Stone v. Williamson
Full Opinion (html_with_citations)
In this case, the Court is called on to examine the doctrine of âlost opportunityâ set forth in MCL 600.2912a(2), which prohibits recovery for the loss of an opportunity to survive or achieve a better result unless the opportunity was greater than 50 percent, and the construction of that statute in Fulton v William Beaumont Hosp, 253 Mich App 70; 655 NW2d 569 (2002). The Court of Appeals in this case considered the aggregate of complications plaintiff faced and concluded that plaintiff satisfied the statute, using Fultonâs requirement that the difference between his chance of a better result without malpractice and his chance of a better result despite the alleged malpractice was greater than 50 percentage points. I conclude that the second sentence of MCL 600.2912a(2) does not apply to this case. Moreover, I believe the second sentence is unenforceable because it provides no guidance regarding its meaning or how courts are to apply it. A medical-malpractice plaintiff must prove that he or she suffered an injury that more probably than not was proximately caused by the negligence of the defendant. Because the evidence presented at trial would support the juryâs verdict under my analysis, I conclude that there is no need to conduct a new trial and would therefore affirm the result of the Court of Appeals judgment but not its analysis.
I. FACTS AND PROCEEDINGS
Plaintiff suffered the rupture of an abdominal aortic aneurysm that had gone undetected despite physical examinations and testing by a number of physicians.
Plaintiff brought a medical-malpractice suit against the radiologist and two vicariously liable entities on the theory that a negligent diagnosis resulted in the rupture and all resulting harm. At the jury trial, plaintiff presented experts who testified that, had the aneurysm been properly diagnosed, elective surgery could have been performed. Such elective surgery would have greatly increased plaintiffs chance of a better medical outcome, including a reduction of the risk of amputation and other health complications. Plaintiffs medical experts testified that a patient having elective surgery to repair an aortic aneurysm has a 95 percent chance of attaining a good result, which includes surviving the rupture, as well as avoiding additional medical complications. In contrast, misdiagnosed patients whose aneurysms rupture have only a 10 percent chance to achieve a good result. Specifically, the experts opined that 80 percent of patients with a rupture of an aortic aneurysm die, either en route to obtain medical care or during the emergency surgery. Of the 20 percent of patients with ruptures who manage to survive, 40 to 50 percent have some form of complication. This contrasts markedly with those undergoing elective repair, who face less than a 5 percent risk of dying or suffering serious complications.
The jury returned a verdict in favor of plaintiff for a total amount of $2,327,835. Following reduction for the damages cap
The Court of Appeals affirmed in an unpublished opinion per curiam, issued April 17, 2007 (Docket No. 265048). On the issue of âloss of opportunity,â it agreed with the trial court that plaintiff had met the requirements of the statute because he had gone from a 95 percent chance of attaining a good result to a 10 percent chance of attaining a good result. Id. at 5. The Court considered the aggregate of all the increased risks that plaintiff faced as a result of the alleged malpractice and applied the Fulton formula to that aggregate risk.
This Court granted leave to appeal, directing the parties to address
*150 (1) whether the requirements set forth in the second sentence of MCL 600.2912a(2) apply in this case; (2) if so, whether the âloss of an opportunity to survive or an opportunity to achieve a better resultâ should be determined by considering the aggregate increased risk posed by the alleged malpractice, including risks associated with injuries that the patient did not suffer and any increased risk of death, or whether the only consideration should be the increased risk of the specific injury or injuries suffered by the patient; (3) whether Fulton v William Beaumont Hosp, 253 Mich App 70 (2002), was correctly decided, or whether a different approach is required to correctly implement the second sentence of § 2912a(2), such as that described in Roy W Waddell, M.D.âs A Doctorâs View of Opportunity to Survive: Fultonâs Assumptions and Math are Wrong, published in the March 2007 edition of the Michigan Bar Journal at 32; and (4) whether the Court of Appeals erred when it determined that the plaintiffs met the requirements of § 2912a(2). [480 Mich 895 (2007).]
II. STANDARD OP REVIEW
This Court reviews de novo a trial courtâs decision on a motion for judgment notwithstanding the verdict, viewing the evidence and all legitimate inferences in the light most favorable to the nonmoving party. Sniecinski v Blue Cross & Blue Shield of Michigan, 469 Mich 124, 131; 666 NW2d 186 (2003). Similarly, we review de novo questions of statutory interpretation. Wickens v Oakwood Healthcare Sys, 465 Mich 53, 59; 631 NW2d 686 (2001). When interpreting a statute, the Courtâs primary goal is to give effect to the intent of the Legislature. Brown v Detroit Mayor, 478 Mich 589, 593; 734 NW2d 514 (2007). The first step is to review the language of the statute. Id. If the statute is unambiguous on its face, we presume that the Legislature intended the meaning expressed, and judicial construction is neither required nor permissible. Id. However, when a statute is ambiguous on its face â that is, equally
III. ANALYSIS
At issue in this case is subsection 2 of MCL 600.2912a, which reads:
In an action alleging medical malpractice, the plaintiff has the burden of proving that he or she suffered an injury that more probably than not was proximately caused by the negligence of the defendant or defendants. In an action alleging medical malpractice, the plaintiff cannot recover for loss of an opportunity to survive or an opportunity to achieve a better result unless the opportunity was greater than 50%. [MCL 600.2912a(2).][3 ]
Although the lower courts did not question the applicability of the second sentence of MCL 600.2912a(2) to plaintiffs claim, treating it as one for loss of opportunity, this Court expressly requested the parties to address the issue. Plaintiff argues that he never pleaded his claim as one for loss of an opportunity; instead, his is a simple case of physical injury directly caused by negligence. In his brief, he asserts that a case involving a loss of opportunity occurs in very specific circumstances: âwhere a plaintiff cannot prove that the defendantâs acts or omissions proximately caused his injuries, but can prove that the defendantâs acts or omissions deprived him of some chance to avoid those injuries.â
requires proof that the wrongful acts or omissions were the cause of death. The statutory provision would not allow a plaintiff to recover in a situation where he could prove only that defendantâs acts or omissions were the cause of a lost chance but could not prove that defendantâs acts or omissions were the cause of death. [Id. at 504 n 4.]
