State v. Moore

In this criminal case, defendant was charged with criminally negligent homicide after he allegedly drove while under the influence of intoxicants and struck another vehicle, killing one of its occupants. During the investigation of the crime, a police officer read defendant the statutory implied consent warnings as required by ORS 813.100(1) and ORS 813.130,1 and defendant agreed to provide blood and urine samples. Before trial, defendant moved to suppress the test results from those samples, arguing that his consent was involuntary because it was obtained after he had been warned of the legal consequences he would suffer if he refused consent. The trial court, considering itself bound by the Court of Appeals decision in State v. Machuca, 231 Or App 232, 218 P3d 145 (2009) (Machuca I), rev’d on other grounds, 347 Or 644, 227 P3d 729 (2010) (Machuca IT), concluded that defendant’s consent was involuntary. Accordingly, the trial court suppressed the blood and urine evidence because it was obtained in violation of defendant’s right under Article I, section 9, of the Oregon Constitution to be free from unreasonable searches and seizures.2 The state filed an interlocutory appeal of that pretrial order, and the Court of Appeals affirmed the trial court’s ruling. State v. Moore, 247 Or App 39, 269 P3d 72 (2011). We allowed the state’s petition for review.

As we explain below, we conclude that defendant’s consent was voluntary; the police officer did not unconstitutionally coerce defendant’s consent to the test of his blood and urine by reading him the statutory implied consent warnings. We therefore reverse the decision of the Court of Appeals and the ruling of the trial court.

The following facts are undisputed for purposes of this proceeding. On September 12, 2008, Oregon State Trooper Farrar witnessed an accident while driving southbound on Highway 101 in Tillamook County. He observed defendant drift over the center line and collide head-on with *496another vehicle. The collision injured defendant and killed a woman in the other vehicle. A few minutes later, Farrar conducted a brief interview with defendant at the scene of the collision, while defendant was receiving medical treatment before being transported to the hospital. During that conversation, after noticing that defendant was dazed and his speech was slow, Farrar began to suspect that defendant had been driving under the influence of intoxicants.

An hour or two later, Farrar went to the hospital and again interviewed defendant as he recovered in the emergency room. By that time, Farrar believed that he had probable cause to arrest defendant for DUII. Farrar provided defendant Miranda warnings and also advised him of his rights under Oregon’s implied consent law and the adverse consequences of refusing to provide samples of his breath, blood, or urine. He did so by reading the warnings set out on an “implied consent” form prepared by the Driver and Motor Vehicle (DMV) Services Division of the Oregon Department of Transportation. That form generally tracks the statutorily required warnings of ORS 813.130, which we discuss below. Farrar then asked defendant to consent to provide a sample of his blood and urine. Defendant orally consented, stating, “Of course,” and provided the requested samples. Those samples apparently disclosed the presence of controlled substances.3

As noted, defendant was charged with criminally negligent homicide. Before trial, defendant moved to suppress evidence obtained through the warrantless seizure of his blood and urine, arguing that no exigent circumstances existed to justify the warrantless search and that his consent was coerced and not voluntary.4 The trial court granted the motion. The trial court found that there was no evidence in the record concerning the evanescent nature of drugs in defendant’s system that might require his blood or urine to be tested promptly. There also was no evidence that Farrar *497could not have expeditiously obtained a warrant. For those reasons, the court ruled that the state had failed to prove that exigent circumstances existed to justify the warrantless seizure of defendant’s blood and urine.5 The trial court then considered whether defendant’s consent to the seizure of his blood and urine was voluntary. The court noted that, apart from the fact that Farrar had read defendant the statutorily required warnings of the consequences of refusing to submit to blood and urine tests, there was no indication that defendant’s consent had been coerced. Accordingly, the trial court stated:

“Absent the effect of the implied consent warnings, the Court would find that the Defendant’s consent to the blood draw was given voluntarily.”

