State v. Pitts.
Citation146 Haw. 120, 456 P.3d 484
Date Filed2019-12-17
DocketSCAP-16-0000830
Cited13 times
StatusPublished
Full Opinion (html_with_citations)
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Electronically Filed
Supreme Court
SCAP-XX-XXXXXXX
17-DEC-2019
09:27 AM
IN THE SUPREME COURT OF THE STATE OF HAWAIďŁI
---o0o---
STATE OF HAWAIďŁI,
Plaintiff-Appellee,
vs.
JOSEPH PITTS,
Defendant-Appellant.
SCAP-XX-XXXXXXX
APPEAL FROM THE CIRCUIT COURT OF THE FIRST CIRCUIT
(CAAP-XX-XXXXXXX; CR. NO. 09-1-0097)
DECEMBER 17, 2019
RECKTENWALD, C.J., NAKAYAMA, McKENNA, POLLACK, AND WILSON, JJ.
OPINION OF THE COURT BY POLLACK, J.
The defendant in this case was convicted of attempted
murder in the second degree in connection with the stabbing of
his longtime friend. After trial, the defendant made several
motions, including a motion for new trial contending that the
jury during its deliberations conducted an improper examination
of his clothing to search for evidence of blood, and as a result
several jurors discovered âstainsâ that had not been introduced
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as evidence during trial. The circuit court denied the motions,
and the defendant was subsequently sentenced to life
imprisonment with the possibility of parole. The defendant
appealed to the Intermediate Court of Appeals and the case was
transferred to this court upon request.
On review, we conclude that the juryâs discovery of
the stains constituted an outside influence that may have
tainted the juryâs impartiality. Because we find that the
juryâs discovery was not harmless beyond a reasonable doubt, the
judgment of conviction is vacated and the case is remanded to
the circuit court for further proceedings.
I. BACKGROUND
A. Arrest & Pretrial Motions
On December 22, 2008, longtime friends Jason Brown and
Joseph Pitts were driving to the airport to pick up a mutual
friend. On the way to the airport, Brown and Pitts made a stop,
during which time Brown was stabbed in the neck and arm. Pitts
was taken into custody by officers of the Honolulu Police
Department later that night and released pending investigation.
Pitts was subsequently charged in the Circuit Court of the First
Circuit (circuit court) with attempted murder in the second
degree, in violation of HawaiďŁi Revised Statutes §§ 705-500
(1993), 707-701.5 (1993), and 706-656 (Supp. 2008).
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Prior to trial, Pitts filed a motion to dismiss the
indictment, contending that the State failed to present to the
grand jury a prior statement made by Brown describing the
assailant as âan older black manâ whom he did not know âbut
could identify him if he saw a picture.â Pitts argued that
because he had known Brown for almost twenty years the statement
was clearly exculpatory. The circuit court denied the motion,
concluding that because another witness, James Igawa, identified
Pitts during the grand jury proceeding, Brownâs statement was
not clearly exculpatory.1 At the same hearing, the court granted
Pittsâ separate motion to preclude Igawa from testifying at
trial to an identification of Pitts, ruling that Igawaâs
pretrial identification was the result of an impermissibly
suggestive drive-by identification made while Pitts was
handcuffed next to a police car. Igawa, however, was allowed to
describe what he saw during the incident and testify to the
statements he gave to police.
B. Trial
During jury selection, a prospective juror, responding
to a question from defense counsel, shared her thoughts about
the composition of the jury pool:
1
The Honorable Glenn J. Kim presided over all the circuit court
proceedings referenced in this opinion.
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[PROSECTIVE JUROR:] [F]or a long time Iâve been very
concerned about if a black man in America can have a fair
trial because, you know, itâs supposed to be a jury of your
peers . . . . I guess itâs just been interesting . . . it
doesnât look to me like thereâs any black people in the
entire pool, so that just kinda concerns me.
But, on the other hand, you guys obviously are not
going to be able to get an entire pool of black people, of
black men who are in his age range who have the same
experience. . . .
Defense counsel asked the prospective juror whether she had any
biases, leading to the following:
[PROSECTIVE JUROR:] I might say that I have a bias against
the status quo, and that is just that, you know, people who
are minorities have to fight harder to be in an equal
position, so that would be a bias, yes.
[DEFENSE COUNSEL:] Do you feel that you could be a strong
juror in this case?
. . . .
[PROSECTIVE JUROR:] Yes, I think so. But also as a
scientist, Iâm open to debate and providing sides, multiple
sides of the story and, you know, coming to a conclusion
based on that, so I would be open to hearing what other
people have to say. But I also have very strong
convictions myself and I can hold onto those.
After this exchange, the State used a peremptory challenge to
excuse the prospective juror. The defense did not make an
objection.
Before the evidentiary portion of the trial commenced,
Pitts made an oral motion to preclude admission of evidence
that, during his release from custody, he allegedly accused
Brown of raping or sleeping with his then girlfriend and
demanded an apology. The State admitted in the hearing on the
motion that there was no evidence that prior to the stabbing
Pitts thought Brown had been sleeping with his girlfriend.
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Without such evidence, the circuit court concluded, introduction
of Pittsâ alleged accusation and demand for an apology were not
relevant to the crime and the âprobative value was so thinâ that
it was âoutweighed by the danger of unfair prejudice.â The
court accordingly granted Pittsâ motion.
The State called security officer Bernard Prescott who
testified that during his shift at âKaiser Moanalua Hospitalâ
(Kaiser Hospital) on December 22, 2008, at approximately 11:00
p.m., he was approached by an African-American male wearing a
black shirt and carrying a black jacket. This individual, whom
Prescott identified as Pitts, was later arrested by police.
Prescott described Pittsâ movements in and around the hospital
lobby area and stated that he did not see any blood on his face
and visible hand or that he had a weapon of any kind.
Keola Guadiz testified that he encountered Pitts
outside of Kaiser Hospital on that evening at around 11:00 p.m.
Guadiz stated that Pitts asked him for a ride, and he described
Pittsâ demeanor as nervous. He testified that he saw no other
âblack menâ in the area that night and that he did not see any
blood on Pittsâ face or hands.
James Igawa testified that on the night of the
incident he was sitting in his car when a red car parked in
front of him about two and a half car-lengths away. About five
minutes later, stated Igawa, he heard screaming and commotion
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coming from the car and saw the passenger get out of the car on
the passenger side and get back in. The passenger then appeared
to be âthrowing punchesâ at the driver, he recounted. Igawa
testified that he observed two heads going back and forth, with
the passenger lunging at the driver. According to Igawa, the
passenger got out of the car, the driver started making noise,
and the driver jumped out of the car backwards and ran down the
street when the passenger reentered the car. Igawa testified
that the passenger then got out of the car, looked back in the
car and grabbed some items, and began walking slowly up the
sidewalk in the opposite direction from the driver. Igawa
stated that he then called 911.
Igawa described the passenger as a black male who was
âtall . . . wearing black--dark black clothes; long, long black
pants; looked like a long black sweater of some sort; kinky
hair,â and had a âkind of [a] swaggeringâ walk. Igawa testified
that he did not see another âblack man dressed in all black
clothingâ in the area. The State played an audio of Igawaâs 911
call in which he described the possible suspect as wearing dark
clothes â[l]ike long-sleeve black pants, long-sleeve black
shirt.â
Officer Antwan Stuart testified that on that date he
arrived at Kaiser Hospital about 11:30 p.m. The officer
testified that he found and detained an African-American male
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that fit the description of the subject âto a T,â whom he
identified as Pitts. Officer Stuart stated that the only blood
he saw was on the sleeve of the jacket Pitts was carrying.
