Moyle v. Y & Y Hyup Shin, Corp.
Full Opinion (html_with_citations)
Opinion of the Court by
On February 21, 2008, the plaintiff-appellant-petitioner Roger Scott Moyle, as personal representative of the estate of Richard Todd Moyle (Moyle), deceased,
For the reasons discussed herein, we hold that the ICA erred in concluding (1) that the jury instructions regarding the foreseeability of third-party criminal acts given by the circuit court were not defective and (2) that the circuit court correctly included a non-party on the special verdict form. We therefore vacate the ICAâs November 23, 2007 judgment and the circuit courtâs March 5, 2004 judgment. This matter is remanded to the circuit court for further proceedings consistent with this opinion.
I. BACKGROUND
A. Factual Background
On the evening of September 18, 1999, until approximately 4:00 a.m., Moyle patronized the Irish Rose, a club in Waikk, where he had âa few drinks.â The Irish Rose closed at 4:00 a.m., at which time Moyle moved on to the Do Re Mi Club
On September 19, 2001, Moyle filed a complaint in the circuit court against the Respondents. The complaint sought damages from the Respondents and alleged that his injuries were sustained as a âdirect and proximate resultâ of the Respondentsâ ânegligence, actions and/or omissions.â
Nearly two years later, on July 9, 2003, the Respondents filed a motion for leave to file a third-party complaint against Tupuola, claiming that the facts demonstrated that Tupuola was responsible for Moyleâs injuries. The circuit court denied the motion on August 1, 2003, stating:
This case has been pending since September, 2001. So I think itâs rather untimely with an upcoming trial four months away. And also I think thereâs at least a question about whatâs the main reason [for the filing of the motion]. But in addition, thereâs the question of whether there really is a claim for contribution against Mt. Tupuola in light of the manner in which the complaint was drafted.
Jury trial began on February 11, 2004. Moyle testified on his own behalf, describing the events of the night of the incident. Moyle expressed a belief that the club was selling patrons alcohol on the night of the incident. He further testified that he consumed several alcoholic beverages prior to his arrival at the club and âtwo or three beersâ at the club. Moyle next called Kyong Suk Son (Son) to testify, who stated that she sold the club to Karin Hyon Suk Yu (Yu) in 2000 and was not managing the club on the night of the incident. Finally, Moyle called Yu as a witness, who testified that she was one of the owners of the club at the time of the assault.
At the conclusion of the trial, the following jury instructions were given over Moyleâs objections:
Negligence is doing something which a reasonable person would not do or failing to do something which a reasonable person would do. It is the failure to use that care which a reasonable person would use to avoid injury to himself, herself, or other people or damage to property.
In deciding whether a person was negligent, you must consider what was done or not done under the circumstances as shown by the evidence in this case.
In determining whether a person was negligent, it may help to ask whether a reasonable person in the same situation would have foreseen or anticipated that injury or damage could result from that personâs action or inaction. If such a result would be foreseeable by a reasonable person and if the conduct reasonably could be avoided, then not to avoid it would be negligence.
Business establishments that hold themselves open to the public, such as proprietors of bars and taverns and clubs where liquor is allowed or known to be on the premises, owe their customers a specific duty to exercise reasonable care to protect them from foreseeable injuiy at the hands of other patrons.
A landholder only has a duty to protect against criminal acts of third persons if such acts are reasonably foreseeable.
Under ordinary circumstances, criminal acts are not reasonably to be expected, and are so unlikely in any particular instance that the burden of taking continual precautions against them almost always exceeds the apparent risks.
There can be no liability for civil damages against a person at the scene of a crime for failure to obtain assistance from law enforcement or medical personnel. Therefore you may not find in favor of the plaintiff and against either or both defendants in this case even if you find that one or both defendants failed to obtain assistance. A person cannot be sued for failure to summon assistance under Hawai[â]i law.
Intoxicated liquor consumers may not seek recovery from the establishment which sold them alcohol; they are solely responsible for their own voluntary intoxication.
In the absence of harm to an innocent third party, merely serving liquor to an already intoxicated customer and allowing said customer to leave the premises does not constitute actionable negligence.
On May 15, 2004, Moyle filed a motion requesting that the circuit court set aside the judgement, grant a new trial, and impose sanctions on the Respondents. He claimed that the Respondents perjured themselves in their testimony on material issues in the case and that the circuit court committed reversible error in including Tupuola on the special verdict form. On April 20, 2004, the circuit court denied the motion. On May 19, 2004, Moyle filed a timely notice of appeal.
C. Appellate Proceedings
On appeal before the ICA, Moyle argued that the circuit court erred in: (1) excluding police reports at trial that allegedly would have impeached witness testimony adduced by the Respondents; (2) giving incorrect jury instructions on (a) the foreseeability of criminal acts in a premises liability negligence case, (b) an establishmentâs duty to obtain law enforcement and/or medical assistance for an injured crime victim who is assaulted on its premises, and (c) the law with respect to the liability of an establishment selling alcohol to intoxicated consumers; (3) refusing to instruct the jury properly as to the liability of a business establishment for premises liability negligence where it adopts a marketing plan or general mode of operation that produces a dangerous condition; (4) including Tupuolaâs name on the special verdict form; and (5) denying Moyleâs motion for, inter alia, a new trial.
On November 8, 2007, the ICA issued a published opinion affirming the circuit courtâs judgment. See Moyle, 116 Hawai'i at 403, 173 P.3d at 550. The ICA held that (1) the circuit court did not err in excluding the police reports because Moyle âfail[ed] to address all of the alternative bases given by the circuit court for [their] exclusion,â id. at 396, 173 P.3d at 543; (2) although the circuit courtâs instruction on negligence failed to instruct the jury to evaluate foreseeability in light of the totality of the circumstances, Moyle invited the error, and there was no plain error in giving the instruction because the issue did not pertain to the integrity of the fact-finding process, id. at 397-400, 173 P.3d at 544-47; (3) the circuit court did not err in giving its jury instruction regarding a bystanderâs duty to assist, id. at 400-01, 173 P.3d at 547-48; (4) the circuit court did not err in declining to give Moyleâs proposed jury instruction on a businessâs mode of operation, id. at 401, 173 P.3d at 548; (5) because Moyle âcould have pursued an action for his injuries against Tupuola,â but elected not to, the circuit court did not abuse its discretion by including Tupuolaâs name in the special verdict form, id. at 402, 173 P.3d at 549; and (6) the circuit court did not abuse its discretion in denying Moyleâs motion for a new trial, because Moyle âfailed to raise any arguments or offer any evidence that indicate fraud on the court ha[d] occurred[,]â id. at 403, 173 P.3d at 550. On November 23, 2007, the ICA filed its judgment on appeal.