In accord with this analysis, this Court has stated: âThe lost opportunity doctrine allows a plaintiff to recover when the defendantâs negligence possibly, i.e., [by] a probability of fifty percent or less, caused the plaintiffs injury.â Weymers v Khera, 454 Mich 639, 648; 563 NW2d 647 (1997) (emphasis added).
In Falcon v Mem Hosp, 436 Mich 443; 462 NW2d 44 (1990), this Court first recognized a claim for lost opportunity to survive. Falcon was a wrongful-death case in which this Court allowed a claim to go forward even though the plaintiffs granddaughter would have had only a 37.5 percent chance of surviving a medical accident had she received proper care. Because proper medical procedures had not been followed, the granddaughterâs chance of surviving the accident went to essentially zero. The lead opinion in Falcon admitted that the plaintiff could not show that the malpractice had more likely than not caused her granddaughterâs death, but could show that it had caused her granddaughter to lose a âsubstantial opportunity of avoiding physical harm.â Id. at 470 (LEVIN, J.). The lead opinion disavowed the traditional rule that requires a plaintiff to show that, but for the defendantâs negligence, the patient would not have suffered the physical harm, saying that the âmore probable than not standard, as well as other standards of causation, are analytic devices â tools to be used in making causation judgments.â Id. at 451. Instead, despite the fact that the plaintiff could not show that the doctorâs malpractice had more probably than not caused her granddaughterâs death, the plaintiff had a claim because the malpractice did cause her granddaughter harm. The 37.5 percent chance for a better outcome was âhardly the kind of opportunity that any of us would willingly allow
The lead opinion in Falcon thus concluded that the loss-of-opportunity claim accrued not when the patient died, but at the moment she went from having a 37.5 chance of survival to having no chance of survival. Under this theory, a plaintiff would have a cause of action independent of that for the physical injury and could recover for the malpractice that caused the plaintiff to go from a class of patients having a âgood chanceâ to one having a âbad chance.â Without this analysis, the plaintiff in Falcon would not have had . a viable claim because it could not have been shown that the defendant more probably than not caused the physical injury. Until Falcon, medical-malpractice plaintiffs alleging that the defendantâs act or omission hastened or worsened the injury (such as by failing to diagnose a condition) had to prove that the defendantâs malprac
When the Court decided Falcon, MCL 600.2912a read:
In an action alleging malpractice the plaintiff shall have the burden of proving that in light of the state of the art existing at the time of the alleged malpractice:
(a) The defendant, if a general practitioner, failed to provide the plaintiff the recognized standard of acceptable professional practice in the community in which the defendant practices or in a similar community, and that as a proximate result of the defendant failing to provide that standard, the plaintiff suffered an injury.
(b) The defendant, if a specialist, failed to provide the recognized standard of care within that specialty as reasonably applied in light of the facilities available in the community or other facilities reasonably available under the circumstances, and as a proximate result of the defendant failing to provide that standard, the plaintiff suffered an injury.
Three years after Falcon, the Legislature enacted 1993 PA 78, amending MCL 600.2912a to add the second subsection. In its entirety, the statute as amended reads:
(1) Subject to subsection (2), in an action alleging malpractice, the plaintiff has the burden of proving that in light of the state of the art existing at the time of the alleged malpractice:
(a) The defendant, if a general practitioner, failed to provide the plaintiff the recognized standard of acceptable professional practice or care in the community in which the defendant practices or in a similar community, and that as*156 a proximate result of the defendant failing to provide that standard, the plaintiff suffered an injury.
(b) The defendant, if a specialist, failed to provide the recognized standard of practice or care within that specialty as reasonably applied in light of the facilities available in the community or other facilities reasonably available under the circumstances, and as a proximate result of the defendant failing to provide that standard, the plaintiff suffered an injury.
(2) In an action alleging medical malpractice, the plaintiff has the burden of proving that he or she suffered an injury that more probably than not was proximately caused by the negligence of the defendant or defendants. In an action alleging medical malpractice, the plaintiff cannot recover for loss of an opportunity to survive or an opportunity to achieve a better result unless the opportunity was greater than 50%. [New language emphasized.]