Officer Stuart further testified that he did not see any blood
on Pittsâ face or hands and that Pitts did not appear injured.
The officer identified the jacket Pitts was carrying and the
clothes that he was wearing when he was arrested, and these
items were admitted into evidence.
Evidence Specialist Autumn Sunaoka testified to taking
pictures of the crime scene and the clothing recovered from
Pitts, swabbing Pittsâ hands for evidence, and photographing his
hands. The State also introduced several photographs of the
interior of Brownâs car, including photographs of the passenger
side of the vehicle, which Sunaoka testified showed, âsmall
blood-like spots on the seat.â Sunaoka testified that she did
not see any âvisible stains or blood-like spotsâ on Pittsâ
pants, black shirts, shoes, socks, or shoelaces when she
photographed them.2
Jason Brown testified that his relationship with Pitts
was very close, calling Pitts his âfamilyâ and âbrother.â
According to Brown, he and Pitts met when Brown was 16 or 17
years old, sometime around 1991. Brown testified that on
2
Midway through Sunaokaâs testimony, Pitts waived his right to
counsel and continued pro se throughout the remainder of the trial.
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December 22, 2008, he picked up Pitts in his car to drive to the
airport to pick up their mutual friend. On the way, Brown
testified, Pitts asked him to make a stop to speak to a person
called âNiki,â and he pulled over near where Niki lived and
parked under a tree.
According to Brown, Pitts got out of the car when they
pulled over, and Brown lit a cigarette. Brown testified that he
was looking forward and exhaling when he was first hit, which
Brown said was within about two minutes of parking. Brown said
that he turned and saw Pitts, at which time he put his arms up
and began kicking, trying to get away, and he pulled himself out
of the driver side window. Brown testified that he was
initially stabbed in the neck and then stabbed in the arm when
he put his hands up to protect himself. After pulling himself
out of the car window, Brown testified, he ran down the hill
toward a guard shack holding his bleeding neck and screaming for
help. Brown stated that he told the security guards at the
guard shack that â[t]hereâs a black guy up there that just
stabbed me.â Brown said that he was positive that Pitts was the
person who attacked him and that he did not see anyone else on
the street.
Brown was transported to Queenâs Hospital. When he
awoke in the hospital, Brown recalled, Detective Kon was asking
him for a statement, and he asked the detective to return later.
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At the time Detective Kon returned, Brown continued, he was
requesting either a statement or Brownâs signature on a paper.
Brown stated that he signed the paper although he could not even
see or read it because he needed to rest. Brown also testified
that he did not remember speaking with an officer named Jonathan
Locey at the hospital, did not remember making statements
identifying his assailant as âan older black guy,â or remember
responding to Officer Loceyâs questions about whether he knew
his assailant and could identify him.
Brown was asked by the prosecutor about a conversation
that he purportedly had with Pitts following his release from
the hospital:
[PREOSECUTOR:] Okay. Let me just--let me just, um, direct
your questioning here.
So you talked to him. Did you ever ask him why he
stabbed you?
. . . .
[BROWN:] Yes.
[PROSECUTOR:] You asked him, âWhy did you stab me?â
[BROWN:] Right.
[PROSECUTOR:] And did he respond?
[BROWN:] His response was, âAll I wanted was an apology.â
[PROSECUTOR:] Iâm sorry? Can you--
[BROWN:] âAll I want is an apology. Why donât you just
apologize.â
[PROSECUTOR:] So thatâs what he told you when he--when you
asked him, âWhy did you stab me?â
[BROWN:] Right.
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[PROSECUTOR:] Okay. And at that point, when you were
talking to him, did you already know what he wanted an
apology for?
Brown explained that he found out after the stabbing â[w]hat
[Pitts] wanted an apology for,â from âJamie.â The prosecutor
then again elicited Brownâs account of Pittsâ statements
regarding the alleged apology:
[PROSECUTOR:] So when you asked him, âWhy did you stab me,â he
said, âAll I want is an apology.â
[BROWN:] Right.
[PROSECUTOR:] Just apologize.
[BROWN:] He said, âYou know what you did. Just apologize.â
[PROSECUTOR:] So before you picked the defendant up on
December 22, 2008, did you know why he was mad at you?
[BROWN:] I didnât know he was mad at me.
The following morning Pitts orally moved to strike all
references of an âapologyâ that the State elicited from Brown.
The circuit court agreed with Pitts that leaving the reference
to an apology for speculation in the juryâs mind was prejudicial
to him and asked the prosecutor for any argument or explanation:
THE COURT: . . . . I will tell you right now, if there had
been an objection, I would have cut you off at the pass
because I agree with Mr. Pitts that youâre leaving that for
speculation in the juryâs mind is prejudicial to him.
So do you have--do you have anything you want to add
or you want to argue this point?
[PROSECUTOR:] Well, Your Honor, I--I--all I wanted to do is
get out from the victim any conversation he had with the
defendant regarding the stabbing. And I knew that I wasnât
going to get into the actual allegations of the rape, and I
stopped there. And I--
THE COURT: All right.
[PROSECUTOR:]--just didnât think that would be a problem,
Your Honor.
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The judge further agreed with Pitts that the evidence had been
precluded. The circuit court granted Pittsâ motion to strike
the testimony of âan apology for somethingâ and instructed the
jury as follows:
[COURT]: All right. . . . I have an instruction for you at
this point.
All this testimony yesterday from Mr. Brown having to
do with his testimony that the defendant, Mr. Pitts, was in
contact with him after the stabbing in this case demanding
an apology for something is stricken from the record.
Iâm striking it from the record. Anything to do with
this alleged apology you are to disregard. All right?
Dr. Frederick Yost testified that on the night of the
incident he treated Brown for three wounds, the main wound being
to Brownâs external jugular vein, which was located on the left
side of his neck and bleeding intermittently. He testified that
the pressure in a vein is lower than in an artery and would tend
to flow continuously, and that a vein would theoretically bleed
more while a person was lying down or breathing heavier.
Officer Jonathan Locey testified that at about 11:50
p.m. that evening he arrived at Queenâs Hospital to obtain a
statement from Brown. The officer testified that he located
Brown in the emergency room lying down on his back wearing an
oxygen mask with his eyes mostly closed and being tended to by
staff. According to Officer Locey, he asked Brown who had
stabbed him and Brown replied, âAn older black guy.â Officer
Locey said that Brown appeared to nod his head ânoâ when he
asked Brown whether he knew his assailant and appeared to nod
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âyesâ when asked whether he could identify the person. Officer
Locey clarified that Brown never verbally stated that he did not
know who stabbed him or that he could recognize his assailant if
he saw him again.
Paulette Utu testified that Brown ran to her security
guard shack with a bleeding neck. She stated that all Brown
said when she got to him was, âBlack man, red car. Black man.â
The State also played a recording of Utuâs 911 call in which a
voice is heard asking, âSo all heâs saying is it was a black
guy?â to which another voice replies, âYeah.â
David Esaki testified--as an expert in DNA analysis--
that he tested stains on a black jacket recovered from Pitts and
found blood stains on the sleeve and shoulder. One stain tested
positive for blood that matched Brownâs DNA, Esaki indicated,
and the other stain only revealed a partial DNA profile. Esaki
stated that he did not have a reference sample from Pitts to
test, and that he did not test Pittsâ pants or black shirt for
the presence of blood. Esaki further testified that he
processed swabs from Pittsâ hands and did not find blood, but
found DNA from two unknown individuals, one of which was a
female.
