State v. Giron-Cortez
Citation557 P.3d 505, 372 Or. 729
Date Filed2024-09-26
DocketS069941
JudgeMasih
Cited18 times
StatusPublished
Full Opinion (html_with_citations)
No. 33 September 26, 2024 729
IN THE SUPREME COURT OF THE
STATE OF OREGON
STATE OF OREGON,
Respondent on Review,
v.
DENNIS GIRON-CORTEZ,
Petitioner on Review.
(CC 19CR58813, 14C41397, 17CR58804)
(CA A173814 (Control), A173813, A173815) (SC S069941)
En Banc
On review from the Court of Appeals.*
Argued and submitted September 12, 2023.
David Ferry, Deputy Public Defender, Office of Public
Defense Services, Salem, argued the cause and filed the
brief for petitioner on review. Also on the brief was Ernest
G. Lannet, Chief Defender, Criminal Appellate Section.
E. Nani Apo, Assistant Attorney General, Salem, argued
the cause and filed the brief for respondent on review. Also
on the brief were Ellen F. Rosenblum, Attorney General, and
Benjamin Gutman, Solicitor General.
MASIH, J.
The decision of the Court of Appeals is reversed. The
judgment of conviction is reversed in part, and the case
is remanded to the circuit court for entry of conviction for
the lesser-included offense of fourth-degree assault under
ORS 163.160(1)(a) and for resentencing consistent with this
opinion.
James, J., dissented and filed an opinion, in which
Bushong, J., joined.
______________
*
Appeal from Marion County Circuit Court, Lindsay Partridge, Judge. 322
Or App 274,519 P3d 879
(2022). 730 State v. Giron-Cortez Cite as372 Or 729
(2024) 731
MASIH, J.
A person commits the crime of assault in the third
degree under ORS 163.165(1)(c) by â[r]ecklessly caus[ing]
physical injury to another by means of a deadly or dangerous
weapon under circumstances manifesting extreme indiffer-
ence to the value of human life.â In this case, we consider the
meaning of the âextreme indifferenceâ element of that crime.
Following a bench trial, the trial court concluded
that defendant acted recklessly with âextreme indiffer-
ence to the value of human lifeâ based on evidence that he
brought a loaded handgun to a crowded bar, displayed the
handgun flat in the palm of his hand with no fingers on the
trigger while the barrel faced in the general direction of oth-
ers, and then unintentionally discharged the gun as he put
it back in his waistband with the barrel pointed downward.
The bullet hit defendant in the leg and ricocheted into his
cousinâs foot, causing physical injury. Defendant appealed,
arguing that the trial court should have granted his motion
for judgment of acquittal (MJOA) for third-degree assault
because his conductâwhich he concedes was recklessâdid
not meet the legal standard for âextreme indifference to the
value of human life.â The Court of Appeals disagreed and
affirmed. State v. Giron-Cortez, 322 Or App 274,519 P3d 879
(2022). Defendant then sought review in this court, which
we allowed.
As we will explain, there is no dispute that this case
involves reckless conduct with a deadly weapon. However,
the text, context, and legislative history of ORS 163.165(1)(c)
indicate that the legislature did not intend for all reckless
use of a deadly or dangerous weapon to constitute âextreme
indifference to the value of human life.â Rather, the legis-
lature associated âextreme indifferenceâ with conduct that
presents a greater risk to the lives of others than the âsub-
stantial and unjustifiable riskâ posed by ordinary reckless-
ness and intended the requirement to apply to only the most
serious forms of life-endangering conduct. In the context of
firearms, the legislature associated âextreme indifferenceâ
with conduct such as shooting a firearm in the direction and
range of other people or, at least, as relevant here, conduct
that materially increases the risk of an accidental discharge
732 State v. Giron-Cortez
in the direction and range of others beyond the risk inherent
in handling and displaying a loaded gun.
As a matter of law, the conduct in this case falls
short of the âextreme indifferenceâ standard. Accordingly,
we reverse the decision of the Court of Appeals, reverse
in part the judgment of conviction of the trial court, and
remand for entry of conviction for the lesser-included offense
of fourth-degree assault under ORS 163.160(1)(a) and for
resentencing consistent with this opinion.1
I. FACTUAL BACKGROUND
Because the issue on review arises from the trial
courtâs denial of defendantâs MJOA, we describe the facts in
the âlight most favorable to the stateâ to determine whether
the state presented sufficient evidence from which a rational
factfinder, making reasonable inferences, could find the
elements of the crime beyond a reasonable doubt. State v.
Hedgpeth, 365 Or 724, 730,452 P3d 948
(2019).
Surveillance footage (without audio) introduced at
defendantâs trial showed defendant at a bar with approxi-
mately 20 other patrons on the night of the charged assault.
He was seated at a high-top table with two other people.
Defendant sat facing most of the other patrons in the bar,
and several patrons were seated nearby to defendantâs left.
Another man stood to the right of defendantâs chair, con-
versing with defendant. There were two empty pitchers and
three empty glasses on the table.
Defendant began speaking animatedly, gesturing
frequently with his hands. Approximately 30 seconds later,
defendant lifted up his shirt and removed a handgun from
his elastic waistband. For approximately seven seconds,
defendant held the handgun flat in the palm of his hand
for others to see. During that period, the barrel faced in the
general direction of others, including the ultimate victim.
1
Defendant raises two other issues on review that challenge the application
of the additional âuse * * * of a firearmâ element under ORS 161.610(2) to the
third-degree assault conviction, and the resulting sentencing enhancement. ORS
161.610(2) applies only to felonies. Because we remand for entry of conviction for
the lesser-included offense of fourth-degree assaultâa misdemeanorâthe fire-
arm enhancement provision does not apply and we need not address the remain-
ing issues.
Cite as 372 Or 729 (2024) 733
Even viewing the evidence in the light most favorable to the
state, however, defendantâs fingers were never on the trig-
ger during those seven seconds. As he brought the handgun
back toward his waistband, with the barrel pointed down
toward the floor and both hands on the handgun, defen-
dantâs fingers appear to move toward the trigger, and the
handgun discharged. Defendant quickly returned the hand-
gun to his waistband before collapsing, and then one of the
other people at the table with defendant appeared to take
the handgun and leave the bar. Police determined that the
bullet had entered defendantâs left leg, ricocheted off his
thigh bone, and gone through his cousinâs foot.
II. PROCEDURAL HISTORY
Defendant was charged with one count of third-
degree assault (involving the âuseâ of a firearm) under ORS
163.165(1)(c) and ORS 161.610(2), and with one count of felon
in possession of a firearm under ORS 166.270 and ORS
161.610(2).2 He was also charged with 10 counts of recklessly
endangering another person under ORS 163.195 (providing
that a person commits the crime of reckless endangerment âif
the person recklessly engages in conduct which creates a sub-
stantial risk of serious physical injury to another personâ).
Defendant waived his right to a jury, and the case
proceeded to a bench trial. The stateâs case primarily con-
sisted of the bar surveillance footage. After the state rested,
defendant combined his closing argument with an MJOA,
challenging the sufficiency of the stateâs evidence on the
third-degree assault charge.3
As part of his MJOA, defendant did not dispute that
the evidence was sufficient to infer that his conduct was
2
Defendant was previously convicted of a felony. It is unlawful for â[a]ny
person who has been convicted of a felony under the law of this state or any other
state, or who has been convicted of a felony under the laws of the Government of
the United Statesâ to own, possess, or have in the personâs custody or control any
firearm. See ORS 166.270 (describing the criminal offense of felon in possession
of a firearm).
3
The trial court construed defendantâs arguments during closing as an
MJOA, as do we. See State v. Gonzalez-Valenzuela, 358 Or 451, 454 n 1,365 P3d 116
(2015) (agreeing âwith the long-standing case law from the Court of Appeals
that,â when a defendant opts for a bench trial, a challenge to the legal sufficiency
of the stateâs evidence during closing argument can be âthe equivalent of a motion
for judgment of acquittalâ for preservation purposes).
