Maryland Attorney General Opinion 99OAG242
Date Filed2014-12-23
Docket99OAG242
Cited0 times
StatusPublished
Syllabus
Public Officers and Employees - Local Government - Board of County Commissioners May Not Appoint One of its Own Members as a Non-Ex Officio Member of the Planning Commission
Full Opinion (html_with_citations)
242 [99 Op. Attây
PUBLIC OFFICERS AND EMPLOYEES
LOCAL GOVERNMENT â BOARD OF COUNTY COMMISSIONERS
MAY NOT APPOINT ONE OF ITS OWN MEMBERS AS A
NON-EX OFFICIO MEMBER OF THE PLANNING
COMMISSION
December 23, 2014
The Honorable Jan H. Gardner
County Executive
You have asked for our opinion on whether the Board of
County Commissioners of Frederick County (âBOCCâ), in the
final days of its existence as the Countyâs governing body,1
validly appointed its sitting president to the Frederick County
Planning Commission. Specifically, you ask whether the BOCCâs
November 24, 2014 appointment of then-President Blaine Young
to the planning commission either resulted in his holding two
âoffices of profitâ in violation of Article 35 of the Declaration of
Rights or violated the common law rule against âincompatibleâ
positions. You also ask what effect any violation of those
principles would have on Mr. Youngâs continuing service on the
planning commission.
In accordance with our policy, you provided an opinion of
the County Attorney on these questions. The County Attorney
concluded that Mr. Youngâs appointment violated both the dual
office-holding prohibition of Article 35 and the common law rule
barring an individual from holding two incompatible positions,
but that it was not clear which of the two positions Mr. Young
retained as a result. See Memorandum of John S. Mathias, County
Attorney, to Jan H. Gardner, County Executive (Dec. 9, 2014)
(âCounty Attorney Opinionâ). We also received materials from
Mr. Young, including a November 6, 2014 email from the County
Attorney addressing the potential effect of simultaneously holding
two offices of profit and a letter from C. Paul Smithâa former
1
Effective December 1, 2014, Frederick County became a charter
county governed by a seven-member County Council, with certain
powers granted to an elected County Executive. See Frederick County
Charter §§ 802, 201, Article 4.
Gen. 242] 243
colleague of Mr. Young on the BOCCârequesting that we not
render an opinion.2
We agree with the County Attorneyâs conclusion that the
two positions are âoffices of profitâ and âincompatible,â but, for
reasons based on other law, we conclude that Mr. Young was
ineligible for appointment as a âcitizenâ3 member of the planning
commission and thus never validly held the position. The
common law generally prohibits a body from appointing one of
its own members to a position on another body. Section 2-102 of
the Land Use Article provides an exception to the common law; it
authorizes a board of county commissioners to appoint one its
members to serve on the planning commission in an ex officio
capacity. It does not, however, authorize the county com-
missioners to appoint one of their own as a non-ex officio member
of the planning commission. Because the statutory provision is a
specific grant of authority that was enacted in derogation of
common law, it must be construed narrowly so as not to imply
additional powers. So construed, the statute does not give the
BOCC the power to appoint Mr. Young as a âcitizenâ member of
2
In his letter, Mr. Smith asserts that it is not appropriate for us to
issue an opinion here because âthis matter is an actual, existing case
and controversy,â and because Mr. Smith did not âbelieve Article V of
the State Constitution authorizes such an opinion.â Letter from C. Paul
Smith to Douglas F. Gansler, Attorney General (Dec. 15, 2014). We
disagree. Although we generally will not issue an opinion on any
question that is the subject of current or imminent litigation, we are not
aware of any such litigation here. And while Article V, § 3 of the
Maryland Constitution does not require us to issue opinions in response
to local government requests, when resources allow, we provide
assistance to local governments to âhelp resolve legal matters involving
substantial issues of State law.â See âFrequently Asked Questions
About Opinions of the Attorney General; Can a local government
official request an Opinion of the Attorney General?â (available at
http://www.oag.state.md.us/Opinions/faq.htm). We have previously
issued opinions in response to requests from the Frederick County
Board of County Commissioners. See, e.g., 87 Opinions of the
Attorney General 66 (2002); 67 Opinions of the Attorney General 151
(1982); 71 Opinions of the Attorney General 128 (1986).