On February 21, 2008, Moyle filed a timely application for a writ of certiorari. This court accepted the application on March 4, 2008 and heard oral argument on July 3, 2008.
II. STANDARDS OF REVIEW
A. Application For A Writ Of Certiorari
The acceptance or rejection of an application for a writ of certiorari is discretionary. Hawaii Revised Statutes (HRS) § 602-59(a) (Supp.2007). In deciding whether to grant the application, this court considers whether the ICAâs decision reflects â(1) [g]rave errors of law or of fact[ ] or (2) [o]bvious inconsistencies ... with [decisions] of th[is] court, federal decisions, or [the ICAâs] own deeision[s]â and whether âthe magnitude of those errors or inconsistencies dictates] the need for further appeal.â HRS § 602-59(b).
As a general rule, this court reviews evidentiary rulings for abuse of discretion. Kealoha v. County of Hawaiâi 74 Haw. 308, 319, 844 P.2d 670, 676 (1993). However, when there can only be one correct answer to the admissibility question, or when reviewing questions of relevance under [Hawai'i Rules of Evidence (HRE)] Rules 401 and 402, this court applies the right/wrong standard of review. Id. at 319, 844 P.2d at 676; State v. White, 92 Hawai'i 192, 204-05, 990 P.2d 90, 102-03 (1999).
Kamaka v. Goodsill Anderson Quinn & Stifel, 117 Hawai'i 92, 104, 176 P.3d 91, 103 (2008).
C. Jury Instructions
ââThe standard of review for a trial courtâs issuance or refusal of a jury instruction is whether, when read and considered as a whole, the instructions given are prejudi-cially insufficient, erroneous, inconsistent, or misleading.â â Stanford Carr Dev. Corp. v. Unity House, Inc., 111 Hawai'i 286, 297, 141 P.3d 459, 470 (2006) (quoting State v. Haili, 103 Hawai'i 89, 101, 79 P.3d 1263, 1275 (2003)).
III. DISCUSSION
A. The ICA Erred In Holding That The Circuit Courtâs Jury Instmctions Were Not Defective.
Moyle contends that the circuit court instructed the jury improperly on the issues of negligence and foreseeability with inconsistent, confusing, and contradictory instructions. Moyle further argues that, when read together, the instructions not only failed to inform the jury that âforeseeabilityâ should be determined by the âtotality of the circumstancesâ test, but that they also misfocused the jury by instructing it on matters of alleged negligence that were not before it for decision. This court reviews the circuit courtâs issuance or refusal of a jury instruction on the basis of whether, when read and considered as a whole, the instructions given are â âprejudicially insufficient, erroneous, inconsistent, or misleading.â â Stanford Carr, 111 Hawai'i at 297, 141 P.3d at 470 (quoting Haili, 103 Hawai'i at 101, 79 P.3d at 1275).
1. Instructions regarding foreseeability of third-party criminal acts
Moyle argues that the jury was not correctly instructed regarding the foreseeability of third-party criminal acts. The following instructions were given by the circuit court:
Business establishments that hold themselves open to the public, such as proprietors of bars and taverns and clubs where liquor is allowed or known to be on the premises, owe their customers a specific duty to exercise reasonable care to protect them from foreseeable injury at the hands of other patrons.
A landholder only has a duty to protect against criminal acts of third persons if such acts are reasonably foreseeable.
Under ordinary circumstances, criminal acts are not reasonably to be expected, and are so unlikely in any particular instance that the burden of taking continual precautions against them almost always exceeds the apparent risks.
The instruction in the first paragraph was originally proposed by Moyle as Plaintiffs Proposed Instruction No. 5. The proposed instruction was given by agreement as modified by the circuit court, which removed the second paragraph: âSuch a duty is said to arise from a âspecial relationshipâ which such business establishments have with their public invitees, to protect them against unreasonable risk of physical harm, and to give them first aid after they know or have reason to know that they have been injured, and to care for them until they can be cared for by others.â The instruction in the second paragraph was proposed by the circuit court as Courtâs Instruction A and was given by agreement. The instruction in the third paragraph, the Defendantsâ Requested Jury Instruction No. 3 [hereinafter, the âcriminal acts instructionâ], was given over Moyleâs objection, which he elucidated thusly in the circuit courtâs chambers:
[The court]: [The criminal acts instruction] will be given as modified over objection by [Moyle]. The modification is at the*392 beginning!;] weâre inserting three words, âunder ordinary circumstances.â
[Moyle]: The objection here is very clear under the Maguire[ v. Hilton Hotels Corp., 79 Hawai'i 110, 113-15, 899 P.2d 393, 396-98 (1995),] case. The way it [is] worded here begs the question. The issue here before the factfinder, the jury, is whether in the circumstances of this ease[,] according to Maguire[J it was reasonably foreseeable that this kind of criminal act might occur. This instruction starts off by assuming the negative of what is supposed to be decided by [the] trier of fact. It says âunder ordinary circumstances criminal acts are not reasonably to be expected.â Well, itâs the facts that will determine whether or not itâs reasonably to be expected under the Maguire standard, and there is really no such thing as âunder ordinary circumstancesâ now.
The law with respect to a landownerâs liability for the criminal acts of third parties is clear in Hawaii. This court has generally declined to impose a duty on landowners to protect against the criminal acts of a third party, inasmuch as, âunder ordinary circumstances, criminal acts are. not reasonably to be expected, and are so unlikely in any particular instance that the burden of taking continual precautions against them almost always exceeds the apparent risk.â Doe v. Grosvenor Properties (Hawaii) Ltd., 73 Haw. 158, 162, 829 P.2d 512, 515 (1992). However, when there is a âspecial relationshipâ between a landowner and someone on its property, the landowner has a duty to protect the person from the criminal acts of third parties if those criminal acts are âreasonably foreseeable.â Id. at 163-65, 829 P.2d at 515-16; Maguire, 79 Hawai'i at 113-15, 899 P.2d at 396-98. One such âspecial relationshipâ between parties is that of the business visitor, one "who âis invited to enter or remain on land for a purpose directly or indirectly connected with business dealings with the possessor of the land.â Grosvenor Properties, 73 Haw. at 164, 829 P.2d at 515-16 (citing Restatement (Second) of Torts § 332 (1965)).
