State v. Kauhane.
Citation145 Haw. 362, 452 P.3d 359
Date Filed2019-11-12
DocketSCWC-16-0000668
Cited16 times
StatusPublished
Full Opinion (html_with_citations)
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Electronically Filed
Supreme Court
SCWC-XX-XXXXXXX
12-NOV-2019
08:25 AM
IN THE SUPREME COURT OF THE STATE OF HAWAI I
---o0o---
STATE OF HAWAI I
Respondent/Plaintiff-Appellee,
vs.
KEITH KAUHANE,
Petitioner/Defendant-Appellant.
SCWC-XX-XXXXXXX
CERTIORARI TO THE INTERMEDIATE COURT OF APPEALS
(CAAP-XX-XXXXXXX; CR. NO. 15-1-0808(4))
NOVEMBER 12, 2019
RECKTENWALD, C.J., NAKAYAMA, McKENNA, POLLACK, AND WILSON, JJ.
OPINION OF THE COURT BY RECKTENWALD, C.J.
In 2016, Keith Kauhane was convicted of Obstructing
after participating in a demonstration against the construction
of the Daniel K. Inouye Solar Telescope (DKIST) on the summit of
HaleakalÄ.
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The Intermediate Court of Appeals (ICA) vacated the
conviction based on an error in the jury instructions, and
remanded for a new trial. See State v. Kauhane, 144 Hawai i 109,
112, 436 P.3d 1192, 1195 (App. 2018). Nevertheless, on
certiorari, Kauhane asks this court to further determine: (1)
whether the ICA erred in determining that the Stateâs complaint
was sufficient, despite its failure to define the statutory term
âobstructsâ; and (2) whether the ICA erred in its analysis of a
âgolden ruleâ objection made by the State during Kauhaneâs
closing argument.
We hold that the complaint was defective. By failing
to include the statutory definition of âobstructs,â the complaint
omitted an essential element of the offense of Obstructing and
did not apprise Kauhane of what he was required to defend
against. Even under the âliberal constructionâ standard
applicable to charges challenged for the first time on appeal,
the complaint cannot within reason be construed to charge a
crime. State v. Motta, 66 Haw. 89,657 P.2d 1019
(1983); State v. Wells, 78 Hawai i 373,894 P.2d 70
(1995).
Additionally, although the ICA correctly concluded that
defense counsel did not make an improper âgolden ruleâ argument,
we disagree with the ICAâs conclusion that the argument was
otherwise improper because it misstated the law.
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Accordingly, we vacate the ICAâs judgment, and remand
to the Circuit Court of the Second Circuit (circuit court) with
instructions to dismiss the Obstructing charge without prejudice.
I. BACKGROUND
On August 20, 2015, the Maui Police Departmentâs
Specialized Emergency Enforcement Detail (SPEED) team, led by
Captain Clyde Holokai (Captain Holokai), was assigned to
accompany construction vehicles and equipment from the Central
Maui Baseyard in Kahului to the DKIST construction site at the
summit of HaleakalÄ.
On Crater Road, the convoy encountered fifteen to
twenty protestors blocking the roadway, standing shoulder to
shoulder. When those protestors eventually cleared, seven more
protestors were revealed, sitting in the middle of the roadway,
chanting and praying. These seven protestors, including Kauhane,
were arrested.
A. Circuit Court Proceedings
1. The Complaint
After his arrest, the State charged Kauhane with: (1)
Failure to Disperse, in violation of Hawai i Revised Statutes
(HRS) § 711-1102 (2014); (2) Obstructing, in violation of HRS
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§ 711-1105(1)(a) (2014);1 and (3) Disorderly Conduct, in
violation of HRS § 711-1101(1)(d) (2014). The complaint set
forth the Obstructing charge as follows:
Count II: [Obstructing]
That on or about the 20th day of August, 2015, in the
County of Maui, State of Hawai i, KEITH KAUHANE,
whether alone or with others and having no legal
privilege to do so, did knowingly or recklessly
persist to obstruct any highway or public passage,
after a warning by a law enforcement officer to move
to prevent or to cease such obstruction, thereby
committing the offense of Obstructing in violation of
Section 711-1105(1)(a) of the [HRS].
(Emphasis added).
Notably, the charge did not define âobstructs,â which
is defined in HRS § 711-1100 (Supp. 2015) as ârenders impassable
without unreasonable inconvenience or hazard.â
2. Evidence
At trial,2 the State called four witnesses to describe
the protest scene. Captain Holokai explained that it was âvery
dimâ when the convoy encountered the line of standing protestors,
and that the road was âvery steep and narrow.â Captain Holokai
further testified that as he approached the line of protestors
with the SPEED team, he and the other officers ârepeatedly
ordered [the protestors] to get off the roadway.â
1
HRS § 711-1101(1)(a) (Obstructing) provides: â[a] person commits
the offense of obstructing if, whether alone or with others and having no
legal privilege to do so, the person knowingly or recklessly . . . [o]bstructs
any highway or public passage[.]â (Emphasis added).
2
The Honorable Richard T. Bissen, Jr. presided.
