Samantha Peifer v. Pennsylvania Board of Probation and Parole
Citation106 F.4th 270
Date Filed2024-07-03
Docket23-1081
Cited22 times
StatusPublished
Full Opinion (html_with_citations)
PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
____________
No. 23-1081
____________
SAMANTHA PEIFER,
Appellant
v.
COMMONWEALTH OF PENNSYLVANIA, BOARD OF
PROBATION AND PAROLE
____________
On Appeal from the United States District Court
For the Eastern District of Pennsylvania
(District Court No. 2-21-cv-05432)
District Judge: Honorable Chad F. Kenney
____________
Argued on January 30, 2024
____________
Before: KRAUSE, PORTER, and CHUNG, Circuit Judges
(Filed: July 3, 2024)
David M. Koller [ARGUED]
Koller Law
2043 Locust Street
Suite 1B
Philadelphia, PA 19103
Counsel for Appellant
Michael J. Scarinci [ARGUED]
Office of Attorney General of Pennsylvania
Strawberry Square 15th Floor
Harrisburg, PA 17120
Counsel for Appellee
___________
OPINION OF THE COURT
____________
CHUNG, Circuit Judge.
Samantha Peifer sued her employer, the Pennsylvania
Board of Probation and Parole (âBoardâ), claiming pregnancy
discrimination and retaliation under Title VII of the Civil
Rights Act of 1964 (âTitle VIIâ) and the Pregnancy
Discrimination Act (âPDAâ). The District Court granted the
Boardâs motion for summary judgment.
We will affirm in part and vacate in part. We agree with
the District Court that Peiferâs claims partly fail but conclude
that the District Court is best situated to analyze in the first
instance the impact, if any, of the Supreme Courtâs recent
holding in Muldrow v. City of St. Louis, 144 S. Ct. 967 (2024),
on whether Peifer makes out a prima facie case under an
adverse employment action theory based on the Boardâs
2
denials of her accommodation requests. We further conclude
that Peifer makes out a prima facie case of pregnancy
discrimination based on the Boardâs denials of her light-duty
requests under a failure to accommodate theory. We will thus
vacate and remand as to Peiferâs adverse employment theory
and failure to accommodate theory for further analysis, and
affirm the District Courtâs decisions on Peiferâs constructive
discharge allegation and retaliation claim.
I. BACKGROUND
A. Peiferâs Background
Samantha Peifer worked for the Board as an Alcohol
and Other Drugs agent. In that role, she worked with drug and
alcohol offenders on parole. Her job required her to be able to
perform various physical functionsâfor instance, running to
catch escaping offenders, restraining offenders during arrests,
and moving offenders to take them into custody.
In September 2019, Peifer was diagnosed with multiple
sclerosis. About four months later, in January 2020, she
learned that she was pregnant
B. Peifer Asks for Light Duty and Files Her First
EEOC Charge
Around March 2020, Peifer began asking the Board to
accommodate her inability to perform certain tasks due to her
pregnancy by assigning her to work âlight duty,â also known
3
as âmodified duty.â1 App. 247. At first, she made informal
requests. On March 14, 2020, she formally requested light
duty by sending an email with a doctorâs note to her supervisor,
Joseph Bentzley. Peifer said that she was concerned about her
pregnancy and asked to do the same type of modified work that
the Board provided for employees who were injured at work or
on âdesk dutyâ for discipline. Id. (internal quotation marks
omitted).
The Boardâs Eastern District Director, Michelle Rivera,
denied Peiferâs request the next day. Rivera said that
â[m]odified/light duty for any Parole Board employee is only
approved for work related injury.â Id. at 247â48. Rivera also
told Peifer that if she could not âmeet all of [the] essential
functionsâ of her job, she should talk to the Boardâs Family and
Medical Leave Act (âFMLAâ) coordinator, id. at 248, in effect,
to discuss taking unpaid leave under the FMLA.
A few days later, on March 25, Peifer sent Director
Rivera and supervisor Bentzley an updated doctorâs note. The
note listed ninety-four functions of Peiferâs role and said that
Peifer could not perform twenty-three of them. For example,
the note said that Peifer could not run or use certain kinds of
force to catch, arrest, or move offenders. Rivera responded
almost immediately and repeated the statements in her first
denial: that the Board only approved light duty for employees
with work-related injuries and that if Peifer could not do the
1
The parties use the terms âlightâ and âmodifiedâ duty
interchangeably. Unless quoting the record, we will use the
term âlight duty.â
4
essential functions of her job, she should talk to the FMLA
coordinator.
