Brad Rush v. City of Philadelphia
Citation78 F.4th 610
Date Filed2023-08-30
Docket21-1298
Cited12 times
StatusPublished
Full Opinion (html_with_citations)
PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
________________
No. 21-1298
________________
BRAD RUSH, As Administrator of the Estate of Jeffrey
Dennis, Deceased.
v.
CITY OF PHILADELPHIA;
OFFICER RICHARD NICOLETTI, In his individual and
official capacity,
Officer Richard Nicoletti,
Appellant
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(District Court No.: 2-19-cv-00932)
District Judge: Honorable Joshua D. Wolson
Argued March 13, 2023
Before RESTREPO, AMBRO, and FUENTES, Circuit
Judges
(Opinion filed: August 30, 2023)
Shane Haselbarth [ARGUED]
MARSHALL DENNEHEY WARNER COLEMAN & GOGGIN
2000 Market Street
Suite 2300
Philadelphia, PA 19103
Counsel for Appellant Officer Richard Nicoletti
James P. Davy [ARGUED]
ALL RISE TRIAL & APPELLATE
1602 Frankford Ave.
P.O. Box 15216
Philadelphia, PA 19125
John J. Coyle
MCELDREW PURTELL
123 South Broad Street
Suite 2250
Philadelphia, PA 19109
Counsel for Appellee Brad Rush
Craig R. Gottlieb
CITY OF PHILADELPHIA LAW DEPARTMENT
1515 Arch Street
2
17th Floor
Philadelphia, PA 19102
Counsel for Appellee City of Philadelphia
_________________
OPINION OF THE COURT
__________________
3
RESTREPO, Circuit Judge
As a reviewing court, we must often avoid the
temptation to delve into factual inquiries that are beyond our
ken. Our jurisdictional rules require us to exercise such
restraint in reviewing this interlocutory appeal, taken from the
denial of qualified immunity to a Philadelphia Police officer
who fatally shot an unarmed driver suspected of criminal
activity in August 2018.
During execution of a warrant, six plainclothes officers
in unmarked police cars surrounded Mr. Jeffrey Dennisâs
vehicle at an intersection in West Philadelphia. Over the
course of 48 seconds, Mr. Dennis attempted to free his car,
bumping into the surrounding police vehicles. At one point,
Mr. Dennisâs car appeared to have stopped moving, and
Officer Richard Nicoletti shot Mr. Dennis three times through
the driverâs side window. Mr. Dennis died at the scene.
Although the incident was captured on video by a
security camera, the District Court on summary judgment
found open questions of fact as to Mr. Dennisâs estateâs
excessive force claims against the City of Philadelphia (the
âCityâ) and Officer Nicoletti; most notably, regarding whether
Mr. Dennis posed a threat to the officers or public safety. The
Court viewed the facts in the light most favorable to Mr.
Dennis and denied Officer Nicoletti qualified immunity. It
held that officer conduct including âsho[oting] at an unarmed
driver attempting to escape at slow speed who had hit a car,â
and/or âusing deadly force against an individual driving a carâ
when âthe driver did not pose a threat to the safety of the officer
or others,â violated clearly established law.
The thrust of Officer Nicolettiâs challenge to that
determination is unmistakably factual, premised on a
disagreement with the District Courtâs ruling that a reasonable
4
jury could conclude that Mr. Dennis posed no threat to officer
or pedestrian safety. However, this is an interlocutory appeal
of a denial of qualified immunity and our jurisdiction is
constrained to the review of legal questions only. To the extent
that any of Officer Nicolettiâs arguments could be construed to
articulate a legal challenge to the District Courtâs holding that
his conduct violated clearly established law, we will affirm that
holding.
I. BACKGROUND
A. Relevant Facts
In August 2018, Philadelphia Police obtained a search
warrant for the house where Mr. Dennis resided, suspecting
that the house was being used for drug activity. On August 20,
several officers, including Officer Nicoletti, visited Mr.
Dennisâs house to execute the warrant, but he was not home.
Officers performing the surveillanceâNicoletti, Bogan,
Fitzgerald, Galazka, Sumpter, Sergeant Shuck, and Lieutenant
Muldoon (the âOfficersâ)âwere in plain clothes âto maintain
an advantageâ while on the scene. App. at 33. They spotted
Mr. Dennis driving near his house and decided to stop his car.
The description of what happened next is primarily based on
the District Courtâs recitation of the facts, supplemented by a
video of the incident that was captured by a nearby surveillance
camera, and is viewed in the light most favorable to Mr.
Dennis. The video reflects the following:
1. Initiation of the Stop
5
While Mr. Dennisâs vehicle is stopped at a red light at
an intersection on a narrow one-way street, 1 an unmarked
police car pulls up travelling the wrong way and blocks Mr.
