In Re JL
Full Opinion (html_with_citations)
Respondent Cheryl Lee challenges the judgment of the Court of Appeals affirming the termination of her parental rights to her son, JL. In re Lee, unpublished opinion per curiam of the Court of Appeals, issued October 16, 2008 (Docket No. 283038). Respondent specifically claims error in the interpretation and application of the Indian Child Welfare Act (ICWA), 25 USC 1901 et seq. She urges us to adopt the interpretation of the ICWA offered by the dissenting Court of Appeals judge. We affirm the judgment of the
I. BASIC FACTS AND PROCEDURAL HISTORY
Respondent and her son, JL, are both members of the Sault Ste. Marie Tribe of Chippewa Indians. Between 1999 and 2006, respondent gave birth to four children: JL, SD, JD, and BE JL is the oldest child. Respondentâs parental rights to SD, JD, and BP were terminated in earlier proceedings that are not at issue here.
JL was born in 1999, when respondent was 16 years old and living in foster care. DHS Child Protective Services (CPS) worker Regina Frazier began working with respondent in 1998, even before respondent had children. Respondent was then both a delinquent and a victim of abuse and neglect. Respondent displayed abusive and neglectful behavior after JLâs birth, so he
Anishinabek Community Family Services caseworker Penny Clark began working with respondent in 2002, when she was 18 years old and living on a reservation. Clark, who was respondentâs wraparound coordinator, and several others attempted to help respondent care for SD, who was then a few months old. Clark also worked with respondent on budgeting and helped her obtain social security benefits. Although Clark enjoyed working with respondent, Clark testified that respondent could be moody and impulsive and that her impulsiveness led to trouble. Under the Family Continuity Program, Clark visited respondent in her home at least once a week. Respondentâs home was often messy and unsafe; glass and cigarette butts were left within SDâs reach. Clark also had concerns about respondentâs ability to care for herself. At times, respondent was depressed; she failed to eat and take prenatal vitamins.
JL was returned to respondentâs care in September 2003. Her third child, JD, was born on January 11, 2004, while Clark was still working with respondent. When Jill Thompson, a caseworker with the Binogii Placement Agency, began working with respondent in July 2004, three children â JL, SD, and JD â lived with
Respondent could not manage her finances and never sought employment. A âpayeeâ managed respondentâs finances by paying her bills with the money from respondentâs social security disability payments and then giving respondent a $50 weekly allowance. Respondent purchased rent-to-own furniture that cost $30 or $35 a week. She could not afford diapers and other necessary items.
Despite the extensive efforts of Thompson and Clark, the children were removed from respondentâs home in 2004. At that time, JL again became a ward of the tribal court and was again placed with his grandmother, Lois Plank. In November 2004, the trial court awarded JLâs father, Tony Plank, full physical custody of JL and awarded respondent and Tony Plank shared legal custody. The court also granted respondent unsupervised visitation rights. After SD and JD were returned to respondentâs care, Thompson and Clark provided services in an effort to keep them in her home, but they were observed in the street at night and were again removed in August 2005.
When Clark closed respondentâs case in 2005, she had provided all the services she could offer âwithout staying there 24/7.â She opined that respondent had not
In spring 2007, the trial court granted respondentâs motion for parenting time, allowing her weekly unsupervised visitation with JL. In July 2007, however, the DHS petitioned to terminate respondentâs parental rights to JL on the basis of respondentâs âchildrenâs protective service historyâ beginning on September 12,
8. Cultuarlly [sic] appropriate services were provided to [respondent] for over six years, including Prevention, CPS, and Wraparound Services through Mackinac County; Protective Services, foster case services, and prevention through the [Sault Ste. Marie] Tribe, CPS services through Chippewa County DHS and CPS services through the Childrenâs Aid in Canada. [Respondent] has also participated in the Families First Program three times, Wraparound and Family Continuity through the [Sault Ste. Marie] Tribe, Parenting Classes twice with [Sault Ste. Marie] Tribe, once through [the Strong Families/Safe Children Program], and once through the Indian Outreach Program. Although these services were offered and somewhat complied with at times, [respondent] continued to abuse and neglect her children, which led to her rights being terminated.
*310 9. According to [respondent], she receives Social Security Disability due to having fetal alcohol syndrome. According to the National Organization of Fetal Alcohol Syndrome, the majority of persons with FAS have life-long difficulties with learning, attention, memory, and problem solving.
The supplemental petition also cited the criminal histories of respondent and Michael Plank, including respondentâs 2005 and 2006 misdemeanor convictions for operating a motor vehicle while impaired and an aggravated assault conviction stemming âfrom a 2005 bar incident,â as well as Michael Plankâs August 2000 guilty plea to felony assault charges. The petition also observed that Tony Plank had been convicted of third-degree criminal sexual conduct and incarcerated.
