People v. Bryant
Full Opinion (html_with_citations)
We granted leave to appeal to consider whether the victimâs statements to the police in this case constituted inadmissible testimonial hearsay
I. FACTS AND HISTORY
The victim lived with his brother within a few houses of defendant, from whom he had been purchasing cocaine for three years. The victimâs brother testified that defendant sold drugs to the victim at defendantâs back door. On April 28,2001, the victim told his brother that he planned to redeem an expensive coat that he had pawned with defendant in exchange for some cocaine. On April 29, 2001, between 3:00 and 3:30 a.m., the brother heard gunfire, and at about 3:25 a.m., five police officers responded to a radio dispatch indicating that a man had been shot. They found the victim lying on the ground next
Defendantâs first trial resulted in a hung jury. Following a second jury trial, and after two days of deliberations, defendant was convicted of second-degree murder, being a felon in possession of a firearm, and possession of a firearm during the commission of a felony.
Defendant appealed, arguing that the trial court erred by admitting the victimâs statements to the police identifying him as the shooter.
Whether the admission of the victimâs statements to the police violated defendantâs Sixth Amendment right of confrontation is a question of constitutional law that this Court reviews de novo. People v Drohan, 475 Mich 140, 146; 715 NW2d 778 (2006).
III. ANALYSIS
Defendant argues that the admission of the victimâs statements to the police identifying defendant as the shooter violated his Sixth Amendment right of confrontation. The Confrontation Clause of the Sixth Amendment of the United States Constitution guarantees a criminal defendant the right âto be confronted with the witnesses against him. .. .â US Const, Am VI.
In Davis, the Supreme Court further expounded on the meaning of the term âtestimonial hearsay statements.â The Court held that â[statements are nontes-timonial when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency.â Davis, 547 US at 822. On the other hand, â[t]hey are testimonial when the circumstances objectively indicate that there is no such ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution.â Id. Davis further explained that âin the final
The statements in dispute in Davis were made to a 911 emergency operator. The victim told the operator, â[The defendantâs] here jumpinâ on me againâ; âHeâs usinâ his fists.â Id. at 817. The Court held that these statements were non-testimonial. Id. at 829. The Court asserted that Davis was distinguishable from Crawford because in Davis: (1) the victim was âspeaking about events as they were actually happening, rather than [as in Crawford] âdescribing] past events .. . hours after the events ... had occurredâ; (2) thus, in contrast to the victim in Crawford, the victim âwas facing an ongoing emergencyâ; (3) âthe nature of what was asked and answered . .. was such that the elicited statements were necessary to be able to resolve the present emergency, rather than simply to learn (as in Crawford) what had happened in the pastâ; and (4) the victimâs âfrantic answers were provided over the phone, in an environment that was not tranquil, or even . . . safe,â while, in Crawford, the victim was âresponding calmly, at the station house, to a series of questions ....â Id. at 827 (emphasis in the original; citation omitted). The Court held that the âprimary purposeâ of the interrogation in Davis âwas to enable police assistance to meet an ongoing emergency,â and, thus, the elicited statements were non-testimonial. Id. at 828-829.
In Hammon, a companion case decided with Davis, the police responded to a reported domestic disturbance. When the police arrived, the victim was sitting
The statements in Davis were taken when [the victim] was alone, not only unprotected by police (as [the victim in Hammon\ was protected), but apparently in immediate danger from [the defendant]. [The victim in Davis] was seeking aid, not telling a story about the past. [The Davis victimâs] present-tense statements showed immediacy; [the Hammon victimâs] narrative of past events was delivered at some remove in time from the danger she described. [Id. at 831-832.]
By contrast, the Court reasoned that Hammon was similar to Crawford because: (1) â[b]oth declarants were actively separated from the defendantâ; â[b]oth statements deliberately recounted, in response to police questioning, how potentially criminal past events began and progressedâ; and (3) âboth took place some time after the events described were over.â Id. at 830. Accordingly, the statements in Hammon, like those in Crawford, were testimonial. Id.
In the instant case, there is no question that the victim is unavailable, and defendant did not have a prior opportunity to cross-examine the victim. Therefore, if the victimâs statements to the police were
On remand, the Court of Appeals held that the statements in this case were non-testimonial, and thus affirmed defendantâs convictions.