734 State v. Giron-Cortez
reckless or that he caused physical injury to another using a
deadly or dangerous weapon. He argued only that evidence
of the accidental discharge was insufficient to establish
that he acted recklessly âunder circumstances manifesting
extreme indifference to the value of human life.â
The trial court disagreed and denied defendantâs
motion. Although the court found that defendant had unin-
tentionally fired the handgun, it nevertheless determined
that defendant had acted recklessly with âextreme indiffer-
ence.â The court emphasized that defendant had knowingly
possessed a firearm even though he was not allowed to do
so following his prior felony conviction. And the court noted
that the handgun had been loaded, that the bar had been full
of people, and that defendant had pulled out the handgun
to show it off. The court ultimately found defendant guilty
of third-degree assault (Count 2), eight counts of recklessly
endangering another person (Counts 3 through 10), and one
count of felon in possession of a firearm (Count 1). Defendant
was sentenced to 120 months in prison for the third-degree
assault count, a concurrent 30-month sentence for the felon
in possession of a firearm count, and a sentence of condi-
tional discharge on the reckless endangerment counts.4
Defendant appealed, renewing his challenge to the
sufficiency of the evidence. The Court of Appeals affirmed,
rejecting defendantâs characterization of his handling of the
handgun as merely âreckless.â Giron-Cortez, 322 Or App at
279. The court concluded that a factfinder could reasonably conclude that defendantâs fingers were ânear the trigger of a loaded gun as he brought the gun above the table and moved the gun around so that it pointed at multiple people,â which in turn was legally sufficient to establish extreme indiffer- ence to the value of human life.Id.
Defendant sought review in this court, which we
allowed.5
4
On review, defendant does not challenge his convictions for reckless endan-
germent or felon in possession of a firearm. Our disposition in this case does
not disturb defendantâs convictions on those other aspects of the trial courtâs
judgment.
5
Three cases were consolidated on appeal. One case involved defendantâs
judgment of conviction, and the other two cases involved the revocation of defen-
dantâs probation in two other cases. Although we allowed review of all three
Cite as 372 Or 729 (2024) 735
III. THE PARTIESâ ARGUMENTS
As noted, defendant concedes that he recklessly
caused physical injury using a deadly or dangerous weapon.
The only question is whether that conduct occurred under
circumstances demonstrating defendantâs extreme indiffer-
ence to the value of human life, as required for third-degree
assault under ORS 163.165(1)(c).
On review, defendant argues that âextreme indif-
ference to the value of human lifeâ requires evidence that
his conduct created a âsubstantial likelihoodâ of causing
death and an âextreme lack of concernâ about that likeli-
hood. Defendant maintains that the state must prove that
defendant disregarded a specific and genuine risk of killing
someone, and that that standard is established only when a
person âkill[s] or nearly kill[s] anyone.â
Defendant also urges us to focus on his conduct at
the precise time that the injury occurredâthe discharge.
He contends that an accidental discharge of a handgun into
his own leg, while the barrel was beneath the table and
pointing down, cannot give rise to a finding of âextreme
indifferenceââespecially absent evidence demonstrating his
willingness to commit an âextremely dangerous actâ such as
playing with the trigger, spinning the handgun, or inten-
tionally shooting into the crowd. And he argues that, even if
we consider his conduct immediately prior to the discharge,
including momentarily holding a loaded handgun so that it
recklessly pointed at others, that evidence is insufficient to
establish âextreme indifference.â
In the stateâs view, it is not required to establish
that defendantâs conduct created a âsubstantial likelihoodâ
of death, because the âextreme indifferenceâ analysis focuses
on the defendantâs disregard or lack of concern for the risk
that death might occur, rather than the actual likelihood
that a loss of human life will, in fact, occur. According to
the state, the inherent increased risk of serious injury or
death posed by firearms means that most cases involving
the reckless discharge of a firearm will at least present a
consolidated cases, defendantâs arguments on review challenge only his judg-
ment of conviction for third-degree assault. Our disposition in this case does not
disturb the trial courtâs probation revocation judgments in the other two cases.
736 State v. Giron-Cortez
question of fact for the factfinder as to whether a defendantâs
conduct manifests âextreme indifference.â And the state dis-
agrees with defendant that the discharge is the only rel-
evant temporal moment for assessing defendantâs mental
state, instead arguing that defendantâs conduct is evaluated
in light of the surrounding circumstances.
IV. ANALYSIS
The parties dispute whether the trial court erred
when it denied defendantâs MJOA, having determined that
the evidence was sufficient to permit defendantâs conviction
for third-degree assault under ORS 163.165(1)(c). When we
consider whether a trial court erred in denying an MJOA,
our task is to determine whether the evidence, viewed in the
light most favorable to the state, was sufficient to find that
all the elements of the offense were satisfied. That taskâ
answering whether the state presented sufficient evidence
from which a rational trier of fact, making reasonable infer-
ences, could find the essential elements of the crime beyond
a reasonable doubtâis a legal one, for which we review the
trial courtâs denial of the motion for errors of law. See State
v. Haley, 371 Or 108, 112,531 P3d 142
(2023).
In this case, the partiesâ dispute centers on the
meaning of one element of the offenseânamely, whether
defendant acted with âextreme indifference to the value of
human life.â To resolve that dispute, we must determine the
meaning of the term âextreme indifferenceâ as used in ORS
163.165(1)(c). That is a matter of statutory interpretation, for
which we employ the analytical framework described in PGE
v. Bureau of Labor and Industries, 317 Or 606,859 P2d 1143
(1993), and modified in State v. Gaines,346 Or 160
,206 P3d 1042
(2009). As with all questions of statutory interpreta- tion, our âparamount goalâ is to give effect to the intent of the legislature as demonstrated by the text, context, and any helpful legislative history. Gaines,346 Or at 171-72
; see also
ORS 174.020(1)(a) (âIn the construction of a statute, a court
shall pursue the intention of the legislature if possible.â).
A. Text and Context
We begin by analyzing the statuteâs text in context,
giving âprimary weight to the text and context of the disputed
Cite as 372 Or 729(2024) 737 statutory terms.â City of Portland v. Bartlett,369 Or 606, 610
,509 P3d 99
(2022) (internal quotation marks omitted); Gaines,346 Or at 171-72
. A statuteâs context includes other provisions of the same or related statutes. Ogle v. Nooth,355 Or 570, 584
,330 P3d 572
(2014) (so stating).
As we will first explain, the statuteâs text and context
indicate that the legislature did not intend for all reckless
use of a deadly weapon to constitute âextreme indifference to
the value of human life.â Instead, the text and context show
that the legislature created different provisions for a range
of conduct involving reckless use of firearmsâeach serving
its own purpose and designed to be considered together.
ORS 163.165 defines the crime of third-degree
assault and, as pertinent here, specifies three ways to com-
mit that offense with a ârecklessâ mental state:
âA person commits the crime of assault in the third
degree if the person:
â(a) Recklessly causes serious physical injury to
another by means of a deadly or dangerous weapon;
â(b) Recklessly causes serious physical injury to
another under circumstances manifesting extreme indiffer-
ence to the value of human life;
â(c) Recklessly causes physical injury to another by
means of a deadly or dangerous weapon under circum-
stances manifesting extreme indifference to the value of
human life[.]â
(Emphases added.)
We note that the plain text of ORS 163.165(1)(c) shows
that the âcircumstances manifesting extreme indifferenceâ
must exist in addition to the fact that a person recklessly
caused physical injury with a deadly or dangerous weapon.
In other words, the legislature added an elementââextreme
indifferenceââto differentiate between types of reckless
conduct involving firearms. Thus, the legislature did not
intend that all reckless conduct causing physical injury even
with a deadly weapon would suffice to show such âextreme
indifference.â That distinctionâbetween reckless use of a
deadly weapon that constitutes âextreme indifference to the
738 State v. Giron-Cortez
value of human lifeâ and reckless use of a deadly weapon
that does notâfinds support in the statutory context.
Such support is found in the other forms of third-
degree assault that are committed ârecklessly.â If all reck-
less use of a deadly weapon constituted âcircumstances man-
ifesting extreme indifference to the value of human life,â
ORS 163.165(1)(a) would be subsumed by ORS 163.165(1)(b).