Dennisâs path from the front. As the District Court noted, there
were not âany civilian cars or pedestrians in the immediate
vicinity.â App. at 14. 2
Once blocked in from the front, Mr. Dennis reverses his
car. However, officers had also blocked him in with another
unmarked police car from behind. The front police car then
advances to close him in even more tightly. Although he has
been left very little space within which to maneuver, Mr.
Dennis moves his car forward and back, attempting to free it,
and bumps at slow speed between the unmarked police cars in
front and behind him several times in the process.
Six of the OfficersâNicoletti, Bogan, Fitzgerald,
Galazka, Sumpter, and Sergeant Shuckâemerge from the
surrounding unmarked cars and approach Mr. Dennisâs vehicle
1
Officer Nicoletti does not dispute that Sergeant Shuck
âbelieved this area would be best for civilian and officer
safetyâ because Mr. Dennis âwould have nowhere to go on a
one-way street.â App. at 34.
2
The video reflects that it is indeed a relatively slow
intersection; two or three cars pass by in the background on the
road perpendicular to the incident throughout the 48-second
interaction. The video shows that several pedestrians stop after
the incident. However, while it is taking place, there are no
pedestrians anywhere near the scene except for a woman who
appears to be watching from the far side of the two-way cross
street throughout and out of harmâs way. The Officers testified
that there were pedestrians just out of view of the camera
around the corner, but they are not visible in the video.
6
quickly, most with guns drawn. These officers are not in
uniform. 3 Mr. Dennis again moves his car forward, and
collides slowly with the police car in front of him. Mr.
Dennisâs vehicle does not move for approximately fifteen
seconds, during which time the Officers have their weapons
pointed at him. Officer Fitzgerald appears to try to open the
driverâs side door. The Officers look from the video to be
speaking to Mr. Dennis during this time, though the video has
no sound.
Officer Galazka then runs over and smashes Mr.
Dennisâs driverâs side window with a metal tool. After the
window is broken, Mr. Dennis begins moving again, haltingly;
he turns his vehicle to the right, in an attempt to creep over the
curb and flee in that direction. Officer Bogan, who was
situated on the passenger side of Mr. Dennisâs vehicle, testified
that at this point he saw Mr. Dennis reach to his right side near
the center console. While Officer Bogan testified that he
âcould not see [Dennisâs] hand,â he alerted the other Officers
that Mr. Dennis was âreaching.â App. at 173. None of this is
clearly visible from the video. Mr. Dennis maneuvers his car
further to the right, and Officer Bogan, who was standing on
the sidewalk, steps directly into its path. 4 Mr. Dennis advances
the car forward slowly, and Officer Bogan immediately steps
out of the way.
3
The District Courtâs recitation of the facts did not note that
Officer Sumpter, who is standing behind the cars and out of
Mr. Dennisâs view, is wearing street clothes with a vest that
says âPOLICEâ on it. App. at 278 â 00:22.
4
During his deposition, Sergeant Schuck testified that it is a
likely violation of Philadelphia Police directives for an officer
to put himself in front of a moving vehicle.
7
2. Officer Fitzgerald Tries to Grab the Keys
Officer Fitzgerald then reaches into the broken driverâs
side window to try to grab the keys out of the ignition. 5 Mr.
Dennis reverses his vehicle while Officer Fitzgeraldâs arm is
still in it. Officer Fitzgerald does not remove his arm from the
window, and appears to be pulled along with the car as it moves
slowly forward once and backward once, though he remains on
his feet throughout. As the District Court noted, it is difficult
to tell from the video whether Officer Fitzgerald was at any
point âpinnedâ between Mr. Dennisâs vehicle and the front
police car, as Officer Nicoletti claims. 6 App. at 7. Officer
Fitzgerald jogs away after he abandons his attempt to grab the
keys and stands over to the side away from the action, looking
winded.
5
During Officer Fitzgeraldâs deposition, Mr. Dennisâs counsel
noted that this tactic likely violates [Philadelphia Police
Department] Directive 12.8, which states that âit is highly
recommended that an officer never reach into an occupied
vehicle, in an attempt to shut off the engine, or to recover
evidence, since this has been known to result in serious injury
to officers. Only in exigent circumstances should this tactic be
used, e.g., the driver is unconscious and the motor is still
running.â App. at 108â09. Officer Fitzgerald responded that
he felt this was one such exigent circumstance, given how
âextremely busyâ the intersection was. Id. at 109.
6
From the video alone, it does not appear that the front
unmarked police car was indisputably close enough to do so.
