State v. Breedwell
Citation323 Or. App. 172, 522 P.3d 876
Date Filed2022-12-14
DocketA170050
JudgeShorr
Cited0 times
StatusPublished
Full Opinion (html_with_citations)
172
Argued and submitted April 16, 2021, affirmed December 14, 2022, petition for
review denied May 18, 2023 (371 Or 106)
STATE OF OREGON,
Plaintiff-Respondent,
v.
EDDIE BREEDWELL,
Defendant-Appellant.
Multnomah County Circuit Court
18CR33103; A170050
522 P3d 876
Defendant appeals from a judgment of conviction, assigning error to the trial
courtâs denial of his motion to suppress evidence discovered in his apartment
during a warranted search. The warrant specified the address of defendantâs
apartment building but not his name or apartment number, and, although a sup-
porting affidavit that accompanied the warrant at the search did include that
information, it was not physically attached to the warrant or incorporated into
the warrant by express reference. Defendant challenges the warrant as insuf-
ficiently particular under Article I, section 9, of the Oregon Constitution and
the Fourth Amendment to the United States Constitution. Held: For a defendant
to establish that an affidavit cannot be considered in construing the warrant it
supports, the defendant must show that, under the totality of the circumstances,
there was not a sufficient connection between the warrant and the affidavit for
the executing officers to have reasonably believed that the warrant and affidavit
were functionally one document, such that it was not appropriate for the officers
to rely on the contents of the affidavit in limiting their search. Applying that
standard to the facts, the Court of Appeals concluded that defendant did not meet
his burden to establish that the affidavit lacked the requisite connection to the
warrant. Considering the supporting affidavit as part of the search warrant, the
court concluded that the warrant met the particularity requirement of Article I,
section 9. Turning to defendantâs arguments under the Fourth Amendment, the
court concluded that, although the warrant was facially invalid under Fourth
Amendment law, the good faith exception to the federal exclusionary rule applied.
Thus, the trial court did not err in denying defendantâs suppression motion.
Affirmed.
Eric J. Bergstrom, Judge.
Zachard Lovett Mazer, Deputy Public Defender, argued
the cause for appellant. Also on the brief was Ernest G.
Lannet, Chief Defender, Criminal Appellate Section, Office
of Public Defense Services.
Joanna Hershey, Assistant Attorney General, argued
the cause for respondent. Also on the brief were Ellen F.
Cite as 323 Or App 172 (2022) 173
Rosenblum, Attorney General, and Benjamin Gutman,
Solicitor General.
Before Ortega, Presiding Judge, and Shorr, Judge, and
Powers, Judge.
SHORR, J.
Affirmed.
Powers, J., concurring.
174 State v. Breedwell
SHORR, J.
Defendant appeals from a judgment of conviction,
assigning error to the trial courtâs denial of his motion to
suppress evidence discovered in his apartment during a
warranted search. The warrant specified the address of
defendantâs apartment building but not his name or apart-
ment number. And, although a supporting affidavit that
accompanied the warrant at the search did include that
information, it was not physically attached to the warrant
or incorporated into the warrant by express reference.
Defendant challenged the warrant as insufficiently particu-
lar under Article I, section 9, of the Oregon Constitution and
the Fourth Amendment to the United States Constitution.
The trial court denied the motion, and defendant appeals.
For the reasons that follow, we agree with the trial
courtâs conclusions. Beginning with defendantâs Article I,
section 9, arguments, we conclude first that we may con-
strue the warrant with reference to the supporting affidavit.
Second, considering those documents together, we conclude
that the warrant was sufficiently particular in describing
the place to be searched. Finally, considering defendantâs
arguments under the Fourth Amendment, although the
warrant failed to incorporate the affidavit and was over-
broad, the good faith exception to the exclusionary rule
applies. We therefore conclude that the trial court did not
err and affirm.
FACTS
In reviewing the trial courtâs denial of defendantâs
motion to suppress, we are bound by the courtâs findings of
historical fact that are supported by constitutionally suffi-
cient evidence in the record. State v. Kauppi, 277 Or App
485, 488,371 P3d 1264
, rev den,360 Or 465
(2016). Here,
the trial court made detailed written factual findings that
were supported by constitutionally sufficient evidence in the
record. Accordingly, we draw our statement of the facts pri-
marily from those findings.
On a morning in May 2018, Portland Police Officer
Green and three other officers (Jacobson, Martley, and
Honel) went to defendantâs apartment unit in a four-story
Cite as 323 Or App 172 (2022) 175
apartment building in downtown Portland to follow up on
an anonymous tip that defendant was accepting stolen prop-
erty as payment for heroin and methamphetamine. The
tip included pictures, which purportedly showed the stolen
property in defendantâs apartment, as well as descriptions
of that property. Anticipating that he would seek a search
warrant, Green had already drafted sections of a warrant
affidavit detailing the tip and his investigation thus far.
Green also led a âmission planâ meeting with the other offi-
cers where he summarized the information in the partial
affidavit and detailed âwhy we were there in the first place
[and] what items we were looking for.â When the officers
arrived, Green confirmed that defendantâs name appeared
on a registry at the buildingâs entrance as the resident of
unit 38, the same unit specified in the tip.
Defendant answered the door and agreed to speak to
officers. Through the cracked-open door, Jacobson could see
inside the apartment and saw what he identified as a small
black scale covered in white residue. Based on his belief that
he possessed probable cause to arrest defendant for posses-
sion of methamphetamine, Green arrested defendant.
Green then left to obtain a warrant to search defen-
dantâs apartment while Jacobson and Martley remained
outside of apartment 38. At the station, Green added a sum-
mary of his contact with defendant to his partial affidavit
draft and had both his sergeant and a deputy district attor-
ney review the affidavit and warrant. Green then presented
the affidavit and warrant to a judge at the courthouse. The
judge signed and dated the affidavit, indicating that it had
been subscribed and sworn before the court. Finally, the
judge signed and dated the warrant itself. Altogether, that
process took a couple of hours.
Although Greenâs affidavit in support of the war-
rant specifically identified the residence to be searched as
333 NW 6th Avenue #38, the signed warrant authorized
âany police officer in the state of Oregonâ to search âthe
premises of 333 NW 6th Avenue, City of Portland, County
of Multnomah, State of Oregon,â mistakenly omitting defen-
dantâs specific apartment number. The warrant did not
incorporate or otherwise reference the affidavit and did not
176 State v. Breedwell
identify defendant by name. Green testified that the omis-
sion was an âoversight,â rather than a measure to secure
authorization to search the entire building, and that he was
ânot experienced in warrant writing.â
After the warrant was signed, Green put both the
warrant and affidavit into a single manila case file folder.
The affidavit was not stapled, paperclipped, or otherwise
physically appended to the warrant, but was side by side
with the warrant in the folder.1 Green returned to the sta-
tion, where defendant was by then in custody in a holding
cell, and read the contents of the warrant out loud to defen-
dant. Green did not read the affidavit to defendant, however.
Green then returned to defendantâs apartment with
the case folder to execute the warrant, where he met Jacobson
and Martley, who were still stationed outside apartment 38.