That is, if, when a person recklessly causes serious phys-
ical injury with a deadly weapon under paragraph (1)(a),
the person is also recklessly causing serious physical injury
under circumstances manifesting âextreme indifference,â
then there would be no need for paragraph (1)(a) because
the conduct would be covered by paragraph (1)(b). That con-
struction would render paragraph (1)(a) superfluous. We
have explained that, âif possible, we should avoid interpret-
ing statutory enactments in a way that makes parts of them
superfluous or redundant.â See DISH Network Corp. v. Dept.
of Rev., 364 Or 254, 278,434 P3d 379
(2019).
Related statutes also provide contextual support for
our understanding that the legislature did not intend for
all reckless use of a deadly weapon to manifest âextreme
indifference.â If a person ârecklessly causes physical injury
to another,â absent evidence that the person acted reck-
lessly âunder circumstances manifesting extreme indiffer-
ence,â that person commits the crime of assault in the fourth
degree. ORS 163.160(1)(a).6 And if a person ârecklessly
engages in conduct which creates a substantial risk of seri-
ous physical injury to another person,â but which does not
cause physical injury, the person commits the crime of reck-
lessly endangering another person. ORS 163.195. Reckless
endangerment is, as we explain later, a crime intended by
the legislature to cover the reckless pointing of firearms. As
noted, defendant was found guilty of eight counts of reck-
less endangerment, and defendant does not challenge those
convictions nor dispute that he handled the handgun âreck-
lessly.â He disputes only that his reckless conduct mani-
fested âextreme indifference.â
6
Fourth-degree assault under ORS 163.160(1)(a) is a lesser-included offense
of third-degree assault under ORS 163.165(1)(c).
Cite as 372 Or 729 (2024) 739
The question, then, is how the legislature intended
to distinguish the reckless use of a deadly weapon with
âextreme indifference to the value of human lifeâ from the
reckless use of a deadly weapon that does not meet that
standard. As we will next explain, the legislature intended
for recklessness with âextreme indifferenceâ to encompass
only the âhighest or the greatest possible degreeâ of lack of
concern for the risk that a defendantâs conduct might cause
the death of another person.
In State v. Boone, 294 Or 630, 635,661 P2d 917
(1983), this court explained that recklessness with âextreme indifferenceâ is a standard that âcontemplates circum- stances which make defendant more blameworthy than recklessness alone.â7 This court has also described reckless- ness with âextreme indifference to the value of human lifeâ as another âlevel[ ]â of recklessness. State v. Hill,298 Or 270, 280
,692 P2d 100
(1984). Thus, the statutory reference in
ORS 163.165(1)(c) to âextreme indifferenceâ essentially con-
templates greater and lesser degrees of recklessness.
ORS 161.085(9)âwhich defines the mental state
of ârecklesslyââis one of the general culpability provisions
adopted by the legislature. As such, that statute can be used
to help differentiate typical reckless use of a deadly weapon
from reckless use of a deadly weapon with âextreme indiffer-
ence to the value of human life.â See State v. Haltom, 366 Or
791, 797,472 P3d 246
(2020) (stating as a âcore principle[ ]â
that statutes defining offenses are read in the context of the
Oregon Criminal Codeâs general culpability provisions to
determine applicable mental states). âRecklesslyâ relates to
a result or circumstance described by a statute defining an
offense, and is defined, in relevant part, to mean
7
Although Boone was decided before PGE and Gaines and therefore did not
follow the methodology for construing statutes that we adopted in those cases,
our examination of the statutory termâs text, context, and legislative history per-
suades us that our interpretation of the term in Boone remains sound. See gen-
erally Mastriano v. Board of Parole, 342 Or 684, 692,159 P3d 1151
(2007) (stat- ing that the âabsence of a PGE-style examination of legislative intent does not deprive a prior statutory interpretation of its ordinary effect as a precedent,â and therefore a decision from this court interpreting a statute cannot be discounted merely because it predates PGE); see also State v. Riley,365 Or 44, 55
,443 P3d 610
(2019) (reaffirming that principle post-Gaines). And neither party has asked
us to revisit our analysis or holding in Boone.
740 State v. Giron-Cortez
âthat a person is aware of and consciously disregards a
substantial and unjustifiable risk that the result will occur
or that the circumstance exists. The risk must be of such
nature and degree that disregard thereof constitutes a
gross deviation from the standard of care that a reasonable
person would observe in the situation.â
ORS 161.085(9). When determining what the mental state
element requires of the stateâs proof for a particular charge,
âthe starting point is to identify the result, conduct, or cir-
cumstance âdescribedâ by the statute setting out the elements
of the offense.â State v. Turnidge (S059155), 359 Or 364, 460- 61,374 P3d 853
(2016), cert den,580 US 1070
(2017). Here,
for third-degree assault under ORS 163.165(1)(c), defendant
must have been âaware of and consciously disregard[ed] a sub-
stantial and unjustifiable riskâ of causing a resultââphysi-
cal injury by means of a deadly or dangerous weapon.â
The ârecklesslyâ element in ORS 163.165(1)(c), when
read together with the definition of recklessly in ORS
161.085(9), thus requires the state to establish that defen-
dant was reckless as to the âsubstantial and unjustifiableâ
risk of causing physical injury with a deadly or dangerous
weapon. But, in addition, the state must prove that defen-
dant acted recklessly âunder circumstances manifest-
ing extreme indifference to the value of human life.â ORS
163.165(1)(c) thus requires the state to establish the âaddi-
tional elementâ of âextreme indifference.â See Boone, 294
Or at 632 (so stating for second-degree assault under ORS
163.175(1)(c)). That additional element necessarily involves
defendantâs âextremeâ lack of concern for the substantial
risk that his conduct might result in another personâs death,
a standard that the legislature intended to go well beyond
ordinary reckless assault.8
Neither âextreme indifference to the value of human
lifeâ nor the circumstances that may manifest the requisite
8
We disagree with defendant, however, that the requisite âextremeâ lack of
concern for the substantial risk that a personâs conduct might result in another
personâs death is satisfied only when there is evidence that a personâs conduct
actually results in âkill[ing] or nearly kill[ing] anyone.â That argument is not
supported by the text. The text of ORS 163.165(1)(c) requires only the result that
the victim suffer from a âphysical injury.â But, the type of injury that could have
resulted is relevant to whether the defendant was acting with extreme indiffer-
ence to the value of human life.
Cite as 372 Or 729(2024) 741 indifference are defined in statute. When the legislature has not defined a particular term, we assume that the legisla- ture intended to give words of common usage their âplain, natural, and ordinary meaning.â State v. Clemente-Perez,357 Or 745, 756
,359 P3d 232
(2015) (citing PGE,317 Or at 611
).
The definition of âextremeâ is âexisting in the
highest or the greatest possible degree : very great : very
intenseâ or âexceeding the ordinary.â Websterâs Third New
Intâl Dictionary 807 (unabridged ed 2002). â[I]ndifferentâ
means âmarked by a total or nearly total lack of interest in
or concern about something.â Id. at 1151. â[V]alue,â in terms
of âthe value of a thingâ or âthe precise value of men,â means
ârelative worth, utility, or importance : degree of excellence
: status in a scale of preferences.â Id. at 2530. And âlifeâ
is âcompare[d] [with] deathâ and is defined in part as âthe
quality that distinguishes a vital and functional being from
a dead body.â Id. at 1306.
The legislatureâs choice of words indicates that it
intended to set a high bar for proving âextreme indifference
to the value of human life.â The plain, natural, and ordinary
meaning of the disputed term can generally be understood
to describe circumstances that demonstrate the âhighestâ
or âgreatestâ lack of concern that a personâs conduct could
result in the death of a human being.
Importantly, as we explained in Boone, â[i]t is not
the âcircumstancesâ that manifest extreme indifference but
rather it is the conduct of a defendant [under those circum-
stances] that manifests [that personâs] extreme indiffer-
ence.â9 294 Or at 634 n 8. Thus, to determine whether a
9
The dissent characterizes the âextreme indifferenceâ element as a âcircum-
stanceâ element, and states that, under the general culpability provision set out
in ORS 161.085(9), the state need only prove that defendant was âreckless as to
the existence of the circumstanceâ for ORS 163.165(1)(c). 372 Or at 753 (James, J.,
dissenting). There are at least two problems with the dissentâs approach. First,
this court has already held that âextreme indifferenceâ is essentially another
âlevel[ ] of recklessness.â Hill, 298 Or at 280. The dissentâs reliance on the gen-
eral culpability provisions thus disregards the fact that this court has already
observed that statutes using the âextreme indifferenceâ concept operate differ-
ently than statutes that use the recklessness mental state alone.