As can be seen, the Legislature retained the already-existing language, making it subsection 1 of the statute. Both subsection 1(a) and subsection 1(b) require the plaintiff to show that, âas a proximate result of the defendant failing to provide [the appropriate standard of practice or care], the plaintiff suffered an injury.â Further, the Legislature added subsection 2. Specifically, the first sentence of this new subsection codifies and reiterates the common-law requirement that a plaintiff show that the defendantâs malpractice more probably than not caused the plaintiffs injury. The second sentence of subsection 2 adds that, in medical-malpractice cases, a âplaintiff cannot recover for loss of an opportunity to survive or an opportunity to achieve a better result unless the opportunity was greater than 50%.â However, one must keep in mind that the relevant caselaw when subsection 2 was enacted held that the lost-opportunity doctrine applies âin situations where a plaintiff cannot prove that a defendantâs actions were the cause of his injuries . . . .â Vitale, supra at 502
While it is tempting to argue, as Justice CAVANAGH does, that the Legislature intended to allow as an âinjuryâ a plaintiffs lost chance alone, without proof of physical injury, this Court addressed that issue in Wickens. In Wickens, supra at 60, the Court stated that the first sentence of subsection 2 âexpressly limits recovery to injuries that have already been suffered and more probably than not were caused by the defendantâs malpractice.â A reduction of a personâs chances of avoiding injury is not itself a present injury, but is only an indication of the likelihood of suffering a future injury. Id. at 60-61. Therefore, because of the statutory present-injury requirement, the plaintiff in Wickens could not recover for her reduced expected life spanâ the exact kind of injury that Falcon allowed. Moreover, it has never been the law in this state that a negligence suit can be sustained when the alleged negligence did not cause a physical injury to a person or property. Henry v Dow Chem Co, 473 Mich 63, 75-76; 701 NW2d 684 (2005). The Legislature would have understood that this is what the term âinjuryâ encompassed when it enacted the language reiterating this traditional requirement: the plaintiff must have an injury proximately caused by the defendant.
In my view, there is little question that the statute cannot be interpreted as written. Avoiding the underlying paradox of the statute allowing in one sentence suits that in another sentence it precludes, the Court of
It is confounding to attempt to ascertain just what the Legislature was trying to do with this amendment. Even if it was trying to create a remedy for the âinjuryâ of a reduction in chances following medical malpractice, by imposing the threshold of greater than 50 percent it may well have eliminated most of the cases that might benefit from such a rule. For example, if the patient in Falcon had enjoyed a greater than 50 percent initial likelihood of survival (that is, she was not likely to die even with proper treatment), the plaintiff probably would have brought a standard medical-malpractice case, and the jury would have decided proximate cause in the usual way. It was only because the plaintiff could not show that the patient more probably than not would have survived but for the doctorâs negligence that prompted the plaintiff to seek her remedy under the doctrine of lost opportunity.
As written, the second sentence of MCL 600.2912a(2) can be made understandable only by adding words or by redefining âinjuryâ in a way significantly contrary to the mass of caselaw at the time the sentence was added. Another possible alternative reading is that the second sentence of subsection 2 was intended not to create a new type of claim, but to limit courts from expanding the common law so far as to allow cases like Falcon. None of these multiple, contradictory interpretations can be shown to be the âcorrectâ construction of legislative intent. Choosing between them can only be a guess. Moreover, it remains that the second sentence impossibly conflicts with the requirement of a proxi
I find the second sentence of MCL 600.2912a(2), as written, substantially incomprehensible because (1) it either cannot be harmonized with the proximate-cause requirement of the rest of the statute or creates by implication a new cause of action contrary to common law and (2) it provides no guidance regarding its correct application. The remaining portions of MCL 600.2912a should continue in effect. MCL 8.5.
This would leave, for medical-malpractice claims, the requirement imposed by the statute that âthe plaintiff has the burden of proving that he or she suffered an injury that more probably than not was proximately caused by the negligence of the defendant or defendants.â MCL 600.2912a(2).
IV APPLICATION
Although I believe that the lower courts erred by applying Fulton and that the trial court incorrectly instructed the jury on the issue of whether plaintiff had shown that defendantâs negligence caused him to lose a greater than 50 percent chance of a better result, I would conclude that it is not necessary to order a new trial. For each defendant, the trial court instructed the jury that it had to find by a preponderance of the evidence (1) that the defendant was professionally negligent, (2)
V SUMMARY
In an attempt to clarify for the reader the majority and minority positions on each issue, I provide the following summary:
Given this montage of issues and positions created by the language of this statute, it would be helpful for the
CAVANAGH, J. I agree with Chief Justice TAYLOR that the evidence presented in this case supports a traditional medical-malpractice claim; thus, I concur that the juryâs verdict should be upheld. However, I do not agree with the conclusion that the second sentence of MCL 600.2912a(2) is incomprehensible and unenforceable. Therefore, I respectfully disagree with Chief Justice TAYLORâs analysis of that provision.
Chief Justice TAYLOR identifies two problems with MCL 600.2912a(2) that he believes render it partially unenforceable: (1) the first and second sentences conflict and (2) the second sentence is incomprehensible. I disagree, because the circumstances of the 1993 amendment of this statute clarify the meaning of the statutory language and resolve both concerns.