Officer Fitzgerald testified that he yelled from pain and was
transported to the hospital via ambulance, but none of this is
evident from the video.
8
Mr. Dennis backs his car up once more, appearing to be
lining it up to escape to the left. Officer Bogan, who was
previously standing in the vehicleâs way, holsters his weapon
as Mr. Dennisâs car turns away from him. Mr. Dennis
accelerates forward, with slightly more speed than in prior
attempts to elude the Officers. However, the driver of the front
police car simultaneously accelerates towards him in an
attempt to block him, and the cars collide with some force.
Both cars shake from the impact; the dislodged front bumper
of Mr. Dennisâs carâwhich looks to have been previously
damaged when he drove over the curbâflaps from hitting the
front car. Mr. Dennisâs vehicle comes to a complete stop; it is
abutting the front police car nearly head-on and it does not
appear from the video that it could advance further forward.
3. Officer Nicoletti Discharges His Weapon
Officers Fitzgerald and Bogan begin to approach Mr.
Dennisâs vehicle, weapons down, as it has stopped moving and
appears fully stuck. As they are doing so, Officer Nicoletti,
standing directly adjacent to the driverâs side window,
discharges his weapon three times through the side window at
Mr. Dennis. The District Court found that Officer Nicoletti
shot two seconds after the cars collided, that Mr. Dennisâs car
âwas pointed away from any of the officers on foot,â and that
no other officers had their guns drawn at the time. 7 App. at 8.
Mr. Dennis was pronounced dead at the scene, and no weapon
was recovered from his vehicle.
7
This is difficult to confirm solely based on the video, though
Sergeant Shuckâwho was standing next to Nicoletti
throughoutâhad holstered his weapon previously, and he
testified that he was not holding it when Nicoletti discharged.
9
B. Procedural History
Plaintiff-Appellee Brad Rush, on behalf of Mr. Dennisâs
estate, brought claims in state court against Officer Nicolettiâ
in both his official and individual capacitiesâfor excessive
force under 42 U.S.C. § 1983, against the City under Monell v. Department of Social Services,436 U.S. 658
(1978), as well as
state law assault and battery claims. Officer Nicoletti
subsequently removed to the Eastern District of Pennsylvania.
Both Defendants sought summary judgment after discovery,
which the District Court rejected on all counts, except for the
official capacity claim against Officer Nicoletti. Officer
Nicolettiâs timely appeal challenging the denial of his qualified
immunity claim followed. 8 The City did not submit its own
briefs, and merely concurred with those of Officer Nicoletti.
II. JURISDICTION
Subject matter jurisdiction in the District Court was
proper under 28 U.S.C. §§ 1331 and 1343(a)(3).
This Courtâs jurisdiction to hear Officer Nicolettiâs
appeal is a more complicated affair, as it âdepends on whether
we may treat the District Courtâs orderâ denying qualified
immunity âas a âfinal decision.ââ Blaylock v. City of Phila.,
504 F.3d 405, 408(3d Cir. 2007) (quoting28 U.S.C. § 1291
).
The collateral order doctrine dictates that âan interlocutory
order of a district court may be treated as a âfinal decisionâ if
it: â(1) conclusively determine[s] the disputed question, (2)
resolve[s] an important issue completely separate from the
8
Only Officer Nicoletti filed a notice of appeal; the City did
not, and accordingly entered an appearance as an Appellee in
this matter.
10
merits of the action, and (3) [is] effectively unreviewable on
appeal from a final judgment.ââ Id.(quoting Johnson v. Jones,515 U.S. 304, 310
(1995)) (alteration in original).
In summary, our jurisdiction over this interlocutory
appeal is limited to resolving legal questions, not factual
questions. See Johnson, 515 U.S. at 316â18. Yet, the bulk of
Officer Nicolettiâs arguments relate to a factual question:
whether the District Court correctly concluded that a
reasonable jury could find that Mr. Dennis posed no threat to
surrounding officers or public safety. While Officer Nicoletti
attempts to invoke an exception to this jurisdictional bar where
contemporaneous video âblatantly contradictsâ the facts found
by the District Court, we have reviewed the accompanying
video in this case and see no such contradiction. As such, our
jurisdiction extends only to the legal questions raised in Officer
Nicolettiâs briefs; namely, accepting the District Courtâs
definition of his conduct, whether he violated clearly
established law.