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Captain Holokai testified that he first encountered
Kauhane as the line of standing protestors dispersed. Because of
Kauhaneâs position in the middle of the road, and the positions
of the other sitting protestors, Captain Holokai explained that
the convoy could not have continued past them. Captain Holokai
testified that the SPEED team had to âphysically pryâ the sitting
protestors apart, and that even after being handcuffed, âthey
wouldnât walk.â As such, he explained, each of the seven
protestors had to be removed from the roadway by stretcher.
On cross-examination, Captain Holokai explained that it
took about five minutes to remove Kauhane from the roadway.
Although Captain Holokai admitted that he did not specifically
warn Kauhane that he would be arrested if he did not move to the
side of the road, Captain Holokai explained that he had given
this warning multiple times to the protestors standing in front
of Kauhane.
Sergeant Russell Kapahulehua (Sergeant Kapahulehua)
confirmed the events described by Captain Holokai and stated that
the protestors had created a âdangerous situation.â Sergeant
Kapahulehua testified that although Captain Holokai might not
have specifically warned Kauhane that he could be arrested, he
recalled that Captain Holokaiâs general warnings to the group of
protestors were announced âvery loudlyâ and that the standing and
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sitting protestors âwere all pretty close together.â
Rex Hunter (Hunter), the DKISTâs project manager, as
well as Ervin Pigao (Pigao), an employee with the Stateâs
Department of Transportation (Department), also testified for the
State. Hunter, who had accompanied the convoy, testified that
the materials being transported were âextraordinarily wide,â and
that were the materials to fall, they âcould kill someone.â He
further testified that the convoy had to stop multiple times
because of protestors as it made its way to the summit. Pigao,
who did not accompany the convoy, added that he had checked the
Departmentâs records, and could confirm that the Department had
not issued any licenses or permits to block the roadway.
The defense first called Professor Hokulani Holt-
Padilla (Professor Holt-Padilla) to testify as an expert in the
field of Hawaiian custom, culture, history, and religion.
Professor Holt-Padilla explained that HaleakalÄ was one of the
âmost significant cultural and religious sites on Mauiâ for
Native Hawaiians. Construction of the DKIST, she explained, was
not just a âdesecrationâ and an âaffrontâ to the Hawaiian
culture, but would also affect many Native Hawaiians
âemotionally, spiritually, and physically.â
Kauhane then testified that DKISTâs construction had
caused him âserious emotional harm,â and that as long as the
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telescope continued to be built, he and other Hawaiians would be
harmed. Kauhane thus testified that he went to Crater Road to
pray and to protest the mountainâs desecration. He acknowledged
that by going to Crater Road, he had also meant to stop the
transport of the DKISTâs materials, and that while praying, he
was âobstructingâ the middle of the road. Despite this, Kauhane
denied hearing the SPEED teamâs warnings that he would be
arrested if he failed to move.
3. Jury Instructions
At the close of evidence, the following instructions,
which were agreed upon by both parties, were read to the jury
with regard to the offense of Obstructing:
Instruction 17
In Count Two of the Complaint, the Defendant, KEITH
KAUHANE, is charged with the offense of Obstructing.
A person commits the offense of Obstructing if,
whether alone or with others and having no legal
privilege to do so, the person knowingly or recklessly
persists to obstruct any highway or public passage,
after a warning by a law enforcement officer to move
to prevent or to cease such obstruction. There are
three material elements of the offense of Obstructing,
each of which the prosecution must prove beyond a
reasonable doubt. These three elements are:
[(1)] [T]hat on or about August 20, 2015, in the
County of Maui, State of Hawai i, the
Defendant, whether alone or with others
and having no legal privilege to do so,
obstructed any highway or public passage;
[(2)] [T]hat the Defendant persisted to obstruct
any highway or public passage, after a
warning by a law enforcement officer to
move to prevent or to cease such
obstruction; and
[(3)] [T]hat the Defendant did so knowingly or
recklessly as to the above elements.
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. . . .
Instruction 26
âObstructsâ means ârenders impassable without
unreasonable inconvenience or hazard.â
The jury was also given an instruction on the choice-
of-evils defense:3
Instruction 30
It is a defense to the offense charged that the
defendantâs conduct was legally justified. The law
recognizes the âchoice of evilsâ defense, also
referred to as the ânecessityâ defense.
The âchoice of evilsâ defense justifies the
defendantâs conduct if the defendant reasonably
believes such conduct is necessary to avoid an
imminent harm or evil to himself or another person.
The conduct is justifiable if the harm or evil sought
to be avoided by such conduct is greater than that
sought to be prevented by the law defining the offense
charged.
If the prosecution has not proved beyond a reasonable
doubt that the defendantâs conduct was not legally
justified by the âchoice of evilsâ defense, then you
must find the defendant not guilty of each of the
offenses. If the prosecution has done so, then you
must find that the âchoice of evilsâ defense does not
apply.