The Respondentsâ retort to Moyleâs contention that the above sequence of instructions, particularly the criminal acts instruction, were confusing and contradictory is to note that, inter alia, the criminal acts instruction âis a correct statement of the law.â And, in a vacuum, so it is. But, it is also ah inapplicable statement of the law in this case, where Moyle was unquestionably a business visitor as defined by this court, and neither party has suggested anything to the contrary. See id.; Maguire, 79 Hawai'i at 113, 899 P.2d at 396. The criminal acts instruction articulates the rationale of the general rule regarding landowner liability for third-party criminal acts as set forth in Grosvenor PropeHies, which applies when there is no special relationship between the parties. 73 Haw. at 163, 829 P.2d at 515. Grosvenor PropeHies further held that
status distinctions remain important in the decision to create exceptions to the general rule that it is unreasonable to impose a duty to anticipate and control the actions of third persons.... Exceptions to the general rule that there is no duty to protect may arise when justified by the existence of some special relationship between the parties.
Id. at 163, 829 P.2d at 515 (citing, inter alia, Restatement (Second) of Torts, § 315 (1965)). Because there is no question that a âspecial relationshipâ existed between Moyle and the Respondents, the criminal acts instruction is misplaced in the present case insofar as it states the inapplicable âgeneral ruleâ of Grosvenor PropeHies, as opposed to the relevant exception for special relationships. Furthermore, although the two instructions preceding the criminal acts instruction correctly articulated the scope of a landownerâs duty to protect a business visitor from third persons, they did not cure the inconsistent and misleading criminal acts instruction, because the jury was not apprised that the existence of a special relationship is not an âordinary circumstance.â Id.; Stanford Carr, 111 Hawai'i at 297, 141 P.3d at 470 (quoting Haili, 103 Hawai'i at 101, 79 P.3d at 1275). Accordingly, the instructions regarding the foreseeability of third-party criminal acts were prejudicially erroneous. Stanford Carr, 111 Hawai'i at 297, 141 P.3d at 470
2. Instructions regarding liability of an establishment serving alcohol to intoxicated patrons
Moyle further takes issue with the following instructions:
Intoxicated liquor consumers may not seek recovery from the establishment which sold them alcohol; they are solely responsible for their own voluntary intoxication.
In the absence of harm to an innocent third party, merely serving liquor to an already intoxicated customer and allowing said customer to leave the premises does not constitute actionable negligence.
Moyle contends that he never raised the issue of an establishmentâs liability for selling alcohol and that these instructions obfuscated the question at hand, namely, whether âthe [Respondents were] negligent in not providing adequate security.â Moyle did allege in his complaint and in his trial testimony that the Respondents were serving alcoholic beverages; however, Moyle never claimed that âdram shopâ liability was the basis of his claim against the Respondents. In considering Moyleâs contention that the instructions may have served to âegregiously rnis-fo-cus[ ]â the jury, this court looks to whether, when read and considered as a whole, the instructions were âprejudicially insufficient, erroneous, inconsistent, or misleading.â Stanford Carr, 111 Hawai'i at 297, 141 P.3d at 470 (quoting Haili, 103 Hawai'i at 101, 79 P.3d at 1275).
The above instructions were modeled upon our decisions in Bertelmann v. Taas Assoc., 69 Haw. 95, 735 P.2d 930 (1987), and Winters v. Silver Fox Bar, 71 Haw. 524, 797 P.2d 51 (1990), which clarified the scope of Hawaiiâs common law âdram shop action,â as enunciated by Ono v. Applegate, 62 Haw. 131, 612 P.2d 533 (1980). This court âemphatically rejected] the contention that intoxicated liquor consumers can seek recovery from the bar or tavern which sold them alcohol. Drunken persons who harm themselves are solely responsible for their voluntary intoxication and- cannot prevail under a common law or statutory basis.â Winters, 71 Haw. at 527-28, 797 P.2d at 53 (quoting Bertelmann, 69 Haw. at 100, 735 P.2d at 933).
In this case, it is clear that Moyle in no way asserted that the Respondents were liable to him on the basis of their selling alcohol. While these instructions do not comport with the theory of liability put forth by Moyle, Moyle does not cite, nor have we uncovered, any Hawaii cases holding that a trial court abuses its discretion by instructing the jury on bases of non-liability, as long as such instructions are not âprejudicially insufficient, erroneous, inconsistent, or misleading,â Stanford Carr, 111 Hawai'i at 297, 141 P.3d at 470 (quoting Haili, 103 Hawai'i at 101, 79 P.3d at 1275). These instructions perform the function of identifying for the jury a theory of liability upon which the Respondents could not be found liable. See Winters, 71 Haw. at 528, 797 P.2d at 53 (â[Dram shop legislation was] created to protect the general public from drunk driving
3. Instruction regarding the duty to obtain assistance from law enforcement or medical personnel
Moyle next takes issue with the following jury instruction:
There can be no liability for civil damages against a person at the scene of a crime for failure to obtain assistance from law enforcement or medical personnel. Therefore you may not find in favor of the plaintiff and against either or both defendants in this case even if you find that one or both defendants failed to obtain assistance. A person cannot be sued for failure to summon assistance under Hawai[â]i law.
Moyle first argues that the circuit courtâs instruction misled the jury into focusing on an issue not at hand, namely the âpersonal duty of the bartender or employee to render assistance,â when the correct issue was that of âthe duty of the employer ... to provide adequate security that could have rendered assistance to Moyle ... pursuant to an innkeeperâs and a public clubâs tort duty to protect its patrons from reasonably foreseeable danger.â The ICA disagreed, stating that:
the individuals who had been working at [the club] elected not to call the police or medical assistance upon becoming aware of the ongoing assault against [Moyle]. Premises liability, and liability of an individual bystander for failure to act, are two separate issues, and this instruction effectively and appropriately explained to the jury that civil liability cannot be based on the latter.
Moyle, 116 Hawaiâi at 401, 173 P.3d at 548. The jury instruction was modeled after HRS § 663-1.6 (1993),
As the ICA noted, Moyle fails to proffer any authority to support this contention, in violation of Hawaii Rules of Appellate Procedure (HRAP) Rule 28(b)(7).