However, the court concluded, it was bound by the Court of Appeals’ holding in Machuca I that implied consent warnings are inherently coercive, because they induce consent through a threat of economic harm and loss of privileges resulting from the failure to consent. The trial court *498observed that, although this court had reversed the Court of Appeals decision in Machuca I, it had done so based on the state’s argument that exigent circumstances — the dissipation of the blood-alcohol evidence — -justified the warrantless search. In reversing on that basis, this court in Machuca II expressly declined to determine whether a defendant’s consent after receiving the implied consent warnings was valid under Article I, section 9, of the Oregon Constitution. For that reason, the trial court concluded, the Court of Appeals decision on voluntariness was binding.

The state appealed the trial court order suppressing evidence, arguing that defendant validly consented to the taking of his blood and urine. The state did not challenge the trial court’s ruling that there was no evidence of exigent circumstances. The Court of Appeals affirmed, concluding that this court’s decision in Machuca II “did not call into question, much less abrogate, our analysis [in Machuca I] concerning defendant’s consent.” 247 Or App at 45. The court acknowledged that its opinion in Machuca I “is not literally controlling precedent,” id. at 46, given that this court reversed it on other grounds, but the Court of Appeals nonetheless applied the doctrine of stare decicis and affirmed:

“[Because] the facts of this case * * * are materially indistinguishable from those in Machuca I, we conclude that defendant’s consent was involuntary. Here, defendant consented after receiving the implied consent warnings. As we reasoned in Machuca I, ‘a consent to search obtained in that fashion is coerced by the fear of adverse consequences and is ineffective to excuse the requirement to obtain a search warrant.’ 231 Or App at 240. Thus, the trial court did not err in granting defendant’s motion to suppress.”

Id. at 46-47 (footnote omitted).

Before we turn to the parties’ arguments in this case, we set out a brief description of Oregon’s implied consent law. As part of the state’s effort to deter persons from driving after drinking, ORS 813.010 creates the crime of driving under the influence of intoxicants. That statute provides, in part:

“(1) A person commits the offense of driving while under the influence of intoxicants if the person drives a vehicle while the person:

*499“(a) Has 0.08 percent or more by weight of alcohol in the blood of the person as shown by chemical analysis of the breath or blood of the person made under ORS 813.100, 813.140 or 813.150;

“(b) Is under the influence of intoxicating liquor, a controlled substance or an inhalant; or

“(c) Is under the influence of any combination of intoxicating liquor, an inhalant and a controlled substance.”

Additionally, ORS 813.100(1) provides that anyone operating a vehicle in Oregon is deemed to have consented to a chemical test of the alcohol content of his or her breath, and in certain circumstances blood, if he or she is arrested for driving while intoxicated. ORS 813.100(1) provides:

“Any person who operates a motor vehicle upon premises open to the public or the highways of this state shall be deemed to have given consent, subject to the implied consent law, to a chemical test of the person’s breath, or of the person’s blood if the person is receiving medical care in a health care facility immediately after a motor vehicle accident, for the purpose of determining the alcoholic content of the person’s blood if the person is arrested for driving a motor vehicle while under the influence of intoxicants in violation of ORS 813.010 or of a municipal ordinance. A test shall be administered upon the request of a police officer having reasonable grounds to believe the person arrested to have been driving while under the influence of intoxicants in violation of ORS 813.010 or of a municipal ordinance. Before the test is administered the person requested to take the test shall be informed of consequences and rights as described under ORS 813.130.”

(Emphases added.) Similarly, any person who operates a motor vehicle in Oregon is deemed to have consented to a test of his or her urine in certain circumstances:

“Any person who operates a motor vehicle upon premises open to the public or the highways of this state shall be deemed to have given consent, subject to the Motorist Implied Consent Law, to a chemical test of the person’s urine for the purpose of determining the presence of a controlled substance or an inhalant in the person’s body if the person is arrested for driving while under the influence of intoxicants in violation of ORS 813.010 or of a municipal *500ordinance and * * * [t]he person is involved in an accident resulting in injury or property damage. * * *”

ORS 813.131(l)(b). And, under ORS 813.132, “a refusal to take a urine test requested under ORS 813.131 shall be treated for all purposes as a refusal to take a breath test.”

