State v. Roberts

[Cite as State v. Roberts, 

.]


STATE OF OHIO                     )                  IN THE COURT OF APPEALS
                                  )ss:               NINTH JUDICIAL DISTRICT
COUNTY OF MEDINA                  )

STATE OF OHIO                                        C.A. No.     19CA0004-M

        Appellee

        v.                                           APPEAL FROM JUDGMENT
                                                     ENTERED IN THE
WILLIAM C. ROBERTS                                   COURT OF COMMON PLEAS
                                                     COUNTY OF MEDINA, OHIO
        Appellant                                    CASE No.   16CR0733

                                  DECISION AND JOURNAL ENTRY

Dated: October 28, 2019



        CALLAHAN, Presiding Judge.

        {¶1}     Appellant, William C. Roberts, appeals his convictions after entering a guilty

plea. This Court affirms.

                                                I.

        {¶2}     Mr. Roberts pleaded guilty to kidnapping in violation of R.C. 2905.01(A)(5),

accompanied by a sexually violent predator specification pursuant to R.C. 2941.148 and a sexual

motivation specification pursuant to R.C. 2941.147, and to rape in violation of R.C.

2907.02(A)(2), accompanied by a sexually violent predator specification pursuant to R.C.

2941.148. The trial court sentenced him to consecutive terms of ten years to life in prison on

each count, and Mr. Roberts appealed.

                                               II.

                                  ASSIGNMENT OF ERROR NO. 1

        APPELLANT DID NOT ENTER HIS GUILTY PLEA KNOWINGLY,
        INTELLIGENTLY, OR VOLUNTARILY BECAUSE THE TRIAL COURT
                                                 2


       FAILED TO PROPERLY INFORM HIM OF THE MAXIMUM PENALTIES
       AS REQUIRED BY CRIM.R. 11(C)(2)(A).

       {¶3}    In his first assignment of error, Mr. Roberts argues that his guilty plea was not

knowingly, intelligently, and voluntarily entered because the trial court failed to inform him that

his aggregate sentence could total twenty years to life in prison. He has also argued that the trial

court’s failure to do so violated Crim.R. 11(C)(2).

       {¶4}    “When a defendant enters a plea in a criminal case, the plea must be made

knowingly, intelligently, and voluntarily. Failure on any of those points renders enforcement of

the plea unconstitutional under both the United States Constitution and the Ohio Constitution.”

State v. Engle, 

 (1996). In Ohio, the process for accepting pleas of guilty

or no contest to felony charges is governed by Crim.R. 11(C). State v. Veney, 

, 

, ¶ 8. Crim.R. 11(C)(2) sets forth the colloquy that the trial court must

engage in with the defendant:

       In felony cases the court may refuse to accept a plea of guilty or a plea of no
       contest, and shall not accept a plea of guilty or no contest without first addressing
       the defendant personally and doing all of the following:

       (a) Determining that the defendant is making the plea voluntarily, with
       understanding of the nature of the charges and of the maximum penalty involved,
       and if applicable, that the defendant is not eligible for probation or for the
       imposition of community control sanctions at the sentencing hearing.

       (b) Informing the defendant of and determining that the defendant understands the
       effect of the plea of guilty or no contest, and that the court, upon acceptance of the
       plea, may proceed with judgment and sentence.

       (c) Informing the defendant and determining that the defendant understands that
       by the plea the defendant is waiving the rights to jury trial, to confront witnesses
       against him or her, to have compulsory process for obtaining witnesses in the
       defendant’s favor, and to require the state to prove the defendant’s guilt beyond a
       reasonable doubt at a trial at which the defendant cannot be compelled to testify
       against himself or herself.
                                                3


Trial courts must strictly comply with the constitutional components of the colloquy, which are

set forth in Crim.R. 11(C)(2)(c). Veney at ¶ 18-21. On the other hand, substantial compliance

with the requirements of Crim.R. 11(C)(2)(a) and (b) is required. Veney at ¶ 14-17.

       {¶5}    Under Crim.R. 11(C)(2)(a), a trial court must “[d]etermin[e] that the defendant is

making the plea voluntarily, with understanding of the nature of the charges and of the maximum

penalty involved[.]” This is not a constitutional requirement. See Veney at ¶ 14-17.            In

addition, in State v. Johnson, 

 (1988), the Ohio Supreme Court considered

whether a defendant must be informed of the aggregate total prison term at issue and clarified

that when a defendant pleads guilty to multiple offenses, “neither the United States Constitution

nor the Ohio Constitution requires that in order for a guilty plea to be voluntary a defendant must

be told the maximum total of the sentences he faces[.]” 

. Mr. Roberts’ constitutional

argument is, therefore, not well-taken.