At trial, caseworkers Frazier, Clark, and Thompson described the extensive services they and their agencies provided to respondent from 1999 to 2005. They testified that, despite these services, respondent failed to become an adequate parent. On the basis of her experience with respondent, Clark did not believe that respondent could appropriately care for JL full-time. She opined that termination of respondentâs parental rights was in JLâs best interests. Testifying as an Indian expert under 25 USC 1912(f),
Respondent testified that she lived in âa cozy little log houseâ with Michael Plank and that she had recently completed substance abuse counseling. She had also voluntarily attended and completed parenting classes offered by the tribe. In her view, she had learned from the parenting classes how to âsafely raise a child in todayâs society.â She also testified that she visited JL as much as possible, at least twice weekly, and celebrated holidays with him. She testified that Michael Plank and JL had a good relationship and that they hunted, fished, and played together. Respondent denied that Michael Plank had ever been violent with her or JL. She acknowledged, however, that Michael Plank had been convicted of assault after the mother of his other children accused him of being violent. Respondent offered to do whatever was necessary to continue her relationship with JL. She was concerned that if her parental rights were terminated she would have to âsuck up to Lois [Plank] forever in order to stay in [JL]âs life.â
On cross-examination, respondent admitted that she had not worked or sought work in four years. She received social security benefits because she had been diagnosed with fetal alcohol syndrome. She stated that â[t]heyâ believe she had a disability and was incapable of working. Although she acknowledged a possible learning disability, she believed herself capable of working. Respondent acknowledged her convictions of operating a motor vehicle while impaired and aggravated assault.
Eight-year-old JL testified that he liked spending time with respondent and that it was âjust the usual,â explaining that it was âkind of like when Iâm with my
Addictions therapist Gary Matheny had counseled respondent weekly for about eight months. Respondent was now âclean and sober.â He and respondent had discussed parenting skills, including the need for proper structure in the household and the need to avoid drinking, drugs, and fighting. Respondentâs inability to get along with her âsignificant othersâ had caused many problems. Respondent had been raised in an alcoholic family, had been taken from home as a child, and had early unhealthy relationships as well as an early pregnancy. Matheny believed, however, that she had â[vjastlyâ overcome those background influences. He saw no symptoms of fetal alcohol syndrome in respondent, but believed she possibly suffered symptoms of â[f]etal [ajlcohol [ajffects [sic].â
This finding is based on: 1) the previous services and lack of benefit from same which raises the likelihood of some form of serious physical injury; 2) the length of time the child has been residing outside the Respondentâs home and the emotional damage that would result in requiring a reunification plan; 3) the testimony presented that Respondentâs lack of benefit was not due to Respondentâs lack of maturity, but rather lack of ability; and 4) Respondentâs most recent conduct of operating a motor vehicle while impaired due to alcohol.[11 ]
Judge GLEICHER dissented from the majorityâs conclusions that the DHS had satisfied the âactive effortsâ requirement of the ICWA, 25 USC 1912(d), and that the record established beyond a reasonable doubt that respondentâs continued custody was âlikely to result in serious emotional or physical damage to the child,â 25 USC 1912(f). Lee, supra, slip op at 4-11 (GLEICHER, J., concurring in part and dissenting in part.)
We granted respondentâs application for leave to appeal to consider the proper interpretation of 25 USC 1912(d) and (f) of the ICWA.
Congress enacted the ICWA in 1978 in response to
rising concern in the mid-1970âs over the consequences to Indian children, Indian families, and Indian tribes of abusive child welfare practices that resulted in the separation of large numbers of Indian children from their families and tribes through adoption or foster care placement, usually in non-Indian homes. [Mississippi Band of Choctaw Indians v Holy field, 490 US 30, 32; 109 S Ct 1597; 104 L Ed 2d 29 (1989).]
âRecognizing the special relationship between the United States and the Indian tribes and their members and the responsibility to Indian People,â Congress found:
(3) that there is no resource that is more vital to the continued existence and integrity of Indian tribes than their children and that the United States has a direct interest, as trustee, in protecting Indian children who are members of or are eligible for membership in an Indian tribe;
(4) that an alarmingly high percentage of Indian families are broken up by the removal, often unwarranted, of their children from them by nontribal public and private agencies and that an alarmingly high percentage of such children are placed in non-Indian foster and adoptive homes and institutions; and
(5) that the States, exercising their recognized jurisdiction over Indian child custody proceedings through administrative and judicial bodies, have often failed to recognize the essential tribal relations of Indian people and the cultural and social standards prevailing in Indian communities and families. [25 USC 1901.]