If you find that the defendant was reckless or
negligent in bringing about the situation requiring a
3
The choice-of-evils defense is codified in HRS § 703-302 (2014),
and in relevant part, provides the following:
(1) Conduct which the actor believes to be necessary to avoid an
imminent harm or evil to the actor or to another is justifiable
provided that:
(a) The harm or evil sought to be avoided by such conduct is
greater than that sought to be prevented by the law defining
the offense charged;
(b) Neither the Code nor other law defining the offense provides
exceptions or defenses dealing with the specific situation
involved; and
(c) A legislative purpose to exclude the justification claimed
does not otherwise plainly appear.
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choice of harms or evils or in appraising the
necessity of his conduct, the justification afforded
by this defense is unavailable as a defense to the
offense of Obstructing.
4. Closing Arguments
The State emphasized that the âlaws of Hawai i
[existed] for a reasonâ and that they needed to be followed in
order to protect the community. Acknowledging that HaleakalÄ was
undoubtedly a sacred place to many, and that all individuals had
the rights to protest, pray, and exercise their religions, the
State urged the jury to find Kauhane guilty as charged because
Kauhane, unlike many of the other protestors on Crater Road, had
chosen to break the law.
In response, drawing upon Professor Holt-Padillaâs
testimony about Native Hawaiian beliefs and Kauhaneâs testimony
about his belief of harm, the defense urged the jury to find that
the choice-of-evils defense applied, and that Kauhane stayed in
the middle of the road, despite it being unlawful to do so, to
avert an even greater harm to himself and other Native Hawaiians.
The defense argued:
[W]eigh it out. Whatâs the harm versus what is he
being imminently harmed with? Whatâs the difference?
Youâve got to weigh it out, and you as jurors, I hope,
will weigh in favor of my client and find that he
believed that there was going to be imminent harm.
You know, we all experience . . . pain in various
ways. We all experience mental pain and grief and
anxiety in various ways. Pain, grief, and anxiety,
that equals harm. Itâs the same thing. And again,
the only way that you can really judge as jurors the
vastness of the harm, the grief, the pain, the anxiety
is to walk in Kaleiâs [Kauhaneâs] shoes.
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(Emphasis added).
The State objected on the basis of the âgolden rule,â
which the circuit court sustained. The defense then rephrased
its argument, omitting any reference to âwalking in [Kauhaneâs]
shoes,â as follows:
In light of Jury Instruction Number 30 [explaining the
choice-of-evils defense], Iâm asking that you find
that my client was justified to be on the mountain at
that point in time because he believed he was going to
be suffering imminent harm from the desecration and
the continuing desecration of HaleakalÄ.
5. Conviction and Sentence
The jury acquitted Kauhane of the Failure to Disperse
and Disorderly Conduct charges, but found him guilty of
Obstructing. The circuit court then sentenced Kauhane to one day
in jail with credit for time served, six months of probation, and
various fines and fees.
B. ICA Proceedings
On appeal, Kauhane argued: (1) that the circuit court
erred by failing to instruct the jury on the mitigating defense
to the Obstructing charge, which would have reduced his
conviction from a petty misdemeanor to a violation; 4 (2) that the
4
HRS § 711-1105(5) provides that âObstructing is a petty
misdemeanor if the person persists in the conduct specified in subsection (1)
after a warning by a law enforcement officer; otherwise it is a violation.â
Kauhane argued that the jury should have been instructed on this mitigating
defense, because there was evidence adduced at trial that Kauhane did not hear
a warning by a law enforcement officer to remove himself from the road.
Because the ICA agreed with Kauhane and granted a new trial on that basis,
this opinion does not discuss the partiesâ arguments on that issue.
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Stateâs complaint was defective because it failed to include the
statutory definition of âobstructsâ; and (3) that the circuit
court erroneously sustained the Stateâs âgolden ruleâ objection,
which precluded him from accurately presenting the requirements
of the choice-of-evils defense to the jury. 5
Kauhane first explained that under HRS § 711-1100,
âobstructsâ meant to ârender[] impassable without unreasonable
inconvenience or hazard.â By omitting that definition from the
complaint, Kauhane alleged that the State had not afforded him
sufficient notice of what he was required to defend against and
had violated his right to due process. Had he known the
definition of âobstructs,â he argued, he could have âadduced
evidence . . . that his conduct did not present a hazardous
situation[,]â or âcould have developed a defense that his
conduct[,] at worst[,] created a reasonable inconvenience, given
. . . his rights to peaceably assemble and protest [] official
government action.â In light of these arguments, Kauhane asked
for the ICA to dismiss the Stateâs complaint without prejudice.
Kauhane also alleged that by sustaining the Stateâs
âgolden ruleâ objection, the circuit court prevented him from
properly explaining to the jury in his closing argument that it
5
On appeal, Kauhane also argued that insufficient evidence
supported his conviction. The ICA rejected this argument. Because Kauhane
does not challenge the sufficiency of the evidence on certiorari, we do not
address the issue further.
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could contemplate Kauhaneâs choice-of-evils defense by âwalking
in [his] shoes.â Thus, in the alternative, he requested a new
trial on that basis.
The State agreed with Kauhane that: (1) the circuit
court had erred by failing to instruct the jury on Obstructingâs
mitigating defense; (2) the complaint was defective; and (3) the
circuit court had erred by sustaining the âgolden ruleâ
objection.
