Francis Dougherty v. Philadelphia School District
Francis X. DOUGHERTY v. SCHOOL DISTRICT OF PHILADELPHIA; Leroy D. Nunery, II; Estelle G. Matthews; Philadelphia School Reform Commission; Robert L. Archie, Jr.; Denise McGregor Armbrister; Johnny Irizarry; Joseph A. Dworetzky; Anthony Antognoli, Personal Representative of the Estate of Arlene Ackerman; John L. Byars Leroy D. Nunery, II, Estelle G. Matthews, Anthony Antognoli, Personal Representative of the Estate of Arlene Ackerman, Appellants
Attorneys
Bacardi L. Jackson, Esq., Carl E. Jones, Jr., Esq., Joe H. Tucker, Jr., Esq., Corey M. Osborn, Esq., Tucker Law Group, Christopher A. Lewis, Esq., Will J. Rosenzweig, Esq., Argued, Blank Rome, Philadelphia, PA, for Appellants., Alice W. Ballard, Esq., Lisa A. Mathewson, Esq., Argued, Philadelphia, PA, for Appellees.
Full Opinion (html_with_citations)
OPINION OF THE COURT
Appellee Francis X. Dougherty, a former employee with the School District of Philadelphia, was terminated after publicly disclosing the alleged misconduct of the School Districtâs Superintendent in steering a prime contract to a minority-owned business. Dougherty filed suit in the United States District Court for the Eastern District of Pennsylvania, alleging First Amendment retaliation and violations of the Pennsylvania Whistleblower Law. Appellants challenge the District Courtâs denial of their motions for summary judgment on the basis of qualified immunity. We will affirm.
I.
A.
Francis X. Dougherty previously served as the Deputy Chief Business Officer for *983 Operations and Acting Chief of Operations for the Office of the Deputy Superintendent within the School District of Philadelphia. In this role, Dougherty was accountable for the School Districtâs operational departments, including the Office of Capital Programs (âOCPâ). OCP developed projects and solicited bids for all capital works within the School District, subject to the School Reform Commissionâs (âSRCâ) approval. Dougherty reported to Deputy Superintendent Dr. Leroy Nunery, who in turn reported to Superintendent Dr. Arlene Ackerman.
On September 2, 2010, Dr. Ackerman directed OCP to install new security cameras across the School Districtâs nineteen âpersistently dangerousâ schools. Dougherty was instructed to lead the procurement process, which was to be completed within 30 to 60 days. Due to the short time frame, OCP could not utilize its usual competitive bidding process. Therefore, pursuant to School District policy, OCP was required to select a pre-qualified contractor, i.e., a contractor with an existing contract with the School District or another state agency that was obtained through a competitive bid. Dougherty and his team identified Security and Data Technologies, Inc. (âSDTâ) as one such contractor.
After Doughertyâs team prepared a" proposal and drew up an implementation plan with SDT for the camera project, Dougherty submitted a completed resolution to Dr. Nunery for review. Pursuant to School District policy, the Superintendent is required to approve the resolution before it is presented to the SRC for consideration and final approval. In this instance, Dougherty did not receive a response from either Dr. Nunery or Dr. Ackerman, nor was the resolution presented to the SRC at its next meeting.
Rather, on September 23, 2010, Dr. Ackerman convened a meeting with Dougherty, Dr. Nunery, and several other operations employees. Dr. Ackerman allegedly rejected the SDT proposal for lack of minority participation and directed that IBS Communications, Inc. (âIBSâ), a minority-owned firm, be awarded the prime contract instead. IBS was not a pre-qualified contractor and was therefore ineligible for no-bid contracts. However, Dr. Ackerman submitted IBSâs implementation plan to the SRC for review at its October 13 meeting, and the SRC ratified the plan at its voting meeting on October 20.
