State v. Inman
STATE OF OREGON, Plaintiff-Respondent v. KENNETH EUGENE INMAN
Attorneys
Zachary Lovett Mazer, Deputy Public Defender, argued the cause for appellant. With him on the brief was Peter Gartlan, Chief Defender, Office of Public Defense Services., Gregory A. Rios, Assistant Attorney General, argued the cause for respondent. On the brief were Ellen F. Rosenblum, Attorney General, Anna M. Joyce, Solicitor General, and Tiffany Keast, Assistant Attorney General.
Full Opinion (html_with_citations)
Defendant challenges his convictions for first-degree sodomy, a violation of ORS 163.405, and harassment, a violation of ORS 166.065. He first argues that the trial court erred by âpermittingâ a police detective to comment on the credibility of another witness, the sodomy victim, despite the lack of any objection by defendant to that aspect of the detectiveâs testimony. As explained below, even if we agreed that the trial court plainly erred by not striking that testimony sua sponte, we would decline to exercise our discretion to correct the error. Accordingly, we need not determine whether the trial court plainly erred in the way that defendant contends. Defendant also argues that the trial court erred when it made various rulings related to defendantâs conviction by nonunanimous jury verdicts (11-1 on sodomy; 10-2 on harassment) and when it imposed the 300-month statutorily mandated sentence on his sodomy conviction. We reject each of those latter arguments without further discussion. Accordingly, we affirm.
In addressing defendantâs argument that the trial court plainly erred by failing to strike certain testimony sua sponte, we consider the evidence in the light most favorable to the state. State v. Wilson, 266 Or App 481, 482, 337 P3d 990, rev den, 356 Or 837 (2014). Later, in exploring whether we should exercise our discretion to correct any such error, we consider all of the pertinent evidence and other relevant aspects of the record. Cf. State v. Blaylock, 267 Or App 455, 456 n 1, 341 P3d 758 (2014), rev den, 357 Or 299 (2015) (explaining that âwe look at all pertinent evidenceâ when assessing whether evidentiary error was harmless). We describe the facts in keeping with those standards.
This case involves several children, including J (the sodomy victim), E (the harassment victim, and a friend of J), R (another of Jâs friends), and Q (Jâs older brother). In early 2012, defendant moved into the home where R lived with her parents and siblings; he stayed there for five or six months. J and E, who then were about seven years old, and Q, who was about eleven years old, often played at Râs house during the summer. One afternoon in June or July, Q saw defendant in an upstairs bedroom in that house, bending down in front
On August 15, Jâs mother did receive information about the abuse, which prompted her to call the sheriffs office. A deputy sheriff spoke with J and Q before the case was referred to the Brookings Police Department. The next day, Jâs mother met with a detective from that department, McCourt, and told him that defendant had abused J âa couple of times.â
McCourt then contacted defendant and asked him about the allegations. Defendant told McCourt that the children had âconspired against him to make up these allegationsâ because âhe wouldnât play with them anymore.â Defendant also told McCourt that he had kissed J on the nose and on the cheeks, and that he might have contacted her âcrotch areaâ when they were âplaying around.â Defendant denied performing oral sex on J, telling McCourt that he âwould never do anything they wouldnât like or want.â Defendant also told McCourt that J had told him that somebody else had performed oral sex on her about a month earlier.
McCourt interviewed Q on the day after his mother first contacted the sheriffs office about the abuse. Shortly thereafter, Q was interviewed by Dotson, a forensic interviewer at the local child-advocacy center. In addition, McCourt coordinated a âpretext callâ from Q to defendant. During that call, McCourt gave âinformation and questions to [Q] about what to say,â because the child was having difficulty talking to defendant. McCourt âkind of felt bad while [they] were doing it,â but he believed that the pretext call âwas necessary to try to get as much evidence as we could.â Defendant apparently made no admissions during that call.
McCourt also spoke briefly with J on the day following her motherâs report to the sheriffs office, but he âdid not talk to [her] about the case at all.â That same day, Dotson conducted a forensic interview of J, who told Dotson that she was at the center because âa guy molest [her].â Dotson testified that the word âmolestâ is not a word that a child Jâs age typically would know or use. Dotson asked J if she knew what âmolestâ means and J said that she had forgotten. J then told Dotson that defendant had licked her vagina with his tongue and that it happened once, at night, about a week before the interview.