Davis stated that âin the final analysis [it is] the declarantâs statements, not the interrogationâs ques
Further, the officersâ actions do not suggest that the officers themselves considered the circumstances at the gas station to constitute an âongoing emergency,â
The primary purpose of the police questioning of the victim at the gas station was to determine who shot the victim and where the shooter could be found so that they could arrest him. The police were at the gas station to investigate a past crime, not to prevent an ongoing one, and the victim was not âspeaking about events as they were actually happening,â as in Davis, but was â âdescribing] past events,â â as in Crawford and Hammon. Davis, 547 US at 827 (emphasis in the original; citation omitted).
When the police questioned the victim at the gas station, there simply was no âongoing emergency,â as that term is defined by the United States Supreme Court. The prosecutor argues that the primary purpose of the interrogation was to enable police assistance to meet an âongoing emergencyâ â to find and apprehend a criminal before he injured somebody else. This argument is unpersuasive because an âongoing emergencyâ in this sense would almost always exist while the police are investigating alleged crimes. That is, to adopt the prosecutorâs argument would effectively render non-testimonial all statements made before the offender was placed behind bars.
The presence of an ongoing emergency is important only insofar as it indicates that a declarantâs statement describing criminal activity can fairly be described as part of the event itself, rather than a report or a narrative of it. If the law were otherwise, statements reporting criminal activity or accusing others of crimes would always be nontestimonial until a suspect was in custody and unable to cause further harm. Even more to the point, if the law were otherwise, Hammon would have had to come out the other way and the Court could never have indicated that the latter part of the 911 call in Davis was nontestimonial [sic]. Yet the emergencies in those cases were limited to the criminal events themselves, and when those events ceased occurring, statements describing how they had transpired were testimonial.
Equally unpersuasive is the Court of Appeals argument that the police were âresponding to an emergencyâ because âsomeone at the gas station was shot and laying on the ground.â Bryant (On Remand), supra at 3. Once again, this type of âemergencyâ almost always exists
Even assuming that the error here is unpreserved because, although defendant objected to the admission of the evidence, he did not do so on the basis of the Confrontation Clause as the trial in this case took place before Crawford,
In addition, in our judgment, the error clearly prejudiced defendant. The evidence against him was far from overwhelming and the victimâs statement indicating that defendant was the one who shot him was obviously extraordinarily damaging. In fact, the prosecutor essentially conceded that the error was prejudicial when, at the suppression hearing before trial, he conceded that the admission of the victimâs statements to the police is a âcrucial issue to the prosecutorâs case;... if this court rules that the excited utterance is not going to be admissible, then we wonât have a trial here. . . .â In addition, during his opening statement to the jury, the prosecutor repeatedly referred to the victimâs statements to the police and explained:
The most important piece of evidence you will hear during this trial is [the victim] in many respects speaking to you. [The victim] will tell you that it was the defendant who shot him. Obviously he wonât be here to tell you that. But before he died, the last â one of the last â probably the last thing he was able to say was that Rick shot, Rick shot me .... And ... the police, all of them, heard [the victim] say Rick shot me.... The most important piece of evidence youâll hear during this trial, in other words, "will be [the victim] in a certain respect speaking to you from the grave and telling you what happened in this case and telling you whoâs responsible. ... All of the evidence here but mainly [the victimâs] own words before he died point to [defendant] having pulled the trigger and having killed [the victim]. [Emphasis added.]
The prosecutor also relied heavily on the victimâs statements in his closing statement to the jury, stating:
*153 The main reason we know enough about what happened to be able to decide beyond a reasonable doubt whether the charges that have been made out here, the main reason we know is because of [the victimâs] words himself, his own words to you through those police officers in the early morning of April 29th, 2001. [Emphasis added.]
Further evidence that the error was prejudicial is the fact that defendantâs first trial resulted in a hung jury. Finally, the error âseriously affect[ed] the fairness, integrity or public reputation of judicial proceedings.â Carines, 460 Mich at 763 (citation and quotation marks omitted). For these reasons, we believe that defendant is entitled to a new trial.
We also agree with defendant that the issue whether the victimâs statements are admissible under the hearsay exception for dying declarations is not properly before this Court.
Indeed, the prosecutor essentially conceded during the following exchange at the pretrial conference that the victimâs statements to the police were not dying declarations:
The Court: I guess we have two issues ultimately, whether it comes in as a dying declaration or whether it comes in as an excited utterance. Is that where we are?