THE ORIGINS OF THE LOSS-OF-OPPORTUNITY DOCTRINE
The history of the loss-of-opportunity doctrine is highly relevant to the interpretation of MCL 600.2912a(2) because this Courtâs adoption of the doctrine evidently prompted the Legislature to add that provision. In Falcon v Mem Hosp, 436 Mich 443; 462 NW2d 44 (1990), this Court first recognized the loss-of-opportunity doctrine.
While the plaintiff in Falcon could not recover for the injury of her granddaughterâs wrongful death, we ruled that the plaintiff nevertheless had a different cause of action available to her. Falcon adopted the approach taken by other courts that recognized âloss of an opportunity for a more favorable result, as distinguished from the unfavorable result, as compensable in medical malpractice actions.â Id. at 461 (emphasis added). âUnder this approach, damages are recoverable for the loss of opportunity although the opportunity lost
Falconâs approach to calculating damages for a loss-of-opportunity claim also indicates that it treated the lost opportunity as a distinct injury, not simply a direct physical-harm injury that enjoyed a lower causation standard. Because the plaintiffs granddaughter in Falcon allegedly lost a 37.5 percent chance of survival, we concluded that the appropriate measure of damages would be â37.5 percent times the damages recoverable for wrongful death. . . .â Id. at 471. Thus, generally speaking, â â[t]he proper computation of damages would limit the damages recoverable to only that amount of reduced chance of recovery actually caused by the physicianâs negligent conduct.â â Id. at 472 n 47 (citation omitted). We consulted Mays v United States, 608 F Supp 1476, 1482-1483 (D Colo, 1985), for its method of computing damages attributable to the defendant. Falcon, 436 Mich at 471-472 (LEVIN, J.). In Mays, malpractice had reduced the patientâs opportunity to survive from 40 to 15 percent, so the court computed the damages by multiplying the opportunity lost (40 minus 15) by the net pecuniary loss to determine the damages for the harm caused by the defendant. Id. Calculating the damages this way permitted the plaintiff âto recover damages only for the reduction in the patientâs opportunity of survival.â Id. at 472. This calculation isolates the value of the injury that can be causally linked to a defendantâs negligence â the loss
In sum, when Falcon adopted the loss-of-opportunity doctrine, it recognized that the injury of loss of an opportunity was distinct from the injury of suffering the associated physical harm â which, in that case, was death. However, Falcon indicated that not all losses of opportunity were actionable; rather, a plaintiff must suffer the loss of a substantial opportunity for a better result. âThe cause of action accrues when harm and damages result from the loss of a substantial opportunity for a better result.â Id. at 470 n 43. We concluded âthat loss of a 37.5 percent opportunity of living constitutes a loss of a substantial opportunity of avoiding physical harm,â but declined to âdecide what lesser percentage would constitute a substantial loss of opportunityâ in other circumstances. Id. at 470.
Finally, Falcon emphasized that a loss-of-opportunity cause of action was not exempt from the more-probable-than-not standard of causation. âUnder this approach, the plaintiff must establish more-probable-than-not causation. He must prove, more probably than not, that the defendant reduced the opportunity of avoiding harm.â Id. at 462. Unlike a claim for wrongful death or physical injury, the âpatient. .. need not show that it was probable, measured as more than fifty percent, that the course of the disease and treatment would have been different.â Id. at 470 n 43. Instead, â[i]t is suffi
Falconâs enunciation of the loss-of-opportunity doctrine is significant, because it apparently provoked the Legislature to amend MCL 600.2912a. In 1993, the Legislature amended that provision by adding a second subsection, which states:
In an action alleging medical malpractice, the plaintiff has the burden of proving that he or she suffered an injury that more probably than not was proximately caused by the negligence of the defendant or defendants. In an action alleging medical malpractice, the plaintiff cannot recover for loss of an opportunity to survive or an opportunity to achieve a better result unless the opportunity was greater than 50%. [MCL 600.2912a(2).]
The amendment was widely understood to be a direct reaction to the Falcon decision. As a majority of this Court noted, after Falcon adopted the lost-opportunity doctrine, â[o]ur Legislature immediately rejected Falcon and the lost opportunity doctrine. MCL 600.2912a(2) . . . .â Weymers v Khera, 454 Mich 639, 649; 563 NW2d 647 (1997). I agree that the amendment of MCL 600.2912a(2) was a reaction to Falcon, but I would not characterize it as a rejection of the lost-opportunity doctrine entirely. It merely established the threshold for loss-of-opportunity claims.