First, Moyleâs argument seems to claim that HRS § 663-1.6 only applies to âuninvolved bystander[s],â or, in the alternative, that HRS § 663-1.6 does not apply to âbusiness establishments in a âspecial relationshipâ â to a patron. A plain reading of
Moyle also repeatedly raised the issue of whether the Respondents came to his aid. Moyleâs complaint stated that
[t]he incident was observed by management and other employees of [the club] immediately nearby, who nevertheless did nothing, failed to render any aid or assistance to him whatsoever or even to call the police, in violation of its duty to the general public and to its patrons, including Moyle.
Moyleâs counsel elicited direct testimony from Moyle that an alleged Club employee, upon seeing Moyle lying on the ground following the assault, âclose[d] the door and pulled the curtains.â In light of Moyleâs having raised the issue of the Respondentsâ duty to render aid, it was not âan issue not at hand,â and it was not error for the circuit court to instruct the jury on the Respondentsâ liability stemming from a failure to render aid. In addition, the ICA correctly noted that â[pjremises liability, and liability of an individual for failure to act, are two separate issues,â and that the circuit courtâs instruction properly delineated that civil liability âcould not be based on the latter.â Moyle, 116 Hawai'i at 401, 173 P.3d at 548.
B. The ICA Did Not Gravely Err In Determining That Moyle Had Failed To Demonstrate That The Circuit Court Erred In Excluding The Police Reports, Inasmuch As He Failed To Address Each Alternative Basis Of The Circuit Courtâs Decision.
Moyle claims that the ICA gravely erred in upholding the circuit courtâs exclusion of police reports proffered by Moyle, which he intended to use (1) to impeach Sonâs likely testimony that there had been no prior assaults at the club and (2) to show that Moyleâs assault was foreseeable in light of the prior incidents at the club described in the reports. The circuit court excluded Moyleâs use of the police reports on the following grounds: (1) the subpoena directed to the Honolulu Police Departmentâs (HPD) custodian of records was served after the discovery cut-off date; (2) the subpoena was in violation of the circuit courtâs pretrial order stating that âany and all exhibits need to be marked ahead of timeâ; (3) the reportsâ probative value was substantially outweighed by the danger of unfair prejudice and considerations of undue delay pursuant to HRE Rule 403; and (4) Moyle failed to lay a proper foundation for the reports.
Moyle asserted in his opening brief that the circuit court erred in relying on âthe so-called Warshatv doctrine (first requiring proof of prior or substantially similar acts) [which] had been discarded by our appellate courts in favor of a broader foreseeability negligence test.â
In its published opinion, the ICA noted that:
Notwithstanding a partyâs right to appeal, generally there is a presumption that a judgment by a trial court is valid. Stafford v. Dickison, 46 Haw. 52, 62, 374 P.2d 665, 671 (1962). Moreover, [Moyle] bears the burden of demonstrating his âallegations of error against the presumption of correctness and regularity that attend the decision of the lower court.â Ala Moana Boat Ownersâ Assân v. State, 50 Haw. 156, 158, 434 P.2d 516, 518 (1967). Where an appealing party fails to raise and argue a point of error, the point may be deemed waived by the reviewing court. HRAP Rule 28(b)(7) (2000). Thus, where alternative bases given by the lower court for a contested decision are left unaddressed by an appealing party, the appealing party has failed to demonstrate the existence of an error.
Moyle, 116 Hawai'i at 395, 173 P.3d at 542.
The ICA concluded that, apart from whether Moyle was required to lay a foundation for the police reports, he had not demonstrated the existence of error due to his failure to address the circuit courtâs three alternative bases for excluding the reports. Id. at 395, 173 P.3d at 542. (âAlthough [Moyle] contests the first basis, he does not contest the second, third or fourth reasons given by the circuit court for finding the
Nonetheless, even if the ICA failed to recognize Moyleâs contravention of the circuit courtâs second basis for exclusion, Moyle still neglected to address the circuit courtâs third and fourth bases for exclusion in his opening brief or in his application for a writ of certiorari. First, Moyle never claimed that the circuit court abused its discretion in determining that the police reportsâ potential prejudice substantially outweighed their probitive value, pursuant to HRE Rule 403. See Ranches v. City and County of Honolulu, 115 Hawai'i 462, 468, 168 P.3d 592, 598 (2007) (â[T]he standard of review for exclusion of evidence under HRE 403 is the abuse of discretion standard. Evi-dentiary decisions based on this rule, which require a âjudgment callâ on the part of the trial court, are reviewed for an abuse of discretion.â (citations and brackets omitted)). Moyle also failed to address the circuit courtâs ruling that service of the subpoena for the HPDâs custodian of records posh dated the discovery cut-off date. Because Moyle failed to raise such âallegations of error against the presumptions of correctness and regularityâ inherent in the circuit courtâs decisions, Ala Moana Boat Ownersâ Assân, 50 Haw. at 158, 434 P.2d at 518, the ICA did not err in upholding the circuit courtâs exclusion of the police reports.
C. The ICA Did Not Err In Affirming The Circuit Courtâs Refusal To Give Moyleâs Proposed âMode Of Operationâ Jury Instruction.
Moyle argues that the ICA gravely erred in concluding that the circuit court eorrectly declined to give his proposed jury instruction No. 3, which articulated the âmode of operationâ rule that this court adopted in Gump v. Wal-Mart Stores, Inc., 93 Hawai'i 417, 5 P.3d 407 (2000) (âGump IIâ). Under the rule, an injured plaintiff need not prove that the defendant had actual notice of the specific instrumentality causing his or her injury," where the commercial establishment should have been aware of the potentially hazardous conditions that arose from its mode of operation. See id. 93 Hawai'i at 420-21, 5 P.3d at 410-11. Moyle asserts that the circuit court should have given his proposed mode of operation instruction, because both Son and Yu testified that they were aware of the need for security, but nevertheless continued to run the club without security as part of their intended mode of operation. Thus, Moyle implicitly argues that the potentially hazardous condition arising out of the clubâs operation was violent individuals who injure the clubâs patrons.