Second, as a practical matter, the dissentâs approach does not make sense.
Under the dissentâs view, because the statute uses the term âextreme indiffer-
enceâ in conjunction with the word âcircumstances,â extreme indifference must be
treated as a circumstance element. And, under the general culpability provisions
742 State v. Giron-Cortez
defendantâs conduct manifests recklessness with âextreme
indifference,â this court considers âcircumstances surround-
ing the conductâ that inform the nature of the risk to human
life involved and the extent to which a defendant consciously
disregarded that risk. Id. Contrary to defendantâs argu-
ment, this court considers circumstances beyond the precise
moment that defendant creates a risk of harm, including the
circumstances before, during, and after the resulting injury
or death. See id. at 634.
With that understanding of the statutory term in
mind, we reiterate our comment in Boone that attempting
to further âdefin[e] extreme indifference to human life by
analysis rather than anecdote is difficult.â 294 Or at 637. We next look to examples from this court for additional guidance as to the type of conduct and surrounding circumstances that the legislature intended to capture within the mean- ing of recklessness with âextreme indifference.â See State v. Mullins,352 Or 343, 349
,284 P3d 1139
(2012) (explaining that case law construing statute at issue is considered at first level of PGE analysis) (citing State v. Toevs,327 Or 525, 532
,964 P2d 1007
(1998)).
In Boone, the defendant was convicted of second-
degree assault with âextreme indifferenceâ for injuries that
he caused when driving while intoxicated and with a sus-
pended license.10 Id. at 632-33. This court held that the state must first establish that the defendant was recklessâfor second-degree assault under ORS 163.175(1)(c), the âcommis- sion of an extremely dangerous actâ would constitute reck- lessness âbecause it entails âsubstantial and unjustifiable on which the dissent relies, the state must prove only that a defendant was reck- less as to the existence of a circumstance. It follows that, under the dissentâs interpretation, the state would have to prove that a defendant was ârecklessâ as to the existence of the defendantâs own extreme indifference to the value of human life. Rather than adopt such an approach, we adhere to our interpreta- tion in Boone that, although recklessness with âextreme indifferenceâ is not an additional culpable mental state, the standard is best understood in terms of requiring indifference to a substantial risk to human life that is âmore than reck- lessness.â294 Or at 634
. And that requires us to focus on the conduct at issue
under the surrounding circumstances.
10
ORS 163.175(1)(c) provides that a person commits the crime of second-
degree assault if the person â[r]ecklessly causes serious physical injury to another
by means of a deadly or dangerous weapon under circumstances manifesting
extreme indifference to the value of human life.â
Cite as 372 Or 729 (2024) 743
riskâ of serious injury or death.â Id. at 638. And that the evi-
dence must go beyond that level of recklessness by establish-
ing âevidence of circumstances from which the jury could
have inferred defendantâs extreme indifference to the value
of human life.â Id. at 638-39. In concluding that the defen-
dantâs conduct under the surrounding circumstances mani-
fested the additional element, this court highlighted that he
⢠was swerving across the road prior to the accident;
⢠tailgated so closely that he almost hit a car in front of
him;
⢠sideswiped an oncoming vehicle because he went across
the center line;
⢠swerved back over the line into another oncoming vehi-
cle, causing serious injury;
⢠had a .24 percent blood alcohol content two hours after
the accident; and
⢠was so belligerent and intoxicated at the scene that he
threatened to hit a passenger of a car that he sideswiped
and interfered with ambulance assistance.
Id. at 639. We affirmed the defendantâs conviction for second-
degree assault, concluding that a reasonable factfinder could
find that the defendantâs conduct was distinguishable from
a typical reckless assault case due to the â[t]he degree of
intoxication, defendantâs erratic driving and his conduct at
the scene.â Id.
Similarly, in State v. Cunningham, 320 Or 47,880 P2d 431
(1994), this court considered the defendantâs con- duct under the surrounding circumstances in concluding that, if he acted recklessly, he did so under circumstances manifesting an extreme indifference to the value of human life. In Cunningham, the defendant was charged with mur- der. At the close of all the evidence, the trial court instructed the jury on the lesser-included crime of manslaughter in the first degree, which requires acting recklessly with âextreme indifference.âId. at 58
. The defendant requested a jury instruction for the lesser-included offense of manslaughter in the second degree, which does not include the âextreme indifferenceâ element. The trial court rejected the request. 744 State v. Giron-Cortez As we explained in Cunningham, a requested jury instruc- tion on a lesser-included offense should be given if there is âevidence, or an inference which can be drawn from the evidence, which supports the requested instruction so that the jury could rationally and consistently find the defen- dant guilty of the lesser offense and innocent of the greater.âId.
(quoting State v. Washington,273 Or 829, 835-36
,543 P2d 1058
(1975)). We affirmed the trial courtâs denial of the
defendantâs requested instruction, explaining that the evi-
dence could not rationally support a finding that the defen-
dant was reckless without inferring from all the evidence
that his conduct also manifested an extreme indifference to
human life, given that
⢠the autopsy showed that the victim had been stabbed
approximately 37 times;
⢠the defendant admitted to police that he stabbed the
victim, that she had a lot of blood on her, and that she
had difficulty breathing; and
⢠the defendant dragged the victim into a ditch after
observing her difficulty breathing and left her there.
Id. at 60-61.
Although those prior cases do not involve firearms,
they do reflect our understanding that reckless assault
under âcircumstances manifesting extreme indifference to
the value of human lifeâ must go well beyond ordinary reck-
less assault and take into account circumstances before,
during, and after the act that causes the harm.
B. Legislative History
We next turn to the legislative history. Our review
of that history reveals that in the particular context of
firearms, the legislature associated âextreme indifferenceâ
with a blending of two factorsâfirst, the conduct of actually
shooting a firearm in the direction and range of others; and
second, an awareness and conscious disregard of the risk of
resulting injury or death.
The third-degree assault statute was created as
part of the 1971 revision of Oregonâs Criminal Code. Or Laws
1971, ch 743, § 92. However, the provision at issue here, ORS
Cite as 372 Or 729(2024) 745 163.165(1)(c), was added in 1977. Or Laws 1977, ch 297, § 3. Although the provision at issue was adopted later, the dis- puted termââcircumstances manifesting extreme indiffer- ence to the value of human lifeââwas first introduced into the Criminal Code in 1971. See Or Laws 1971, ch 743, § 94. The history and context of the 1971 legislatureâs adoption of the phrase are helpful in understanding what the legisla- ture intended six years later when it enacted third-degree reckless assault with âextreme indifference.â11 See Boone,294 Or at 635
(considering meaning of âextreme indiffer-
enceâ intended by the 1971 legislature while interpreting
the second-degree assault provision enacted in 1977).
The term ârecklessly under circumstances man-
ifesting extreme indifference to the value of human lifeâ
appeared in the 1971 versions of the criminal homicide and
assault statutes. See Or Laws 1971, ch 743, §§ 88, 94. The
Oregon Criminal Law Revision Commission, which drafted
the statutes, intended the term to have a consistent meaning.
See Minutes, Criminal Law Revision Commission, Jan 23,
1970, 6 (describing consistency in the meaning of the term).
This court considers the commentaries produced by the
commission and its subcommittees as part of the Criminal
Codeâs legislative history. Gaines, 346 Or at 178.
