE COURT: And if anybody can do it, you can. Thatâs why you
were appointed in this case. Youâre the fourth
lawyer involvedâyouâre the fourth set of lawyers
involved in this case and nobody has been able to
handle this gentleman. My observations during the
trial is that heâs done all kinds of gestures with his
hands and heâs smiling and justâI donât know. I
mean somethingâ
[Co-defense counsel]: Sure.
THE COURT: âweird is wrong with this particular situation.
[Co-defense counsel]: Sure.
THE COURT: He is smiling when the victim is testifying. He is
smiling when he sees pictures. I mean it really
concerns me. It really does.
Ramos next points to the following exchange which took place during Gomezâs
testimony the following day:
THE DEFENDANT: Donât touch my thigh. Why did you touch my
thigh? You touched my thigh.
14
[Defense counsel]: Your Honor, can we take a break?
THE COURT: Letâs take a break.
THE COORDINATOR: All rise for the jury.
(Whereupon the jury left the courtroom at 10:48.)
THE COURT: I want the record to reflect that the accused was
shaking his head back and forth uncontrollably. I
donât know what the issue is. Gentlemen, do you
know what the issue is?
[Defense counsel]: Your Honor, itâs my fault. Earlier I had brought him
some water.
THE COURT: Uh-huh.
[Defense counsel]: He drank the water. I had permission.
THE COURT: Okay.
[Defense counsel]: And when they were askingâ[co-defense
counsel] was asking questions I moved my hand
accidentally touching his thigh and he reacted.
THE COURT: Okay.
[Defense counsel]: But it was my fault.
THE COURT: All right.
THE DEFENDANT: Do you want to know why I was shaking, Judge?
THE COORDINATOR: Sir, if he is not speaking to you, then you donât talk
to him, okay?
Later during Gomezâs testimony, Ramos began to ask a question and after the trial court
instructed him not to talk, Ramos falsely stated, âIâm an attorney.â
After the State rested its case-in-chief and the trial court denied defense counselâs
request for a directed verdict, the trial court called Ramos to the witness stand, and the
following colloquy occurred outside the presence of the jury:
THE COURT: Okay, sir. Youâve been here throughout the whole
15
trial, correct?
THE DEFENDANT: Based onâ
THE COURT: You paid attentionâ
THE DEFENDANT: âthe breaks, no.
THE COURT: You paid attention to it?
THE DEFENDANT: Based on the breaks I havenât been here all the
time.
THE COURT: You understand whatâs going on?
THE DEFENDANT: When Iâm here but when Iâm not hereâwhen Iâm
not here I havenât heard anything.
THE COURT: Listen to my question and we will finish this pretty
quickly. Are you satisfied with your attorneys, sir?
THE DEFENDANT: My attorneys, yes.
THE COURT: Okay.
THE DEFENDANT: How is thatâ
THE COURT: Now, let me ask you a question. You have the
right to testify or you have the right not to testify.
My question to you is do you wish to testify?
THE DEFENDANT: I donât have a problem speaking but you get mad
at me when I speak. You gave me contempt for
not even speaking. And if I spokeâ
THE COURT: [Defense counsel], did you discuss his rights with
your client?
[Defense counsel]: Your Honor, I did visit with him. When I asked the
Court to bring him on Friday, the day he filled out
the Application for Probation,â
THE COURT: Yes.
[Defense counsel]: âwe went over this situation and how the Court
was going to proceed and what was going to
happen, and that he had a right to testify and also
a right not to testify. And at that point he told me
he wasnât going to testify.
16
THE COURT: Okay. Thank you.
[Defense counsel]: And not only that, Judge, the last time we met and
it has the date 2021, I think it was March, [co-
counsel] and I went to the jail and at that time the
virus, I think was not in place yet. It could have
been but anyway we discussed it. We were asking
for a jury trial and he was not going to testify.
THE COURT: Okay. You may have a seat.
THE DEFENDANT: Your Honor, he gave me probation, and I donât
know why youâre asking me questions here.
THE COURT: Sir, youâve got attorneys to answer your
questions.
THE DEFENDANT: No. Iâm asking you a question.
THE COURT: No. Iâm not going to answer it.
THE DEFENDANT: He gave me probation because you agreed and
thenâ
THE COURT: Iâm not your attorney.
THE DEFENDANT: Okay.
THE COURT: Have a seat, sir. Have a seat.
THE DEFENDANT: You asked me to talk to you and you keep fighting
me.
THE COURT: My question to you is do you want to testify. Itâs
as simple as that.
THE DEFENDANT: You gave him to give me probation [sic].
THE COURT: Do you want to testify?
THE DEFENDANT: You gave me probation papers, Your Honor. You
gave me probation papers for me to sign.
THE COURT: Do you understand the question, sir?
THE DEFENDANT: Yes, sir.
THE COURT: Okay.
17
THE DEFENDANT: But Iâm from Haiti, okay, itâs different. I really am
from Haiti. And you gave me probation papers,
and I said, yes. And now youâre mad at me for
speaking correctly.
THE COURT: Why am I mad at you?
THE DEFENDANT: You asked me correctly and he gave me
probation papers and you agreed and now Iâm
here on trial. Probation and trial are two different
things.
THE COURT: I only have one question for you.
THE DEFENDANT: What?
THE COURT: Do you wish to testify?
THE DEFENDANT: I donât have any objections. Your Honor, is there
a problem if I donât speak?