A. Limited Jurisdiction Over Interlocutory
Review of Qualified Immunity
Where an interlocutory order challenges denial of
qualified immunity, a reviewing court has jurisdiction over an
appeal only to the extent that it âraises pure questions of law,â
as opposed to where it âchallenges the District Courtâs
determination of which facts were sufficiently supported by
evidence.â Blaylock, 504 F.3d at 409. Put another way, we cannot consider the factual question of âwhether the district court correctly identified the set of facts that the summary judgment record is sufficient to prove.â Ziccardi v. City of Phila.,288 F.3d 57
, 61 (3d Cir. 2002). However, we may
review the legal question of whether those facts, so assumed,
11
are âsufficient to establish a violation of a clearly established
constitutional right.â Id. (citation omitted).
As the Supreme Court has explained, this is because
where the first prong of the qualified immunity analysisâ
determining whether the conduct at issue violated the
Constitutionâdepends on contested material facts, its
resolution will be functionally inseparable from the merits of
the case. See Johnson, 515 U.S. at 310â11, 318 (citing Puerto
Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S.
139, 144(1993)); Monteiro v. City of Elizabeth,436 F.3d 397, 405
(3d Cir. 2006) (âwhen qualified immunity depends on disputed issues of fact, those issues must be determined by the juryâ). Meanwhile, the second prong of the analysisâwhether the conduct violated clearly established lawârelates to the independent issue of immunity and may be determined separately from the merits. Johnson, 515 U.S. at 311â12; see also Mitchell v. Forsyth,472 U.S. 511, 526
(1985) (âThe
entitlement is an immunity from suit rather than a mere defense
to liability; and like an absolute immunity, it is effectively lost
if a case is erroneously permitted to go to trial.â).
Relevant to this discussion, the key facts the District
Court identified as sufficient to defeat summary judgment,
which it construed in the light most favorable to Mr. Dennis,
are that:
⢠âBy the time Officer Nicoletti shot [Mr. Dennis], his car
had stopped moving, as the Cityâs own investigation
concluded. Even if it were moving, no one was in its
immediate path.â
⢠âAlthough Officer Nicoletti claims that he fired because
Officer Bogan was in danger, Officer Bogan was on the
passenger side of the car and had holstered his weapon,
which suggests he did not perceive a threat to himself.â
12
⢠âNor were there any civilian cars or pedestrians in the
immediate vicinity who Mr. Dennis might have
threatened.â
⢠âMr. Dennisâs hand motions might have raised a
concern that he was reaching for a gun, or a factfinder
could conclude that a reasonable officer would have
perceived Mr. Dennis to be shifting gears.â
App. at 13â14. Accordingly, the District Court
concluded that âMr. Dennis did not pose an immediate threat
to any officer or civilian,â and a reasonable factfinder could
therefore conclude that Officer Nicolettiâs use of lethal force
was not justified. Id. at 13.
In effect, the District Court determined âthat there is
sufficient record evidence to support a set of facts under which
there would be no immunityâ for Officer Nicoletti, and, as an
appellate body, âwe must accept that set of facts on
interlocutory review.â Blaylock, 504 F.3d at 409(citing Schieber v. City of Phila.,320 F.3d 409
, 415 (3d Cir. 2003)).
As such, âwe may review the District Courtâs conclusion that
the defendants would not be immune from liability if those
facts were proved at trial,â as this is a purely legal question. Id.
We will conclude below that the latter analysis is
straightforward under Third Circuit law: if Mr. Dennis proves
the set of facts articulated by the District Court, Officer
Nicoletti would not be immune from suit.
B. The Scott v. Harris Exception
There is one notableâthough ultimately inapplicableâ
exception to this jurisdictional bar to an appellate courtâs
factual review, which is where it finds that the record âblatantly
contradict[s]â a district courtâs account of the facts. Scott v.
Harris, 550 U.S. 372, 380 (2007). This situation typically
13
arises where there is contemporaneous video of the incident,
and may effectively allow a reviewing court to redefine the
conduct at issue in its qualified immunity analysis. Despite
Officer Nicolettiâs protestations to the contrary, we have
performed an independent review of the video in this case, and
the exception does not apply here. We are therefore bound to
accept the version of Officer Nicolettiâs conduct articulated by
the District Court.
In Scott v. Harris, a police officer rammed the vehicle
of a fleeing motorist, causing the motorist to lose control of his
vehicle and crash. 550 U.S. at 375. The District Court had denied the officer qualified immunity, finding a genuine dispute of material fact as to whether the motorist presented an immediate threat to the safety of others, and the Eleventh Circuit affirmed.Id. at 376
. The Supreme Court reversed, explaining that â[f]ar from being the cautious and controlled driver the lower court depict[ed],â a contemporaneous video of the incident reflected âa Hollywood-style car chase of the most frightening sort,â and, as such, there was no genuine dispute that the driver indeed presented an immediate threat to others.Id.
