State v. Unger
STATE OF OREGON, Petitioner on Review, v. MARK LAWRENCE UNGER, Respondent on Review
Attorneys
Rolf Moan, Assistant Attorney General, Salem, argued the cause for petitioner on review. With him on the briefs were Ellen F. Rosenblum, Attorney General, and Anna M. Joyce, Solicitor General., Jason E. Thompson, Ferder Casebeer French & Thompson, LLP, Salem, argued the cause and filed the brief for respondent on review.
Full Opinion (html_with_citations)
In this criminal case, we again consider when evidence discovered following a personâs voluntary consent to search must be suppressed on the theory that the police exploited a prior illegality to obtain the consent. Last year, we addressed that issue in State v. Hemenway, 353 Or 129, 295 P3d 617 (2013), and modified part of this courtâs exploitation analysis previously described in State v. Hall, 339 Or 7, 34-35, 115 P3d 908 (2005). Shortly after issuing Hemenway, this court learned that the defendant in that case had died before the court had issued its opinion. Accordingly, we vacated our decision as moot. State v. Hemenway, 353 Or 498, 506, 302 P3d 413 (2013). In this case, as in Hemenway, the state asks this court to revisit the exploitation analysis in Hall and either overrule it or modify it as the court did in Hemenway. Defendant, on the other hand, asks this court to reaffirm Hall.
The state charged defendant with manufacture of cocaine and endangering the welfare of a minor, among other things. Before trial, defendant moved to suppress physical evidence and statements obtained by detectives after they knocked on the back door of defendantâs house and obtained defendantâs consent to enter and then to search the house. Defendant argued both that his consent had not been voluntary and that the detectives had exploited their unlawful conduct to obtain his consent in violation of Article I, section 9, of the Oregon Constitution.
I. FACTS AND PROCEEDINGS BELOW
The Marion County Sheriffs Office received a complaint about drug activity at defendantâs house, and an informant had reported that young children were staying there and had access to drugs and guns. In response, three detectives from the sheriffs office and one detective from the Canby Police Department went to the house around 10:00 a.m. to conduct a âknock-and-talk.â One detective knocked on the front door, but received no response. Another detective then knocked on a basement door on the lower level of the front of the house, but he also received no response. Despite the lack of responses, several cars were in the driveway, and the detectives thought that someone likely was home.
One detective, Roberts, eventually followed a path around the lower level of the house, which led up to a wraparound porch in back, where there was a sliding glass door that was partially covered with drapes. Roberts knocked on the sliding glass door, and, when defendant came to the door, it appeared that defendant had just woken up. Roberts introduced himself as âKevin [Roberts] with the sheriffâs office,â and he explained that there had been a complaint about the house. Defendant asked to put on a robe and then gave the detectives permission to enter the house. At some point during the initial interaction between defendant and Roberts, at least two of the other detectives joined Roberts at the sliding glass door.
The sliding glass door opened into a bedroom, and defendant led the detectives through the bedroom, where a woman was in bed, to the kitchen. In the kitchen, the detectives introduced themselves and again explained why they were there. The detectives then asked if defendant would show them around the house, and defendant agreed.
After defendant spoke to his attorney, he told the detectives that his attorney wanted the detectives to leave the house. According to Cypert, Cypert told defendant that âit was ultimately up to [defendant] to make that decision if he wanted [the detectives] out of the house,â and defendant said he wanted to speak to his attorney again. After speaking to his attorney a second time, defendant told the detectives that he wanted everybody out of the house. By that point, however, the bag that Roberts had found had tested positive for methamphetamine, and the detectives placed defendant under arrest. The detectives obtained a search warrant based on the evidence found during their initial interactions with defendant, and they discovered additional incriminating evidence when executing the warrant.
Before trial, defendant moved to suppress all evidence and statements obtained as a result of the detectivesâ âunlawful entry into the home and subsequent search, seizure, interrogation and arrest.â Defendant argued both that his consent had not been voluntary and that the detectives had exploited their unlawful entry into his backyard to obtain his consent in violation of Article I, section 9, of the Oregon Constitution.
The Court of Appeals reversed and remanded. The court first determined that the detectives had trespassed in violation of Article I, section 9, when they entered defendantâs backyard and knocked on his back door. Unger, 252 Or App at 483. Because, on appeal, defendant did not argue that his consent had been involuntarily given, the court went on to apply the exploitation analysis set forth in Hall to determine âwhether the [detectivesâ] illegal entry into defendantâs backyard invalidated defendantâs consent to the [detectivesâ] entry into and search of his home.â
In Hall, this court described a two-step analysis to determine whether evidence obtained pursuant to voluntary consent must nonetheless be suppressed. Under Hall, a defendant must establish a âminimal factual nexusâ between the evidence that the defendant seeks to suppress and the prior unlawful police conduct. If the defendant makes that showing, then the state must show that (1) the police inevitably would have obtained the evidence through lawful procedures; (2) the police obtained the evidence independently of the illegal conduct; or, as relevant here, (3) the illegal conduct was âindependent of, or only tenuously related toâ the disputed evidence. Hall, 339 Or at 25, 35. In determining whether the illegal police conduct was âindependent of, or only tenuously related to,â the disputed evidence, Hall noted that â[a] causal connection requiring suppression may exist because the police sought the defendantâs consent solely as the result of knowledge of inculpatory evidence obtained from unlawful police conduct.â Id. at 35. The court went on to state that a causal connection requiring suppression also
â(1) the temporal proximity between the unlawful police conduct and the defendantâs consent, (2) the existence of any intervening circumstances, and (3) the presence of any circumstances â such as, for example, a police officer informing the defendant of the right to refuse consentâ that mitigated the effect of the unlawful police conduct.â
In this case, the Court of Appeals determined that defendant had established a minimal factual nexus because â[t]he trespass gave the [detectives] the opportunity to obtain defendantâs consentâ and âthe trespass was ongoing when the [detectives] obtained defendantâs consent to enter his house.â Unger, 252 Or App at 486. The court went on to note that â[t]he state [did] not argue that defendantâs consent was independent of or only tenuously related to the [detectivesâ] trespassâ and rejected the stateâs argument that no exploitation had occurred because the detectives had not sought consent based on anything that they saw during the trespass.