3
Participants in the November 24 BOCC meeting that resulted in
Mr. Youngâs recent appointment used the term âcitizen memberâ and
âfive-year memberâ to describe a member of the planning commission
who does not serve in an ex officio capacity. We use the term âcitizenâ
member in that same sense.
244 [99 Op. Attây
the planning commission. Mr. Young was thus ineligible for the
position, and his appointment was ineffective from the outset.
I
Background
The questions you pose require us to describe the law
governing the composition of local jurisdictionsâ planning
commissions and the facts regarding the appointment of Mr.
Young to Frederick Countyâs planning commission. Also
relevant are the provisions of the Frederick County Code on the
compensation of members of the BOCC and the planning
commission.
A. Provisions Governing Planning Commission Membership
1. State Law
The Land Use Article of the Maryland Annotated Code
authorizes local jurisdictions to âestablish by local law a planning
commission with the powers and duties set forth in [Division I of
the Land Use Article].â Md. Code Ann., Land Use (âLUâ) § 2-
101; see also LU § 1-101(i) (defining âlocal jurisdictionâ to
include âa countyâ).4 The Article also sets forth the parameters
applicable to a local jurisdictionâs establishment of a planning
commission, if it chooses to establish one. As relevant here, the
statute prescribes the composition of the planning commissions
that local jurisdictions may create: a planning commission may
consist of âthree, five, or seven members,â and â[o]ne member
may be a member of the legislative body, who serves as an ex
officio member concurrent with the memberâs legislative term.â
LU § 2-102(a). The statute also sets the term for the other,
âcitizen,â members: âThe term of a planning commission member
other than an ex officio member is: (i) 5 years; or (ii) until the
memberâs successor takes office.â LU § 2-102(c)(1).
Planning commission members are appointed by the local
jurisdictionâs governing body or its designee under the applicable
local law, or, âif there is a single elected local executive,â by the
executive, subject to confirmation by the legislative body. LU
§ 2-102(b). The statute also provides for appointments in the
event of a mid-term vacancy: âIf a vacancy occurs during the
4
Except as noted, all references to the Land Use Article are to the
2012 volume, with the 2014 Supplement.
Gen. 242] 245
term of an appointed member, the vacancy shall be filled for the
unexpired term in the same manner as is required for appointment
under [§ 2-102(b)].â LU § 2-102(e).
2. Local Law
Frederick County has elected to create a planning
commission. See Public Local Law for Frederick County,
Frederick County Code (âCounty Codeâ) § 1-13-16. Because the
ordinances that address the organization of the planning
commission do not explicitly identify what entity has the
authority to appoint members of the planning commission, see id.
§§ 1-13-16 through 1-13-21, the BOCC was by default the
appointing authority under LU § 2-102(b)(1) while Frederick
County operated under the commission form of governance. As
to vacancies, the County Code provides: âVacancies occurring
otherwise than through the expiration of term shall be filled for
the unexpired term by the County Commissioners.â County Code
§ 1-13-18. Planning commission members are âeligible for
reappointment.â Id. Effective December 1, 2014, however, the
County Executive holds the power to appoint members to fill any
type of vacancy on the planning commission. Frederick County
Charter § 412(b).
As required by the County Code, the planning commission
has adopted rules that govern the transaction of business before it.
See Rules of Procedure of the Frederick County Planning
Commission (âPlanning Commission Rulesâ); County Code § 1-
13-19 (requiring the planning commission to adopt rules).