Gump II clarified the scope of the mode of operation rule:
[T]he application of the rule is limited to circumstances such as those of this case. Wal-Mart chooses, as a marketing strategy, to lease store space to McDonaldâs in order to attract more customers and encourage them to remain in the store longer. Wal-Mart also chooses, for the most part, not to prevent patrons from carrying their McDonaldâs food into the Wal-Mart shopping area. This mode of operation gave rise to the hazard that caused Gumpâs injury.
93 Hawai'i at 421, 5 P.3d at 411 (emphases added). Hump II focused on Wal-Martâs âmarketing strategy,â which inherently led to a foreseeable risk of danger. See id. In line with this reasoning, the âmode of operationâ doctrine has been limited almost entirely to âself-serviceâ and âbig boxâ store slip and-fall cases,
By contrast, in the present matter, the Respondents had not chosen, as a marketing-strategy or a mode of operation, to invite individuals with criminal tendencies onto their premises in order to generate business. In other words, they did not hold out then-lack of security as an enticement to potential patrons. Any ostensibly dangerous condition, particularly the possibility of violent individuals attacking patrons outside the club, was simply not traceable to the defendants. See Gump II, 93 Hawai'i at 421, 5 P.3d at 411 (observing that the mode of operation rule is âconsistent with the exception to the notice requirement where the dangerous condition is traceable to the defendant or its agentsâ). Consequently, we hold that the ICA did not gravely err when it affirmed the circuit courtâs decision to refuse to give Moyleâs proposed mode of operation jury instruction, because the rale did not apply to the facts of this ease.
D. The ICA Erred In Affirming The Circuit Courtâs Inclusion OfTupuola On The Special Verdict Form.
Moyle next claims that the inclusion of Tupuola on the special verdict form was contrary to Hawaii precedent and âhighly prejudicialâ to Moyle, inasmuch as it took the juryâs focus away from the issues at hand, namely the Respondentsâ failure to provide security at the club and to render assistance. Moyle further asserts that, according to Gump I and Gump II, âalthough placing nonparties on the special verdict form is a matter within the trial courtâs discretion, it is an abuse of discretion to do so where the defendant inordinately delays naming the nonparty as an additional party for tactical reasons and assumes the risk of non-inclusion.â
Gump I and Gump II looked to the Uniform Contribution Among Tortfeasors Act (UCATA), HRS §§ 663-11 to 663-17 (1993 & Supp.2003), to determine whether the trial court erred in declining to include McDonaldâs restaurant, a nonparty joint tortfea-sor under HRS § 663-11,
Gump II applied the aforementioned UCATA provisions in concluding that Wal-Mart, although a joint tortfeasor under HRS § 663-11, had failed to cross-claim (i.e., âpleadâ) against McDonaldâs and had therefore lost its right of contribution under HRS §§ 663-12 and 663-17. 93 Hawai'i at 422, 5 P.3d at 412. This court further noted that, âunder appropriate circumstances that did not exist in the present case, non-parties may be included on a special verdict form.â Id. Three such âappropriate circumstancesâ were noted by Gump II, involving non-parties that were, respectively, (1) dismissed because their participation would destroy jurisdiction, see Wheelock v. Sport Kites, Inc., 839 F.Supp. 730, 734 (D.Haw.1993), (2) not named becausĂŠ of a bankruptcy stay that was effective throughout the course of the proceedings, see Kaiu v. Raymark Indus., Inc., 960 F.2d 806, 819 n. 7 (9th Cir.1992), or (3) released from the case through settlement, but included on the special verdict pursuant to terms of the release, see Nobriga v. Raybestos-Manhattan, Inc., 67 Haw. 157, 160, 683 P.2d 389, 391 (1984).
The foregoing âappropriate circumstancesâ constituted exceptions to the explicit âpleadingâ requirement set forth in HRS § 663-17, either because of the infeasibility of pleading the nonparty into the case (Wheelock/Kam), or because the nonparties had agreed to be included on the special verdict (Nobriga). In other words, inclusion was approved in these cases because âit precluded prejudice to otherwise vigilant parties.â Gump I, 93 Hawai'i 428, 447, 5 P.3d 418, 437 (emphasis added). Wal-Mart, which declined the readily available opportunity to plead in McDonaldâs through a cross-claim, found itself in none of the three âappropriate circumstances.â Accordingly, Gump II held that the trial court did not abuse its discretion in leaving McDonaldâs off the special verdict form. 93 Hawai'i at 423, 5 P.3d at 413.
Gtvmp IIâs determination that â[n]on-parties may ..., in the trial courtâs sound discretion, ... be included on a special verdict form,â id., begs further elaboration. UCATA, and specifically HRS § 663-17(c)âs unambiguous decree that âthe last paragraph of [HRS § ]663-12 applies only if the issue of proportionate fault is litigated between [joint tortfeasors] by pleading in that action,â leads to a singular conclusion: although a trial court has âdiscretionâ to include, or to decline to include, a non-party on a special verdict form, it does not, as a matter of law, have the authority to include a non-party who has not been brought into the case by pleading pursuant to HRS §§ 663-12 and 663-17(c). In this regard, the ICA in Moyle was incorrect when it surmised that, âMon-sonant with the reasoning in Gump I, the converse of the ICAâs holding should also be true: exclusion is not mandated simply because a party has failed to protect its rights.â 116 Hawai'i at 402, 173 P.3d at 549. Indeed, as a matter of law, exclusion is mandated when a party fails to protect its rights.
The Respondents did attempt to plead Tupuola into the case by filing a third-party complaint against him.
*399 My inclination is to deny the motion. This ease has been pending since September, 2001. So I think itâs rather untimely with an upcoming trial week four months away. And also I think thereâs at least a question about whatâs the main reason. But in addition, thereâs the question of whether there really is a claim for contribution against Mr. Tupuola in light of the manner in which the complaint was drafted.
(Emphasis added.)
The Respondentsâ eleventh hour attempt to claim contribution from Tupuola, after declining to do so for two years, was understandably viewed dimly by the circuit court and was well within the circuit courtâs discretion to deny. The case at hand is distinguishable from the âappropriate circumstancesâ noted in Gimp II. The Respondents were not denied the opportunity to plead in Tupuola, as were the defendants in Wheelock and Kaiu, but instead failed to do so when they had the opportunity, just as Wal-Mart failed in Gump II. Accordingly, we believe that the Respondents failed to litigate the issue of proportionate fault with Tupuola by pleading, and, therefore, under HRS § 663-17(e), the Respondents were barred from having âthe relative degrees of fault of the joint tortfeasors ... considered in determining their pro rata shares.â HRS § 663-17(c). Because Tupuola could not have been included on the special verdict form as a matter of law, the ICA erred in concluding to the contrary.