Honel returned to assist with the search, and two additional
officers arrived to help âwith cataloging the property on the
property receipts.â Green did not read the warrant or affi-
davit to the other officers or provide the documents to them
to read. Instead, when officers had questions regarding the
scope of the search, they asked Green, who relied on his own
memory in answering those questions. Green testified that
he did not reference the warrant or affidavit during the exe-
cution of the warrant but would have done so if he had âhad
any confusion.â Although Green testified that the folder
was with him during the search, he did not clarify whether
the folder was kept in a vehicle or actually brought into the
apartment unit during the search. Regardless, the trial
court found that the affidavit was âavailable to the officers
during the search.â The officers seized drugs and a number
of items that had previously been reported as stolen. The
officers searched apartment 38 only and did not search any
other apartment unit located at 333 NW 6th Avenue.
Finally, Green left a copy of the warrant, without
the affidavit, along with the warrant return and property
receipts, on a coffee table inside the apartment. The officers
then left the premises. Green did not learn that the search
1
The evidence was not clear as to whether the warrant and affidavit were
the only two documents in the folder, or whether there were other documents
associated with the investigation of defendant in the folder.
Cite as 323 Or App 172 (2022) 177
warrant had failed to include defendantâs apartment num-
ber until months later, when the prosecutor alerted him to
the issue.
Defendant was charged with various drug crimes.
Before trial, defendant moved to suppress the evidence
obtained pursuant to the search warrant, challenging the
warrant as insufficiently particular and facially invalid
under Article I, section 9, and the Fourth Amendment,
because the warrant failed to include defendantâs name or
specific apartment number. Citing State v. Mansor, 363 Or
185, 203,421 P3d 323
(2018) (Mansor II), defendant further
contended that the court could not consider the affidavit in
evaluating defendantâs warrant challenge under Article I,
section 9, because the affidavit was not incorporated by
reference into the warrant or physically attached to the
warrant. As to the Fourth Amendment, defendant simi-
larly contended that the warrant was facially invalid, that
those defects were not cured by the affidavit, and that the
good faith exception to the exclusionary rule did not apply
because the officers had not relied on the affidavit during
the warrantâs execution.
The state argued that the warrant was sufficiently
particular under Article I, section 9, for two separate rea-
sons. First, the stated argued that Mansor II supported its
argument that the affidavit cured any defects in the war-
rant when it accompanied the warrant during execution.2
Second, the state argued that the warrant was sufficiently
particular even standing alone, because the missing apart-
ment number was a âmere clerical errorâ that was not fatal
because Green was able to resolve the ambiguity by rely-
ing on reasonable efforts, including his personal knowledge
of the correct apartment. See Kauppi, 277 Or App at 490
(â[W]hen an otherwise adequately descriptive warrant con-
tains a clerical error, that error does not render the war-
rant insufficient where the executing officer is aware of that
error and uses personal knowledge to remedy the incor-
rect information in the warrant.â). Addressing defendantâs
2
The state conceded that the warrant failed to incorporate the affidavit by
reference. However, the state argued that incorporation by reference was not a
requirement if the affidavit was attached to the warrant, and it defined attach-
ment to include accompaniment.
178 State v. Breedwell
Fourth Amendment arguments, the state conceded that the
warrant was facially invalid and could not be cured by the
accompanying affidavit, but contended that the good faith
exception to the exclusionary rule applied.
At a subsequent hearing on the motion, the parties
elicited the facts summarized above. The state admitted the
warrant, the affidavit, and the warrant return into evidence
as stateâs exhibits 1A, 1B, and 1C, respectively. All three
documents bore the same stamp, indicating that they had
been filed with the court on May 29, 2018, a couple of weeks
after the search.
The trial court denied defendantâs motion. In
explaining its ruling from the bench, the court first noted
that defendant bore the burden of proof on his warrant
challenge. The court then explained that âthe bottom lineâ
was that âthe officers only intended to search [defendantâs]
apartment, * * * only search[ed defendantâs] apartment,â and
âhad all the information with them at the time and available
to them.â The court also noted that defendant was not âprej-
udiced in any wayâ by the warrant omission. Considering
the above, the court concluded that defendant had not met
his burden to show that the warranted search was unlawful
under Article I, section 9. As to defendantâs federal argu-
ments, the court concluded that the good faith exception to
the exclusionary rule applied.
Defendant entered a conditional guilty plea to
Count 2, delivery of heroin, and Count 5, delivery of meth-
amphetamine, reserving his right to appeal the denial of
his motion to suppress.3 The court entered a judgment of
conviction on those counts, and this timely appeal followed.
On appeal, defendant assigns error to the courtâs
denial of his motion to suppress. We review that ruling
for legal error. State v. Harris, 369 Or 628, 633,509 P3d 83
, cert den, ___ US ___,143 S Ct 485
,214 L Ed 2d 277
(2022). We consider defendantâs arguments under Article I, section 9, before turning to his arguments under the Fourth Amendment. See State v. Babson,355 Or 383, 432
,326 P3d 559
(2014) (noting Oregonâs âfirst things firstâ
3
The state dismissed the remaining charges.
Cite as 323 Or App 172 (2022) 179
approach to considering state law arguments before federal
ones).
Defendant reiterates his arguments made in the
trial court, contending that the warrant was facially invalid
and failed to meet the particularity requirement of Article I,
section 9, and that neither the affidavit nor Greenâs personal
knowledge of the apartment number cured that defect.
Defendant asks that we adopt the rule that an affidavit
may cure an insufficiently particular warrant only if the
affidavit is both incorporated by reference into the warrant
and physically attached to the warrant. In the alternative,
defendant argues that, âeven if Article I, section 9, does
not require both incorporation and attachment, this court
should hold that Article I, section 9, requires actual [physi-
cal] attachment at least where the warrant fails to incorpo-
rate the affidavit by reference,â because âonly then can any
Oregon officer determine the particular premises for which
a search is authorized.â (Emphasis in original.) Under the
Fourth Amendment, defendant repeats his argument that
the warrant was insufficiently particular and that the good
faith exception does not apply.
In response, the state contends that the warrant was
sufficiently particular under Article I, section 9, because with
âreasonable effort, any police officer executing the search
warrant could have located defendantâs apartment.â See State
v. Trax, 335 Or 597, 603,75 P3d 440
(2003) (âA description in a warrant of the place to be searched satisfies the particu- larity requirement if it permits the executing officer to locate with reasonable effort the premises to be searched.â (Internal quotation marks omitted.)). According to the state, any officer could locate defendantâs apartment with reasonable efforts by reviewing Greenâs affidavit, conferring with Green himself, speaking with the officers who had been standing outside defendantâs apartment, or reviewing the building registry. Alternatively, the state contends that any facial invalidity was cured by the affidavit, because under State v. Mansor,279 Or App 778
, 784 n 10,381 P3d 930
(2016), affâd,363 Or 185
,421 P3d 323
(2018) (Mansor I), the affidavit was sufficiently
attached to the warrant. As to the Fourth Amendment, the
state concedes that the warrant was defective but asserts
that the good faith exception applies.