Accordingly, it enacted the ICWA to establish âminimum Federal standards for the removal of Indian children from their families . 25 USC 1902.
25 USC 1912 provides, in part:
(d) Any party seeking to effect a foster care placement of, or termination of parental rights to, an Indian child under State law shall satisfy the court that active efforts have been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family and that these efforts have proved unsuccessful.
(f) No termination of parental rights may be ordered in such proceeding in the absence of a determination, supported by evidence beyond a reasonable doubt, including testimony of qualified expert witnesses, that the continued custody of the child by the parent or Indian custodian is likely to result in serious emotional or physical damage to the child.
III. THE ADOPTION AND SAFE FAMILIES ACT AND MCL 712A.19b(3)(i)
The Adoption and Safe Families Act of 1997 (ASFA), PL 105-89, 111 Stat 2115, requires that states undertake âreasonable effortsâ to âpreserve and reunify familiesâ as a condition of federal funding. 42 USC 671(a)(15)(B). The ASEA excuses proof of reasonable efforts to reunify when âthe parental rights of the parent to a sibling have been terminated involuntarily[.]â 42 USC 671(a)(15)(D)(iii). MCL 712A.19a(2)(c) codifies both the âreasonable effortsâ
Because the ICWA establishes âminimum Federal standards for the removal of Indian children from their families,â 25 USC 1902, and nothing in the ASEA indicates a congressional intent to supersede the ICWA, neither the ASEA nor its state law analogues relieve the DHS from the ICWAâs âactive effortsâ requirement, 25 USC 1912(d), or from the burden of establishing beyond a reasonable doubt âthat the continued custody of the child by the parent or Indian custodian is likely to result in serious emotional or physical damage to the child,â 25 USC 1912(f).
IV STANDARD OF REVIEW
This Court reviews issues involving the application and interpretation of the ICWA de novo as questions of law. In re Fried, 266 Mich App 535, 538; 702 NW2d 192 (2005). Under 25 USC 1912(f), â[n]o termination of parental rights may be ordered ... in the absence of a determination, supported by evidence beyond a reasonable doubt,. . . that the continued custody of the child by the parent or Indian custodian is likely to result in serious emotional or physical damage to the child.â Because Congress did not provide a heightened standard of proof in 25 USC 1912(d), as it did in 25 USC 1912(f), the default standard of proof for termination of parental rights cases, clear and convincing evidence, applies to the determination whether the DHS provided âactive efforts ... to prevent the breakup of the Indian
V âACTIVE EFFORTSâ
The ICWA requires the petitioner in a termination case to âsatisfy the court that active efforts have been made to prevent the breakup of the Indian family ... 25 USC 1912(d). Respondent argues that because the DHS failed to provide current active efforts, termination of her parental rights to JL violated the ICWA. We disagree.
A. COURT OF APPEALS
Respondent urges us to adopt Judge GLEICHERâs dissenting view in Roe
The Court of Appeals majority in this case relied on its more extensive opinion in Roe. There it acknowledged that â âactiveâ may be âcharacterized by current activity, participation or use,â â Roe, supra at 102, quoting Random House Websterâs College Dictionary (1997), but agreed with âthe majority of jurisdictions that have addressed this issueâ that concurrent âactive effortsâ need not necessarily be shown in each proceeding, Roe, supra at 102. The majority concluded that, â[c]onstrued in context, [25 USC 1912(d)] only requires âthat timely and affirmative steps be taken ... to avoid the breakup of Indian families whenever possible by providing services designed to remedy the problems which might lead to the severance of the parent-child relationship.â â Id. at 106 (citation omitted). Services provided in connection with a prior proceeding, or â âformal or informal efforts to remedy a parentâs deficiencies before dependency proceedings beginâ â may meet the âactive effortsâ requirement. Id., quoting Ire re KD, 155 P3d 634, 637 (Colo App, 2007). The Court of Appeals majority thus âdecline[d] to employ a definition of âactiveâ that stresses a temporal requirement.â Roe, supra at 106. Instead, it defined âactive effortsâ as the opposite of âpassive efforts.â Id. at 106-107. Finally, it ânote[d] that the majority of jurisdictions interpret âactive effortsâ as imposing a higher burden than various statesâ âreasonable effortsâ requirement, and that numerous courts have required that the service pro
B. ANALYSIS
We agree with the Roe majority that the crux of the âactive effortsâ requirement is undertaking affirmative, as opposed to passive, efforts:
âPassive efforts are where a plan is drawn up and the client must develop his or her own resources toward bringing it to fruition. Active efforts, the intent of the drafters of the Act, is where the state caseworker takes the client through the steps of the plan rather than requiring that the plan be performed on its own. For instance, rather than requiring that a client find a job, acquire new housing, and terminate a relationship with what is perceived to be a boyfriend who is a bad influence, the Indian Child Welfare Act would require that the caseworker help the client develop job and parenting skills necessary to retain custody of her child.â [Id. at 107, quoting AA v Alaska Depât of Family & Youth Services, 982 P2d 256, 261 (Alas, 1999).]