THE PROPER INTERPRETATION OF MCL 600.2912a(2)
The Legislatureâs addition of MCL 600.2912a(2) should be read in light of the Falcon decision. This
The first sentence of MCL 600.2912a(2) assigns a medical-malpractice plaintiff âthe burden of proving that he or she suffered an injury that more probably than not was proximately caused by the negligence of the defendant or defendants.â Chief Justice TAYLOR concludes that this sentence precludes lost-opportunity claims because those claims only arise when a plaintiff cannot prove that a defendantâs negligence more probably than not caused the plaintiffs injury. Ante at 157. But this overlooks two principles gleaned from Falcon that the Legislature would have been aware of while drafting this sentence: loss-of-opportunity claims are
The first sentence of MCL 600.2912a(2) should also be interpreted in accordance with Falconâs understanding of the word âinjury.â In medical-malpractice cases, the underlying injury is quite often death or some physical harm. But Falcon identified a distinct injury in medical-malpractice cases â the loss of a substantial opportunity to avoid physical harm. This is significant, because a lost-opportunity plaintiff, by definition, cannot prove that a defendantâs malpractice more probably than not caused the patient to suffer physical harm or death. Take the example of a patient who before treatment had a 40 percent chance of survival as the result of a preexisting condition. If that patient died after being negligently treated by a physician, the plaintiff would not be able to prove that the physicianâs malpractice more probably than not (50 percent or greater) caused the patientâs death. There was a 60 percent chance that the patient would have died regardless of the malpractice, as a result of the preexisting condition. But the plaintiff might be able to show that the physicianâs malpractice more probably than not caused the
Moreover, the explicit recognition of the loss-of-opportunity doctrine in the second sentence of MCL 600.2912a(2) supports the conclusion that the Legislature did not intend to preclude lost-opportunity claims by adopting the more-probable-than-not standard of causation. The second sentence states: âIn an action alleging medical malpractice, the plaintiff cannot recover for loss of an opportunity to survive or an opportunity to achieve a better result unless the opportunity was greater than 50%.â MCL 600.2912a(2). If the Legislature had intended to reject the lost-opportunity doctrine, it would have entirely prohibited plaintiffs from recovering for a loss of an opportunity. Instead, it permitted recovery for loss of an opportunity under certain circumstances â if the opportunity was greater than 50 percent. This sentence merely sets the threshold for invoking the loss-of-opportunity doctrine. It requires that a plaintiffs premalpractice opportunity to survive or achieve a better result was greater than 50 percent.
The proper interpretation of the second use of the word âopportunityâ in MCL 600.2912a(2) can be resolved by simply considering the entire text of the sentence. The first time âopportunityâ is used, the statute speaks of recovery for âloss of an opportunity to survive.â MCL 600.2912a(2). By using this term from
The second time âopportunityâ is used in the sentence, it is not preceded by the phrase âloss of an.â But the statuteâs replication of the term âopportunityâ within the same sentence clearly indicates that they relate to each other and are to be construed identically. Thus, the term âopportunityâ in isolation has the same meaning that it does within the phrase âloss of an opportunity to survive.â Accordingly, a plaintiff cannot recover for the loss of an opportunity unless the opportunity â the premalpractice opportunity that was allegedly lost in some measure â was greater than 50 percent. Thus, this interpretation does not require that any words be added to the sentence; it merely requires the word âopportunityâ to be construed consistently within the same sentence.
The other proposed meaning of the statuteâs second use of the word âopportunityâ would conflict with the sentenceâs first use of the word. Instead of reading the phrase âunless the opportunity was greater than 50%â as written, this interpretation would infer the words âloss ofâ in front of âopportunity.â Justice MARKMAN advocates this interpretation. He concludes that âthe opportunityâ clearly refers back to the âloss of an opportunity,â and thus the sentence means that the loss of the opportunity must be greater than 50 percent. Post at 195. But this interpretation conflates the phrase
Moreover, interpreting the word âopportunityâ to mean premalpractice opportunity comports with the purpose of the statute and the context in which it was adopted, while the other interpretation does not. Falcon adopted the loss-of-opportunity doctrine to provide a cause of action to plaintiffs who could not establish causation for physical harm, but could establish causation for the loss of a substantial opportunity to avoid that physical harm. MCL 600.2912a(2) cannot limit
Finally, interpreting the statute as referring to the premalpractice opportunity is consistent with the history of the amendment. That is, MCL 600.2912a(2) is understood to be a legislative reaction to Falcon. MCL 600.2912a(2) retained the loss-of-opportunity doctrine, so it could not have been intended to entirely preclude the class of plaintiffs recognized by Falcon from bringing such claims; such a drastic step would be entirely at
RESPONSE to justice markman
Justice Markmanâs approach to interpreting MCL 600.2912a(2) is grounded in several faulty premises. The first is that traditional medical-malpractice cases require that there be âno question that the proper treatment would have resulted in a good outcome,â because otherwise âit cannot be proved that the improper treatment caused the bad outcome.â Post at 217. This proposition would preclude plaintiffs with preexisting conditions that might have contributed slightly to their injuries from bringing medical-malpractice claims. It would also preclude medical-malpractice claims from arising in situations in which proper medical treatment does not always succeed.
Second, Justice MarkmANâs approach suggests that the factor distinguishing a medical-malpractice claim from a lost-opportunity claim is whether there is another possible cause of an injury, such as a preexisting condition. He states:
... I conclude that a âlost opportunityâ case is one in which it is at least possible that the bad outcome would have occurred even if the patient had received proper treatment. By contrast, if there is no question that the*181 proper treatment would have resulted in a good outcome, then the patient who suffered a bad outcome has a traditional medical-malpractice action. [Post at 186.]