The state petitioned for review. On review, the state argues that this court should overrule Hall by eliminating the exploitation analysis and instead holding that evidence obtained during a voluntary consent search necessarily is admissible despite prior unlawful police conduct. Alternatively, the state argues that this court should adhere to two modifications to Hall that were announced in Hemenway: According to the state, Hemenway clarified that Hall had undervalued the constitutional significance
Defendant responds that this court should retain the exploitation analysis set forth in Hall because voluntary consent alone is insufficient to overcome police illegality that preceded a defendantâs decision to consent. Moreover, defendant asserts that this court in Hall tailored the exploitation analysis to the rationale that underlies Oregonâs exclusionary rule: the vindication of an individualâs right to be free from unreasonable searches and seizures. According to defendant, accounting for the nature of the detectivesâ misconduct â brief and not aggressive or intimidating â in the exploitation analysis, as the state proposes, would be inconsistent with that rationale. Here, applying the Hall analysis, defendant argues that Article I, section 9, requires that the evidence be suppressed because, although defendantâs consent was voluntary, the detectives exploited their illegal entry into defendantâs backyard to place themselves in a position to contact defendant and request his consent. Defendant also notes that no intervening or other circumstances mitigated the effect of the unlawful police conduct. Thus, defendant argues, this court should affirm the Court of Appeals.
We begin with a summary of the relevant parts of Hall. In that case, the defendant voluntarily consented to a search after being stopped by police, and the police discovered drugs. The defendant moved to suppress, arguing that the stop had been illegal and that that illegality required suppression of the evidence despite his voluntary consent to the search. The trial court denied the motion, but the Court of Appeals reversed and ordered the evidence suppressed. 339 Or at 10-12. The state petitioned for review, arguing, among other things, that the defendantâs voluntary consent had severed the causal link between the illegal police conduct and the evidence. Thus, in the stateâs view, the exclusionary rule did not bar the evidence, because the illegal conduct did not bring the evidence to light. Id. at 14. On review, a majority of this court first examined the nature of the police interaction with the defendant, concluding that the officer unlawfully had stopped the defendant in violation of Article I, section 9. Id. at 19. As discussed below, the majority then addressed the proper framework for determining whether the evidence gleaned from the consent search nevertheless had to be suppressed because of the illegal stop.
The majority in Hall began by outlining the history of the exclusionary rule in Oregon and analyzing this courtâs past treatment of consent searches. The exclusionary rule is constitutionally mandated and serves to vindicate a defendantâs personal right to be free from unreasonable searches and seizures. Id. at 24. The federal exclusionary rule, by contrast, is premised on deterring police misconduct. Id. at 23. The goal of the exclusionary rule in Oregon is to ârestore a defendant to the same position as ifâthe governmentâs officers had stayed within the lawââ by suppressing evidence obtained in violation of the defendantâs rights. Id. at 24 (quoting State v. Davis, 295 Or 227, 234, 666 P2d 802 (1983)).
The majority noted that illegal police conduct may negate a defendantâs consent to search and require suppression of evidence in two ways. First, the consent itself may be âinvoluntaryâ if the illegal police conduct overcame the defendantâs free will and the consent instead resulted from
âthis courtâs case law * * * makes clear that Article I, section 9, also requires the consideration of the effect of the unlawful police conduct upon the defendantâs decision to consent, even if that conduct did not rise to the level of overcoming the defendantâs free will.â
Id. at 32. In particular, the majority relied on State v. Rodriguez, 317 Or 27, 854 P2d 399 (1993), and State v. Kennedy, 290 Or 493, 624 P2d 99 (1981), noting that those cases had borrowed from the exploitation analysis that the United States Supreme Court had announced in Wong Sun v. United States, 371 US 471, 83 S Ct 407, 9 L Ed 2d 441 (1963), to analyze whether Article I, section 9, required suppression of evidence obtained through voluntary consent searches.
The majority in Hall summarized its conclusions as follows:
âAfter a defendant shows a minimal factual nexus between unlawful police conduct and the defendantâs consent, then*69 the state has the burden to prove that the defendantâs consent was independent of, or only tenuously related to, the unlawful police conduct. Deciding whether the state has satisfied that burden requires a fact-specific inquiry into the totality of the circumstances to determine the nature of the causal connection between the unlawful police conduct and the defendantâs consent. A causal connection requiring suppression may exist because the police sought the defendantâs consent solely as the result of knowledge of inculpatory evidence obtained from unlawful police conduct. A causal connection requiring suppression also may exist because the unlawful police conduct, even if not overcoming the defendantâs free will, significantly affected the defendantâs decision to consent. Although determining the existence of such a causal connection requires examination of the specific facts at issue in a particular case, we view several considerations to be relevant to that determination, including (1) the temporal proximity between the unlawful police conduct and the defendantâs consent, (2) the existence of any intervening circumstances, and (3) the presence of any circumstances â such as, for example, a police officer informing the defendant of the right to refuse consentâ that mitigated the effect of the unlawful police conduct.â
Justice Durham filed a separate opinion, joined by Justice Gillette, concurring in part and dissenting in part. The dissent agreed that the defendant had been illegally stopped, but disagreed that that prior illegality should result in the suppression of the evidence gained through the consent search. The dissent asserted that the defendantâs âvoluntary consent to the search demonstrate [d] that the disputed evidence came to light as the result of a reasonable, not unreasonable, search.â Id. at 39 (Durham, J., concurring in part and dissenting in part). The dissent took issue with the majorityâs reliance on Rodriguez, which the dissent characterized as incorrectly focusing on the police decision to seek consent, ârather than the voluntariness of the defendantâs consent.â Id. at 50. In the dissentâs view, the inquiry into the voluntariness of a defendantâs consent takes into account any prior illegal conduct by the police. Id. at 46. And, a voluntary consent to search fully vindicates the defendantâs rights under Article I, section 9, because the
III. CLARIFICATION AND MODIFICATION OF HALL
As it did in Hemenway, the state argues that we should overrule our 2005 decision in Hall and instead hold that evidence found during a voluntary consent search necessarily is admissible under Article I, section 9, despite any prior police illegality. â [T]he principle of stare decisis means that the party seeking to change a precedent must assume responsibility for affirmatively persuading us that we should abandon that precedent.â State v. Ciancanelli, 339 Or 282, 290, 121 P3d 613 (2005). The state thus has the burden of demonstrating that we should reconsider and reject the rule announced in Hall. Similarly to the stateâs arguments in Hemenway, the state argues, among other things, that Hall failed to apply this courtâs âusual paradigmâ for analyzing constitutional provisions; that the decision failed to construe the text or discuss the history of Article I, section 9; and that it departed from earlier case law. We have considered â and we reject â the stateâs argument that Hall suffers from the deficiencies that the state asserts. We also note that, in seeking to overrule Hall, the state relies in substantial part on arguments that were, in fact, raised by the Hall dissent and considered and rejected by the majority.