180 State v. Breedwell
PARTICULARITY UNDER ARTICLE I, SECTION 9
We turn to our consideration of defendantâs argu-
ments under Article I, section 9. Although the parties have
framed the issues before us in slightly different ways, we
begin by considering whether the information in Greenâs
supporting affidavit may be properly considered in constru-
ing the warrant. See Mansor II, 363 Or at 203 (similarly
considering that question before turning to whether the
warrant met the particularity requirement). There is little
Oregon case law regarding what standards or rules apply
when the parties dispute whether an affidavit may be con-
sidered in construing a warrant, and we recognize that the
way in which a court answers that question can determine
whether the search executed pursuant to that warrant is
deemed constitutional. Those concerns lead us to preface
and ground the discussion that follows in the particular-
ity requirement of Article I, section 9, and the purposes it
serves.
Under Article I, section 9, âno warrant shall issue
but upon probable cause, supported by oath, or affirmation,
and particularly describing the place to be searched, and
the person or thing to be seized.â
â[T]he constitutional particularity requirement implicates
two analytically distinct, but frequently practically inter-
twined, concepts. First, the warrant, as supplemented by
any attached or incorporated supporting documents, must
so clearly describe the place to be searched and the items to
be seized and examined that officers can, with reasonable
effort, ascertain that place and those items to a reason-
able degree of certainty. Second, the warrant must, to the
extent reasonably possible, be drawn in such a way as to
preclude seizures and searches not supported by probable
cause.
âThose two conceptsâspecificity and overbreadthâ
again, have independent significance. For example, a
warrant can precisely and unambiguously identify items
to be forensically examined, satisfying the specificity con-
cern, but nevertheless be invalid as overbroad if there is no
probable cause to examine some of those items. However,
the two can, and frequently do, conflate. That is, failure to
identify with sufficient specificity the place to be searched
Cite as 323 Or App 172(2022) 181 or the items to be seized and examined can sanction inva- sions of protected privacy unsupported by probable cause.â Mansor I,279 Or App at 792-93
(internal quotation marks and citations omitted). Stated more succinctly, â[r]egarding places, the particularity requirement exists to narrow the scope of the search to those premises for which a magis- trate has found probable cause to authorize the search.â Mansor II,363 Or at 212
(internal quotation marks omit- ted); see also State v. Ingram,313 Or 139, 145
,831 P2d 674
(1992) (insufficiently particular warrants require officers
to employ discretion in deciding where to search, running
the risk that the officers âcould invade privacy interests not
intended by the magistrate to be invaded and could conduct
searches not supported by probable causeâ).
Applying those principles, a hypothetical warrant
that authorizes the search of an entire apartment building
when there is only probable cause to search a single apart-
ment unit would allow police intrusion into the remaining
apartments without probable cause. Such a warrant would
fail to meet our constitutional requirements. However, the
purposes of the particularity requirement may neverthe-
less be served if some other document, such as a supporting
search warrant affidavit, limits the officersâ search to the
specific apartment that was actually authorized by the mag-
istrateâs probable cause determination.
But a warrant affidavit can only serve that narrow-
ing function if its status is elevated above that of a typical
warrant affidavit: The circumstances must reasonably com-
municate to the executing officers that the warrant and affi-
davit are functionally one document, such that it is appro-
priate for the officers to rely on the contents of the affidavit
in limiting their search. See Mansor I, 279 Or App at 793(particularity requirement ensures that âofficers can, with reasonable effort, ascertain [the place to be searched and the items to be seized] to a reasonable degree of certaintyâ (internal quotation marks omitted)); see also Mansor II,363 Or at 203-04
(discussing best practices to âestablish a con- nection between the warrant and an affidavitâ such that âthe contents of an affidavit should be considered in a chal- lenge to a warrant[âs particularity]â). Those same principles 182 State v. Breedwell underly rules under the Fourth Amendment4 requiring incorporation by reference and attachment to ensure that a supporting affidavit is only considered in construing a war- rant if executing officers were reasonably limited by the affi- davitâs contents. See, e.g., Groh v. Ramirez,540 US 551
, 557- 58,124 S Ct 1284
,157 L Ed 2d 1068
(2004) (âmost [federal] Courts of Appeals have held that a court may construe a warrant with reference to a supporting application or affida- vit if the warrant uses appropriate words of incorporation, and if the supporting document accompanies the warrantâ); U.S. v. SDI Future Health, Inc.,568 F3d 684, 699
(9th Cir
2009) (âThe goal of the cure by affidavit rule [under Ninth
Circuit case law] is to consider those affidavits that limit the
discretion of the officers executing the warrant.â (Internal
quotation marks omitted.)).5
With that in mind, we consider the leading Oregon
case to have addressed the evidentiary standard that must
be met for a court to consider the contents of an affida-
vit in construing a warrant: Mansor II, 363 Or at 203-04. Although the Supreme Courtâs opinion in Mansor II was pri- marily focused on analyzing the particularity of a warrant to search the defendantâs computers, the court began its analysis by considering whether the information in the war- rantâs supporting affidavit could be considered in constru- ing the warrant.Id. at 203
. As relevant here, the defendant argued that the warrant was facially deficient and could not be cured by the contents of the affidavit because âthe state failed to prove that the affidavit was attached to, or other- wise incorporated in, the warrant.â6 Mansor I,279 Or App at 4
The Fourth Amendment provides, in part, that âno Warrants shall issue,
but upon probable cause, supported by Oath or affirmation, and particularly
describing the place to be searched, and the persons or things to be seized.â
5
Notably, however, Oregon has never adopted the federal test described
above for determining when a warrant can be construed with reference to the
affidavit.
6
The defendant in Mansor I argued that we should adopt the Ninth Circuit
standard requiring both incorporation and attachment. However, we concluded
that that argument was not preserved and did not address it. See 279 Or App at
788n 14 (âDefendant argues, for the first time on appeal, that, under the Ninth Circuitâs conjunctive âcure by affidavitâ formulation, see, e.g., [SDI Future Health, Inc.,568 F3d at 699-700
], the state was required to establish not only attach- ment, but also express incorporation by reference. However, defendant never invoked the Ninth Circuitâs formulation before the trial court[.]â). Cite as323 Or App 172
(2022) 183 787. The state asserted that the trial court record âevinced that the affidavit was attached to the warrant when it was executedâ and argued that the defendant bore the burden to prove otherwise. Id. at 789. The only evidence in the record relevant to the issue had been admitted by the state and left unrebutted by the defendant. First, although the warrant did not expressly mention the affidavit, it incorpo- rated âAttachment Aâ by reference, which was a document that was stapled to the affidavit. Mansor II,363 Or at 203
n 11; Mansor I,279 Or App at 782
. Second, the trial court admitted certified copies of the affidavit (with Attachment A appended), the signed search warrant, and the warrant return together as one exhibit bearing an identical time stamp.Id. at 785
.
