State v. Smith-Parker
State of Kansas v. Willie Jerome Smith-Parker
Attorneys
Samuel D. Schirer, of Kansas Appellate Defender Office, argued the cause, and Lydia Krebs, of the same office, was on the brief for appellant., Christina Trocheck, assistant district attorney, argued the cause, and Ellen Mitchell, county attorney, and Derek Schmidt, attorney general, were with her on the brief for appellee.
Full Opinion (html_with_citations)
The opinion of the court was delivered by
This is defendant Willie Smith-Parker s direct appeal from two prosecutions joined for a single jury trial. The first case arose from a burglary/homicide on the morning of June 13, 2009, and the second arose from a fatal shooting on the morning of June 19, 2009. Smith-Parker was convicted of first-degree premeditated murder in the death of Alfred Mack, second-degree intentional murder in the later death of Justin Letourneau, theft, and aggravated assault. The jury acquitted Smith-Parker of two aggravated burglary counts.
Smith-Parker raises 10 issues in this appeal: (1) whether the evidence of premeditation of Mackâs murder was sufficient; (2) whether aiding and abetting is an alternative means crime; (3) whether the two cases should have been consolidated for trial; (4) whether the district judge abused his discretion by excluding a statement made by Letourneau; (5) whether the mandatory wording of an instruction requires reversal for clear error; (6) whether the district judge erred by failing to tell jurors to begin their deliberations anew when an alternate juror was substituted; (7) cumulative error; (8) whether tire district judge abused his discretion by refusing to recall the jury; (9) whether the district judge violated Smith-Parker s rights under the Sixth and Fourteenth Amendments to the United States Constitution, as articulated in Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000), by sentencing him to a harsher penalty based on his criminal history; and (10) whether the district judge violated Smith-Parker s Sixth and Fourteenth Amendment rights, as articulated in Apprendi, by sentencing Smith-Parker to the highest sentence in the range in the applicable Kansas Sentencing Guidelines Act presumptive grid box.
We conclude that four of Smith-Parkerâs allegations of error have merit and that they cumulatively require reversal of all of his convictions, and we remand the case for further proceedings.
Factual and Procedural Background
Smith-Parkerâs numerous appellate issues, including sufficiency of evidence to support his conviction for premeditated first-degree murder, require a recitation of factual and procedural background more lengthy and comprehensive than the norm.
Mack Death
In June 2009, Benjamin Friedman and his roommate lived in Apartment B at 1012 Johnstown Avenue. On the morning of June 13, Friedmanâs alarm woke him, and he heard someone running down the stairs outside of his apartment. He also heard a loud noise, which he would later describe as similar to a car backfiring. Two other residents of nearby apartments also reported having heard a loud noise at about the same time, describing it as a âgreat big bangâ or a gunshot.
After Friedman got out of bed, he went into the living room of his apartment and noticed that his television was missing. A Sony PlayStation and various movies and video games also were missing.
Friedman went outside and observed that one of the screens to a lower apartment had been removed. Friedman went back into the building and checked the downstairs apartments. He noticed splintering on the door of Apartment C. Friedman could hear a television inside the apartment, but nobody answered the door when he knocked on it.
Friedman then called 911.
When Officer Glen SoldĂĄn arrived at the apartments, he observed that the door to Apartment C âhad been lacked open and it wasnât quite shut.â When he knocked on the door it swung open, and SoldĂĄn could see âa large black male lying on his back, feet
SoldĂĄn entered the apartment to make sure that no one else was in it, and he noticed an empty .22 casing lying on the floor.
When investigators arrived, they found and photographed a partial footprint on a split-rail fencepost just below the deck to Friedmanâs apartment. Later enhancement of the image would show that the word âServusâ was imprinted on the sole.
Ron Styles, an investigator, would later testify that it appeared Mack had been sitting in a chair watching television and, based on the angle the bullet entered his body, was in the process of standing up when he was shot. The blood splatter pattern in the apartment indicated that Mack probably lived 1 to 2 minutes before collapsing into the kitchen. According to Styles, it was likely Mack was shot from the dooiway of the apartment.
Dr. Altai Hossain conducted Mackâs autopsy, which determined that the cause of death was bleeding from a penetrating gunshot wound to the chest. Based on tire location of the gunshot wound and information provided by law enforcement, Hossain would testify at trial that Mack had been shot from more than 2 feet away.
Investigators did not have any immediate leads or suspects.
Letourneauâs Death
A little after 6 on tire morning of June 19, 2009, Darci Davis was standing outside the Salina Regional Health Center when she noticed a white four-door car âcoming down the street towards the hospital from the right and it squealed into the parking lot across the street . . . and tiren it squealed around and . . . stopped right besideâ her. The driver of the car, later identified as Smith-Parker, asked Davis for directions to the emergency room. Davis noticed that the carâs passenger, later identified as Letourneau, was leaning on the driver and had blood on him and that âthere was blood on the window, . . . blood on the door, [and] just... a lot of blood.â Davis provided directions, and Smith-Parker drove off in the direction of the emergency room.
The first nurse to respond found Letourneau in the passenger seat of the car. His airway was âpretty much closedâ; he was not
A 911 call was placed from the emergency room of the hospital at 6:23 that morning to report a shooting victim.
Crystal Gile was the first law enforcement officer to arrive at the hospital. She found a white Chevy Cavalier parked under the awning of the emergency room. She pulled Smith-Parker aside, and she would testify at trial that Smith-Parker was veiy emotional during their conversation.
Smith-Parker identified Letourneau, and Gile asked, âWhat happened to Justin?â Smith-Parker responded, âI killed him.â Gile then asked Smith-Parker to explain what had happened. After initially saying that Letourneau had been âheatinâ his son momma,â Smith-Parker said, âJustin told me he was gonna kill me.â Smith-Parker then said that this had happened âon the road.â After mentioning a gun, Gile asked Smith-Parker if there was a gun in the car. Smith-Parker did not know where the gun was. Gile then took Smith-Parker into custody and transported him to the Salina Police Department.
Investigators determined that the Cavalier Smith-Parker had driven to the hospital was registered to Tiffany Wellman and Victor Gonzales, and they obtained a search warrant for Wellmanâs home. During the search, officers found a shoebox on the top shelf of a hallway closet. In it was a cloth, zippered gun case, and inside it was a box of Winchester .38 Special ammunition, some loose Super X .22 shells, and a sock that had more shells inside of it. Investigators also found several DVDs and a backpack, which contained a PlayStation and video cords. A check of the serial number from the PlayStation revealed that it had been reported stolen from Friedmanâs apartment.
Clayton Hardaway was dispatched to do a welfare check at Le-toumeauâs home. Letourneauâs stepbrother, Travis Graham, was inside and Kendra Yanik-Ducharme was outside; a baby was sleep
While investigators were at Letourneauâs, Yanik-Ducharme consented to a search of her car. On the floor of the passenger side of the car, investigators found a gun, which Yanik-Ducharme identified as belonging to Letoumeau. The gun was a .38 Colt Cobra pistol.
Letourneau was flown to a Wichita hospital, where the decision was made on June 20 to remove him from life support.
Investigators impounded the Cavalier and searched it. They found a white cotton glove with a Dillonâs sack inside it under the driverâs seat. Inside the sack was .38 ammunition. A Super X .22 cartridge case was found on tire right front floor.
The gun used to shoot Letoumeau was never recovered.