Although we reject the stateâs assertion that Hall articulated an impermissible construction of Article I, section 9, we agree that Hallâs test for exploitation is flawed in some respects and bears refinement. As it did in Hemenway, the state argues that internal contradictions mar both steps of Hallâs exploitation test and make the test difficult in application and uncertain in result. The state is correct that, in practice, the Hall test has caused some confusion. Parties and the courts have struggled to determine when a defendant has met his or her burden of establishing a âminimal factual nexusâ and whether the police exploited their illegal conduct to obtain a defendantâs consent to search. We turn to those issues.
We begin with a review of the relevant legal principles. In the context of Hall and in this case, the inquiry into whether evidence obtained pursuant to a consent search
The first issue is the lawfulness of the police-citizen encounter. If the defendant argues that the initial encounter was an unlawful seizure, then the court must examine the nature of that encounter. See Hall, 339 Or at 19 (examining nature of encounter between police officer and the defendant before engaging in exploitation analysis). There is nothing constitutionally suspect under Article I, section 9, about police engaging a citizen in conversation and then requesting that citizenâs consent to search. State v. Ashbaugh, 349 Or 297, 308-09, 317, 244 P3d 360 (2010). In contrast to âmere conversation,â which does not implicate Article I, section 9, an officer âstopsâ an individual â raising potential constitutional issues â when the officer âintentionally and significantly restricts, interferes with, or otherwise deprives an individual of that individualâs liberty or freedom of movement.â Id. at 308, 316; see also State v. Backstrand, 354 Or 392, 399-402, 412-13, 313 P3d 1084 (2013) (outlining principles that guide analysis of what constitutes a seizure for purposes of Article I, section 9). Article I, section 9, requires the police, before stopping an individual, to have reasonable suspicion that the individual is involved in criminal activity. In the absence of reasonable suspicion (or some other permissible concern, such as officer safety), the individual has the right to be free from police interference and may terminate an encounter with police at will. See Ashbaugh, 349 Or at 308-09.
Alternatively, the initial encounter may take the form of a search. A search occurs when âthe government invades a protected privacy interest,â State v. Meredith, 337 Or 299, 303, 96 P3d 342 (2004), and a protected privacy interest may be tied to a particular space. See State v. Smith, 327 Or 366, 373, 963 P2d 642 (1998) (â[T]he privacy interests that are protected by Article I, section 9, commonly are circumscribed by the space in which they exist and, more
The second issue is whether the consent to search was voluntary. The proper test for voluntariness of consent âis to examine the totality of the facts and circumstances to see whether the consent was given by defendantâs free will or was the result of coercion, express or implied.â Kennedy, 290 Or at 502 (citing Schneckloth v. Bustamonte, 412 US 218, 226-27, 93 S Ct 2041, 36 L Ed 2d 854 (1973)). To prove the voluntariness of a consent to search in the context of an illegal stop or an illegal search, the state must prove that the defendantâs consent was the product of his or her own free will, rather than the result of coercion. State v. Wolfe, 295 Or 567, 572, 669 P2d 320 (1983); see also State v. Stevens, 311 Or 119, 136, 806 P2d 92 (1991) (consent to search voluntary when no evidence that âthe police intimidated or coerced defendant in any wayâ); Kennedy, 290 Or at 504, 506 (consent to search voluntary in light of âan almost total absence of coercive factorsâ).
The specific focus of Hall and of this case is the third part of the inquiry: If the police-citizen encounter was unlawful, but the consent to search was voluntary, the issue becomes whether the police exploited their illegal conduct to obtain the consent to search and, by that means, the evidence in question. In Wong Sun, the United States Supreme Court described exploitation as âwhether, granting establishment of the primary illegality, the evidence to which instant objection is made has been come at by exploitation of that illegality or instead by means sufficiently distinguishable to be purged of the primary taint.â 371 US at 488 (internal quotation marks omitted). Since at least Kennedy, this court has referred to and used the exploitation analysis announced in Wong Sun in the context of determining whether evidence obtained through voluntary consent searches should be suppressed. See Kennedy, 290 Or at 501 (â[E]vidence [gained from a consent search during or after alleged police illegality] is to be suppressed only if it is found that the consent was gained by exploitation of the illegality
The relationship between the voluntariness of consent and exploitation, of course, is a close one. Often, when the circumstances support the determination that consent was voluntary, they also will support the conclusion that there was no exploitation of any prior police misconduct, and the converse also is true. Yet it is important to emphasize that the tests are not identical and that they address separate concerns. As Professor LaFave notes,
âWhile there is a sufficient overlap of the voluntariness and [exploitation] tests that often a proper' result may be reached by using either one independently, it is extremely important to understand that (i) the two tests are not identical, and (ii) consequently the evidence obtained by the purported consent should be held admissible only if it is determined that the consent was both voluntary and not an exploitation of the prior illegality.â
Wayne R. LaFave, 4 Search and Seizure § 8.2(d), 101 (5th ed 2012) (emphasis in original; footnote omitted).