But this definition of a lost-opportunity case is contrary to both the doctrine as described by Falcon and the doctrine as adopted by the Legislature in MCL 600.2912a(2). The distinction between a lost-opportunity case and a medical-malpractice case does not pivot on a plaintiffs preexisting condition or the absolute certainty that proper medical treatment would have prevented the harm the plaintiff suffered. Rather, the determining factor is whether the plaintiff can prove, more probably than not, that the defendantâs negligence caused physical harm. If a plaintiff can prove more-probable-than-not causation for physical harm, then he has a medical-malpractice claim for that injury. If not, he may have a claim for loss of opportunity to avoid harm, if he can prove that the defendantâs negligence caused that injury: the loss of an opportunity to avoid harm. Of course, many lost-opportunity cases arise when a plaintiff has a preexisting condition that could have caused physical harm without negligence, but this is a correlation, not a cause. The fact that a plaintiff has a preexisting condition does not, by itself, cause a claim to be a lost-opportunity claim rather than a medical-malpractice claim. Similarly, the existence of other possible causes for a bad result does not determine the cause of action available to that plaintiff. Specifically, the possibility that a patientâs disease or injury itself may have caused the bad result does not mean that the patient cannot bring a traditional medical-malpractice claim.
These faulty suppositions are significant, because they lead Justice MARKMAN to endorse Dr. Roy Waddellâs formula for calculating loss of opportunity. Waddellâs formula purports to calculate a plaintiffs lost opportunity to survive by determining âwhat percent of patients who would die without treatmentâ could otherwise âbe saved with treatment.â
(Premalpractice chance) - (Postmalpractice chance) x 100 (Postmalpractice chance)
This formula has no basis in the language of MCL 600.2912a(2) or Falcon. MCL 600.2912a(2) simply requires that the opportunity was greater than 50 percent. Again, it is noteworthy that my interpretation does not require adding any inferred language to the statute. A plaintiffs premalpractice opportunity to survive or to achieve a better result must simply have been âgreater than 50%.â The approach taken by Justice MARKMAN and Dr. Waddell requires this sentence to be rewritten to state
Finally, the Waddell approach leads to such anomalous results that it cannot possibly reflect the intention of the Legislature. The Legislature crafted MCL 600.2912a(2) as a reaction to Falcon, which permitted a lost-opportunity cause of action when the plaintiffs premalpractice opportunity to survive was 37.5 percent. As Justice MARKMAN acknowledges, if a plaintiff dropped from a 99.99 percent premalpractice chance of survival to a 99.97 percent postmalpractice chance of survival, the Waddell formula would conclude that the plaintiff had experienced an actionable 66.67 percent loss of opportunity. On the other hand, recovery would be barred if a plaintiff dropped from a 60 percent premalpractice chance of survival to a 40 percent chance of survival, because the plaintiff would have experienced only a 33 percent loss of opportunity. It is unlikely that the Legislature intended to compensate a loss of just 0.02 percentage points, while simultaneously precluding a loss of 20 percentage points. It is more likely that the Legislature disagreed with the threshold limit for lost-opportunity cases established by Falcon, 37.5 percent, and amended MCL 600.2912a(2) to raise the threshold to 50 percent.
RESPONSE TO CHIEF JUSTICE TAYLOR
While we reach different interpretations of MCL 600.2912a(2), I nevertheless agree with Justice MARKMAN that Chief Justice TAYLOR errs by concluding that the second sentence of the statute is incomprehensible and unenforceable. I share Justice MARKMANâs objection to the unprecedented approach Chief Justice TAYLOR has taken in concluding that this statute is unenforceable simply
CONCLUSION
I disagree with Chief Justice Taylorâs conclusion that the second sentence of MCL 600.2912a(2) is incomprehensible and cannot be judicially enforced. Therefore, I respectfully disagree with his analysis of that provision. However, I agree that the juryâs verdict should be upheld, because plaintiff has presented evidence that supports a traditional medical-malpractice claim.
Throughout this opinion, âplaintiffâ refers to Carl Stone; the claim of his wife, Nancy Stone, is derivative in nature.
MCL 600.1483.
In addition, subsections 1(a) and (b) of the statute both include language requiring the plaintiff to show that, âas a proximate result of the defendant failing to provide [the appropriate standard of practice or care], the plaintiff suffered an injury.â MCL 600.2912a(1)(a) and (b).
Although this Court decided Weymers long after the statute at issue was enacted in 1993, the negligence alleged in Weymers occurred before 1993. Accordingly, the Court applied the common law rather than the statute.
I agree with Justice Cavanaghâs reasoning and conclusion that Justice Markmanâs definition of a lost-opportunity case is overbroad and inconsistent with the common-law meaning at the time MCL 600.2912a(2) was enacted. Post at 179-182. Long before Falcon v Mem Hosp, 436 Mich 443;
Only Justice Archer joined Justice Levinâs lead opinion. Justice Boyle wrote a concurrence, joined by Justice Cavanagh, that agreed that tort law should allow a claim for âlost opportunity to surviveâ when âthe negligence of the defendant more probably than not caused the loss of opportunity.â Falcon, supra at 472-473 (Boyle, J., concurring). However, the concurrence noted that âany language in the lead opinion suggesting that a similar cause of action might lie for a lost opportunity of avoiding lesser physical harm is dicta.â Id. at 473.