During his presentation of the evidence, Pitts called
Detective Darryl Kon, who testified that he spoke to Brown in
the hospital at approximately 7:00 a.m. on the morning following
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the stabbing. Detective Kon testified that Brown â[b]asically
[] said, What complaint? I didnât make a complaint,â and that
when he returned at a later time Brown did not want to make a
statement, and instead âhe signed a 172, a withdrawal of
complaint.â3 When asked whether the case was reopened as a
result of threats to the department by Brownâs father, Detective
Kon replied, âItâs hearsay. I wasnât in on that meeting, but
that is what I understood.â
Pitts in his testimony described his relationship with
Brown: âThat is my brother. Literally like a brother from a
different mother. Thatâs my brother.â According to Pitts, on
the evening of December 22, 2008, Brown picked him up, and Pitts
told him he needed to make a stop to sell drugs. Pitts stated
that when they parked, he got out of the car to look for the
person to whom he was supposed to sell the drugs. However,
Pitts testified, he heard a scream and when he got back to the
car, Brown looked at him and then headed in one direction, while
some other people were headed in a different direction. Pitts
stated that two people were running from the car after the
stabbing that night and that one person was a black male wearing
a black hoodie. Pitts stated that he grabbed the jacket from
3
Detective Kon stated that the second time he visited Brown to get
a statement, he told Brown, âI have to get a statement now, get a 172, or
Iâll be written up for insubordination.â
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the car and headed down to Kaiser Hospital where he was
ultimately encountered by Officer Stuart.
C. Closing Arguments
In closing argument, the prosecutor suggested that
Pitts came up with his defense after reviewing the police
reports and the evidence in the case:
Now, the defendant does not have to put on a case at all.
Itâs the Stateâs burden. After looking at all the facts,
after looking at the police reports and the evidence thatâs
in this case, the defendant comes up with an idea. It
wasnât me. It was somebody else. I didnât do this.
No objection was made. In his closing argument, Pitts attacked
the Stateâs evidence, focusing on the lack of blood found on his
person or clothing. Pitts argued that the blood that should be
on the passengerâs seat of the car âmust be on the person that
stabbed [Brown]â and that there was no blood on him, no blood on
his hands, and no blood on his shirt because he did not commit
the stabbing. Pitts further questioned how it would be âhumanly
possibleâ for him to âmultiply stab somebody and come out with
no blood.â
Following jury deliberations and before the verdict
was returned, the circuit court informed the parties that the
jury had requested--via a communication--two pairs of gloves to
examine âthe pantsâ that had been admitted into evidence. Pitts
and the State did not make an objection. The verdict was then
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received, and the jury found Pitts guilty as charged; Pitts was
sentenced to life imprisonment with the possibility of parole.
D. First Appeal and Motions on Remand
Prior to sentencing, Pitts, who had proceeded pro se
since midway through the Stateâs case, requested the appointment
of substitute counsel to assist him with his post-verdict
motions and for sentencing. State v. Pitts(Pitts I), 131 HawaiďŁi
537, 540, 319 P.3d 456, 459(2014). The circuit court denied Pittsâ request.Id.
On appeal, the ICA concluded Pittsâ appeal was without merit and affirmed his conviction.Id.
On certiorari review, we held that a defendant who has
exercised the right to self-representation at trial but
expressly requests counsel for post-verdict motions or for
sentencing has a right to counsel. Id. at 543,319 P.3d at 462
. Accordingly, we vacated the ICAâs judgment on appeal and remanded the case to the circuit court to allow for the appointment of substitute counsel for the purpose of allowing the filing of a motion for new trial and for resentencing.Id. at 544
,319 P.3d at 463
.
On remand, Pitts filed two new trial motions, each of
which were later amended.4 The first motion contended that the
4
At Pittsâ request, only the amended version of the motion for new
trial based on prosecutorial misconduct was considered; both motions for new
trial based on juror misconduct were considered.
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prosecutor committed misconduct by (1) arguing that Pitts
benefitted from being at trial, (2) commenting on Pittsâ
testimony, guilt, and credibility as a witness and the
credibility of other witnesses, (3) eliciting testimony of a
motive that was prohibited in motions in limine, and (4) stating
Igawaâs description matched Pitts âto a T.â5 Pitts argued that
the prosecutorial misconduct denied him a fair trial and was so
egregious as to bar reprosecution.
The second motion for new trial was primarily based on
juror misconduct. Pitts contended that the jury improperly
investigated the clothing he was wearing at the time of his
arrest, thereby âsupplementing the evidence in the case with an
unsubstantiated finding that the clothes had Jason Brownâs blood
on them,â which was contrary to the evidence at trial. Pitts
maintained that his constitutional right to a fair trial by an
impartial jury was violated by the jury conducting an
investigation that was outside of the scope of the evidence
presented at trial.
At the hearing, the circuit court initially denied a
motion to continue to allow Pitts time to file a motion to
recuse the presiding judge. The court also denied the new trial
5
The motion also included arguments that have not been raised on
appeal.
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motion based on prosecutorial misconduct, finding that there
were insufficient grounds to support the motion.
With regard to the motion for a new trial based on
juror misconduct, Pitts called one of the trial jurors (Juror
no. 9) to testify. Juror no. 9 testified that during
deliberations the jurors requested scissors to cut open the
packaging containing Pittsâ clothing, and three of the jurors
examined Pittsâ shirt and pants for blood. Juror no. 9 stated
that the jurors examined the pants â[f]irst, outside, and then
turned inside out.â Juror no. 9 testified that the jurors found
small spots on the inside of the pants and that the jurors
âdeterminedâ that the spots âmust be blood.â However, as to her
own belief, Juror no. 9 testified that she did not know what the
spots were. According to Juror no. 9, four jurors looked at the
stains, including herself.
The circuit court orally denied the motion and in its
written order found the following: the jury had properly
received for its consideration a pair of pants and a shirt in a
sealed plastic bag; the pants and shirt were properly admitted
into evidence; the jurors requested and received scissors and
gloves to remove and examine the pants and shirt; the jurors
examined the pants and shirt on the outside and then inside out;
Juror no. 9 observed four jurors examining the pair of pants;
the jurors observed three small stains on the pants, but Juror
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no. 9 did not know what the stains were. Based on these
findings, the court concluded that â[t]he jury was not precluded
from examining exhibits during deliberationsâ; that it was
reasonable and diligent for the jury to visually examine the
clothing; that the jury did not consider extraneous prejudicial
information; and that the defendant failed to show that the jury
obtained or used evidence that had not been introduced at trial,
and the court denied the motion.6
Pitts was sentenced to life imprisonment with the
possibility of parole. Pitts appealed, and the request to
transfer the case from the Intermediate Court of Appeals (ICA)
to this court was granted on August 10, 2018. On appeal, Pitts
challenges the circuit courtâs denial of the two new trial
motions, the motion to continue, and his pretrial motion to
dismiss the indictment.7 Pitts also argues that his right to a
jury of his peers was violated.
6
The courtâs oral denial of the juror misconduct motion also
appeared to include Pittsâ argument at the hearing that Juror no. 9 was
âpressuredâ into changing her vote by other jurors.
7
The State contends that this courtâs decision in Pitts I should
be considered âlaw of the caseâ because Pitts argued in his first appeal that
the jury committed misconduct during deliberations and that the circuit court
erred in denying his motion to dismiss the indictment, and that this court
did not find error on these issues. The âlaw of the caseâ doctrine provides
that âa determination of a question of law made by an appellate court in the
course of an action becomes the law of the case and may not be disputed by a
reopening of the question at a later stage of the litigation.â Hussey v.
Say, 139 HawaiďŁi 181, 185, 384 P.3d 1282, 1286 (2016).
In Pitts I, we concluded that Pittsâ right to post-verdict
counsel had been violated, and we vacated the ICAâs judgment on appeal and
(continued . . .)