We agree. Applying both the test for voluntariness of consent and the test for exploitation is necessary to vindicate a defendantâs right to be free from unreasonable search and seizure. When, for example, the police stop an individual without reasonable suspicion, the individualâs liberty is restrained in violation of Article I, section 9. Because the person stopped is unable to terminate the interaction with police, he or she is subject to police authority in excess of constitutional bounds and is thereby placed at a disadvantage relative to the constitutional position that he or she would have occupied in the absence of the illegal police interference. Similarly, when the police invade a personâs protected privacy interest without a warrant (or an exception to the
With that background, we turn to the exploitation test articulated in Hall. As noted, Hall announced a two-part test for determining whether evidence acquired from a voluntary consent search must be suppressed because the consent was derived from an illegal seizure. First, the defendant must establish a âminimal factual nexus â that is, at minimum, the existence of a âbut forâ relationship â between the evidence sought to be suppressed and prior unlawful police conduct.â 339 Or at 25. Once the defendant establishes that causal link, the burden shifts to the state to prove that the evidence nevertheless is admissible because âthe defendantâs consent was independent of, or only tenuously related to, the unlawful police conduct.â Id. at 34-35.
A. âMinimal Factual Nexusâ Test
For the reasons that follow, we disavow the âminimal factual nexusâ part of the Hall test. That test was drawn from a case that arose in a significantly different procedural context from Hall, and it did not take into account a relevant statute. Moreover, since this court issued Hall, the test has been unevenly applied and, apparently, has proved confusing to lawyers and judges. Instead, we hold that, when a
Hall adopted the âminimal factual nexusâ component of its test from State v. Johnson, 335 Or 511, 73 P3d 282 (2003). In that case, the defendant sought to suppress evidence that had been seized illegally but then later âreseizedâ pursuant to a warrant. The state asserted that the warrant was âentirely independent of, and was not obtained by exploitation of, the previous illegality.â Id. at 519. Ordinarily, a search performed under authority of a warrant is subject to a presumption of regularity, and the party challenging the evidence bears the burden to prove the unlawfulness of the search or seizure. Id. at 520-21. Before addressing the stateâs exploitation argument, the court addressed which party bore the burden with regard to proving exploitation or its absence. Because of the presumption of regularity when the police act under authority of a warrant, the court concluded that the defendant had an initial burden to establish a âfactual nexusâ between prior illegal police conduct and the evidence gained pursuant to an independently valid warrant. Id. Once a defendant demonstrates that nexus, the court in Johnson wrote, âthe presumption of regularity [of the warrant] is undermined and the burden of proof fairly may be shifted to the government to show that the evidence is not tainted by the misconduct.â Id. at 521.
This courtâs reliance in Hall on Johnson was misplaced. By statute, whenever a defendant challenges evidence seized following a warrantless search, the state bears the burden of proving âby a preponderance of the evidence the validity of the search.â ORS 133.693(4); State v. Tucker, 330 Or 85, 87, 997 P2d 182 (2000). When the police perform a search and seize evidence without a warrant, as in Hall and in this case, there is no presumption of regularity to overcome, because there was no warrant and, thus, there is no need for a threshold showing by the defendant to shift the burden to the state. The state already has the burden to prove that the warrantless search was valid.
Because the âminimal factual nexusâ test adopted in Hall does not have firm grounding in our case law and is inconsistent with ORS 133.693(4) â and because the application of the test has been unclear in our cases since Hall and has proved confusing to litigants and the courts â we disavow that part of the Hall analysis.
B. Exploitation Test
We now turn to the remaining â and more centralâ part of the Hall exploitation test. That test requires the state to prove âthat the defendantâs consent was independent of, or only tenuously related to, the unlawful police conduct.â 339 Or at 35. Hall posited two scenarios that may require suppression:
âA causal connection requiring suppression may exist because the police sought the defendantâs consent solely as the result of knowledge of inculpatory evidence obtained from unlawful police conduct. A causal connection requiring suppression also may exist because the unlawful police conduct, even if not overcoming the defendantâs free will, significantly affected the defendantâs decision to consent.â
Id. Hall identified several considerations relevant to determining whether the âcausal connectionâ between the unlawful
â(1) the temporal proximity between the unlawful police conduct and the defendantâs consent, (2) the existence of any intervening circumstances, and (3) the presence of any circumstances â such as, for example, a police officer informing the defendant of the right to refuse consentâ that mitigated the effect of the unlawful police conduct.â
The state asserts that the Hall test does not afford sufficient weight to a defendantâs decision to voluntarily relinquish his or her Article I, section 9, right to be free from unreasonable governmental searches and seizures because, under Hall, suppression almost always will be required when consent is granted in close temporal proximity to an illegal stop. In Hall itself, the court required suppression, â[g]iven the close temporal proximity between the illegal detention and [the] defendantâs consent, and the absence of any intervening circumstances or other circumstances mitigating the effect of that unlawful police conduct.â Id. at 36. This courtâs cases following Hall have reached similar results. See, e.g., State v. Ayles, 348 Or 622, 636-39, 237 P3d 805 (2010) (evidence suppressed under Hall when statements were made in response to officer questions in close temporal proximity to police illegality and Miranda warnings alone were not sufficient to âensure that the unlawful police conduct did not affect, or had only a tenuous connection to, [the] defendantâs responsesâ); State v. Rodgers/Kirkeby, 347 Or 610, 630, 227 P3d 695 (2010) (evidence suppressed under Hall when consent granted in close temporal proximity to illegal stop and state failed to demonstrate intervening or mitigating circumstances).
We agree that the exploitation test announced in Hall does not account sufficiently for the importance of a defendantâs voluntary consent to search. Our cases demonstrate that, in some situations, a defendantâs voluntary consent itself may be sufficient to demonstrate that the unlawful conduct did not affect or had only a tenuous connection
The court in Hall asserted that the unprompted grant of consent in Kennedy and a similar volunteering of consent in Rodriguez were intervening circumstances that indicated that there was, at most, a tenuous causal connection between the consent and the prior illegal police conduct. See Hall, 339 Or at 34. Hall, however, suggested that, had the police asked for (and obtained) the defendantâs consent in Rodriguez â rather than the defendant having volunteered to be searched â suppression would have been required. Id. By asserting that an unprompted consent is an intervening circumstance sufficient to mitigate the causal impact of the prior illegality, while positing that a requested consent on the same facts would demonstrate the necessary causal connection, Hall could be read as effectively having created a per se rule that evidence gained from a requested consent search always must be suppressed if that request occurs in close temporal proximity to the illegal stop and no intervening or mitigating circumstances exist.