At some point, E (one of Jâs friends) disclosed that, one day while the children were playing at Râs house, defendant had grabbed her legs and looked under her dress. At trial, she testified that defendantâs actions made her feel nervous because she did not âknow what [he] was going to do.â E told defendant to stop, but he did not, so she ran back to her home.
During her forensic interview, J also disclosed that, on a particular occasion when defendant and E were present, defendant looked under the two girlsâ dresses. J also described another incident when defendant looked under Eâs dress while he pretended to take a nap.
The state initially charged defendant with two counts of first-degree sodomy and three counts of harassment, but later dismissed some of those charges. Consequently, defendant was tried on one count of first-degree sodomy (against J) and one count of harassment (against E).
In his opening statement, defendant suggested that âthe amount of contact and discussions about thisâ that occurred between J, Q, and their mother âbefore the police ever got involvedâ might cause the jurors to question
During his direct examination, McCourt was asked about conversations that he and prosecutors had with J shortly before trial. McCourt responded with the testimony that is the subject of defendantâs âvouchingâ argument on appeal:
âQ. * * * What was the purpose of those visits?
âA. We like to make â We like to talk to the witness again before the trial just to see, make sure theyâre going to be able to â if theyâre going to be able to come testify in a court, make sure they still remember, or if they have â if they decide â Letâs say that they were lying to us or they told us a fib, we like to find that out before we get to this point so we can â -we donât have to waste your time and the courtâs time. And we talked to her on the Thursday of last week.
âQ. Okay. And if there had been any inconsistencies or any problems, wouldnât those have needed to be reported to all parties?
âA. Yes.
âQ. And you did not write any such a report or * * * note any such inconsistencies at any time?
âA. I did not.â
Defendant did not object to that testimony. The prosecutor did not linger on the topic of McCourtâs conversations with J, but instead moved to questioning McCourt about the interviews of Q and the other children.
After the state rested, defendant called Jâs mother as a witness and questioned her about how she interacted with J after she learned of the abuse. In addition, defendant
Defendant then testified on his own behalf. He described the relationships among the children and testified that he played with them, âswinging them around in circlesâ and catching them as they jumped off of things. Defendant denied ever having attempted to perform oral sex on J; he also denied having tried to look between Eâs legs. On cross-examination, defendant downplayed what he had told McCourt about the children having been upset at him for not playing with them; he testified that the children had only once said that they âwere going to get [defendant] for not playing with themâ after he got tired, and that it had been a âvery minor thing.â
Neither the state nor defendant referred to McCourtâs âvouchingâ testimony in the closing arguments. Rather, in its closing argument, the state first summarized the evidence and how it related to the elements of the charged crimes. The state then acknowledged some discrepancies in the childrenâs description of events, for example, whether the abuse occurred at night or during the day, and whether it happened only once or multiple times. The state suggested that the discrepancies could be based on defendant actually having abused J more than once, or might be based on the difficulty that the young children had in remembering and describing exactly what had happened. For his part, defendant emphasized the discrepancies in the childrenâs statements, Jâs use of terms like âmolestâ and âvagina,â and the number of times that the children had spoken to adults about the abuse before trial. Defendant urged the jurors to determine, based on those considerations, that they had at least reasonable doubt about whether the abuse had occurred.
The jury convicted defendant by nonunanimous verdicts and the trial court imposed the statutorily required 300-month prison sentence on the sodomy conviction, to be followed by lifetime post-prison supervision, with a concurrent 120-day sentence on the harassment conviction. This appeal followed.
Our consideration of an unpreserved claim of error generally encompasses two steps. First, we determine whether the trial court plainly erred. Error is âplainâ if
â(1) the error is one of law, (2) the error is âobvious, not reasonably in dispute,â and (3) the error âappears on the face of the record,â so that we need not âgo outside the record to identify the error or choose between competing inferences, and the facts constituting the error are irrefutable.â State v. Reyes-Camarena, 330 Or 431, 435, 7 P3d 522 (2000) (internal quotation marks omitted).â
State v. Corkill, 262 Or App 543, 551, 325 P3d 796, rev den, 355 Or 751 (2014).
