In re: ASK.
Citation152 Haw. 123, 522 P.3d 270
Date Filed2022-12-27
DocketSCWC-21-0000285
Cited2 times
StatusPublished
Full Opinion (html_with_citations)
*** FOR PUBLICATION IN WESTâS HAWAIâI REPORTS AND PACIFIC REPORTER ***
Electronically Filed
Supreme Court
SCWC-XX-XXXXXXX
27-DEC-2022
09:06 AM
Dkt. 14 OPA
IN THE SUPREME COURT OF THE STATE OF HAWAIĘťI
---o0o---
IN THE INTEREST OF ASK
SCWC-XX-XXXXXXX
CERTIORARI TO THE INTERMEDIATE COURT OF APPEALS
(CAAP-XX-XXXXXXX; FC-S NO. 18-00112, FC-S NO. 18-00241,
FC-A NO. 20-1-6137, FC-A NO. 21-1-6005)
DECEMBER 27, 2022
RECKTENWALD, C.J., NAKAYAMA, McKENNA, WILSON, AND EDDINS, JJ.
OPINION OF THE COURT BY EDDINS, J.
I.
The family court has to consider sixteen factors to guide
its best interests of the child finding in parental custody and
visitation cases. See Hawaiâi Revised Statutes (HRS) § 571-46(b)
(2018). But there are no statutory factors to guide a family
courtâs âbest interests of the individualâ finding in adoption
and permanent placement cases. See HRS § 578-8 (2018 & Supp.
2019).
So whatâs a family court to do when faced with competing
petitions for adoption of three young siblings?
In petitions for adoption and permanent placement, we hold
that a family court is free to consider any admissible evidence
that addresses its dispositive fact of consequence, the best
interests of the individual. This may include evidence
supporting some best interests factors listed in HRS § 571-
46(b). And it may include much more. Only the rules of
evidence confine the family court as it finds, weighs, and
values facts to reach its best interests determination.
Because the Family Court of the First Circuit properly
assessed the relevant evidence to support its best interests of
the individual determination, we affirm its orders.
II.
In 2018, the Department of Human Services (DHS) received
reports of parental neglect involving two siblings, three-year
old and seven-month old sisters. DHS assumed temporary foster
custody of the Children under the Child Protective Act (CPA).
It placed the Children with a DHS-vetted family, the Resource
Caregivers (RCGs). Months later a brother was born; DHS took
custody and placed the newborn with his sisters in RCGsâ home.
2
The Childrenâs mother died in 2019 while CPA proceedings
were ongoing. DHS then moved to terminate Fatherâs parental
rights. Father stipulated to the termination of his parental
rights in July 2020.
Once parental rights terminate, DHS assumes legal custody
and must find the child a suitable permanent home. In re Doe,
100 Hawaiâi 335, 346 n.19, 60 P.3d 285, 296 n.19 (2002). DHS also has to consent to the proposed adoption of a child in its custody under HRS § 578-2(6) (2018), though its placement decision is subject to the family courtâs independent best interests determination. See In re AS, 132 Hawaiâi 368, 378,322 P.3d 263, 273
(2014).
In 2020, the Childrenâs paternal Aunt and Uncle (Relatives)
from California successfully moved to intervene in the CPAâs
permanent placement and adoption proceedings.
DHS filed a petition on RCGsâ behalf to adopt the Children.
DHS recommended permanent placement with RCGs in October 2020.
In January 2021, Relatives filed their own petition to adopt the
Children. DHS opposed the petition and filed a Notice of the
Department of Human Servicesâ Withholding of Consent to
[Relativesâ] Adoption Petition.
The family court consolidated the dual adoption cases. It
held a four-day trial on the Childrenâs adoption and permanent
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placement. 1 When trial started, the sisters had lived with RCGs
for about two years and seven months, and their younger brother
had lived with RCGs for two years and two months.
The family court found that adoption by the RCGs was in
each childâs best interests and confirmed DHSâs placement
decision. The court checklisted HRS § 571-46(b). It marched
through all sixteen factors, recognized most did not apply, and
considered other factors including finances and kinship. It
decided on balance that the pertinent evidence favored RCGs.
The court granted DHSâs petition for adoption by Resource
Caregivers. And it denied the petition for adoption by the
Childrenâs paternal Aunt and Uncle.
Relatives appealed. They challenge the courtâs use of HRS
§ 571-46(b)âs factors, and claim the family court failed to
adequately consider best interests factors in their favor, like
âbloodâ and money. They also say the court applied an incorrect
legal standard and failed to independently review DHSâs
placement recommendation.
The Intermediate Court of Appeals affirmed the family
courtâs orders. Now Relatives repeat their arguments and urge
âthis court [to] clarify what factors are to be applied by the
1 The Honorable John C. Bryant, Jr. presided.
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trial courts to determine best interests in permanent placement
proceedings and adoption proceedings.â
III.