We agree with the state that such a per se rule is untenable. A consent to search that is unprompted or unilateral is relevant evidence of the voluntariness of the consent; as recognized in Kennedy and Rodriguez, unprompted or volunteered consent is less likely to be a product of illegal police conduct. However, the fact that an officer requested consent does not demonstrate that the officer necessarily
Properly considered, then, a voluntary consent to search that is prompted by an officerâs request can be sufficient to demonstrate that the consent is unrelated or only tenuously related to the prior illegal police conduct. Whether the voluntary consent is sufficient- â or whether the police exploited their illegal conduct to obtain consent â will depend on the totality of the circumstances. We reject the stateâs position that voluntary consent during an unlawful stop or search always breaks the causal chain and makes the evidence admissible, as we likewise reject defendantâs argument that such consent, standing alone, will rarely, if ever, break the causal chain. Voluntary consent, while important, is not dispositive and does not relieve courts of undertaking the fact-specific exploitation analysis.
We also conclude that Hall erred in focusing exclusively on âtemporal proximityâ and the presence of mitigating or intervening circumstances in determining whether the police exploited unlawful conduct to obtain consent to search.
As discussed, our task is to determine whether police âexploitedâ or âtook advantage ofâ or âtraded onâ their unlawful conduct to obtain consent, or â examined from the perspective of the consent â whether the consent was âtaintedâ because it was âderived fromâ or was a âproduct ofâ the unlawful conduct.
An overlapping but distinct concern relevant to whether a defendantâs consent resulted from exploitation of police misconduct is the âpurpose and flagrancyâ of the misconduct. The âpurpose and flagrancyâ inquiry comes from Brown v. Illinois, 422 US 590, 603-04, 95 S Ct 2254, 45 L Ed 2d 416 (1975), where the United States Supreme Court described the âpurpose and flagrancy of the official misconductâ as relevant to exploitation analysis under the Fourth Amendment. In Wolfe, this court explained that the Brown exploitation factors, including âpurpose and flagrancy,â were relevant in determining the effect of police misconduct on the voluntariness of a defendantâs consent to search. 295 Or at 572. In Hall, however, the court asserted that âpurpose and flagrancyâ ârelates to only the deterrence rationale of the Fourth Amendment exclusionary rule and has no applicability to the exclusionary rule under Article I, section 9.â 339 Or at 35 n 21. Although the court in Hall reiterated the ârights-basedâ rationale of Article I, section 9, and contrasted it with the âdeterrenceâ rationale of the Fourth Amendment, see id. at 22-25, it did not explain why
Particularly flagrant conduct â such as excessive use of force in unlawfully arresting a defendant, the unlawful forcible entry into a home by multiple officers wielding automatic weapons, or unlawful and lengthy in-custody interrogation â is more likely to affect the defendantâs decision to consent than more restrained behavior. See Brown, 422 US at 593-94, 604-05 (where officers broke into the defendantâs apartment, searched it, and arrested him at gunpoint without probable cause, the defendantâs subsequent statements were tainted by flagrant police misconduct); State v. Olson, 287 Or 157, 159-60, 166, 598 P2d 670 (1979) (where officers entered the defendantâs home at night without consent and arrested him, the defendantâs subsequent statements were tainted by police misconduct).
Similarly, the âpurposeâ of the police misconduct may be a relevant consideration in the exploitation analysis
Our point here is that, while Hall correctly stated that the exploitation inquiry involved consideration of the âtotality of the circumstances,â that decisionâs focus on temporal proximity and intervening and mitigating circumstances was too narrow, because, at least by implication, it excluded other relevant considerations. The nature, extent, and severity of police misconduct â and, relatedly, the purpose and fiagrancy of that misconduct â can vary dramatically, and ignoring the very different effects that police conduct may have on an individualâs consent to a search is neither reasonable nor constitutionally required.
The dissenting opinions make some thoughtful, although ultimately unpersuasive, arguments concerning our exploitation analysis. Most of those arguments are addressed directly or indirectly elsewhere in this opinion, but
Justice Walters and Justice Brewer raise concerns about considering the degree or severity of different constitutional violations as part of the exploitation test. We acknowledge the difficult weighing that may be involved in some circumstances. Yet those challenges cannot be avoided when, as here, the relevant constitutional text prohibits only âunreasonableâ searches and seizures; our cases, including Hall, admonish us to make that determination based on the âtotality of the circumstancesâ; and the considerations that we have identified as relevant to that determination cut both ways. In our view, to treat a police trespass onto a defendantâs property to reach and knock on a back door no differently in terms of its causal effect on defendantâs voluntary consent than if the police had broken down all the doors simultaneously, entered the home with guns drawn, and arrested defendant â simply because both scenarios involve violations of Article I, section 9 â is to ignore reality. A per se rule â either the rule advocated by the state, that voluntary consent (almost always) trumps prior unlawful police conduct, or its opposite, that unlawful police conduct (almost always) trumps later voluntary consent â fails to account for the myriad variety of circumstances in police-citizen interactions. Moreover, it is not even clear that a per se rule would have the benefit of predictability, as the threshold issue of whether police acted unlawfully can, in some circumstances, involve close factual questions and is,
Relatedly, Justice Brewer and Justice Baldwin express concern that the principles that we apply here would countenance constitutional violations as long as the police are polite or courteous. We do recognize, in contrast to Hall, that the purpose and flagrancy of any prior illegality may be relevant to the determination of whether later voluntary consent was the product of the police misconduct. However, we do not hold that polite police misconduct necessarily means that the subsequent consent is valid. Indeed, in State v. Musser, 356 Or 148, 335 P3d 814 (2014), also decided today, after reviewing all the facts related to the unlawful police conduct and the defendantâs subsequent consent to a search, we concluded that the officer had exploited his unlawful conduct to obtain the consent. We therefore suppressed the evidence in that case, notwithstanding the fact that the police conduct was restrained and courteous.
