Steven Voneida v. John Johnson
Citation88 F.4th 233
Date Filed2023-12-07
Docket22-1264
Cited32 times
StatusPublished
Full Opinion (html_with_citations)
PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_______________________
No. 22-1264
_______________________
STEVEN A. VONEIDA,
Appellant
v.
JOHN JOHNSON, U.S. Probation Officer
_______________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
District Court No. 1:15-cv-01911
District Judge: Honorable Christopher C. Conner
__________________________
Submitted Under Third Circuit L.A.R. 34.1(a)
November 15, 2023
Before: RESTREPO, McKEE, and SMITH, Circuit Judges
(Filed: December 7, 2023)
Edward J. Rymsza, III
Miele & Rymsza
125 East Third Street
Williamsport, PA 17701
Counsel for Appellant
Stephen R. Cerutti, II
Carlo D. Marchioli
Office of United States Attorney
Middle District of Pennsylvania
Sylvia H. Rambo United States Courthouse
1501 N 6th Street, 2nd Floor
P.O. Box 202
Harrisburg, PA 17102
Samuel S. Dalke
Office of United States Attorney
615 Chestnut Street
Suite 1250
Philadelphia, PA 19106
Counsel for Appellees
__________________________
OPINION OF THE COURT
__________________________
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SMITH, Circuit Judge.
Several years after being convicted of transmitting
threatening communications in violation of 18 U.S.C. § 875(c) and filing unsuccessful motions for relief under28 U.S.C. § 2255
, Steven Voneida filed a petition under28 U.S.C. § 2241
asserting that28 U.S.C. § 2255
was inadequate to address the issue of whether the Supreme Courtâs decision in Elonis v. United States,575 U.S. 723
(2015), effected an intervening
change in law that rendered his conduct no longer criminal.
The District Court initially concluded that Voneidaâs claim
could not proceed under § 2241, but this Court reversed. On
remand, the District Court rejected Voneidaâs claim on the
merits. Voneida appealed.
During the pendency of Voneidaâs appeal, the Supreme
Court decided Jones v. Hendrix, 143 S. Ct. 1857(2023), which established that the limitations on second or successive motions set forth in28 U.S.C. § 2255
(h) do not make § 2255 âinadequate or ineffectiveâ such that a prisoner must pursue a remedy under § 2241. 143 S. Ct. at 1863. We write precedentially to acknowledge that Jones abrogates our precedent in In re Dorsainvil,119 F.3d 245
(3d Cir. 1997). As a consequence of the holding in Jones, Voneida has no recourse under § 2241. We will therefore vacate the District Courtâs Order and remand with instructions to dismiss for lack of subject-matter jurisdiction. See Hogsett v. Lillard,72 F.4th 819
, 821â22 (7th Cir. 2023).
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I. Background
In 2008, Voneida was convicted of transmitting
threatening communications in violation of 18 U.S.C. § 875(c).
The threats in question are a series of MySpace posts that
Voneida made in 2007, shortly after the highly publicized mass
shooting at Virginia Tech. Voneida, who was a college student
at the time, expressed admiration for the Virginia Tech shooter
and stated his âwishâ that other âweary violent typesâ would
âband together withâ him and âallow everyone at schools and
universities across the nation to reap the bitter fruit of the seeds
that they have been sowing for so long.â App. 118â19.
At trial, the jury was instructed to disregard Voneidaâs
subjective knowledge or intent and to find him guilty if they
decided that âa reasonable person would interpret his statement
as a true threat.â App. 19. The jury convicted Voneida as
charged, and we affirmed. United States v. Voneida, 337 F.
Appâx 246(3d Cir. 2009) (âVoneida Iâ). Voneida filed several motions to vacate, set aside, or correct his conviction and sentence pursuant to28 U.S.C. § 2255
, all of which were
unsuccessful.