On appeal, our court placed the relevant burden
on the defendant and concluded that the contents of the
affidavit could be considered in evaluating the defendantâs
warrant particularity challenge. Id. at 790-91. We began by acknowledging that â âthe defendant bears the burden of proving the unlawfulness of a warranted search.â âId.
at 789 (quoting State v. Walker,350 Or 540, 554
,258 P3d 1228
(2011)). Thus, in challenging the lawfulness of the warrant- based seizure and search of the defendantâs computers, the âdefendant bore the burden of establishing facts pertain- ing to his challenge to the validity of the warrant itself. Whether [the] affidavit was attached to, or otherwise suf- ficiently accompanied, the warrant when it was executed was such a fact. Accordingly, defendant bore the burden of proving that that circumstance did not exist. However, as noted, defendant adduced no proof on that matter at the suppression hearingâand, thus, failed to meet that burden.â Mansor I,279 Or App at 790
(internal quotation marks,
brackets, and citations omitted; emphasis in original).
On review, the Supreme Court agreed. Mansor II,
363 Or at 203. Although the court did not independently
analyze the issue, it appeared to adopt our view of the defen-
dantâs burden:
âThe Court of Appeals observed that, when a search is
conducted pursuant to a warrant, the defendant bears âthe
184 State v. Breedwell
burden of establishing facts pertaining to his âchallenge
[to] the validity of the warrant itself.â â Mansor [I], 279 Or
App at 790(quoting Walker,350 Or at 555
(brackets in
Mansor [I])). Here, the stateâs contention that the affidavit
was attached to and referenced in the warrant at the time
of execution was supported, as the Court of Appeals said,
by âpermissible, albeit hardly indubitable, inference.â Id.
Defendant presented no evidence to controvert that infer-
ence. Id. On that record, the Court of Appeals concluded
that defendant fell short of his burden of production and
therefore considered the affidavit to be part of the warrant
for purposes of its review.
âWe agree with the Court of Appeals that defendant
failed in the trial court to establish the factual basis for his
argument on appeal; for purposes of this case, we consider
the text of the affidavit to be part of the warrant.â
Mansor II, 363 Or at 203. In other words, the court appeared
to agree with our conclusion that it was the defendantâs
burden to prove that the affidavit and warrant lacked a req-
uisite level of connection at the time the warrant was exe-
cuted.7 Finally, the court closed with a warning:
â[R]ather than relying on indirect inferences to establish a
connection between the warrant and an affidavit, the bet-
ter practice is for the warrant to include specific text from
the affidavit or to incorporate the affidavit by express ref-
erence in the warrant. Merely attaching the affidavit or an
exhibit with an attached affidavit to the warrant, without
some textual reference, creates the ambiguous situation
apparently present here.â
Mansor II, 363 Or at 204.
We glean two main takeaways from Mansor I and II
that inform our consideration of whether we may consider an
affidavit in construing a warrant under Article I, section 9:
First, defendant carries the burden of proof to establish that
the affidavit should not be considered in evaluating the war-
rantâs particularity. The fact that the defendant bore that
7
We acknowledge that Mansor II was not entirely clear in its discus-
sion of the burdens applicable to this particular warrant challenge argument.
Nevertheless, we conclude that the most sensible reading of Mansor II is that it
adopted Mansor Iâs articulation of the defendantâs burden. At the very least, the
court in Mansor II did not overrule our decision in Mansor I or explicitly reject our
analysis of the relevant issue.
Cite as 323 Or App 172(2022) 185 burden was central to the courtâs conclusion in Mansor II that the affidavit could be considered in construing the war- rant. Second, whether the circumstances establish a suffi- cient connection between a warrant and supporting affidavit such that the affidavit can be considered in construing the warrant is viewed from the perspective of the circumstances at the time of the search. See Mansor I,279 Or App at 790
(discussing the defendantâs failure to establish that the affi-
davit lacked a sufficient connection to the warrant âwhen it
was executedâ). Mansor I and II therefore frame our inquiry
here: Did the defendant meet his burden to prove that the
affidavit was not sufficiently connected to the warrant at
the time the warrant was executed?
However, because the defendant in Mansor I and II
failed to present any evidence to support his warrant chal-
lenge argument, the relevant analysis largely stopped there.
Neither our court nor the Supreme Court defined incorpora-
tion by reference or attachment under Oregon law. Neither
opinion explained what sort of analysis a court should
engage in if a defendant puts on evidence that an affidavit
was not sufficiently connected to the warrant to be consid-
ered in construing the warrant, or what role incorporation
by reference and attachment should play in that analysis.
Perhaps most importantly, neither opinion explained what
evidence a defendant must present to prove that an affidavit
and warrant lacked the requisite connection.8 The only guid-
ance the Supreme Court provided on those questions was
(1) its express approval of our courtâs comment that the stateâs
evidence presented a âpermissible, albeit hardly indubitable,
inferenceâ that the affidavit âwas attached to and referenced
in the warrant at the time of execution,â and (2) its recom-
mendation that â[t]he better practice is for the warrant to
8
We note also that Mansor II did not describe the question of whether an affi-
davit may be considered in construing a warrant using âcuringâ language, unlike
many federal cases considering the same issue under the Fourth Amendment.
See, e.g., SDI Future Health, Inc., 568 F3d at 699(addressing whether court could âevaluate the affidavit and the warrant as a whole, allowing the affidavit to cure any deficiencies in the naked warrantâ (internal quotation marks omitted)). However, we understand the analysis under Article I, section 9, in essentially the same way: A search conducted pursuant to an invalid warrant may nevertheless be constitutional if a supporting affidavit is able to âcureâ the warrantâs defects and ensure that the search is limited to those premises for which the magistrate found probable cause to authorize a search. 186 State v. Breedwell include specific text from the affidavit or to incorporate the affidavit by express reference in the warrant,â because â[m]erely attaching the affidavit or an exhibit with an attached affidavit to the warrant, without some textual ref- erence, creates the ambiguous situation apparently present here.â Mansor II,363 Or at 203-04
. Mansor I and II, there- fore, did not declare any bright-line rule for determining whether an affidavit may be considered in construing a warrant, in contrast with federal cases requiring evidence of both accompaniment and express incorporation. See SDI Future Health, Inc.,568 F3d at 699
(âWe consider an affida- vit to be part of a warrant, and therefore potentially cura- tive of any defects, only if (1) the warrant expressly incorpo- rated the affidavit by reference and (2) the affidavit either is attached physically to the warrant or at least accompanies the warrant while agents execute the search.â (Internal quo- tation marks omitted.)). Rather, contrary to the stateâs argu- ment that an affidavit need only be âpresent and available for immediate reference when the warrant is executed,â cit- ing Mansor I,279 Or App at 784
n 10, we understand from
Mansor I and II that the assessment is a practical one based
on the totality of the circumstances.
Thus, we are tasked with determining, as a mat-
ter of first impression, what evidence a defendant must put
forward to prove that an affidavit was not sufficiently con-
nected to the warrant it supports to permit a court to refer
to the affidavit in construing the warrant. In so doing, we
rely on Mansor II and the body of Oregon law discussing the
purposes animating the particularity requirement gener-
ally. As we explained earlier, the particularity requirement
aims to ensure that executing officers search only those
areas for which the issuing magistrate found probable cause
to search. See Mansor II, 363 Or at 212(âthe particularity requirement exists to narrow the scope of the search to those premises for which a magistrate has found probable cause to authorize the searchâ (internal quotation marks omitted)). When the face of a warrant fails to be sufficiently particular to provide executing officers with appropriate limitations, it is possible that a supporting affidavit may provide those limitations and cure the defect. But the affidavit must be so connected to the warrant that the two are functionally one Cite as323 Or App 172
(2022) 187 document when the warrant is executed to actually provide those limitations. Otherwise, an officer may be left free to use discretion during the search, something which is directly at odds with the limits Article I, section 9, was intended to enforce. See Ingram,313 Or at 145
(insufficiently particular
warrants require officers to employ discretion in deciding
where to search, creating the risk that the officers âcould
invade privacy interests not intended by the magistrate to
be invaded and could conduct searches not supported by
probable causeâ).