Despite its concession with respect to the complaintâs
deficiency, however, the State noted that because Kauhane did not
object to the charge until his appeal, the Motta/Wells rule
applied.6 Under this post-conviction âliberal construction
rule,â the State contended that Kauhane could not show (1) that
the charge was âso obviously defective that by no reasonable
construction [could] it be said to charge the offense for which
the conviction was hadâ; or (2) that he was substantially
prejudiced. The State thus contended that Kauhaneâs conviction
could not be vacated on this ground.
In its published opinion, the ICA vacated the circuit
courtâs judgment and remanded the case for a new trial, based on
6
The Motta/Wells rule derives from State v. Motta, 66 Haw. 89,657 P.2d 1019
(1983), and State v. Wells, 78 Hawai i 373,894 P.2d 70
(1995). In
Motta, this court adopted a âliberal construction standard for post-conviction
challenges to indictments,â while in Wells, we limited this standard to
judicial review of charges challenged for the first time on appeal.
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its conclusion that the court had erred by failing to instruct
the jury on the mitigating defense to Obstructing. 7 Kauhane, 144
Hawai i at 112, 114-16, 436 P.3d at 1195, 1197-99. The ICA rejected Kauhaneâs argument that the Stateâs complaint was defective, however, and found that although the circuit court had erred in sustaining the Stateâs âgolden ruleâ objection, such error was harmless. Id. at 113-14, 120-22,436 P.3d at 1196-98, 1203-05
.
To determine the sufficiency of the complaint, which,
as the State pointed out, was challenged for the first time on
appeal, the ICA indicated that it was applying the Motta/Wells
rule. Id. at 113, 436 P.3d at 1196. Accordingly, it explained
that it would only vacate Kauhaneâs conviction based on the
sufficiency of the charge if he could show: (1) that the
complaint could not within reason be construed to charge a crime;
7
The ICA held that the circuit courtâs failure to instruct the jury
on the mitigating defense to Obstructing was plain error. Kauhane, 144
Hawai i at 114, 436 P.3d at 1197. The ICA explained that under HRS § 711-
1105(5), Obstructing could be either a petty misdemeanor or a violation,
dependent on whether the individual persisted in blocking a highway or public
passage after a warning by a law enforcement officer. Id.
Here, the ICA concluded, there was some evidence that Kauhane may
not have received a warning to clear the roadway, and that therefore, his
offense could have qualified as a violation. Id. at 116, 436 P.3d at 1199. The ICA noted that Captain Holokai did not recall giving Kauhane an individual warning, that Sergeant Kapahulehua only recalled Captain Holokai speaking âvery loudlyâ to the general group, and that Kauhane had testified that he did not hear any warning.Id.
The ICA thus concluded that, because evidence existed in the
record to support Kauhaneâs contention that he may not have been warned to
move, the circuit court had erred by failing to provide instructions to the
jury on this mitigating defense. Id.
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or (2) that he was prejudiced. Id.
The ICA found that the complaint adequately charged the
offense of Obstructing and that the complaint was sufficient as a
matter of law. Id. at 113-14, 436 P.3d at 1196-97. Specifically, the ICA determined that the statutory definition of âobstructsâ within the Obstructing statute comported with its common definition, and that the use of the term without its statutory definition would still be âreadily comprehensible to persons of common understanding.âId.
Further, the ICA explained that Kauhane failed to show
that he was prejudiced by the complaint. Id. at 114, 436 P.3d at
1197. Noting that the parties had agreed upon jury instructions that included the statutory definition of âobstructs,â the ICA rejected Kauhaneâs contentions that he neither had adequate notice of the Stateâs burden of proof nor the elements of the crime.Id.
And, although the ICA agreed with Kauhane that the
circuit court erred by sustaining the Stateâs âgolden ruleâ
objection, it concluded that this error was harmless. Id. at
122, 436 P.3d at 1203. Specifically, the ICA explained, Kauhane
was not prejudiced by this error, as the argument he attempted to
make â that the choice-of-evils defense entitled a jury to
consider a defendantâs subjective belief by placing themselves
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âin the [defendantâs] shoesâ â was not proper. Id. at 120-22,
436 P.3d at 1203-05 (citing State v. Maumalanga, 90 Hawai i 58, 63,976 P.2d 372, 377
(1988) (explaining that the choice-of-evils defense assesses a defendantâs belief under a âreasonableâ person standard). Moreover, â[i]n light of Jury Instruction Number 30,â which detailed the defense and included language that the âdefendant reasonably believe[d] such conduct [was] necessary,â the ICA explained that Kauhane was able to properly assert the choice-of-evils defense, despite his claim otherwise. Id. at 122,436 P.3d at 1205
.
C. Supreme Court Proceedings
On certiorari, Kauhane again argues: (1) that the
Stateâs complaint was deficient for failing to include the
statutory definition of âobstructsâ; and (2) that Kauhane was
prejudiced by the circuit courtâs erroneous sustaining of the
Stateâs âgolden ruleâ objection, in light of the arguments he
sought to present to the jury with respect to his choice-of-evils
defense.