ORS 813.130 sets out a lengthy statement of rights and adverse consequences related to breath and blood tests for drivers that must be read to a driver before an officer administers a breath or blood test to determine the driver’s intoxication level. Those consequences include the immediate confiscation of the driver’s license, suspension of driving privileges, ineligibility for a hardship permit for up to three years, and a fine. ORS 813.130(2)(c), (d), (e), and (f). In addition, ORS 813.130(2)(a) requires the officer to warn the driver that, “[i]f a person refuses a test or fails, evidence of the refusal or failure may also be offered against the person.” Finally, a refusal to take a breath or urine test is a “specific fine traffic violation” under ORS 813.095.

On review in this court, the state asserts that the police officer in this case accurately read defendant the statement of the rights and consequences of refusing to provide blood and urine samples required by ORS 813.130, and defendant consented. The state argues that, as a matter of law, a police officer does not coerce a defendant into submitting to the statutorily required tests when the officer gives the defendant accurate information about the lawful adverse consequences that might result from a refusal. Thus, the state asserts, to the extent that the Court of Appeals held otherwise in its decisions in Machuca I and in this case, it was wrong. The state argues, alternatively, that, under the implied consent statutes, defendant prospectively gave his consent to the search and seizure of his blood and urine when he chose to drive on public roads in Oregon. ORS 813.100(1); ORS 813.131(1) (driver is “deemed to have given consent” to chemical tests of blood and urine when he or she “operates a motor vehicle upon premises open to the public or the highways of this state”). We do not reach the state’s alternative argument. Rather, for purposes of this opinion, we assume without deciding that it would be unconstitutional to “deem” defendant to have consented when he drove. As we explain *501below, we conclude that defendant expressly and voluntarily consented when Farrar asked him to submit to the tests and that he was not coerced by the statement of rights and consequences that Farrar read to him before seeking consent.

We begin with the state’s argument that the trial court and the Court of Appeals erred in relying on the Court of Appeals decision in Machuca I to conclude that defendant’s consent to the seizure of his blood and urine was coerced. The Court of Appeals based its conclusion in Machuca I that consent procured by reading a driver the statement of rights and adverse consequences related to breath and blood tests required by ORS 813.130 is involuntary on a statement to that effect in a plurality opinion in State v. Newton, 291 Or 788, 636 P2d 393 (1981):

“Where a person’s consent to a seizure is solicited, and the person consents only after being warned that he will suffer a substantial penalty if he refuses, the resulting consent cannot be regarded as a free exercise of will. We therefore hold that defendant’s submission to the breath test was not a voluntary consent to seizure because it was coerced.”

Id. at 801.

We do not fault the Court of Appeals for relying on that pronouncement in Newton, but, on reflection, we conclude that the passage quoted above should not be followed, for at least three reasons. First, the statement was made in a three-justice plurality opinion, not a majority opinion. The concurring opinion joined in the plurality’s conclusion that the warrantless seizure of the defendant’s breath was lawful based on probable cause and exigent circumstances; it did not expressly or necessarily join the plurality in its statement concerning consent. It follows that the statement in Newton that consent procured by threatening adverse consequences of refusal is not binding authority.

Second, the statement in Newton about the validity of the defendant’s consent in that case was at odds with this court’s cases holding that a police officer’s accurate statement of the potential lawful adverse consequences resulting from a refusal ordinarily cannot be deemed to unlawfully coerce a defendant’s consent to a search or seizure. As this *502court stated in State v. Hirsch, 267 Or 613, 622, 518 P2d 649 (1974):

‘“The officer’s threat that he would obtain a warrant if defendant did not consent to the search did not constitute the kind of coercion that renders a search involuntary. Concededly such a threat may be coercive in the sense that an accused would not have consented to the search in the absence of the threat. But not all coercion inducing consent to a search is constitutionally impermissible. If the officers threaten only to do what the law permits them to do, the coercion that the threat may produce is not constitutionally objectionable.’”