The Prosecutor: The issue is not whether it comes in as one or the other. It came in at the [preliminary] exam clearly as an excited utterance. I think thatâs the way itâs*155 going to be at trial because I think thereâs going to be a lack of proof on whether the deceased knew he was dying at the time. [Emphasis added.]
In addition, at the suppression hearing, the prosecutor stated:
[The victim], as we know, unlike what the officers knew that night, but what we know now is that [the victim] ended up dying of his injuries. He himself, [the victim], may not have known that at the time.
During the prosecutorâs closing statement to the jury, the prosecutor again said:
[The victim] ended up dying several hours later. We donât know whether he knew that at the time he said this....
Because a dying declaration must be made while the declarant believes his death to be imminent, and the prosecutor stated that there is a âlack of proof on whether the deceased knew he was dying at the time,â the prosecutor seems to have conceded that the victimâs statements were not dying declarations.
I think maybe based upon an attorneyâs knowledge of the difference between dying declaration[s] and excited utterance[s], dying declarations have a[] [greater] aura [of] reliability than excited utterances. This was not a dying declaration. It did not come in as a dying declaration, and Iâm going to agree with Defense counsel on this one. That should not be characterized as, he lay there dying.... Thatâs pure supposition.
The prosecutor did not contest the circuit courtâs ruling that the victimâs statement was not a dying declaration. In fact, during his closing argument, the prosecutor told the jury that the victimâs statements to the police were admissible under the excited utterance exception to the hearsay rule; the prosecutor did not refer to the dying declaration exception. Finally, the prosecutor did not raise this issue in the Court of Appeals or this Court until after this Court granted leave to appeal limited to the issue whether the victimâs statements constituted testimonial hearsay under Crawford and Davis. Accordingly, the prosecutor has either effectively conceded that the victimâs statements did not constitute a dying
IV CONCLUSION
Because the victimâs statements to the police were inadmissible testimonial hearsay statements pursuant to Crawford and Davis, and the admission of the statements constituted plain error requiring reversal, we reverse the Court of Appeals and remand this case for a new trial.
Defendant, whose name is Richard, goes by the name âRick,â and the victim told the police that âRickâ shot him.
The jury acquitted defendant of first-degree murder.
The trial courtâs decision predated the United States Supreme Courtâs decisions in Crawford and Davis. The trial court denied defendantâs motion to suppress the victimâs statements to the police, holding that these statements were admissible under the excited utterance exception to the hearsay rule, MRE 803(2).
The Michigan Constitution also guarantees criminal defendants the right âto be confronted with the witnesses against him or her ... .â Const 1963, art 1, § 20.
Although the focus here is on the statements made by the declarant to the interrogators, the interrogatorsâ questions would nevertheless seem to provide necessary context in understanding the âprimary purposeâ of these statements.
The prosecutor argues that the victimâs statements to the police are admissible because they fall within the excited utterance exception of MRE 803(2). However, this argument is clearly incompatible with the United States Supreme Courtâs decision in Crawford. As that Court indicated, âWhere testimonial statements are involved, we do not think the Framers meant to leave the Sixth Amendmentâs protections to the vagaries of the rules of evidence ....â Crawford, 541 US at 61. Instead, â[w]here testimonial statements are at issue, the only indicium of reliability sufficient to satisfy constitutional demands is the one the Constitution actually prescribes: confrontation.â Id. at 68-69. See, also, McCormick, Evidence (6th ed), § 252, p 163, citing Crawford, 541 US at 59 n 8 (âWhile . .. [the Crawford Court] suggested that dying declarations might be excepted for historical reasons, the Court took a different view of excited utterances (also known as spontaneous declarations).â).
In its first opinion, the Court of Appeals stated, âThe one question asked by the police â âwhat happened?â â does not constitute an interrogation and there is no evidence of interrogation.â Bryant, supra at 2. In its second opinion, however, the Court of Appeals recognized that the police had, in fact, asked the victim multiple questions and that the victimâs statements were âmade in the course of a police interrogation.â Bryant (On Remand), supra at 3. Indeed, the police admittedly asked defendant a âseries of questions.â In its second opinion, the Court of Appeals stated, âThe questioning was used to establish ... whether the shooter ... followed [the victim] to the gas station . ...â Id. However, none of the officers testified that they ever asked the victim whether the shooter followed the victim to the gas station or any similar questions.