[Co-defense counsel]: Your Honor, I think he understands. We explained
to him in detail. He has been ableâheâs been very
lucid all this time. Heâs been able to communicate
with us and heâs been able to assist us in
rendering an effective assistance of counsel
throughout the trial and pretrial. At this time, Your
Honor, based on our conversation with him, he
does not wish to testify.
THE COURT: Okay. Thank you.
[Co-defense counsel]: Thank you.
THE COURT: You may be seated.
THE DEFENDANT: Okay, Your Honor. My answer is, no, okay.
THE COURT: All right. Be seated, sir.
The following day, while the court coordinator was reciting language from the jury
charge and verdict form instructing the jury to find Ramos either guilty or not guilty, Ramos
stated: âIf they are already pleading me not guilty, Your Honor, can I go home?â Shortly
thereafter, while the coordinator was reading a definition of aggravated sexual assault
18
from the jury charge, Ramos again interrupted as follows:
THE DEFENDANT: They didnât charge me for (inaudible)â
THE COURT: Ladies and gentlemen, letâs take a quick break.
THE COORDINATOR: All rise for the jury.
THE DEFENDANT: Donât touch me. Iâm asking you not to touch me
(Spanish). Donât touch me. I am okay. I am a legal
expert and I can speak (Spanish).
(Whereupon the jury left the courtroom at 9:23.)
THE COURT: Close the door, please. Let the record reflect that
the accused has made an outburst in court. Itâs
not the first time or not the second time or not the
third one.
THE DEFENDANT: I asked you not touch me (Spanish).
[Defense counsel]: For the Defense weâre asking that because of his
actions that he be removed back to the holding
cell and we continue with the case.
THE COURT: All right. Iâm going to do that.
THE DEFENDANT: Thisâs not a fair trial, sir.
THE COURT: Can you take him back to the holding cell, deputy.
THE DEFENDANT: Can I go home? If you want to have a trial without
me, you canât do that.
THE DEPUTY: Get up.
THE DEFENDANT: All right. Iâm going to get up but donât touch me.
THE COURT: Let the record reflect that I am removingâlet the
record reflect that the Defendant is being removed
to the holding cell because he keeps on talking.
He keeps on interrupting. We canât proceed that
way.
THE DEFENDANT: Well, you keep saying more charges than
necessary, manslaughter, intoxicationâ
THE COORDINATOR: Stop talking, sir.
19
THE DEFENDANT: Your Honor, the person there cannot plead me not
guilty or guilty. The only one that can plead me
guilty is the jury. So donât ask me (Spanish)â
THE COORDINATOR: Just take him out, please. Donât let him talk
anymore. Get him out.
THE DEFENDANT: Hey, Your Honor, he is pushing me. Youâre
pushing me. If you donât stop pushing me,
(Spanish)â
THE COURT: Let the record reflect that he made another death
threat toâ
THE BAILIFF: He said it to the deputy escorting him out.
THE COURT: My bailiff is here. My coordinators are here. They
heard that. We just canât proceed orderly with him
being in court and him interrupting the
proceedings. . . . I donât think the absence of his
presence violates any type of due process. So we
will proceed without him.
[Defense counsel]: Yes, sir.
Before the jury was brought back into the courtroom, the trial court asked defense counsel
if he wanted the court to âmake any kind of comment to the jury not to consider any
outburst or do you want me to leave it alone?â Counsel replied, âI think based on the fact
that they observed his outburst, I donât think the Court needs to amplify it . . . . I think we
should just leave it alone.â Co-defense counsel then reiterated his agreement âthat under
the circumstances in this case Your Honor has the discretion to remove [Ramos] from
further proceedings in this case.â
Ramos additionally points to instances in the record, after Pinaâs report was filed,
in which the trial court seemed to express continuing concern about Ramosâs mental
state. These instances include the courtâs remark, set forth above, that Ramos appeared
to be smiling during Gomezâs testimony. Additionally, at a pre-trial hearing on January 9,
20
2020, the trial court asked Ramos if he had any âmental issues,â and though Ramos
answered âNo,â the court then asked defense counsel if the court could send Ramos to a
hospital in San Antonio for further evaluation âon [the courtâs] own motion.â Counsel
replied that the court could do that, but that Ramos has already been found competent,
and Ramos informed the court that he did not want to delay the trial further. Later in the
hearing, after being advised that Ramos had an appointment with another evaluator, 7 the
court stated: âThe first thing I hear that youâve been aggressive, Iâm going to send you to
a mental hospital. I really want to know whatâs going on in your head, okay. I really do.â
At another hearing the next day, the court remarked: âIâm considering to commit him to a
mental facility and keep him there until he decides to cooperate.â However, a second
evaluation was never ordered.
3. Analysis
Ramos argues that the record excerpts set forth above illustrate that he did not
have the ability to consult with his attorneys âwith a reasonable degree of rational
understanding,â and that he did not have âa rational as well as factual understanding of
the proceedingsâ against him. See TEX. CODE CRIM. PROC. ANN. art. 46B.003(a). He
acknowledges that he had been evaluated and found competent by Pina prior to trial, and
that the trial court adopted that finding. However, he contends that his mental condition
deteriorated after the time of Pinaâs evaluation. He notes that, in the âCertificate of
Psychological Examination for Mental Illness,â Pina specifically anticipated that Ramos
would âcontinue to experience deterioration of [his] ability to function independentlyâ if he
7 Defense counsel stated that âweâre prepared to go to trial on the guilt-innocence phase but if there
is a punishment phase, we did require an expert to be appointed to assist in mitigation. And so weâre waiting
on that.â The record does not reflect that any additional evaluation was performed.