Section 2.3 of those rules provides: âA designated member of the
County Commissioners may serve as a voting member or may be
a member of the [Planning] Commission having all the rights and
privileges of the regularly appointed members, and serve in an ex-
officio capacity concurrent with his or her official term, as
determined by the Board of County Commissioners.â
B. County Provisions on the Compensation of the Board of
County Commissioners and the Planning Commission
Section 2-2-18(a)(l) of the Frederick County Code provides:
âEach member of the board of county commissioners is entitled to
an annual salary of $45,000 as full compensation for services as a
member of the board of county commissioners or as a member of
any other county board or agency.â The County Attorney tells us
that members of the planning commission other than the ex officio
246 [99 Op. Attây
member receive compensation of $75 per meeting. The ex officio
County Commissioner member receives no additional com-
pensation for service as a member of the planning commissioner.
See County Code § 2-2-18(a)(1).
C. The BOCCâs Appointment of Mr. Young to the Planning
Commission
Mr. Young served as the President of the BOCC from
December 2010 until the Frederick County Charter took effect on
December l, 2014. On that date, the BOCC ceased to exist.
Frederick County Charter §§ 802, 808. During his term of office,
the BOCC appointed Mr. Young to the planning commission as
the Boardâs ex officio member, as permitted by LU § 2-102(a)(2)
and § 2.3 of the planning commission rules. Mr. Young was an
unsuccessful candidate for County Executive in the November
2014 election.
On November 24, 2014, the BOCC convened its last
scheduled public meeting before its dissolution. After the
conclusion of the items specified on the agenda, Mr. Young
announced his immediate resignation from the planning
commission as its ex officio member and read to the other Com-
missioners a letter of resignation to that effect. Commissioner
Smith moved to accept Mr. Youngâs resignation and to appoint
Mr. Young to fill a new five-year term as a âcitizenâ member of
the planning commission effective November 30, 2014. The
motion was seconded by Commissioner Shreve. During the
debate that followed, Commissioner Gray expressed surprise at
the motion, which he ultimately opposed, and the County
Executive-Elect stated that the appointment of Mr. Young to a
new five-year term usurped the County Executiveâs appointment
power. The motion was adopted by a 3-1 vote, with
Commissioner Gray voting against. At some point in the
proceedings, Mr. Young passed the gavel to Commissioner Smith
and did not vote on the motion.
The planning commission regularly meets on the second
Wednesday of each month but it may also hold additional
meetings as needed. The planning commission did not, however,
meet on November 30âthe day on which Mr. Young purportedly
served as both County Commissioner and member of the planning
commissionâand Mr. Young received no compensation for his
services as a member of the planning commission for that day.
County Attorney Opinion at 2.
Gen. 242] 247
II
Analysis
Hetrich v. County Commissioners of Anne Arundel County,
222 Md. 304(1960), provides the analytical framework for answering the questions you pose. There, the Court of Appeals held that a county commissioner was ineligible for appointment by the commissioners to the office of county business manager. In reaching that holding, the Court described Article 35âs prohibition on holding two âoffices of profit,â the âincompatible positionsâ doctrine, and the ramifications of holding two such positions simultaneously. The Court also clarified that, where an officer is appointed to a second position for which he is ineligible, the appointment is âineffective,âid. at 312
, and a ânullity.âId. at 309
.
The ineligibility that makes an appointment to a second
office a ânullityâ can be based on a constitutional, statutory, or
common law prohibition. Id.In Kimble v. Bender, for example, the basis for the ineligibility was constitutional: Art. III, § 17 of the Maryland Constitution prohibited a legislator from being appointed to an office that was created by statute during his term in the Legislature.173 Md. 608, 612, 621-22
(1938). Here, the circumstances implicate a common law prohibition: the rule that âa member of an appointing board is ineligible for appointment by the board even though the memberâs vote is not essential to a majority in favor of an appointment.â 67 C.J.S. Officers § 31, at 208 (2012); see also, e.g., 63C Am.Jur.2d Public Officers and Employees § 93, at 563-64 (2009). This rule is based on the rationale that âthe appointing board cannot absolve itself of ulterior motives if it appoints one of its own, whether or not his vote was necessary to the appointment, since the opportunity improperly to influence the other members of the board is there.â Hetrich,222 Md. at 309-10
.
