State v. Monteil.
STATE of Hawai'i, Respondent/Plaintiff-Appellee, v. Jacques Raymond MONTEIL, Petitioner/Defendant-Appellant
Attorneys
Peter Van Name Esser, Honolulu, and Robert D.S. Kim, Kealakekua, for petitioner., Mitchell D. Roth and Jason R. Kwiat, for respondent.
Full Opinion (html_with_citations)
Opinion of the Court by
I. Introduction
Defendant was convicted by the District Court for the Third Circuit (district court) of committing the offense of prostitution in violation of Hawai'i Revised Statutes (HRS) § 712-1200(1) (1993, Supp.2013). Defendant appealed the conviction to the Intermediate Court of Appeals (ICA), arguing there was insufficient evidence to sustain the conviction. The ICA affirmed the conviction. Defendant filed an application for writ of certiorari in which he argued the ICA erred by finding sufficient evidence to prove the commission of a prostitution offense. We affirm the judgment on appeal of the ICA, and clarify the prior-to-trial advisement required by State v. Lewis, 94 Hawai'i 292, 297, 12 P.3d 1233, 1238 (2000).
II. Background
On August 3, 2011, James Raymond Mon-teil was charged by complaint in the district court with the offense of prostitution, in violation of HRS Section 712-1200CL). 1 Monteil pleaded not guilty to the charge, and trial was scheduled before the district court on January 10, 2012.
A. Prior-to-Trial Tachibana Advisory
At the commencement of Monteilâs bench trial, 2 the judge conducted the following colloquy to inform Monteil of his right to testify and the right not to testify;
THE COURT; All right. Mr. Monteil, let me inform you: You have the right to *363 remain silent and the right against self-incrimination. No one can force you to testify in this matter. Do you understand?
MR. MONTEIL: Yes, your Honor.
THE COURT: You donât have to present any evidence whatsoever. Itâs up to the State to prove this case beyond a reasonable doubt. Do you understand?
MR. MONTEIL: Yes, sir.
THE COURT: Do you understand that if you wish to testify, the Court will allow you to do so; and if you do wish to testify, your testimony will be taken under oath and subject to penalties of perjury, the prosecutor can cross-examine you, and the Court can consider your testimony in deciding if you are guilty or not guilty?
MR. MONTEIL: Yes, your Honor.
THE COURT: You can wait until after the State has completed its evidence in order to decide if you wish to testify, and you can talk to your attorney before you decide. All right?
MR. MONTEIL: Yes, your Honor.
THE COURT: All right. Call your first witness.
Notably, the court did not inform Monteil that if he did not testify, his silence could not be used against him in deciding the ease.
B. Trial
At the conclusion of the courtâs colloquy, the State called its first witness, Honolulu Police Department (HPD) Sergeant Chad Taniyama (Sgt. Taniyama). Sgt. Taniyama testified that his duties as a detective included organizing prostitution sting operations and that he had conducted approximately ten such operations with the HPD. Some operations involved setting up email accounts and placing advertisements in the escort section of web sites such as âBackpageâ or âCraig-slist.â
Sgt. Taniyama testified he was the lead investigator in such an operation on July 18, 2011. He placed an advertisement in the escort section of âbackpage.comâ on July 16, 2011, entitled, âExOtIC BeAuTy AwAiTs You ToDaY.â The advertisement read as follows:
Hey fellas my name is SiN.
I am here for a short visit, take advantage while you can. Iâm proof that amazing beauty comes in small packages. Iâm 5' with race ear curves and eager to make your dreams come true. Your imagination is our only limit. 100% REAL!! I guarantee you wonât want to say goodbye.
420 Friendly.
Send me a message at sinsplayground@ gmail.com to set up an appointment.
Sgt. Taniyama testified he received email messages from several individuals in response to the advertisement, including messages from Monteil on July 16 and July 18, 2011. 3 Monteilâs email conversation with Sgt. Taniyama on July 16, 2011, reads, in relevant part, as follows:
MONTEIL: r u on big island?
SGT. TANIYAMA (posing as âSiNâ): Hey babe, i am not on the Big Island right now. i will b in kona on Monday, i would love to meet, lmk if we can hook up.
MONTEIL: grat, what time u be i kona? lmk will like to meet u
SiN: ill b in kona in the afternoon, i shold b ready 2 go by 6 or so. if you would like to book now i can pencil u in. my book fills up pretty quickly, lmk if we can meet and what kind of party u want.
MONTEIL: so then i be # 1 in kona ... where you staying? catch a drink first is better if u ok with that
SiN: like I said hun my book fills upfast. my first party is taken, book now or miss the greatest ride on earth, can have a drink at my place if u like, ill be staying in kona town, what kind of party ru lookin for tiger?
MONTEIL: drink at ur place is k. just good funâdo i really need to say on e-mail .... n yes what time do u have open?
SiN: that my screening hun, making sure ur not popo, xoxoxo.
*364 Convince me ur not popo and u can have me 6. xoxoxo.
MONTEIL: not a cop if that is what u r askingâthe ride of my life that is ... r u in any law enforcement group since we are been honest?
convinced enough?
SiN: me?? popo ... hehehe. i have played a naughty cop many times, jus Imk what kind of party u want babe, xoxoxoxo.
