Dept. of Human Services v. T. J. N.
Citation323 Or. App. 258
Date Filed2022-12-14
DocketA178300
JudgeMooney
Cited2 times
StatusPublished
Full Opinion (html_with_citations)
258
Argued and submitted September 21, appeals dismissed as moot December 14,
2022, petitions for review allowed March 30, 2023 (370 Or 827)
See later issue Oregon Reports
In the Matter of P. J. N.,
a Child.
DEPARTMENT OF HUMAN SERVICES,
Petitioner-Respondent,
and
P. J. N.,
Respondent,
v.
T. J. N.
and D. L. P., aka D. L. P.,
Appellants.
Lane County Circuit Court
21JU03559; A178300 (Control)
In the Matter of L. E. N.,
aka L. E. N., a Child.
DEPARTMENT OF HUMAN SERVICES,
Petitioner-Respondent,
and
L. E. N.,
aka L. E. N.,
Respondent,
v.
T. J. N.
and D. L. P., aka D. L. P.,
Appellants.
Lane County Circuit Court
21JU03560; A178305
In the Matter of P. R. N.,
a Child.
DEPARTMENT OF HUMAN SERVICES,
Petitioner-Respondent,
and
Cite as 323 Or App 258 (2022) 259
P. R. N.,
Respondent,
v.
T. J. N.
and D. L. P., aka D. L. P.,
Appellants.
Lane County Circuit Court
21JU03561; A178307
522 P3d 914
Mother and father appeal from post-jurisdiction juvenile dependency review
judgments that change the placement preference for their children from in-home
with mother to substitute care. Department of Human Services (DHS) disagrees
with parents on the merits of their appeals but urges the Court of Appeals to
dismiss the appeals as moot and, therefore, not reach the merits. Parents oppose
the motions, arguing that if the court erred when it changed the placement pref-
erence, that error could impact the timing of when DHS might be required to file
termination of parental rights (TPR) petitions against parents. Held: The appeal
is moot, and the Court of Appeals dismisses it. Whether dismissal will have a
practical effect on the parties requires speculation.
Appeals dismissed as moot.
Bradley A. Cascagnette, Judge.
On respondent Department of Human Servicesâs motion
to dismiss filed July 27, 2022, appellant T. J. N.âs response to
motion to dismiss filed August 10, 2022, appellant D. L. P.âs
response to motion to dismiss filed August 10, 2022, and
respondent Department of Human Servicesâs reply to
response to motion to dismiss filed August 15, 2022.
Kristen G. Wilson argued the cause and filed the briefs
for appellant T. J. N.
Elena Cristina Stross, Deputy Public Defender, argued
the cause for appellant D. L. P. Also on the briefs was
Shannon Storey, Chief Defender, Juvenile Appellate Section,
Office of Public Defense Services.
Inge D. Wells, Assistant Attorney General, argued the
cause for respondent Department of Human Services. Also
on the brief were Ellen F. Rosenblum, Attorney General, and
Benjamin Gutman, Solicitor General.
260 Dept. of Human Services v. T. J. N.
Ginger Fitch argued the cause for respondent children.
Also on the brief was Youth, Rights & Justice.
Before Shorr, Presiding Judge, and Mooney, Judge, and
PagĂĄn, Judge.
MOONEY, J.
Appeals dismissed as moot.
Cite as 323 Or App 258 (2022) 261
MOONEY, J.
Mother and father appeal from the juvenile courtâs
March 3, 2022, disposition review judgments entered in the
dependency cases concerning their three children, which
have been consolidated for purposes of appeal.1 They assign
error to the juvenile courtâs decision to change the desig-
nated âplacement preferenceâ for their children from in-home
with mother under the terms of a safety plan to foster care.
Mother and father specifically argue that the juvenile court
was without authority to âremoveâ children from motherâs
home because the evidence before the court did not demon-
strate that âremovalâ was in childrenâs best interest. The
Department of Human Services (DHS), joined by children,
disagrees with parents on the merits and requests that we
affirm. Children make additional arguments concerning the
adequacy of the record for review, and they raise an alter-
native cross-assignment concerning the courtâs compliance
with ORS 419A.253. For the reasons that follow, we do not
reach the merits of this appeal because it is moot, and we
dismiss it.