Dr. Ronald F. Distefano performed Letourneauâs autopsy. Dis-tefano concluded that Letourneau had a single gunshot wound on the right side of his head. Distefano later testified at trial that, based on âstipplingâ of the skin around the wound, the gun was âa few inches up to possibly a footâ from Letourneau when fired. The direction of the bullet âwas from right to left, somewhat from front to back, and slightly downward.â At trial, Distefano also testified that, in his opinion, the death was a homicide and not a suicide or accident. But he admitted that he could not malee this determination from looking at the body alone. The âfindings of the wound show[ed] closeness!, but] they do not show whether [Letoumeau] shot himself or whether someone else did.â Distefano relied on information provided by the police in reaching his conclusion that the death was a homicide. According to Distefano, based on the information he had received, everything pointed toward homicide and nothing suggested suicide.
Ballistics testing conducted on the .22 casing recovered from Mackâs apartment and the Super X .22 casing recovered from the floor of the Cavalier had been ejected from the same gun.
Approximately 4 months later, the State filed a Complaint/Information in case No. 09 CR 1047, charging Smitli-Parlcer with five counts: first-degree premeditated murder and first-degree felony murder in the death of Mack, two counts of aggravated burglary of Mackâs and Friedmanâs apartments, and one count of theft of items from Friedmanâs apartment.
Pretrial Motions
The State requested the two cases be tried together, and the district judge initially set the two cases for a joint trial. Smith-Parker then filed a motion to sever. At a hearing on the motion, the district judge concluded that tire two cases could not be tried together, noting that the only evidence tying the crimes together was the ballistics testing on the .22 casings.
When the State filed a motion to reconsider the severance, the district judge reversed his previous ruling and allowed the cases to be consolidated. He stated:
âThe court is struck by the fact that all of the individuals in both of these cases are well acquainted to each other, their activities, their behaviors, their families, their homes, their connections, their history of sharing experiences together, including the serving of time together, are so inextricablfy] tied to each other the testimony, quite frankly, is clear that these individuals considered themselves to be brothers, not just friends. They were so close to each other that they viewed each other as relatives, not as just simply acquaintances or people who might have grown to know each other over some period of time.
âThey shared common concerns about family members, about children, about actions toward family members, particularly the wife or significant other of Mr. Letourneau concerns raised by Mr. [Smith-Parker], they had their disagreements, they had the common theme of being involved apparently in the allegations and concerns being raised on activity involving residential burglaries and thefts, they had the commonality of the issues of perhaps drug involvements in these matters.
â[B]ut when you look at the totality of the information that has been presented by the State, recognizing that [its] burden remains beyond a reasonable doubt to tie this together and present it coherently to a jury, which is a different standard,*140 this court is faced with the reality that we do have the connection in these matters, are they same or similar in character.
âWe have a death of two individuals, we have burglaries, we have common communication between the parties in this matter discussing that particular activity, discussing the concerns about the character or the person of Mr. Mack discussing Mr. Letourneau, the same act or transaction it is difficult for the court to separate this particular scenario into any one particular act or transaction when you look at this in the sequence of events as presented by investigation, it flows, it flows from one party to another party to the same event to the same house, to the same persons, to the same activities, in that extent it does have the same feel of tire same act or transaction.
âAre there two or more acts or transactions that are connected together? When search warrants are executed and suddenly we find stolen property in the residence of someone who is closely related to the individuals charged in this matter. We find that a weapon is located in the same location. We find again that the ballistic matches to the death of both parties.
âThere seems to be no significant interruption in the behavior and actions on the part of these individuals throughout tĂrese transactions which lead to the death of both individuals and the timeline is so close together within a week we have two individuals who have died as a result of fatal gunshots. Looking at all these cases as set forth and the Stateâs argument that they would be subjected to double jeopardy and the issue of compulsory joinder and the issue of 60-455, quite frankly, and if the State were to present these in two separate proceedings, quite frankly, it may be impossible if not impractical for them to proceed in both cases.â
In a journal entry summarizing the hearing, the district judge stated:
âAfter hearing arguments of counsel, the Court finds that pursuant to K.S.A. 22-3203, tire above-captioned cases should be tried together. The Court finds that alleged in offenses in each case are the same general character, require the same mode of trial and the same land of evidence, and occurred in the same jurisdiction within a short period of time. The Court further finds that the above-captioned cases involve offenses that are the same or similar character or part of a common scheme or plan.â
Voir Dire
During voir dire, the district judge asked members of the venire if anyone had any hardships that needed to be discussed with the court in chambers. At this point, juror N.B. said, âItâs not a hardship[. I]tâs just English is not my first language.â
After further discussion, tire district judge stated that N.B. was qualified to serve on Smith-Parkerâs jury. Before N.B. left chambers, the district judge asked N.B. if he would have any problems inquiring if something was said by the court or a witness that he may have misunderstood. N.B. replied that he did not have any problem asking other people if he did not understand something.
Trial
At trial, Friedman testified that he knew Graham, Smith-Parkerâs stepbrother that officers had found sleeping on the couch at Yanik-Ducharmeâs home the morning of Letoumeauâs shooting. According to Friedman, Graham had been in his apartment on multiple occasions.
Roommates Nathanial Johnson and Donyell Smith lived in the apartment below Friedmanâs. Both Johnson and Smith testified that they had seen Thomas Jenkins, a friend of both Smith-Parker and Letoumeau, at the apartment complex on the morning of the Johnstown apartments crimes.
Johnson testified that he had seen a person he thought was Thomas on the sidewalk outside of the apartment complex. Johnson knew Thomas because the two had gone to school together. Johnson called out to Thomas and briefly spoke to him. Johnson then went outside to speak with him. After the conversation, Thomas walked away toward the complexâ carport.
Smith testified that she saw Thomas as she was going downstairs to the apartment she shared with Johnson. Smith also knew Thomas from school; she said âhiâ to him and then continued to the apartment and went to bed. Smith testified that she saw two men
Kendra Jenkins, Thomasâ wife, testified that she came home at approximately 2 a.m. on the night of the Johnstown apartment crimes. She said Thomas was the only one at her home when she arrived, even though she had earlier told investigators that she saw Smith-Parker and Letourneau with Thomas that night. Kendra also testified that she left her home again that night when her sonâs father picked her up to retrieve her car. She did not return home until approximately 6:30 a.m. Both Thomas and Smith-Parker were at die home when she returned.
Kendra also testified that Thomas took her somewhere in the country east of Salina a couple of days after the Johnstown apartment burglaries. Thomas had taken a pair of rubber boots with him and he burned them. When Kendra was shown a photograph of a particular brand of boots, she identified die boots as the type Thomas had burned. The brand name of the boots was âServus.â
Wellman testified at trial that Smidi-Parker was staying at her home in June 2009. Approximately 1 week before Letourneauâs death, Wellman testified, Smith-Parker brought a gun into her home. She recalled waking up one morning about that time and seeing Letourneau, Smith-Parker, and an unidentified third man in die living room of her home. Wellman testified that either that day or in die next couple of days several items started showing up: a television, some movies, and a PlayStation.
Yanik-Ducharme testified tiiat she saw Smith-Parker and Le-tourneau on the morning of the Johnstown apartment crimes. According to her, Letourneau woke her up that morning when he and Smith-Parker came to her home. Although she wanted to go back to sleep, Letourneau wanted to show her something. When she went downstairs, she saw a big fiat-screen television. She also saw a PlayStation. The two items stayed in her home only for a couple of days before Letourneau loaded them into her car, and he and Smith-Parker left together with them.
According to telephone records admitted into evidence, Thomas, Graham, Letourneau, and Smith-Parker had all been communicating with each other by phone in the early hours on the
Xavier Matthews, a close friend of Letourneau, testified that Letourneau had told Matthews that he had robbed Mack. According to Matthews, Mack sold marijuana. Matthews testified that when âtheyâ robbed Mack, Letourneau took a safe, and Matthews believed the safe contained a large amount of marijuana. According to Matthews, Letourneau had told him that they also had taken a gun from Mack.