Second, if we determine that a trial court plainly erred, we then consider whether we should exercise our discretion to correct that error.
âThat discretion entails making a prudential call that takes into account an array of considerations, such as the competing interests of the parties, the nature of the case, the gravity of the error, and the ends of justice in the particular case.â
State v. Vanornum, 354 Or 614, 630, 317 P3d 889 (2013) (citations omitted).
In this case, the state concedes that McCourtâs testimony âlikely was an implicit comment on [Jâs] credibility.â Nonetheless, the state argues that the trial court did not plainly err in admitting that testimony for two reasons. First, the state contends, defendant opened the door to that testimony when he suggested that J had been improperly
We need not decide whether the trial court plainly erred in admitting McCourtâs statements because, for the reasons that follow, we would not exercise our discretion to correct any plain error that might exist on this record.
The principle that appellate courts generally will not consider unpreserved claims of error is longstanding. As the Supreme Court stated in 1944, â [i] t is only in rare and exceptional cases that this court will notice an alleged error where no ruling has been sought from the trial judge.â Hotelling v. Walther, 174 Or 381, 385, 148 P2d 933 (1944). Somewhat more recently, the court explained in Ailes v. Portland Meadows, Inc., 312 Or 376, 382, 823 P2d 956 (1991), that an appellate courtâs decision to exercise its discretion to address an unpreserved claim of error âshould be made with utmost cautionâ because â[s]uch an action is contrary to the strong policies requiring preservation and raising of error.â Ailes provided a nonexclusive list of considerations that an appellate court should consider when deciding whether to exercise that discretion:
âthe competing interests of the parties; the nature of the case; the gravity of the error; the ends of justice in the particular case; how the error came to the courtâs attention; and whether the policies behind the general rule requiring preservation of error have been served in the case in another way, i.e., whether the trial court was, in some manner, presented with both sides of the issue and given an opportunity to correct any error.â
Id. at 382 n 6.
Sixteen years after the Supreme Court issued its opinion in Ailes, the court expressed its continued agreement with, and intent to âadhere to that statementâ in Ailes, which the court characterized as setting out âprecisely what [the Supreme Court] expectsâ when this court considers whether to exercise its discretion to correct plain error. State v. Fults, 343 Or 515, 521-22, 173 P3d 822 (2007).
More recently, the Supreme Court again emphasized that âa decision to review a plain error is one to be made with the âutmost cautionâ because such review undercuts the policies served by the preservation doctrine.â Vanornum, 354 Or at 630-31. The court discussed those policies in detail in Peeples v. Lampert, 345 Or 209, 191 P3d 637 (2008):
âThose policies are prudential in nature. Preservation gives a trial court the chance to consider and rule on a contention, thereby possibly avoiding an error altogether or correcting one already made, which in turn may obviate the need for an appeal. Preservation also ensures fairness to an opposing party, by permitting the opposing party to respond to a contention and by otherwise not taking the opposing party by surprise. Finally, preservation fosters full development of the record, which aids the trial court in making a decision and the appellate court in reviewing it. Our jurisprudence, thus, has embraced the preservation requirement, not to promote form over substance but to promote an efficient administration of justice and the saving of judicial time.â
Id. at 219-20 (internal quotation marks, brackets, and citations omitted). Yet again, the court emphasized that, even when there is âan error apparent on the record, about which there is no reasonable dispute,â an appellate court âhas discretion to consider [that] error, but it must do so with the âutmost caution,â because of the strong policy reasons favoring preservation.â Id. at 219.