II. STANDARD OF REVIEW
âWhether [a charge] sets forth all the essential
elements of [a charged] offense . . . is a question of law[,]
which [this court reviews] under the de novo, or right/wrong,
standard.â State v. Wheeler, 121 Hawai i 383, 390, 219 P.3d
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1170, 1177 (2009) (internal quotation marks omitted) (quoting
State v. Wells, 78 Hawai i 373, 379, 894 P.2d 70, 76 (1995)
(citations omitted)).
III. DISCUSSION
As set forth below, we conclude that the ICA erred by
failing to properly apply the Motta/Wells rule and by holding
that the Stateâs complaint was sufficient. We also conclude that
defense counselâs argument on the choice-of-evils defense was not
improper, and that defense counsel should have been able to ask
the jury to consider Kauhaneâs subjective belief of harm.
A. The Stateâs Complaint Was Insufficient.
1. The ICA Erred by Failing to Apply the Motta/Wells Rule.
As an initial matter, we note that the ICA erred by
misapplying the Motta/Wells rule. When a criminal defendant
challenges the sufficiency of a charge in a timely manner, an
appellate court will uphold that charge if: (1) it contains the
elements of the offense; and (2) it sufficiently apprises the
defendant of what the defendant must be prepared to meet. State
v. Mita, 124 Hawai i 385, 390, 245 P.3d 458, 463(2010); State v. Jendrusch,58 Haw. 279, 283
,567 P.2d 1242, 1245
(1977). In
other words, â[t]he relevant inquiry . . . is whether or not the
charge [has] provided the accused with fair notice of the
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[offenseâs] essential elements.â 8 Mita, 124 Hawai i at 390, 245
P.3d at 463 (citation omitted).
However, when a defendant challenges the sufficiency of
a charge for the first time on appeal, an appellate court will
apply a more liberal standard of review, called the Motta/Wells
rule. See, e.g., State v. Merino, 81 Hawai i 198, 213, 915 P.2d
672, 687(1996) (explaining that the Motta/Wells rule applies to challenges to oral charges, informations, and complaints raised for the first time on appeal). Under the Motta/Wells rule, charges challenged for the first time on appeal are presumed valid. Wheeler, 121 Hawai i at 399-400,219 P.3d at 1186-87
. Accordingly, we will only vacate a defendantâs conviction under this standard if the defendant can show: (1) that the charge cannot reasonably be construed to allege a crime; or (2) that the defendant was prejudiced. Motta,66 Haw. at 91
,657 P.2d at 1020
.
Here, because Kauhane challenged the sufficiency of the
complaint for the first time on appeal, the Motta/Wells rule is
applicable. Although the ICA purported to apply that rule,
8
Although not implicated in this case, we note that in addition to
including all of an offenseâs essential elements, a charge must also include
that offenseâs requisite state of mind. See State v. Gonzalez, 128 Hawai i
314, 288 P.3d 788(2012) (citing State v. Nesmith, 127 Hawai i 48,276 P.3d 617
(2012)). If a charge fails to do so, it will not pass muster under the Motta/Wells rule. See State v. Apollonio, 130 Hawai i 353,311 P.3d 676
(2013).
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however, it appears that the ICA instead analyzed the language of
the charge using the principles applicable to timely challenges.
See Kauhane, 144 Hawai i at 113-14, 436 P.3d at 1196-97 (âWe
conclude that the term âobstructsâ as defined in HRS § 711-1100
comports with its commonly understood definition, and use of that
term in the . . . [c]omplaint is readily comprehensible to
persons of common understanding.â).
As set forth below, we respectfully disagree with that
analysis, and further hold that the charge was deficient even
under the Motta/Wells rule.
2. The Complaint was Defective Under the Standard of
Review for Timely Challenges.
As described above, a charge will only be sufficient
when it âprovide[s] the accused with fair notice of the
[offenseâs] essential elements.â Mita, 124 Hawai i at 390, 245
P.3d at 463(citation omitted). A chargeâs essential elements include conduct, attendant circumstances, and results of conduct. State v. Sprattling, 99 Hawai i 312, 329 n.6,55 P.3d 276
, 293 n.6 (2002) (quoting Merino, 81 Hawai i at 214,915 P.2d at 688
);
HRS § 702-205.
â[W]here [a] statute sets forth with reasonable clarity
all essential elements of the crime intended to be punished, and
fully defines the offense in unmistakable terms readily
comprehensible to persons of common understanding, a charge drawn
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in the language of the statute [will be] sufficient.â State v.
Nesmith, 127 Hawai i 48, 53, 276 P.3d 617, 622(2012) (citing Wheeler, 121 Hawai i at 393,219 P.3d at 1180
). However, â[i]n some cases, [] a charge tracking the language of the statute defining the offense [will] violate[] an accusedâs due process rights.Id.
This is so because although âsome statutes in our
criminal laws so clearly and specifically define the
offense that nothing more is required in a charge than
the adoption of language of the statute, other
statutes fail to sufficiently describe the crime and a
charge couched merely in the language of such a
statute would violate due process.â
Id.(citing State v. Israel, 78 Hawai i 66, 73,890 P.2d 303, 310
(1995) (emphasis added) (internal quotations and brackets
omitted)).