We also agree that âactive effortsâ require more than the âreasonable effortsâ required under state law. Roe, supra at 108, citing In re Nicole B, 175 Md App 450, 471; 927 A2d 1194 (2007), Winston J v Alaska Depât of Health & Social Services, 134 P3d 343, 347 n 18 (Alas, 2006), MW v Alaska Depât of Health & Social Services, 20 P3d 1141, 1146 n 18 (Alas, 2001), In re Walter W, 274 Neb 859, 865; 744 NW2d 55 (2008), and In re JS, 177 P3d 590, 593 (Okla Civ App, 2008).
The version of the DHSâs Childrens Foster Care Manual in effect at the time of the termination trial provides an example of this distinction:
ICWA requires that anytime the DHS is involved with Indian children and their families, culturally Active Efforts*322 must be provided. âReasonable Effortsâ as defined in other parts of current DHS policy are not sufficient.
Active Efforts require that the caseworker take a more pro-active approach with clients and actively support the client in complying with the service plan rather than requiring the service plan be performed by the client alone. Following are examples of appropriate Active Efforts that could serve as a starting point of reference; in collaboration with the childâs Tribe:
a. Taking clients to initial appointments and assisting with the intake process OR
b. Transporting client, arranging transportation and child care appointments OR
c. If the client is isolated from other family members who may be in a position to provide positive support, the worker is to provide help to the families to begin conversations with those family members.
d. Assisting with completing applications.
e. Providing phone availability.
DHS is to make culturally active and appropriate efforts to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family before any consideration for removal can be made. DHS policy requires Active Efforts prior to court involvement. Active Efforts must be documented to the court and Tribe. [Childrens Foster Care Manual, Indian Child Welfare (June 1, 2007), pp 5-6.][15 ]
[t]hese [active] efforts shall take into account the prevailing social and cultural conditions and way of life of the Indian childâs tribe. They shall also involve and use the available resources of the extended family, the tribe, Indian social service agencies and individual Indian care givers. [Bureau of Indian Affairs, Guidelines for State Courts; Indian Child*324 Custody Proceedings, D.2, 44 Fed Reg 67584, 67592 (November 26, 1979), also available at <http:www.nicwa.org/ administrative_regulations/icwa_guidelines.pdf> (accessed June 30, 2009).][16 ]
In this case, however, the fundamental disagreement is not about the nature of the required services, but about the timing of those services. Indeed, respondent acknowledges that the DHS and the tribe provided active efforts in the past, but argues that 25 USC 1912(d) requires current active efforts, which the DHS failed to provide because it did not offer services in connection with the termination of her parental rights to JL. We decline to read the word âcurrentâ into 25 USC 1912(d). This statutory language does not impose a strict temporal component for the âactive effortsâ requirement.
This is not to say that active efforts provided in the distant past are sufficient. Although we decline to establish an arbitrary threshold beyond which services will not satisfy the requirements of 25 USC 1912, we direct trial courts to carefully assess the timing of the services provided to the parent. Services provided too long ago to be relevant to a parentâs current circumstances do not establish by clear and convincing evidence that active efforts have been made, as required by 25 USC 1912(d), and raise a reasonable doubt under 25
Similarly, we decline to hold that active efforts must always have been provided in relation to the child who is the subject of the current termination proceeding. Again, the question is whether the efforts made and the services provided in connection with the parentâs other children are relevant to the parentâs current situation and abilities so that they permit a current assessment of parental fitness as it pertains to the child who is the subject of the current proceeding. The evidence must satisfy the court âbeyond a reasonable doubtâ that the parentâs continued custody of that child âis likely to result in serious emotional or physical damage to the child,â as required by 25 USC 1912(f).
Some courts, including the Court of Appeals in Roe, have adopted a âfutility testâ to explain that the âactive effortsâ requirement may be met in certain cases with
In other words, the court may terminate parental rights without offering additional services when a social services department has expended substantial, but unsuccessful, efforts over several years to prevent the breakup of the family, and there is no reason to believe additional treatment would prevent the termination of parental rights. [Ml
The court noted that extensive services had been provided to the father during the two prior dependency cases and concluded that the record supported the trial courtâs findings that it would have been futile to offer additional services. Id. Citing KD and other sister-state authority, the Court of Appeals majority in Roe adopted a futility test. Roe, supra at 103-106.