21
did not submit to treatment.
We disagree that the court erred in not ordering a second competency evaluation.
Most of the incidents Ramos relies upon to show his alleged incompetence involve
outbursts, interruptions, threats, and non-responsive answers he gave during trial.
â[D]isruptive courtroom conduct and a general failure to cooperate are not probative of
incompetence to stand trial.â George v. State, 446 S.W.3d 490, 501(Tex. App.âHouston [1st Dist.] 2014, pet. refâd); see Moore v. State,999 S.W.2d 385, 395
(Tex. Crim. App. 1999). âIf such actions were probative of incompetence, one could effectively avoid criminal justice through immature behavior.â Moore,999 S.W.2d at 395
; see George,446 S.W.3d at 501
. Pina opined that, though Ramos âdemonstrated he may not be able to manage his words, emotions and behavior in the courtroom,â he understands the charges against him, is able to provide information about the allegations, and âpossesses an ability to rationally apply knowledge to his current case and make decisions in his best interest.â The fact that Ramos failed to manage his behavior in court during trial, as Pina anticipated, does not mean that there was a change in circumstances or a deterioration of Ramosâs mental condition since Pinaâs report so as to warrant a new evaluation. See Grider v. State,69 S.W.3d 681, 685
(Tex. App.âTexarkana 2002, no pet.) (âAlthough Griderâs testimony suggests he is impaired to some extent by a psychiatric disorder requiring medication, there was no evidence that such impairment caused Grider to lack sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding or prevented Grider from having a rational as well as factual understanding of the proceedings against him.â); Lingerfelt v. State,629 S.W.2d 216, 217
(Tex. App.â
Dallas 1982, pet. refâd) (concluding schizophrenia diagnosis and testimony that appellant
22
did not know right from wrong was insufficient to demonstrate incompetency).
As Ramos notes, however, in addition to generally behaving in a disruptive and
disobedient manner, he also at times made demonstrably false or non-sensical
statements to the trial court, including that he is an attorney and that he is from Haiti. 8
Moreover, Ramos at times appeared confused about his application for probation and his
not guilty plea, ostensibly indicating he believed they were orders of the court instead of
requests made on his behalf by counsel. Arguably, these behaviors may be probative of
a lack of a rational, factual understanding of the proceedings. However, the trial court was
better positioned to determine the significance of these behaviors, and we give great
deference to that determination. See Montoya v. State, 291 S.W.3d 420, 426(Tex. Crim. App. 2009) (â[T]hose who observed the behavior of the defendant at the hearing were in a better position to determine whether she was presently competent.â); McDaniel v. State,98 S.W.3d 704, 713
(Tex. Crim. App. 2003) (noting that âthe trial courtâs first-hand factual assessment of appellantâs mental competencyâ and its findings âthat appellant understood the nature of the proceedings and assisted his counsel in his defenseâ are âentitled to great deference by the reviewing courtâ); Farris,506 S.W.3d at 110
. In this regard, it is
highly significant that Ramosâs defense attorneys repeatedly and consistently vouched
for their clientâs competence throughout every step of the proceedings. And in discussing
whether Ramos desired to testify, co-defense counsel stated that Ramos â[ha]s been very
lucid all this timeâ and â[ha]s been able to assist usâ in his defense.
The trial court could have rationally determinedâfrom Pinaâs report, defense
8 As Ramos notes in his appellate brief, â[e]verything on the record suggests he is a natural-born
United States citizen.â
23
counselâs repeated representations, and the courtâs own personal observationsâthat
Ramosâs false or nonsensical statements did not indicate a deteriorating mental condition
or a material change in circumstances since Pinaâs evaluation, but instead may have been
made purposefully in order to obstruct the trial. See Johnson v. State, 429 S.W.3d 13, 18(Tex. App.âHouston [14th Dist.] 2013, no pet.) (âBizarre, obscene, or disruptive comments by a defendant during court proceedings do not necessarily constitute evidence supporting a finding of incompetency.â); see also Duong v. State, No. 02-18- 00128-CR,2019 WL 3334426
, at *7 (Tex. App.âFort Worth July 25, 2019, no pet.) (mem.
op., not designated for publication) (finding that the trial court could have reasonably
concluded that it was facing a disruptive but competent defendant intent on stopping the
trial and therefore the trial court did not abuse its discretion by failing to conduct a
competency hearing). 9
For the foregoing reasons, we conclude the trial court did not abuse its discretion
in failing to order a second competency evaluation. Ramosâs first issue is overruled.
B. Removal From Courtroom
By his second issue, Ramos contends that the trial court erred by removing him
from the courtroom on two occasions during trial, both of which are illustrated in record
excerpts above. See supra p. 13, 20.
Under the Confrontation Clause of the Sixth Amendment, a criminal defendant has
a general right to be present in the courtroom at all phases of the proceedings against
him. See Illinois v. Allen, 397 U.S. 337, 343 (1970) (applying U.S. CONST. amend. VI);
9 We note that, though Pina stated that Ramos would âcontinue to experience deterioration of [his]
ability to function independentlyâ if he did not submit to treatment, Ramos does not direct us to any evidence
in the record establishing that he in fact failed to submit to treatment.