Defendant contends that an affidavit and warrant
must be so combined that any officer holding legal author-
ity to execute the warrant would be limited by the contents
of the affidavit. In other words, defendant contends that
a warrant addressed to âany police officer in the state of
Oregonâ cannot be cured by an affidavit unless any officer
in the state would know to be limited by that document.
However, that argument frames the inquiry so widely that it
loses sight of the purposes of the particularity requirement.
The particularity requirement is concerned with ensuring
that the scope of a search is appropriately limited to the
premises for which the issuing magistrate found probable
cause to authorize the search. As relevant here, the inquiry
is focused on whether the warrant reasonably communi-
cated the boundaries of the magistrateâs probable cause
determination to the executing officers. It looks to what the
circumstances reasonably communicated to the actual exe-
cuting officers and is not focused on hypothetical executing
officers who were not in fact involved in the actual search.
See Mansor II, 363 Or at 203(âthe stateâs contention that the affidavit was attached to and referenced in the warrant at the time of execution was supportedâ); Wayne R. LaFave, 2 Search and Seizure § 4.5(a), 700 (6th ed 2020) (it is appro- priate to consider the affidavit in construing the warrant if âit is clear that the executing officers were in a position to be aided by these documentsâ). Although the standard is an objective one, it is nevertheless planted in the circumstances as they actually occurred, like our constitutional particular- ity standard generally. See Trax,335 Or at 603
(âa descrip- tion in a warrant is constitutionally sufficient if it permits the executing officer to locate, with âreasonable effort,â the 188 State v. Breedwell premises intended to be searchedâ); Kauppi,277 Or App at 490
(âan executing officer permissibly may draw upon that
officerâs personal knowledge, as well as information obtained
through additional, âminimalâ reasonable efforts, regarding
the proper location of the searchâ).9
Thus, we conclude that, for a defendant to estab-
lish that an affidavit cannot be considered in construing the
warrant it supports, the defendant must show that, under
the totality of the circumstances, there was not a sufficient
connection between the warrant and the affidavit for the
executing officers to have reasonably believed that the war-
rant and affidavit were functionally one document, such that
it was not appropriate for the officers to rely on the contents
of the affidavit in limiting their search. Evidence establish-
ing that the affidavit and warrant were physically attached
or that the warrant expressly incorporated the affidavit are
both relevant. Indeed, as Mansor II instructs, those facts con-
stitute the best evidence that a warrant and affidavit were
functionally one document. See 363 Or at 204 (â[T]he better
practice is for the warrant to include specific text from the
affidavit or to incorporate the affidavit by express reference
in the warrant. Merely attaching the affidavit or an exhibit
with an attached affidavit to the warrant, without some tex-
tual reference, creates the ambiguous situation apparently
present here.â). Nonetheless, neither type of evidence is dis-
positive, nor are both required to defend against a defen-
dantâs challenge. Rather, the test under Article I, section 9,
is a practical one, and courts should consider the totality of
the circumstances that bear on whether the executing offi-
cers reasonably understood that the warrant and affidavit
9
Additionally, we note that much of defendantâs argument that we must view
the inquiry from the perspective of âany officerâ is supported by citation to State
v. Bush, 174 Or App 280, 289,25 P3d 368
(2001), rev den,334 Or 491
(2002) (describing the particularity inquiry as âwhether any police officer executing the search warrant could ascertain with reasonable effort the identity of the place to be searchedâ (quotation marks and emphasis omitted)), and State v. Davis,106 Or App 546, 552
,809 P2d 125
(1991) (stating that an âofficerâs independent knowledge cannot cure an erroneous descriptionâ in a warrant). However, those cases do not appear to reflect current law after the issuance of Trax and Kauppi. See Kauppi,277 Or App at 490
(explaining Trax and stating that a clerical error âdoes not render the warrant insufficient where the executing officer is aware of that error and uses personal knowledge to remedy the incorrect information in the warrantâ). Cite as323 Or App 172
(2022) 189 were functionally one document. Relevant facts may relate to the warrantâs issuance, such as evidence that the warrant expressly incorporated the affidavit when issued, or that the executing officer was also the affiant and witnessed the magistrate sign and date both documents. Relevant facts may also relate to the warrantâs execution, such as evidence that the executing officers did not have the affidavit with them during execution. And, as Mansor II illustrates, there may be factual scenarios where there is only a âpermissible, albeit hardly indubitable, inferenceâ that the affidavit was reasonably considered part of the warrant at execution, cre- ating an âambiguous situation.â363 Or at 203-04
. Presented
with those facts and no contravening evidence from a defen-
dant, however, the only appropriate conclusion is that the
defendant failed to meet his burden to prove that the affida-
vit was not part of the warrant.10
We acknowledge that this standard is not the stan-
dard proposed by either party, both of whom proposed rules
to establish that an affidavit is part of a warrant by a set
formula of attachment, incorporation by reference, or both.
However, those proposed rules require a rigidity that we
conclude is not required by our constitutional standards.
See Mansor II, 363 Or at 204 (considering contents of affi-
davit in construing warrant even though warrant did not
mention affidavit and it was âambiguousâ whether affidavit
and warrant were attached at time of execution). The rele-
vant inquiry does not reduce solely to whether an affidavit
and warrant are cross-referenced, stapled, paperclipped, or
stored within a single folder. A variety of factual scenarios
may support a defendantâs arguments that it was not objec-
tively reasonable for the officers who executed the search
to understand the supporting affidavit as functionally part
of the warrant and a limit on their search authorization.
For instance, a circumstance where the affidavit was not
present at execution would be strong support for such an
10
The defendantâs burden of proof when challenging a warrant is âto estab-
lish by a preponderance of the evidence that the warrant is defective.â State v.
Cannon, 299 Or App 616, 625,450 P3d 567
(2019). Because Mansor II extended
the defendantâs burden of proof on his warrant challenge to his subsidiary argu-
ment that the affidavit could not be considered in construing the warrant, the
same preponderance standard applies to that issue as well.
190 State v. Breedwell
argument. But we do not attempt to quantify or prescribe
all the ways in which a court may reasonably reach that
conclusion.
Finally, we apply that standard to the facts of this
case and conclude that defendant did not meet his burden
to establish that the affidavit lacked the requisite connec-
tion to the warrant. Here, the relevant evidence elicited at
the suppression hearing was limited to the following: The
warrant did not expressly incorporate the affidavit by refer-
ence or otherwise refer to the affidavit, and the affidavit and
warrant were not physically attached by paperclip, staple,
or other means. However, after the judge signed the war-
rant and affidavit in Greenâs presence, Green placed both
documents side by side in a single manilla case file folder
and brought the folder with him to execute the warrant.