C. Summary
In an effort to clarify this complicated area of law, we again review the basic principles at issue. As noted, the overarching inquiry is whether the evidence that the state seeks to introduce must be suppressed because that evidence was obtained in violation of the defendantâs constitutional rights. In the context of Hall, where an illegal stop preceded a consent to search, or in the context of this case, where unlawful entry onto defendantâs property preceded the consent to search, that inquiry has two prongs. First, the court must assess whether the consent was voluntary. If the consent to search was not voluntary, then the evidence must be suppressed, because only a voluntary consent to search provides an exception in this context to the warrant requirement of Article I, section 9. See, e.g., State v. Guggenmos, 350 Or 243, 261-62, 262 n 8, 253 P3d 1042 (2011) (finding no reason to determine whether exploitation analysis would require suppression of evidence because determination that consent was not voluntary required suppression); Williamson, 307 Or at 626-27 (Carson, J., concurring) (âThe validity of [the defendantâs] consent determines the outcome of this case. If the consent were involuntary
Second, even if the consent is voluntary, the court must address whether the police exploited their prior illegal conduct to obtain the evidence. Exploitation may be found if, for example, the police illegally stop a vehicle, allowing them to view contraband that otherwise would not have been visible, and then request the driverâs consent to search the vehicle as a result of what they saw. In that example, there may be a direct causal connection between the prior illegal stop and the consent because the request for consent itself (and the evidence gathered) resulted from police knowledge of the presence of that evidence, which they had only because they had observed it during the illegal stop. See Hall, 339 Or at 35 (âA causal connection requiring suppression may exist because the police sought the defendantâs consent solely as the result of knowledge of inculpatory evidence obtained from unlawful police conduct.â). We articulated those principles in Hall and other cases, and we adhere to them.
Hall also held that evidence may be subject to suppression if the police obtained the consent to search through less direct exploitation of their illegal conduct. Id. We adhere to that principle as well. As discussed previously, Hall stated that the exploitation analysis required consideration of the totality of the circumstances to determine whether the state had carried its burden of proving that the consent was independent of, or only tenuously related to, the unlawful police conduct. However, the only considerations that that case mentioned in analyzing whether the police had exploited their illegal conduct to obtain consent were the temporal proximity between the illegal police conduct and the consent and the presence of any intervening or mitigating circumstances. Id. at 35, 35 n 21. In this opinion, we have identified additional considerations that are relevant to that inquiry, including an assessment of the actual police misconduct. We have explained that the nature, extent, and severity of the constitutional violation are relevant, as are the purpose and flagrancy of the misconduct. Depending on the circumstances of the particular case, other considerations may be relevant to the exploitation inquiry. Professor LaFave, summarizing state and federal cases, writes:
*87 âIn determining whether the consent was, as the Court put it in Brown, âobtained by exploitation of an illegal arrest,â account must be taken of the proximity of the consent to the arrest, whether the seizure brought about police observation of the particular object which they sought consent to search, whether the illegal seizure was âflagrant police misconduct,â whether the consent was volunteered rather than requested by the detaining officers, whether the arrestee was made fully aware of the fact that he could decline to consent and thus prevent an immediate search of the car or residence, whether there has been a significant intervening event such as presentation of the arrestee to a judicial officer, and whether the police purpose underlying the illegality was to obtain the consent.â
LaFave, 4 Search and Seizure § 8.2(d) at 109-12 (footnotes omitted).
Article I, section 9, prohibits âunreasonableâ searches and seizures, and exploitation analysis is necessarily nuanced. As the preceding discussion demonstrates, the test for whether a consent search conducted following an illegal search or stop comports with Article I, section 9, cannot be reduced to a simple formula.
IV. APPLICATION
In applying the principles discussed above to the present case, we begin by clarifying what is not at issue â the unlawfulness of the detectivesâ conduct and the voluntariness of defendantâs consent. As to the first issue, the Court of Appeals determined that âthe [detectives] trespassed when they entered defendantâs backyard and knocked on his back door, and the trespass violated defendantâs Article I, section 9, rights.â Unger, 252 Or App at 483. On review, the state accepts that the detectives were unlawfully in defendantâs backyard when they obtained his consent to enter his house. As to the second issue, the trial court determined that defendantâs consent was âfreely and voluntarily made,â and defendant does not challenge that ruling on review. Thus, the only issue on review is whether the detectives exploited the unlawful entry into defendantâs backyard to obtain his consent. And that issue, in this case, is a narrow one, because there is no indication that the detectives learned of incul-patory evidence as a result of their unlawful conduct and
To determine whether the state has met its burden of showing that defendantâs consent was not the product of the unlawful police conduct, we consider the totality of the circumstances, including the temporal proximity between that misconduct and the consent, and the existence of any intervening or mitigating circumstances. We also consider the nature, purpose, and flagrancy of the misconduct. Because the analysis is a fact-intensive inquiry, we return to the facts.
In response to a complaint about drug activity at defendantâs house, as well as information from an informant about the presence of children and concerns that the drugs and guns were accessible to the children, four detectives went to the house around 10:00 a.m. to conduct a âknock- and-talk.â The detectives had been told that the children âhad actually gotten their hands on the cocaineâ and âthat there were so many guns in the residence that the children at some point had to walk over the guns.â Detectives knocked at two separate doors at the front of the house and received no response. One detective, Roberts, followed a path around the lower level of the house to a wraparound porch at the back of the house and knocked on a sliding glass door. When defendant came to the door, Roberts introduced himself as âKevin with the sheriffs officeâ and advised defendant of the drug complaint. The detectives obtained defendantâs voluntary consent to enter the house. At least two of the other detectives joined Roberts at the sliding glass door sometime during the initial interaction.