The meaning of âextreme indifference to the value
of human lifeâ is informed by the legislatureâs previous use
of the term âdepraved mind,â which appeared in Oregon
and a wide range of jurisdictions as a forerunner to the
term âextreme indifference.â Boone, 294 Or at 636. When
the legislature created the crime of ârecklessâ murder with
âextreme indifference,â that crime was intended to replace
former ORS 163.020, which defined second-degree murder
to include killing by an act âimminently dangerous to oth-
ers, and evincing a depraved mind, regardless of human
11
We could find nothing in the legislative history of ORS 163.165(1)(c) to sug-
gest that, in enacting the third-degree assault provision in 1977, the legislature
intended to change the meaning of âextreme indifference to the value of human
lifeâ from how it was used in 1971. And the parties do not argue that the leg-
islature changed the meaning of âextreme indifferenceâ when it enacted ORS
163.165(1)(c) or at any point after the term was introduced into the Criminal
Code. â[I]n the absence of evidence to the contrary, we ordinarily assume that the
legislature uses terms in related statutes consistently.â State v. Cloutier, 351 Or
68, 99,261 P3d 1234
(2011). 746 State v. Giron-Cortez life, although without any design to effect the death of any particular individual.â (Emphasis added.); see Commentary to Criminal Law Revision Commission Proposed Oregon Criminal Code, Final Draft and Report § 88, 86 (July 1970) (similar); see also General Laws of Oregon, Crim Code, ch XLIII, § 504, p 527 (Deady 1845
-1864) (similar). The
crime of reckless murder with âextreme indifferenceâ was
intended to correspond âfairly closely in policyâ to that for-
mer second-degree murder statute that used the depraved-
mind standard. Commentary § 88 at 87. Reckless murder
with âextreme indifferenceâ was also derived from Model
Penal Code section 210.2(1). Id. at 86 (so stating). The Model
Penal Code drew the âextreme indifferenceâ term from many
explicit statutory treatments and common-law decisions
characterizing âextreme recklessnessâ as conduct without
an intent to kill or injure, but nevertheless evidencing a
âdepraved heart regardless of human life.â Commentary to
Model Penal Code, Tentative Draft #9, 29, May 8, 1959.
âDepraved mindâ was not defined in statute, but
previous applications of the term give some insight into
its meaning. Prior to 1971, courts applied iterations of the
âdepraved mindâ standard to conduct involving the inten-
tional shooting of firearms in the direction and range of oth-
ers. In Oregon, a defendant showed a âdepraved mindâ suf-
ficient to sustain a second-degree murder conviction based
on evidence that he intentionally fired two rifle shots into a
house that he knew was occupied at the time. State v. Gill,
3 Or App 488, 491,474 P2d 23
(1970). Commentary to Model Penal Code section 210.2(1) includes comparable examples of shooting a firearm with recklessness as to the risk of injury or death, wherein the defendantsâ conduct presents a greater risk to human life than merely holding or display- ing a firearm. See, e.g., Commonwealth v. Malone, 354 Pa 180, 183, 188,47 A2d 445, 447, 449
(1946) (the defendant had a âwicked, depraved, malignant heartâ when he pulled the trigger of a loaded revolver at the victim during a game of Russian Roulette); Myrick v. State, 199 Ga 244, 249,34 SE2d 36, 40
(1945) (whether the defendant displayed reck- less disregard for human life by intending to shoot over the victimâs head to scare him and hitting him by mistake was jury question); People v. Jernatowski,238 NY 188, 192
, 144 Cite as372 Or 729
(2024)747 NE 497
, 498 (1924) (conduct showed a âwicked and depraved
mind regardless of human lifeâ when the defendant fired
several shots into an occupied house).
The commission gave similar examples for the
term âextreme indifference.â Professor Platt, in discussing
the meaning of âextreme indifferenceâ with members of the
commission, stated that âextreme indifferenceâ is âbroad.â
Tape Recording, Criminal Law Revision Commission,
Subcommittee 2, Nov 14, 1969, Tape 87, Side 1. He provided
several hypothetical situations to help âillustrate the dif-
ference between homicide committed intentionally, know-
ingly, or recklessly with extreme indifference to the value of
human life.â Id.
Professor Platt gave one set of hypotheticals in
which a person intentionally sets off a bomb that results in
the death of other people. He explained that that situation
could describe murder that is committed âintentionallyâ or
âknowinglyâ:
âThe defendant intentionally wants to kill A and to do this
places a bomb in Aâs home and plans to wait until A is in
the home to detonate the bomb. A walks into his home with
B and the defendant sees B walk in with A. If he blows up
the house and kills both A and B, he has intentionally mur-
dered A and knowingly murdered B.â
Id. He next changed the hypothetical to describe how the
âintentionallyâ and âknowinglyâ examples would differ from
an example of ârecklessâ murder under circumstances that
would manifest âextreme indifference to the value of human
lifeâ:
âThe defendant plans to kill A in the same fashion as out-
lined above. B has gone into the house previously and has
not been seen by the defendant, yet the defendant is con-
sciously aware that someone will be in the house (perhaps
it is a motel room). If he blows up the house and kills A and
B, not knowing for a certainty that he is going to kill B, the
defendant has intentionally murdered A and in killing B
has committed a reckless homicide with the indifference
standard.â
Id.
748 State v. Giron-Cortez
He also described another set of hypotheticals
in which a person shoots a firearm across a highway. He
explained that, if âsomeone shoots across a highway in a
commercially developed area, it would be more like reckless
murder with extreme indifference to the value of human
life than where someone shoots across a seldom-used road.â
Id.In the latter instance, Platt stated that âit might not be homicide at all, even though someone is killed.âId.
The commission also gave other examples of âreck-
lessâ murder and assault with the use of a deadly weapon
constituting âextreme indifference,â all of which contemplate
a defendant consciously placing the lives of others at risk by
shooting a firearm, but without an intent to hit any partic-
ular person. The commissionâs commentary to the murder
with âextreme indifferenceâ provision states that the section
âis meant to cover situations such as one shooting into a
crowd or an occupied house or automobile.â See Commentary
§ 88 at 87. The examples involve a person intentionally dis-
charging a weapon and accidentally killing the victim. And
the commentary to the first-degree assault with âextreme
indifferenceâ provision states that the section is âdesigned
to cover the most serious forms of life endangering conduct,â
including âreckless conduct evincing extreme depravity, e.g.,
shooting into a crowd without any specific homicidal intent.â
See Commentary § 94 at 94.
The subcommittee that drafted the homicide and
assault statutes also created the statutory provision for the
crime of recklessly endangering another person. That stat-
ute, which has remained unchanged since it was enacted
in 1971, provides that a person commits the crime âif the
person recklessly engages in conduct which creates a sub-
stantial risk of serious physical injury to another person.â
Or Laws 1971, ch 743, § 96; ORS 163.195.
The commentary for reckless endangerment pro-
vides two helpful notes: (1) the section âis intended to cover
the reckless pointing of firearms,â and (2) unlike the corre-
sponding Model Penal Code section 211.2, Oregonâs provi-
sion does not include the words âdanger of deathâ because
the commission felt such words were âredundantâ in light of
the definition of âserious physical injury.â See Commentary
Cite as 372 Or 729 (2024) 749
§ 96 at 97. The legislature appeared to recognize that the
reckless act of pointing a firearm at another person is one
that likely involves the risk of death, even without addi-
tional details about the likelihood that the firearm would
discharge. The commentary indicates that, even recogniz-
ing the risk of death, the legislature intended for the point-
ing of firearms to constitute ordinary ârecklessâ conduct.
From the text, context, and legislative history, we
reach the following conclusions. Most obviously, the legis-
lature did not intend that all reckless use of firearms con-
stitutes âextreme indifference to the value of human life.â
The reckless pointing of a firearm at another person was
intended to be addressed by the reckless endangerment
statute, which is inconsistent with a conclusion that reck-
less pointing of a firearm, without more, also qualifies as
âextreme indifference.â As to what would meet that stan-
dard, the legislative history suggests that the legislature
had in mind only the most serious forms of life-endangering
conduct, such as shooting a firearm, combined with reck-
lessness as to the likelihood of resulting injury or deathâas
in the examples of firing into an occupied house or across a
busy road. The context and history also suggest that acts
that materially increase the risk of an unintentional dis-
charge combined with recklessness as to the risk of injury
or deathâas in the Russian Roulette exampleâwould meet
the standard.
As noted, the state takes the position that, given
the inherent dangers presented by loaded firearms, once the
prosecution establishes that a defendant acted recklessly,
whether the conduct rose to the level of âextreme indiffer-
enceâ will generally be a jury question. We understand the
dissent to take essentially the same view. However, in this
context, we conclude that the dissentâs approach gives insuf-
ficient regard to the legislatureâs choices in structuring the
third-degree assault statute and the reckless endangerment
statute. Given the evident care with which the legislature
considered how to address the use of âdeadly weapons,â we
are persuaded that the legislature did not intend to allow a
factfinder to find the additional element of âextreme indif-
ferenceâ to be present whenever the state proved that a
750 State v. Giron-Cortez
defendant had behaved recklessly with a deadly weapon.