At the September 23 meeting, Dr. Ackerman also transferred management responsibility for the camera project to the School Districtâs Procurement Director, whose department did not ordinarily handle this type of project. Subsequently, Dougherty was not included in a camera project personnel meeting called by Dr. Nunery in November 2010 to discuss a complaint made by IBS. Dr. Nunery criticized the staff and blamed Dougherty for obstructing IBSâs work. An upset Dougherty sent Dr. Nunery an email rejecting his allegations and requesting to discuss the issue.
On November 10, 2010, Dougherty met with reporters from The Philadelphia Inquirer concerning Dr. Ackermanâs alleged wrongdoing in connection with the IBS contract. On November 28, The Philadelphia Inquirer published an article headlined, âAckerman Steered Work, Sources Say.â App. 208-11. It was the first of several articles accusing Dr. Ackerman of steering the contract to IBS in violation of state guidelines and School District policies and procedures. Dougherty also submitted a report to the FBI Tips and Public Leads website, contacted several state representatives, and submitted a hotline report to the Office of Inspector General for the U.S. Department of Education.
*984 The day after The Philadelphia Inquirer article was published, Dougherty was called to a meeting with Dr. Ackerman and Dr. Nunery. Dr. Ackerman vowed to get to the bottom of who leaked the information and stated she could fire Dougherty over this information getting to the press. On December 13, Dr. Ackerman and her direct reports decided a full-blown investigation was needed, and, in an effort initiated by Dr. Ackerman, placed Dougherty and five others on administrative leave pending the investigation. When Estelle Matthews, the School Districtâs senior-most human resources executive, suspended Dougherty, Dougherty told Matthews that he was in fact the leak and had already gone to federal law enforcement agencies.
Several days later, Dr. Ackerman hired Michael Schwartz of - Pepper Hamilton LLP (âPepper Hamiltonâ) to conduct the investigation. There is a significant factual dispute as to the nature of the investigation. Dougherty contends that Dr. Ackerman specifically instructed Schwartz to find the source of the leak. Schwartz maintains, however, that the scope of the investigation was limited to discovering â[a]ll of the facts surrounding the decision to award these contracts ... [and] whether anyone at the School District had violated School District policies or Pennsylvania or federal [laws].â App. 14 (first alternation in original). The relevant confidentiality provision of the School Districtâs Code of Ethics provides: âA School District employee shall not disclose confidential information concerning property, personnel matters, or affairs of the [School] District or its employees, without proper authorization.... Nothing in this provision shall be interpreted, as prohibiting the practice of âwhistle-blowing.â â App. 192.
In March 2011, Pepper Hamilton issued its report, concluding that there was no evidence of unlawful motive in the award of the IBS contract. Pepper Hamilton did find, however, that Dougherty violated the Code of Ethics by emailing information about the SDT proposal to an unknown email address 1 before the September 23 meeting. The investigation also revealed that Dougherty emailed large volumes of confidential information related to the camera project to his personal email address â which is not a violation of the Code of Ethics per se â beginning on November 10.
Following the investigation, Dougherty was notified that the School District was recommending his termination to the SRC. It explained that Dougherty had breached (or, the School District alleged, attempted to breach) the confidentiality section of the Code of Ethics when he forwarded emails to an unknown email address and to his personal email address. It also emphasized that Doughertyâs refusal to cooperate in the investigation â after he had been suspended and retained a lawyer â prevented the School District from reaching any other conclusion. On April 27, 2011; the SRC terminated Dougherty.
B.
On February 24, 2012, Dougherty filed a complaint against the School District of Philadelphia, Dr. Ackerman, Dr. Nunery, Matthews, the SRC, and four individual SRC members 2 in the Eastern District of Pennsylvania. He claimed that Appellants *985 terminated him in retaliation for his disclosure of Dr. Ackermanâs alleged misconduct to The Philadelphia Inquirer and law enforcement agencies, in violation of the First Amendment under 42 U.S.C. § 1983 and Pennsylvaniaâs Whistleblower Law, 43 Pa. Stat. Ann. § 1421, et seq.