The dissent contends that the âtime lapseâ between the shooting and the questioning does not necessarily mean that the emergency was not ongoing when the questioning occurred. Post at 160. However, the dissent overlooks that part of Davis, 647 US at 828-829, in which the Supreme Court concluded that once the defendant had stopped assaulting the victim and left the scene of the crime, the âongoing emergencyâ was over. Applying that same reasoning to the instant case, the âongoing emergency,â at least in the Davis sense, was over once the victim was able to escape from defendant and drive six blocks to the gas station.
The fact that Davis held that the pertinent question is the statementâs âprimary purpose,â rather than its âsole purpose,â suggests that statements may be considered testimonial even though the statements may to some extent âenable police assistance to meet an ongoing emergency.â However, this matter need not be amplified upon in the present case.
Davis explained that âpolice conduct [cannot] govern the Confrontation Clause; testimonial statements are what they are.â Davis, 547 US at 832 n 6. âTheir saying that an emergency exists cannot make it be so.â Id. In the instant case, the police conduct (although not dispositive) does not even remotely suggest that the police believed that an ongoing emergency existed while they were interrogating the victim at the gas station.
Contrary to the dissentâs contention, post at 160 n 1, the police were specifically asked these types of questions. For example, one officer was asked, âWhen your partner parked the car, what did you do?â to which he responded, âI got out of the vehicle and I went towards [the victim].â This officer was then asked if he went âimmediatelyâ to the victim and the officer responded, âYes, I did.â This officer was then asked, âYou didnât go into the [gas] station and ask what had happened or anything like that,â to which he responded, âNegative, no.â Then, the officer was asked, âWhat did [your partner] do upon parking the car?â to which he said, âHe got out of the vehicle too [and walked] towards [the victim].â The officer was then asked, âWhile youâre talking to [the victim], where is [your partner]?â to which he responded, "He was right there with me.â The officer was also asked whether he was standing or kneeling, and he indicated that he was standing. Another officer was asked, âWhere did [the officers] goâ when they got out of their vehicles, and he indicated that they âall went to [the victim].â Yet another officer was asked, âWhere were [the other officers] when you arrived?â and he responded, âThey were by [the victim].â This officer was then asked whether he âwent straight to [the victim] or did. .. something else,â to which he responded, âI went straight to [the victim].â Then, this officer was asked, âYou mean the entire time you were there you spent that entire time talking with [the victim], is that what youâre saying,â and he said, âThe majority of the time there I did, yes.â Another officer was asked, âSo you get there and thereâs already two [sic] officers over near [the victim] on the ground and so you go over there also, correct,â to which he responded, "Correct.â This officer was then asked, âYou didnât look around and say, gee, there might be a shooter around here, I better keep an eye open,â to which he said, âI did not, no.â Finally, another officer was asked, âAnd when you got there at the gas station what did you, whatâs the first thing you did?â to which he responded, âI approached the subject, the victim ... on the ground and asked him something like what happened.â This officer was then asked, âDid your partner go with you?â and he responded, âYes. Yes. He followed right behind me.â
Some of the officers actually left the gas station to proceed to defendantâs house even before EMS arrived. The dissent contends that the fact that the police called for backup assistance when they reached defendantâs house indicates that there was an âongoing emergency.â Post at 160 n 1. Even if there was an âongoing emergencyâ at defendantâs house (which we do not concede since defendant was not even at his house when the police arrived), this âongoing emergencyâ existed at defendantâs house, not at the gas station at which the statements were made. Further, referring to the police investigation at defendantâs house as an âongoing emergencyâ for purposes of evaluating an alleged Crawford violation is inconsistent with Davis, 547 US at 828-829, as the Court concluded in that case that once the defendant had stopped beating the victim and left the premises, the âongoing emergencyâ had ended, despite the fact that a dangerous criminal remained on the run. Under the dissentâs approach, if there is an âongoing emergencyâ anywhere (or even what the police perceive to be such an âongoing emergencyâ), a victimâs statements to the police are to be considered non-testimonial even if those statements are made away from the actual venue of this âongoing emergency.â
In Davis, 547 US at 828, the Court discussed King v Brasier, 1 Leach 199, 168 Eng Rep 202 (1779), in which âa young rape victim, âimmediately on her coming home, told all the circumstances of the injuryâ to her
The dissent contends that we must consider the âlength of time between [the] initial event and [the] police questioning.â Post at 161 n 2. Presumably, the shorter the time between the event and the questioning, the more likely that the statement should be considered non-testimonial. However, the United States Supreme Court has not directed us to consider the âlength of time between [the] initial event and [the] questioning.â Instead, it has directed us to consider whether the statements describe an event as it is âactually happening,â or whether they describe an event that has already âhappened.â Davis, 547 US at 827. If the statements fall in the former category they are to be considered non-testimonial and if they fall in the latter category they are to be considered testimonial, says the Supreme Court. Id. Although the dissent may refer to this as an âartificial threshold,â post at 161, it is, for better or worse, the âthresholdâ set by the Supreme Court, and is thus the threshold that we must follow here.