MONTEIL: gfe experience for an hour or two
u r so freaking cute too ...
SiN: gfe sounds like fun!! my part for a hour will be $300. I cant wait to get my hands on you. i will let u know where to cum on monday. or send me a message, xoxoxo.
ooooooo!!!!! flattery will get u everywhere, o and i taste as good as i look, xoxoxo
MONTEIL: k ... perfect then, I will email u Monday around noonâhope u can get out of the 5 n i make ur while
[[Image here]]
i specialize in tasting competitionsâuntil theres no more to taste. U r gorgeousâ assume photos in ur ad recent?
SiN: o really?? i would love to put that to the test, my pics r recently done, xoxoxoxo
MONTEIL: u will experience it i gtd itâ but better then if i meet u first at 4pm than 5âwho knows what u be doing in that hourâbut then an hour might not be enough ... I am a great massage therapist so imagine that first and then a full fasting[.]
Two days later, on July 18, 2011, Monteil and Sgt. Taniyama continued the email conversation in which they agreed to meet later that day:
MONTEIL: Hi thereâstill on at 6? looking forward to meeting u. where u stayin at?
SiN: yes we r sweets, i cant wait to get my hands on u. cu at 6. xoxoxo
[[Image here]]
ok babe im in and ready!! u can cum early if u like. Imk, so I can give u the hotel.
MONTEIL: K, just like u I have to be safe so need u to answer a simple question. Are u associated with any law enforcement? Yes or no?
SiN: No hun. Iâm not popo. But I know how u feel, need to b careful, xoxoxo.
Love Sin.
MONTEIL: K, where r u at?
SiN: Iâm at the kona reef, u know it? ...
Love Sin
MONTEIL: Alii drive right?
SiN: Yes hun. Love Sin
MONTEIL: Room number
SiN: F13 ... Love Sin
Sgt. Taniyama testified that Monteil arrived at Kona Reef Condominiums (Kona Reef) room P-13 at 6:00 p.m. on July 18, 2011. When Monteil arrived at the room, he knocked on the door, and Officer Sharon Yoon (Officer Yoon), who was assigned by Sgt. Taniyama to dress âas a prostitute,â answered, âWho is it?â A voice replied, âItâs me.â Officer Yoon opened the door and let Monteil into the unit. Officer Yoon informed Monteil that she was âgonna get readyâ and left the room. At that juncture, âthe vice officers came into the room from a separate room in the unit and placed [Monteil] under arrest.â Sgt. Taniyama testified he conducted a search incident to the arrest and recovered $300.00 in cash from Monteilâs person.
Sgt. Taniyama testified Monteil had agreed to receive âGFEâ in exchange for $300. The Officer defined the term âGFEâ as âgirlfriend experienceâ and explained that âGFEâ meant unprotected sex.
THE STATE: And what is a âGFEâ?
SGT. TANIYAMA: Thatâs an internet escort term for a âgirlfriend experience.â
THE STATE: And what does âgirlfriend experienceâ mean?
SGT. TANIYAMA: As it relates to escorts, âgirlfriend experienceâ would mean that the john would like to be treated as if he was dealing with his girlfriend with the escort. As it relates to sexual intercourse, it would mean sexual intercourse without any contraceptives.
THE STATE: And is that what the defendant requested?
SGT. TANIYAMA: Yes, a GFE.
[[Image here]]
*365 THE STATE: And just to clarify: Going back to the term âGFE,â that means âgirlfriend experience.â With regard specifically to sexual conductâIâm sorry, whatâ how would you describe what a âgirlfriend experienceâ is?
[[Image here]]
SGT. TANIYAMA: Vaginal intercourse or anal intercourse or any intercourse without contraceptives.
THE STATE: So without the use of a condom, for example?
SGT. TANIYAMA: Correct.
THE STATE: Okay. No further questions, your Honor.
On cross-examination, Sgt. Taniyama acknowledged the email exchange did not expressly mention sexual conduct. Sgt. Tani-yama also acknowledged that from the time Monteil arrived at the Kona Reef until the time he was arrested, Monteil did not make any indication that he came to the room to have sex.
At the conclusion of the Stateâs case, the judge inquired if there were any witnesses for the defense. The defense counsel responded, âYes, your Honor. Weâre gonna have Mr. Monteil take the stand.... So if youâd like to question him.â The judge replied, âI think I already did that.â
Monteil then took the stand and testified that in the email communications prior to his arrest, all he asked was if he could âmeet somebody and have dinner or a drink,â and he maintained that âGFEâ had no sexual connotations that he knew of. Monteil stated as a realtor, he âuse[d] âGFEâ as âgood faith estimateâ all the timeâ and that he did not âknow what the intent of âGFEâ [was] in [the] prostitute world.â Monteil acknowledged his email interaction with âSiNâ was not a âreal estate transaction,â but he asserted that when he used the term âGFEâ he meant âgood fun everywhere experience,â âwhich [was] a very common term in any hotel industry.â He added that âhaving good fun everywhere [could mean] go and have dinner and have [ ] drinks,â and he maintained that his purpose for going to the Kona Reef was to take someone to dinner. However, on cross-examination, Monteil acknowledged he did not mention going to dinner with SiN in his emails, but rather requested a âGFE experience for an hour or two.â
With respect to his email communication with âSiNâ about police, Monteil stated he thought it was âvery strange that [he] was being asked if [he] was popo,â and he maintained he âdidnât know what âpopoâ was.â When asked about his comment in the email correspondence about âtastings,â Monteil testified he was âa food and beverage directorâ and the âconversation ha[d] nothing to lead to any sex or anything.â Monteil additionally testified he had $400 on his person at the time of his arrest rather than the $300 the police testified to recovering from him. At the conclusion of Monteilâs testimony, the defense rested.