at 378â80; see also Davenport v. Borough of Homestead,870 F.3d 273, 280
(3d Cir. 2017) (reversing as âblatantly contradicted by the [video] recordâ district court conclusion that, based on driverâs version of facts, jury could find that driver posed no serious threat of immediate harm to others). This principle was later extended more broadly to where the district court made âblatantly and demonstrably falseâ factual determinations, not solely based on comparison to a contemporaneous video. Plumhoff v. Rickard,572 U.S. 765, 771
, 777â78 (2014) (holding that where record âconclusively
disprove[d]â lower court finding that petitioner posed no threat
14
to officers, reviewing court had jurisdiction to redefine the
right at issue to incorporate threat posed by driver). 9
However, where there is no such âblatant
contradiction,â we lack jurisdiction over factual challenges to
the definition of the right at issue in evaluating qualified
9
Throughout his briefing, Officer Nicoletti abstractly relies on
Plumhoff as a basis to disregard certain of the District Courtâs
findings of disputed material factâwhich were based on
review of the contemporaneous videoâwhere they contradict
the Officersâ record testimony. This is an overbroad reading
of Plumhoff, as the Supreme Court there largely looked to
undisputed record factsâfor example, that the shooting was
preceded by a car chase at speeds over 100 miles per hour, and
at the time of the discharge the wheels of the driverâs vehicle
were spinningâin disagreeing with the district court as to the
threat posed. 572 U.S. at 769, 776; Est. of Allen v. City of W. Memphis, No. 05-2489,2011 WL 197426
, at *3 (W.D. Tenn. Jan. 20, 2011), affâd in part,509 F. Appâx 388
(6th Cir. 2012), revâd and remanded sub nom. Plumhoff v. Rickard,572 U.S. 765
(2014). Meanwhile, here, the District Court noted that where âthe victim of deadly force is unable to testify,â courts âshould be cautious to ensure that the officer is not taking advantage of the fact that the witness most likely to contradict his storyâthe person shot deadâis unable to testify.â App. at 10 (quoting Abraham v. Raso,183 F.3d 279, 294
(3d Cir. 1999)) (cleaned up). The District Court appropriately âavoid[ed] simply accepting âwhat may be a self-serving account by the officer,ââ and looked to âcircumstantial evidence that, if believed, would tend to discredit the police officerâs story, and consider whether this evidence could convince a rational fact finder that the officer[s] acted unreasonably.âId.
(quoting Abraham,183 F.3d at 294
).
15
immunityâincluding as to whether a victim of excessive force
was a threat to officers or the public. See El v. City of
Pittsburgh, 975 F.3d 327, 337â38 (3d Cir. 2020) (holding where appellate review of a contemporaneous video reveals that âthe District Court did not make any demonstrably false findings about how the events unfolded,â the ânarrowâ Scott v. Harris exception does not apply). In El v. City of Pittsburgh, the District Court had defined the right at issue as the Fourth Amendment right to be free from unreasonable seizure in the form of excessive police force where, âduring an investigatory stop for a minor offense, [plaintiff] stands up and takes one or two small steps towards a police officer, standing a few feet away, in a non-threatening manner.âId. at 337
.
The officer in El quarreled with this definitionâciting,
for example, that one of the victims of excessive force had
pointed at an officer and ignored a gesture to sit back down,
suggesting that the individual was threatening. Id. at 338. However, the majority noted that this was not a fact included in the District Courtâs recitation of the summary judgment record, and that viewing that gesture as threatening was merely âone interpretation of what happened.âId.
Having found specifically that âthe District Courtâs finding that [plaintiff] was non-threatening is not blatantly contradicted by the video,â the majority concluded that an articulation of the right at issue which would have found the victim of police force to be threatening, âis not available to us within the limits of our jurisdiction.âId.
at 337â38.
Officer Nicoletti invokes the Scott v. Harris exception,
asserting that no jury could find that Mr. Dennis was not a
threat to others. He does this by attempting to construe the
District Courtâs determination that Mr. Dennis was not a threat
as a legal conclusion that we have jurisdiction to review.
However, this argument is foreclosed by our precedential
16
opinion in El, as he is likewise unable to show that the District
Court made âdemonstrably false findings about how the events
[in question] unfolded.â Id. at 337. As such, he cannot pry open the door to factual interlocutory review under the Scott v. Harris exception.Id.
Specifically, Officer Nicoletti asserts that the District
Courtâs recitation of the factsâand particularly its ultimate
conclusion that Mr. Dennis did not necessarily pose a threatâ
âblatantly contradicts the record and the video.â Nicoletti Br.
at 25. He alleges that these sources irrefutably reflect Mr.