Justice Aeobaâs concurring opinion takes issue with the foregoing analysis and asserts that âHRS §§ 663-12 and 663-17 apply to the issue of contribution, which is manifestly distinct from the issue of apportioning fault among all culpable parties.â Concurring opinion at 410-11, 191 P.3d at 1087-88 (footnotes omitted). Justice Acobaâs assertion misapprehends the purpose of the UCATA. Apart from superceding the old rule that mandated that the release of one joint tort-feasor released all others, see Saranillio, 78 Hawai'i at 10, 889 P.2d at 694, the UCATA was designed to telescope third-party practice claims for contribution into the main action, which increases judicial efficiency by obviating the need for separate actions determining the apportionment of fault and resultant contribution among joint tortfeasors. HRS § 663-12, and by extension HRS § 663-17, further the goal of settling the issues of apportionment and contribution in tandem. See Ozaki v. Assân of Apartment Owners of Discovery Bay, 87 Hawai'i 273, 284, 954 P.2d 652, 663 (App.1998) [hereinafter, âOzaki I â] (reciting the Commissionerâs Note to UCATA § 4(2), which corresponds to HRS § 663-12, stating that â[UCATA § 4(2)] would permit apportionment of pro rata shares of liability of the joint tortfeasors as among themselves.â (citing 1939 UCATA, 9 U.L.A. 153, 159 (1951)) (brackets and emphasis added)); see also Carrozza v. Greenbaum, 591 Pa. 196, 916 A.2d 553, 566 n. 21 (2007) (â[A]pportionment of liability among joint tortfeasors not only is permissible and familiar ... but indeed it is ultimately necessary in the event of a contribution action brought by one joint tortfeasor against another upon satisfaction of the judgment by the party seeking contribution.â (citation omitted)). Justice Aeobaâs analysis of HRS §§ 663-12 and 663-17âs language in a vacuum, concurring opinion at 14-17, fails to take into account the paramount reason for the UCATAâs existence. The UCATA was designed to facilitate this very telescoping mechanism for joint tortfeasors who are otherwise severally liable to obtain contribution from one another. If contribution is not possible, the UCATA is simply not implicated. If the UCATA is not implicated, there is no justification for putting joint tortfeasors on the special verdict form, apart from the exceptions noted in Gump II.
The facts of the present case demonstrate the wisdom and efficacy of the UCATAâs telescoping mechanism, inasmuch as any determination of the proper apportionment of fault with respect to Tupuola, a nonparty, via the special verdict would not collaterally es-top Tupuola from litigating the claim in a subsequent action for contribution brought by the Respondents against Tupuola. See Kaho'ohanohano v. Department of Human Services, State of Hawai'i, 117 Hawai'i 262, 178 P.3d 538 (2008) (setting forth four requirements for collateral estoppel, including, inter alia, that â âthe party against whom [collateral estoppel] is asserted was a party or in privity with a party to the prior adjudi
Justice Nakayamaâs concurring and dissenting opinion (dissenting opinion) also seems to discount the UCATAâs telescoping mechanism. Justice Nakayama maintains that Montalvo v. Lapez, 77 Hawai'i 282, 884 P.2d 345 (1994), offers this court guidance regarding the propriety of the circuit courtâs inclusion of Tupuola on the special verdict form. Montalvo involved a plaintiff who was injured by the negligent operation of a City of Honolulu refuse truck driver. Id. at 284, 884 P.2d at 347. The plaintiff filed suit for negligence and ultimately received a jury verdict awarding damages. Id. One issue raised by the defense on appeal was whether the circuit court unfairly restricted the scope of the juryâs deliberation by asking the jury to determine apportionment of fault via a single question on the special verdict form, instead of through separate interrogatories querying the specific amount of damages attributable to injuries prior to the incident, and the amount attributable to the incident itself. Id. at 292, 884 P.2d at 355. The Montalvo court held the following, upon which Justice Nakayama relies:
A trial court has âcomplete discretionâ whether to utilize a special or general verdict and to decide on the form of the verdict as well as the interrogatories submitted to the jury âprovided that the questions asked are adequate to obtain a jury determination of all factual issues essential to judgment.â Although there is âcomplete discretionâ over the type of verdict form, the questions themselves may be so defective that they constitute reversible error.
Id. (citations omitted). This statement of the law is correct as a general proposition, but is not absolute. As discussed supra, while a trial court possesses âcomplete discretionâ over whether or not to employ a special verdict form, and over the âformâ that the special verdict form will take, such discretion is limited by HRS §§ 663-12 and 663-17 inasmuch as a trial court does not have discretion to include a nonparty on the special verdict form in the absence of âappropriate circumstances.â Gump II, 93 Hawai'i at 422, 5 P.3d at 412; HRS §§ 663-12 and 663-17.
Justice Nakayama further states that, in the present case, Montalvoâs framework is more on point than that of Gump II because âthe appellant in Montalvo asserted that the chosen contents of the special verdict form constituted an abuse of discretion by the trial court.â Dissenting opinion at 404, 191 P.3d at 1081 (citing Montalvo, 71 Hawai'i at 292, 884 P.2d at 355). We disagree and find Montalvo to be inapposite. Although Mon-talvo did deal with a special verdict form, that appears to be the extent of the parallel between it and the present case. Montalvo involved neither the issue of apportionment of liability nor whether a nonparty, or in Gump IIâs ease, a former party, should be included on a special verdict form. Gtmvp II, on the other hand, addressed these issues head on. Accordingly, we disagree with Justice Nakayamaâs reliance on Montalvo instead of Gtimp II in the present ease.
Justice Nakayama also states that, in light of the partiesâ arguments, the questions on the special verdict form, and the juryâs allocation of responsibility,
one could infer that the jury concluded that the Respondents were not negligent for their lack of security at the ... Club, and that Tupuolaâs act was unforeseeable. ... One could also infer that the jury concluded that, from a legal causation standpoint, responsibility was more appropriately allocated between Tupuola and Moyle.