The Stateâs closing relied on the testimony of Sgt. Taniyama, Officer Yoon, and the cross-examination of Monteil. The defense maintained in its closing that under the prostitution statute the defendantâs state of mind is at issue, not the police officerâs beliefs. For that reason, the defense argued Sgt. Taniyamaâs testimony as to the meaning of the term âGFEâ was not relevant in determining whether Monteil had the intent to engage in sexual conduct with âSiN.â The defense concluded that the evidence presented failed to demonstrate Monteil had the intent to engage in sexual conduct and thus the court should find Monteil not guilty.
The district court indicated âthe critical issueâ was the definition of the term âGFEâ or âGFE experience.â The court found â[t]aken into effect the entirety of [the email exchanges between Monteil and âSiNâ], together with the actions of [Monteil], [Mon-teil] did agree to engage in a girlfriend experience, which, as testified by Sgt. Taniyama, would be treated as if [Monteil], or the customer, were the boyfriend of the female and had sex without contraceptives.â Thus, the State âproved beyond a reasonable doubt that [Monteil] intentionally, knowingly, or recklessly paid or agreed to pay or offered to pay a fee to another to engage in sexual conduct.â
When asked if he wished to make any further statements, Monteil stated, âTour Honor, ... I am a law-abiding officerâlaw- *366 abiding citizen.... There was no intent whatsoever to do that.â
In response to Monteilâs statement, the court explained to Monteil that his testimony was an additional factor it considered in finding him guilty of prostitution:
Part of your testimony led me to believe that you did have [ ] intent. You initially said you didnât have any idea what âGFEâ means and you referred to your real estate experience, but the communication in this e-mail shows that you were the one who suggested the âGFE experience,â .... but when you came onto the witness stand, you said you didnât know what âGFEâ means .... [t]hatâs one factor that I used to decide this case.
The court imposed a $500 fine and a $30 criminal injury fee.
III. Appellate Proceedings
On appeal to the ICA, Monteil argued the district court erred by concluding there was sufficient evidence to support a conviction of prostitution based on the term âGFE.â Mon-teil maintained that in order to establish that â[he] paid, agreed to pay, or offered to pay a fee to another to engage in sexual conduct, the district court would have to find the following, beyond a reasonable doubtâ: (1) â âGFEâ means âGirl Friend Experience[,]â â and (2) âthe term âGirl Friend Experienceâ is defined or means sexual conduct.â Monteil argued there was âcontradictory testimony on the definition of the term âGirl Friend Experienceâ and whether the term in fact means sexual conduct.
Monteil contended Hawai'i cases dealing with prostitution have held that âwhen a term is not statutorily defined, [courts] may resort to legal or other well accepted dictionaries as one way to determine its ordinary meaning.â Monteil pointed out neither Blackâs Law Dictionary nor any other âgenerally regarded dictionariesâ reference the term âGFEâ or âGirl Friend Experience,â and therefore, the âterm âGFEâ [wa]s not commonly understood, or widely accepted to possess a generic meaning.â Monteil further argued, âHawai'i appellate courts have never recognized GFE to mean âGirl Friend Experienceâ â and no Hawai'i case law âdefines a âGirl Friend Experienceâ to mean [] sexual conduct, sexual contact or sex without contraceptives.â 4
Monteil contended Hawaii case law requires the trial court to find a âmeeting of the mindsâ for an âagreement to pay a fee to another to engage in sexual conductâ when slang terms or phrases of uncertain meaning are used. Monteil maintained the âGFEâ acronym was ânot known or used by the general public to the extent that it ha[d] a general recognized meaning in the public,â and therefore, the âacronym, standing by itself[,] [was] insufficient to establish the element and finding of the district court, that [he] paid, agreed to pay, or offered to pay a fee to another to engage in sexual conduct.â Accordingly, Monteil requested the ICA reverse his conviction.
In its Answering Brief, the State asserted it was âwell within the [district] courtâs discretion [to] ... make credibility determinations and draw reasonable inferences from [the] evidence presented.â The State maintained that the evidence supported the courtâs finding that âGFEâ meant âgirlfriend experience,â which constituted sexual conduct, and that Monteil solicited a âGFEâ experience from âSiN.â Therefore, the State contended that the trial courtâs finding Mon-teil guilty of prostitution was not clearly erroneous.