Defendant led the detectives through what turned out to be a bedroom and into the kitchen where the detectives introduced themselves, and Roberts explained to defendant that when a drug complaint is received and âwhen kids are involved,â the detectives âtalk to the homeowner and ask for permission and if [the homeowner] would show [them]
In framing the exploitation inquiry, we first note that the detectives were on defendantâs property without his permission, which constituted trespass. The state concedes that, at least after the detectives left the front door and followed a path to the sliding glass door in back, that trespass was a âsearchâ of defendantâs property without probable cause, in violation of Article I, section 9. As we discuss in greater detail below in connection with the purpose and flagrancy of the detectivesâ conduct, however, that unlawful conduct simply brought the detectives, during daylight hours, to a door of the house, which defendant opened. A conversation ensued, and defendant voluntarily consented to the detectives entering the house. The detectivesâ conduct did not rise to the level of an unlawful arrest or stop. The detectives did not unlawfully enter defendantâs home or ignore any gates or âno trespassingâ signs. Within the universe of possible unlawful police activity, the trespass here was limited in âextent, nature, and severity.â Ayles, 348 Or at 654 (Kistler, J., dissenting) (degree of attenuation required to purge taint of unlawful police conduct varies with âextent, nature, and severity of any illegalityâ); see also U.S. v. Perea-Rey, 680 F3d 1179, 1188 (9th Cir 2012) (for Fourth Amendment purposes, the âconstitutionality of * * * entries into the curtilage hinges on whether the officerâs actions are consistent with an attempt to initiate consensual contact with the occupants of the home. Officers conducting a knock and talk * * * need not approach only a specific door if there are multiple doors accessible to the public.â). Nothing in the record suggests that the interaction between the detectives and defendant, including his voluntary consent to the search, was any
We also consider in the exploitation analysis the temporal proximity between the misconduct and the defendantâs consent. The detectives were trespassing on defendantâs property when they obtained his consent to enter his home. Moreover, there is no indication that any significant amount of time elapsed between the detectivesâ initial entry onto defendantâs property and defendantâs subsequent consent to show the detectives around the home. Both of defendantâs consents occurred during or shortly after the detectivesâ unlawful conduct. See Hall, 339 Or at 36 (noting close temporal proximity between consent and unlawful stop of the defendant). Temporal proximity weighs in defendantâs favor.
The state does not identify any intervening or mitigating circumstances, such as providing Miranda warnings or admonitions to defendant that he could refuse to consent to a search.
We next consider the âpurpose and flagrancyâ of the detectivesâ actions, which involves a closer look at the nature and extent of the unlawful police conduct. We do not inquire into the subjective intent or motivations of the detectives, but rather examine statements made by the detectives and the undisputed facts surrounding the contact with defendant. Here, the detectives were following up on information
In contrast, when police observe contraband because they have unlawfully stopped someone or unlawfully entered a home â and then ask for consent to search, their âpurposeâ is more likely to be to seize the contraband that they already have seen as a result of their misconduct. In those circumstances, the police have âtaken advantage ofâ or âexploitedâ their unlawful conduct to the defendantâs detriment, and that tainted âpurposeâ suggests that the defendantâs consent, even if voluntary, also may be tainted. So, too, may be a consent that follows a random stop or seizure that lacks probable cause or reasonable suspicion that a crime has been committed and that is nothing more than a fishing expedition for incriminating evidence. LaFave, 4 Search and Seizure § 8.2(d) at 111-12, 112 n 154. This case presents none of those scenarios.
Moreover, the detectivesâ conduct in walking around defendantâs house to knock on his door was not flagrant or egregious. The detectives followed a path around the side of the house to the back door, which defendant could have chosen not to open. The detectives did not have to cross any barriers or use force to reach that door; they did not force or even open the door themselves; and there is no indication that defendant had made any effort to keep that space private.
Defendant, for his part, does not argue that anything about the nature of the trespass or his interactions with the detectives significantly affected his consent. Rather, he contends that, if the detectives had not unlawfully entered his backyard, they never would have been able to make contact with him and obtain his consent. In other words, defendant argues, âthe illegal trespass placed the [detectives] in a position to request defendantâs consent,â and, âbut forâ that illegal conduct, âthe [detectives] would not have been in a position to obtain defendantâs consent.â However, this court in Hall â the case on which defendant relies â rejected that formulation of the attenuation analysis. Hall, 339 Or at 25 (â[T]his court has rejected the notion that evidence is rendered inadmissible under Article I, section 9, simply because it was obtained after unlawful police conduct or because it would not have been obtained âbut forâ unlawful police conduct.â). That part of Hall, along with other parts that we reaffirm, remains sound. Where a defendant has consented voluntarily to a search following police misconduct, we consistently have held that mere but-for causation is insufficient to justify suppression of the evidence, even in the absence of intervening or mitigating circumstances. Here, the state has met its burden of showing that, under the totality of the circumstances, the detectives in this case did not exploit their unlawful entry into defendantâs backyard to obtain his consent to enter the house or to obtain his consent to show the detectives around his house.
Encounters between the police and citizens can take many different forms. Although unlawful police conduct undoubtedly has an effect on citizens and on how they interact with police officers in certain circumstances, our cases reject the notion that unlawful police conduct necessarily requires suppression of evidence discovered following such conduct. See Hall, 339 Or at 25 (â[T]his court has rejected the notion that evidence is rendered inadmissible under Article I, section 9, simply because it was obtained after unlawful police conduct or because it would not have been obtained âbut forâ unlawful police conduct.â).
For the reasons stated above, we disavow the minimal factual nexus test described in Hall. We adhere to the view expressed in Hall that a defendantâs voluntary consent to search, following unlawful police conduct, may nevertheless require suppression of evidence obtained during the search, if the police exploited their unlawful conduct to gain that consent. However, we modify the exploitation analysis in Hall, which considered only the temporal proximity between the unlawful police conduct and the consent and mitigating or intervening circumstances. Rather, courts must consider the totality of the circumstances, as described above, including the nature of the illegal conduct and its purpose and flagrancy, without unduly emphasizing any single consideration.
We share the dissentersâ concerns about stability in our case law and protecting Article I, section 9, rights. This case does not damage either. Although we have clarified and modified in part the analysis set out in Hall, the narrow issue on which we focus here, as Justice Brewer correctly notes, is a âvexing crannyâ of our search and seizure law. 356 Or at 118 (Brewer, J., dissenting). Professor LaFave reminds us that there is âoverlapâ in the voluntariness and exploitation tests. LaFave, 4 Search and Seizure § 8.2(d) at 101. If unlawful police conduct leads to consent to search, the consent may be âinvoluntaryâ and also the âproductâ of the unlawful conduct. Conversely, the same facts that demonstrate that a particular consent was voluntary also may support a conclusion that the consent was not the result
Moreover, we expect that law enforcement officers will act within constitutional limitations in their interactions with Oregon citizens. Civil litigation, tort claims, and training and education â as well as the exclusionary rule â help protect Article I, section 9, rights. We also expect that trial courts will carefully consider claims of unlawful police conduct, disputes over the voluntariness of consent, and whether consent, even if voluntary, was the product of unlawful police conduct â and will make findings of fact when appropriate. An appropriate record will help the appellate courts in our ongoing effort to develop principled and meaningful applications of the fundamental prohibition on unreasonable searches and seizures in Article I, section 9.