The charge at issue here falls into this latter
category because it failed to allege all of Obstructingâs
essential elements. By doing so, it also failed to apprise
Kauhane of what he was required to defend against.
Under HRS § 711-1105(1)(a), â[a] person commits the
offense of Obstructing if, whether alone or with others and
having no legal privilege to do so, the person knowingly or
recklessly . . . [o]bstructs any highway or public passage[.]â
(Emphasis added). HRS Chapter 711 defines âobstructsâ to mean
ârenders impassable without unreasonable inconvenience or
hazard.â HRS § 711-1100.
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Here, the Stateâs charge tracked the language of the
Obstructing statute, but did not include the statutory definition
of âobstructsâ as provided for in HRS § 711-1100. The State was
required to include this definition, however, because ârender[ing
a highway or public passage] impassable without unreasonable
inconvenience or hazardâ comprised an essential element of the
offense as a result of conduct. See HRS § 711-1100.
Without this element, Kauhane could not have been
sufficiently apprised of what he was required to defend against.
Contrary to the ICA, we do not believe that the statutory meaning
of âobstructsâ comports with its common meaning. For example,
Merriam-Websterâs dictionary defines âobstructsâ as âto block or
close up by an obstacle[;] to hinder from passage, action, or
operation[;] IMPEDE[ or] to cut off from sight,â while Blackâs
Law Dictionary defines âobstructsâ as:
1. To block or stop up (a road, passageway, etc.); to
close up or close off, esp. by obstacle <obstruct the
runway>. 2. To make difficult or impossible; to keep
from happening; hinder <to obstruct the peace
process>. 3. To cut off a line of vision; to shut
out <the new construction obstructs our view of the
road>.
See Obstruct, Merriam-Webster Collegiate Dictionary (11th ed.
2003); see also Obstruct, Blackâs Law Dictionary 1246 (10th ed.
2014).
Under these common definitions, any blockage of passage
is sufficient to constitute obstruction. This is not the case
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under HRS § 711-1100, however, which is more protective of
freedom of speech and assembly and provides that conduct
constitutes obstruction only if it poses âunreasonable
inconvenience or hazard.â (Emphasis added).
This more protective approach is confirmed by HRS
§ 711-1105's commentary, as well as by the commentary on Model
Penal Code (MPC) § 250.7, the model statute from which HRS § 711-
1105 was substantially derived. See State v. Aiwohi, 109 Hawai i
115, 126 n.13, 123 P.3d 1210, 1221 n.13 (2005) (explaining that the MPC as adopted in 1962 was used by the Judicial Council of Hawai i as the guide for the Hawai i Penal Code) (citing State v. Gaylord, 78 Hawai i 127, 140 n.22,890 P.2d 1167
, 1180 n.22
(1995) (citation omitted)).
Specifically, the commentary to HRS § 711-1105 states
that:
Normally, the act of obstructing a public highway
presents a great public inconvenience and serves no
useful purpose. However, where the obstruction is
caused by a crowd listening to a speaker, or even by a
crowd protesting some official action, important goals
are served by leaving the group as free from
restriction as possible.
HRS § 711-1105 cmt.
The commentary on MPC § 250.7 also explains that the
MPCâs definition of âobstructsâ â âto render impassable without
unreasonable hazard or delayâ â played a âcrucial roleâ in
confining the reach of the Obstructing statute âwithin acceptable
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limits.â ALI Model Penal Code and Commentaries Part II, § 250.7,
at 403 (1980) (emphases added). And, it further explains that
the MPC adopted such a âpreciseâ definition of âobstructsâ
because â[n]ot every incidental impact on access to streets and
highwaysâ warranted a ârestriction on speech and assembly.â Id.
(explaining that an individualâs âpresence in an obstructive
gatheringâ was not criminal âso long as . . . the public [could]
go on their way with reasonable safety and convenienceâ). This
definition of âobstructs,â the commentary notes, would therefore
âpreclude[] the suppression of otherwise lawful activity on the
ground of some trivial inconvenience to [a] passerby,â and
furthermore, âgive the widest possible scope to picketing,
protest, and other lawful assembly, consistent with the need to
protect reasonable public access to highways and other public
passages.â Id. at 403-04.
It is thus clear, from examining Hawai iâs Obstructing
statute and its commentary, as well as the commentary of MPC
§ 250.7, that the statutory definition of âobstructsâ does not
reflect the term as commonly understood. Rather, the statutory
definition of âobstructsâ includes a limitation of
âunreasonablenessâ for the specific purpose of protecting freedom
of speech and freedom of association. We do not believe that a
person of common understanding would be aware of this additional
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meaning.