Peifer took leave starting on March 26. She used a
combination of unpaid FMLA leave and vacation time. About
a month later, on April 21, Peifer filed a charge with the U.S.
Equal Employment Opportunity Commission (âEEOCâ)
alleging discrimination based on sex, pregnancy, and
disability, as well as retaliation.
On May 14, 2020, the Board changed course and
supervisor Bentzley emailed Peifer to say that the Board had
âthe ability to accommodate [her] request [for modified duty]
based on [her] physicianâs restrictions.â Id. at 248â49
(alterations in original). The Board did not state why it could
now accommodate her light-duty request and, during discovery
in this case, Bentzley testified that the accommodation was
provided due to Peiferâs multiple sclerosis diagnosis. In
assigning Peifer to light duty, the Board provided Peifer with a
âModified Duty Position Description.â Id. at 249. The
Position Description said that Peiferâs work would be modified
according to the ârestrictionsâ in her doctorâs note. Id. It also
said that Peifer would work a specified âscheduleâ and that the
âmajority of [her] responsibilitiesâ would be âconducted in the
office.â Id. Peifer signed the Position Description.
Peifer ended her leave and began her light-duty
assignment on May 18. When she resumed work, the Board
reinstated the leave that Peifer took and reimbursed her for the
salary she lost during her period of unpaid leave.
5
C. Peifer Asks for Another Accommodation and
Files Her Second EEOC Charge
Ten days after Peifer began her light-duty assignment,
on May 28, 2020, she asked for another accommodation. She
submitted another doctorâs note stating her doctorâs opinion
that she should âbe allowed to work from home due to her high
risk pregnancy and her risk of exposure to COVID-19 in the
workplace,â or â[i]f that is not possible, she must be provided
the proper personal protective equipment in the form of a mask,
face shield and gloves at all times.â Id. at 250. In response,
the Board provided her with personal protective equipment
(âPPEâ), but did not let her work from home. The Board
explained to Peifer that, consistent with her Modified Duty
Position Description, her âmodified duty position ⌠require[d
her] to report to the office and complete a majority of [her] job
responsibilities in the office.â Id. at 237.
Peifer filed a second charge with the EEOC on June 26,
2020 alleging discrimination based on sex, pregnancy, and
disability, as well as retaliation.
D. Peifer Resigns and Files Her Third EEOC
Charge
On September 23, 2020 Peifer resigned by email. She
stated, âI am resigning solely in response to the discriminatory
treatment I have been subjected to by yourself and others in my
chain of command and consider myself constructively
discharged.â Id. at 250.
After Peifer resigned, she filed a third charge with the
EEOC, again alleging discrimination based on sex, pregnancy,
and disability, as well as retaliation.
6
E. Procedural History
The EEOC issued Peifer a right-to-sue letter for all three
charges. Peifer then filed a complaint against the Board in the
United States District Court for the Eastern District of
Pennsylvania. She claimed discrimination and retaliation
under Title VII and the PDA.2 The Board moved for summary
judgment, and the District Court granted its motion, deciding
that Peifer could not make out a prima facie case for any of her
claims. Peifer timely appealed.
II. DISCUSSION3
Peifer challenges the District Courtâs order granting
summary judgment for the Board. We conduct plenary review
of the District Courtâs summary judgment ruling. See Barna v.
Bd. of Sch. Dirs. of Panther Valley Sch. Dist., 877 F.3d 136,
141(3d Cir. 2017). Summary judgment is appropriate if the Board has shown that there is âno genuine dispute as to any material factâ and that it is âentitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). In determining whether summary judgment is appropriate, â[t]he evidence of the non-movant is to be believed, and all justifiable inferences are to be drawn in h[er] favor.â Anderson v. Liberty Lobby, Inc.,477 U.S. 242
,
2
Peifer brought other claims under state and federal law.
The Board filed a partial motion to dismiss for lack of
jurisdiction, and the District Court dismissed all of Peiferâs
claims but the ones discussed here.
3
The District Court had jurisdiction under 42 U.S.C. §
2000e-5(f)(3) and 28 U.S.C. §§ 1331and 1367(a). We have jurisdiction under28 U.S.C. § 1291
.
7
255 (1986) (citing Adickes v. S. H. Kress & Co., 398 U.S. 144,
158â59 (1970)). Applying that standard, we evaluate Peiferâs
discrimination and retaliation claims in turn.