The decision of the Court of Appeals is reversed, and the case is remanded to the Court of Appeals for further proceedings.
Article I, section 9, of the Oregon Constitution provides:
âNo law shall violate the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable search, or seizure; and no warrant shall issue hut upon probable cause, supported by oath, or affirmation, and particularly describing the place to be searched, and the person or thing to be seized.â
In ruling on defendantâs motion to suppress, the trial court stated, âI find that [defendant] allowed [the detectives] consensual entry into the house and three out of the four of [the detectives] came through the back door * * The trial court did not address whether or how the fourth detective had entered the house.
Defendant also cited the Fourth Amendment to the United States Constitution in his motion to suppress, but he does not make any argument under the Fourth Amendment before this court.
The Court of Appeals issued its decision in Unger before this court had issued its decision in Hemenway modifying the Hall analysis.
On review, the state disputes the Court of Appealsâ characterization of its argument before that court. The state notes that it did argue that the consent was insufficiently related to the illegal conduct to justify suppression because it argued that, at most, the illegality gave the detectives the opportunity to request consent. That connection, argued the state, would establish only âbut forâ causation, which would not demonstrate that the detectives had exploited their illegal conduct to obtain defendantâs consent.
The majority also discussed and disavowed parts of State v. Quinn, 290 Or 383, 623 P2d 630 (1981), which had relied extensively on Wong Sun. The courtâs rejection of the result in Quinn was based on the difference between the state and federal exclusionary rules and Quinnâs questionable application of Wong Sun, but Hall did not reject Quinnâs endorsement of the Wong Sun exploitation analysis. Hall, 339 Or at 26-30.
The court in Hall correctly recognized that evidence obtained following unlawful police conduct also will be admissible if the state can prove that the evidence âinevitablyâ would have been discovered through lawful procedures or that the police obtained the disputed evidence âindependentlyâ of the violation of the defendantâs rights. 339 Or at 25. However, those considerations are not part of the more focused inquiry as to whether the causal connection between the unlawful conduct and the defendantâs consent requires suppression, and neither in Hall nor in this case did the state argue âinevitable discoveryâ or âindependent sourceâ as grounds of admissibility of the disputed evidence.
This court and the federal courts have used a variety of verbal formulations in an effort to capture one general concept: that some voluntary and otherwise valid consents to search are nevertheless influenced by prior unlawful police conduct to the extent that evidence obtained from the search should be suppressed under the applicable constitutional standard. See Hall, 339 Or at 22 (examining whether evidence must be excluded, despite voluntary consent, because that consent âderived from â or, stated differently, was obtained by âexploitationâ of â the unlawful stopâ (emphases added)); Wong Sun, 371 US at 488 (explaining that courts must examine whether evidence âhas been come at by exploitationâ of a prior illegality (internal quotation marks omitted; emphasis added)); Brown v. Illinois, 422 US 590, 600, 604, 95 S Ct 2254, 45 L Ed 2d 416 (1975) (applying Wong Sun to determine whether the defendantâs statements were obtained by âexploitation of the illegality of his arrestâ); Rodriguez, 317 Or at 41 (concluding that INS agent âdid not trade on or otherwise take advantage ofâ unlawful arrest to obtain the defendantâs consent to search (emphases added)); Ashbaugh, 349 Or at 307, 318 (examining whether consent search of the defendantâs purse âin some sense derived fromâ prior unlawful police stop and concluding that consent was not âthe product ofâ an unlawful stop (emphasis in original)); Rodgers/Kirkeby, 347 Or at 628-30 (explaining that evidence may be excluded where âa defendantâs [voluntary] consent was derived from, or was the product of, the prior police illegalityâ and concluding that consent given during unlawful extension of traffic stop was the product of that unlawful seizure (emphases added)); Royer, 460 US at 501 (noting that prior cases have held that âstatements given during a period
Justice Landauâs concurring opinion argues that this court took a wrong turn in rejecting deterrence as one rationale for excluding evidence because it was obtained in violation of Article I, section 9, and relying exclusively on a ârights-basedâ rationale. 356 Or at 94-103 (Landau, J., concurring). We need not address that issue, interesting as it is, because we reach the same result based on this courtâs existing rights-based approach.
Conversely, the absence of flagrant or egregious police conduct, even in a situation where the defendantâs Article I, section 9, rights have been violated, can be relevant considerations in determining whether police exploited their misconduct to obtain consent.
It is not clear from the motion to suppress or from the briefing whether defendant argues that the detectives exploited their unlawful entry into defendantâs backyard to obtain (1) defendantâs consent to enter the house; (2) defendantâs consent to take the detectives on a tour of the house; or (3) both. For purposes of this opinion, we assume that defendant is arguing that both the entry and the search of the house violated his Article I, section 9, rights.
As noted earlier, the officers told defendant, once in the house, that he could refuse consent to search. They did not, however, tell him that he could refuse to consent to their entry at the time that they entered the house. Such admonitions, although not required, may be helpful when the state seeks to show that it did not exploit any police misconduct to obtain consent. See Hall, 339 Or at 35 (describing âpolice officer informing the defendant of the right to refuse consentâ as a circumstance that may mitigate âthe effect of the unlawful police conductâ). See also LaPave, 4 Search and Seizure § 8.2(i) at 152-55 (admonitions or warnings not required, but may be significant in determining validity of consent to search).
In addition to the issue raised before this court, defendant raised four other assignments of error before the Court of Appeals. Although the court rejected two of those assignments of error without discussion, the court declined to reach defendantâs other two assignments of error because it was unnecessary given the courtâs disposition in the case. See Unger, 252 Or App at 479 n 2. Because we reverse the Court of Appeals, we remand for the Court of Appeals to consider the remaining two assignments of error.