(Emphasis added; quoting with approval Chief Justice O’Connell’s observation, dissenting on other grounds, in State v. Douglas, 260 Or 60, 81, 488 P2d 1366 (1971)); see also State v. Williamson, 307 Or 621, 627, 772 P2d 404 (1989) (Carson, J., concurring) (to same effect).6

The plurality opinion in Newton did not engage in any legal analysis before stating that a person’s consent after learning of a substantial penalty for refusing to do so is not an exercise of free will. Neither did the opinion consider whether the driver had a statutory right to refuse to submit to the seizure of his breath, blood, or urine or whether the consequences that the statute imposed for refusal were lawful; indeed, the plurality concluded elsewhere in the opinion that one does not have a statutory right to refuse. 291 Or at 792 (the implied consent statute “removes the right of a licensed driver to lawfully refuse”).

Moreover, it is difficult to see why the disclosure of accurate information about a particular penalty that may be imposed — if it is permissible for the state to impose that penalty — could be unconstitutionally coercive. Rather, advising a defendant of the lawful consequences that may flow from his or her decision to engage in a certain behavior *503ensures that that defendant makes an informed choice whether to engage in that behavior or not. Indeed, the failure to disclose accurate information regarding the potential legal consequences of certain behavior would seem to be a more logical basis for a defendant to assert that his or her decision to engage in that behavior was coerced and involuntary. Of course, accurately advising a defendant of a lawful penalty that could be imposed may well play a role in the defendant’s decision to engage in the particular behavior, but that does not mean that the defendant’s decision was “involuntary.” For those reasons, we decline to follow the Newton plurality’s conclusory statement that consent to a seizure is necessarily involuntary if it is obtained after a defendant has been advised of the consequences of refusing.

Notwithstanding our agreement with the state’s primary argument — that the officer’s reading of the statutory rights and consequences of refusing to submit to the tests was not necessarily coercive — our inquiry is not at an end. Before this court, defendant does not seriously contend that a statement of the lawful consequences of refusal is unconstitutionally coercive. Rather, defendant’s primary argument is that the implied consent warnings include at least one consequence of refusal that is not lawful, at least not in all circumstances, because it is unconstitutional. Defendant argues that, whatever the implied consent statute may say about the matter, a driver has the constitutional right to refuse to consent to a seizure of his bodily fluids under Article I, section 9, of the Oregon Constitution and, as a matter of constitutional law, the assertion of a constitutional right may not be used as substantive evidence of guilt. That is, defendant argues, a person may not be put in a position where the only options are to produce physical evidence when he or she has the constitutional right not to produce that evidence or to refuse the request and have the refusal be used against him or her as evidence of guilt.7

*504Specifically, defendant argues that ORS 813.310, which provides that evidence of a person’s refusal to submit to chemical tests of his or her breath or blood is admissible in any civil or criminal action, violates those constitutional principles by expressly making the assertion of the constitutional right to refuse consent admissible against the driver in a criminal prosecution.8 According to defendant, ORS 813.310 is unconstitutional because the assertion of one’s constitutional right to refuse consent to a warrant-less search may not be used as evidence of guilt. It follows, he argues, that “the threat in ORS 813.130(2)(a) to use the refusal as evidence conflicts with constitutional law,” and renders his consent involuntary as a matter of law.9