24
see also TEX. CODE CRIM. PROC. ANN. art. 33.03 (âIn all prosecutions for felonies, the
defendant must be personally present at the trial . . . ; provided, however, that in all cases,
when the defendant voluntarily absents himself after pleading to the indictment or
information, or after the jury has been selected when trial is before a jury, the trial may
proceed to its conclusion.â). However, a defendant may lose this right if, âafter he has
been warned by the judge that he will be removed if he continues his disruptive behavior,
he nevertheless insists on conducting himself in a manner so disorderly, disruptive, and
disrespectful of the court that his trial cannot be carried on with him in the courtroom.â
Allen, 397 U.S. at 343(citing Snyder v. Massachusetts,291 U.S. 97, 106
(1934) (âNo doubt the privilege [of personally confronting witnesses] may be lost by consent or at times even by misconduct.â)). A trial court confronted with âdisruptive, contumacious, stubbornly defiant defendants must be given sufficient discretion to meet the circumstances of each case.âId.
When a defendantâs behavior is of âan extreme and aggravated nature,â that discretion encompasses expulsion from the courtroom. Kessel v. State,161 S.W.3d 40, 45
(Tex. App.âHouston [14th Dist.] 2004, pet. refâd) (citing Allen,397 U.S. at 343
). We review a trial courtâs decision to remove a defendant from the courtroom for abuse of discretion. Seeid.
Examples of conduct found to be of an âextreme and aggravated natureâ
warranting removal include: (1) repeatedly arguing with the trial court in an abusive
manner and threatening to kill the trial judge, Allen, 397 U.S. at 339â40; (2) making
repeated, nonresponsive, profane, vulgar, and disruptive statements and exhibiting
disruptive behavior, Burks v. State, 792 S.W.2d 835, 836â37 (Tex. App.âHouston [1st
Dist.] 1990 pet. refâd); (3) ignoring the trial courtâs warnings not to disrupt the proceedings
25
and engaging in a violent scuffle with the bailiff, Dotson v. State, 785 S.W.2d 848, 853â 54 (Tex. App.âHouston [14th Dist.] 1990, pet. refâd); and (4) disrupting the trial by interjecting alleged facts that were not in evidence in front of the jury, and after being warned that continued disruptive behavior would result in removal from the courtroom, insisting to the trial court that his behavior was not disruptive. Ramirez v. State,76 S.W.3d 121, 129
(Tex. App.âHouston [14th Dist.] 2002, pet. refâd).
Ramosâs attorneys raised no objections to the trial courtâs actions in removing
Ramos from the courtroom, either contemporaneously or in the new trial motion. See TEX.
R. APP. P. 33.1. To the contrary, after Ramos was removed on the second day of trial, co-
defense counsel stated that, rather than having Ramos gagged in full view of the jury, he
would prefer that Ramos âabsent himself from the trialâ because his outburst is âalready
on the record.â And the next day, defense counsel explicitly asked that, âbecause of his
actions,â Ramos âbe removed back to the holding cell and we continue with the case.â
Ramosâs second issue lacks merit for this reason alone. See Woodall v. State, 336
S.W.3d 634, 644 (Tex. Crim. App. 2011) (âThe law of invited error provides that a party
cannot take advantage of an error that it invited or caused, even if such error is
fundamental. . . . In other words, a party is estopped from seeking appellate relief based
on error that it induced.â).
In any event, we find that the record in this case demonstrates that Ramos
engaged in âdisruptive, contumacious, stubbornly defiantâ behavior which was of an
âextreme and aggravated nature.â See Allen, 397 U.S. at 343; Kessel,161 S.W.3d at 45
.
Ramos repeatedly interrupted witnesses and the trial court, even after being warned that
he would be gagged or removed from the courtroom if the behavior continued. Further,
26
the trial court stated on the record that Ramos âthreatened to kill somebodyâ on the
second day of trial and later made âanother death threatâ as he was being escorted out
of the courtroom. On this record, we cannot conclude that the trial court abused its
discretion by removing Ramos from the courtroom. We overrule Ramosâs second issue.
C. Judicial Bias
By his third issue, Ramos contends that the trial court âdemonstrat[ed] significant
impartiality [sic] toward [him], depriving him of a fair trial.â Whether the trial court denied
Ramos due process is a question of law which we review de novo. See Ex parte Brown,
158 S.W.3d 449, 453 (Tex. Crim. App. 2005).
Due process requires a neutral and detached hearing body or officer. Brumit v.
State, 206 S.W.3d 639, 645(Tex. Crim. App. 2006) (citing Gagnon v. Scarpelli,411 U.S. 778, 786
(1973)); Earley v. State,855 S.W.2d 260, 262
(Tex. App.âCorpus Christiâ Edinburg 1993, no pet.); see U.S. CONST. amend. XIV; TEX. CONST. art. 1, § 19. But we presume the trial judge was neutral and detached âin the absence of a clear showing to the contrary.â Earley,855 S.W.2d at 262
.
[A] judgeâs remarks during trial that are critical, disapproving, or hostile to
counsel, the parties, or their cases, usually will not support a bias or
partiality challenge, although they may do so if they reveal an opinion based
on extrajudicial information, and they will require recusal if they reveal âsuch
a high degree of favoritism or antagonism as to make fair judgment
impossible.â On the other hand, âexpressions of impatience, dissatisfaction,
annoyance, and even anger, that are within the bounds of what imperfect
men and womenâ may display, do not establish bias or partiality.