According to trial testimony, the chain of events leading up to Letourneauâs death began the night before he was shot. Graham, Letourneau, and Smith-Parker attended a rap contest at a club in Salina on the night of June 18, 2009, and Âżen went to a party Matthews was hosting.
Matthews, as well as other witnesses, testified that both Smith-Parker and Letourneau attended his party. Matthews believed that both Letourneau and Smith-Parker were armed Âżat night. According to Matthews, Letourneau had shown him a gun, which Matthews Âżought was a .357. Although Matthews did not actually see Smith-Parker with a gun, he believed that he was armed because âwhen he was dancing around my house he had a bulge in his pants.â Matthews testified that he told both men to take the guns out to their car, and both complied with his request.
Matthews also testified that he had previously seen the two carrying guns at his house on âmultiple occasions.â He had seen them with two different weaponsâone he believed to be a .22 and the other a .357. Matthews also believed that Letourneau and Smith-Parker regularly traded the two guns between themselves.
Yanik-Ducharme testified that she and Letourneau got into an argument while at Matthewsâ party. She then left. When Yanik-Ducharme arrived home, Smith-Parker, Graham, and Letourneau were there waiting for her to unlock the door. She unlocked the door, and Graham and Letourneau went inside.
Yanik-Ducharme then went to her neighborâs for a moment, before returning home. Once home, she and Letourneau argued again on their front porch; at some point during the argument, Letourneau hit her. Yanik-Ducharme walked back to the neigh
Smith-Parker then got out of his car and began arguing with Letourneau. The argument ended with Smith-Parker getting into his car and leaving. Yanik-Ducharme and Letourneau again began to argue, and then Smith-Parker returned.
Smidi-Parker and Letourneau yelled at each other, and, according to Yanik-Ducharme, each had a gun. Yanik-Ducharme approached Smith-Parker and convinced him to leave. She heard Smith-Parker ask Letourneau, â âWhy he would put his hands on his wifeâ â and â âWhy [he would] want to treat her like that[. A]ll she does is try to provide a home for you and these kids.â â
Smith-Parker left again, and Letourneau asked Yanik-Ducharme to drive him to Wellmanâs home, where Smith-Parker was staying. Yanik-Ducharme did so. She testified that it was probably close to 6 a.m. by this point.
When the pair reached Wellmanâs, Yanik-Ducharme parked a house or two down the street. Letourneau got out and walked up to Wellmanâs door, while Yanik-Ducharme waited in the car.
Smith-Parker answered the door, and he and Letourneau again began to argue. Duxing this phase of the argument, Yanik-Duc-harme saw Smith-Parker throw a gun on the ground before he went back inside. Letourneau then walked back to the car.
Letourneau opened the door of the car but did not get in. According to investigators, Yanik-Ducharme told them that she heard Smith-Parker say, â âYou really want to take it there?â â and that Letourneau should â â[g]o and get his guns.â â Yanik-Ducharme said Letourneau did not get anything out of the car.
Smith-Parker came back out of the house and got in his car. Letourneau tiren left Yanilc-Ducharmeâs car and walked to Smith-Parkerâs car and got in. The two then di-ove off. Yanik-Ducharme tried to follow but eventually lost them.
During cross-examination at trial, Yanik-Ducharme was asked whether Letoumeauâs behavior had changed during the week before his death. She said he âjust wasnât acting like hi[m]self at all or he was, I donât know, he just, his mood was different and he was real secretive and didnât really spend much time with me and
The district judge dismissed the juiy before proceeding. Defense counsel then read Yanik-Ducharmeâs responses to a similar line of questioning during Smith-Parkerâs preliminary hearing:
â âQ. When he said he was leaving what did that mean to you, just getting away because [of] the argument or what?
â âA. He said that me and the kids well neverâwell never have to see him again.
â âQ. Okay and did he seem like he was elated about the fact or sad or upset or what if you observed it?
â âA. He seemed like upset really weird he wasnât acting like himself.â â
The State argued that admission of the ânever have to see him againâ comment would mean that the State could admit other hearsay, specifically, Letoumeauâs statement to Yanik-Ducharme that Smith-Parker had killed Mack. According to the State, it would not be âfair that certain portions of hearsay from Justin Letourneau who is not here to confront those statements would come in.â
As the discussion continued, the district judge summarized the Stateâs argument as a âCrawford issue basically.â See Crawford v. Washington, 541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004) (Confrontation Clause issue). The State responded, âRight, it doesnât matter if itâs a sworn statement, hearsay is hearsay, we still donât have an opportunity to cross examine him, we donât have an opportunity to even confront him about that.â Defense counsel argued that the statement Smith-Parker sought to admit was ânot going to the truth of the matter, itâs going to basically what his state of mind was but it is a sworn statement that she testified to previously. . . . And now she says that he didnât say anything and she just went home.â This colloquy followed:
âTHE COURT: Well, the major issue we have is we have no ability under Crawford for confrontation.
â[THE STATE]: Right, right, either party does.
âTHE COURT: Itâs a Crawford question is what we are dealing with.
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*146 âTHE COURT: Versus a hearsay per s[e].
â[THE STATE]: Unless diere is some exception which Iâm not sure what diat would be.
âTHE COURT: Well Crawford has a number of exceptions but not in this particular [situation].
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âTHE COURT: The objection will be sustained. The court will permit you however to inquire of the witness if her statement on this date would be different widiout saying Mr. Letourneau said, i.e., she can certainly be questioned about whether he made a statement to her. Today she says he doesnât make a statement.â
Wellman also testified about the early morning of Letourneauâs shooting. She said that Smith-Parker lay in bed when he returned from Letourneau s residence. At some point, Wellman saw a gun in his possession. Smith-Parker told Wellman that she needed to pack the kids up and leave for a few days because he and Letour-neau were arguing. When Wellman later heard a knock on her door, she took her children into a back bedroom and shut the door.
Smith-Parker also testified at trial. He told the jury that he and Letourneau were best friends, like brothers to each other.
Smith-Parker also testified to the events surrounding Letour-neauâs shooting. He said that he, Letourneau, and Graham had to wait for Yanik-Ducharme to arrive at the home she shared with Letourneau after Matthewsâ party. When Yanik-Ducharme arrived, Letourneau and Graham got out of Smith-Parkerâs car, while Smith-Parker remained in it. As he waited there, Yanik-Ducharme walked by and told him that â âJustin had pulled a gun out.â â
Smith-Parker said he then got out of the car and walked up to Letoumeauâs apartment. When he got to the door, he could see Letourneau coming up out of the basement. According to Smith-Parker, he confronted Letourneau and asked him why he was pulling a gun on his wife. Yanik-Ducharme then came up onto the porch where the two men were standing, and, according to Smith-Parker, Letourneau âreached around and slapped her upside the head and [Smith-Parker] grabbed [Letourneauâs] arms and told him to â[s]top beating on his wife.â â Then Letourneau jerked back away from Smith-Parker and went back toward the basement. This
During cross-examination, Smith-Parker admitted that he then went home to get his gun. He also admitted that the gun he retrieved was a .22. At other times, he said, he had been in possession of both a .22 and a .38.
Smith-Parker testified that he eventually returned to Letour-neauâs apartment complex. When he did, Letourneau was sitting in Yanik-Ducharmeâs car and Yanik-Ducharme was standing by it. Smith-Parker said he got out of his car and Yanik-Ducharme came up to talk to him. At some point, Smith-Parker began âhollering at [Letourneau,] asking him, Why he was beating on his wife and why he wanted to treat her like that.â â While Smith-Parker was yelling at Letourneau, Yanik-Ducharme was trying to get Smith-Parker to get into his car and leave. Eventually, Yanik-Ducharme convinced him that she would be okay.