DHS filed a motion to dismiss this appeal arguing
that events that occurred in the underlying dependency
cases after entry of the March 3 review judgment ren-
dered it moot. Specifically, it notes that the juvenile court
issued a limited review judgment continuing childrenâs
placement in substitute care one month after issuing the
March 3 judgment. And two months after that, DHS filed
a new dependency petition raising new allegations under
ORS 419B.100(1). In the context of the new petition, the
juvenile court made a best interest finding and designated
substitute care as the placement preference. DHS argues
that the decision being challenged by parents on appeal has
been superseded in each childâs case by the new and subse-
quent placement orders, and that, even if we were to reverse
the March 3 review judgment, our decision would have
no practical effect on the rights of the parties. The place-
ment preference would not change; it would continue to be
1
Hereinafterâand simply for ease of referenceâwe refer to the consolidated
appeals and the pertinent judgments and orders below in the singular, although,
in each instance, separate judgments or orders were entered for each child.
262 Dept. of Human Services v. T. J. N.
substitute care unless and until the juvenile court changes
that designation.
Parents oppose dismissal of the appeal, asserting
that âresolution of this appeal [will have] practical effects on
the rights of the parties.â They argue that ORS 419B.498(1)(a)
requires DHS to file a petition to terminate their parental
rights once children have been in substitute care under the
responsibility of DHS âfor 15 months of the most recent 22
monthsâ (the 15-out-of-22-month rule), and that reversal
of the March 3 review judgment would âdirectly affect the
[15-out-of-22] calculation.â They reason that, if they prevail
on appeal and the March 3 review judgment is reversed, the
effect would be to reduce the number of months in substi-
tute care for purposes of that calculation by three. If DHS
prevails on appeal, and the review judgment is not reversed,
then the three months would be included in that calculation.
They argue that, âeither way,â a decision from this court
would affect the rights of the parties, and they request that
we deny the motion to dismiss.
The procedural history of the underlying depen-
dency cases is not in dispute. We take judicial notice of the
official case registers and the linked judgments and orders
on file in the underlying juvenile dependency cases, Case
Nos. 21JU03559, 21JU03560, and 21JU03561. Velasco v.
State of Oregon, 293 Or App 1, 3 n 3,426 P3d 114
(2018), rev den,364 Or 407
(2019) (citing State v. Bennett,249 Or App 379
, 380 n 1,277 P3d 586
(2012), rev den,353 Or 203
(2013) (judicial notice taken of the official trial court case register)); see also Dept. of Human Services v. J. G.,239 Or App 261, 263
,244 P3d 385
(2010) (same in the context of
a juvenile dependency case). The pertinent procedural facts,
chronologically, include:
⢠July 27, 2021 - DHS filed the original dependency
petition.
⢠July 28, 2021 - The court issued a âShelter Orderâ
placing children in the temporary custody of DHS
and designating the placement preference as
in-home with mother subject to the July 28 safety
plan.
Cite as 323 Or App 258 (2022) 263
⢠September 9, 2021 - The court issued a âJudgment
of Shelter Reviewâ that continued children in the
temporary custody of DHS, made a best interest
finding, and changed the placement preference to
substitute care.
⢠September 14, 2021 - Father filed a motion for an
expedited placement review hearing.
⢠September 22, 2021 - The court issued a âJudgment
of Shelter Reviewâ denying fatherâs motion âas
moot,â continuing temporary custody of children in
DHS, and designating âthe placement preference
being in home with the parents as agreed upon by
the partiesâ subject to the July 28 safety plan.
⢠September 30, 2021 - The court issued a âJudgment
of Jurisdiction and Dispositionâ that memorialized
the establishment of jurisdiction over children on
September 22 on the basis of parentsâ admissions
to allegations of inadequate supervision, made chil-
dren wards of the court, committed them to the
legal custody of DHS, and found that it was in the
best interest of children to continue in an in-home
placement with mother subject to a September 9
safety plan. The designated permanency plan was
reunification.
⢠February 14, 2022 - The court issued a âJudg-
ment of Disposition Reviewâ memorializing a post-
jurisdiction âshelter review hearingâ that took place
on February 9. It continued jurisdiction, wardship,
and custody as before, denied DHSâs request for a
change in placement preference to substitute care,
and continued the in-home placement preference
subject to a February 10 safety plan.