Alternatively, the State argued that even if the district court clearly erred by finding âGFEâ meant âgirlfriend experience,â there was âstill substantial evidence Monteil agreed to pay a fee to engage in sexual conductâ as evidenced by the nature of the online advertisement and the âsexually saturated remarksâ in Monteilâs email exchange with Sgt. Taniyama. The State maintained âthese exchangesâand the reasonable inferences that follow given the contextâ[were] sufficiently credible and probative that the agreement for a GFE concerned âsexual con *367 ductâ as that term is defined under the Ha-wai'i Penal Code.â
The State asserted the district court âreasoned that the exhibits, [Sgt.] Taniyamaâs testimony, and Monteilâs behavior on the standâconsidered in its entiretyâshowed that Monteil agreed to pay a fee in return for sexual conduct.â The State concluded that the evidence presented was of âsufficient quality and probative value to sustain Mon-teilâs conviction even if [Sgt.] Taniyamaâs testimony [was] disregarded.â
A. ICA Summary Disposition Order
In its Summary Disposition Order (SDO), the ICA concluded there was sufficient evidence to support the district courtâs finding that Monteilâs use of the term âGFEâ conveyed his intent to engage in sex for a fee. The ICA noted that it was Monteil who first used the term âGFEâ to describe the âkind of partyâ he wanted in response to Sgt. Taniyamaâs email and who subsequently agreed to pay âfor this experience.â The ICA additionally noted that Sgt. Taniyama testified the term âGFEâ had âa literal meaning of girlfriend experienceâ but âwithin the context of the escort industry was the equivalent of having sex as boyfriend and girlfriend without contraceptives.â
The ICA noted that âeven assuming that there are other meaningsâ for the acronym âGFEâ and âthe meaning testified to by Officer Taniyama has not been recognized by the courts of Hawai'i as Monteil argues, Officer Taniyama testified GFE is understood as referring to unprotected sex in the escort context, and when Monteil used the term in that context, it was to convey that meaning.â The ICA further noted that the âDistrict Court credited Officer Taniyamaâs testimony.â
The ICA found the context of the email exchange supported Sgt. Taniyamaâs testimony. The ICA held â[i]t [was] well-settled that an appellate court will not pass upon issues dependent upon the credibility of witnesses and the weight of the evidenceâ within âthe province of the trier of fact.â The ICA concluded that in considering the evidence in the strongest light for the prosecution, there was substantial evidence as to every material element of the offense charged. Thus, the ICA affirmed the district courtâs judgment of conviction.
B. Application for Writ of Certiorari
In his Application for Writ of Certiorari (Application) to this court, Monteil raises the following point of error:
The ICA committed grave error when it found the State introduced sufficient evidence to find Monteil guilty under the new prostitution statute, because he never agreed or offered to pay another for sexual conduct.
Monteil reiterates his argument that there was insufficient evidence demonstrating he offered to pay another for sexual conduct and that the trial courtâs determination of the meaning of âGFEâ was improper.
Additionally, Monteil argues that, assuming he meant âgirlfriend experienceâ in his email, Sgt. Taniyamaâs definition âas it relates to escortsâ was âconsistent with an offer to pay for ... lawful services provided by escorts, including dates, dancing, dinner, drinks, ... or flirting in an email exchange, all of which fall outside the definition of sexual conduct.â Monteil argues that the ICAâs conclusion that there was sufficient evidence to convict him of prostitution was âclearly wrongâ and that âgirlfriend experience,â as it relates to services performed by an escort, does not involve sexual contact or sexual intercourse.
Monteil asks this court to reverse the ICAâs SDO and the district courtâs judgment of conviction and remand this ease for entry of an acquittal.
In its Response to Monteilâs Application (Response), the State contends Monteil made âmany sexually saturated remarksâ throughout his email exchange with âSiN,â which evidences that âhe wanted to engage in sexual conduct.â The State concludes that these remarks, âand the reasonable inferences that follow, given Monteilâs subsequent actions, are sufficiently credible and probative that the $300 agreement for a âgfe experienceâ was vernacular for sexual conduct.â
*368 In Monteilâs Reply, he argues that â75% of the âsexually saturated remarksâ in the email exchange were made by Sgt. Taniyama, and exchanges about âpopoâ and âtastingâ were initiated by SiN, not Monteil.â Monteil argues the âprohibited conduct must be shown by the defendantâs words, not police suggestions,â and he contends that he did not âemail SiN [in response to the ad] requesting sexual favors.â
IV. STANDARD OF REVIEW
On appeal, the test for sufficiency of the evidence is ânot whether guilt is established beyond a reasonable doubt, but whether there is âsubstantial evidenceâ to support the conclusion of the trier of fact.â State v. Matavale, 115 Hawai'i 149, 157-58, 166 P.3d 322, 330-31 (2007) (quoting State v. Batson, 73 Haw. 236, 248-49, 831 P.2d 924, 931 (1992)). âSubstantial evidenceâ is âcredible evidence which is of sufficient quality and probative value to enable a person of reasonable caution to support a conclusion.â Id. at 158, 166 P.3d at 331 (quoting Batson, 73 Haw. at 248-49, 831 P.2d at 931). When considering the legal sufficiency of evidence to support a conviction, such âevidence adduced in the trial court must be considered in the strongest light for the prosecution.â Matavale, 115 Hawai'i at 157, 166 P.3d at 330.