Smith-Parker testified that when he got home, he locked the door and went into the bedroom, where he sat and talked with Wellman. According to Smith-Parker, he told her that Letourneau had been â âbeatin[g] on his baby momâ â and that, until he stopped, she should not â âlet him back in the house.â â During this time, Smith-Parker told Wellman that she needed to leave with the children for a couple of days and not to answer if anyone came to tire door.
When Letourneauâs knock came, Smith-Parker went to tire door and took his gun with him. When he stepped outside after seeing Letourneau through the peephole, the two men began arguing again. Smith-Parker testified that he told Letourneau: â âYou know I love you more than I love myself â and that he threw his gun on the ground after he realized Letourneau did not have one with him. Smith-Parker then went back into the house to look for his keys, as Letourneau walked to Yanik-Ducharmeâs car.
Once Smith-Parker found his keys, he testified, he went back outside and got into Iris car. Letourneau walked up and got into tire car with him, which surprised Smith-Parker because he thought Letourneau was leaving with Yanik-Ducharme. Smith-Parker again had the .22 with him, because he had picked it up from
Smith-Parker then began driving; Letourneau directed him where to drive. According to Smith-Parker, he and Letourneau ended up in the country outside of Salina.
Smith-Parker testified that he parked the car and started talking with Letourneau. According to Smitii-Parker, he again told Le-tourneau, â âYou know you got to quit beatin[g] on your baby mom.â â During this conversation, according to Smitii-Parker, Le-tourneau began playing with the gun, at first, just pointing it out tiie window of the car.
But then Letourneau made a comment that prompted Smith-Parker to reply: â âYou talking stupid right now.â â Although Smith-Parker did not testify to the substance of Letourneauâs comment, Smith-Parkerâs parole supervisor did. She said Smith-Parker had told her while he was awaiting trial that Letourneau had begun âtalking about shooting himself like someone named Ronnie did.â Smith-Parker testified that the gun discharged shortly after his âtalking stupidâ statement to Letourneau:
â[Letourneau] just had like a little smile after he made another comment to me had like a little smile like and then when heâwhen he pointed I told him, âDonât point the gun,â. . . .
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â. . . I told him to, âStop fucking pointing the gun at your head,â and he didnât do it and then I told him again and then from that point I wentâI went by the thing and I went like this to tiy to yank the gun down and it went off.â
According to Smith-Parker, he was standing outside of the car when the gun discharged. Letourneau was sitting in the front seat, and Smith-Parker had reached into the window.
Smith-Parker then described the aftermath: â[Wjhen the gun went off, you know, he sat up and then I seen his eyes they crossed and then I seen blood come out his head and so then I ran around beside tire car and jumped in the driverâs seat and started going toward the hospital.â
When asked whether he felt responsible for what had happened, Smith-Parker said yes.
âYeah, I felt responsible for what happened because, you know, itâs like if I never had the gun in the car, you know, thenâyou know then the accident probably wouldnât have happened in the first place, this wouldnât have took place, you know, if I wouldnât have had the gun in the car, but thatâs whyâthatâs why I felt responsible for what happened to him. See what Iâm saying, cause this is my best friend and we had this stupid argument and then here we are and then I lose him almost like thisâI lose him like this so, yeah I feel responsible for what happened.â
Smith-Parker said that he did not consider Letoumeau s death a suicide and that Letoumeau was not suicidal. He also denied that he intentionally killed his friend.
During cross-examination, Smith-Parker was confronted with the statements he had made to Gile. When asked why he told her that he had killed Letoumeau, Smith-Parker repeated that he felt responsible for Letourneauâs death. He also said that he had told Gile he shot Letourneau because of Letourneauâs violence toward Yanik-Ducharme and because he was trying to explain what had happened. He also responded to a question on why he changed his account of the shooting from one attributing it to Letoumeauâs violence against Yanik-Du,charme to one attributing it to Letour-neau threatening Smith-Parker. Smith-Parker said he did not remember doing so.
Smith-Parker also was asked why he stopped on the way to the hospital to dispose of the gun, if his sole concern was getting Le-toumeau speedy medical attention. Smith-Parker said that he had not stopped, instead throwing the gun out the window while he was driving.
At the conclusion of evidence, tire jury was given an instruction for first-degree murder in the death of Mack. The written instruction included the following:
âIf you do not have a reasonable doubt from all the evidence that the State has proven murder in the first degree on either or both theories, then you will enter a verdict of guilty.
âIf you have a reasonable doubt as to the guilt of the defendant as to the crime of murder in the first degree, then you must consider whether tire defendant is guilty of murder in the second degree.â (Emphasis added.)
Another jury instruction defined reasonable doubt.
âThe test you must use in determining whether the defendant is guilty or not guilty is this: If you have a reasonable doubt as to the truth of any of tire claims required to be proved by the State, you must find the defendant not guilty. If you have no reasonable doubt as to tire truth of each of the claims required to be proved by the State, you should find tire defendant guilty.â
The juiy also was provided with the following jury instruction on aiding and abetting:
âA person who, either before or during its commission, intentionally aids, abets, advises, hires, counsels, procures, another to commit a crime with intent to promote or assist in its commission is criminally responsible for the crime committed regardless of tire extent of tire defendantâs participation, if any, in the actual commission of tire crime.â
All of the instructions also were read aloud to the members of the jury in open court.
Within 90 minutes of beginning deliberations, the jury sent four communications to the district judge in rapid succession. The fourth communication stated: âWe have an issue with one (male) juror and his ability to understand the instruction presented. Can we o[r t]he court remove him?â
The district judge and counsel believed that the juror in question was N.B., who had raised a concern about English being his second language during voir dire. The district judge and counsel for both sides agreed that it would be best to replace a juror earlier rather
âAlright, counsel have believed that to be the circumstances and they have stipulated that the Court may remove this individual. At this point die procedure will be that we will call the panel back into the jury box, we will [bring alternate juror V.W.] into the gallery area, I will excuse [N.B.] . . ., we will not permit any discussion or comments to be made and then we will have [V.W.] take his seat and you may return back to deliberations at that point.â
The jury then returned to the courtroom. The district judge read the jury question aloud and confirmed with the presiding juror that he had read it correctly. The presiding juror was then asked to identify tire juror in question. The presiding juror identified N.B.
âTHE COURT: Okay, the Court has had the opportunity to confer with counsel in this matter and with the Defendant present in chambers in regard to the question that has been propounded by the jury in this matter and presented by the presiding juror in this case.
âIt is not uncommon and it is unfortunate that there are occasions when the information and material that are presented to jurors are such that itâs not a good fit for a particular individual on the jury.
âWe note from the Voir Dire responses in this matter that that would have been an indication given to us by the individual named in this case.â
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âAnd, ladies and gentlemen, we now have the full compl[e]ment of 12 jurors and you are now instructed to return to the jury room and continue your deliberations and include [V.W.] into your deliberation process.
âAnd again you may take as much time as you need so that [V.W.] may be a participant in this matter.â
Posttrial Proceedings
N.B. was dismissed from Smith-Parker s jury on October 29, 2010, the same day as the verdicts were returned. The following day, N.B. wrote a letter to the district judge in which he said that he was the only juror who did not believe Smith-Parker was guilty of first-degree murder of Mack at the beginning of deliberations and that he also believed Smith-Parker was guilty only of invol-
On November 2, the district judge responded to N.B/s letter with a letter explaining that he could not provide legal advice or comment on pending or impending proceedings and that N.B/s letter would be forwarded to counsel.