Both documents bore the judgeâs signature and the date of
May 17, 2018. The officers did not rely on either document
during the searchâinstead, Green relied on his memory,
and the other officers relied on Green when questions arose.
However, Green testified that he would have looked to the
warrant and affidavit had any confusion arose regarding
the scope of the search as authorized. The warrant, affida-
vit, and warrant return were subsequently filed with the
court on May 29.
Considering those facts, defendant did not meet his
burden to establish that the affidavit and warrant lacked
the requisite connection for Green and the other execut-
ing officers to have reasonably viewed them as functionally
one document that imposed limitations on their search.
Defendant elicited some evidence in support of his chal-
lenge, unlike in the defendant in Mansor I and II. Notably,
the warrant did not expressly incorporate the affidavit by
reference, nor were the documents physically attached.
However, that evidence does not establish that the affi-
davit and warrant lacked the requisite connection for the
executing officers to have reasonably understood that the
warrant and affidavit were functionally one document such
that they could refer to the affidavit in executing the war-
rant. Green testified that he personally delivered his affi-
davit and the warrant to the judge, who then signed the
Cite as 323 Or App 172 (2022) 191
warrant and affidavit before Green placed both documents
side-by-side in a manila folder and brought the folder with
him to execute the warrant. That evidence established that,
as the affiant officer, Green had personal knowledge that
the judgeâs probable cause determination was based on both
the warrant and affidavit, and that the warrant and affida-
vit in the manila folder were the documents that the judge
signed. Considering those facts, the omission of an express
reference in the warrant incorporating the affidavit or any
staple or paperclip physically attaching the documents are
insufficient to establish that it would not have been reason-
able for Green to have understood the affidavit and war-
rant to be functionally one document that together limited
the scope of the search. Even considering that other officers
assisted in the warrant execution and that none of the exe-
cuting officers looked at the affidavit during that time, the
evidence was still insufficient to meet defendantâs burden
on this record when considering the following facts: (1) the
remaining executing officers who actually participated in
the search of defendantâs apartment (rather than those who
assisted by simply cataloguing items) had accompanied
Green to defendantâs apartment during the initial investi-
gation and had been briefed on Greenâs investigation; (2) two
of those officers remained outside of defendantâs apartment
while Green sought the warrant; (3) all of the executing offi-
cers understood that Green was the affiant officer who had
obtained the warrant; (4) Green was on the scene during
the execution; (5) Green brought the affidavit and warrant
with him during the search; and (6) the executing officers
relied on Green to answer questions about the scope of the
search. In total, evidence that the warrant omitted any
express reference to the affidavit, that the documents were
not physically attached, and that the executing officers did
not themselves refer to the affidavit throughout the search,
under the totality of the circumstances, is insufficient to
meet defendantâs burden. At most those facts raise ambigu-
ity as to whether the executing officers reasonably under-
stood the affidavit to be part of the warrant. They do not
prove the reverseâthat the executing officers could not have
reasonably understood that the affidavit and warrant were
functionally one documentâespecially in light of evidence
192 State v. Breedwell
that the affidavit was side-by-side with the warrant in a
manilla case folder, present at execution, and available for
reference.
With that preliminary issue resolved, we turn to
whether the search warrant (including the affidavit) met the
particularity requirement of Article I, section 9, and read-
ily conclude that it did. In determining whether a warrant
describes the place to be searched with sufficient particu-
larity, we consider whether the description âpermits the exe-
cuting officer to locate, with reasonable effort, the premises
intended to be searched.â Trax, 335 Or at 603 (internal quo-
tation marks omitted). Here, the warrant to search defen-
dantâs apartment specified the street address of defendantâs
apartment building, and the affidavit named defendant
as the targeted individual and specified the unit where he
resided. Together, those documents specified the place to be
searched with constitutionally sufficient particularity.
PARTICULARITY UNDER THE FOURTH
AMENDMENT AND THE GOOD FAITH EXCEPTION
TO THE FEDERAL EXCLUSIONARY RULE
We turn to defendantâs arguments under the Fourth
Amendment. In the trial court and before us on appeal, the
state does not contest that the warrant violated the Fourth
Amendment particularity requirement and was not cured
by the supporting affidavit. See generally Groh, 540 US at
557-58(âmost Courts of Appeals have held that a court may construe a warrant with reference to a supporting applica- tion or affidavit if the warrant uses appropriate words of incorporation, and if the supporting document accompanies the warrantâ). Instead, the only issue before us is whether the good faith reliance exception to the federal exclusionary rule should apply. The trial court ruled that the good faith exception did apply, stating that the officers ânever did anything other than intending to be at his apart- ment. And, there are kind of unique circumstances where they meet, they talk [about the investigation thus far.] * * * They went there. They did a knock and talk. * * * [T]he affi- davit was mostly filled out but for * * * what happened at the knock and talk. They went straight back to the apart- ment. So, I thinkâthereâs not a part where the State acts Cite as323 Or App 172
(2022) 193
in bad faith where the police are doing something wrong
or trying to take an advantage. So, * * * I think they act in
good faith all along but for lack of attention to detail, which
everyone up the chain missed.â
In written findings, the court also found that the officers
were not âinterested in searchingâ any other apartment in
the building, that the affidavit and warrant âwere available
to the officers during the search,â that the officers âsearched
apartment #38 and no otherâ apartment unit, and that
âGreen testified that they did not reference the warrant or
affidavit during the execution of the warrant but had there
been confusion they would have referred to the affidavit.â
We summarize the controlling law on that issue.
Evidence obtained in violation of the Fourth Amendment is
usually subject to the judicially developed exclusionary rule.
Illinois v. Krull, 480 US 340, 347,107 S Ct 1160
,94 L Ed 2d 364
(1987). However, the United States Supreme Court has long stated that the exclusionary rule is âdesigned to safeguard Fourth Amendment rights generally through its deterrent effect,â restricting its application âto those areas where its remedial objectives are thought most effi- caciously served.â United States v. Peltier,422 US 531
, 538- 39,95 S Ct 2313
,45 L Ed 2d 374
(1975). Specifically, the rule should âdeter police misconduct rather than * * * pun- ish the errors of judges and magistrates.â United States v. Leon,468 US 897, 916
,104 S Ct 3405
,82 L Ed 2d 677
(1984). â[E]vidence should be suppressed only if it can be said that the law enforcement officer had knowledge, or may properly be charged with knowledge, that the search was unconsti- tutional under the Fourth Amendment.â Krull,480 US at 348-49
(internal quotation marks omitted).
The Supreme Court established the âgood faith
exceptionâ to the exclusionary rule in Leon. 468 US at 922- 23. There, the court explained that the exclusionary rule should not apply to evidence obtained through an invalid search warrant if the warrant was issued by a neutral mag- istrate and the officer reasonably relied on it.Id.