A. Discrimination Claim
Peifer brings her pregnancy discrimination claim under
Title VII and the PDA. Title VII prohibits employers from
discriminating against employees based on certain protected
characteristics, including âbecause of ⌠sex.â 42 U.S.C. §
2000e-2(a)(1). The PDA amends Title VII to specifically
prohibit discrimination against pregnant employees. See id. §
2000e(k). It does so in two key ways.
First, the PDA makes clear that Title VIIâs prohibition
against sex discrimination includes pregnancy discrimination.
It does so through its first clause, which provides that â[t]he
terms âbecause of sexâ or âon the basis of sexââ in Title VII
âinclude ⌠because of or on the basis of pregnancy.â Id. This
is the first theory of pregnancy discrimination that Peifer
alleges, claiming that she suffered adverse employment actions
because of her pregnancy (âadverse employment action
theoryâ).
Second, the PDA specifically provides that employers
may not discriminate in the way they treat pregnancy-related
inability to work. It does so through its second clause, which
states that âwomen affected by pregnancy ⌠shall be treated
the same for all employment-related purposes ⌠as other
persons not so affected but similar in their ability or inability
to work.â Id.; see also Young v. United Parcel Serv., Inc., 575
U.S. 206, 226â28 (2015) (explaining how the PDAâs two clauses work together); Cal. Fed. Sav. & Loan Assân v. Guerra,479 U.S. 272
, 284â85 (1987) (same). This is the second theory
8
of pregnancy discrimination that Peifer alleges, claiming that
the Board failed to accommodate her while it accommodated
other Board employees similar in their inability to work
(âfailure to accommodate theoryâ).
Peifer does not offer direct evidence of discrimination;
as a result, she must prove discrimination using the burden-
shifting framework set out in McDonnell Douglas Corp. v.
Green, 411 U.S. 792(1973). See Young,575 U.S. at 213
.
Under the McDonnell Douglas framework, the plaintiff
has the âinitial burden ⌠of establishing a prima facie case of
⌠discrimination.â McDonnell Douglas, 411 U.S. at 802. Although the Supreme Court has repeatedly emphasized that the elements of that prima facie case will vary with different factual situations, it has said that at root, the plaintiffâs initial burden is to show â[adverse] actions taken by the employer from which one can infer, if such actions remain unexplained, that it is more likely than not that such actions were âbased on a discriminatory criterion illegal under [Title VII].ââ Furnco Const. Corp. v. Waters,438 U.S. 567, 576
(1978) (quoting Teamsters v. United States,431 U.S. 324, 358
(1977)). If an employee establishes a prima facie PDA case, whether under an adverse employment action theory or under Young, the burden shifts to the employer to âseek to justify its refusal to accommodateâ by offering ââlegitimate, nondiscriminatoryâ reasons for denying her accommodation.â Young, 576 U.S. at 229 (quoting McDonnell Douglas,411 U.S. at 802
); see also Doe v. C.A.R.S. Prot. Plus, Inc.,527 F.3d 358, 364
(3d Cir.
2008). If the employer does offer a legitimate,
nondiscriminatory reason, then the burden returns to the
employee to show that the employerâs reasons were
âpretextual.â Young, 576 U.S. at 229.
9
Peifer argues that she can establish a prima facie case as
to each of her two theories: (1) by a more traditional showing
that she suffered an âadverse employment actionâ because she
was pregnant; and (2) by showing that the Board failed to
accommodate her in the same way it accommodated non-
pregnant employees who had a similar inability to work as set
forth in Young. See id. We address each below.
1. Adverse Employment Action
Under the more traditional version of the McDonnell
Douglas framework, an employee can make out a prima facie
case by showing, among other things, that she suffered an
âadverse employment actionâ because of a protected
characteristic. Jones v. Sch. Dist. of Phila., 198 F.3d 403, 411
(3d Cir. 1999). Peifer argues that she âsuffered two adverse
employment actions: denial of a reasonable accommodation
and constructive dischargeâ because of her pregnancy.
Opening Br. 25.
We begin with Peiferâs argument that she was
constructively discharged when she resigned in September
2020, and conclude that Peifer cannot show that she was
constructively discharged. We evaluate claims of constructive
discharge under an âobjective standardâ that asks âwhether a
reasonable person under the circumstances âwould have felt
compelled to resign.ââ Judge v. Shikellamy Sch. Dist., 905
F.3d 122, 125(3d Cir. 2018) (quoting Colwell v. Rite Aid Corp.,602 F.3d 495, 502
(3d Cir. 2010)). Peiferâs working
conditionsâworking light duty with the provision of PPEâdo
not reach that level. Indeed, these accommodations were
provided in response to, and consistent with, Peiferâs doctorâs
opinions. Peifer offers no evidence that the conditions her
doctor endorsed were in fact so intolerable that they would
10
have forced a reasonable person to quit. We affirm the District
Court as to this asserted adverse employment action.