Gaal v. State, 332 S.W.3d 448, 455(Tex. Crim. App. 2011) (quoting Liteky v. United States,510 U.S. 540, 555
(1994) (âA judgeâs ordinary efforts at courtroom administrationâeven a stern and short-tempered judgeâs ordinary efforts at courtroom administrationâremain immune.â)); see Kemp v. State,846 S.W.2d 289
, 305â06 (Tex.
27
Crim. App. 1992) (â[B]efore alleged bias becomes sufficient to warrant the disqualification
of a judge, it must stem from an extrajudicial source and result in an opinion on the merits
on some basis other than what the judge learned from his participation in the case.â).
In addition to the verbal altercations referenced in our discussion of his first issue,
Ramos also points to the following remarks in which, he argues, the trial court âdisplayed
significant antagonismâ toward him:
⢠At a pre-trial hearing, after defense counsel represented that the case file âis
basically a foot thick,â the court remarked: âI can guarantee that 95 percent of
that stuff is useless and irrelevant.â
⢠At another pre-trial hearing, after Ramos stated he did not trust his attorney,
the court remarked: âBecause he is telling you whatâs in the reports, is that why
you donât trust him? . . . Thereâs been problems because you are telling him
what the evidence shows?â
⢠At the same hearing, after Ramos expressed dissatisfaction with his counselâs
defense strategy, the court remarked: âI donât see different ways to represent
him. . . . I mean, are there defenses there that I missed?â
⢠At a subsequent pre-trial hearing, after new defense counsel was appointed,
the court remarked: âApparently, I donât think you are going to have a very hard
time preparing because he has got a defense already. . . . So you donât have
to worry about that. . . . He can prepare the briefs, he can prepare the charge,
you donât have to worry about any of that stuff. Cross-examination.â
⢠At yet another pre-trial hearing, after the court denied Ramosâs request for a
bond reduction and defense counsel requested âhouse arrest,â the court
28
remarked: âHeâs already on house arrest in [the] Hidalgo County [Jail]. . . . I
mean what better house do you need? They feed you. You watch TV. They
take you out in the yard once in a while.â
⢠At the same bond reduction hearing, after defense counsel stated that Ramos
had been âassaulted several timesâ while in jail, the court remarked: âWell,
according to his record he seems to be a pretty good fighter.[ 10] . . . It looks like
he can defend himself.â
⢠After defense counsel stated ânormally itâs several people against him,â the
court remarked: âOfficer, I want to order that if they fight with him itâs just one
on one. I donât want several people jumping on him. . . . Does that help any?â
⢠At a subsequent pre-trial hearing, after Ramosâs court-appointed counsel
moved to withdraw on grounds that Ramos âbecame aggressive towards [him]
and made threats,â the court asked Ramos: âDo you feel aggressive? . . . There
is a lot of people in jail that you can be aggressive with. . . . Do you want me to
get you somebody like that?â
⢠After Ramos stated he became aggressive because his counsel âhit [him] on
[his] shoulder,â the court remarked: âBased on the prisoners that Iâm going to
bring up later on, are you going to be aggressive with them?â After Ramos
replied âNo,â the court stated: âWhy? Why arenât you going to be aggressive
with them? Because they could beat you up, right? They hit you back or are
you a tough guy? . . . I can bring all the prisoners up here and they can touch
you on the shoulder and we can see what you do. Is that a good deal?â
10 Defense counsel stated that Ramos is a â[G]olden [G]loves boxer.â
29
⢠After Ramos stated he would cooperate with appointed counsel, and that his
counsel was a âgood attorney,â the trial court asked: âDo you want a
babysitter? . . . Do you want any special meals or anything like that?â
The State argues that Ramos failed to preserve this issue for our review because
he did not request the trial courtâs recusal, nor did he argue that the judge was biased or
that he was denied a fair trial or due process, at any point before or during trial or in his
new trial motion. See TEX. R. APP. P. 33.1(a). 11 Assuming but not deciding that the issue
is properly before us, we conclude that Ramosâs due process rights were not violated.
We observe that some of the complained-of remarks by the trial court were clearly
intended to be in jest, and in that regard, the judge at times failed to comply with his duty
to âbe patient, dignified[,] and courteous to litigants, jurors, witnesses, lawyers[,] and
others with whom the judge deals in an official capacity.â TEX. CODE JUD. CONDUCT Canon
3B(4), reprinted in TEX. GOVâT CODE ANN., tit. 2, subtit. G, app. B.; see Lagrone v. State,
209 S.W. 411, 415 (Tex. Crim. App. 1919) (âThe law contemplates that the trial judge
shall maintain an attitude of impartiality throughout the trial.â). Judges must be cognizant,
in particular, that sarcasm does not translate from a cold transcript. But to the extent the
11 Citing Brumit v. State, 206 S.W.3d 639, 645(Tex. Crim. App. 2006), the State argues that â[w]hen an appellant does not make a request, objection, or post[-]trial motion based on the trial judgeâs alleged bias, the complaint is not preserved for appellate review, and the appellate court may only reverse if said bias resulted in fundamental error.â However, the Texas Court of Criminal Appeals has disavowed the concept of âfundamental errorâ as a freestanding, harm-based doctrine of error preservation. See Proenza v. State,541 S.W.3d 786, 793
(Tex. Crim. App. 2017). Instead, courts continue to apply the rules of error preservation established in Marin v. State,851 S.W.2d 275
(Tex. Crim. App. 1993). Proenza, 541 S.W.3d at 793â97. Under the Marin framework, rights are placed in one of three categories: â(1) absolute requirements and prohibitions; (2) rights of litigants which must be implemented by the system unless expressly waived; and (3) rights of litigants which are to be implemented upon request.âId.
at 792 (quoting Marin,851 S.W.2d at 279
). Procedural default applies only to the third category of rights. Marin,851 S.W.2d at 279
. On the other hand, category-one Marin rights are âsystemic requirements and prohibitionsâ that âare essentially independent of the litigantâs wishesâ and cannot be forfeited or waived.Id.