Contrary to Relativesâ assertions, a family court does not
necessarily err when it relies on HRS § 571-46(b)âs mandatory
custody and visitation factors to guide a best interests
determination in adoption and permanent placement proceedings.
But Relatives make a cogent point that the factors are mostly
ill-suited to an adoption and permanent placement case.
Because most of the custody and visitation factors focus on
parents â their history, characteristics, and quality of
relationship with their child â once parental rights terminate,
those factors recede. HRS § 571-46 is titled âCriteria and
procedure in awarding custody and visitation.â (Emphasis
added.) HRS § 571-46(b) lists the factors 2 that family courts
2 Under HRS § 571-46(b):
In determining what constitutes the best interest of the
child under this section, the court shall consider, but not
be limited to, the following:
(1) Any history of sexual or physical abuse of a
child by a parent;
(2) Any history of neglect or emotional abuse of a
child by a parent;
(3) The overall quality of the parent-child
relationship;
(4) The history of caregiving or parenting by each
parent prior and subsequent to a marital or other
type of separation;
5
âshall considerâ to determine whether a parent is awarded
custody or visitation of a child. Only five of the sixteen
factors directly link to âthe needs of the child.â See HRS
§§ 571-46(b)(6) - (10). So in post-parental termination cases,
there is no reason to require family courts to do what the court
did here - evaluate each custody and visitation factor. See In
(5) Each parentâs cooperation in developing and
implementing a plan to meet the childâs ongoing
needs, interests, and schedule; provided that this
factor shall not be considered in any case where the
court has determined that family violence has been
committed by a parent;
(6) The physical health needs of the child;
(7) The emotional needs of the child;
(8) The safety needs of the child;
(9) The educational needs of the child;
(10) The childâs need for relationships with
siblings;
(11) Each parentâs actions demonstrating that they
allow the child to maintain family connections
through family events and activities; . . .
(12) Each parentâs actions demonstrating that they
separate the childâs needs from the parentâs needs;
(13) Any evidence of past or current drug or alcohol
abuse by a parent;
(14) The mental health of each parent;
(15) The areas and levels of conflict present within
the family; and
(16) A parentâs prior wilful [sic] misuse of the
protection from abuse process under chapter 586 to
gain a tactical advantage in any proceeding involving
the custody determination of a minor. . . .
(Emphases added.)
6
the Interest of Hannah L., 390 P.3d 1153, 1159 (Alaska 2017)
(rejecting petitionerâs argument that family courts must base
adoption best interests determinations on the factors required
in child custody cases).
Further distancing the parental custody factors from
adoption and permanent placement, HRS § 578-8 concerns the
adoption of an individual. It requires that an âadoption will
be for the best interests of the individual.â 3 Individuals come
in all ages. And have varied needs. So HRS § 571-46(b)âs best
interests of a child factors do not neatly migrate to HRS § 578-
8âs best interests of an individual determination.
Relatives believe the family courtâs reliance on HRS § 571-
46(b) meant the court placed âunreasonable weightâ on the
Childrenâs attachment to RCGs, while undervaluing other factors.
They argue that the mandatory parental custody factors should
3 HRS § 578-8(a) reads:
After considering the petition and any evidence as the
petitioners and any other properly interested person may
wish to present, the court may enter a decree of adoption
if it is satisfied that:
(1) The individual is adoptable under sections 578-1
and 578-2;
(2) The individual is physically, mentally, and
otherwise suitable for adoption by the petitioners;
(3) The petitioners are fit and proper persons and
financially able to give the individual a proper home
and education, if the individual is a child; and
(4) The adoption will be for the best interests of
the individual.
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not be given presumptive weight in adoption and permanent
placement proceedings.
True, there is no statutory provision that gives some
evidence superior probative value over other evidence in
adoption and permanent placement cases. But here the family
court did not automatically boost the value of attachment
evidence, or any evidence. The court merely attached probative
value to that evidence. It did not treat attachment as a
statutory super-factor or give that evidence preferential
treatment. Rather, it weighed the attachment evidence alongside
the other evidence and found it valuable.
Under the circumstances of the case, the family court
viewed the attachment evidence as compelling. The court
believed that removing the Children from RCGsâ home would not
serve their best interests. It explained that the Children
identify RCGs as their parents, and the RCGsâ home as their
home. The court stressed the importance of stability in the
Childrenâs lives. It also valued the oldest childâs distinct
needs as the only sibling who remembered being neglected and
abused. 4
Relativesâ claim that the family court disregarded relevant
evidence is misplaced. They argue that the court focused only
4 The court found the childâs removal from RCGsâ home, âeven with
prophylactic measures, is not a justifiable risk to [her] emotional health.â
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on the HRS § 571-46(b) factors. Thus, it ignored, or at least
undervalued, evidence about their financial status and blood
relationship to the Children. The court, however, factored the
finances of both prospective adoptive families. It also
considered evidence of Relativesâ kinship to the Children. This
evidence, though, did not alter the courtâs best interests
determination.