We decline to adopt a futility test. In KD, the court concluded that additional services were not required because it saw no indication that additional services would prevent the need for termination. The ICWA obviously does not require the provision of endless active efforts, so there comes a time when the DHS or
We further note that the DHSâs apparent policy of providing no services when a petition for termination of parental rights is based on a prior termination will not withstand the heightened standard of the ICWA.
Although the trial court did not use the words âactive efforts,â it took into account the services that were provided to respondent. It noted, for example, that respondent had attended parenting classes and that âone of the workers ... even provided latches for the doors to prevent the children from getting out into the street and playing unsupervised.â The court also stated that the caseworkersâ testimony concerning respondentâs inability to benefit from services âwas supported by specific examples of Respondent being unable to apply principles she was taught during those services.â The evidence clearly and convincingly establishes that the DHS and the tribe made active efforts to provide services designed to prevent the breakup of respondentâs family. Indeed, the evidence shows that services designed to preserve respondentâs family were provided over a six-year period from JLâs birth in 1999 through 2005, before the termination of her parental rights to SD and JD. Caseworkers Frazier, Clark, and Thompson and caseworker supervisor VanLuven testified in similar fashion about respondentâs failure to improve her parenting skills.
Respondent received services from several different programs, many of which were tailored to her young age and particular needs. Various caseworkers who spent time in her home tried to teach her to become an adequate parent. Frazier testified that the wraparound program normally provides services for 6 to 12 months. Respondent, however, received wraparound services for three years, from 1999 to 2002, when respondent moved to a reservation and the tribe took jurisdiction. Frazier testified that âdifferent methodsâ were used âin order to try to teach [respondent] ... because of her age and .. . her development.â Frazier said that âthere was
Clark began working with respondent in 2002. Respondent received services under the wraparound program in an attempt to prevent the removal of SD, who was a few months old at the time, from respondentâs home. After reports that respondentâs children were found in the street, Clark went to respondentâs house and put latches on the door so the children could not wander away. Clark also worked with respondent on budgeting, helped her apply for social security benefits, and arranged for someone to manage her finances once she obtained those benefits. When Clark closed respondentâs case in 2005, she felt that she had provided all the services she could âwithout staying there 24/7,â but respondent made no significant improvement. Clark testified that she provided every service she could think of and did not know what else could have been done.
Clark believed respondentâs problems with parenting and her failure to benefit from services stemmed from a lack of ability, rather than from a lack of maturity. Clark testified that respondent loved her children very much and that, if it had been within her ability, she would
Thompson similarly testified that her job was to offer services so that respondent could show that she could be a good parent, but respondent had failed to do so. Despite the services and support respondent received, Thompson testified that respondentâs parenting and personal management skills did not improve significantly while she worked with respondent. Given her past experiences with respondent, Thompson did not believe that respondent could appropriately care for a child.
Testifying as an Indian expert under 25 USC 1912(f), VanLuven was satisfied that active and reasonable efforts had been provided to prevent the termination of respondentâs parental rights and that respondentâs custody of JL would result in serious emotional or physical damage to JL. She testified that she believed the tribe had offered respondent every possible service. While she had never met respondent or been in her home, respondentâs past behavior, including numerous instances of placing her children in unsafe situations and failing to supervise them appropriately, led to VanLu-venâs assessment that respondent was a âminimally adequate parent,â but not on a consistent basis.
Although they were provided in connection with prior termination proceedings, the services offered to respondent were extensive, relatively recent, and tailored to meet her specific needs. Over several years,
VI. THE âBEYOND A REASONABLE DOUBTâ STANDARD OF 25 USC 1912(f)
Relying on Judge GLEICHERâs dissent, respondent next argues that the Court of Appeals majority and the trial court improperly applied a presumption of respondentâs unfitness based on her past conduct. She argues that conclusions based on such a presumption fail to meet the heightened âbeyond a reasonable doubtâ standard of 25 USC 1912(f). We agree with Judge GLEICHER that termination based on âa presumption of unfitness predicated solely on past conductâ would be inconsistent with the âbeyond a reasonable doubtâ standard of the ICWA. Lee, supra, slip op at 8-9 (GLEICHER, J., concurring in part and dissenting in part). We also agree that invocation of the doctrine of anticipatory neglect to terminate parental rights solely on the basis of past behavior would be inconsistent with that standard.