Our analysis of Peiferâs argument based on the Boardâs
denials of her accommodation requests is different, however.
The District Court decided that the Boardâs denials did not
constitute adverse employment action, relying upon this
Circuitâs precedent and finding that Peifer did not allege facts
reflecting a âsignificantâ employment-related harm. App. 11.
Specifically, the Court found lacking Peiferâs allegations that
she suffered forced leave and corresponding temporary loss of
pay and benefits, uncertainty, revocation of state-issued
equipment that flowed from it, a less flexible work schedule,
and an unsafe work environment during her modified-duty
assignment. The District Court concluded that although Peifer
raises âmany grievances,â they âdo not rise to the level of an
adverse employment action.â Id. at 13.
However, while this appeal was pending, the Supreme
Court held in Muldrow v. City of St. Louis, 144 S. Ct. 967(2024) that, contrary to our prior precedent, an employee need not demonstrate that the asserted adverse employment action was a âserious and tangibleâ employment-related harm. Komis v. Secây of U.S. Depât of Lab.,918 F.3d 289, 292
(3d Cir. 2019) (quoting Jones v. Se. Pa. Transp. Auth.,796 F.3d 323, 326
(3d Cir. 2015)). In Muldrow, the Court rejected that the
harm must be âserious,â âsignificant,â âsubstantial,â or âany
similar adjective suggesting that the disadvantage to the
employee must exceed a heightened bar.â 144 S. Ct. at 974.
Rather, the Court explained that an adverse employment action
means simply that the employee suffered âsome harmâ to a
term or condition of employmentâin other words, that the
employer treated the employee âworseâ because of a protected
11
characteristic. Id.
Because Muldrow made clear that adverse employment
action need not be serious, we will remand so that the District
Court can consider in the first instance whether Peifer has
asserted harms sufficient to establish âsomeâ employment-
related harm for her prima facie case under Muldrow.4
2. Failure to Accommodate
The Supreme Court set out the elements of a prima facie
failure to accommodate case in Young: The employee must
show that (1) âshe belongs to the protected class,â (2) âshe
sought accommodation,â (3) âthe employer did not
4
The District Court also decided that Peiferâs adverse
employment action theory failed because her evidence did ânot
sufficiently satisfy the fourth prong ⌠of establishing an
inference of unlawful discrimination.â App. 11. As this was
an alternative holding, the District Court did not provide as
thorough an explanation for its reasoning as it did for its
adverse employment action analysis. The District Courtâs
reasons for its conclusion are therefore somewhat unclear. The
District Court appears, at least in part, to have relied upon its
conclusion that the Board accommodated Peifer. As explained
below, however, we have concluded that the Board did not
accommodate Peifer when it denied her light-duty requests.
Because the District Courtâs reasons are not clearly
discernable, or are tied to other conclusions with which we
have disagreed or chosen to remand in light of Muldrow, we
also remand for the District Court to consider whether there is
a genuine dispute of material fact that an inference of unlawful
discrimination can be drawn.
12
accommodate her,â and (4) âthe employer did accommodate
others âsimilar in their ability or inability to work.ââ 575 U.S.
at 229.
Here, Peifer alleges that the Board failed to
accommodate her in two ways: by (1) denying her requests for
light duty beginning in March 2020 and (2) denying her request
to work from home in May 2020.
Peifer cannot make out a prima facie case of
discrimination based on the Boardâs denying her request to
work from home. Peifer requested the Board accommodate her
in one of two ways: working from home or providing her with
PPE. The Board chose the second option. Because the Board
provided her the accommodation she requested (though did not
prefer), Peifer cannot establish the third element of her prima
facie case, and the portion of her claim related to working from
home must fail. See id.(employee must show that employer âdid not accommodate herâ); cf. OâNeal v. City of Chicago,392 F.3d 909, 913
(7th Cir. 2004) (denial of an employeeâs
âpurely subjective preferenceâ is not an adverse employment
action (citation omitted)).
Peifer does make out a prima facie case, however, based
on the Boardâs denial of her requests for light duty. The
District Court decided that Peiferâs claim failed on the third
and fourth elements because the Board âdid accommodate
her,â and âthere is no evidence [the Board] treated Ms. Peifer
differently than any others with similar limitations.â App. 12.
We disagree with both conclusions as they concern Peiferâs
light-duty requests.