The court
explained:
âSearches pursuant to a warrant will rarely require any
deep inquiry into reasonableness, for a warrant issued
194 State v. Breedwell
by a magistrate normally suffices to establish that a law
enforcement officer has acted in good faith in conducting
the search. Nevertheless, the officerâs reliance on the mag-
istrateâs probable-cause determination and on the techni-
cal sufficiency of the warrant he issues must be objectively
reasonable, and it is clear that in some circumstances the
officer will have no reasonable grounds for believing that
the warrant was properly issued.â
Id.(brackets, internal quotation marks, and citations omit- ted). For example, âdepending on the circumstances of the particular case, a warrant may be so facially deficientâi.e., in failing to particularize the place to be searched or the things to be seizedâthat the executing officers cannot rea- sonably presume it to be valid.âId. at 923
. In short, the good- faith inquiry is âwhether a reasonably well[-]trained officer would have known that the search was illegal in light of all of the circumstances.â Herring v. United States,555 US 135, 145
,129 S Ct 695
,172 L Ed 2d 496
(2009) (internal quota-
tion marks omitted).
The court has applied Leon a number of times, but
one of those cases is particularly relevant here. In Herring, an
officer arrested the defendant in reliance on a police record
indicating that there was an outstanding warrant for the
defendantâs arrest. 555 US at 137. However, that record was later determined to be erroneous due to a police employee error.Id. at 137-38
. The court concluded that the good faith exception applied because the error was the result of ânonre- curring and attenuated negligenceâ that did not require the deterrence of exclusion.Id. at 144
.
âTo trigger the exclusionary rule, police conduct must be
sufficiently deliberate that exclusion can meaningfully
deter it, and sufficiently culpable that such deterrence is
worth the price paid by the justice system. As laid out in
our cases, the exclusionary rule serves to deter deliberate,
reckless, or grossly negligent conduct, or in some circum-
stances recurring or systemic negligence. The error in this
case does not rise to that level.â
Id.
Applying those principles, we readily conclude that
the good faith exception applies here. The warrant errors
Cite as 323 Or App 172(2022) 195 that occurred here were the result of isolated negligence. See Herring,555 US at 137
. The evidence supports that Green was inexperienced in writing warrants, that neither Green nor any of the other executing officers were aware of the omission at the time of the search, and that Green did not omit the apartment number intentionally in an effort to search other apartments in defendantâs building. There is no evidence that any of the officers executing the warrant acted in a dishonest or reckless manner or sought to take advantage of the error to expand the scope of the search. See Krull,480 US at 348-49
(â[E]vidence should be suppressed only if it can be said that the law enforcement officer had knowledge, or may properly be charged with knowledge, that the search was unconstitutional under the Fourth Amendment.â (Internal quotation marks omit- ted.)). Additionally, the warrant error in this case was one that Green, his sergeant, a deputy district attorney, and the issuing judge all missedâthus, we cannot say that the defect was so grossly negligent that âa reasonably well[-] trained officer would have known that the search was ille- gal in light of all of the circumstances.â Herring,555 US at 145
(internal quotation marks omitted). For all those reasons, the remedial objectives and deterrence effect of the federal exclusionary rule would not be served by the exclusion of this particular evidence. See Peltier,422 US at 538-39
.
Notably, the parties do not rely on the above United
States Supreme Court cases setting forth the general rule,
instead pointing us to SDI Future Health, Inc., 568 F3d at
684, and U.S. v. Luk, 859 F2d 667 (9th Cir 1988). â[W]e are not bound by decisions of the Ninth Circuitâor any other federal circuitâeven on questions of federal law.â State v. Ward,367 Or 188, 197
,475 P3d 420
(2020); see also Van De Hey v. U.S. National Bank,313 Or 86
, 95 n 9,829 P2d 695
(1992) (âonly decisions of the Supreme Court of the United States are binding on this court in the interpretation of federal lawâ). However, we âoften give particular weight to [Ninth Circuit] decisions because Oregon lies in that cir- cuit.â Miller v. Pacific Trawlers, Inc.,204 Or App 585
, 612 n 23,131 P3d 821
(2006). Thus, we consider those cases for
their persuasive value.
196 State v. Breedwell
Doing so, we conclude that Luk is nearly indistin-
guishable from the instant case, and, like the controlling
Supreme Court law, supports the conclusion that the officers
here reasonably relied on their belief that the warrant was
valid, and that Greenâs mistake in failing to either include
defendantâs apartment number in the warrant or incorpo-
rate the affidavit into the warrant by reference is not the
type of police misconduct to which the federal exclusionary
rule applies.
In Luk, the search warrant at issue lacked suffi-
cient particularity. 859 F2d at 676. Although the warrant
could have theoretically been cured by a supporting affi-
davit that contained the missing information, the affidavit
was not expressly incorporated into the warrant by refer-
ence and therefore did not satisfy the federal test requiring
express incorporation by reference for an affidavit to cure a
deficient warrant. Id. at 676-77. Thus, the court turned to
whether the evidence discovered as a result of the deficient
warrant was subject to suppression. Id. The Ninth Circuit
concluded that âthe executing officersâ reliance upon the affi-
davit [could serve] as evidence of their reasonable reliance
on the validity of the warrant or their good faith.â Id.
The court turned to the facts, noting that the affi-
davit âprovided the particularity that the warrant lacked,â
and that the agents had relied on the affidavit in limiting
their search to items for which there existed probable cause
to seize. Id. at 677.
âAgent Bammer, who was specifically authorized to exe-
cute the warrant, read Agent Koplikâs affidavit prior to the
search; at the briefing immediately prior to the warrantâs
execution, Koplik apprised Bammer and the two other
agents who assisted in the search of the particular items
to seize; Koplik was present at the premises and advised
the agents concerning what items were properly within the
scope of the search; and the agents specifically relied on
the affidavit in determining at the scene what items were
properly within the scope of the search.â
Id. In other words, the evidence showed that the agents
limited their search to only those items described in the
affidavitâfor which there was probable cause to seizeârather
Cite as 323 Or App 172 (2022) 197
than seizing âevidence to the full extent of [their] overbroad
warrant.â Id. at 677-78. The court noted that it was âunclear
from the record whether the affidavit was actually in hand
during the search,â but concluded that even âthe absence
of the affidavit at the scene [did not preclude] a finding of
good faith.â Id. at 677 n 10. In light of those facts, the court
concluded that the warrant there, considered âin conjunc-
tion with the affidavit,â was not âso facially overbroad as
to preclude reasonable reliance by the executing officers.â
Id. at 678.
We consider the Ninth Circuitâs analysis in Luk to
be persuasive, supporting our conclusion that Green and the
other officers reasonably relied on the unincorporated affi-
davit to limit their search to those areas for which there
existed probable cause to search. Here, Green had already
drafted much of the warrant affidavit before visiting defen-
dantâs apartment, and he used that partial affidavit to brief
Jacobson, Martley, and Honel before they approached defen-
dantâs door. After defendantâs arrest, Green added to the
partial affidavit to detail the morningâs visit and arrest of
defendant and obtained a search warrant. Later that same
day, when the officers executed the warrant, the affidavit
was available for use as a reference and the officers in fact
limited their search to only the specific apartment unit
described in the affidavit. Although other officers attended
the warrant execution to catalogue the seized property on
property receipts, the actual search team was limited to
officers who had been briefed on the partial affidavit that
morning and who understood the bounds of their search to
pertain to only defendantâs apartment. As in Luk, the offi-
cers here reasonably relied on the information in the affida-
vit to limit their search to the area for which the magistrate
had found probable cause to search. Defendant places sig-
nificant weight on Greenâs testimonyâand the courtâs later
findingâthat none of the officers actually referenced the
affidavit during the search. However, we have not discov-
ered any controlling law that would render the good faith
exception inapplicable merely because executing officers,
who were aware of the contents of an affidavit and relied
on that information to limit their search, did not need to
refer back to the document while executing the warrant. See
198 State v. Breedwell
Luk, 859 F2d at 677 n 10 (although it was âunclear from the
record whether the affidavit was actually in hand during
the search,â even âthe absence of the affidavit at the scene
[does not preclude] a finding of good faithâ). In short, we con-
clude that Green and the other officers reasonably relied on
the contents of Greenâs affidavit during their search.