IV.
Since HRS § 578-8 has no best interests factors and HRS
§ 571-46(b)âs best interests factors do not entirely align with
the courtâs key inquiry, how does a family court become
âsatisfied . . . [t]he adoption will be for the best interests
of the individualâ?
It values the evidence. Like in any trial.
In petitions for adoption and permanent placement, a
family court should consider all admissible evidence to
determine the best interests of the individual. This may
include evidence supporting a pertinent best interests factor
listed in HRS § 571-46(b). And it may include other relevant
evidence. 5 Only the rules of evidence confine the family court.
5 We stress that HRS § 571-46(b)âs factors may be relevant in adoption
and permanent placement cases. For instance, courts must consider admissible
evidence about a prospective adoptive parentâs: âhistory of sexual or
physical abuse of a child,â HRS § 571-46(b)(1); âhistory of neglect or
emotional abuse of a child,â HRS § 571-46(b)(2); âpast or current drug or
alcohol abuse,â HRS § 571-46(b)(13); and âmental health,â HRS § 571-
46(b)(14).
9
We also hold that within this typical trial framework, there are
no statutory presumptions, no âsuper-factors,â and no evidence
that deserves automatic preferential treatment.
Our view reflects a central feature of any trial: the fact-
finder â judge or jury - finds facts, weighs and values those
facts, and finds other facts, the facts of consequence. The
dispositive fact of consequence in adoption and permanent
placement trials is what outcome serves the individualâs best
interests. Our approach squares with HRS § 578-8, which
instructs family courts to consider âany evidence as the
petitioners and any other properly interested person may wish to
present.â (Emphasis added.) This lawâs panoramic outlook suits
the family courtâs broad discretion in best interests
determinations. It allows the court to find and weigh any fact
- under case-specific circumstances - that is helpful to its
best interests determination. See, e.g., Matter of Adoption of
ZEM, 458 P.3d 21, 25 (Wyo. 2020) (âA court may consider numerous
factors when determining whether an adoption is in the childâs
best interests. . . . No single factor is determinative and
depending on the case, different factors will present a greater
need for emphasis. The one constant is that the resolution must
be in the best interests of the children in that particular
family.â (cleaned up)); 2 Am. Jur. 2d Adoption § 131 (Nov. 2022
Update) (â[A] judge may consider a wide range of permissible
10
evidence in determining which placement will serve the childâs
best interests, and it is for the trial judge to determine the
weight of the evidence.â).
V.
We turn to whether the family court independently reviewed
DHSâs placement recommendation and properly found that the
Childrenâs adoption by RCGs was in their best interests.
Relatives maintain that the court rubber-stamped DHSâs
permanent placement recommendation. They say the court did not
make an independent determination of the Childrenâs best
interests. See In re AS, 132 Hawaiâi at 378, 322 P.3d at 273
(holding DHSâs placement decisions remain subject to the family
courtâs âindependent best interests reviewâ). The record belies
Relativesâ claim.
The court did not uncritically accept DHSâs placement
decision. Rather, the family court meaningfully assessed the
admissible evidence to determine which adoption served the
Childrenâs best interests. In a 46-page order, the court made
over 200 findings of fact and 43 conclusions of law. There was
no rubber-stamp.
The family courtâs review contrasts with the courtâs
actions in In re AB, 145 Hawaiâi 498, 517â18, 454 P.3d 439, 458â
59 (2019). There the court did not independently determine that
DHSâs out-of-state permanent placement decision served a childâs
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best interests. The court âsimply said, âAll rightâ and moved
onâ without considering alternatives to out-of-state placement
or the decisionâs impacts on the childâs relationships and
stability in Hawaiâi. Id.
Here, we conclude that the family court properly considered
the admissible evidence and found that adoption and permanent
placement with RCGs served the Childrenâs best interests. The
court did not abuse its discretion. See Fisher v. Fisher, 111
Hawaiâi 41, 46, 137 P.3d 355, 360 (2006) (holding that âthe
family court possesses wide discretion in making its decisions
and those decision[s] will not be set aside unless there is a
manifest abuse of discretionâ).
VI.
We affirm the ICAâs Judgment on Appeal and the Family Court
of the First Circuitâs April 6, 2021 Order affirming DHSâs
permanent placement of the Children with RCGs and denying
Relativesâ adoption petition.
Francis T. OâBrien /s/ Mark E. Recktenwald
(Brett A. Ritter on the briefs)
/s/ Paula A. Nakayama
for petitioner
/s/ Sabrina S. McKenna
Patrick A. Pascual and
/s/ Michael D. Wilson
Julio C. Herrera
(Ian T. Tsuda and Regina Anne /s/ Todd W. Eddins
Mormad Shimada on the briefs)
for respondent
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