And category-two rights âmust be protected by the systemâs impartial representatives unless expressly waived by the party to whom they belong.âId.
The Texas Court of Criminal Appeals has not categorized the right to an unbiased
and impartial judge, and the parties do not address that issue in their briefs.
30
court displayed antagonism toward Ramos, there is no suggestion that such antagonism
was based on extrajudicial information or any other improper source; instead, it appears
to have been rationally based on Ramosâs contumacious behavior during the
proceedings, as recounted by his attorneys and as personally observed by the trial court.
Overall, we cannot say that the record shows that the court harbored a âdeep-seated
favoritism or antagonism that would make fair judgment impossible.â See Gaal, 332
S.W.3d at 455 (âAlthough intemperate remarks may well violate a rule of judicial conduct,
such a violation does not necessarily mean that the judge should be recused.â). We
overrule Ramosâs third issue.
D. Ineffective Assistance of Counsel
By his fourth issue, Ramos argues his trial counsel provided ineffective assistance
by âfailing to advocate for an assessment of [his] competence,â and by âassisting the trial
court in removing [him] from the courtroom at critical stages of the trial.â
The United States and Texas Constitutions guarantee a criminal defendant the
right to reasonably effective assistance of counsel. U.S. CONST. amend. VI; TEX. CONST.
art. I, § 10; see TEX. CODE CRIM. PROC. ANN. art. 1.051; Strickland v. Washington, 466
U.S. 668, 686(1984). To obtain a reversal of a conviction on grounds of ineffective assistance of counsel, an appellant must show: (1) counselâs performance fell below an objective standard of reasonableness and (2) counselâs deficient performance prejudiced the defense, resulting in an unreliable or fundamentally unfair outcome of the proceeding. Davis v. State,278 S.W.3d 346, 352
(Tex. Crim. App. 2009) (citing Strickland,466 U.S. at 687
). âDeficient performance means that âcounsel made errors so serious that counsel
was not functioning as the âcounselâ guaranteed the defendant by the Sixth Amendment.ââ
31
Ex parte Napper, 322 S.W.3d 202, 246(Tex. Crim. App. 2010) (quoting Strickland,466 U.S. at 687
). âThe prejudice prong of Strickland requires showing âa reasonable probability that, but for counselâs unprofessional errors, the result of the proceeding would have been different.ââId.
at 248 (quoting Strickland,466 U.S. at 694
). âAny allegation of ineffectiveness must be firmly founded in the record, and the record must affirmatively demonstrate the alleged ineffectiveness.â Thompson v. State,9 S.W.3d 808, 813
(Tex.
Crim. App. 1999).
The burden is on the appellant to prove ineffective assistance of counsel by a
preponderance of the evidence. Id.The appellant must overcome the strong presumption that counselâs conduct fell within the wide range of reasonable professional assistance and that his actions could be considered sound trial strategy. See Strickland,466 U.S. at 689
. âWe commonly assume a strategic motive if any can be imagined and find counselâs performance deficient only if the conduct was so outrageous that no competent attorney would have engaged in it.â Andrews v. State,159 S.W.3d 98, 101
(Tex. Crim. App. 2005). Counselâs effectiveness is judged by the totality of the representation, not by isolated acts or omissions. Thompson,9 S.W.3d at 813
.
One necessary facet of professional assistance is the investigation of the
facts and law applicable to a case. Counsel has a duty in every case to
make a reasonable investigation or a reasonable decision that an
investigation is unnecessary. When assessing the reasonableness of an
attorneyâs investigation, a reviewing court must consider the quantum of
evidence already known to counsel and whether the known evidence would
lead a reasonable attorney to investigate further.
Ex parte LaHood, 401 S.W.3d 45 (Tex. Crim. App. 2013).
Ramos relies principally on LaHood in arguing that his attorneysâ performance was
deficient. See id. In that case, the defendantâs counsel provided an affidavit stating that
her client has a âmisogynistic attitude with a need to dominate and exercise control over
32
women,â is a âmalingerer,â and âengaged in . . . antics designed to create the illusion of
incompetency, but which appeared to be nothing more than an act.â Id. at 50. Records showed that the defendant had âan alcohol dependency problem, was bipolar,â and was prescribed several psychoactive medications.Id. at 51
. Counsel conceded that the medications prescribed to her client are typically prescribed to âpersons who have been found âincompetent, but who have a substantial probability of regaining competencyâ through the use of medications.âId.
At trial, ânew signsâ of the defendantâs âpotential mental instability,â arose, including his engaging in âmultiple outbursts,â claiming âthat he was not receiving his required psychoactive medications in jail,â complaining âthat he was having difficulty understanding the proceeding,â and claiming âthat he was seeing lights blink.âId.