As to the third element, the Board repeatedly denied
Peiferâs light-duty requests between March and May 2020.
13
The Board argues that it âdid ultimately accommodate
Peiferââthat is, when it granted her light duty two months
after she asked for it. Answering. Br. 29. The District Court
appears to have taken that same view. This is understandable
given that Peifer was ultimately given the light-duty
assignment she requested (though only after multiple initial
denials and months of delay). We note, however, that neither
the PDA nor Youngâs interpretation of the PDA make an
exception for employers who grant an accommodation after
significant time has passed since their denial. We, therefore,
decline to read that exception into the PDA as doing so would
eviscerate the PDAâs purpose: Pregnancy is temporary, so if
employers could deny pregnant workers accommodation for a
period of months but escape liability by eventually relenting,
the statute would offer very little protection.5 The Board did
not accommodate Peifer for approximately two months; thus,
Peifer makes out the third element notwithstanding the fact that
the Board ultimately granted her request.
As to the fourth element, the District Court said there
was âno evidenceâ that the Board treated Peifer differently than
employees with similar inability to work. App. 12. We
disagree. Evidence shows that the Board denied Peiferâs
requested accommodation as a matter of policy solely because
her inability was not caused by a work-related injury. See, e.g.,
Legg v. Ulster County, 820 F.3d 67, 74 (2d Cir. 2016); Equal
Emp. Opportunity Commân v. Wal-Mart Stores E., L.P., 46
5
This reasoning might also apply when an employer
delays granting a request to the extent that such delay is
significant enough to establish that âthe employer did not
accommodate her.â Young, 575 U.S. at 229.
14
F.4th 587, 595 (7th Cir. 2022). Although the Board later reversed itself and provided Peifer with light duty, Peifer has offered evidence that it did so because of her disability, not because of her pregnancy. This sequence of events, drawing all reasonable inferences in favor of Peifer, can create a genuine dispute that the Board denied Peifer light duty solely ââbased on a discriminatory criterion illegal underâ Title VIIâ and would have provided light duty to accommodate Peiferâs inabilities so long as they were caused by work-related injuries or possibly disability, rather than pregnancy. Young,575 U.S. at 228
(quoting Furnco,438 U.S. at 576
); see also id. at 231.
Because a reasonable jury could find that she made out
a prima facie case, the burden shifts to the Board to show that
it denied her light-duty requests for âlegitimate,
nondiscriminatoryâ reasons. Id. at 229. If it does, then Peifer
must show that its reasons âare in fact pretextual.â Id. Because
the District Court decided that Peifer did not make out a prima
facie case, it did not analyze whether the Boardâs proffered
reasons were legitimate and nondiscriminatory or whether
Peifer created a genuine dispute that the Boardâs non-
discriminatory reason was pretextual. We will remand so it
can do so.
B. Retaliation Claim
Peifer also claims retaliation under Title VII. Under
Title VIIâs antiretaliation provision, an employer may not
âdiscriminate againstâ an employee âbecause,â among other
things, the employee âhas opposed any ⌠unlawful
employment practiceâ or âmade a chargeâ with the EEOC. 42
U.S.C. § 2000e-3(a). To make out a prima facie case of
retaliation, therefore, a plaintiff must show that (1) âshe
engaged in a protected activity,â (2) âshe suffered an adverse
15
employment action,â and (3) âthere was a causal connection
between the participation in the protected activity and the
adverse action.â Carvalho-Grevious v. Del. State Univ., 851
F.3d 249, 257(3d Cir. 2017) (citing Moore v. City of Philadelphia,461 F.3d 331
, 340â41 (3d Cir. 2006)).
Peifer does not show a causal connection between any
protected activity and an adverse employment action. Peifer
argues that she engaged in protected activity when she asked
for accommodations and filed EEOC charges and that she
suffered adverse employment actions when the Board denied
her requests and constructively discharged her. Peiferâs claim
fails because she does not show that her protected activity
caused the adverse actions she alleges (one of which,
constructive discharge, we have already concluded is without
merit). There is no evidence that the Board took any actions as
retaliation for her EEOC charge; to the contrary, the Board
changed its position and granted Peifer light duty soon after
she filed her first charge. Similarly, the fact that the Board
provided Peifer with an accommodation that she herself
requested does not support an inference that it was retaliating
against her. Thus, Peifer does not make out a prima facie case
of retaliation and we affirm as to this claim.
III. CONCLUSION
For the foregoing reasons, we will affirm in part and
vacate in part, and remand for proceedings consistent with this
opinion.
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