In Hetrich, the Court of Appeals stated, and then applied, the
common law rule that âa member of an appointing body is
ineligible for appointment to a conflicting office by that body,
even though his own vote is not essential to the appointment.â5
5
As we have previously explained, this passage in Hetrich could
be read to require that, in order for the rule of ineligibility to apply, the
two offices at issue must be âconflictingâ offices. 76 Opinions of the
Attorney General 142, 144 n.1 (1991). We doubt that the Court of
248 [99 Op. Attây
Hetrich, 222 Md. at 309-12. It therefore held that the appoint- ment of a county commissioner by the board of county commissioners to serve as acting county business manager was âineffective.âId. at 312
. The same rule would ordinarily apply
here to prohibit the County Commissioners from appointing one
of their own members to the planning commission.
However, as with common law rules generally, the rule of
ineligibility applied in Hetrich may be altered by legislation, see
76 Opinions of the Attorney General at 145 n.3, and the General
Assembly has done so in § 2-102 of the Land Use Article.
Section 2-102 states that â[o]ne member of the planning
commission may be a member of the legislative body, who serves
as an ex officio member concurrent with the memberâs legislative
term.â LU § 2-102(a)(2). Pursuant to this provision, the Board
had the authority to appoint one of its own members to serve on
the planning commission, but that member was only allowed to
serve ex officio,6 with his term on the commission coinciding with
his legislative term.
Appeals meant that; â[n]either the rationale offered for the common
law rule of ineligibility in Hetrich, nor in caselaw generally, appears to
limit the rule to appointments to âconflictingâ positions.â Id. (internal
citations omitted). But even if the rule were so limited, the positions in
question here are âconflicting.â The County Commissioners had the
power to appoint members of the planning commission, remove them
for cause, and set their compensation. See County Attorney Opinion at
5; see also Hetrich, 222 Md. at 308 (âThe fundamental test of
incompatibility at common law is whether there is a present or
prospective conflict of interest, as where one office is subordinate to
the other or subject to supervision by the other, or where the incumbent
of one office has the power to appoint or remove or to set the salary of
the other.â).
6
Our office has âwrestled with the interaction of dual office
prohibitions and [§ 2-102âs] authorization of âex officioâ service on a
planning commission by members of a county or municipal
corporationâs legislative body.â Letter of Advice from Robert A.
Zarnoch, Assistant Attorney General, to Del. Richard A. Sossi at 3
(Nov. 16, 2005). To some extent, the term âex officioâ is a misnomer
in this context; â[t]rue âex officioâ service arises solely and
automatically by virtue of a personâs holding of a particular office, not
by the mechanism of a discretionary appointment.â Id.; see also 61
Opinions of the Attorney General 152, 163 (1976) (â[T]he ex-officio
position must arise directly from holding the first office.â). We need
not decide here if the County Commissioner serves on the planning
commission in a âtrueâ ex officio capacity to conclude that LU § 2-102
Gen. 242] 249
Because the Land Use Article is a grant of authority, and a
very specific one, the authority provided in § 2-102 acts as a
mandatory limitation, and prohibits the county commissioners
from exercising their appointing authority in any other manner.
See Office & Professional Employees Intl. Union v. Mass Transit
Admin., 295 Md. 88, 96(1982) (stating that, âwhere a statute authorizes or permits a person or agency to take a certain type of action in a particular manner, such manner becomes a mandatory limitation, and the action must be taken in conformity with itâ); see also Mossburg v. Montgomery County,329 Md. 494, 505
(1993) (applying the principle to a State zoning enabling provision). And because LU § 2-102 was enacted in derogation of the common law rule against a body appointing one of its own members, it must be construed narrowly. See Walzer v. Osborne,395 Md. 563, 573-74
(2006). As the Court of Appeals declared in Gleaton v. State, âit is not to be presumed that the legislature by creating statutory assaults intended to make any alteration in the common law other than what has been specified and plainly pronounced.â235 Md. 271, 277
(1964) (quoted in Walzer,395 Md. at 573-74
); see also Witte v. Azarian,369 Md. 518, 533
(2002) (requiring âclear legislative intentâ to alter the common
law). Here, the clear, specific, and plain terms of the statute do
not authorize the BOCC to appoint one of its own members to
anything other than a single ex officio spot on the planning
commission. Accordingly, we conclude that the Board did not
have the authority to appoint one of its own as a âcitizenâ member
of the planning commission with a term that exceeds his
legislative term. Under Hetrich, then, the appointment of Mr.