In a bench trial, âthe trial judge is free to make all reasonable and rational inferences under the facts in evidence, including circumstantial evidence.â Batson, 73 Haw. at 249, 831 P.2d at 931. Further, â[i]t is for the trial judge as fact-finder to assess the credibility of witnesses and to resolve all questions of facts; the judge may accept or reject any witnessâs testimony in whole or in part.â State v. Eastman, 81 Hawai'i 131, 139, 913 P.2d 57, 65 (1996). It is not the role of the appellate court to weigh credibility or resolve conflicting evidence. Id.; State v. Wallace, 80 Hawai'i 382, 418, 910 P.2d 695, 731 (1996).
V. DISCUSSION
A. Sufficiency of the Evidence
A person commits the offense of prostitution if he or she â[p]ays, agrees to pay, or offers to pay a fee to another to engage in sexual conduct.â HRS § 712â1200(1)(b). In this case, the State adduced evidence that Monteil responded to Sgt. Taniyamaâs online advertisement in which the officer portrayed an escort named âSiN.â The email conversations between Monteil and âSiNâ were replete with sexual innuendo, 5 and at several times during the conversation, Monteil expressed concern about whether âSiNâ was involved in law enforcement. 6 Ultimately, Monteil asked âSiNâ for a âGFE experience for an hour or twoâ and offered to pay $300.00 for such experience. After reaching an agreement with âSiNâ to pay $300.00 for âGFE,â Monteil arranged a date, time and location to meet âSiN,â and he followed through with those plans.
Sgt. Taniyama and Monteil both testified as to the meaning of âGFE.â Sgt. Taniyama explained the term âGFEâ was vernacular in the internet escort community for âgirlfriend experience,â which in turn meant to have sex with another without the use of contraceptives. Monteil testified he did not know what âGFEâ meant in the context of prostitution; he asserted that âGFEâ means âgood faith estimateâ in the real estate context and that âGFEEâ means âgood fun everywhere experienceâ in the hotel industry.
*369 In its oral ruling, the district court expressly relied on Sgt. Taniyamaâs testimony in finding âGFEâ constituted sexual conduct; by contrast, the judge noted Monteilâs testimony regarding the term âGFEâ was inconsistent and contradictory. The sexual nature of the email conversation between Monteil and âSiNâ further supports Sgt. Taniyamaâs contention that âGFEâ constitutes sexual conduct.
When viewed in the light most favorable to the State, the totality of the evidenceâincluding the email conversation, Sgt. Taniya-maâs testimony, 7 and Monteilâs subsequent actionsâconstitutes substantial evidence that Monteil contacted âSiNâ to solicit sexual conduct. Thus, the ICA did not err in concluding the evidence adduced at trial was sufficient to sustain Monteilâs conviction for prostitution.
B. Prior-to-Trial Advisement
1.
Hawai'i law has long recognized that a defendant accused of a criminal offense is accorded specific fundamental rights, including the right to be represented by counsel, the right to have guilt proved beyond a reasonable doubt, and, as relevant to this ease, the right to testify and the right not to testify. See Tachibana v. State, 79 Hawai'i 226, 900 P.2d 1293 (1995); see also Lewis, 94 Hawai'i at 295, 12 P.3d at 1236.
A defendantâs âright to testify is guaranteed by the United Statesâ Sixth Amendment guarantee of compulsory process, and Fourteenth Amendment guarantee of due process; the Hawai'i Constitutionâs parallel guarantees under Article I, sections 14, and 5, respectively; and HRS § 801-2 (1993)âs statutory protection of the right to testify, which states, âIn the trial of any person on the charge of any offense, he shall have a right ... to be heard in his defense.â â State v. Pomroy, 132 Hawai'i 85, 91, 319 P.3d 1093, 1099 (2014) (citing Tachibana, 79 Hawai'i at 231-32, 900 P.2d at 1298-99); accord State v. Han, 130 Hawai'i 83, 87, 306 P.3d 128, 132 (2013).
A defendantâs right not to testify is guaranteed by the United Statesâ Fifth Amendment guarantee against compelled testimony and the Hawai'i Constitutionâs parallel guarantee under Article I, section 10. See State v. Silva, 78 Hawai'i 115, 124, 890 P.2d 702, 711 (App.1995), abrogated on other grounds by Tachibana, 79 Hawai'i 226, 900 P.2d 1293; see also Lewis, 94 Hawai'i at 293, 12 P.3d at 1234. As early as 1887, this court held that a defendant should not be prejudiced for exercising the right not to testify and for remaining silent at trial. See The King v. McGiffin, 7 Haw. 104, 114 (Haw. Kingdom 1887) (holding a comment by the prosecution in its summation as to the defendantâs failure to testify was âhighly improper, and contrary to the statuteâ although not prejudicial in the particular case as the court intervened and directed the jury not to take notice). The Hawai'i Legislature later adopted and codified this common law rule when it enacted HRS § 621-15 that provided, in part, â[N]o inference shall be drawn prejudicial to the accused by reason of such neglect or refusal [to testify], nor shall any argument be permitted tending to injure the defense of the accused person on account of such failure to offer himself as a witness.â HRS § 621-15 (1976) (repealed 1980). This provision has evolved over the years and is found today in Hawai'i Rules of Evidence (HRE) Rule 513, which prohibits the court or counsel to comment on, or draw any inference from, a defendantâs exercise of the right not to testify. HRE Rule 513(a) (codified at HRS § 626-1).