Dissenting opinion at 405-06, 191 P.3d at 1082-83. A more likely inference is that the jury found that the Respondents were not negligent due to the erroneous criminal acts instruction, which practically directed the
In supporting his contention that a nonparty may be placed on the special verdict at the discretion of the circuit court, Justice Acoba cites Doe Parents No. 1 v. State of Hawai'i, 100 Hawai'i 34, 58 P.3d 545 (2002), and Ozaki v. Assân of Apartment Owners of Discovery Bay, 87 Hawai'i 265, 954 P.2d 644 (1998) [hereinafter, Ozaki II]. A brief review of each will demonstrate that they are inappo-site to the present case.
Doe Parents No. 1 involved a lawsuit brought by two elementary school students and their parents (collectively, âthe plaintiffsâ) against the Department of Education (DOE) stemming from the studentsâ alleged sexual assault at the hands of their teacher, Norton. Id. at 41, 52, 58 P.3d at 552, 563. Although Norton was originally named in the complaint as a eodefendant, and was subsequently named in a cross-claim by the DOE, he was ultimately dismissed from the case due to an apparent discharge of his debts following a voluntary bankruptcy petition. Id. at 56 n. 30, 58 P.3d at 567 n. 30. The circuit court ultimately determined that the DOEâs degree of fault in causing the plaintiffsâ injuries was forty-nine percent. Id. at 57, 58 P.3d at 568.
As Justice Acoba notes, concurring opinion at 413, 191 P.3d at 1090 n. 10, Doe Parents No. 1 dealt largely with HRS § 663-10.5 (2001),
There is, however, no such inconsistency. First, Norton, as required by HRS § 663-17(c), had been pleaded into the case via the plaintiffsâ complaint. Doe Parents No. 1, 100 Hawai'i at 41, 58 P.3d at 563. Furthermore, Nortonâs discharge of debt through bankruptcy proceedings is akin to the nonparty in Kaiu, who was not named as a party due to a bankruptcy stay. 960 F.2d at 819 n. 7. Accordingly, Doe Parents No. 1 is completely compatible with our analysis in the present matter.
Justice Acobaâs reliance on Ozaki II, 87 Hawai'i 265, 954 P.2d 644, a case involving a woman who was murdered in her condominium by her estranged boyfriend, is equally confounding. Justice Acoba first notes that, â[djespite [the estranged boyfriendâs] absence from the proceedings, he was included on the special verdict form.â Concurring opinion at 413, 191 P.3d at 1091. This is unremarkable, inasmuch as the estranged
We must also address the following language of the concurrence:
Not only is the inclusion of the non-party joint (intentional) tortfeasors consistent with precedent, it also comports with underlying judicial policies. Allowing the finder of fact to consider the role of a nonparty joint tortfeasor serves the truth-finding function of the litigation process. In that connection, precluding the fact-finder from considering a non-party joint tortfeasorâs actions could obscure the truth of which entities contributed to the plaintiffs injuries and to what degree.
Concurring opinion at 409, 191 P.3d at 1086. The relevance of the foregoing statement is a mystery to us, inasmuch as we have nowhere suggested that evidence of Tupuolaâs conduct could not be presented to the jury, and such evidence was clearly and correctly offered in the circuit court. Tupuolaâs conduct was obviously relevant to the plaintiffs claim that the Respondents breached a duty to provide security. Omitting Tupuolaâs name from the special verdict, as required by law, would not have impeded the jury from its fact-finding objective. Moreover, if the Respondents were concerned that, somehow, Tupuolaâs absence from the special verdict would obscure the truth as to where the blame properly lay for the plaintiffs injuries, they had ample opportunity to timely plead Tupuola into the matter.
This misunderstanding also infects Justice Acobaâs observation that the Ozaki II court âdid not intimate that [the estranged boyfriendâs] role in causing the plaintiffsâ injuries should not have been considered in determining the relative fault of the parties.â Concurring opinion at 414-15, 191 P.3d at 1091-92. While a fact-finder, where relevant, can certainly take into account the âroleâ of a nonparty in determining the liability of parties to an action, it does not follow that the nonparty should be included on the special verdict.
E. The ICA Did Not Err When It Held That The Circuit Court Did Not Abuse Its Discretion In Denying Moyleâs Motion For A New Trial.
Finally, Moyle argues that the ICA erred in affirming the circuit courtâs denial of his motion for a new trial âafter clear and convincing relevant and material evidence was found, proving that [the Respondentsâ] trial representatives had lied about who actually owned the clubâ at the time of Moyleâs injury.
Hawai'i Rules of Civil Procedure (HRCP) Rule 60(b) states in relevant part:
(b) Mistakes; Inadvertence; Excusable Neglect; Neivly Discovered Evidence; Fraud, etc. On motion and upon such terms as are just, the court may relieve a party or a partyâs legal representative from a final judgment, order, or proceeding for the following reasons: ... (3) fraud (whether heretofore denominated intrinsic or extrinsic), misrepresentation, or other misconduct of an adverse party....
A circuit courtâs denial of a HRCP Rule 60(b) is reviewed for abuse of discretion. Beneficial Hawaii, Inc. v. Casey, 98 Hawai'i 159, Ă64, 45 P.3d 359, 364 (2002).
Moyle points to this courtâs holding that â[fjraud, misrepresentation, and circumvention used to obtain a judgment are generally regarded as sufficient cause for the opening or vacating of the judgment.â Kawamata Farms, Inc. v. United Agri Prods., 86 Hawai'i 214, 257, 948 P.2d 1055, 1098 (1997) (citation and quotation marks omitted); see also Matsuura v. E.I. du Pont de Nemours & Co., 102 Hawai'i 149, 158, 73 P.3d 687, 696 (2003) (â[T]he relief available under HRCP rules 60(b) and 60(b)(3) reflect the preference for judgments on the merits over the finality of judgments, especially when such judgments are procured through fraud.â).
Nevertheless, even assuming that the Respondents somehow misrepresented who owned the club at the time of the incident, the ICA correctly held that Moyle âhas not shown how ownership of the [club], by either Y & Y Hyup Shin, Corp. or TTJJKK, Inc., affected the outcome of this case.â Moyle, 116 Hawai'i at 403, 173 P.3d at 550. The United States Court of Appeals for the Fourth Circuit, in analyzing Federal Rules of Civil Procedure (FRCP) Rule 60(b),
IV. CONCLUSION
For the foregoing reasons, we vacate the circuit courtâs March 5, 2004 judgment and the ICAâs November 23, 2007 judgment, and we remand this matter to the circuit court for further proceedings consistent with this opinion.