Dennis âviolently driving his car backwards and forwards at
officers, damaging two vehicles (in addition to his own),
wrenching the knee of Officer Fitzgerald . . . , and ignoring
unmistakable, repeated, and lawful orders to surrender.â Id.Officer Nicoletti also challenges the District Courtâs view that there were no civilian cars or pedestrians in the vicinity, and that at the time he was shot, Mr. Dennisâs car had stopped moving and no one was in its immediate path. We disagree that any of these facts is irrefutably demonstrated from either the record or the contemporaneous video, viewing them in the light most favorable to Mr. Dennis. As with El, while Officer Nicoletti offers merely one of several possible âinterpretation[s]â of the events that unfolded, we are bound to choose the interpretation most favorable to Mr. Dennis. El,975 F.3d at 337
.
For example, a reasonable jury could find that Mr.
Dennis was at no point driving violently âat officers.â Nicoletti
Br. at 25. Mr. Dennis was blocked in, had very little space
within which to maneuver his car, and was unable to
meaningfully accelerate at any point. Officers were clearly
able to step out of the way whenever Mr. Dennisâs car was
positioned towards them.
17
We agree with the District Court that the video is also
inconclusive as to what happened to Officer Fitzgeraldâs knee;
the view of his lower body is obstructed by Mr. Dennisâs car
in the video, and he does not clearly appear to be limping until
after Officer Nicoletti discharged his weapon.
The video is also without sound, and while one can
observe the officersâ mouths moving, it is far from undisputed
that Mr. Dennis was aware that the plainclothes officers in
unmarked cars were law enforcement, or that he heard or
understood their âorders to surrenderâ and elected to ignore
them. Nicoletti Br. at 25.
The District Courtâs conclusion that there were no
pedestrians nearby is also far from demonstrably false. The
single visible pedestrian prior to the discharge is far out of the
way across a broad intersection. Further, while Officer
Nicoletti points to the fact that there are more pedestrians on
the scene after the discharge, a reasonable jury could easily
find this was only due to the attention drawn from the incident
itself.
Lastly, Officer Nicoletti argues that the video clearly
âshows a dangerous criminal set on escape, recklessly
endangering anyone who might happen by.â Id. at 34.
However, we agree with the District Courtâs conclusion that
Mr. Dennisâs car had stopped at the time that shots were fired,
and that Mr. Dennis was not unquestionably âset on escapeâ at
any cost in the moment before Officer Nicoletti killed him.
Because we find that the District Courtâs recitation of
the facts is not âblatantly contradictedâ by the record in this
case, we are not permitted to deviate from those facts in
reviewing its denial of qualified immunity. We must
accordingly accept the District Courtâs conclusion that,
viewing the facts in the light most favorable to Mr. Dennis as
the nonmovant, he was not a threat to nearby officers or
18
pedestrians. As this bears on the scope of our jurisdiction, we
are confined in this appeal to address only those of Officer
Nicolettiâs arguments that do not challenge this threat
determination. In this case, that leaves whether Officer
Nicolettiâs conduct, so defined, violated clearly established
law. The rest of his disagreements will be left for the jury to
resolve.
III. ANALYSIS
A. Standard of Review
We exercise plenary review over a district courtâs grant
of summary judgment, and we apply the same standard as the
district court. Adams v. Zimmer US, Inc., 943 F.3d 159, 163 n.4 (3d Cir. 2019). âSummary judgment is appropriate where, construing all evidence in the light most favorable to the nonmoving party, âthere is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.ââ Secây U.S. Depât of Labor v. Kwasny,853 F.3d 87
, 90 & n.5 (3d Cir. 2017) (quoting Fed. R. Civ. P. 56(a)). A genuine issue of material fact is one that could lead a reasonable jury to find in favor of the nonmoving party. Willis v. UPMC Childrenâs Hosp. of Pittsburgh,808 F.3d 638, 643
(3d Cir. 2015) (citing Anderson v. Liberty Lobby, Inc.,477 U.S. 242, 248
(1986)). To the extent we have jurisdiction under the collateral order doctrineâfor example, over legal questions like whether conduct violates clearly established lawâwe exercise plenary review. See Dougherty v. Sch. Dist. of Phila.,772 F.3d 979, 986
(3d Cir. 2014).
B. Qualified Immunity
19
At root, Mr. Dennisâs estate claims that Officer
Nicolettiâs use of lethal force was unreasonable under the
Fourth Amendment and that he is liable under 42 U.S.C. § 1983for damages. âWhen determining the reasonableness of an allegedly excessive use of force, the standard is whether the police officerâs actions were objectively reasonable in light of the facts and circumstances . . . , regardless of the officerâs intent or motivation.â El,975 F.3d at 336
(quoting Rivas, 365 F.3d at 198) (cleaned up). However, qualified immunity exonerates even unreasonable officer conduct unless (1) the officer violated a constitutional right, and (2) the right was clearly established, âsuch that âit would [have been] clear to a reasonable officer that his conduct was unlawful.ââ Lamont v. New Jersey,637 F.3d 177, 182
(3d Cir. 2011) (quoting Saucier v. Katz,533 U.S. 194
, 201â02 (2001)) (alteration in original).