With those principles in mind, we first consider the gravity of any error that could be said to have plainly occurred. See Vanornum, 354 Or at 630 (citing âthe gravity of the errorâ as one consideration in the discretionary analysis); Ailes, 312 Or at 382 n 6 (same). In determining whether
âAs we have stated before, in a case that boils down to a credibility contest between the defendant and the victim, as here: evidence commenting on the credibility of either was likely to be harmful. [The witnessâs] testimony was a direct comment on the credibility of [the children]. That error was grave because this is a sexual abuse case with no physical evidence of abuse and [the witness] was presented as an expert in treating sexual abuse victims with significant experience in spotting indications of suggestion or coaching. [The witness] was also the long-term counselor of both of the girls and familiar with them. Those facts present a significant risk that the juryâs credibility determinations were affected by [her] testimony.â
Id. at 285-86 (internal quotation marks and citations omitted); see also State v. Roelle, 259 Or App 44, 50, 312 P3d 555 (2013) (discussing the likely effect of erroneous admission of âprior bad actsâ evidence in explaining that the error was grave).
Again, this is the testimony by McCourt that defendant contends the trial court should have stricken sua sponte:
âA. *** We like to talk to the witness again before the trial just to see, make sure theyâre going to be able to â if theyâre going to be able to come testify in a court, make sure they still remember, or if they have â if they decideâ Letâs say that they were lying to us or they told us a fib, we like to find that out before we get to this point so we can â we donât waste your time and the courtâs time. And we talked to her on the Thursday of last week.
âQ. Okay. And if there had been any inconsistencies or any problems, wouldnât those have needed to be reported to all parties?
âA. Yes.
*931 âQ. And you did not write any such a report or * * * note any such inconsistencies at any time?
âA. I did not.â
(Emphasis added.)
The emphasized part of that testimony was objectionable, in that it could be understood to vouch for Jâs credibility.
However, we reject defendantâs contention that, in addition, McCourt plainly vouched for Jâs veracity when he gave testimony implying that there were not âany inconsistencies or any problemsâ in the childâs statements. â[Generally speaking, testimony that a witnessâs statements were consistent with earlier statements that the witness made does not impermissibly vouch for the witnessâs credibility.â State v. Beauvais, 357 Or 524, 547, 354 P3d 680 (2015); see also State v. Viranond, 346 Or 451, 460, 212 P3d 1252 (2009) (rejecting argument that one witnessâs testimony that statements by another witness âwere consistent with one another serves no real purpose other than indirectly to bolsterâ that other witnessâs credibility; observing that, at least in some contexts, âtestimony that witnessesâ earlier statements were consistent with their trial testimony merely established that the witnesses told the same story, true or false, more than onceâ). Thus, McCourtâs acknowledgement that he had not noticed any inconsistencies in Jâs statements was not objectionable. True, we might have considered the prosecutorâs
However, that latter comment does provide context when we consider the gravity of any error that the trial court may have plainly committed when it did not strike McCourtâs testimony suggesting that he spoke with J to make sure that she had not fibbed. In that regard, we first observe that, although McCourtâs âfibbingâ testimony could be understood to vouch for Jâs credibility, he did not purport to base that opinion on any particular analysis of the childâs veracity. If anything, the prosecutorâs repeated references to âinconsistenciesâ in her next questions to McCourt suggest that McCourtâs opinion that J had not âfibbedâ was based on little more than his belief that the childâs story had remained consistent over time.
That is not the kind of expert vouching testimony that most often has prompted this court to reverse a criminal conviction or a judgment favoring a civil plaintiff because the trial court should have stricken vouching testimony sua sponte. For example, we have reversed when trial courts failed to sua sponte strike testimony delivered by: a witness who was âpresented as an expert in treating sexual abuse victims with significant experience in spotting indications of suggestion or coachingâ;
This is not such a case. McCourt was not presented as an expert in identifying untruthfulness; nor was he presented as an expert in the field of childhood sexual abuse. In our view, his identity as a law-enforcement officer, standing alone, would not necessarily have led the jury to believe that he had special insight into Jâs veracity. Moreover, as explained above, McCourtâs statements suggesting that J had not âfibbedâ were closely associated with his agreement that he had not observed inconsistencies or unspecified âproblemsâ in the childâs statements, suggesting that his opinion of the childâs veracity was based on little more than the unchanging nature of her story â a fact to which McCourt permissibly could testify. Accordingly, it is unlikely that McCourtâs âfibbingâ testimony would have carried the same weight with the jury as the expert vouching testimony at issue in the cases discussed above. In addition, McCourt stated only once, and briefly, that he had interviewed J shortly before trial so he could make sure that she was not lying, and the prosecutor promptly redirected McCourt to permissible topics. Consequently, McCourtâs vouching testimony was not the sort of emphatic or repeated comment on credibility that has sometimes prompted this court to reverse because the trial court should have stricken the testimony sua sponte. In short, any error that occurred here is not nearly as grave as the errors that prompted reversals in those other cases.