After receiving a copy of N.B/s letter, defense counsel moved for new trial based on juiy misconduct and false representation to the court; counsel also moved to recall the jury.
At a hearing on the defense motions, the district judge admitted N.B/s letter and an affidavit from the presiding juror into evidence. He advised Smith-Parker that no additional testimony would be admitted, and Smith-Parker s counsel voiced no further objection to this procedure.
The presiding juror s affidavit stated that N.B/s removal had nothing to do with N.B/s opinions on guilt or innocence. It also said that the other jurors were having difficulty explaining definitions of words to N.B. and that the jury started deliberations over, once N.B. was removed and the alternate juror seated.
After reviewing the evidence, the district judge noted that â[t]he clear questions by this jury begin with language issues.â He ruled:
âThis is not an issue of [N.B.âs] opinion or his belief or his determination of how he would vote in the case; this is a clear issue of inability to serve as a juror, based upon a language barrier in this matter. It is not a matter of several hours of deliberation, but several hours of deliberation only began after the alternate juror was seated and they again began the deliberation anew as stated in the affidavit of the presiding juror in this matter.
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â[T]he courtâs removal of [N.B.] had nothing to do with his opinion, the court, nor counsel, nor defense, were made aware of anything of this nature until he filed his letter and affidavit after the fact. . . .
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âThe court found only that N.B. would be unable to perform his duties and counsel acknowledged, counsel have waived that argument by the stipulation that he should be removed and the court acquiesced in that stipulation and so removed [N.B.] for cause in this matter.
*153 âThe court would find on that basis that the Motion for New Trial on the basis of juror misconduct is simply not supported by the evidence as presented, the affidavits that are of the record in this matter, the court finds that there was good cause shown in the record to replace [N.B.] and there is no prejudice to tire defendant in that the defendant had time to visit with counsel, outside the hearing of court and the State and in response to that stipulated on the record he as well as his attorney would ask that this juror be removed and stipulated [to] that removal along with the State in this matter.â
Discussion
Sufficiency of Evidence on Premeditated First-Degree Murder
Smith-Parker argues that the Stateâs evidence of premeditation in the Mack murder was insufficient, regardless of whether he was convicted as a principal or an aider and abettor.
Our standard of review for a challenge to the sufficiency of the evidence in a criminal case is
âwhether, after reviewing all the evidence in a light most favorable to the prosecution, the reviewing court is convinced a rational factfinder could have found the defendant guilty beyond a reasonable doubt. Appellate courts do not reweigh evidence, resolve evidentiary conflicts, or make determinations regarding witness credibility.â State v. Lloyd, 299 Kan. 620, Syl. ¶ 3, 325 P.3d 1122 (2014).
We begin with the proposition that âpremeditation, like other elements, can be proven by circumstantial evidence.â State v. Hollister, 300 Kan. 458, 470, 329 P.3d 1220 (2014). This court has looked at five factors to evaluate circumstantial proof of premeditation: â(1) the nature of the weapon used; (2) the lack of provocation; (3) the defendantâs conduct before and after the killing; (4) threats and declarations of the defendant before and during the occurrence; and (5) the dealing of lethal blows after the deceased was felled and rendered helpless.â 300 Kan. at 470. Not all factors must be present, State v. Marks, 297 Kan. 131, 140, 298 P.3d 1102 (2013), and, in some cases, one factor, standing alone, maybe sufficient, State v. Cook, 286 Kan. 1098, 1102, 191 P.3d 294 (2008). But premeditation cannot be inferred from the use of a deadly weapon alone. State v. Cosby, 293 Kan. 121, 134, 262 P.3d 285 (2011).
The majority of our cases dealing with sufficiency of the evidence with respect to premeditation have involved strong evidence to
In this case, the identity evidence on who fired the .22 that killed Mack is considerably less strong. In addition, only two factors on our list of those tending to show premeditation are present. A gun is unquestionably a deadly weapon. And the forensic evidence is certainly capable of supporting a reasonable inference that Mackâs assailant was not provoked: There was a forced entry through Mackâs front door; the shot was likely fired from the doorway; Mack was seated or possibly in the process of standing up; and there was no evidence of a physical altercation or struggle.
The Stateâs evidence that Smith-Parker participated in the burglaries and the murder of Mack included: Johnsonâs testimony that he had seen Thomas Jenkins at Mackâs apartment complex on the morning of tire Johnstown apartments crimes, Smithâs testimony that she had seen Thomas Jenkins at the complex that morning and that he was with two other men, whose descriptions were consistent with Smith-Parker and Letourneau; Kendra Jenkinsâ testimony that she had seen her husband with Smith-Parker and Letourneau on the morning Mack was killed; Yanik-Ducharmeâs testimony that Smith-Parker and Letourneau brought a big screen television and a PlayStation into her home the same morning; Wellmanâs testimony that Smith-Parker and Letourneau brought DVDs, a PlayStation, and a television into her home about the time of Mackâs shooting; forensic evidence of a shoeprint at the apartment complex with the word âServusâ imprinted on it; Kendra Jenkinsâ testimony that she accompanied her husband when he destroyed a pair of Servus boots; Matthewsâ testimony that âthey,â meaning Letourneau and at least one other person, had robbed Mack of a
Given all of this interlocking evidence, we conclude that Smith-Parkerâs jury could draw a reasonable inference that he was guilty of first-degree premeditated murder of Mack, at least as an aider and abettor. To establish guilt on the basis of aiding and abetting, see K.S.A. 21-3205, the State was required to show that Smith-Parker knowingly associated with the unlawful venture and participated âin such a way as to indicate that he facilitated the success of the venture.â State v. Robinson, 293 Kan. 1002, 1038, 270 P.3d 1183 (2012) (quoting State v. Baker, 287 Kan. 345, 366, 197 P.3d 421 [2008]). The State amassed and presented sufficient circumstantial proof that the killing of Mack was premeditated and that Smith-Parker participated âin such a way as to indicate that he facilitated the success of the venture.â See Robinson, 293 Kan. at 1038. Matthewsâ testimony, in particular, when combined with the forensic evidence of the shooterâs and Mackâs positions in the room when Mack was shot, could lead to the inference that those who committed the crime entered the apartment with the intention of killing Mack or, at a minimum, leaving no witnesses.
Our result is reinforced by our decisions in at least two prior cases. In State v. Hoge, 276 Kan. 801, 806, 80 P.3d 52 (2003), we ruled that evidence of the number and location of shots fired in the victimâs bedroom, coupled with the presence of the target of the robbery, led to an inference the perpetrators broke into the victimâs house for the purpose of killing him or preventing him from being a witness against them. In the more recent State v. McBroom, 299 Kan. 731, 754-59, 325 P.3d 1174 (2014), we ruled that sufficient evidence placed the defendant at the scene of a homicide because the defendant admitted to being with his accomplice; witnesses testified to seeing a car similar to the accompliceâs car in the vicinity of the crime scene at the relevant time; and the
Aiding and Abetting
Smith-Parker next argues that the instruction to the juiy on aiding and abetting created alternative means of aiding and abetting.
We recently noted that such an argument raised âan interesting theoretical question,â but declined to address the issue because the instruction at issue addressed only aiding, not abetting. State v. Brown, 299 Kan. 1021, 1032-33, 327 P.3d 1002 (2014). Interesting theoretical question or not, we also recently have ruled that acting as a principal and acting as an aider and abettor do not constitute alternative means of committing first-degree murder. State v. Betancourt, 299 Kan. 131, 137-41, 322 P.3d 353 (2014). The aiding and abetting statute outlines the proper assignment of criminal responsibility; it does not create distinct elements of the crimes to which it is applied. 299 Kan. at 139; see K.S.A. 21-3205. The rationale of Betancourt is sound, and it dictates that this issue is without merit.