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II. STANDARDS OF REVIEW
A. Denial of Motions for New Trial Based on Juror Misconduct and
Motion to Dismiss Indictment
A trial courtâs granting or denial of a motion for new
trial, including one premised on juror misconduct, will not be
disturbed absent abuse of discretion. State v. Kim, 103 HawaiďŁi
285, 290, 81 P.3d 1200, 1205(2003). A motion to dismiss an indictment is similarly reviewed for an abuse of discretion. State v. Akau, 118 HawaiďŁi 44, 51,185 P.3d 229, 236
(2008). The trial court abuses its discretion when it clearly exceeds the bounds of reason or disregards rules or principles of law or practice to the substantial detriment of a party litigant. Kim, 103 HawaiďŁi at 290,81 P.3d at 1205
.
B. Constitutional Violations
Questions of constitutional law are reviewed under the
right/wrong standard. State v. Pratt, 127 HawaiďŁi 206, 212, 277
P.3d 300, 306(2012). (. . . continued) remanded the case to allow for the appointment of substitute counsel for the purposes of filing a motion for new trial and for resentencing. 131 HawaiďŁi at 544,319 P.3d at 463
. By doing so, we noted, we sought âto place Pitts in the position he would have been in had the constitutional violation never occurred.âId.
at 544 n.6,319 P.3d at 463
n.6. Thus, there was no
determination of âlawâ with respect to the issues presented in this appeal to
which the law of the case doctrine may be applied. We accordingly address
the merits of Pittsâ appeal.
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III. DISCUSSION
A. Juror Misconduct
The United States Constitution and the HawaiďŁi
Constitution guarantee the accused in serious criminal cases a
fair trial by an impartial jury.8 State v. Kim, 103 HawaiďŁi 285,
290-91, 81 P.3d 1200, 1205-06(2003). âBecause the right to an impartial jury in a criminal trial is so fundamental to our entire judicial system, it therefore follows that a criminal defendant is entitled to twelve impartial jurors.â State v. Gabalis, 83 HawaiďŁi 40, 45,924 P.2d 534, 539
(1996) (quoting State v. Furutani, 76 HawaiďŁi 172, 179,873 P.2d 51, 58
(1994)). âThus, the trial court must grant a new trial if any member . . . of the jury was not impartial; failure to do so necessarily constitutes an abuse of discretion.âId.
On appeal, Pitts contends that it was juror misconduct
for three jurors to examine his pants, find bloodlike stains,
and change their votes to âguiltyâ as a result. This conduct
8
The Sixth Amendment to the United States Constitution provides in
relevant part that â[i]n all criminal prosecutions, the accused shall enjoy
the right to a speedy and public trial, by an impartial jury of the State and
district wherein the crime shall have been committed[.]â Article I, section
14 of the Hawaiâi Constitution provides in relevant part that â[i]n all
criminal prosecutions, the accused shall enjoy the right to a speedy and
public trial by an impartial jury of the district wherein the crime shall
have been committed[.]â
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violated his right to due process, Pitts argues, and the circuit
court erred in not granting his motion for a new trial.
1. The Juryâs Examination of Pittsâ Pants Led to the Discovery of
New Evidence of âStainsâ
Inherent in a defendantâs right to a trial by an
impartial jury is the requirement that the jury be free from
outside influences. State v. Keliiholokai, 58 Haw. 356, 357-58,569 P.2d 891, 893-94
(1977). Accordingly, the juryâs verdict must be based upon evidence received in open court and not from outside sources. Id.; see State v. Chin, 135 HawaiďŁi 437, 447,353 P.3d 979, 989
(2015) (âContact between witnesses and jurors is âgenerally improperâ because it raises a fundamental concern of whether the jury reached âtheir verdict based solely on the evidence presented at trialâ . . . .â (quoting Dillard v. State,3 A.3d 403, 408-09
(Md. 2010))). For, as this court has stated, âThe function of the jury in rendering an accurate verdict based on the facts presented at trial is paramount in upholding the truth seeking function of the judicial system.â State v. Flores, 131 HawaiďŁi 43, 56,314 P.3d 120, 133
(2013) (internal
quotations omitted).
Our cases demonstrate that outside influences may
improperly taint jury deliberations in a variety of
circumstances, including the inadvertent exposure of the jury to
items not properly introduced into evidence. In State v.
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Estrada, the jury discovered the defendantâs fingerprint
exemplar, which had been accidentally included in one of the
Stateâs exhibits, during deliberations along with the exemplars
of two other individuals. 69 Haw. 204, 220-21,738 P.2d 812, 824
(1987). On appeal, we determined that the defendantâs fingerprint exemplar that the jury received was inadmissible evidence of an unrelated crime.Id. at 221
,738 P.2d at 824
. The jury was therefore in possession of an item that had not properly been admitted into evidence for the juryâs consideration. Seeid.
Because there was no âoverwhelming, uncontradicted evidence of guilt,â we concluded that the juryâs exposure to the inadmissible evidence was not harmless beyond a reasonable doubt.Id.
In State v. Joseph, the jury received for its
examination a properly admitted wallet that contained a straw,
which had not been independently introduced into evidence, and a
list of numbers, which an officer testified was in the wallet
but had not otherwise been admitted into evidence. 77 HawaiďŁi
235, 238-39, 883 P.2d 657, 660-61(App. 1994). The circuit court had allowed the jury to examine the list but instructed the jury that it could not consider the straw as evidence in reaching its verdict.Id.
at 238 n.6, 239-40,883 P.2d at 660
n.6, 661-62. The ICA held that the trial court properly
instructed the jury to not consider the straw in its
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deliberations because the State had not laid a proper foundation
for the strawâs introduction, the straw was not in evidence, and
exposure to the straw constituted an outside influence. Id. at
238-39, 883 P.2d at 660-61. For these same reasons, the ICA held that the jury was erroneously allowed to examine the list of numbers as it was not properly introduced into evidence.Id.
at 238 n.6,883 P.2d at 660
n.6.
Our cases have also found the sanctity of jury
deliberations infringed when a jurorâs conduct has introduced an
outside influence into the jury room. In State v. Williamson,
jurors had asked for a dictionary to look up the definitions of
the words âentrapmentâ and âpreponderance.â 72 Haw. 97, 99,807 P.2d 593, 595
(1991). After the court denied the request, a bailiff discovered a dictionary in the jury room, and the foreperson was questioned by the trial court as to whether the dictionary was used.Id. at 99-101
,807 P.2d at 595-96
. The foreperson responded that the dictionary was not used at all during deliberations because the juryâs questions had been clarified the day before the dictionary was brought into the jury room.Id. at 101
,807 P.2d at 595-96
. The trial court denied the defenseâs motion for mistrial and did not question any of the other potentially tainted jurors.Id. at 101
,807 P.2d at 596
.
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In vacating the trial courtâs judgment, we noted that
the dictionaryâs definition of âpreponderanceâ differed from the
courtâs instructions. Id. at 104,807 P.2d at 597
. Because the dictionary definition placed a higher burden on the defendant in proving an entrapment defense, this court stated, the defendant would have been substantially prejudiced if any of the jurors could have been influenced by the dictionaryâs definition.Id.
We highlighted the problematic aspect of the jurorâs conduct, which was the potential to âinfect[]â the juryâs consideration of information provided by the court with âextraneousâ information. See id.; see also Lopez v. Sears Roebuck and Co.,70 Haw. 562, 562-64
,777 P.2d 715, 715-17
(1989) (holding that
it was improper for the jury foreperson to conduct an
unauthorized, independent observation of the defendantâs
assembly process and report his observations to the jury).