Having sifted through those arguments raised by Officer
Nicoletti that are jurisdictionally barred, we are left with a
relatively straightforward merits question: accepting the
District Courtâs factual recitation, was it correct in finding
Officer Nicoletti unentitled to qualified immunity? It was.
The District Court defined the constitutional right
violated here as the right to be free from unreasonable use of
lethal force, specifically where an officer âsho[ots] at an
unarmed driver attempting to escape at a slow speed who had
hit a car,â and/or âus[es] deadly force against an individual
driving a car,â from the side window while the car was moving
away from the officer, âwhen the driver did not pose a threat
to the safety of the officer (or others).â App. at 15. It then
found that this right was clearly established. Id. (citing
Abraham, 183 F.3d at 279; Eberhardinger v. City of York,782 F. Appâx 180
(3d Cir. 2019); Lamont,637 F.3d at 185
). We
agree and will affirm the District Courtâs denial of qualified
immunity and summary judgment to Officer Nicoletti.
20
1. Constitutional Violation
Based on the District Courtâs recitation of the facts
viewed in the light most favorable to the nonmovant, Officer
Nicoletti conducted an unreasonable seizure of Mr. Dennis
under the Fourth Amendment, and we take no issue with the
District Courtâs articulation of the precise constitutional right
he violated. Whether force violates the Fourth Amendment is
determined by the objective reasonableness standard. Rivas,
365 F.3d at 198 (citing Graham v. Connor, 490 U.S. 386, 397(1989)). The factors we consider in determining reasonableness include âthe severity of the crime at issue, whether the suspect[s] pose[ ] an immediate threat to the safety of the officers or others, and whether [they are] actively resisting arrest or attempting to evade arrest by flight.â Graham,490 U.S. at 396
. We also look to the âphysical injury to the plaintiff, the possibility that the persons subject to the police action are themselves violent or dangerous, the duration of the action, whether the action takes place in the context of effecting an arrest, the possibility that the suspect may be armed, and the number of persons with whom the police officers must contend at one time.â El,975 F.3d at 336
(quoting Sharrar v. Felsing,128 F.3d 810, 822
(3d Cir. 1997))
(cleaned up).
The District Court did not explicitly evaluate each of
these factors, but correctly concluded that, taking the facts in
the light most favorable to Mr. Dennis, Officer Nicolettiâs use
of force was unreasonable and therefore violated Mr. Dennisâs
constitutional rights. As discussed above, we find no blatant
contradiction between the District Courtâs treatment of the
facts and the contemporaneous video: a jury could conclude
that Mr. Dennis posed no immediate safety threat and was not
violent or dangerous, he was unarmed, was outnumbered six-
21
to-one, and he suffered the most severe physical injury
possibleâdeath. As such, Mr. Dennisâs estate has at this point
adequately stated a constitutional violation in the form of an
unreasonable use of force under the Fourth Amendment.
Further, we reject Officer Nicolettiâs attempts to
redefine the constitutional right at issue here as
[the] right to be free from unreasonable seizure
where, at the time, the decedent was already
lawfully seized by a team of officers established
by an unmistakable show of authority and
application of reasonable force against him and
the vehicle he was operating, was violently
resisting arrest and attempting to escape the
lawful custody of the officers, had endangered
the life and safety of those around him, and was
in the process of demonstrating his intent to
continue risking the life and safety of others in
the area in attempting to flee.
Nicoletti Br. at 2. As already discussed at length,
Officer Nicolettiâs âpreferred articulation of the right at issue
is not available to us within the limits of our jurisdictionâ
because it contradicts the District Courtâs explicit finding that
several of these factual elements are disputed. El, 975 F.3d at
338.
2. Clearly Established Law
Further, as of August 2018, the right to be free from
unreasonable force in the circumstances at issue here had long
been clearly established under Third Circuit law. Although
there need not be âa case directly on point for a right to be
clearly established, existing precedent must have placed
22
the . . . constitutional question beyond debate.â Kisela v.
Hughes, 138 S. Ct. 1148, 1152(2018) (per curiam) (quoting White v. Pauly,580 U.S. 73, 79
(2017)).