Consolidation
We review a district judgeâs decision to consolidate multiple cases in three steps; each step requires us to apply a different standard of review:
âFirst, the court considers whether K.S.A. 22-3203 permitted consolidation. Under that statute, multiple complaints against a defendant can be tried together if the State could have brought the charges in a single complaint. K.S.A. 22-3202(1) spells out the three conditions permitting the joining of multiple crimes in a single complaint. Whether one of the conditions is satisfied is a fact-specific inquiry, and the appellate court reviews the district courtâs factual findings for substantial competent evidence and the legal conclusion that one of the conditions is met de novo. Second, because K.S.A. 22-3202 provides that charges âmayâ be joined, a district court retains discretion to deny a request to consolidate even if a statutory condition is met. This decision is reviewed for an abuse of discretion. Finally, if an error occurred in the preceding steps, the appellate court considers whether die error resulted in prejudice, i.e., whether it affected a partyâs substantial rights.â State v. Hurd, 298 Kan. 555, Syl. ¶ 1, 316 P.3d 696 (2013).
K.S.A. 22-3202(1) permits crimes to be charged in one complaintâand, thus, under K.S.A. 22-3203, permits consolidation of
His articulated factual findings can be summarized in the following list: Smith-Parker and Letourneau had a close relationship, close to the point of considering themselves brothers, and they had common concerns about family members; evidence would support tire involvement of both Smith-Parker and Letourneau in the burglaries at the apartment complex; both cases ended in the death of an individual; the events surrounding the first crime flowed into the events surrounding the other crime with âno significant interruption in the behavior and actionsâ of the involved individuals; law enforcementâs execution of a search warrant related to Le-toumeauâs death led to the discovery of items stolen during tire burglaries; ballistics evidence demonstrated the same gun was used in each killing; tire same police officers and lay witnesses would testify in each case; and the compulsory joinder rule could hamper the prosecutionâs ability to pursue tire second case after the first was tried.
Neither party challenges tire existence of substantial competent evidence to support each of these findings. Instead, on the first step of the analysis outlined above, each party focuses on whether the findings satisfied one of the conditions precedent in K.S.A. 22-3202(1) as a matter of law.
On the first statutory condition, crimes of the same or similar character, we note that earlier Kansas cases that have held consolidation or joinder to be appropriate have generally had multiple commonalities, not merely the same classification of one of the crimes charged. See State v. Carr, 300 Kan. 1, 101-04, 331 P.3d 544 (2014) (victims identified defendants; aspects of modus oper-andi consistent between crimes); State v. Cruz, 297 Kan. 1048, 1055, 307 P.3d 199 (2013) (both victims leaving nightclub at closing time; both accosted before reaching vehicle; both had little warning before shot repeatedly; same gun used; defendant identified in
Plere, although each case involved a single homicide, the homicides lacked many other similarities. The murder of Mack was tied to a burglary, apparently targeted at a large amount of marijuana in his possession. Mack was apparently shot suddenly from across the room while he was seated or in the process of standing up to face at least one of the burglars. In contrast, Letourneau and Smith-Parker, as the district judge found, were so close that they considered themselves brothers and had spent much of several days in one anotherâs company. Letoumeauâs death followed an argument between him and Smith-Parker over Letourneauâs treatment of Letourneauâs girlfriend. Whether that argument provided a motivation for die fatal shooting or the shooting was accidental or a suicide was disputed. On this slim record, we cannot say as a matter of law that the first statutory condition for consolidation or joinder was met.
It is plain that the second statutory conditionâthe cases or crimes were based on the same act or transactionâis inapplicable.
We therefore move to consideration of the third statutory conditionâwhether the cases or crimes were based on two or more acts or transactions connected together or constituting parts of a common scheme or plan.
We agree with the defense that certain of the district judgeâs factual findings should have contributed little to his legal analysis of this statutory condition.
In Hurd, 298 Kan. at 562, the district judge had said: â â[T]he temporal proximity of these two charges are closely related, and it appears the witnesses would be mostly the same as well, at least some of the same witnesses, and based upon tire court calendar,
We clarified that the âconnected togetherâ phrase from the third statutory condition precedent would be applicable in three situations: (1) when the defendant provided evidence of one crime while committing another; (2) when some of the charges were precipitated by other charges; or (3) when all of the charges stemmed from a common event or goal. 298 Kan. at 562 (citing State v. Donaldson, 279 Kan. 694, 699-700, 112 P.3d 99 [2005]).
We rejected the notion that a trial courtâs calendar was a valid consideration for consolidation. We then turned to the remaining two rationales articulated by the district judge to support the third statutory condition, including the judgeâs reliance on the defendantâs father providing evidence of one of defendantâs crimes while reporting defendantâs commission of another crime. 298 Kan. at 562-63.
We rejected the idea that temporal proximity and similar witnesses were sufficient bases for joinder or consolidation under the third statutory condition precedent. 298 Kan. at 563. And we rejected the idea that the defendantâs fatherâs evidence satisfied the âconnected togetherâ statutory condition because it was available only if tire âdefendant provides evidence of one crime while committing another.â 298 Kan. at 563. In Hurd, the defendantâs fatherâs evidence was not sufficient. See 298 Kan. at 563; see also State v. Anthony, 257 Kan. 1003, 1016-17, 898 P.2d 1109 (1995) (police taped conversation between defendant, informant to whom defendant was selling cocaine; during conversation, defendant provided direct evidence of his involvement in robbery, murder; sale of cocaine charge thus connected with robbery, murder charges).
Thus, under the guidance of Hurd, we cannot rely on mere temporal proximity or similar witnesses to support the district judgeâs consolidation decision under the third statutory condition in this case. Nor can we rely on the fact that officers found items stolen during the burglaries while searching for evidence related to Le-toumeauâs death. Smith-Parker did not personally provide âevidence of one crime while committing another crime.â See 298 Kan. at 563.
The ballistics evidence is the strongest among those ties. It demonstrated that the gun used to shoot Mack was the same gun used to shoot Letourneau. Shell casings at both crime scenes matched. The district judge specifically made a factual finding that tire ballistics evidence tied the two crimes together. That finding alone is sufficient to satisfy the third statutory condition.
Our conclusion is further bolstered by the evidence that ultimately came out at trial. Smith-Parker admitted he had been in possession of the gun after Letourneau was shot and had disposed of it during his race to the hospital. His choice to dispose of the gun when his friend was bleeding from a head wound was particularly damaging evidence for the defense. And other evidence reinforced that a .22 had been seen in the possession of Smith-Parker and Letourneau in the period of time covering both crimes.
In short, the evidence supporting Smith-Parkerâs conviction of the second crime also tended to support his conviction of the first crime. The ballistics evidence from the scenes and Smith-Parkerâs admission of possession and disposal of the gun used in the second crime, along with witnessesâ observations of such a gun being traded contemporaneously between him and Letourneau, helped to place Smith-Parker at tire scene of and participating in Mackâs murder. The two crimesâand the two cases that arose out of themâwere sufficiently âconnected togetherâ to satisfy K.S.A. 22-3202(1).
Having determined that one of tire statutory conditions was present as a matter of law, we turn to whether the district judge abused his discretion by choosing to consolidate the cases for trial. See Hurd, 298 Kan. 555, Syl. ¶ 1.