Rather, we conclude that, as a general matter, a finding of
extreme indifference will require, at a minimum, conduct
such as shooting a firearm in the direction and range of
other people or, at least, as relevant here, conduct or circum-
stances that materially increase the risk of an accidental
discharge in the direction and range of others, beyond the
risk of discharge inherent whenever a person holds and dis-
plays a loaded weapon in public.
V. APPLICATION
Viewing the video evidence in the light most favor-
able to the state, a factfinder could reasonably infer that
defendant brought a loaded handgun into a crowded bar.
There was evidence of alcohol consumption, but the state
on review does not argue that defendant was intoxicated or
that his judgment was impaired by alcohol. He pulled the
handgun out to show his friends. In so doing, defendant held
it flat in the palm of his hand for approximately seven sec-
onds, without his fingers on the trigger. While returning the
handgun to his waistband with the barrel pointed down,
defendant accidentally discharged it and recklessly caused
physical injury to his cousin when the bullet ricocheted off
his leg bone. As noted, the trial court found that defendant
did not intentionally discharge the handgun.12
Without the conduct of shooting the handgun in the
direction and range of others, the question becomes whether
the evidence supports a finding that defendant created a
materially increased risk of accidental discharge in a way
that posed a risk of injury or death to others beyond the risk
inherent in handling and displaying a loaded gun in public.
We conclude that it does not.
Defendant pulled the handgun out for a few seconds
to show his friends. He simply held it in the palm of his hand.
He did not, for example, spin the handgun, wave it around
12
The dissent relies, in part, on the prosecutorâs descriptions of defendantâs
gestures prior to taking out the handgun to conclude that defendant manifested
an extreme indifference to the value of human life. 372 Or at 759-60, (James, J.,
dissenting). We note, however, that the trial court explicitly stated that it could
not make the findings that the prosecutor argued for regarding defendantâs non-
verbal actions prior to pulling out the handgun.
Cite as 372 Or 729 (2024) 751
in a drunken fashion, engage in a game of Russian Roulette,
or otherwise play with it in a way that materially increased
the risk of discharge and resulting injury or death. Nor did
anything in the environment in which defendant displayed
the gun create an enhanced risk of accidental discharge; for
example, people in the immediate vicinity of defendant were
not doing anything out of the ordinary physically that would
elevate the risk of an accidental discharge. Moreover, at the
time that defendant committed the assaultâwhen he acci-
dentally discharged the handgunâthe barrel was pointed
down and toward his own leg while he was returning it to
his waistband. To be sure, holding the loaded handgun in a
crowded place was inherently dangerous, but the inherent
dangers associated with firearms are already accounted for
in the structure of the statutory scheme. More is required to
establish âextreme indifference to the value of human life.â
Without physical injury, defendantâs conduct would consti-
tute only reckless endangerment under ORS 163.195, and
with physical injury, an assault in the fourth degree under
ORS 163.160(1).
The state also argues that defendantâs status as a
felon is an indication of an âextreme indifference to the value
of human life.â See Boone, 294 Or at 639n 15 (noting the defendantâs suspended license when considering whether the defendantâs impaired driving demonstrated extreme indifference). But even considering that that fact may be âan indication of an indifferent state of mind,âid.,
it is not suffi-
cient to demonstrate an extreme indifference here in light of
the other circumstances discussed above. Defendantâs sta-
tus as a felon did not materially increase the risk of acciden-
tal discharge that occurred. As noted, defendant was found
guilty of the crime of felon in possession under ORS 166.270
for his conduct in this case. The legislature has not sought
fit to connect the two statutes, and so we do not give that
fact the same weight as the dissent.
Based on the foregoing reasons, we conclude that the
trial court erred in denying defendantâs motion for judgment
of acquittal, because the evidence does not fall within the
category of reckless use of a deadly weapon that constitutes
752 State v. Giron-Cortez
âextreme indifference,â as required for third-degree assault
under ORS 163.165(1)(c).
The decision of the Court of Appeals is reversed.
The judgment of conviction is reversed in part, and the case
is remanded to the circuit court for entry of conviction for
the lesser-included offense of fourth-degree assault under
ORS 163.160(1)(a) and for resentencing consistent with this
opinion.
JAMES, J., dissenting.
Defendant, a convicted felon, acquired an illegal
handgun and, with a round in the chamber and the safety
off or inoperable, tucked the weapon into his waistband and
entered a small bar filled with patrons. After consuming
alcohol, defendant withdrew that weapon in the crowded
bar, displayed it to the people at his table with his finger on
or near the trigger, necessarily aiming it at multiple patrons
while doings so. While attempting to put the weapon back
into his waistband, defendant accidentally discharged the
handgun, wounding himself as well as another person at his
table, and risking the lives of many more.
The question presented by this case is whether the
trial court erred in denying defendantâs motion for judgment
of acquittal (MJOA) as to ORS 163.165(1)(c), assault in the
third degree. That is, viewing the evidence in the light most
favorable to the state, did the law prohibit a factfinder from
even considering the allegation that defendantâs reckless
conduct was committed âunder circumstances manifesting
extreme indifference to the value of human lifeâ? In my
view, as a matter of law and commonsense, the answer to
that question is no. The majority concludes otherwise, and
for that reason, I dissent.
ORS 163.165(1)(c) provides that one, of the many,
ways to commit assault in the third degree is when a defen-
dant â[r]ecklessly causes physical injury to another by means
of a deadly or dangerous weapon under circumstances man-
ifesting extreme indifference to the value of human life.â
Understanding the function of the phrase âunder circum-
stances manifesting extreme indifference to the value of
Cite as 372 Or 729 (2024) 753
human lifeâ in the statute requires an examination of how
Oregon criminal statutes consider mental states.
The Oregon Criminal Code, ORS 161.085 (7) - (10),
lists four possible mental statesâintentional, knowing,
reckless, and criminally negligentâfor crimes in this state
and specifies that each mental state applies âonly to partic-
ular types of elements.â State v. Simonov, 358 Or 531, 539,368 P3d 11
(2016). Criminal liability generally requires an accompanying mental state for each element. State v. Rutley,343 Or 368, 373
,171 P3d 361
(2007). Elements are divided into typesâconduct, result, or circumstance. Circumstance elements, as we explained in Simonov, require only reck- lessness or criminal negligence. Simonov,358 Or at 539-40
.
For ORS 163.165(1)(c), âphysical injuryâ is a result
element. Causing, âby means of a deadly of dangerous
weaponâ is a conduct element in the statuteâthe conduct
is the use of the weapon. âUnder circumstances manifest-
ing extreme indifferenceâ is a circumstance element of the
statute. We know that âunder circumstances manifesting
extreme indifferenceâ is a circumstance element because
that is what the statute says. Surely, we cannot expect the
legislature to speak any clearer than explicitly using the
terms âunder circumstancesâ in the text of a criminal statute
to denote a circumstance element. Accordingly, recklessness
is the mental state applicable to all three elements of ORS
163.165(1)(c). As such, the state need only plead and prove
that the defendant was reckless in causing injury, reckless
in the use of the weapon, and reckless as to the existence of
the circumstance. The state does not need to prove that a
defendant was extra reckless. Acting in a generally reckless
manner, while recklessly disregarding that circumstances
exist such that reckless conduct committed under those cir-
cumstances could endanger lives, is sufficient.