⢠March 3, 2022 - The court issued a âJudgment of
Disposition Reviewâ memorializing the occurrence
of a February 28 limited review hearing, continued
jurisdiction, wardship, and custody as before, made
a best interest finding, and changed the designated
placement preference to âfoster care.â
264 Dept. of Human Services v. T. J. N.
⢠April 1, 2022 - The court issued a âLimited Review
Judgmentâ continuing all orders and further gave
DHS its approval to return children to an in-home
plan with mother without an additional hearing if
DHS deemed such a move âappropriate.â
⢠April 1 and 4, 2022 - Father and mother filed âNotices
of Appealâ as to the March 3 judgment of disposi-
tion review.
⢠June 3, 2022 - DHS filed its second dependency peti-
tion adding allegations that parentsâ âdomestically
violent relationshipâ and lack of parenting skills,
along with fatherâs substance abuse, interfered with
their ability to safely parent their children.
⢠June 8, 2022 - The court issued a âShelter Orderâ
ordering temporary custody in DHS on the new
petition and designating the placement preference
as substitute care.
⢠July 8, 2022 - Father and mother filed âNotices of
Appealâ as to the June 8 shelter order.
⢠July 15, 2022 - The court issued a âJudgment of
Shelter Reviewâ continuing all orders and place-
ments as before and setting the jurisdictional trial
on the new petition for September 12, 2022.
⢠October 4, 2022 - The court issued a âJudgment of
Jurisdiction and Dispositionâ entered by agreement
of the parties. Mother and father each admitted the
allegations concerning their âdomestically violent
relationshipâ and, in addition, father admitted the
substance abuse allegation. The allegations con-
cerning lack of parenting skills were dismissed.
Jurisdiction and wardship under the second peti-
tion was established, legal custody was placed in
DHS, and the placement preference was designated
substitute care. The permanency plan was desig-
nated reunification.
⢠November 10, 2022 - The court issued a âPerma-
nency Judgmentâ memorializing an October 10 per-
manency hearing on both petitions. The designated
Cite as 323 Or App 258 (2022) 265
permanency plan remained reunification. Place-
ment continued, in the best interest of children, as
substitute care. Findings included that DHS was
working with mother on an in-home plan, that she
was making progress and that âit is possible for the
child[ren] to be safely returned to her care in a rea-
sonable time.â The court set another permanency
hearing for January 9, 2023.
To summarize, these dependency cases have been
pending since July 2021. Jurisdiction was initially estab-
lished in September 2021 when children were made wards
of the court and committed to the legal custody of DHS.
The designated permanency plan for each child has always
been reunification. The placement designation for each
child during the first seven months was, for the most part,
in-home with mother subject to various safety plans. The
court changed the placement preference to substitute care in
the March 3 disposition review judgment that is now before
us on appeal. In the months that followed, the juvenile court
repeatedly concluded that placement in substitute care was
in each childâs best interest, and it ordered substitute care
as the placement preference in five subsequent judgments
or orders. We examine the procedural history and status of
the underlying cases and the partiesâ respective positions
on the question of mootness in the overall context of ORS
chapter 419B. The Oregon Supreme Court recently provided
this general overview of the statutory framework:
âORS chapter 419B provides the juvenile court with âunique
authority over the life of a child who comes before it, begin-
ning with the authority to determine that a particular
child falls within one of the categories specified in ORS
419B.100(1)âa determination that requires the court to
make the child a ward of the court.â Dept. of Human Services
v. C. M. H., 368 Or 96, 104,486 P3d 772
(2021) (internal quotation marks omitted); see also ORS 419B.100(1)(c) (providing, in part, that âthe juvenile court has exclusive original jurisdictionâ in any case involving a child â[w]hose condition or circumstances are such as to endanger the wel- fare of the [child]â). Once a child has become a ward of the court, âa series of complex statutes and proceedings come into playâ that âseek to protect the safety and well-being of childrenâ and âthe rights of both children and parents.â 266 Dept. of Human Services v. T. J. N. Dept. of Human Services v. S. J. M.,364 Or 37, 50
,430 P3d 1021
(2018); see ORS 419B.090(2) - (4) (describing the statu-
tory and constitutional rights of parents and children).