Judicial discretion is abused if judicial action
â(1) is arbitrary, fanciful, or unreasonable, i.e., no reasonable person would take the view adopted by the trial court; (2) is based on an error of law, i.e., if the discretion is guided by an erroneous legal conclusion; or (3) is based on an error of fact, i.e., substantial competent evidence does not support a factual finding on which a prerequisite conclusion of law or the exercise of discretion is based.â State*161 v. Ward, 292 Kan. 541, 550, 256 P.3d 801 (2011), cert. denied 132 S. Ct. 1594 (2012).
The burden of demonstrating error is on the party alleging the abuse. State v. Burnett, 300 Kan. 419, 449, 329 P.3d 1169 (2014); see also State v. Tague, 296 Kan. 993, 1002, 298 P.3d 273 (2013) (burden of showing abuse of discretion on party claiming error).
Smith-Parkerâs arguments do not focus clearly on this step; the only portion that could be construed as addressing it is his argument that consolidation led to prejudicial admission of other-crimes evidence under K.S.A. 60-455. But â âKansas case law and the provisions of K.S.A. 22-3202(1) make it clear that joinder is not dependent upon the other crimes being joined meeting the admissibility test set forth in K.S.A. 60-455.â â Gaither, 283 Kan. at 688 (quoting Barksdale, 266 Kan. at 510).
We hold that the district judgeâs consolidation of the two cases against Smith-Parker was not error. We need not reach the third step under Hurd, i.e., whether any error in consolidation demands reversal.
Letourneaus Out-of-Court Statement
At trial, Smith-Parker sought to introduce a statement Letour-neau made to Yanik-Ducharme in the hours before his death. According to Yanik-Ducharme, Letourneau told her that â[she] and the lads weâll never-â-weâll never have to see him again.â The district judge ruled that the statement was inadmissible and said that it would pose a Confrontation Clause issue under Crawford v. Washington, 541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004), and no hearsay exception applied.
The district judgeâs Confrontation Clause ruling was based on a faulty premiseâthat the State has a right of confrontation equal to that of a defendant. This is not the case. Crawford held that âa witnessâ testimonial statements against a defendant are inadmissible unless the witness appears at trial or, if the witness is unavailable to testily at trial, the defendant had a prior opportunity for cross-examination.â (Emphasis added.) State v. Bennington, 293 Kan. 503, 508, 264 P.3d 440 (2011); see Crawford, 541 U.S. at 42 (âThe Sixth Amendmentâs Confrontation Clause provides that, â[i]n
The admissibility of Letourneauâs statement therefore should have been analyzed only under our hearsay statutes.
Hearsay is any statement âwhich is made other than by a witness while testifying at the hearing, offered to prove the truth of the matter stated.â K.S.A. 60-460.
Smith-Parker argues that the Letourneau statement was not offered for the truth of the matter asserted, i.e., that Letourneau would literally never see Yanik-Ducharme or the children again, but instead to demonstrate Letourneauâs state of mind, i.e., that âLetourneau was so riddled with guilt over his treatment of Yanik-Ducharme that he would contemplate suicide.â
âOrdinarily a statement offered merely to stow the declarantâs state of mind is admissible. This is true either because it is not offered to show tire truth of the matter asserted and therefore does not qualify as hearsay in tire first place, see [State v. ] Boldridge, 289 Kan. [618,] 634, [215 P.3d 585 (2009)]; or, even if it qualifies as hearsay, it fits under a statutory exception for statements describing the then-existing state of mind of the declarant, see K.S.A. 60-460(1).â State v. Cosby, 293 Kan. 121, 128, 262 P.3d 285 (2011).
In State v. Becker, 290 Kan. 842, 847, 235 P.3d 424 (2010), we held that statements, such as: â â[T]hey shut tire door and said if anybody comes out of here weâre going to shoot them,â and They told me that they were going to be back at 5:00 a.m. and I better have drugs or money or they were going to kill meâ â did not constitute hearsay âbecause they were not presented to prove the truth of tire assertions.â We noted that â[i]t is irrelevant and unnecessary to know, for example, whether [defendantâs two accomplices] really would have shot anyone who attempted to leave the back bedroom while they interrogated [two victims].â 290 Kan. at 847. We drew a contrast between the statements in issue there and the one in issue in State v. Harris, 259 Kan. 689, 699, 915 P.2d 758 (1996),âwhere the out-of-court threatening statement was offered to proveâ the truth of the threat .communicated in order to demonstrate âpremeditation in the killing of the person about whom the threat was made.â Becker, 290 Kan. at. 847. In Becker, âthe
Similar to the statements in Becker, the literal truth of the statement in this case was irrelevant to Smith-Parkers defense. Whether Yanik-Ducharme and the children would see Letourneau again had no bearing on the case. But tire fact that Letourneau said it could be revealing about why he would shortly thereafter wave a gun around recklessly and point it at his own head. It was error for the district judge to exclude Yanik-Ducharmeâs testimony about Letourneau s statement.
Because this is not the only error we detect in Smith-Parkers trial, we defer our discussion of reversibility to our cumulative error discussion section below.
Jury Instruction
Smith-Parker next argues that the juiy instruction on alternative first-degree murder theories contained a misstatement of law with respect to reasonable doubt. The instruction read: âIf you do not have a reasonable doubt from all the evidence that the State has proven murder in the first degree on either or both theories, then you will enter a verdict of guilty.â (Emphasis added.) According to Smith-Parker, the instruction should have been identical to the general reasonable doubt instruction that was also given. That instruction said: âIf you have no reasonable doubt as to the truth of each of tire claims required to be proved by the State, you should find the defendant guilty.â (Emphasis added.)
Because Smith-Parker did not object to the jury instruction he now complains of on appeal, we review this issue for clear error. See K.S.A. 22-3414(3).
âTo determine whether an instruction or a failure to give an instruction was clearly erroneous, the reviewing court must first determine whether there was any error at all. To malee that determination, the appellate court must consider whether tire subject instruction was legally and factually appropriate, employing an unlimited review of the entire record.â
*164 âIf the reviewing court determines that the district court erred in giving or failing to give a challenged instruction, then the clearly erroneous analysis moves to a reversibility inquiry, wherein the court assesses whether it is firmly convinced that the jury would have reached a different verdict had tire instruction error not occurred. The party claiming a clearly erroneous instruction maintains the burden to establish the degree of prejudice necessary for reversal.â State v. Williams, 295 Kan. 506, Syl. ¶ ¶ 4, 5, 286 P.3d 195 (2012).
This court addressed a similar instruction challenge in State v. Lovelace, 227 Kan. 348, 607 P.2d 49 (1980). The questioned Lovelace instruction told jurors that they âmustâ find defendant guilty if they had no reasonable doubt on the elements of the crime. 227 Kan. at 354. This court rejected Lovelaceâs argument that âmustâ commanded the jury to find the defendant guilty and noted that âshouldâ and âmustâ could be used interchangeably in criminal instructions. 227 Kan. at 354. Smith-Parker acknowledges this precedent but argues that it was wrongly decided. We agree with him and overrule the Lovelace holding.
Although we have rejected a defense argument that a criminal jury should be instructed on its inherent power of nullification, see State v. Naputi, 293 Kan. 55, Syl. ¶ 4, 260 P.3d 86 (2011) (juries possess power to decide case contrary to applicable facts and law, i.e., power of jury nullification, but defendant not entitled to instruction on power), the district judgeâs instruction in this case went too far in the other direction. It essentially forbade the jury from exercising its power of nullification. Cf. State v. McClanahan, 212 Kan. 208, Syl. ¶ 3, 510 P.2d 153 (1973) (âAlthough it must be conceded that the jurors in a criminal case have the raw physical power to disregard both the rules of law and the evidence in order to acquit a defendant, it is the proper function and duty of a jury to accept the rules of law given to it in the instructions by the court, apply those rules of law in determining what facts are proven and render a verdict based thereon.â). Both the wording of the instruction at issue in Lovelaceââmustââand the wording at issue hereâ âwillââfly too close to the sun of directing a verdict for tire State. A judge cannot compel a jury to convict, even if it finds all elements proved beyond a reasonable doubt.