The question here, however, is not whether ORS 813.310 is unconstitutional in providing that “evidence of the person’s refusal [to submit to a chemical test under ORS 813.100] is admissible in any civil or criminal action, suit or proceeding arising out of acts committed while the person was driving” while intoxicated. For purposes of analysis, we will assume, arguendo, that defendant is correct that, at least under some circumstances, use of evidence of defendant’s refusal against him would violate his Article I, section 9, right to be free from unreasonable searches or seizures. Nor is the question here whether defendant’s consent could be considered involuntary, rather than voluntary, if Farrar had stated the consequences of a refusal to consent in terms of ORS 813.310 — that is, if Farrar had warned defendant that if he refused to consent, then his refusal “is admissible in any civil or criminal action” arising from his *505driving while intoxicated. As noted, we assume for purposes of analysis (but do not decide) that such a refusal may be inadmissible in some circumstances, and therefore a statement by the officer that the refusal “is admissible” would be inaccurate.

Here, however, Farrar did not state the consequence of defendant’s refusal by quoting or summarizing ORS 813.310, which expressly provides that the refusal to consent is admissible in any criminal or civil action. Rather, as discussed, he gave the more nuanced, conditional warning that is required by ORS 813.130(2)(a): “If you refuse or fail a test, evidence of the refusal or failure may be offered against you.” Thus, the narrow question presented in this case is whether that statement rendered defendant’s consent to the seizure of his blood and urine involuntary.

In reviewing the voluntariness of a defendant’s consent to a search, we consider whether, under the totality of the circumstances, the consent was given by an act of free will or was the result of coercion, express or implied. State v. Wolfe, 295 Or 567, 572, 669 P2d 320 (1983) (so holding). The trial court’s findings of fact are binding on appeal if there is evidence in the record to support them, but, ultimately, whether consent was voluntary is a question of law, and appellate courts are not bound by the trial judge’s conclusion as to the voluntariness of a consent to search. State v. Parker, 317 Or 225, 230-31, 855 P2d 636 (1993).

Farrar’s statement to defendant differs from the terms of ORS 813.310 — the statute that defendant argues is unconstitutional in some circumstances — in several important respects. First, it does not convey certainty that evidence of refusal will be used against a driver. Rather, it informs the driver that the evidence “may” be offered. Second, it does not inform the driver that the refusal will be admissible', rather, it states only that such evidence may be offered. Third, it does not refer to a criminal action, or, indeed, any particular type of action at all. The statement actually read to defendant thus does not express or imply that evidence of his refusal will be used or can be used as substantive evidence against him in a criminal proceeding — only that it *506“may be offered against [him]Moreover, it is incontrovertible that a driver’s refusal to submit to chemical tests lawfully may be used against him or her in at least two noncriminal proceedings. Under ORS 813.410, a driver who receives notice that his or her driving privileges will be suspended based on the refusal or failure to submit to chemical tests for intoxication has a right to an administrative hearing on the validity of the suspension. The driver’s refusal to submit to the tests is relevant evidence to prove the validity of the suspension and, thus, lawfully could be offered against him or her at that hearing. Additionally, under ORS 813.095, the refusal to consent to a chemical test is a specific fine traffic violation. If the driver chooses to contest the violation, the refusal would be admissible in the ensuing proceeding.

It follows that advice that evidence of the refusal or failure “may be offered against you” is a true statement, and it advises of a consequence that the constitution does not forbid in at least two situations. That statement was not coercive. Defendant has not objected to the legality of any of the other consequences that would flow from a refusal to submit to the tests, nor has he argued that Farrar’s statements to him regarding any of them were coercive in any particular respect.

The advice of rights and consequences that Farrar read to defendant contained accurate statements of the lawful consequences of refusing to submit to the tests. Defendant agreed to and did provide blood and urine samples after Farrar informed defendant of those consequences of refusing, and the trial court found that his consent “was given voluntarily,” except for the legal effect of the implied consent warnings as the Court of Appeals had held in Machuca I. We have rejected the legal analysis in Machuca I for the reasons set out above. Accordingly, we conclude that defendant’s consent to provide blood and urine samples to be tested for intoxicants was voluntary and that the trial court’s suppression of the results of those tests was error.

The decision of the Court of Appeals is reversed. The order of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.