This analysis is confirmed by an examination of State
v. Wheeler, 121 Hawai i 383, 219 P.3d 1170(2009), and State v. Pacquing, 139 Hawai i 302,389 P.3d 897
(2016). In Wheeler, this
court held that a charge for Operating a Vehicle Under the
Influence of an Intoxicant (OVUII) was fatally defective because
it failed to include the statutory definition of âoperates.â 121
Hawai i at 393, 219 P.3d at 1180. Under the statutory
definition, the term âoperatesâ meant to âdrive or assume actual
physical control of a vehicle upon a public way, street, road, or
highway[.]â Id. at 391, 219 P.3d at 1178 (emphasis added). In
contrast, the commonly understood definition of the term meant
âto perform a function or operation, or [to] produce an
effect[,]â regardless of where that took place. Id. at 394, 219
P.3d at 1181 (citing Blackâs Law Dictionary 1091 (6th ed. 1990)).
This court concluded that the statutory definition of
âoperates,â which included the attendant circumstance of
location, did ânot comport with its commonly understood
definition,â was ânot readily comprehensible to persons of common
understanding,â and did not provide the defendant with adequate
notice of what he was required to defend against. Id.
Accordingly, we held that an OVUII charge would not be sufficient
unless it alleged that the offense had occurred on a public
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roadway. Id. at 396, 219 P.3d at 1183.
This court came to a similar conclusion in Pacquing,
holding that any charge for the unauthorized possession of
confidential personal information (UPCPI) would have to include
the statutory definition of âconfidential personal informationâ
in order to be sufficient. 139 Hawai i 302, 308, 389 P.3d 897,
903(2016). As provided by statute, the term âconfidential personal informationâ meant âinformation in which an individual [had] a significant privacy interest, including but not limited to a driverâs license number, a social security number, an identifying number of a depository account, a bank account number, [or] a password[.]âId.
This definition, we concluded, did not comport with its common meaning of âsecret or private knowledge belonging or relating to a particular person or designed for use by that person.âId.
Because the phrase ââconfidential personal informationâ [did] not convey the extent or limits of the statutory definition[,]â we held that the UPCPI charge did not âsufficiently appriseâ the defendant of what he was required to defend against.Id.
Here, as in Wheeler and Pacquing, the Stateâs charge
against Kauhane failed to âconvey the extent or limits of the
statutory definitionâ and failed to apprise Kauhane of what he
was required to defend against. Kauhane would not have
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âobstructedâ Crater Road in violation of HRS § 711-1105 had he
merely blocked it; he only would have âobstructedâ the road for
the purposes of the statute had he blocked it by causing an
unreasonable inconvenience or hazard. Because the State was
required to include the definition of âobstructsâ in its charge
as an essential element of the offense, and ultimately, prove
beyond a reasonable doubt that Kauhaneâs conduct would have
prevented the convoyâs passage without unreasonable inconvenience
or hazard, the charge was fatally defective and did not provide
Kauhane with adequate notice.
3. The Complaint was Insufficient Under the Motta/Wells
Rule.
As set forth above, although the ICA purported to apply
the Motta/Wells rule, it actually applied the standard of review
for an issue raised at the trial level. We hold, however, that
even under the Motta/Wells rule, the complaint was insufficient
and must be dismissed.
In State v. Sprattling, 99 Hawai i 312, 317, 55 P.3d
276, 281(2002), the defendant argued that an Assault in the Third Degree charge was fatally defective because, by alleging âinjuryâ instead of âbodily injury,â the State failed to include one of the chargeâs essential elements. This court rejected that argument, and instead held that it was sufficient under the Motta/Wells rule.Id. at 321
,55 P.3d at 285
.
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As an initial matter, this court explained that the
charge could still âbe reasonably construed to charge assault in
the third degree.â Id. at 320,55 P.3d at 284
. Although the charge failed to include the word âbodily,â we concluded that this omission was not a fatal defect because the term âbodilyâ merely served as a modifier to the word âinjury,â and did not, on its own, constitute an essential element of the offense.Id. at 319
,55 P.3d at 283
. This court also concluded that this omission did not âalter the nature and cause of the accusation such that a person of common understanding would fail to comprehend it.âId.
Even without the term âbodily,â a defendant could still comprehend the charge to include âbodily injuryâ because âbodily injuryâ was inherent in the common definition of âassault.â9Id.
For this reason, and because the defendant did
not allege that he was prejudiced, this court held that the
Stateâs charge passed muster under the Motta/Wells rule.
In contrast to the Stateâs charge in Sprattling, which
imperfectly stated an element of the offense, here, the Stateâs
failure to include the statutory definition of âobstructsâ
amounted to an omission of an entire element of the offense.
9
Specifically, we held that â[t]he word âassaultâ by definition
implie[d] bodily injury[, as] it [was] defined as âany intentional display of
force such as would give the victim reason to fear or expect bodily harm[.]â
Sprattling, 99 Hawai i at 319, 55 P.3d at 283 (emphasis and omission in
original) (citing Blackâs Law Dictionary 114-15 (6th ed. 1990)).