âExcept in cases of extreme conduct under ORS
419B.502, it is the policy of the state âto offer appropriate
reunification services to parents and guardians to allow
them the opportunity to adjust their circumstances, con-
duct or conditions to make it possible for the child to safely
return home within a reasonable time.â ORS 419B.090(5).
When the juvenile court places a ward in the legal custody
of DHS, the juvenile court has authority to âspecify the par-
ticular type of care, supervision or services to be provided
by [DHS] to wards placed in [DHSâs] custody and to the
parents or guardians of the wardsâ; however, âthe actual
planning and provision of such care, supervision or ser-
vices is the responsibility of [DHS].â ORS 419B.337(2).â
Dept. of Human Services v. F. J. M., 370 Or 434, 441-42,520 P3d 854
(2022). As particularly pertinent here, the juvenile
court has the continuing obligation and authority through-
out the life of the case to protect the rights of children and
parents and to direct DHS to change a childâs care, place-
ment, and supervision from one type to another (i.e., from
in-home care to substitute care) when the current placement
preference is not in the childâs best interest. ORS 419B.349.
ORS chapter 419B provides for various types of
hearings, with varying procedural requirements, includ-
ing, for example, prejurisdictional shelter hearings, ORS
419B.183 and ORS 419B.185; jurisdictional hearings, ORS
419B.305 and ORS 419B.310; disposition hearings, ORS
419B.325; hearings to review the childâs circumstances and
to determine whether the court should continue jurisdiction
or order changes in the childâs care, placement, and super-
vision, ORS 419B.449; and permanency hearings, ORS
419B.470 and ORS 419B.476. Juvenile courts issue various
orders and judgments following such hearings, and ORS
419A.205(1) defines which of those orders or judgments
are âappealable,â expressly including, among others, final
orders resulting from ORS 419B.449 review hearings. DHS
does not challenge the appealability of the juvenile courtâs
March 3 âJudgment of Disposition Review.â And we are
satisfied that, because that review judgment changed the
Cite as 323 Or App 258 (2022) 267
designated placement preference, it is appealable as a final
order from an ORS 419B.449 review hearing.
But the appeal of an appealable order or judgment
should nevertheless be dismissed if it is moot. The party
moving for dismissalâhere, DHSâhas the burden to estab-
lish that a case is moot, which includes establishing (1) that
there is a controversy between the parties, and (2) that the
âdecision being challenged on appeal will have no further
practical effect on the rights of the parties.â Dept. of Human
Services v. A. B., 362 Or 412, 426,412 P3d 1169
(2018).
There is clearly a controversy between the par-
ties regarding the juvenile courtâs decision to change chil-
drenâs placement preference from in-home with mother to
substitute care. DHS contends that, because the court
subsequently ordered placement in substitute care, our
decisionâeven if we were to reverse the March 3 judgmentâ
would have no effect on the parties and that the appeal is
thus moot. As noted, parents respond that our decision will
determine how the period of time from March 3 (placement
changed to substitute care) until June 8 (placement again
designated as substitute care) will be counted for purposes
of the 15-out-of-22-month rule. Certainly, any time that
children spend in substitute care while they are in the cus-
tody of DHS will add time to the cumulative calculation of
the number of months that they have been in substitute care
during the immediate, past 22-month period, at any given
point in time.
We turn, then, to ORS 419B.498, which âattempts to
accommodate the rights of parents and childrenâ when chil-
dren are in substitute care âby setting a deadline for DHS
to file a petition to terminate parental rights and proceed
with adoptionâ while also providing for âan exception that
allows DHS not to file by that deadline if certain determina-
tions are made.â S. J. M., 364 Or at 51. The first subsection provides the 15-out-of-22-month rule already mentioned, which requires DHS to simultaneously file a termination of parental rights (TPR) petition and begin the process of locating, vetting, and approving potential adoptive parents. Subsection (2) provides exceptions to the filing rule and subsection (3) bars DHS from filing a TPR petition in cases 268 Dept. of Human Services v. T. J. N. where the permanency plan has not yet been changed to adoption. ORS 419B.498(1) and (2) were enacted to imple- ment the Adoption and Safe Families Act of 1997 (ASFA),42 USC §§ 671
, 675, and, like ASFA, provide a âspecific dead- line for moving to permanencyâ and an âescape clauseâ for those situations where there is a âcompelling reasonâ not to move in that direction at the 15-month point. S. J. M.,364 Or at 53
. The accommodation built into ORS 419B.498, as
a practical matter, places a measure of pressure on DHS to
move forward with adoption in cases where that is the plan
and avoids children languishing in foster care longer than
necessary while also allowing more time for continued work
toward family reunification when parents are progressing
sufficiently to make reunification possible within a reason-
able timeframe.