Nevertheless, counsel stated she believed her client was competent to stand
trial and did not request a competency evaluation.
The LaHood Court found that trial counselâs âfailure to further investigateâ her
clientâs mental health issues âwas unreasonable under the circumstancesâ and
constituted deficient performance. Id. at 52. The Court observed that âthe statutory duty of a judge to suggest that a defendant may be incompetent to stand trial should not be confused with counselâs obligation to make a reasonable decision to investigate and to raise relevant issues to protect the client,â and â[t]his is especially so when counselâs belief as to a medical issue is based on her own lay opinion, even though she knew [defendant] had mental-health issues in the past and was taking medications that gave him, in her estimation, a âsubstantial probability of regaining competency.ââId. at 50
. Ramos argues
that the performance of his trial attorneys was similarly deficient because they failed to
âinvestigateâ his mental health issues despite the ânumerous instances of [his] exhibiting
33
behavior that strongly indicated he was incompetent to stand trial.â
We disagree. Ramos did not allege ineffective assistance of trial counsel in his
new trial motion, and therefore, the record is silent as to the reasons for his trial attorneysâ
actions and non-actions. This contrasts with LaHood, which was a habeas corpus
proceeding with a fully developed record. See id.In particular, there is nothing in the record in this case establishing that Ramosâs trial attorneys actually failed to adequately investigate their clientâs mental health and competency to stand trial, even after Pinaâs report was filed and the trial court found him competent. Instead, as noted above, the attorneys repeatedly confirmed during trial that Ramos was able to effectively consult with them and that he had a rational and factual understanding of the case, notwithstanding Ramosâs improper and occasionally bizarre comments. As to Ramosâs removal from the courtroom, we have already concluded that the trial courtâs decision was justified by Ramosâs behavior, and defense counselâs decision to agree to the removal may have been a viable strategic choice, considering the circumstances. See Strickland,466 U.S. at 689
. The record does not âfirmlyâ support a finding of deficient performance. See Thompson,9 S.W.3d at 813
. Therefore, the first Strickland prong is not satisfied, and we
need not consider the second prong. See TEX. R. APP. P. 47.1.
Ramosâs fourth issue is overruled.
E. Admission of Evidence
In three separate issues, Ramos complains about the trial courtâs admission of
evidence. âWe review a trial courtâs ruling on the admissibility of evidence under an abuse
of discretion standard, and we must uphold the trial courtâs ruling if it was within the zone
of reasonable disagreement.â Wells v. State, 611 S.W.3d 396, 427 (Tex. Crim. App.
34
2020).
By his sixth issue, Ramos argues the trial court erred by admitting records from
Gomezâs SANE examination during Aguirreâs testimony. He contends that, though âSANE
records are routinely admitted as medical records, and therefore classified as non-
hearsay pursuant to Texas Rule of Evidence 803(4),â â[t]his is a mistake because the
nature of SANE records, and the testimony that accompany them, are not neutrally
obtained.â He contends instead such records are unreliable as medical records because
âthe entire point of the forensic nurse is to gather and develop evidence to assist law
enforcement efforts.â He points to Aguirreâs testimony at trial that the purpose of obtaining
information from a victim is â[t]o collect evidence and identify injuries.â
Hearsayâi.e., an out-of-court statement offered to prove the truth of the matter
assertedâis generally inadmissible. TEX. R. EVID. 801, 802. But under Texas Rule of
Evidence 803(4), âa statement made for, and that is reasonably pertinent to, medical
diagnosis or treatment; and describes medical history; past or present symptoms or
sensations; their inception; or their general causeâ is not excluded by the rule against
hearsay. TEX. R. EVID. 803(4). âRule 803(4) is premised on the patientâs selfish motive in
receiving proper medical treatment; therefore, the proponent must establish that the
declarantâs frame of mind when making the hearsay declaration âwas that of a patient
seeking medical treatment.ââ Taylor v. State, 268 S.W.3d 571, 583(Tex. Crim. App. 2008) (quoting United States v. Gabe,237 F.3d 954
(8th Cir. 2001)); see Franklin v. State,459 S.W.3d 670, 676
(Tex. App.âTexarkana 2015, pet. refâd) (noting that the Rule 803(4)
hearsay exception âis based on the assumption that the patient understands the
importance of being truthful with the medical personnel involved to receive an accurate
35
diagnosis and treatmentâ). But, in the context of an emergency medical examination, âit
seems only natural to presume that adults . . . will have an implicit awareness that the
doctorâs questions are designed to elicit accurate information and that veracity will serve
their best interest.â Taylor, 268 S.W.3d at 589. In such a situation, we review the record ânot for evidence of such an awareness, but for any evidence that would negate such an awareness, even while recognizing that the burden is on the proponent of the hearsay to show that the Rule 803(4) exception applies.âId.
We find no abuse of discretion in admittance of the records at issue. Aside from
Aguirreâs testimony that one of the purposes of a SANE exam is to âcollect evidence,â
Ramos points to nothing in the record establishing that Gomez, as the subject of an
emergency medical examination after being sexually and physically assaulted, was
unaware that it was in her best interest to answer Aguirreâs questions truthfully. 12 See id.
Therefore, the records from the SANE examination were admissible as medical records
under Rule 803(4). We overrule Ramosâs sixth issue.