Young was ineffective.7
must be viewed as a statute in derogation of common law. See Letter of
Advice from Robert A. Zarnoch, Assistant Attorney General, to Sen.
James C. Simpson and Del. John W. Quade, Jr. at 4 (March 22, 1979)
(concluding that § 3.02 of former Art. 66Bâthe predecessor to LU § 2-
102âabrogated the common law âincompatible positionsâ doctrine).
7
We recently addressed the relative roles of a planning
commission and the local governing body. See 99 Opinions of the
Attorney General 152 (2014). The statutory scheme does not suggest
that the governing body may effectively assume the planning
commissionâs role by appointing multiple members of the governing
body to the planning commission as âcitizenâ members. See id. at 153-
56 (describing functions assigned to each body). Also in that Opinion,
we traced the legislative history of Marylandâs planning authorities
from their origins in the 1928 Standard City Planning Enabling Act to
250 [99 Op. Attây
We agree with the County Attorney that the positions of
County Commissioner and member of the planning commission
are âoffices of profitâ and âincompatible positions,â but because
the Boardâs attempted appointment of Mr. Young was void from
the outset, his occupation of the planning commission position
was only âillusory.â See Hetrich, 222 Md. at 308. As a result, Mr. Young never actually held either a âsecond office of profit within the meaning of Art. 35 of the Declaration of Rights, or an incompatible office under the common-law rule.âId. at 312
. There is thus no need for us to determine under the âoffice of profitâ and incompatible position doctrines whether Mr. Young resigned his first office by accepting the second.Id.
His purported appointment to the second was void in the first place, and he simply remained in his position as County Commissioner as if the appointment had never happened.8 Seeid.
III
Conclusion
Maryland common law generally prohibits a body from
appointing one of its own members to a position on another body.
their recodification in the current Land Use Article. Id. at 161-67.
Throughout that history, every version of what is now LU § 2-102 has
provided that the local legislative body may appoint one of its members
to the planning commission, with that one member serving ex officio
and for a term that corresponds to the tenure of his elective office. See
1933 Md. Laws, ch. 599 (codified at Md. Ann. Code, art. 66B, § 3);
Md. Ann. Code art. 66B, § 12 (1935 Supp., 1957, 1967 Repl. Vol.);
Md. Ann. Code art. 66B, § 3.02 (1970 Repl. Vol., 2003 Repl. Vol.). As
described in the 1928 model planning act, the purpose of having the
local legislative body represented on the planning commission was so
that it could be âkept in touch with what the . . . planning commission
is doing.â U.S. Depât of Comm., The Advisory Committee on City
Planning and Zoning, âA Standard City Planning Enabling Actâ at 10
n.15 (1928). âThis can best be accomplished,â the committee stated, by
authorizing the legislative body to select âone of its own membersâ to
serve on the commission, id., in an âex officioâ capacity and with a
term that corresponds to the memberâs âofficial tenure[].â Id. at 10-11.
8
Although we conclude that the Board did not have the authority
to appoint Mr. Young as a âcitizenâ member of the planning
commission, it did have the authority to appoint himâor, to be
accurate, re-appoint himâas the Boardâs ex officio member of the
commission. As LU § 2-102 plainly provides, however, Mr. Youngâs
term as an ex officio member expired when his term as county
commissioner ended on December 1.
Gen. 242] 251
Although LU § 2-102 provides an exception to the common law
for ex officio appointments, that exception, construed narrowly,
did not authorize the Board of County Commissioners to appoint
one of its own members as a non-ex officio member of the
planning commission. Mr. Youngâs appointment as a âcitizenâ
member of the planning commission was thus ineffective.
Douglas F. Gansler
Attorney General of Maryland
Adam D. Snyder
Chief Counsel, Opinions & Advice