Just as Davis was not referring to any âongoing emergencyâ occurring anywhere, see note 12 of this opinion, it was also obviously not
Both the prosecutor and the dissent argue that the instant case is distinguishable from Crawford because the Crawford interrogation was more formal, i.e., the interrogation was tape-recorded and it took place at a police station. However, Davis expressly stated that the protections of the Confrontation Clause are not limited to statements made during formal interrogations. Davis, 547 US at 830. Further, we find it particularly telling that the three similarities between the instant case and Hammon that are listed directly above are the exact same three similari
Before Crawford, as long as the hearsay statement was admissible under a âfirmly rootedâ hearsay exception, its admission did not violate the Confrontation Clause, Ohio v Roberts, 448 US 56, 66; 100 S Ct 2531; 65 L Ed 2d 597 (1980), and the excited utterance exception is a âfirmly rootedâ hearsay exception, White v Illinois, 502 US 346, 355-356 n 8; 112 S Ct 736; 116 L Ed 2d 848 (1992). Because this was the state of the law when the trial occurred in this case, defendantâs objection on the basis that the statements were not excited utterances, but not on the basis of a Confrontation Clause violation, was completely reasonable. Therefore, defendant cannot be faulted for failing to raise the Confrontation Clause issue at the trial. The prosecutor himself seems to agree:
Given the importance of resolving this point of law to the jurisprudence of this state, the People see no reason to quibble about the adequacy of Defendantâs presentation of the issue to the trial court. The trial in this matter preceded Crawford by more than a year, and trial counselâs motion in limine was adequate to place the admissibility of the testimony at issue.
In Crawford, 541 US at 56 n 6, the Supreme Court recognized that â[a]ÂĄthough many dying declarations may not be testimonial, there is authority for admitting even those that clearly are.â However, the Court concluded that â[w]e need not decide in this case whether the Sixth Amendment incorporates an exception for testimonial dying declarations,â but â[i]f this exception must be accepted on historical grounds, it is sui generis.â Id. In Giles v California, 554 US_; 128 S Ct 2678, 2682; 171 L Ed 2d 488 (2008), the Supreme Court quoted Crawford, 541 US at 54, for the proposition that âthe Confrontation Clause is âmost naturally read as a reference to the right of confrontation at common law, admitting only those exceptions established at the time of the founding.â â It then noted in dictum that one of the âforms of testimonial statements [that] were admitted at common law even though they were unconfrontedâ were dying declarations. Id.
MRE 804(b) provides, in pertinent part:
The following are not excluded by the hearsay rule if the declarant is unavailable as a witness:
(2) In a prosecution for homicide or in a civil action or proceeding, a statement made by a declarant while believing that the declarantâs death was imminent, concerning the cause or circumstances of what the declarant believed to be impending death.
The dissent contends, âThe statements in this case seem admissible as dying declarations, thus potentially obviating much of the majorityâs analysis.â Post at 158. We must point out initially that the United States Supreme Court has not yet held that dying declarations are admissible under Crawford. More significantly, however, and contrary to the dissentâs contention, the prosecutor did more than merely fail to âestablishO the requisite foundation for a dying declaration,â post at 164 n 5; rather, he failed to appeal the district courtâs decision that the statement was not a dying declaration, and he explicitly conceded that there is a âlack of proof on whether the deceased knew he was dying at the time.â In addition, even after Crawford and Davis were decided, the prosecutor still did not raise the dying declarations issue either with the Court of Appeals or with this Court until after this Court granted leave to appeal. On the other hand, defendant consistently argued that the victimâs statements were inadmissible and that they were not dying declarations. In fact, when the district court ruled that the victimâs statements were admissible, defendant asked the district court to clarify whether they