Just as the law requires that items exposed to the
jury must have been properly received in evidence in open court,
our caselaw has defined the limits of acceptable jury conduct
when examining exhibits in evidence. In State v. Pauline,
during trial, but outside the presence of the court and counsel,
the jury was allowed to view a vehicleâs trunk that the
defendant had allegedly used to transport the victim. 100
HawaiďŁi 356, 362-63, 60 P.3d 306, 312-13 (2002). At the viewing,
the trunk hood was opened and closed by detectives at the
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jurorsâ request. Id. at 363,60 P.3d at 313
. On appeal, the defendant argued that the jury had conducted an improper experiment in violation of his due process rights.Id. at 379
,60 P.3d at 329
.
In demarcating the line between acceptable and
improper jury conduct with regard to exhibits in evidence, this
court stated that the jury may âcarry out experiments within the
lines of offered evidence or which amount to no more than a
careful examination of the evidence which was presented in
court.â Id. at 380,60 P.3d at 330
(internal quotations omitted) (quoting People v. Cooper,95 Cal.App.3d 844, 853-54
(1979)). We explained that experiments are generally prohibited âwhere the result is the production of ânewâ evidenceâ for which it âis not possible for the party injured to meet, answer, or explain.â Id. at 379,60 P.3d at 329
(quoting Cooper,95 Cal.App.3d at 853
). Analyzing the facts in Pauline against this standard, we found that âthe only potential bearing [that] the âexperimentâ had on [the defendantâs] guilt was whether [the victimâs] body could fit in the trunk,â and the jury had already viewed the trunk without the trunk cover, photographs of the trunk with the hood closed, and the dimensions of the trunk as evidence. Id. at 380,60 P.3d at 330
. Thus, we concluded, the opening and closing of the hood did not produce new evidence.Id.
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As our holding in Pauline illustrates, the critical
inquiry with regard to a juryâs examination of evidence is
whether the juryâs conduct resulted in the production of new
evidence. See id. at 379,60 P.3d at 329
. This courtâs
decisions have thus vigilantly protected the integrity of jury
deliberations against the risk of outside influences.
In the present case, Juror no. 9 testified that four
jurors, including herself, asked for a pair of scissors, cut
open the evidence bag containing Pittsâ pants, examined the
pants on the outside and then inside out, and found three small
stains on the inside. Juror no. 9 testified that they did this
because they âwere looking for bloodâ on the pants and that
their examination resulted in the discovery of âsmall drops, and
they determined it must be blood.â In its findings of facts,
the circuit court found that the jurors asked for and received a
pair of gloves for a closer examination of the pants and shirt;
examined the pants on the exterior side and then inside out;
four jurors were observed by Juror no. 9 examining the pants;
and that these jurors observed three small stains on the pants.9
9
The circuit court in its conclusions of law cited State v.
Kassebeer, 118 HawaiďŁi 493, 506, 193 P.3d 409, 422(2008), for the proposition that â[t]he jury is not precluded from examining exhibits during deliberations.â The issue in Kassebeer dealt with whether the court erred in the first instance by allowing a weapon in the jury room. Seeid.
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Unlike the examination of the trunk in Pauline, here
the juryâs examination resulted in the discovery of new evidence
in the form of three small stains on the pants which introduced
an outside influence that could have tainted the jurorsâ
impartiality. During trial in this case, there was no evidence
that blood was found on Pitts or on the clothes that he was
wearing. Because the jurors were actively trying to supplement
the evidence presented at trial with information not provided at
trial or by the court, the jurorsâ actions were similar to the
actions taken by jurors in Lopez and Williamson. See Lopez, 70
Haw. at 564,777 P.2d at 717
(jury foreperson conducted an unauthorized view of the defendantâs store and related his observations to the jury); Williamson,72 Haw. at 103
,807 P.2d at 596
(juror improperly obtained definitions differing from those supplied by the court). Thus, the jurorsâ examination was neither within the lines of offered evidence nor merely cumulative to the evidence already presented at trial. See Pauline, 100 HawaiďŁi at 380,60 P.3d at 330
.
Further, because the evidence was discovered for the
first time during jury deliberations, it was evidence that had
not been presented in court, for which no foundation had been
laid, and which had not been properly admitted into evidence.
See Estrada, 69 Haw. at 221,738 P.2d at 824
; Joseph, 77 HawaiďŁi at 239,883 P.2d at 661
. Therefore the stains were an outside
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influence and constituted evidence that Pitts did not have the
opportunity to meet, answer, or explain.10 See Pauline, 100
HawaiďŁi at 379-80, 60 P.3d at 329-30.
In a Florida case with analogous facts to this case,
Williams v. State, a witness saw a man break the window of a
business with his ânaked handâ and reported the crime. 448
So.2d 49, 50(Fla. Dist. Ct. App. 1984). The defendant was arrested shortly thereafter and identified as the suspect by the witness.Id.
At the time of his arrest, the defendant was wearing gloves, which were received into evidence.Id.
During trial, the defendantâs defense was that he was
misidentified because the person who broke the window would have
injured and bloodied his hand, and there was no evidence that
the defendantâs hand was injured or bleeding at the time of the
arrest. Id. However, during jury deliberations, the jury
discovered a piece of paper with a stain on it in one of the
fingers of the glove and asked the trial court whether they
could consider the âbloody piece of paperâ in their
10 As our cases provide, the juryâs receipt of an outside influence
is not to be condoned merely because the vehicle for its discovery is
properly admitted evidence. By way of analogy, if the jurors in this case
had presented their discovery to the court and asked if they could consider
the stains in their deliberations, the circuit court, as in Joseph, would
have been required to specifically instruct the jurors that they could not.
See Joseph, 77 HawaiďŁi at 238, 883 P.2d at 660 (âThe law requires that items
exposed to the jury must have been properly received in evidence in open
court. In our view, the straw was not properly received in evidence.â
(citation omitted)).
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deliberations. Id.The trial court denied defense counselâs motion for mistrial and allowed the jury to consider the paper it had found.Id.
On appeal, the appellate court found that the juryâs
discovery of the stained paper was âa total surprise with no
opportunity for discovery, defense or cross-examination as to
it.â Id.The appellate court noted that the paper was never tested to determine whether the stain was blood, and if it was blood, whether the blood belonged to the defendant.Id.
Further, the appellate court concluded that â[t]he âbloodyâ paper effectively destroyed [the defendantâs] closing argument, and his counsel had no opportunity to even try to rebut or explain it, even had [counsel] been in a position to do so.âId.
As in Williams, the stains on Pittsâ pants were first
discovered by the jury, the stains were not tested âto determine
if the stain[s] [were] blood and, if blood, that it was
[Brownâs] blood.â Id.Under our caselaw, the jurors were exposed to an outside influence not presented at trial, which Pitts did not have the opportunity to meet, answer, or explain. See Pauline, 100 HawaiďŁi at 379,60 P.3d at 329
. The circuit
court thus erred in finding the jurorsâ conduct permissible
merely because the pants had been received in evidence, failing
to recognize the misconduct in discovering the stains, and
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concluding that the jury was not exposed to an outside
influence.
2. The Juryâs Discovery of âStainsâ on Pittsâ Pants Was Not
Harmless Beyond a Reasonable Doubt
âIf the jury conducts an experiment that produces
ânewâ evidence, the court must then examine whether the
defendant was thereby denied his or her right to a fair trial by
an impartial jury.â Pauline, 100 HawaiďŁi at 380, 60 P.3d at 330(citing Keliiholokai,58 Haw. at 358
,569 P.2d at 893-94
).