This particular constitutional question has been
âbeyond debateâ in this Circuit since 1999. This Court in
Abraham v. Raso evaluated an officerâs interaction with a
suspected shoplifter, where, after a brief pursuit on foot, the
suspect returned to his car and tried to back it out of a parking
spot at the mall, hitting another car behind him. 183 F.3d 279
(3d Cir. 1999). The officer testified that she had to jump out
of the way to dodge the car when it reversed. Id. at 293. She
ran around to the front of the car, and when the suspect lunged
the car forward, she fired a single shot that killed him. Id. at
284. As here, the parties disputed exactly where the officer
was positioned when she shot the suspectâin front or to the
side of the vehicleâand whether he posed a threat to her before
she fired. See id. at 285. This Court found that taking the facts
in the light most favorable to the suspectâs estate, we could not
resolve these questions on summary judgment. Id. at 290. We
noted in denying qualified immunity that â[a] passing risk to a
police officer is not an ongoing license to kill an otherwise
unthreatening suspect.â Id. at 294. 10
10
Officer Nicoletti correctly points out that Abraham also
espouses the proposition that courts must take a totality of the
circumstances approach to evaluating the threat posed by a
victim of excessive force. Nicoletti Br. at 36 (citing Abraham,
183 F.3d at 291). As such, he advocates that the moment just
before he discharged is too narrow a window from which to
evaluate the threat posed by Mr. Dennis, as a matter of law.
However, the District Court clearly did take the entirety of the
stop into account when evaluating the threat posed by Mr.
Dennisâfor example, it acknowledged that Mr. Dennis had,
23
While too recent to serve as âclearly establishedâ law
here, our decision in Jefferson v. Lias underscored the enduring
applicability of Abraham where, âbased on the record, [the
district court] was [un]willing to determine that the driverâs
conduct while fleeing was so egregious that it posed an
immediate risk to the officers and the publicâ sufficient to
justify lethal force. 21 F.4th 74, 83(3d Cir. 2021). In Jefferson, we left for the jury questions of fact relating to where the defendant officer stood at the time of discharge and the extent he was actually in danger of harm by the driver.Id. at 80
. This was despite that the use of force there followed a high- speed car chase (which sets forth an arguably more threatening situation than the one faced both by Officer Nicoletti and the officer in Abraham). Seeid. at 79
. Having found the officerâs conduct would violate clearly established law under Abraham if proved, we also noted that â[o]ther Courts of Appeals [that] have considered actions where officers have used deadly force against non-dangerous suspects attempting to evade arrest while driving have ruled in parallel.âId. at 82
(collecting
cases).
prior to that moment, tried to evade arrest and could have
injured an officer, and that Officer Bogan may have reasonably
thought he was reaching for a gun. These facts were simply
insufficient to change the District Courtâs overall calculus
when the entire episode was viewed in the light most favorable
to Mr. Dennis. Further, Officer Nicoletti provides no legal
support for the proposition that the broader context of the stop,
suspicion of selling drugs, necessarily poses a threat to officers
or the public sufficient to justify lethal force.
24
Officer Nicolettiâs cited authorities do not compel a
different conclusion. He points to a series of decisions where
courts found that force was justified because the suspect posed
a threat to nearby officers or the public. Again, even were the
District Courtâs determination that Mr. Dennis did not pose a
threat to nearby officers or pedestrians reviewable, these cases
are factually distinguishable.
Unlike here, where Mr. Dennisâs car was stopped, the
driverâs car in Brosseau v. Haugen was indisputably still
moving while trying to elude capture when an officer shot him
in the back from behind. See 543 U.S. 194, 197(2004). 11 In Plumhoff v. Rickard, officers suspected that the driver of the car had hit a pedestrian and the shooting took place after a high- speed car chase reaching speeds of over 100 miles per hour.572 U.S. at 769
& n.1. Finally, City and Cnty. of San Francisco, Calif. v. Sheehan,575 U.S. 600, 605
(2015), and Kisela,138 S. Ct. at 1150
, involved individuals brandishing knives, and City of Tahlequah, Okla. v. Bond,142 S. Ct. 9
, 10â
11 (2021), involved an individual threatening to hit officers
with a hammer.
These cases fail to present a more analogous factual
situation than Abraham itself, and we agree with the District
Court that the right at issue here was clearly established thereby
for purposes of affirming its denial of qualified immunity.
11
Although otherwise involving fairly similar facts, the
Supreme Court acknowledged that the incident in Brousseau
occurred before the decision in Abraham, and Abraham
therefore could not have âclearly establishedâ the right
asserted, though the interlude suggests that it otherwise might
have, if published earlier. Id. at 200 n.4.
25
IV. CONCLUSION
We will accordingly affirm the District Courtâs denial
of summary judgment and qualified immunity and remand for
trial.
26