       {¶6}    In Johnson, the Supreme Court also considered whether failure to inform a

defendant of the aggregate total prison term violated Crim.R. 11(C).         With respect to the

mandates of Crim.R. 11(C)(2)(a), the Court concluded that a trial court complies with the Rule

by informing a defendant of the maximum sentence for each of the individual crimes with which

he is charged. 

. The Court held that “[f]ailure to inform a defendant * * * that the

court may order him to serve any sentences imposed consecutively, rather than concurrently, is

not a violation of Crim.R. 11(C)(2), and does not render the plea involuntary.” 

 at syllabus. A

three-judge plurality of the Ohio Supreme Court recently questioned the applicability of Johnson

under the current version of Crim.R. 11(C). See State v. Bishop, 

, 2018-

Ohio-5132, ¶ 14-17.     In Bishop, however, the question at hand was not whether Crim.R.

11(C)(2)(a) requires a defendant to be informed of the aggregate maximum prison term, and the
                                                 4


plurality took care to note that “what happened to the defendant in Johnson is a far cry from what

happened” to the defendant in Bishop. 

. Instead, Bishop addressed a specific

question: whether a defendant who pleads guilty to a new felony committed while on postrelease

control must also be informed of the consequences that could result from the postrelease control

violation during the plea colloquy. 

.

         {¶7}   Mr. Roberts’ argument falls squarely under Johnson and, because postrelease

control was not a consideration, the concerns expressed in the plurality opinion in Bishop do not

apply in this case. Accordingly, Mr. Roberts’ argument that Crim.R. 11(C)(2)(a) required the

trial court to inform him of the aggregate maximum sentence that he could face is also not well-

taken.

         {¶8}   Mr. Roberts’ first assignment of error is overruled.

                               ASSIGNMENT OF ERROR NO. 2

         THE TRIAL COURT ERRED BY ORDERING CONVICTIONS AND A
         CONSECUTIVE SENTENCE FOR SEPARATE COUNTS BECAUSE THE
         TRIAL COURT FAILED TO MAKE A PROPER DETERMINATION AS TO
         WHETHER THOSE OFFENSES ARE ALLIED OFFENSES PURSUANT TO
         R.C. 2941.25 AND THEY ARE PART OF THE SAME TRANSACTION
         UNDER R.C. 2929.14.

         {¶9}   In his second assignment of error, Mr. Roberts argues that the trial court erred by

failing to merge his convictions for rape and kidnapping for purposes of sentencing. Because

Mr. Roberts did not raise this issue in the trial court, he has forfeited all but plain error for

purposes of appeal. See State v. Rogers, 

, 

, ¶ 22-25.

         {¶10} Crim.R. 52(B) permits this Court to notice plain errors or defects that affected a

substantial right in the absence of an objection in the trial court. This Court can only notice plain

error when there has been a deviation from a legal rule that constitutes an obvious defect in the

trial proceedings that affected the outcome. Rogers at ¶ 22, citing State v. Barnes, 

 (2002). A defendant who alleges plain error in the context of allied offenses must show

prejudice by “demonstrat[ing] a reasonable probability that his convictions constituted allied

offenses of similar import.” Rogers at ¶ 29. This Court notices plain error only in exceptional

circumstances to prevent a manifest miscarriage of justice. Rogers at ¶ 23, quoting 

,

quoting State v. Long, 

 (1978), paragraph three of the syllabus.

       {¶11} “Under R.C. 2941.25(B), a defendant whose conduct supports multiple offenses

may be convicted of all the offenses if any one of the following is true: (1) the conduct

constitutes offenses of dissimilar import, (2) the conduct shows that the offenses were committed

separately, or (3) the conduct shows that the offenses were committed with separate animus.”

State v. Ruff, 

, 

, paragraph three of the syllabus. The Ohio

Supreme Court has observed that “implicit within every forcible rape * * * is a kidnapping.”

State v. Logan, 

 (1979).          That is not to say, however, that every

kidnapping charge that accompanies a rape charge is implicit therein: under Ruff, when rape and

kidnapping are committed separately or with separate animus, they are not allied offenses. See

Ruff at syllabus.

       {¶12} Mr. Roberts has not demonstrated a reasonable probability that his convictions for

rape and kidnapping constituted allied offenses of similar import. The facts placed on the record

prior to sentencing indicate that Mr. Roberts and his accomplice kidnapped the minor victim in

this case from her school and held her captive in his vehicle. He raped her during this time

period, then continued to hold her captive while he fled from the police. This course of events

does not describe an act of kidnapping implicit in the act of forcible rape, but kidnapping

committed separately or with separate animus. See 

       {¶13} Mr. Roberts’ second assignment of error is overruled.
                                                 6


                              ASSIGNMENT OF ERROR NO. 3

       THE TRIAL COURT ERRED BY ORDERING APPELLANT TO SERVE A
       CONSECUTIVE SENTENCE WITHOUT MAKING THE APPROPRIATE
       FINDINGS REQUIRED BY R.C. 2929.14 AND HB 86.