By his fifth issue, Ramos argues that the testimony of DNA analysts Vasquez,
Flores, and Trevino was erroneously admitted because they were not licensed by the
Texas Forensic Science Commission at the time they performed at least some of the
analysis at issue. See TEX. CODE CRIM. PROC. ANN. art. 38.01, § 4-a (âA person may not
act or offer to act as a forensic analyst unless the person holds a forensic analyst
license.â); see also id. art. 38.23(a) (âNo evidence obtained by an officer or other person
in violation of any provisions of the Constitution or laws of the State of Texas, or of the
12 Ramos neglects to mention that, when Aguirre was directly asked whether the âpurposeâ of a
SANE exam is to âcollect evidence for a crime,â she replied: âThe evidence is turned over to law enforcement
but that is not the purpose of the exam.â
36
Constitution or laws of the United States of America, shall be admitted in evidence against
the accused on the trial of any criminal case.â). 13 By his eighth issue, Ramos contends
the trial court erred by admitting evidence, including a police bodycam recording, of
statements he made to police following his apprehension at the hotel because he was not
given Miranda warnings or their statutory equivalent. See Miranda v. Arizona, 384 U.S.
436 (1966); TEX. CODE CRIM. PROC. ANN. art. 38.22, §§ 2, 3. With respect to both issues,
however, Ramos does not discuss in his brief why or how the admission of the subject
evidence caused him to suffer harm. See TEX. R. APP. P. 44.2 (standard for reversible
error in criminal cases); see also TEX. R. APP. P. 38.1(i) (requiring an appellantâs brief to
contain âa clear and concise argument for the contentions made, with appropriate
citations to authorities and to the recordâ). We overrule both issues for that reason.
F. Improper Argument
Finally, by his seventh issue, Ramos contends that, during closing argument at the
punishment phase of trial, the prosecutor âimproperly made reference to parole law as it
applied to [him] specifically.â His complaint pertains to the following argument:
I just want to remind you of a few things in this charge. In each of the
charges youâre going to see that the Defendant has to do half of his time
before he is eligible for parole, okay. So if the Defendant was sentenced to
40 years, that means that he will have to serve 20 years before he has
parole eligibility. That doesnât mean theyâre going to be granted parole but
it means that theyâre going to be considered for parole. The other thing
about the charge that I want you to remember isâand when you go back
and you think about the language in the indictment, we talked about one
criminal episode, okay. And so despite the fact that he has been convicted
of six counts, theyâre all from the same criminal episode. So that means that
those sentences, all of them, have to run concurrently. They run at the same
13 In response to Ramosâs fifth issue, the State argues that the licensing requirement at issue was
not effective at the time the witnesses performed their analysis. See 37 TEX. ADMIN. CODE § 651.201(c)
(âUnder Article 38.01 §4-a(b), Code of Criminal Procedure, a person may not act or offer to act as a forensic
analyst unless the person holds a Forensic Analyst License, effective January 1, 2019.â). We need not
decide the issue in light of our conclusion above.
37
time. There is no what we call sta[c]king. A defendant is not going to go and
serve 20 years on one of these counts and then serve another 20 years,
okay. They run at the same time because itâs the same criminal episode.
Article 37.07, § 4(a) of the code of criminal procedure requires that the jury be
given certain instructions about parole eligibility, including: âIt cannot accurately be
predicted how the parole law might be applied to this defendant if sentenced to a term of
imprisonment, because the application of that law will depend on decisions made by
parole authorities,â and âYou may consider the existence of the parole law. You are not
to consider the manner in which the parole law may be applied to this particular
defendant.â See TEX. CODE CRIM. PROC. ANN. art. 37.07, § 4(a). âConsequently, it is
improper for a prosecutor to apply [parole] law to the defendant on trial during jury
argument.â Jaramillo Perez v. State, 994 S.W.2d 233, 237(Tex. App.âWaco 1999, no pet.). That said, it is not improper for a prosecutor to âaccurately restate the law given in the jury chargeâ or âto ask the jury to take the existence of that law into account when assessing punishment.â Hawkins v. State,135 S.W.3d 72, 84
(Tex. Crim. App. 2004).
Ramos argues that âthe State improperly implied that the jury could only ensure
that [he] would serve a desired sentence by keeping in mind that he would be eligible for
parole at some point.â We cannot conclude that the Stateâs argument was improper.
Instead, it was an accurate restatement of the parole law and the law governing
cumulation of sentences. See TEX. CODE CRIM. PROC. ANN. art. 37.07, § 4(a); TEX. PENAL
CODE ANN. § 3.03(a) (providing, with certain exceptions not applicable here, that â[w]hen
the accused is found guilty of more than one offense arising out of the same criminal
episode prosecuted in a single criminal action, . . . the sentences shall run concurrentlyâ);
Hawkins, 135 S.W.3d at 84. The argument did not apply parole law to Ramos specifically,
nor did it encourage the jury âto consider the manner in which the parole law may be
38
applied toâ him.â See TEX. CODE CRIM. PROC. ANN. art. 37.07, § 4(a); Jaramillo Perez, 994
S.W.2d at 237. We overrule Ramosâs seventh issue.
III. CONCLUSION
The judgments of conviction are affirmed.
DORI CONTRERAS
Chief Justice
Do not publish.
TEX. R. APP. P. 47.2 (b).
Delivered and filed on the
21st day of December, 2023.
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