We have previously stated that a rebuttable
presumption of prejudice is raised when the nature of an outside
influence is such that it âcouldâ substantially prejudice the
defendantâs right to a fair trial. See Williamson, 72 Haw. at
102,807 P.2d at 596
; Lopez,70 Haw. at 564
,777 P.2d at 717
. âTo overcome the presumption of prejudice, the State must prove that the outside influence on the jury was harmless beyond a reasonable doubt.â State v. Chin, 135 HawaiďŁi 437, 448,353 P.3d 979, 990
(2015). This requires the trial court to investigate the totality of the circumstances to determine the impact of the outside influence on the juryâs impartiality. Id. at 443,353 P.3d at 985
.
In Williamson, this court determined that the
defendant would have been substantially prejudiced if âanyâ of
the jurors could have been influenced by the dictionary
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definition of âpreponderance.â 72 Haw. at 104,807 P.2d at 597
. Because the trial court only questioned the foreperson, we concluded, the court could not be sure that the juror who brought in the dictionary was not affected by independently looking up the word.Id.
Further, we were not convinced that no other jurors were potentially influenced by the extraneous definition considering that a juror felt it necessary to bring the dictionary into the jury room.Id.
Similarly, in Lopez, although it was not clear that the forepersonâs investigation and comments to other jurors affected the verdict, we concluded that the forepersonâs actions could have influenced the outcome of the case, requiring a new trial.70 Haw. at 564
,777 P.2d at 717
.
This court has reached the same conclusion in cases in
which only one jurorâs impartially has been potentially tainted
by an outside influence. In State v. Chin, the jury foreperson
approached one of the defendantâs witnesses, inquired about the
possibility of employment, and handed the witness his business
card. 135 HawaiďŁi at 440-41, 353 P.3d at 982-83. The witness had no further communication with the foreperson and related the encounter to defense counsel.Id.
We concluded that the contact between the foreperson and the defendantâs witness was an outside influence that could have substantially prejudiced the defendant. Id. at 447-48,353 P.3d at 989-90
. Because the
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trial court failed to conduct an inquiry into the totality of
the circumstances, we held that there was no showing by the
State that such misconduct was harmless beyond a reasonable
doubt. Id. at 449, 353 P.3d at 991.
In this case, Pittsâ defense focused on the lack of
evidence indicating that blood was found on his person or the
clothing that he wore the night of the stabbing. Pitts
repeatedly cross-examined the Stateâs witness about whether they
had noticed blood on his person or clothing on the night of the
stabbing, and he argued during closing arguments that the blood
that should be on the passenger seat âmust be on the person that
stabbed [Brown] because it ainât on that seat.â Pitts contended
that the lack of blood found on him and his clothing showed that
he was not the person who attacked Brown. Thus, the
nonexistence of the evidence of blood on Pittsâ clothing was
essential to his defense and credibility.
The jury had heard testimony and seen photographs
that, though the majority of the blood was on the driverâs side,
there were small blood-like spots on the passenger seat. From
this evidence, the jurors could have inferred that if Pitts were
the attacker, as the State contended, then there might be blood
on his clothing. Juror no. 9âs testimony that the jurors were
actively searching Pittsâ clothes for blood confirms the
likelihood of this inference.
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Having found three small stains on the inside of
Pittsâ pants, the jurors could have concluded--as Juror no. 9âs
testimony suggests that they did--that the stains on Pittsâ
pants were blood. This in turn would have had the effect of
completely undermining Pittsâ defense and credibility. The harm
from this discovery cannot be overstated given that the stains
were not tested âto determine if the stain[s] [were] blood and,
if blood, that it was [Brownâs] blood.â Williams v. State, 448
So.2d 49, 50 (Fla. Dist. Ct. App. 1984).
Further, the evidence of Pittsâ guilt was not
overwhelming. No weapon was recovered and no evidence was
presented of blood found on Pittsâ person or the clothing he was
wearing. Because Brown was the only person that positively
identified Pitts as the attacker, this case depended heavily on
the credibility of Brown and Pitts, negating against a finding
of harmlessness. Cf. State v. Underwood, 142 HawaiďŁi 317, 329,
418 P.3d 658, 670 (2018) (âWhen a conviction is largely
dependent on a juryâs determination as to the credibility of a
complainantâs testimony, we have held that the evidence of the
offense is not so âoverwhelmingâ that it renders the
prosecutorâs improper statements harmless beyond a reasonable
doubt.â).
The State argues that the discovery of the stains was
duplicative of the evidence presented at trial inasmuch as blood
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was found on Pittsâ jacket. However, Pitts testified that he
grabbed the jacket from the car after the stabbing and there is
no persuasive evidence of the assailant wearing a jacket at the
time of the stabbing.11 Accordingly, the stains on Pittsâ pants
viewed by the jurors were not cumulative evidence but instead
resulted in the likely inference that the stains were of Brownâs
blood.
Accordingly, the evidence and arguments presented at
trial and Juror no. 9âs testimony that the jurors were looking
for blood on Pittsâ clothing, all indicate that the discovery of
the three stains on the inside of Pittsâ pants could have
potentially tainted the impartiality of any or all of the four
jurors exposed to the stains, thereby significantly prejudicing
Pittsâ defense.12 Based on the totality of the circumstances in
11 The Stateâs argument is premised on the assumption that Pitts was
wearing the jacket at the time of the offense. Igawa testified that the
person he described getting out of the car was wearing what âlooked like a
long black sweater of some sort,â and his 911 phone call, which was played
for the jury, indicates that he identified the possible suspect as wearing a
âlong-sleeve black shirt.â The clothing that Pitts was arrested wearing
included two black shirts, one long and one short, and Igawa did not testify
about the jacket admitted into evidence. Igawaâs testimony thus does not
resolve whether Pitts or anyone else was wearing the jacket during the
offense.
The State also argues that the lack of blood on Pittsâ clothing
was not persuasive in light of Dr. Yostâs testimony regarding Brownâs wounds.
However, the juryâs discovery of the stains, if inferred to be blood, did
more than affect the persuasiveness of Pitts defense: it directly
contradicted and âeffectively destroyedâ it. Williams, 448 So.2d at 50.
12
The circuit court having found no misconduct, did not seek to
question whether any of the other three jurors who had examined the stains
could have been influenced by what they viewed or whether any of the other
jurors could have been potentially influenced.
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this case, it cannot be said that the juryâs exposure to the
stains on Pittsâ pants was harmless beyond a reasonable doubt.13
B. Prosecutorial Misconduct
It is the prosecutorâs âduty to seek justice, to
exercise the highest good faith in the interest of the public
and to avoid even the appearance of unfair advantage over the
accused.â State v. Rogan, 91 HawaiďŁi 405, 412, 984 P.2d 1231,
1238(1999) (quoting State v. Quitog, 85 HawaiďŁi 128, 136 n.19938 P.2d 559
, 567 n.19 (1997)).
Pitts asserts that multiple instances of prosecutorial
misconduct occurred, and the circuit court thus erred in denying
his new trial motion on this ground.14
1. Eliciting Inadmissible Evidence of an Apology in Violation of
the Circuit Courtâs Motion in Limine Ruling
Pitts asserts that the prosecutor elicited
inadmissible evidence of a motive in violation of the circuit
courtâs motion in limine ruling. In State v. Pacheco, during
13
Pitts also argues that his motion for new trial should have been
granted because Juror no. 9 voted guilty based on coercion by other jurors.
In light of our disposition regarding the motion for new trial based on juror
misconduct, we do not address the contention as to juror coercion. For the
same reason, we also do not address whether the circuit court erred when it
denied the motion to continue.
14
Pitts argues that the prosecutor committed the following
instances of misconduct: (1) improperly eliciting inadmissible evidence, (2)
improperly commenting on Pittsâ right to be present at trial, (3) improperly
commenting on the credibility of witnesses, and (4) distorting, manipulating,
and misrepresenting evidence at trial and during closing arguments. In light
of our disposition in Part III.A, supra, we address Pittsâ first two
contentions to provide guidance to the parties and the court on remand.