In October 2015, Voneida filed a petition for a writ of
habeas corpus pursuant to 28 U.S.C. § 2241, arguing that
Elonisâwhich abrogated this Courtâs precedent that
negligence was sufficient to support a conviction under
§ 875(c)ârendered his conduct non-criminal.
The District Court initially determined that it lacked
jurisdiction over Voneidaâs § 2241 petition because he had not
shown that § 2255 was inadequate or ineffective to test the
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legality of his sentence, and so it dismissed the petition. We
vacated and remanded, noting that âa defendant may proceed
via a § 2241 petition if a subsequent statutory interpretation
renders the defendantâs conduct no longer criminal and he did
not have an earlier opportunity to raise the claim.â Voneida v.
Attây Gen. Pennsylvania, 738 F. Appâx 735, 737 (3d Cir. 2018) (âVoneida IIâ) (per curiam) (relying on In re Dorsainvil,119 F.3d at 251
).
On remand, the District Court held an evidentiary
hearing to consider additional evidence relevant to Voneidaâs
state of mind regarding the MySpace posts. After reviewing the
entire record, the District Court determined that âreasonable
jurors could readilyâ find that Voneida âacted with a
purposeful or knowing mindset as required by Elonis.â App.
137. Accordingly, the Court concluded that Voneida failed to
make the requisite showing to establish actual innocence for
the purposes of § 2241. Voneida appealed.
After the Supreme Court had heard argument in Jones,
this Court held Voneidaâs appeal curia advisari vult pending
the disposition of that case.
II. Jurisdiction
The District Court exercised jurisdiction over
Voneidaâs petition pursuant to 28 U.S.C. § 2241. 1 We have 1 When the District Court ruled on Voneidaâs § 2241 petition, it properly exercised jurisdiction under then-controlling law. See Voneida II, 738 F. Appâx at 737â38 (citing In re Dorsainvil,119 F.3d at 251
). As we make clear below, the
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jurisdiction to review the District Courtâs ruling pursuant to 28
U.S.C. § 2253(a).
III. Standard of Review
We review the District Courtâs legal conclusions de
novo. Randolph v. Secây Pa. Depât of Corr., 5 F.4th 362, 372(3d Cir. 2021). We review the District Courtâs factual findings for clear error, though we review de novo âany factual inferences [that] it drew from theâ record.Id.
IV. Discussion
Two statutes provide federal prisoners with avenues for
seeking habeas corpus relief: 28 U.S.C. § 2255and28 U.S.C. § 2241
. Jones, 143 S. Ct. at 1863. However, a federal prisoner seeking to collaterally attack his sentence generally must do so under § 2255 rather than § 2241. Id. To that end, § 2255(e) bars a federal prisoner from proceeding under § 2241 unless the § 2255 remedy âis inadequate or ineffective to test the legality of his detention.â See28 U.S.C. § 2255
(e). Because § 2255(e) provides habeas petitioners with a route, however narrow it may be, for recourse under § 2241, it has been termed the âsafety valveâ or âsaving clause.â See, e.g., Purkey v. United States,964 F.3d 603, 611
(7th Cir. 2020) (referring to § 2255(e) as the âsafety valveâ); Cordaro v. United States,933 F.3d 232, 239
(3d Cir. 2019) (referring to § 2255(e) as the
âsaving clauseâ).
District Court would not have jurisdiction over Voneidaâs
§ 2241 petition if it were filed in the first instance today.
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Separately, § 2255(h) bars âsecond or successiveâ
§ 2255 motions unless the motion relies on ânewly discovered
evidence,â § 2255(h)(1), or âa new rule of constitutional law,â
§ 2255(h)(2). Jones, 143 S. Ct. at 1863. The question presented
in Jones was whether § 2255(h)âs limitation on second or
successive motions makes § 2255 âinadequate or ineffective,â
such that a petitioner claiming that a change in statutory
interpretation renders his conduct non-criminal could proceed
with a claim under § 2241. Id.