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Thus, unlike the charge in Sprattling, the charge here cannot
reasonably be construed to charge an offense because the common
definition of âobstructsâ did not comport with its statutory
definition. As a result, even under the more liberal Motta/Wells
rule, the charge was insufficient, and accordingly, must be
dismissed. See Wheeler, 121 Hawai i at 386, 400, 219 P.3d at
1173, 1187 (affirming the ICAâs judgment, which vacated and
remanded the case with instructions to dismiss without prejudice,
because the charge was deficient). 10
B. The Stateâs âGolden Ruleâ Objection Was Incorrect.
In addition to challenging the sufficiency of the
complaint, Kauhane also argued to the ICA that the circuit court
erred by sustaining the Stateâs âgolden ruleâ objection during
his closing argument, which precluded him from informing the
jurors that they could consider Kauhaneâs belief, for the
purposes of the choice-of-evils defense, by âwalking in his
shoes.â Although the ICA agreed with Kauhane that the argument
was not improper under the âgolden rule,â it further held that it
was improper because it misstated the law on the choice-of-evils
defense.
10
In light of our determination, we do not address whether Kauhane
was prejudiced.
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1. The âGolden Ruleâ Argument Did Not Apply.
As the ICA concluded, the circuit court incorrectly
sustained the Stateâs objection. Under a typical âgolden ruleâ
argument, âa lawyer asks the jurors to reach a verdict by
imagining themselves or someone they care about in the place of
the injured plaintiff or crime victim.â Golden-rule argument,
Blackâs Law Dictionary 807 (10th ed. 2014). These arguments are
widely condemned in both civil and criminal cases because they
âask the jurors to become advocates for the plaintiff or victim
and to ignore their obligation to exercise calm and reasonable
judgment[.]â Kauhane, 144 Hawai i at 121, 436 P.3d at 1204(citing Ditto v. McCurdy, 86 Hawai i 93, 127,947 P.2d 961, 995
(App. 1997) (citation omitted), affâd in part, revâd on other grounds, 86 Hawai i 84,947 P.2d 952
(1997)). As the ICA noted, unlike a typical âgolden ruleâ argument, the defenseâs argument in the instant case did not attempt to inflame the passions of the jury.Id.
Furthermore, the âgolden ruleâ argument did not apply because Kauhane, who asked the jury to âwalk in [his] shoesâ for the purposes of the choice-of-evils defense, was a defendant, rather than a civil plaintiff or victim. Id. at 122,436 P.3d at 1205
. Accordingly, we agree with the ICA that it was
error for the circuit court to sustain the Stateâs objection when
it was based on that ground.
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2. A Defendantâs Subjective Belief of Harm is Relevant For
the Purposes of the Choice-of-Evils Defense.
Although the ICA correctly concluded that the circuit
court erred in sustaining the Stateâs objection, we disagree with
its analysis of whether that error was harmless. Specifically,
the ICA concluded that defense counselâs statement to the jury â
that âthe only way to judge the vastness of the harm to Kauhane
was to walk in [his] shoesâ â was improper for the purposes of
the choice-of-evils defense because it failed to incorporate a
reasonable person standard.11 Kauhane, 144 Hawai i at 122, 436
P.3d at 1205(citing Maumalanga, 90 Hawai i at 58,976 P.2d at 372
).
Thus, it appears the ICA was suggesting that defense
counsel was misstating the law by not referring to the
reasonableness of Kauhaneâs belief. However, although Kauhaneâs
belief had to be objectively reasonable, it was also necessary
that Kauhane, in fact, subjectively held such a belief. Thus, it
11
In Maumalanga, 90 Hawai i at 58, 976 P.2d at 372, this court held that âall of the elements of the choice of evils defense [were] contained within the express language of HRS § 703-302[,]â and further, that any âcommon law formulations . . . [were] superseded by the adoption of the Hawai i Penal Code.â See id.; see also State v. Friedman, 93 Hawai i 63, 71,996 P.2d 268, 276
(2000). This court based its ruling on the concurring and dissenting opinion of then-Judge Acoba, who acknowledged in the ICA that â[t]he term âbelievesâ in HRS § 703-302 meant âreasonably believes[,]ââ and further, that âthis definition [of belief] . . . was intended by the legislature to incorporate a âreasonable [person] standard.ââ See State v. Maumalanga, 90 Hawai i 96, 112 n.3,976 P.2d 410
, 426 n.3 (App. 1998); HRS § 703-300 (âIn
this chapter, unless a different meaning is plainly required: âBelievesâ means
reasonably believesâ); HRS § 703-302 supp. cmt. (explaining that the
legislature adopted a reasonable person standard for the choice-of-evils
defense).
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was proper for Kauhaneâs counsel to address Kauhaneâs subjective
belief in his closing argument. Moreover, we do not interpret
Kauhaneâs argument as suggesting that the jury improperly
disregard the requirement that the belief be reasonable. Thus,
the ICA incorrectly concluded that defense counselâs argument was
improper.
IV. CONCLUSION
For the reasons set forth above, we vacate the ICAâs
January 2, 2019 Judgment on Appeal and the circuit courtâs
September 9, 2016 Judgment of Conviction and Probation, and
remand the case to the circuit court with instructions to dismiss
without prejudice.
Hayden Aluli /s/ Mark E. Recktenwald
for petitioner
/s/ Paula A. Nakayama
Gerald K. Enriques
(Richard K. Minatoya /s/ Sabrina S. McKenna
on the brief)
for respondent /s/ Richard W. Pollack
/s/ Michael D. Wilson
30