Respondent admitted that she had been twice arrested and convicted of operating a motor vehicle while impaired, once in 2005 and again in 2006. She had also been convicted of aggravated assault in connection with her involvement in a bar fight in 2005. Matheny testified that respondent had been sober since he began working with her, and he considered his counseling with her a success. He also testified that respondentâs problem was not habitual drunkenness, but drinking bouts âa couple, three times a year.â Matheny treated her only one hour weekly for eight months. He had never met JL, nor had he been in respondentâs home. Matheny testified that â under the limited circumstances described by respondentâs counsel â at the home of JLâs grandmother, in a public place, for a short number of hours, or for one day, or for an afternoon a week, respondent did not pose a risk of harm to JL. Nothing in the testimony of respondent or Matheny suggested that the evidence of unfitness â on which the caseworkers and Indian expert VanLuven based their opinion that respondentâs custody of JL would result in serious emotional or physical damage to JL â was outdated or no longer relevant.
Indeed, respondentâs own testimony established that she continued to make poor choices. She supported the caseworkersâ assessment that she was unfit to parent JL. Respondent acknowledged that her only income was
Moreover, the DHS and the tribe explored alternatives to termination.
In sum, the caseworkersâ testimony established beyond a reasonable doubt that respondent failed to make progress despite the extensive services provided to her in the recent past. She continued to pose a risk of harm to her children. Respondentâs testimony did not suggest that she had gained the capacity to take on the responsibilities of a full-time parent. On the contrary, her testimony indicated that she continued to make poor choices that did not suggest that she had the ability to provide a safe and stable home for a child. And although Mathenyâs testimony about respondent was positive, he had never met JL or been in respondentâs home. Eight months of substance abuse counseling, even if beneficial, had not rendered respondent an adequate parent. Finally, the DHS demonstrated that respondentâs continued legal custody of JL posed a risk, even if she were not the full-time physical custodian, because it left open the possibility that respondent might seek full-time custody. The lower courts did not err by concluding that the evidence established beyond a reasonable doubt that respondentâs continued custody of JL was likely to result in serious emotional or physical damage to him. Respondentâs continued custody would further subject JL to the consequences of respondentâs poor choices, including her decision to live with and financially depend on a man who had been convicted of assault, and would put JL at risk of abuse and neglect.
We conclude that the evidence demonstrated beyond a reasonable doubt that respondentâs continued custody of JL would be âlikely to result in serious emotional or physical damage to the child.â 25 USC 1912(f). We also conclude that the extensive services provided to respondent before the DHS filed this termination petition satisfied the âactive effortsâ requirement of the ICWA. 25 USC 1912(d). Accordingly, we affirm the judgment of the Court of Appeals upholding the trial courtâs order terminating respondentâs parental rights.
Frazier testified that the wraparound program works with families who receive services from multiple agencies to coordinate those services.
Respondent appealed the tribal courtâs termination order. The order was vacated on January 9, 2009, by the Sault Ste. Marie Tribe of Chippewa Indians Appellate Court. That court found that the lower court erroneously considered all the allegations against both respondent and the childrenâs father, Justin DuFresne, when deciding to terminate respondentâs parental rights, even though the two were estranged at the time of the termination proceedings. The matter was remanded for the lower court to âtake such proofs as it deems appropriate as to the fitness of [respondent] alone ... and determine what further order, if any, should be entered with regard to the parental rights of [respondent].â The parties have provided no documentation of the tribal courtâs disposition of the matter on remand.
Michael Plank, respondentâs current partner and Tony Plankâs brother, is BPâs biological father.
Both the initial and supplemental termination petitions cited MCL 722.638(l)(b)(i), which provides:
(1) The department shall submit a petition for authorization by the court under section 2(b) of chapter XIIA of 1939 PA 288, MCL 712A.2, if 1 or more of the following apply:
(b) The department determines that there is risk of harm to the child and either of the following is true:
(i) The parentâs rights to another child were terminated as a result of proceedings under section 2(b) of chapter XIIA of 1939 PA 288, MCL 712A.2, or a similar law of another state.
The trial court terminated Tony Plankâs parental rights to JL on May 13, 2008.
25 USC 1912(f) provides:
No termination of parental rights may be ordered in such proceeding in the absence of a determination, supported by evidence beyond a reasonable doubt, including testimony of qualified expert witnesses, that the continued custody of the child by the parent or Indian custodian is likely to result in serious emotional or physical damage to the child.