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motions in limine, the defense sought to exclude any evidence of
prior criminal convictions. 96 HawaiďŁi 83, 88-89, 26 P.3d 572,
577-78(2001). The circuit court ruled that the prosecutor could refer to a specific theft arrest and conviction but could not refer to it as âa crime of dishonesty.â Id. at 89,26 P.3d at 578
. Nevertheless, the prosecutor asked the defendant during cross-examination, âWhy should this jury . . . believe a thief like you.â Id. at 91,26 P.3d at 580
. And, during closing arguments, the prosecutor twice referred to the defendantâs prior theft crime as âa crime of dishonestyâ and argued that there was no reason for the jury to believe âa convicted thief.â Id. at 92,26 P.3d at 581
. On appeal, we stated that the prosecutor had committed misconduct by violating the circuit courtâs express in limine ruling. Id. at 98-99,26 P.3d 587
-88; see also State v. Pemberton,71 Haw. 466, 473-77
,769 P.2d 80
,
83-85 (1990) (holding that it was misconduct for prosecutor to
attempt to introduce inadmissible evidence despite the trial
court repeatedly sustaining defense counselâs objections).
In this case during motions in limine the circuit
court precluded the State from introducing evidence that after
Pittsâ initial release from custody, Pitts accused Brown of
sleeping with his girlfriend and asked for an apology. The
circuit court concluded that the probative value of an alleged
motive related to Pitts asking for an apology was outweighed by
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the danger of unfair prejudice to the defendant. However, the
prosecutor specifically directed the questioning to elicit from
Brown testimony regarding the reason for the stabbing, and the
term âapologyâ or âapologizeâ was used in succession eight times
by the prosecutor and Brown in reference to that reason.
The circuit court confirmed the impropriety of the
prosecutorâs line of questioning when Pitts objected the
following day, stating that it would have sustained an objection
if one had been made because the prosecutorâs questioning was
âleaving that for speculation in the juryâs mind [and it was]
prejudicial to him.â In other words, the questions regarding an
apology allowed the jury to infer that Pitts had a reason for
stabbing Brown. When the court asked the prosecutor to explain
the basis of the questioning, the prosecutor stated that âall I
wanted to do is get out from [Brown] any conversation he had
with [Pitts] regarding the stabbingâ and not to get into the
âactualâ allegations of rape. Yet obtaining any conversation
regarding the stabbing circumvented the courtâs in limine ruling
to preclude any testimony regarding an apology. The court
thereafter sought to cure the prejudice by instructing the jury
that testimony of the previous day as to Pitts âdemanding an
apologyâ and â[a]nything to do with this alleged apologyâ was to
be disregarded; however, the cautionary instruction may have
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only had the effect of highlighting that the âapologyâ had been
demanded âfor something.â
The nature of the prosecutorâs line of questioning was
particularly problematic because the inferences taken from the
testimony concerned the main issue in the case: the identity of
Brownâs attacker.15 Brown was the only person who positively
identified Pitts as the assailant, but Pitts testified that a
third, unidentified black male committed the stabbing. Given
this conflicting testimony, the Stateâs most difficult hurdle in
its case against Pitts was convincing the jury that Pitts
suddenly and without reason attacked his friend of almost twenty
years.16 The testimony of an alleged apology invited the jury to
infer that Pitts had a motive to stab Brown, making Brownâs
testimony regarding the attackerâs identity more believable. In
turn, speculation about an alleged apology would weigh heavily
on Pittsâ credibility and impair his defense.
15 The State argues that this was not misconduct because the
prosecutor did not elicit testimony that Pitts accused Brown of sleeping with
Pittsâ girlfriend. However, the circuit court ruling clearly precluded the
State from eliciting testimony that Pitts demanded an apology after his
release from custody without regard to its substance. As the courtâs
comments and cautionary instruction make evident, the alleged apology had to
be for âsomethingâ and that something in the jury mindâs was likely Pittsâ
motive.
16
Similarly damaging to Pitts was the inference that he had a
reason to be âmadâ at Brown before the stabbing, which could be inferred from
the Prosecutorâs question to Brown, âSo before you picked the defendant up on
December 22, 2008, did you know why he was mad at you?â (Emphasis added.)
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Because of our determination regarding the motion for
a new trial based on the juror misconduct, we need not determine
whether this introduction of inadmissible evidence would require
granting Pitts a new trial. We emphasize, however, the
obligation of counsel to comport with rulings of the court and
âto avoid even the appearance of unfair advantage over the
accused.â Rogan, 91 HawaiďŁi at 412, 984 P.2d at 1238.
2. Improper Statement on Pittsâ Right to Review Evidence and
Prepare a Defense
Pitts also contends that the prosecutor improperly
argued that â[Pitts] listened to the testimony and then came up
with hisâ defense because this argument âd[id] not tie Pittsâ
testimony in with any other evidence in the case.â17
Generally, a prosecutor has wide latitude on
commenting on the evidence during closing argument, including
drawing reasonable inference from the evidence. State v.
Basham, 132 HawaiďŁi 97, 112, 319 P.3d 1105, 1120(2014). âBecause the prosecutorâs argument is likely to have significant persuasive force with the jury, the scope of argument must be consistent with the evidence and marked by the fairness that should characterize all of the prosecutorâs conduct.âId.
at
17 While Pitts frames this argument as a comment on Pittsâ right to
be present at trial, we address only the general propriety of the
prosecutorâs statement.
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115, 319 P.3d at 1123 (internal quotations omitted) (quoting
State v. Klinge, 92 HawaiďŁi 577, 592, 994 P.2d 509, 524(2000)). Therefore, a prosecutorâs comment on matters âoutside the evidenceâ is improper. State v. Walsh, 125 HawaiďŁi 271, 290,260 P.3d 350, 369
(2011) (quoting State v. Tuua, 125 HawaiďŁi 10, 14,250 P.3d 273, 277
(2011)). And a prosecutorâs comments may not infringe on a defendantâs constitutional rights.Id. at 284
,260 P.3d at 363
.
Here, the prosecutor contended that Pittsâ
identification defense was the result of Pitts having reviewed
the police reports and the evidence in the case:
Now, the defendant does not have to put on a case at all.
Itâs the Stateâs burden. After looking at all the facts,
after looking at the police reports and the evidence thatâs
in this case, the defendant comes up with an idea. It
wasnât me. It was somebody else. I didnât do this.
Thus, according to the prosecutor, Pitts had âcome[] upâ with
the âideaâ of his identification defense based on his review of
the police reports in the case and after âlooking at all the
evidence thatâs in the case.â Not only was there no evidence
presented at trial from which the prosecutor could have
reasonably inferred that Pittsâ identification defense
originated after or as a result of reviewing the police reports
and the evidence in the case, but more fundamentally such
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comments are a clear infringement on a defendantâs
constitutional right to prepare and present a defense.18
This court has stated on numerous occasions that
â[c]entral to the protections of due process is the right to be
accorded a meaningful opportunity to present a complete
defense.â State v. Tetu, 139 HawaiďŁi 207, 219, 386 P.3d 844, 856(2016) (alterations in original) (quoting State v. Kaulia, 128 HawaiďŁi 479, 487,291 P.3d 377, 385
(2013)). It is well established that âall defendants must be provided with the basic tool[s] of an adequate defense.âId.
(internal quotations omitted) (alteration in original) (quoting State v. Scott, 131 HawaiďŁi 333, 352,319 P.3d 252, 271
(2013)). An essential component of the basic tools is the process of discovery, which promotes âfairness in [our] adversary system.âId.