Before Jones, whether the saving clause permitted a
prisoner to challenge his detention on the grounds that a change
in statutory interpretation arguably rendered the conduct
underlying his conviction non-criminal was a question of
significant debate in the courts of appeals. Two circuits held
that an intervening change in statutory interpretation could not
render § 2255 inadequate or ineffective. Prost v. Anderson,
636 F.3d 578, 588(10th Cir. 2011) (Gorsuch, J.); McCarthan v. Goodwill Indus.-Suncoast, Inc.,851 F.3d 1076
, 1099â1100
(11th Cir. 2017) (en banc).
This Court took a different tack. In In re Dorsainvil, we
held that âa prisoner who had no earlier opportunity to
challenge his conviction for a crime that an intervening change
in substantive law may negateâ can use § 2255(e) as âa safety
valveâ to bring a habeas claim under § 2241. 119 F.3d at 251â
52; see also Bruce v. Warden Lewisburg USP, 868 F.3d 170,
180 (3d Cir. 2017) (describing the In re Dorsainvil exception).
Nine of our sister circuits agreed, holding that the saving
clause permits a prisoner to challenge his detention when a
change in statutory interpretation raises the potential that he
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was convicted of conduct that the law does not make criminal,
though they based their holdings on âwidely divergent
rationales.â Bruce, 868 F.3d at 180(citing Trenkler v. United States,536 F.3d 85, 99
(1st Cir. 2008); Poindexter v. Nash,333 F.3d 372, 378
(2d Cir. 2003); In re Jones,226 F.3d 328
, 333â 34 (4th Cir. 2000); Reyes-Requena v. United States,243 F.3d 893
, 903â04 (5th Cir. 2001); Wooten v. Cauley,677 F.3d 303
, 307â08 (6th Cir. 2012); Brown v. Caraway,719 F.3d 583
, 586â87 (7th Cir. 2013); Abdullah v. Hedrick,392 F.3d 957
, 963â64 (8th Cir. 2004); Marrero v. Ives,682 F.3d 1190, 1192
(9th Cir. 2012); In re Smith,285 F.3d 6, 8
(D.C. Cir. 2002)).
The Jones decision resolved the circuit split. The
Supreme Court held that § 2255(h)âs limitation on second or
successive motions does not make § 2255 âinadequate or
ineffectiveâ such that a petitioner asserting a change in
statutory law effected after his conviction was final and after
his initial § 2255 motion was rejected should be able to proceed
with a claim under § 2241. 143 S. Ct. at 1863. The Court
reasoned that § 2255(h) âspecifies the two circumstances under
which a second or successive collateral attack on a federal
sentenceâ via § 2241 âis available, and those circumstances do
not include an intervening change in statutory interpretation.â
Id. at 1876.
We write precedentially to formally acknowledge what
district courts in this circuit have already recognized: Jones
abrogated In re Dorsainvil. See, e.g., Dixon v. Knight, No. 23-
cv-1764, 2023 WL 4366261, at *1 (D.N.J. July 6, 2023); Zuniga v. Howard, No. 20-cv-1214,2023 WL 4306759
, at *3
(M.D. Pa. June 30, 2023). The In re Dorsainvil exception
8
permitted recourse to § 2241 when, inter alia, a
petitioner asserted a claim of ââactual innocenceâ based on a
change in statutory caselaw that applies retroactively . . . on
collateral review.â Bruce, 868 F.3d at 180(emphasis added). The holding of Jones is directly to the contrary: Jones makes clear that AEDPA enumerated âtwoâand only twoâ conditions in which a second or successiveâ collateral attack may proceed, 143 S. Ct. at 1868, and an intervening change in statutory interpretation is not among them. See id.;28 U.S.C. § 2255
(h).