We next consider âthe nature of the case.â Ailes, 312 Or at 382 n 6. In that regard, defendant argues that Jâs credibility was âat the heart of the stateâs caseâ and âthe totality of the evidence was hardly overwhelming.â We disagree. This is not a case, like some, in which the complainantâs testimony constitutes the sole direct evidence of sexual abuse.
We also consider âwhether the policies behind the general rule requiring preservation of error have been served in the case in another way.â Ailes, 312 Or at 382 n 6. They have not. Had defendant objected to McCourtâs testimony, the trial court could have easily cured any error by striking the testimony and instructing the jury to disregard it. That consideration has not prevented us from exercising our discretion to correct plain âvouching errorâ in cases where the comment on credibility was so egregious that it was not clear that a curative instruction would have been sufficient. See State v. Higgins, 258 Or App, 177, 182, 308 P3d 352 (2013). Here, however, where McCourtâs vouching testimony was brief and was not delivered by an expert witness or other person with particular insight into the victimâs veracity, a curative instruction almost certainly would have sufficed had defendant objected to the testimony. See State v. Fulmer, 229 Or App 386, 395, 211 P3d 942 (2009), rev den, 348 Or 13 (2010) (â[I]f a trial court does erroneously allow a witness to comment on the credibility of another witness, reversal is not required if the trial court directs the jury to disregard the inappropriate testimony.â). In other words,
The judicial systemâs interest in avoiding that kind of âunnecessary repetitive legal proceeding!], as well as its interest in requiring preservation of error,â is weighty. Dept. of Human Services v. E. L. G., 270 Or App 308, 315, 347 P3d 825 (2015). That principle is illustrated by the Supreme Courtâs decision to affirm in State v. Cox, 337 Or 477, 98 P3d 1103 (2004), cert den, 546 US 830 (2005), an aggravated murder case in which the defendant was sentenced to death. In Cox, the defendant âidentifie[d] 15 instances during his trial in which witnesses testified concerning another personâs out-of-court statements.â Id. at 500. The defendant argued âthat admitting this testimony violate [d] his rights under the federal Confrontation Clause.â Id. He acknowledged that he had not objected to the evidence at trial, but argued that the Supreme Court should exercise its discretion to correct what he characterized as plain error. Id. The court declined to do so, even assuming that constitutional violations had occurred:
âEven if we assume that the error is plain, this is not an appropriate occasion to reach it. As the state notes, if defendant had raised a timely objection, the state could have found other ways to prove the facts that defendant now challenges, or it could have chosen to forgo the testimony and avoid the issue. In these circumstances, we decline to exercise our discretion to reach the unpreserved issues that defendant asks us to decide.â
Id. Here, too, the state easily could have decided not to ask McCourt any further questions about his pretrial conversation with J had defendant successfully objected to the âfibbingâ testimony at trial. We understand from Cox, as well as cases like Vanornum, Fults, and Peeples, discussed above, that the ease with which any error could have been avoided or corrected should be a significant factor in an appellate courtâs decision whether to exercise its discretion to correct a plain, but unpreserved, error.
The dissentâs contrary conclusion makes several points to which we briefly respond. First, the dissent suggests that admission of McCourtâs vouching testimony could not be characterized as âharmlessâ in the context of this case, given the lack of physical evidence of abuse and the inconsistencies in the childrenâs descriptions of events. See 275 Or App at 957-58 (Sercombe, J., dissenting). That may be. That is, any error in admitting McCourtâs testimony might not be deemed harmless if we were considering its effect in the context of a preserved evidentiary objection. But the harmless-error analysis does not govern our discretionary decision about whether to address unpreserved claims of error. Instead, we must balance the gravity of any error, in the context of the ânature of the case,â against the other factors set forth in Ailes, Vanornum, Fults, and other plain-error cases. This decision reflects our view of the appropriate weighing of those factors.