Thus, Hawai'i has historically protected both the right to testify and the right not to testify. To ensure that a decision to waive the fundamental right to testify is an intelligent and voluntary act, this court adopted the colloquy approach in which âthe trial judge, as a matter of routine, conducts an [on-the-record] inquiry ... with the defen *370 dant.â Tachibana, 79 Hawai'i at 233, 900 P.2d at 1300.
In Tachibana, this court reviewed a defendantâs claim that his attorney had prevented him from testifying at trial, and thus violated his right to testify. 79 Hawai'i at 230, 900 P.2d at 1297. To protect the right to testify and to limit similar post-conviction challenges, Tachibana required that the trial court conduct an âultimate colloquyâ in cases in which a defendant has not testified prior to the close of the case. 79 Hawai'i at 236, 900 P.2d at 1303. The court is required to advise defendants of their right to testify and must obtain an on-the-record waiver of that right in every case in which the defendant does not testify. Id.
âIn conducting the colloquy, the trial court must be careful not to influence the defendantâs decision whether or not to testify.â Tachibana, 79 Hawai'i at 236 n. 7, 900 P.2d at 1303 n. 7. Accordingly, the courtâs advisory to the defendant must maintain an âeven balanceâ between a defendantâs right to testify and the right not to testify. Lewis, 94 Hawai'i at 295, 12 P.3d at 1236. Particular caution must be afforded to avoid infringing upon the right not to testify, which has been recognized as a âmore fragile rightâ 8 than the right to testify. See id. at 295, 12 P.3d at 1236.
Expressly recognizing the importance of a balanced advisement, Tachibana provides the trial courts with specific guidance for the âultimateâ colloquy to ensure defendants are informed of their right to testify and not to testify, without influencing this decision. As stated by Tachibana, the court should inform the defendant of the following:
[H]e or she has a right to testify, that if he or she wants to testify that no one can prevent him or her from doing so, and that if he or she testifies the prosecution will be allowed to cross-examine him or her. In connection with the privilege against self-incrimination, the defendant should also be advised that he or she has a right not to testify and that if he or she does not testify then the .jury can be instructed about that right.
Tachibana, 79 Hawai'i at 236 n. 7, 900 P.2d at 1303 n. 7 (emphasis added).
In addition to requiring an âultimate colloquy,â Tachibana strongly recommended trial courts conduct a prior-to-trial advisement to inform defendants of their right to testify and the right not to testify. Id. at 237 n. 9, 900 P.2d at 1304 n. 9 (noting that âalthough the ultimate colloquy should be conducted after all evidence other than the defendantâs testimony has been received, it would behoove the trial court, prior to the start of trialâ to inform the defendant of his or her right to testify or not to testify). However, not all trial courts took heed of Tachibanaâs recommendation.
In Lewis, the court reviewed a post-conviction challenge from a defendant who testified at his trial and was subsequently found guilty. Lewis, 94 Hawai'i 292, 12 P.3d 1233. The defendant did not receive either the âultimateâ Tachibana colloquy or Tachiba-naâs recommended prior-to-trial advisement. Id. On appeal, the defendant argued the trial court erred by failing to obtain an on-the-record waiver of his right not to testify. Id.
In finding the trial court did not err, the Lewis court observed Tachibanaâs âultimateâ colloquy was primarily intended to protect the right to testify and thus was âonly required in cases in which the defendant does not testify.â Id. at 295, 12 P.3d at 1236 (internal quotation marks omitted). Lewis further noted the prior-to-trial advisement discussed in Tachibana was a recommendation, not a requirement for trial courts. Id. at 296-97, 12 P.3d at 1237-38. As such, *371 Lewis held the trial court in that ease was not required to advise the defendant of his right not to testify. Id.
Although holding the trial court did not err, 9 Lewis found that there was a âsalutary effectâ gained from âa trial court addressing a defendantâ prior to trial regarding the right to testify or not testify. Id. Specifically, the court noted a prior-to-trial advisement would âhave the beneficial impact of limiting any post-conviction claim that a defendant testified in ignorance of his or her right not to testify.â Id. The pretrial advisement also lessened the risk that the âultimate colloquyâ would affect the defendantâs right not to testify. Tachibana, 79 Hawai'i at 236 at 236 n. 9, 900 P.2d at 1303 n. 9 (âSuch an early warning would reduce the possibility that the trial courtâs colloquy could have any inadvertent effect on [ ] the defendantâs right not to testify....â). Lewis thus recognized the fundamental importance of a trial court informing a defendant of the constitutional right not to testify prior to the commencement of trial.
Accordingly, Lewis set forth a prospective requirement that, prior to the start of trial, trial courts must â(1) inform the defendant of his or her personal right to testify or not to testify and (2) alert the defendant that if he or she has not testified by the end of the trial, the court will briefly question the defendant to ensure that the decision not to testify is the defendantâs own decision.â 94 Hawai'i at 297, 12 P.3d at 1238 (quoting Tachibana, 79 Hawai'i at 237 n. 9, 900 P.2d at 1304 n. 9). In contrast to Tachibanaâs delineated advisory for the âultimateâ colloquy, Lewis did not specify the content of the prior-to-trial advisement.
2.