While Falcon superficially recognized this, it determined that the patientâs death, which could not be said to have been caused by the
Justice Cavanagh asserts that a plaintiff cannot claim a lost opportunity âunless [the] plaintiff suffered a verifiable loss.â Post at 172 n 2. Justice Makkman appears to agree with him that a bad result must occur, otherwise the opportunity has not been lost. Post at 197. Certainly, in such cases the defendantâs conduct might have increased the likelihood of a bad result. Yet if the plaintiff is unable to show that the defendantâs negligence caused the bad result, how can he or she nonetheless show that the defendantâs negligence caused the opportunity to be lost? This is the heart of the problem with allowing loss-of-opportunity claims: either the patient has a concrete injury, in which case he or she should be required to prove causation, or the plaintiff does not, in which case the defendant should not be held liable. See Henry, supra at 75-76.
I agree with Justice Cavanagh, post at 174, that Justice Markmanâs interpretation (and that of Fulton) improperly adds to the statute the words âloss of,â effectively replacing the word âopportunityâ where it is used the second time with the phrase âloss of opportunity.â The only basis for adding this language is the simple desire to make the statute so read.
See, e.g., Mini Spas, Inc v State, 657 P2d 1348, 1350 (Utah, 1983) (refusing to rewrite âby judicial interventionâ an act purporting to create a regulatory hoard because the act âcannot be implemented as writtenâ and stating that â[pjlaintiff must seek a solution to this problem from the Legislatureâ); Warren v Branan, 109 Ga 835, 840; 35 SE 383 (1900) (holding that the provisions of an act seeking to establish the geographical limits of a town âare so indefinite, uncertain, and incomplete that the legislative intent can not be ascertained and given effect, and that therefore the act is wholly inoperativeâ).
Even if we were to strike both sentences of subsection 2, the proximate-cause requirement would remain in subsection 1.
Moreover, to the extent it could be considered as providing a method of determining proximate cause in failure-to-diagnose cases, I believe that Fulton was incorrectly decided. Fultonâs simplistic formula fails to consider that some patients would achieve a good result regardless of whether they received proper or improper treatment and, conversely, that some patients would achieve an unfavorable result regardless of the quality of their treatment. In any formula assessing causation, patients who would have had a favorable outcome regardless of treatment need to be taken out of the equation. See, e.g., Waddell, A doctorâs view of âopportunity to surviveââ: Fultonâs assumptions and math are wrong, 86 Mich B J 32 (March 2007). Accordingly, I agree with Justice Markman that Waddellâs formula is one method of accurately assessing causation in cases in which there are multiple possible contributing causes.
I agree with Justice Markman that if the Legislature desires to allow a cause of action for lost opportunity, it should do so in a way that clearly indicates when such claims are allowed and how they should be analyzed. Post at 218 n 26. For example, Falconâs analysis was based on a method found in King, Causation, valuation, and chance in personal injury torts involving preexisting conditions and future consequences, 90 Yale L J 1353 (1981), which identified several ways of analyzing lost-opportunity claims.
However, because a majority of justices hold that this is not a lost-opportunity case, the issue of the correctness of Fulton cannot be reached, and Fultonâs approach remains undisturbed as the method of analyzing lost-opportunity cases. Nonetheless, because the patient in Fulton would likely have survived had she received a timely diagnosis, I would assert that the claim should have been treated as one for ordinal^ medical malpractice and that the lower courts erred in applying to it the doctrine of lost opportunity.
Justice Levin wrote Falconâs lead opinion, which Justice Archer signed. I joined Justice Boyleâs opinion, which concurred in the recognition of the loss-of-opportunity cause of action, but clarified that we were only called upon to determine whether such claims exist when the ultimate harm is death. Thus, a majority of this Court agreed on the
Chief Justice Taylorâs concern that redefining âinjuryâ in this way would permit recovery for a âlost chance alone, without proof of physical injuryâ is unfounded. Ante at 157. By definition, one does not suffer the loss of an opportunity to survive unless death occurs. Otherwise, there would have been no opportunity lost. Similarly, a claim for the loss of an opportunity to achieve a better result does not arise unless a plaintiff suffered a verifiable loss. The loss is the injury that the lost-opportunity doctrine recognizes. Typically, proof of an actionable loss will involve actual physical harm suffered by the plaintiff. Defining injury as such will not allow a plaintiff to recover for a potential future injury.
For example, a patient who had a premalpractice opportunity to survive of 60 percent, and whose chance of survival was reduced to 20
I disagree with the premise that a statute is ambiguous only if it is equally susceptible to more than one meaning.