According to the National Organization on Fetal Alcohol Syndrome, fetal alcohol syndrome (FAS) âis a set of physical and mental birth defects that can result when a woman drinks alcohol during her pregnancy.â It âis characterized by brain damage, facial deformities, and growth deficits. Heart, liver, and kidney defects also are common, as well as vision and hearing problems. Individuals with FAS have difficulties with learning, attention, memory, and problem solving.â âFetal Alcohol Spectrum Disorders (FASD) is an umbrella term describing the range of effects that can occur in an individual whose mother drank alcohol during pregnancy. These effects may include physical, mental, behavioral, and/or learning disabilities with possible lifelong implications.â FASD encompasses the term âfetal alcohol effects,â which âhas been popularly used to describe alcohol-exposed individuals whose condition does not meet the full criteria for an FAS diagnosis.â National Organization on Fetal Alcohol Syndrome, FAQs <http://www.nofas.org/faqs.aspx?id=9> (accessed June 30, 2009).
MCL 712A.19b(3)(i) provides:
The court may terminate a parentâs parental rights to a child if the court finds, by clear and convincing evidence, 1 or more of the following:
(i) Parental rights to 1 or more siblings of the child have been terminated due to serious and chronic neglect or physical or sexual abuse, and prior attempts to rehabilitate the parents have been unsuccessful.
MCL 712A.19(3) provides, in relevant part:
The court may terminate a parentâs parental rights to a child if the court finds, by clear and convincing evidence, 1 or more of the following:
(c) The parent was a respondent in a proceeding brought under this chapter, 182 or more days have elapsed since the issuance of an initial dispositional order, and the court, by clear and convincing evidence, finds either of the following:
(Âż) The conditions that led to the adjudication continue to exist and there is no reasonable likelihood that the conditions will be rectified within a reasonable time considering the childâs age.
(ii) Other conditions exist that cause the child to come within the courtâs jurisdiction, the parent has received recommendations to rectify those conditions, the conditions have not been rectified by the parent after the parent has received notice and a hearing*314 and has been given a reasonable opportunity to rectify the conditions, and there is no reasonable likelihood that the conditions will be rectified within a reasonable time considering the childâs age.
(g) The parent, without regard to intent, fails to provide proper care or custody for the child and there is no reasonable expectation that the parent will be able to provide proper care and custody within a reasonable time considering the childâs age.
MCR 3.980(D) contains language similar to that of 25 USC 1912(f) and provides:
Termination of Parental Rights. In addition to the required findings under MCR 3.977, the parental rights of a parent of an Indian child must not be terminated unless there is also evidence beyond a reasonable doubt, including testimony of qualified expert witnesses, that parental rights should be terminated because continued custody of the child by the parent or Indian custodian will likely result in serious emotional or physical damage to the child.
The trial court did not specifically address the ICWAâs âactive effortsâ requirement, 25 USC 1912(d).
We directed the parties to address
(1) whether the term âactive effortsâ in 25 USC 1912(d) requires a showing that there have been recent rehabilitative efforts designed to prevent the breakup of that particular Indian family; and (2) whether the âbeyond a reasonable doubtâ standard of 25 USC 1912(f) requires contemporaneous evidence that the continued custody of the Indian child by the parent or Indian custodian is likely to result in serious emotional or physical damage to the child before parental rights may be terminated. [In re Lee, 482 Mich 1116, 1116-1117 (2008) (emphasis omitted).]
Although our research disclosed no federal authority on this point, several of our sister states have employed similar reasoning. See, e.g., In re Walter W, 274 Neb 859, 864-865; 744 NW2d 55 (2008); In re MS, 624 NW2d 678 (ND, 2001); In re Michael G, 63 Cal App 4th 700, 709-712; 74 Cal Rptr 2d 642 (1998).
In Roe, the same Court of Appeals panel considered the proper interpretation of the âactive effortsâ requirement of 25 USC 1912(d). There, as here, Judges Markey and Whitbeck disagreed with Judge Gleicher about the meaning of âactive efforts.â In Roe, however, the Court of Appeals judgment vacated the trial courtâs order and remanded the case for trial court findings regarding the âactive effortsâ requirement. Roe, supra at 91.
Although included in respondentâs appendix, this version of the manual is no longer in effect and is not available online. The parties also did not provide the version of the manual in effect before June 1, 2007. The current version of the DHSâs Native American Affairs manual, Native American Affairs Glossary (October 1, 2008), pp 1-2, available at
By definition, active efforts are more intensive than âreasonable effortsâ and require the worker to thoroughly assist the family in accessing and participating in necessary services that are culturally appropriate and remedial and rehabilitative in nature.
Example: Reasonable efforts might be the worker making a referral for services and attempts to engage the family in services, but active efforts might be the worker consulting with the tribe regarding case planning, making a referral to services, attempts to engage the family in services and providing transportation to the services.
Examples of active efforts include (but are not limited to):
⢠Making appointments for the client with particular providers.
⢠Providing transportation to and from such appointments.