In this case, at the commencement of trial, the court conducted a prior-to-trial advisement to inform Monteil of his right to testify and right not to testify. As to Monteilâs right not to testify, the court advised him that he had the âright to remain silent and the right against self-incriminationâ and that no one could âforce [him] to testify.â The court also informed Monteil that he did not âhave to present any evidence whatsoeverâ and that it was âup to the State to prove [the] case beyond a reasonable doubt.â However, the courtâs prior-to-trial advisement did not inform Monteil that if he exercised his right not to testify, his silence could not be used against him in deciding the ease. Monteil later testified without a further advisory from the court.
3.
A defendantâs understanding of the right to testify or not to testify is fundamental to a fair trial. A court has a âserious and weighty responsibility to determine whetherâ a waiver of the right to testify is a knowing and intelligent decision. Tachibana, 79 Hawai'i at 233, 900 P.2d at 1300. Similarly, a decision by a defendant not to testify should be based upon a defendantâs awareness of the ârelevant circumstances and likely consequencesâ of such a decision. See Brady v. United States, 397 U.S. 742, 748, 90 S.Ct. 1463, 25 L.Ed.2d 747 (1970) (âWaivers of constitutional rights not only must be voluntary but must be knowing, intelligent acts done with sufficient awareness of the relevant circumstances and likely consequences.â).
Foremost among the ârelevant circumstancesâ pertaining to the constitutional right not to testify is the guarantee that a defendant cannot be penalized for exercising the right not to testify. That is, âno inference may be drawn therefrom,â by the fact finder. HRE Rule 513(a). If an inference of guilt could be drawn from not testifying, such penalty would erode the constitutional guarantee against compelled testimony as it would tend to coerce a defendant to testify.
In this case, the court did not advise Mon-teil of the very significant ârelevant circumstanceâ of his right not to testifyâi.e., that no inference of guilt may be drawn for exercising this right. Because Monteil testified, *372 implicitly waiving his right not to testify pri- or to the close of his defenseâs case, he did not receive the âultimateâ Tachibana colloquy. However, had Monteil waited until he received the âultimateâ colloquy before deciding whether to testify, he would have been informed by the court that a decision not to testify could not be used against him in deciding the case. 10
This imbalance in information between the prior-to-trial advisement and the âultimateâ colloquy potentially threatens the âmore fragile rightâ not to testify, as testifying defendants, such as Monteil, are not assured to receive adequate advisement of the ârelevant circumstanceâ of exercising the right not to testify. Consequently, a prior-to-trial advisement that fails to advise the defendant that a decision not to testify may not be used as evidence of guilt, may jeopardize an informed decision by the defendant regarding whether to testify.
The prior-to-trial advisement as given in this case additionally may not achieve its intended objective of limiting post-conviction challenges from defendants claiming to have testified without adequate awareness of the right not to testify. Lewis, 94 Hawai'i at 297, 12 P.3d at 1238 (pretrial advisement âwill have the beneficial effect of limiting any post-conviction claim that a defendant testified in ignorance of his or her right not to testifyâ). 11 If a court omits a significant ârelevant circumstanceâ of the right not to testify from its prior-to-trial advisement, as occurred in this case, the advisementâs effect on limiting post-conviction challenges is diminished. See Lewis, 94 Hawai'i at 297, 12 P.3d at 1238.
Further, a pretrial advisement that fails to adequately inform a defendant of a ârelevant circumstanceâ poses a possibility that the court may inadvertently influence a defendantâs decision of whether or not to testify. See Lewis, 94 Hawai'i at 295, 12 P.3d at 1236; Tachibana, 79 Hawai'i at 236 n. 7, 900 P.2d at 1303 n. 7. In expressly recognizing the risk of undue influence, Tachibana provided trial courts with express guidance to ensure the âultimateâ colloquy would âmaintain the even balance of the trial courtâs statement to the defendantâ while at the same time providing sufficient information for a defendant to be adequately informed of his or her right to testify or not to testify. Lewis, 94 Hawai'i at 295, 12 P.3d at 1236 (balanced statement was intended to avoid risk that âby advising the defendant of his or her right to testify, the court could influence the defendant to waive his or her right not to testifyâ).
In this case Monteil was informed of the right to remain silent, the right against self-incrimination, and that no one could force him to testify, however not conveyed was the critical information that the exercise of the right not to testify does not permit a fact finder to draw an inference of guilt from not testifying. Consequently, such an advisory may have a potential to influence the decision to testify or not testify.
To address the future risk of a court inadvertently influencing a defendantâs decision, the courtâs pretrial advisement should provide the âeven balancedâ statement that is required in the ultimate colloquyâthat a decision not to testify may not be used against the defendant in deciding the case. This will ensure that the testifying defendant is provided with the same information that is given to the non-testifying defendant regarding the âcircumstanceâ of not testifying, and thus, the court will avoid emphasizing one right *373 over the other. It will also help accomplish one of the primary objectives of the pretrial advisory, which is to reduce the number of post-conviction challenges from defendants claiming to have testified in ignorance of their right not to testify. Lewis, 94 Hawai'i at 297, 12 P.3d at 1238.