However, the majority interprets âunder circum-
stancesâ in ORS 163.165(1)(c) as a form of heightened reck-
lessness, and thus, not as a circumstance element, but as
a conduct element. See, e.g., 372 Or at 731 (stating that
the legislature understood â âextreme indifferenceâ * * * to
apply to only the most serious forms of life-endangering
conductâ (emphasis added)). In short, the majority rewrites
754 State v. Giron-Cortez
the statuteârather than conduct occurring under circum-
stances manifesting extreme indifference, the majority
says that the conduct itself must manifest extreme indiffer-
ence. Under that reasoning, the âcircumstanceâ cannot be
external to the reckless act, defendant must be the cause,
through his conduct, of the circumstance that manifests
extreme indifference. Through that rewriting of the statute,
the majority comes to its ultimate conclusion that,
â[i]n the context of firearms, the legislature associated
âextreme indifferenceâ with conduct such as shooting a fire-
arm in the direction and range of other people or, at least,
as relevant here, conduct that materially increases the risk
of an accidental discharge in the direction and range of oth-
ers beyond the risk inherent in handling and displaying a
loaded gun.â
Id. at 731-32.
Treating extreme indifference as conduct, as opposed
to a circumstance, carries consequences. A few examples
illustrate the problem. Shooting a firearm into the air is
inherently reckless conduct; because of gravity, the bullet
will eventually return to earth, where it could strike another
person. Shooting a firearm into the air in a secluded location
is still reckless conduct, but those circumstances would not
manifest âextreme indifference to the value of human lifeâ
even if, upon returning to earth, the bullet struck a person
who, unbeknownst to the shooter, happened to be hiking in
the nearby woods. But engaging in the exact same reckless
conductâshooting a firearm into the airâin the middle of a
densely packed urban area might well be considered conduct
under âcircumstances manifesting extreme indifference to
the value of human life.â
Or consider an example closer to the facts of this
case. Holding a loaded weapon out for display, and show-
ing it to friends, and having it discharge, may be reckless,
but when done in a private setting in oneâs home may not
be done under circumstances manifesting extreme indiffer-
ence to the value of human life. However, doing those exact
same actions on a crowded dance floor surrounded by dozens
of closely packed people, could be reckless conduct engaged
in under circumstances manifesting extreme indifference.
Cite as 372 Or 729 (2024) 755
Each of those examples illustrates a circumstance
that is external to defendantâs conduct. Defendantâs con-
duct does not cause the circumstanceâthe urban setting, or
the dance floor. In each, defendantâs conduct is the sameâ
firing the weapon, intentionally or recklessly. But, when
defendantâs conduct is committed under those external
circumstances, the moral blameworthiness changes. The
majorityâs conflation of conduct and circumstance limits the
potential universe of increased moral fault only to those cir-
cumstances that defendant had a hand in bringing about.
To reach that result, the majority relies heavily on
State v. Boone, 294 Or 630,661 P2d 917
(1983). There, the defendant had been convicted of several crimes, including second-degree assault, after he drove his automobile across the center line while he was intoxicated, crashing into another vehicle and seriously injuring its occupants. Under the governing statute, a person could commit second-degree assault by ârecklessly caus[ing] serious physical injury to another by means of a deadly or dangerous weapon under circumstances manifesting extreme indifference to the value of human life.âId.
at 632 (quoting ORS 163.175(1)(c)
(1977), amended by Or Laws 2005, ch 22, § 110).
In that case, we noted, in a footnote, that â[i]t is
not the âcircumstancesâ that manifest extreme indifference
but rather it is the conduct of a defendant that manifests
his or her extreme indifference.â Id. at 634 n 8. However,
that statement cannot be read in isolation. Critically, the
sentence immediately following states that â[w]hether a
defendantâs conduct manifests extreme indifference must
be determined from all the circumstances surrounding the
conduct.â Id. at 634 n 8. And we returned to the text of the
statute in articulating the holding in Boone: âWe hold that
the circumstances which exist in this case suffice to establish
defendantâs extreme indifference to the value of human life.â
Id. at 639-40 (emphasis added). Thus, unlike the majority,
Boone itself appears to accept that the circumstances that
manifest extreme indifference can be entirely independent
from defendant, and while they may contextualize defen-
dantâs conduct, they need not be caused by defendantâs
conduct.
756 State v. Giron-Cortez
But, to whatever extent Boone must be read to
compel the majorityâs transformation of extreme indiffer-
ence from a circumstance element to a conduct element, the
footnote in Boone is clearly wrong and we should disavow
it.1 Although I readily agree that statutory interpretation
involves more than mere textualism, plain text must be
meaningfully grappled with because âthere is no more per-
suasive evidenceâ of the legislatureâs intent than the words
used in the statute, because â[o]nly the text of the statute
receives the consideration and approval of a majority of the
members of the legislature[.]â State v. Gaines, 346 Or 160,
171,206 P3d 1042
(2009). We are not free to ignore the text of a statute if we think that the text âdoes not accurately stateâ what the legislature intended. Boone,294 Or at 634
n 8. If we did that, âwe would be rewriting a clear statute based solely on our conjecture that the legislature could not have intended a particular result.â State v. Vasquez-Rubio,323 Or 275, 283
,917 P2d 494
(1996).
I cannot reconcile the majorityâs interpretation with
the clear and unambiguous language chosen by the legisla-
ture. Nor do I view the legislative history here as compel-
ling the majorityâs interpretation. It is true that the legis-
lature discussed examples of a person planting a bomb or
intentionally firing across a highway in a commercial area
or shooting into a crowd. But the mere fact that the legis-
lature only used the most extreme hypotheticals does not
foreclose that they intended to capture less extreme sce-
narios as evidenced by the language they actually enacted
into law. There is no legislative history on this record that
shows that the legislature intended to foreclose uninten-
tional firearm discharge from coming under the ambit of
the statute. As Justice Bushong recently noted, the legisla-
ture can, and often does, enact language broader that the
scenarios brought before it to urge enactment of a law. State
v. Azar, 372 Or 163, 187-88,547 P3d 788
(2024) (Bushong, J.,
dissenting) (âThat commonly occurs during the legislative
1
Because we would be disavowing the footnote in Boone, not the holding of
that case, the doctrine of stare decisis presents no obstacle. See State v. Owen, 369
Or 288, 302,505 P3d 953
(2022) (stating that, under the doctrine of stare decisis, a party seeking to persuade us to abandon precedent must identify, in addition to a deficit in the analytical process employed in the prior case, that âthat holding in [the prior case] is incorrectâ and that abandoning that holding âis now prudentâ). Cite as372 Or 729
(2024) 757 process. See, e.g., State v. Nascimento,360 Or 28, 44
,379 P3d 484
(2016) (recognizing that the legislature â âmay and often does choose broader language that applies to a wider range of circumstances than the precise problem that trig- gered legislative attentionâ â (quoting South Beach Marina, Inc. v. Dept. of Rev.,301 Or 524, 531
,724 P2d 788
(1986))); Hamilton v. Paynter,342 Or 48, 55
,149 P3d 131
(2006) (â[T]he
statutory text shows that, even if the legislature had a par-
ticular problem in mind, it chose to use a broader solution.â).â
(Brackets in Azar.)).
Turning now from statutory interpretation to record
sufficiency, for the majority, there must be some evidence of
âconduct that materially increases the risk of an acciden-
tal discharge in the direction and range of others beyond
the risk inherent in handling and displaying a loaded gun.â
372 Or at 731-32. Even if I were to accept the majorityâs
reading of the statuteâthat extreme indifference is not a
circumstance, but rather a form of conduct akin to a height-
ened level of recklessnessâviewed in the light most favor-
able to the state, there would still be ample evidence to cre-
ate a question of fact as to extreme indifference.
Defendant is a convicted felon who cannot lawfully
possess a firearm. That circumstance was particularly
important to the trial court, and permissibly so. As we have
said, part of the âextreme indifferenceâ element âcontem-
plates circumstances which make defendant more blame-
worthy than recklessness.â Boone, 294 Or at 635. Those circumstances include the subjective characteristics of the defendant. In the context of vehicular homicide, we consid- ered the level of defendantâs intoxication.Id.
For example, in Boone, we noted that the defendant âwas also found guilty of driving while suspended. Were he driving with knowl- edge of suspension, that fact would be another indication of an indifferent state of mind, for it reflects a lack of concern for social and legal responsibility.âId.
at 640 n 15. Perhaps
felon status, on its own, is not sufficient to send the issue of
extreme indifference to the juryâa point I need not decide.
But defendantâs felon status is, at least in part, properly con-
sidered as one component of the factual circumstances that
can, collectively, establish extreme indifference.