⢠Closely monitoring client(s)â participation in such services.
⢠Continuing with ongoing efforts to secure a placement with the ICWA Placement Preferences [25 USC 1912(d)].
See also the DHSâs Childrens Protective Services Manual, Supportive Services, CFP Y14-2 (May 1, 2009), p 1, available at <http://www. mfia.state.mi.us/olmweb/ex/cfp/714-2.pdf> (accessed June 30, 2009) (âReasonable efforts to prevent placement must be attempted in all situations in which the child is not at imminent risk of harm without removal from home. Note: The Indian Child Welfare Act requires active efforts be provided to American Indian children and their families. Reasonable efforts are not sufficient.â).
The most recent version of the DHSâs Native American Affairs Manual, Indian Child Welfare Case Management, NAA 205 (March 1, 2009), p 1, available at <http://www.mfia.state.mi.us/olmweb/e3j/NAA/205.pdf> (accessed June 30, 2009), states that the âworker must collaborate with a childâs tribe immediatelyâ and that the childâs tribe will define active efforts for the department.â Although this version of the Native American Affairs Manual was not yet in effect during the proceedings in this case, leaving it to the childâs tribe to define âactive effortsâ is consistent with the ICWAâs purpose of preserving Indian families and preventing unwarranted removal and termination. See 25 USC 1901.
For example, in CJ v Alaska Depât of Health & Social Services, 18 P3d 1214 (Alas, 2001), the father was unable, and perhaps unwilling, to care for his children at the time they were removed from their mother in 1998. He maintained only sporadic contact with them while they were in foster care. Id. at 1216. By the time termination was sought in 1999, however, the fatherâs circumstances had changed. He presented unrebut-ted evidence that he wanted to care for his children and was able to do so. He testified that he had quit a job that required him to travel, was relocating, and was caring for his older child. The social services department presented virtually no evidence regarding the fatherâs present circumstances. Id. at 1219. The Alaska Supreme Court concluded:
ICWA requires that a court be able to determine beyond a reasonable doubt that placement of the children with the parent is likely to result in serious damage. The evidence in this case leaves so much uncertainty about [the fatherâs] present circumstances that such a finding cannot be sustained. [Id. (citation omitted).]
We reject Justice Weaverâs contention that we need not decide whether to adopt a futility test. In this case, we address respondentâs argument that the Court of Appeals erred in interpreting and applying the ICWA. In concluding that the âactive effortsâ requirement had been met, the Court of Appeals majority stated: âBecause of the intractable nature of [respondentâs] inability to learn appropriate parenting techniques, any additional efforts to rehabilitate [respondent] would have been largely futile.â Lee, supra, slip op at 9.
Frazier testified that she did not provide services to respondent in connection with this latest referral pertaining to JL because the referral was based on the termination of respondentâs parental rights to her other three children. She testified that, under those circumstances, the state does not provide services.
Judge Gleicher took issue with the Court of Appeals majorityâs invocation of âthe âwell-established doctrine of anticipatory neglectâ â in affirming the trial courtâs decision to terminate respondentâs parental rights. Lee, supra, slip op at 9 (Gleicher, J., concurring in part and dissenting in part). The Court of Appeals majority stated that, under the doctrine, âhow a parent treats one child is probative, though not
During the partiesâ arguments, JLâs guardian ad litem argued against termination of respondentâs parental rights but did not advocate that respondent have full-time physical custody. Instead, he encouraged the court to âthink outside the boxâ and consider alternatives such as long-term placements with relatives.
We cannot accept Justice Cavanaghâs suggestion that our analysis is inconsistent with this Courtâs decision in In re Rood, 483 Mich 73; 763
In contrast to Rood, in which the state did not even consider placing the child with the respondent, the caseworkers here provided extensive services to respondent over several years in an effort to prevent removal and termination. And in Rood, the evidence suggested that the respondent had successfully cared for a child on a daily basis, while the evidence in this case showed that respondent persisted in making the same poor choices that have historically prevented her from being a safe and adequate parent on a consistent basis.
We also reject Justice Cavanaghâs suggestion that consideration of guideline D.3(c) of the Bureau of Indian Affairs guidelines, 44 Fed Reg 67584, 67593 (November 26, 1979), would yield the conclusion that the conditions that existed in respondentâs home in the past are not âsufficiently âseriousâ to satisfy 25 USC 1912(f).â Post at 343 n 9. Here, the evidence did not merely establish â âpoverty, crowded or inadequate housing, alcohol abuse, or non-conforming social behavior,â â see post at 343-344 n 9, but identified specific harms to respondentâs children, including respondentâs failure to appropriately supervise them.