. Richard Todd Moyle died on August 31, 2004. Roger Scott Moyle was substituted as plaintiff-appellant by order of this court on December 21, 2004.
. Kyong Suk Son was the owner of TTJJKK, Inc., and owned the club from 1993 until approximately 1999. Karin Hyon Suk Yu was an owner of Y & Y Hyup Shin Corp., which purchased the club at some point between 1999 and September 2000.
. Moyle argues in the alternative that the foreseeability instructions were in error due to the circuit court's failing to instruct the jury on the "totality of the circumstances" test, as required by Doe v. Grosvenor Center Associates, 104 Hawai'i 500, 511, 92 P.3d 1010, 1021 (App.2004) (ââ[W]hen determining the foreseeability of a particular criminal act committed by a third party, we look to the totality of circumstances." (citing, inter alia, Grosvenor Properties, 73 Haw. 158, 829 P.2d 512)). We take note of the ICAâs holdings (1) that this argument was waived by Moyleâs having proposed and then withdrawn such an instruction and (2) that plain error was not apparent in the circuit courtâs failure to give such an instruction sua sponte. Moyle, 116 Hawai'i at 398-400, 173 P.3d at 545-47. We decline to address this issue, inasmuch as we have already determined that the circuit courtâs foreseeability instructions were prejudicially erroneous and that Moyle is entitled to a new trial. However, we note that, with the foreseeability of third-party criminal acts being of paramount importance in this case, upon remand it would be judicious for the circuit court to give a "totality of the circumstancesâ instruction even if Moyle, through error or stratagem, again requests the instruction's withdrawal.
. HRS § 663-1.6 provides in relevant part:
(a) Any person at the scene of a crime who knows that a victim of the crime is suffering from serious physical harm shall obtain or attempt to obtain aid from law enforcement or medical personnel if the person can do so without danger or peril to any person. Any person who violates this subsection is guilty of a petty misdemeanor.
(b) Any person who provides reasonable assistance in compliance with subsection (a) shall not be liable in civil damages unless the person's acts constitute gross negligence or wanton acts or omissions, or unless the person receives or expects to receive remuneration.
(c)Any person who fails to provide reasonable assistance in compliance with subsection (a) shall not be liable for any civil damages.
. HRAP Rule 28(b)(7) provides in relevant part:
(b) Within 40 days after the filing of the record on appeal, the appellant shall file an opening brief, containing the following sections in the order here indicated:
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(7) The argument, containing the contentions of the appellant on the points presented and the reasons therefor, with citations to the authorities, statutes and parts of the record relied on.
. Cf, e.g., Chiara v. Fryâs Food Stores of Ariz., Inc., 152 Ariz. 398, 733 P.2d 283 (1987); Rhodes v. El Rancho Markets, 4 Ariz.App. 183, 418 P.2d 613 (1966); Jasko v. F.W. Woolworth Co., 177 Colo. 418, 494 P.2d 839 (1972); Smith v. Safeway Stores, Inc., 636 P.2d 1310 (Colo.Ct.App.1981); Jackson v. K-Mart Corp., 251 Kan. 700, 840 P.2d 463 (1992); Gonzales v. Winn-Dixie Louisiana, Inc., 326 So.2d 486 (La.1976); Sheehan v. Roche Bros. Supermarkets, Inc., 448 Mass.
. HRS § 663-11 defines "joint tortfeasors" as "two or more persons jointly or severally liable in tort for the same injury to person or property, whether or not judgment has been recovered against all or some of them.â
. In full, HRS § 663-12 provides:
The right of contribution exists among joint tortfeasors.
A joint tortfeasor is not entitled to a money judgment for contribution until the joint tort-*398 feasor has by payment discharged the common liability or has paid more than the joint tortfea-sorâs pro rata share thereof.
A joint tortfeasor who enters into a settlement with the injured person is not entitled to recover contribution from another joint tort-feasor whose liability to the injured person is not extinguished by the settlement.
When there is such a disproportion of fault among joint tortfeasors as to render inequitable an equal distribution among them of the common liability by contribution, the relative degrees of fault of the joint tortfeasors shall be considered in determining their pro rata shares, subject to section 663-17.
. For reasons unknown, the ICA identified the third-party complaint as a "cross-claim.â See Moyle, 116 Hawai'i at 402, 173 P.3d at 549.
. Justice Acobaâs assertion that the issue of collateral estoppel is "peripheral to the question at bar," Concurring opinion at 411-12, 191 P.3d at 1088-89 n. 8, misapprehends our stated purpose for raising it, namely, to demonstrate that the present case illustrates the fundamental policy goal furthered by the UCATA, i.e., increasing judicial efficiency by combining the apportionment and contribution actions.
. HRS § 663-10.5 was amended in 2006 in respects not pertinent here.
. HRS § 663-10.5 provides in relevant part that "in any case where a government entity is determined to be a tortfeasor along with one or more other tortfeasors, the government entity shall be liable for no more than that percentage share of the damages attributable to the government entity.â
. The March 15, 2004 motion filed with the circuit court was entitled "[Hawai'i Rules of Civil Procedure (HRCP)] Rule 59(a), Rule 59(e), and Rule 60(b)(3) Motion to Set Aside Jury Verdict and Judgment Entered on March 5, 2004, and for a New Trial, and for Sanctions, Based Upon Defendants' Fraud Upon the Court and Erroneous Jury Instructions and Prejudicial Verdict Form.â In reviewing the motion, the ICA determined that, â[w]hile the title of the motion appears to implicate at least three grounds, [Moyle] only reasserts one on appeal, namely that Appel-lees and their representatives committed perjury and fraud on the court while giving testimony on a material factual issue: who owned the club at the time the incident occurred.â Moyle, 116 Hawai'i at 402, 173 P.3d at 549. Moyleâs application for a writ of certiorari also raises only the issue of the Respondentsâ perjury and fraud, and therefore I will only address that issue.
. FRCP Rule 60(b) and HRCP 60(b) are identical. When a Hawai'i rule of procedure is modeled after a federal rule, "the interpretation of [the rule] by the federal courts [is] deemed to be highly persuasive in the reasoning of this court.â Harada v. Burns, 50 Haw. 528, 532, 445 P.2d 376, 380 (1968).