758 State v. Giron-Cortez
Defendantâs status as a felon is important because
Oregon law provides that those who have broken our most
serious lawsâfeloniesâare presumptively a greater risk
to the public than law abiding citizens. Accordingly, ORS
166.270(1) provides:
âAny person who has been convicted of a felony under
the law of this state or any other state, or who has been
convicted of a felony under the laws of the Government of
the United States, who owns or has in the personâs posses-
sion or under the personâs custody or control any firearm
commits the crime of felon in possession of a firearm.â
For a felon to restore their firearm rights, that individual
must affirmatively persuade a court, âby clear and convinc-
ing evidence,â that the presumption that âthe petitioner does
not pose a threat to the safety of the public.â ORS 166.274(7).
The reason for defendantâs firearm prohibition is
also relevant. Oregon classifies felon in possession differ-
ently depending on the severity of the underlying offense.
For a single felony, felon in possession is a misdemeanor.
See ORS 166.270(4)(a). However, if that underlying felony
itself involves the use of a deadly or dangerous weapon,
then felon in possession of a firearm is classified by the leg-
islature as a more serious public safety concern and is a
Class C felony.
Here, defendantâs possession of the handgun was
the most seriousâa Class C felony because of defendantâs
criminal record. The court admitted stateâs exhibit 3, which
showed that defendant was a felon because defendant had
pleaded guilty to assault in the second degree, ORS 163.175,
in Marion County Case Number 07C48829, in return for the
dismissal of an attempted murder charge. ORS 163.175 pro-
vides, in relevant part:
âA person commits the crime of assault in the second
degree if the person:
â* * * * *
â(b) Intentionally or knowingly causes physical injury
to another by means of a deadly or dangerous weapon; or
â(c) Recklessly causes serious physical injury to
another by means of a deadly or dangerous weapon under
Cite as 372 Or 729 (2024) 759
circumstances manifesting extreme indifference to the
value of human life.â
Accordingly, this record shows that defendant was not unfa-
miliar with the dangers posed by weapons, because he had
injured someone with a weapon in the past sufficient to
justify a conviction for assault in the second degree, and a
mandatory minimum sentence of 70 months in prison. As a
result, the legislature determined that defendant fell within
a category of individuals who posed the most extreme public
safety risk, sufficient to warrant felony charges simply for
possession of a firearm.
Despite that background, and in intentional viola-
tion of the law that prohibited him from possessing a weapon,
defendant nevertheless acquired a handgun. Defendant did
not have just a loaded firearm. He had a live round racked in
the chamber. Defendant tucked that handgun into his waist-
band, not a holster, and went into a crowded bar. The bar
in question was small. It was filled with over thirty patrons
crowded into a small space. As defendant sat in the bar that
night, defendant was committing a Class C felony simply
by virtue of his possession of the firearm in his waistband,
because the Oregon legislature has deemed him, by virtue of
his felony status, as a greater risk to public safety with fire-
arms than others.
Defendant sat at a table with two other men, and
from the two empty pitchers and three empty cups visible
on their table in the surveillance video, a factfinder could
reasonably infer that the group had consumed alcohol by the
time of the incident. Shortly before defendant removed the
firearm from his waistband, he can be seen in surveillance
video pantomiming the racking and firing a handgun. As
the prosecutor described:
âWhen Your Honor watches * * * [d]efendantâs hands as
heâs talking, Your Honor should notice a couple of things. * * *
Defendant is gesturing. When heâs gesturing, heâs pointing
with a single finger, heâs pointing certain ways. But then
at some point during the conversation that happened about
a couple of seconds there, he points his hands, two fingers
together, extended just like a gun at the gentleman in the
760 State v. Giron-Cortez
black hoodie. He then puts his hand up in the air, racks the
slide.
â* * * * *
âBut Your Honor, should watch whatâs on the screen.
This is not a [d]efendant who is sitting there having a
casual conversation about flowers in the field or two people
at the bar. This is a [d]efendant whoâs describing a shoot-
ing. Immediately after describing the shooting, instead of
moving on safely, he pulls a firearm out of his waistband in
a crowded bar.â
After that pantomime, defendant took his illegal
firearm from his waistband and showed it to the people
sitting at his table, holding it by the handle, his finger on,
or near, the trigger (the video is not clear). Defendant did
not clear the chamber, remove the clip, open the action, or
ensure that the weapon safety was engaged or operational.
Given the crowd present in such a confined space, in the act
of showing the illegal firearm defendant inevitably pointed
it in the direction of as many as eight to nine patrons. There
are established rules of safety universally agreed upon by
responsible Oregon gun owners: Treat all firearms as if they
were loaded, keep firearms pointed in a safe direction, keep
your finger away from the trigger area unless you intend to
fire the weapon, be situationally aware of your potential tar-
get and what is behind. Defendant did not just forget some of
those rulesâhe disregarded all of them. Placing the weapon
back into his waistband, not a holster, defendant pulled the
trigger. Both defendant and another person at his table were
shot and injured. But for the smallest of changesâa centi-
meter of angle difference, a slight shift in the placement of a
table or chairâthe shot could have been fatal to any number
of people in the bar.
To be clear, I agree that an injury caused by the
reckless discharge of a firearm, without more, would be
insufficient to establish circumstances manifesting extreme
indifference to the value of human life. But there is much
more on this recordâdefendantâs status as a felon and his
unlawful possession of the firearm to begin with, his ges-
tures prior to the incident, the small space, the number of
people, the presence of alcohol, the chambered round, the
Cite as 372 Or 729 (2024) 761
failure to engage the safety, and the pointing of the hand-
gun in the direction of not just one, but multiple people. This
goes âbeyond the risk inherent in handling and displaying a
loaded gun,â which the majority itself requires.
Like the grant of summary judgment in civil pro-
ceedings, the grant of a motion for judgment of acquittal on
record sufficiency is a drastic measure. Removing a mat-
ter from the factfinder because of the courtâs perception of
the strength of the record should be approached with cau-
tion, for it is the factfinder, not the court, who is the pre-
ferred entity to render â[t]he communityâs judgment [as to]
whether the defendantâs conduct met that threshold in the
factual circumstances of any particular case.â Chapman
v. Mayfield, 358 Or 196, 206,361 P3d 566
(2015); see also Piazza v. Kellim,360 Or 58, 74
,377 P3d 492
(2016) (hold- ing the same). It accordingly requires an exceedingly high standard, that the court view âthe evidence in the light most favorable to the stateâ and then determine that no ârational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.â State v. Walton,311 Or 223, 241
,809 P2d 81
(1991). That principle is especially applicable when a statute requires an assessment of a defen- dantâs conduct under the circumstances presented. See State v. Cunningham,320 Or 47, 61
,880 P2d 431
(1994) (acknowl-
edging that âthe assessment of circumstances surrounding
a defendantâs conduct usually should be left to the juryâ).
In this case, could a rational factfinder conclude
that the evidence here was insufficient to prove beyond a
reasonable doubt that the circumstances manifested an
extreme indifference to human life? Most certainly. But, in
the light most favorable to the prosecution, I am unable to
conclude the reverse: that any factfinder who viewed these
facts and then concluded that defendant did act in a manner
that manifested extreme indifference to the value of human
life, would be irrational as a matter of law.2 What ultimate
2
In refusing to let these facts go to a jury, the majority sets up a conundrum.
Defendantâs mere possession of the handgun was a Class C felony. And yet, on the
facts of this case, defendantâs act of drawing the handgun, not merely possessing
it, then recklessly discharging the handgun in a crowded bar, injuring both him-
self and another person, and risking the potential death of multiple people, as a
matter of law, failed to create a jury question on the issue of extreme indifference,
and accordingly, as a matter of law, constituted no more than possibly a violation
762 State v. Giron-Cortez
verdict we might render is not the issue. The question here
is whether this record is so lacking that the law required the
court to deprive the factfinder of its role to render the âcom-
munityâs judgment.â Chapman, 358 Or at 206. It was not.
I respectfully dissent.
Bushong, J., joins in this dissenting opinion.
of ORS 163.160, assault in the fourth degree, a misdemeanor. Further, under
the majorityâs reasoning, that paradoxical disparity between the misdemeanor
discharge of the firearm and resulting injury, in contrast to the felonious mere
possession, was intended by the legislature.