Justice Markman denies that he reads words into the statute. Post at 195 n 10. But it is telling that Justice Markman has solved the inference problem present in his interpretation by repeatedly misquoting the statute. For example, he reports that MCL 600.2912a(2) âstates that the Tost opportunityâ must be greater than 50 percent....â Post at 195 n 10. He repeats that MCL 600.2912a(2) ârequires that the Tost opportunityâ be âgreater than 50%â â in another portion of his opinion, post at 196, and later states that MCL 600.2912a(2) âonly allows a plaintiff to recover for a Toss of an opportunityâ that was âgreater than 50%,â ââpost at 197. The selective positioning of these phrases artfully suggests that the statute actually says that the lost opportunity must he greater than 50 percent. But, in fact, the statute simply requires that âthe opportunity was greater than 50%.â MCL 600.2912a(2) (emphasis added). The fact that Justice Markman is compelled to recharacterize the text of the statute in this way strongly suggests that his interpretation infers the word âlostâ before the word âopportunity.â
Justice Markman asserts that I am incorrect on this point because, for example, plaintiff in this case can show that he lost an 80 percent opportunity to achieve a better result (no amputation), but âcannot prove that defendantâs malpractice caused the amputation, as he would be required to do in a traditional medical-malpractice action... because there was at least a 1 percent chance that plaintiff would have suffered an amputation even with proper treatment.â Post at 214. From this argument, it would appear that Justice Markman believes that medical-malpractice actions require a plaintiff to prove that a defendantâs negligence was a 100 percent cause of his injury. However, we have explained that the element of âcause in factâ in negligence does not require a plaintiff to âprove that an act or omission was the sole catalyst for his injuries ....â Craig v Oakwood Hosp, 471 Mich 67, 87; 684 NW2d 296 (2004). Rather, a plaintiff âmust introduce evidence permitting the jury to conclude that the act or omission was a cause.â Id. This is consonant with the caselaw of other jurisdictions, and holds true regardless of whether a plaintiffs preexisting condition was a possible cause of his injury. In medical-malpractice cases,
the courts have uniformly adopted the position that proof of causation does not require that it be shown that the patient was certain to have recovered or improved with sound medical care, and it has often been said that the plaintiff may sustain the burden of establishing proximate causation with evidence that it was probable, or more likely than not, that the patient would have been helped by proper treatment. [Anno: Medical malpractice-. âLoss of chance" causality, 54 ALR4th 10, 18 (emphasis added).]
The Legislature codified this position in MCL 600.2912a(2), which gives the plaintiff the burden of proving that the defendantâs negligence more probably than not proximately caused his injury.
There was adequate evidence that the doctorâs malpractice proximately caused plaintiffs injuries. It is undisputed that plaintiffs aneurysm ruptured and that he suffered amputation of his legs as a result. The jury heard testimony that, had plaintiff been diagnosed earlier and undergone elective surgery, his chance of having complete success with no complications would have been approximately 95 percent, his chance of death would have been 1 to 5 percent, and his chance of amputation would have been 1 percent. Given the rupture, his approximate chance of complete success with no complications dropped to 5 to 10 percent, his chance of death became 60 to 90 percent, and his chance of surviving, but suffering amputation, became 5 percent. When a patientâs chance of complete success drops from 95 percent to less than 10 percent because of a doctorâs malpractice, and the patient suffers one of the natural complications, the juryâs conclusion that the malpractice proximately caused that injury is warranted. If the jury in this case could only have considered the specific risk of amputation, as Justice Makkman suggests, post at 216 n 25, plaintiff would essentially be penalized for managing to survive an event that few others do. While the risks associated with harms that were not actually suffered by a plaintiff are not relevant to the extent of a plaintiffs lost opportunity, potential risks stemming from a physicianâs malpractice may be relevant to the juryâs determination of whether malpractice caused a plaintiff to suffer a particular harm rather than achieve a good result.
Justice Markman cites no authority for the proposition that a plaintiff may only recover for traditional medical malpractice if proper treatment would not have resulted in the bad result suffered by the plaintiff. If true, that principle would foreclose virtually all traditional medical-malpractice cases. With almost any medical procedure, there is a statistical probability that a patient will experience a bad result, even if the procedure is performed properly. As just one example, the Food and Drug Administration (FDA) counsels patients considering LASIK eye surgery that while â[m]ost patients are very pleased with the results of their refractive surgery!,] ⢠⢠⢠like any other medical procedure, there are risks involved.â Food and Drug Administration, Center for Devices and Radiological Health <http://www.fda.gov/cdrh/LASIK/risks.htm> (accessed July 2, 2008). The FDA advises that the risks of LASIK surgery include
Justice Makkman offers the hypothetical treatment of a broken leg to show that his theory of traditional medical-malpractice claims is consistent with traditional causation principles. But he indicates just the
Waddell, A doctorâs view of âopportunity to surviveâ: Fultonâs assumptions and math are wrong, 86 Mich B J 32, 33 (March 2007).
Justice Maekman opines that in the matter of MCL 600.2912a(2), âthere is quite likely some disconnection between what the Legislature may have had in mind and what it actually enacted.â Post at 198 n 15. Yet, despite appearing to believe that the Legislatureâs intent may not correlate to the words of MCL 600.2912a(2), Justice Maekman is nevertheless convinced that he can discern the Legislatureâs intent from the statutory language. Further, he argues that the Waddell formula is consistent with the statutory language, even while conceding that the Legislature may not have had the concept that was later embodied in Waddellâs formula specifically in mind when it enacted MCL 600.2912a(2). I think it is more than merely possible that the Legislature did not have this concept in mind when it crafted this law; notably, Waddellâs article was not even published until 2007, long after the Legislature amended MCL 600.2912a(2) in 1993.