Although defendant argues that SDI Future Health,
Inc. is sufficiently similar and should control, we disagree.
There, the Ninth Circuit applied Luk and concluded that
the good faith exception did not apply. 568 F3d at 706. The court first concluded that the supporting affidavit was part of the warrant, but that the warrant was still overbroad in some respects.Id. at 701, 704-05
. Specifically, the warrant authorized the search and seizure of categories of items such as ânon-privileged internal memoranda and E-mailâ; â[d]ocuments relating to bank accounts, brokerage accounts, trustsâ; and â[r]olodexes, address books and calendars.âId. at 704
. Those categories were so broad, even when read in light of the limitations provided by the incorporated affi- davit, that they bore no relation to the magistrateâs determi- nation that probable cause existed to search specifically for evidence relating to SDIâs involvement in fraudulent sleep studies.Id. at 704-05
.
The court then turned to the good faith exception
and whether the search was conducted in good faith reli-
ance upon an objectively reasonable search warrant, citing
Luk for the rule that âwhere a warrant is defective with-
out incorporating a supporting affidavit, the good faith
exception may still applyâ if the government is able to show
âthat the officers who executed the search actually relied
on the affidavitâ to limit their search. Id. at 706. Although the record showed that the affiant officer âhad her search team read her affidavit, briefed the team on its contents and what items they were to search for, and was present during the search,â those facts were insufficient to show that the searching officers âactually reliedâ on the affidavit to limit the warrantâs overbreadth, particularly given the magistrate judgeâs finding that there was â[n]o evidence * * * that the agents in fact relied on the affidavit to restrict their search.âId.
(brackets and omissions in original). Cite as323 Or App 172
(2022) 199
We do not find SDI Future Health, Inc. sufficiently
similar such that we would rely on it as persuasive. In SDI
Future Health, Inc., the warrant was fatally overbroad even
when construed in conjunction with the affidavit. In other
words, the executing officers could not, and did not, reason-
ably rely on the affidavit to limit the warrantâs overbreadth.
Here, in contrast, the warrant would have been sufficiently
particular under the Fourth Amendment if construed in con-
junction the warrant, and the officers did limit their search
in accordance with the magistrateâs probable cause determi-
nation by relying on the contents of the affidavit. Again, the
fact that the officers did not actually reference the affidavit
document during the search is not dispositive; the issue is
whether the officersâ reliance on the validity of the warrant,
though mistaken, was objectively reasonable. See Luk, 859
F2d at 677 n 10 (even âthe absence of the affidavit at the
scene [does not preclude] a finding of good faithâ). For those
reasons, we do not find SDI Future Health, Inc. persuasive.
In conclusion, considering the supporting affidavit
in this case as part of the search warrant for defendantâs
apartment, the warrant met the particularity requirement
of Article I, section 9. Additionally, although the warrant
was facially invalid under Fourth Amendment law, the good
faith exception to the federal exclusionary rule applies. The
trial court did not err in denying defendantâs motion to sup-
press the evidence discovered in his apartment pursuant to
the warrant. Accordingly, we affirm.
Affirmed.
POWERS, J., concurring.
I fully concur with the majority opinion and, in par-
ticular, its adherence to our conclusion in State v. Mansor,
279 Or App 778,381 P3d 930
(2016) (Mansor I), affâd,363 Or 185
,421 P3d 323
(2018), that places the burden on the
defendant to establish facts pertaining to the validity of the
warrant itself when a defendant challenges the lawfulness
of the warrant-based seizure. See 323 Or App at 183-85. If,
however, we were writing on a clean slateâand if the par-
ties properly engaged in the issue before the trial court and
before usâit is unclear to me why the state would not have
200 State v. Breedwell
the burden in this situation akin to a challenge to the exis-
tence of an arrest warrant.
As an initial matter, our prior decision in Mansor I
speaks directly to that issue and fidelity to stare decisis
means that we start from the assumption that our prior
cases were decided correctly. See, e.g., State v. Civil, 283 Or
App 395, 415,388 P3d 1185
(2017) (quoting Farmers Ins. Co. of Oregon v. Mowry,350 Or 686, 698
,261 P3d 1
(2011)). Even more important, however, is that defendant did not preserve a challenge to the burden issue and also did not ask us in his opening brief to revisit the conclusion in Mansor I about who has the burden, which generally should be fatal in all respects except, perhaps, in the most extraordinary circum- stances. See John Hyland Const., Inc. v. Williamsen & Bleid, Inc.,287 Or App 466, 472-73
,402 P3d 719
(2017) (explaining
that the preservation requirement âis a fundamental princi-
ple of appellate jurisprudence, serving the important policy
goals of fairness to the parties and the efficient administra-
tion of justice. * * * [T]he reason for the rule is not merely
to promote form over substance but to promote an efficient
administration of justice and the saving of judicial time.â
(Internal quotation marks and citation omitted.)).
In future cases, however, it may be worth exam-
ining why the state does not have the burden in this type
of situation, just as it does for certain challenges to arrest
warrants. For example, we recently concluded in State v.
Perrodin, 315 Or App 252, 261-63,500 P3d 704
(2021), that
the state has the burden of production when, following evi-
dence discovered after a warrant-based arrest, a defendant
moves to suppress on the grounds that the warrant was
invalid because it was not supported by an oath or affir-
mation. That is, when the existence of a valid warrant is at
issue, the state has the responsibility for the initial show-
ing to produce a valid warrant, complete with an oath or
affirmation.
Here, defendant is in a similar position challenging
the existence of a valid search warrant, which in this case
is dependent on an affidavit being incorporated to meet the
particularity requirement. Mansor I places the burden on
the defendant to prove that an affidavit was not attached or
Cite as 323 Or App 172(2022) 201 not otherwise sufficiently accompanied when the warrant was executed.279 Or App at 790
. Where, like this case,
defendant was not even present when the warrant was exe-
cuted, it is difficult to understand why the defendant is sad-
dled with that initial burden of production at a suppression
hearing.
In my view, we are bound by Mansor I and that ends
the matter, which is why I fully concur with the majority
opinion. In a future case, however, if adequately preserved
and presented, I believe it is worth revisiting the question
whether a defendant carries the burden of proof to estab-
lish that the affidavit should not be considered in evaluat-
ing whether a warrant meets the particularity requirement
under the state constitution.