       {¶14} Mr. Roberts’ third assignment of error argues that the trial court erred by ordering

his sentences to be served consecutively without finding that consecutive sentences were

justified under R.C. 2929.14(C)(4). This Court disagrees.1

       {¶15} This Court may modify or vacate a felony sentence “only if it determines by clear

and convincing evidence that the record does not support the trial court’s findings under relevant

statutes or that the sentence is otherwise contrary to law.” State v. Marcum, 

,

. R.C. 2929.14(C)(4) requires trial courts to make certain findings before

imposing consecutive sentences:

       If multiple prison terms are imposed on an offender for convictions of multiple
       offenses, the court may require the offender to serve the prison terms
       consecutively if the court finds that the consecutive service is necessary to protect
       the public from future crime or to punish the offender and that consecutive
       sentences are not disproportionate to the seriousness of the offender's conduct and
       to the danger the offender poses to the public, and if the court also finds any of the
       following:

       (a) The offender committed one or more of the multiple offenses while the
       offender was awaiting trial or sentencing, was under a sanction imposed pursuant
       to section 2929.16, 2929.17, or 2929.18 of the Revised Code, or was under post-
       release control for a prior offense.

       (b) At least two of the multiple offenses were committed as part of one or more
       courses of conduct, and the harm caused by two or more of the multiple offenses
       so committed was so great or unusual that no single prison term for any of the
       offenses committed as part of any of the courses of conduct adequately reflects
       the seriousness of the offender's conduct.



       1
         The Reagan Tokes Law, Am.Sub.S.B. No. 201, 

, effective March
22, 2019, made substantive amendments to Ohio’s felony sentencing statutes with respect to
felonies of the first and second degree committed after the effective date of the amendments.
Those changes are not at issue in this appeal.
                                                 7


       (c) The offender’s history of criminal conduct demonstrates that consecutive
       sentences are necessary to protect the public from future crime by the offender.

In order to impose consecutive sentences, “a trial court is required to make the findings

mandated by R.C. 2929.14(C)(4) at the sentencing hearing and incorporate its findings into its

sentencing entry.” State v. Bonnell, 

, 

, syllabus. If a trial

court fails to make the findings required by R.C. 2929.14(C)(4), prison terms must be served

concurrently. Id. at ¶ 23, citing R.C. 2929.41(A). A trial court is not, however, required to

explain its findings before imposing consecutive sentences. Bonnell at syllabus. “[T]he record

must contain a basis upon which a reviewing court can determine that the trial court made the

findings required by R.C. 2929.14(C)(4) before it imposed consecutive sentences[,]” but “a

word-for-word recitation of the language of the statute is not required, and as long as the

reviewing court can discern that the trial court engaged in the correct analysis and can determine

that the record contains evidence to support the findings, consecutive sentences should be

upheld.” 

.

       {¶16} In this case, the trial court made each of the findings required by R.C.

2929.14(C)(4) before imposing sentence in language that mirrored that of the statute, and those

findings are reflected in the trial court’s sentencing entry as well. See Bonnell at syllabus. The

trial court did not err by ordering Mr. Roberts to serve his sentences consecutively.

       {¶17} Mr. Roberts’ third assignment of error is overruled.

                                                III.

       {¶18} Mr. Roberts’ three assignments of error are overruled. The judgment of the

Medina County Court of Common Pleas is affirmed.

                                                                               Judgment affirmed.
                                                 8




       There were reasonable grounds for this appeal.

       We order that a special mandate issue out of this Court, directing the Court of Common

Pleas, County of Medina, State of Ohio, to carry this judgment into execution. A certified copy

of this journal entry shall constitute the mandate, pursuant to App.R. 27.

       Immediately upon the filing hereof, this document shall constitute the journal entry of

judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the

period for review shall begin to run. App.R. 22(C). The Clerk of the Court of Appeals is

instructed to mail a notice of entry of this judgment to the parties and to make a notation of the

mailing in the docket, pursuant to App.R. 30.

       Costs taxed to Appellant.




                                                     LYNNE S. CALLAHAN
                                                     FOR THE COURT



HENSAL, J.
SCHAFER, J.
CONCUR.


APPEARANCES:

THOMAS REIN, Attorney at Law, for Appellant.

S. FORREST THOMPSON, Prosecuting Attorney, and VINCENT V. VIGLUICCI, Assistant
Prosecuting Attorney, for Appellee.