(quoting State v. Valeros, 126 HawaiďŁi 370, 379,271 P.3d 665, 674
(2012)); see also HawaiďŁi Rules of Penal Procedure Rule 16 (2012) (requiring the disclosure of prescribed materials by the prosecution and defense); Ake v. Oklahoma,470 U.S. 68, 77
(1985) (â[A] criminal trial is fundamentally unfair if the State
proceeds against an indigent defendant without making certain
18 The State concedes that, â[n]aturally, a defendant would look at
all the facts, including police reports and evidence the prosecution obtained
in forming a defense.â
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that [the defendant] has access to the raw materials integral to
the building of an effective defense.â).
The State acknowledges that the prosecutor in this
case âreferred to all facts, police reports and evidence in this
caseâ but maintains that â[i]nsofar as there was no reference to
Pittsâ right to be present at trial, there was no misconduct.â
However, the prosecutorâs comments were an attack on Pitts for
being a defendant as it penalized him for reviewing the police
reports and evidence in the case and for the defense raised.19
See Basham, 132 HawaiďŁi at 118, 319 P.3d at 1126 (âGeneric
arguments by the prosecutor that defendants, by virtue of being
defendants, have no reason to tell the truth or have the
greatest incentive to lie also transform a defendantâs decision
to testify at trial into an âautomatic burden on . . .
credibility.ââ (alteration in original)).
19 As we explained in Walsh:
[T]he prosecution is free to refer to the specific
inconsistencies and contradictions in a defendantâs
testimony or with other evidence, without referring to [the
defendantâs right to review the evidence presented against
the defendant]. Even in cases where there are no
inconsistencies, the âclose or perfect symmetry between a
defendantâs testimony and other witnessesâ testimony, or
other evidence of tailoring, may prompt the juryâs
scrutiny.â [State v. Daniels, 861 A.2d 808, (N.J. 2004)].
Prosecutors may already cite to specific facts indicating a
defendantâs lack of trustworthiness; there is no reasonable
justification for placing a tailoring burden on testimony.
Walsh, 125 HawaiďŁi at 295, 260 P.3d at 374.
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The prosecutorâs argument in this case thus wrongly
infringed on Pittsâ constitutional right to conduct discovery,
present a defense, and be afforded a fair trial. See State v.
Davis, 63 Haw. 191, 196,624 P.2d 376, 479
(1981) (the
enlargement of pretrial discovery under the penal rules is
âdesigned to enhance the search for truth in the criminal
trialâ). Because of our disposition in this case, we need not
determine whether the improper closing argument constituted
plain error.
C. Denial of Right to Jury of Peers
Pitts asks this court to review as plain error his
assertion that he was denied his right to a jury of his peers
when a prospective juror who expressed concern about the lack of
African-Americans in the jury pool was peremptorily dismissed.20
Article I, section 5 of the HawaiďŁi Constitution
guarantees a criminal defendant the equal protection of law.21
20
We do not address Pittsâ argument that African-Americans were
systematically excluded from the jury list as the record in this case is
clearly insufficient to support this assertion.
21
Article I, section 5 of the HawaiďŁi Constitution provides as
follows:
No person shall be deprived of life, liberty or property
without due process of law, nor be denied the equal
protection of the laws, nor be denied the enjoyment of the
personâs civil rights or be discriminated against in the
exercise thereof because of race, religion, sex or
ancestry.
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State v. Batson, 71 Haw. 300, 302,788 P.2d 841, 842
(1990). As such, â[i]t is impermissible to exercise peremptory challenges in a manner which discriminates on the basis of such categories as race, religion, ancestry, or gender.â State v. Daniels, 109 HawaiďŁi 1, 5,122 P.3d 796, 800
(2005) (Caucasian males); see State v. Levinson,71 Haw. 492
,795 P.2d 845
(1990)) (women); Batson,71 Haw. at 302
,788 P.2d at 842
(same ethnic minority as defendant). Our precedent requires that the defendant first make a prima facie showing that âthe challenged juror is a member of a protected group, that the opposing party exercised a peremptory challenge to remove the juror, and that the facts and circumstances surrounding the exercise of the peremptory challenge raise an inference of discrimination.â Daniels, 109 HawaiďŁi at 5,122 P.3d at 800
.
In this case, the juror was allegedly excused based
not on her ethnicity, gender, or membership in another protected
group, but rather on her expression of concern about the lack of
African-Americans in the jury venire. Our caselaw does not
prohibit peremptory challenges against jurors unless the
challenge is based on the prospective jurorâs membership in a
protected group. Nonetheless, a courtâs inherent authority to
administer justice would likely allow intervention when the
specific circumstances of a peremptory challenge threatened the
integrity of the judicial system. Cf. AlakaďŁi Na Keiki, Inc. v.
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Matayoshi, 127 HawaiďŁi 263, 283, 277 P.3d 988, 1008(2012) (â[A]lthough the exact nature of the âjudicial powerâ is not defined in the constitution [of HawaiďŁi], the âinherent power of the court is the power to protect itself[ and] the power to administer justice whether any previous form of remedy has been granted or not . . . .â (quoting State v. Moriwake,65 Haw. 47, 56
,647 P.2d 705, 712
(1982))).
Thus, a court concerned that a peremptory challenge
exercised upon a prospective juror appears to discriminate on a
prohibited basis has the authority to request that counsel
provide a reason for the exercise of the challenge. See
Levinson, 71 Haw. at 499,795 P.2d at 849
(holding that the
right to serve on a jury âcannot be taken away for any of the
prohibited bases of race, religion, sex or ancestryâ);
Matayoshi, 127 HawaiďŁi at 283, 277 P.3d at 1008.
D. Denial of Motion to Dismiss Indictment
â[W]here evidence of a clearly exculpatory nature is
known to the prosecution, such evidence must be presented to the
grand jury.â State v. Bell, 60 Haw. 241, 245,589 P.2d 517, 520
(1978).
Pitts argues that evidence that Brown did not
initially identify Pitts as his attacker was clearly exculpatory
and should have been presented to the grand jury. Although
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Brown may have initially indicated that he did not know his
attacker, he subsequently identified Pitts as the assailant.
The State also presented the testimony of Igawa--whose testimony
before the grand jury identified Pitts as the attacker22--as well
as the testimony of Officer Campbell, who assisted in arresting
Pitts after the incident. While Brownâs failure to initially
identify Pitts as his attacker may bring into question Brownâs
credibility, this evidence is not clearly exculpatory in light
of the other evidence presented to the grand jury that
inculpated Pitts, particularly Brownâs subsequent identification
of Pitts. See Bell, 60 Haw. at 253,589 P.2d at 524-25
(concluding that the victimâs failure to identify the defendant
at the lineup reflected on the victimâs believability but was
not clearly exculpatory because the victim previously identified
the defendant outside the police station). Therefore, the
circuit court did not err in denying Pittsâ motion to dismiss
the indictment.
IV. CONCLUSION
Because it cannot be said that the several jurorsâ
discovery of the stains on Pittsâ pants during deliberations was
harmless beyond a reasonable doubt, we vacate the circuit
22 As previously noted, Igawaâs identification of the assailant was
precluded at trial, but his description of the person was permitted. See
supra Part I.A.
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courtâs Judgment of Conviction and Sentence, filed November 9,
2016, and remand the case to the circuit court for further
proceedings consistent with this opinion.
Walter R. Schoettle /s/ Mark E. Recktenwald
for appellant
/s/ Paula A. Nakayama
Sonja P. McCullen
for appellee /s/ Sabrina S. McKenna
/s/ Richard W. Pollack
/s/ Michael D. Wilson
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