Thus, Jones means that Voneidaâs appeal, which is
explicitly and necessarily premised on the In re Dorsainvil
exception, see Voneida II, 738 F. Appâx at 736, must fail. After
his conviction became final, Voneida filed several motions to
vacate, amend, or correct his sentence under § 2255. Therefore,
the § 2241 petition before us is a âsecond or successiveâ
collateral attack within the meaning of § 2255(h). The legal
basis for Voneidaâs petition is a change in statutory
interpretation that he argues makes his conduct non-criminal.
This is not one of the exceptions enumerated in § 2255(h).
Because Voneida has not demonstrated that § 2255 is
âinadequate or ineffective to test the legality of his detention,â
his appeal under § 2241 is barred by § 2255(e). See Jones, 143
S. Ct. at 1863, 1868.
Voneidaâs efforts to avoid this straightforward
conclusion are unavailing. First, Voneida argues that he is no
longer eligible to file a second or successive § 2255 motion
because he is no longer on supervised release and therefore
cannot satisfy the jurisdictional custody requirement of
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§ 2255(a). 2 But Voneidaâs inability to bring a second or
successive motion under § 2255 is of no moment: Jones
roundly rejected the argument that § 2241 is available
âwhenever a prisoner is presently unable to file
a § 2255 motion.â 143 S. Ct. at 1870.
Second, Voneida argues that Elonis and Counterman v.
Colorado, 600 U.S. 66(2023) 3 establish that Voneida was convicted and sentenced under an erroneous mens rea standard and therefore he is actually innocent of violating18 U.S.C. § 875
(c). Voneida characterizes Elonis and Counterman as 2 Although Voneida is no longer on supervised release, his release does not deprive us of jurisdiction as he satisfied the âin custodyâ requirement for his habeas petition when he filed his original petition in the District Court while on supervised release. See Carafas v. LaVallee,391 U.S. 234, 238
(1968) (âconclud[ing] that under the statutory scheme, once the federal jurisdiction has attached in the District Court, it is not defeated by the release of the petitioner prior to completion of proceedings on such applicationâ); United States v. Essig,10 F.3d 968
, 970 n.3 (3d Cir. 1993), superseded on other grounds by rule, 3d Cir. L.A.R. 31.3 (2002), as recognized in United States v. Turner,677 F.3d 570, 578
(3d Cir. 2012) (explaining that a person on supervised release is âstill âa prisoner in custodyâ within the meaning of § 2255â). 3 In Counterman, the Court held that the First Amendment requires proof of a subjective mindset in true-threats cases and that the appropriate mens rea standard is recklessness.600 U.S. at 73
.
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new facts that raise sufficient doubt about his guilt such that
this court must adjudicate his claim because the ends of justice
so require. In other words, his argument is that Elonis and
Counterman constitute a probable showing of innocence
sufficient to excuse his procedural default under Schlup v.
Delo, 513 U.S. 298 (1995).
But Voneidaâs reliance on Elonis, Counterman, and
Schlup is misplaced. Jones makes clear that a second or
successive motion is available only when one of the conditions
articulated in § 2255(h) is satisfied, and an intervening change
in statutory interpretation that would render the petitionerâs
conduct non-criminal is not among those conditions. 143 S. Ct.
at 1876. Indeed, Justice Jackson dissented partly on the basis
of her view that the majority was incorrect in holding that
§ 2255 does not permit second or successive collateral attacks
when a petitioner asserts legal innocence on the basis of an
intervening change in statutory interpretation. See id. at 1878
& n.1, 1882â85 (Jackson, J., dissenting). It would be very odd
indeed to conclude that Jones permits recourse to § 2241 under
such circumstances despite clear indication to the contrary in
the majority opinion and a dissent that is partly premised on a
contrary interpretation of the majority opinion. Thus,
Voneidaâs arguments concerning innocence fail under Jones.
V. Conclusion
For the reasons set forth above, the District Courtâs
Order denying Voneidaâs § 2241 petition is vacated. We will
remand with instructions to dismiss for lack of subject-matter
jurisdiction.
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