Therefore, we hold that in order to more fully protect the right not to testify under the Hawai'i Constitution, the trial courts when informing the defendant of the right not to testify during the pretrial advisement must also advise the defendant that the exercise of this right may not be used by the fact finder to decide the case. This requirement will be effective in trials beginning after the date of this opinion. The inclusion of this information in the pretrial advisement will enhance the even balance of the trial courtâs statement to defendants regarding the right to testify or the right not to testify. See Lewis, 94 Hawai'i at 295, 12 P.3d at 1236.
4.
Although the courtâs advisement did not inform Monteil that his silence could not be used against him if he did not testify, âthere is nothing to indicate his decision to testify was anything other than voluntarily, knowingly, and intelligently made.â Lewis, 94 Hawai'i at 296-97, 12 P.3d at 1237-38. âThus, there can be no [finding of] error premised on [the] lack of judicial adviceâ in this case. 12 Id. at 296, 12 P.3d at 1237.
VI. Conclusion
Accordingly, we affirm the March 3, 2014 Judgment on Appeal of the ICA, but for the reasons set forth in this opinion.
. HRS § 712-1200(1) states,
A person commits the offense of prostitution if the person:
(a) Engages in, or agrees or offers to engage in, sexual conduct with another person for a fee; or
(b) Pays, agrees to pay, or offers to pay a fee to another to engage in sexual conduct.
. The Honorable Joseph P. Florendo, Jr. presided.
. The transcript of the email messages between Monteil and Sgt. Taniyama was admitted into evidence at trial without objection.
. Monteil instead argued the term "GFEâ has been uniformly recognized as "Good Faith Estimateâ by federal courts located in Hawai'i.
. For example, âSiN" made several sexually suggestive comments to Monteil: 1) he needs to "book [her] now or miss the greatest ride on earth,â 2) she "played a naughty cop many times," 3) she "canât wait to get [her] hands on [him],â and 4) she "will let [Monteil] know where to cum.â Additionally, in response to "SiNâsâ comment that she âtaste[d] as good as she look[ed]â in her ad, Monteil told "SiNâ that 1) he specialized in "tasting competitions," 2) he would taste her "until thereâs no more to taste," and 3) he guaranteed that she would "experienceâ the "tasting.â
. When "SiNâ initially asked what "kind of partyâ he wanted, Monteil was resistant to answering on email, âDo i really need to say on email....â Monteil then asked whether or not "SiNâ was in any âlaw enforcement group.â On the day that Monteil was scheduled to meet with âSiN,â Monteil again asked "SiNâ if she was "associated with any law enforcement.â
. The ICA has previously relied on police testimony to discern the meaning of colloquial words, phrases, or other types of street vernacular. State v. Connally, 79 Hawai'i 123, 127, 899 P.2d 406, 410 (App.1995) (affirming the defendantâs conviction for prostitution based, in part, on the officerâs testimony that the defendantâs question in Japanese to the Japanese male tourists, "Would you like to play?" was the street vernacular equivalent to "Would you like to have sex?â).
. "Fragile" in the context of the right not to testify derives from Siciliano v. Vose, 834 F.2d 29 (1st Cir.1987).
To require the trial court to follow a special procedure, explicitly telling defendant about, and securing an explicit waiver of, a privilege to testify (whether administered within or outside the jury's hearing), could inappropriately influence the defendant to waive his constitutional right not to testify, thus threatening the exercise of this other, converse, constitutionally explicit, and more fragile right.
Id. at 30. The court in Siciliano suggests that advising the defendant of the right to testify may inappropriately influence the defendant to relinquish the more fragile constitutional right not to testify.
. The Lewis court concluded that although the trial court did not advise the defendant of his right not to testily, there was "nothing to indicate [] [the defendant's] decision to testily was anything other than voluntarily, knowingly, and intelligently made,â and the court affirmed the conviction. Lewis, 94 Hawai'i at 296-97, 12 P.3d at 1237-38.
. The Tachibana ultimate colloquy provides as follows in relevant part:
In connection with the privilege against self-incrimination, the defendant should also be advised that he or she has a right not to testify and that if he or she does not testify then the jury can be instructed about that right.
Tachibana, 79 Hawai'i at 236 at 236 n. 7, 900 P.2d at 1303 n. 7. Hawai'i Criminal Jury Instruction No. 3.14, entitled "Defendant Not Required to Testilyâ provides as follows:
The defendant has no duty or obligation to testify, and you must not draw any inference unfavorable to the defendant because he/she did not testify in this case, or consider this in any way in your deliberations.
. See also Tachibana, 79 Hawai'i at 235, 900 P.2d at 1302 ("[B]y engaging in the colloquy, a trial judge would establish a record that would effectively settle the right-to-testify issues in the case, and thereby relieve the trial judge of extended post-conviction proceedings.â) (quoting Boyd v. United States, 586 A.2d 670, 679-80 (D.C.App.1991)).
. As stated in Lewis, "Because we view this prior-to-trial advisement as incidental to the 'ultimate colloquy,â any claim of prejudice resulting from the failure of the trial court to give it must meet the same 'actual[] prejudice[]â standard applied to violations of the colloquy requirement.â 94 Hawai'i at 297, 12 P.3d at 1238 (alterations in original) (quoting Tachibana, 79 Hawai'i at 237, 900 P.2d at 1304).