As with the erroneous exclusion of Letourneauâs out-of-court statement, we do not proceed to analysis of whether this instruc
Failure to Instruct Jury to Begin Deliberations Anew
After juror N.B. had been dismissed and replaced by alternate V.W., the district judge told the members of Smith-Parlcerâs jury: â[Y]ou are now instructed to return to the jury room and continue your deliberations and include [V.W.] into your deliberation process.â (Emphasis added.)
When a juror is replaced after deliberations have begun, the district judge must instruct the jury to begin its deliberations anew. See State v. Cheek, 262 Kan. 91, Syl. ¶ 1, 936 P.2d 749 (1997) (âThe substitution of an alternate juror for an original juror after deliberations have begun is constitutionally permissible where good cause has been shown and the jury has been instructed to begin deliberations anew.â). The parties agree that the district judge erred by not instructing the juiy to begin its deliberations anew in this case. See 262 Kan. 91, Syl. ¶ 3.
Again, we defer our analysis of this errorâs reversibility to our cumulative error discussion section below.
Motion to Recall Jury
Smith-Parker argues that the district judge erred in not granting his motion to recall the jury after N.B. had alleged that the other jurors requested that he be removed based on his voting position. Our review of a district judgeâs decision on a motion to recall is limited to abuse of discretion. State v. Jenkins, 269 Kan. 334, 338, 2 P.3d 769 (2000).
âHowever, '[i]f a defendantâs constitutional right has been violated during a trial, a judgeâs discretion to deny a motion ... to recall a jury is limited. At this point, there is greater reason for the judge to articulate the reasons for his or her âdiscretionaryâ decision.â Jenkins, 269 Kan. at 338. Whether a defendantâs due process rights were violated is a question of law over which this court exercises unlimited review. Hemphill v. Kansas Dept. of Revenue, 270 Kan. 83, 89, 11 P.3d 1165 (2000).â State v. Kirkpatrick, 286 Kan. 329, 351, 184 P.3d 247 (2008), overruled on other grounds by State v. Sampson, 297 Kan. 288, 301 P.3d 276 (2013).
With respect to the propriety of recalling the jury, this court has said:
âJurors may be recalled for post-trial hearings only by order of foe court after a hearing on a request to recall foe jury. A recall of the juiy is not a routine matter. Jury service is a public duty of citizens and recall of jurors after their service has ended to testify as to events occurring in foe jury room during deliberations is a serious step. That step is to be undertaken only for just cause. The procedure should never be utilized as a fishing trip upon a losing partyâs hope that jury misconduct might surface if the jurors could be questioned under oath. The burden is upon foe party seeking an order to recall foe jurors to show foe necessity for foe order. Walters v. Hitchcock, 237 Kan. 31, 36, 697 P.2d 847 (1985).â State v. Ruebke, 240 Kan. 493, 513, 731 P.2d 842 (1987).
This court has also stated:
âWhere a party alleges jury misconduct, .die trial judge is required to recall the juiy if die judge cannot determine tiiat the evidence supporting die otiier party is substantial and diat the jury misconduct did not relate to a material issue in dispute. When the jury is recalled, a juror may be questioned or evidence received as to physical facts, conditions, or occurrences of a jurorâs misconduct, eidier within or widiout die jury room, which were substantially material to the issues being determined.â Saucedo v. Winger, 252 Kan. 718, Syl. ¶ 3, 850 P.2d 908 (1993).
In this case, die defense did not initially claim jury misconduct. Rather, the possibility of its existence and magnitude sufficient to fatally pollute Smith-Parkerâs convictions came to the district judgeâs and the partiesâ attention because of N.B.âs posttrial letter to the judge. In that remarkably literate document, N.B. asserted
N.B.âs unsolicited letter contradicted at least the impression left, if not deliberate misinformation imparted, by the presiding juror during trial and in a posttrial affidavit. Although N.B.âs voir dire responses may also have contributed to a context ripe for misunderstanding by the district judge, they did not resolve the contradiction between his later letter and the presiding jurorâs later representations. Indeed, we see no way the contradiction could have been resolved short of calling N.B. and the presiding juror back into the courtroom to testify live about events during deliberations. Their competing versions of those events could then be fully explored, their credibility fully evaluated, and a factual determination made as to whether any jury misconduct occurred. This was what the defense sought, and it was entitled to it. Failure to recall at least N.B. and the presiding juror was error.
We need not address whether this error was harmless or reversible standing alone, because we take up the issue of reversibility in our cumulative error discussion section below.
Cumulative Error
We have found four errors: the exclusion of Letourneauâs out-of-court statement, the faulty jury instruction, the failure to instruct the jury to begin its deliberations anew after N.B. was replaced with an alternate juror, and the denial of Smith-Parkerâs motion to recall at least N.B. and the presiding juror to investigate the allegation of jury misconduct.
âCumulative error, considered collectively, may be so great as to require reversal of a defendantâs conviction. The test is whether the totality of the circumstances substantially prejudiced the defendant and denied him or her a fair trial. No prejudicial error may be found under the cumulative error doctrine if the evidence against the defendant is overwhelming. State v. Dixon, 289 Kan. 46, 71, 209 P.3d 675 (2009).â State v. Hart, 297 Kan. 494, 513-14, 301 P.3d 1279 (2013).
âIn a cumulative error analysis, an appellate court aggregates all errors and, even though those errors would individually be considered harmless, analyzes whether their cumulative effect on the out
âIn making the assessment of whether the cumulative errors are harmless error, an appellate court examines the errors in the context of the record as a whole considering how the district court dealt with the errors as they arose (including tire efficacy, or lack of efficacy, of any remedial efforts); the nature and number of errors committed and their interrelationship, if any; and tire strength of the evidence.â 293 Kan. at 205-06.
â âThe test is whether the totality of the circumstances substantially prejudiced tire defendant and denied him or her a fair trial.â â State v. Magallanez, 290 Kan. 906, 926, 235 P.3d 460 (2010).
The Stateâs evidence against Smith-Parker cannot be characterized as overwhelming. The evidence of Smith-Parkerâs premeditation in the murder of Mack was purely circumstantial. The evidence of exactly how Letourneau came to be shot in the head was conflicting, far from conclusive. The district judgeâs erroneous exclusion of Yanik-Ducharmeâs testimony about Letoumeauâs statement prevented Smith-Parker from presenting one of the few pieces of evidence he had to corroborate at least one of his versions of the events.
In addition, the three other errors we have identified are serious. Each calls into question the fairness of the trial that Smith-Parker received. The instruction error and the failure to tell tire jury to begin its deliberations anew with the alternate juror incorrectly informed the jury about how to pursue its deliberations. The failure to recall N.B. and the presiding juror to testify live prevented a full investigation of whether jury misconduct occurred.
Under these circumstances, we must reverse Smith-Parkerâs convictions under the cumulative error doctrine. The combination of the overall weakness of the evidence against him and multiple serious procedural defects tainting the process mean Smith-Parker was substantially prejudiced under the totality of tire circumstances and denied a fair trial. See Magallanez, 290 Kan. at 926. The consolidated cases must be remanded to the district court for further proceedings.
Cumulative error requires reversal of all of Smith-Parkerâs convictions and remand to the district court for further proceedings.