Mother and father argue, however, that no excep-
tions to the filing requirement of ORS 419B.498(1) would
apply here. But that is not something that is possible to know
at this point. Children have been in substitute care for less
than 10 months. A graduated return home plan was put in
place at the jurisdictional hearing in October 2022, and the
record does not reflect the current status of that. Whether
and when DHS would be obligated to file a TPR petition will
depend on a number of circumstances as they exist at the
15-month pointâif that point is reached. The most recent
jurisdictional judgment includes favorable findings about
motherâs progress and the likelihood that children could
be safely returned home to her within a reasonable period
of time. If those findings remain true at some future date
when children will have been in substitute care for 15 out of
22 months, they would suggest the existence of a compelling
reason under ORS 419B.498(2)(b) for DHS not to file a TPR
petition. Indeed, those findings would potentially bar the
filing of a TPR petition under ORS 419B.498(3) because the
permanency plan likely would not be changed to adoption
in the face of such a finding. ORS 419B.476(5)(d). While we
do not lightly dismiss parentsâ concern about the practical
effect dismissal of this appeal may have on the timing of
some future ORS 419B.498(1) filing requirement, there are
too many variables that go into whether and when a TPR
petition must be filed to conclude without some speculation
Cite as 323 Or App 258(2022) 269 what practical effects dismissal might have. See Smith v. Board of Parole,305 Or App 773, 776
,472 P3d 805
(2020), rev den,367 Or 387
(2020) (explaining that âit will be up to the appellate court to determine the existence and signifi- canceâ of the effects or collateral consequences identified by the responding party âand to decide, as a prudential matter, whether an appeal is mootâ (citing A. B.,362 Or at 426
));id.
(to prevent mootness, âa collateral consequence must have a
significant probability of actually occurring; a speculative
or merely possible effect is not enoughâ (internal quotation
marks and citation omitted)).
J. G. is instructive to our analysis. J. G. and his four
siblings were wards of the court. 239 Or App at 263. J. G. was placed in-home with his mother, but his siblings were placed in substitute care.Id.
J. G. appealed an âorder arising from [the] review hearing,â assigning error to the juvenile courtâs order designating substitute care for his siblings.Id.
We took judicial notice of the case register and noted that there was a subsequent permanency judgment.Id.
And, because the court was required to determine the need for continued care and placement at the permanency hearing and to include its findings and placement orders in the per- manency judgment, we concluded that âthe determination of which J. G. complains has been superseded by a subsequent permanency judgment,â and we dismissed the appeal.Id. at 263-65
.
This case is similar to J. G. In each of the judg-
ments or orders entered after the court issued its March 3
review judgment, the court designated substitute care as
the placement preference and made the required best inter-
est findings to support that designation. Importantly, the
June 8 order was issued after a shelter hearing on the new
petition at which the court determined placement and made
the required findings in compliance with ORS 419B.185.
The placement designation reflected in the jurisdictional
judgment of October 4, 2022, was entered by agreement
of the parties. The judgment reflects that, in addition to
jurisdiction, the court issued a disposition order pursuant
to agreement of the parties. In any event, it is clear that
the jurisdictional judgment superseded the earlier March 3
review judgment.
270 Dept. of Human Services v. T. J. N.
Parents urge us to nevertheless decide this appeal
under ORS 14.175. Even assuming that the requirements
for deciding an otherwise moot case under ORS 14.175 are
satisfied, we decline to exercise our discretion to do so given
the subsequent jurisdictional and permanency judgments,
which superseded the review judgment in question and are
themselves appealable.
Appeals dismissed as moot.