This case differs from Reynolds in two significant respects. First, the result in Reynolds was straightforward: The defendantâs conviction for third-degree assault was reversed and remanded for entry of a judgment of conviction for, instead, fourth-degree assault. 250 Or App at 527. In this case, reversal would be followed by a new trial in which, at least theoretically, the evidence presented over two days of trial â including the testimony delivered by the child witnesses â might be essentially the same as it was at the original trial held in January 2013, except that McCourt would not testify that he had spoken with J before trial to ensure that she had not lied or told a âfib.â The judicial systemâs â and the childrenâs â interest in avoiding that kind of retrial cannot be equated to the systemâs interest in avoiding a simple remand for entry of a less-serious conviction, as in Reynolds.
Second, as noted above, we emphasized in Reynolds that the evidentiary record would not have developed differently had the defendant preserved his claim of error; that is, the state apparently did not contend that it might have been able to present evidence supporting a conviction for
The dissent concludes that that presumptive difference in how the record would have developed, had defendant objected to McCourtâs testimony on âvouchingâ grounds, is so significant that defendant âwould likelyâ prevail if he pursued post-conviction relief on the theory that his trial lawyer should have made that objection. 275 Or App at 960-61 (Sercombe, J., dissenting). But the ends of justice do not require a retrial simply because some view it as âlikelyâ that defendant would prevail in a later post-conviction case. The necessarily limited scope of the record on direct appeal makes it difficult, if not impossible, for us to predict the eventual result in any such collateral proceeding. On this record, we know nothing about why defendantâs lawyer did not object to McCourtâs testimony. Nor can we adequately assess whether â perhaps for reasons that are not reflected in the trial-court record â a decision not to object could have been a choice within the wide range of options available to a reasonably competent lawyer under the circumstances then presented, or whether defendant was prejudiced by that kind of decision. If defendantâs lawyer acted reasonably by not objecting to McCourtâs testimony, or if defendant was not prejudiced by the absence of an objection, then justice would not demand a retrial based on the trial court not having stricken that testimony sua sponte.
In the end, we cannot conclude from the record on direct appeal that there is no meaningful chance either that defendantâs lawyer exercised reasonable professional skill and judgment when he did not object to McCourtâs testimony or that, given the totality of the circumstances as reflected in a yet-to-be-developed post-conviction record, defendant was not prejudiced by the absence of an objection. The purpose of post-conviction litigation is to allow development of a record that permits a factfinder to make fully informed decisions on those points. See Pereida-Alba v. Coursey, 356 Or 654, 661-62, 342 P3d 70 (2015) (describing elements of a post-conviction claim based on an inadequate-assistance
Affirmed.
Haselton, C. J., and Ortega, DeVore, and Garrett, JJ., join in this opinion.
J testified at trial that defendant licked her private parts more than once, at nighttime. She did not appear to recall that she had told Dotson that it happened only once.
Our observation that the testimony was objectionable as âvouchingâ evidence does not, of course, equate with a holding that the trial court plainly erred by not excluding that testimony sua sponte. See Corkill, 262 Or App at 551 (distinguishing between the question of âwhether the prosecutorâs cross-examination of defendant was objectionableâ and the different question of âwhether the trial court plainly erred by not interrupting the prosecutorâs cross-examination of defendant sua sponteâ).
Pergande, 270 Or App at 286.
B. A. v. Webb, 253 Or App 1, 10-17, 289 P3d 300 (2012), rev den, 353 Or 428 (2013).
State v. Lowell, 253 Or App 364, 366-67, 277 P3d 588, rev den, 352 Or 378 (2012).
But see State v. Higgins, 258 Or App 177, 178-79, 308 P3d 352 (2013), rev den, 354 Or 700 (2014) (reversing because trial court plainly erred by not excluding a lay witnessâs testimony that she âknew for sureâ that her daughter was telling the truth about an alleged rape).