In August 2013, the School District, Dr. Nunery, and Matthews filed a joint motion for summary judgment and asserted the defense of qualified immunity as to Doughertyâs First Amendment retaliation claim. Anthony Antognoli, on behalf of the estate of Dr. Ackerman, 3 filed a motion for summary judgment one month later and asserted the same defense. The District Court held that the summary judgment record was sufficient to show a violation of a clearly established constitutional right, and it denied both motions in an order submitted September 18, 2013. Dr. Nunery, Matthews, and Antognoli filed' this interlocutory appeal challenging the denial of summary judgment on qualified immunity grounds. The District Court further elucidated its order with a supplemental opinion.
Viewing the facts in the light most favorable to Dougherty, the District Court explained that Doughertyâs allegations were sufficient to establish a First Amendment retaliation claim. First, it found no evidence âsuggesting [Doughertyâs speech] fell within the scope of his duties to recognize the alleged misconduct as such and report it,â App. 24, and, therefore, concluded that Dougherty spoke as a citizen under Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006). Second, it found no evidence âcompel[ling] a conclusion that Dougherty and [Appellants] had such close working relationships that his reports to the press would undermine their ability to work together,â tipping the balancing test established in Pickering v. Board of Education, 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968), in his favor. App. 27. Finally, the District Gourt found that Appellantsâ motivation for firing Dougherty was a disputed issue of material fact, 4 and concluded that Dougherty made a sufficient showing of improper motivation to put the issue before a jury.
Turning to whether the right was clearly established, the District Court found that a reasonable governmental official would have been on notice that retaliating against Doughertyâs speech was unlawful. Thus, it concluded that Appellants were not entitled to -qualified immunity. The District Court stayed its proceedings pending this appeal.
II.
The District Court properly exercised jurisdiction under 28 U.S.C. § 1331, and this Court has jurisdiction under 28 U.S.C. § 1291 pursuant to the collateral order doctrine. Under the collateral order doctrine, an interlocutory order is immediately appealable as a âfinal decisionâ within the meaning of § 1291 if it â[1] conclusively determine[s] the disputed question, [2] resolve[s] an important issue completely separate from the merits of the action, and [3] [is] effectively unreviewable on appeal from a final judgment.â Johnson v. Jones, 515 U.S. 304, 310, 115 S.Ct. 2151, 132 L.Ed.2d 238 (1995) (internal quotation *986 marks omitted) (first, third, and fifth alternations in original). It is well established that an order denying summary judgment on qualified immunity grounds may qualify as an appealable final decision under the collateral order doctrine. See Mitchell v. Forsyth, 472 U.S. 511, 526-530, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985). However, appellate jurisdiction exists only âto the extent that [the order] turns on an issue of law.â Id. at 530, 105 S.Ct. 2806.
Accordingly, for each of Appellantsâ claims, âwe possess jurisdiction to review whether the set of facts identified by the district court is sufficient to establish a violation of a clearly established constitutional right[;]â however, âwe lack jurisdiction to consider whether the district court correctly identified the set. of facts that the summary judgment record is sufficient to prove.â Ziccardi v. City of Phila., 288 F.3d 57, 61 (3d Cir.2002); see also Monteiro v. City of Elizabeth, 436 F.3d 397, 405 (3d Cir.2006) (â[W]hen qualified immunity depends on disputed issues of fact, those issues must be determined by the jury.â).
To the extent we have jurisdiction, this Court exercises plenary review over an appeal from a denial of summary judgment based on a lack of qualified immunity. Reilly v. City of Atl. City, 532 F.3d 216, 223 (3d Cir.2008). A court may grant summary judgment only when the record âshows that there is po genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed.R.Civ.P. 56(a). In determining whether there is a genuine issue of fact for trial, â[w]e must view the underlying facts and all reasonable inferences therefrom in the light most favorable to the party opposing the motion.... â McGreevy v. Stroup, 413 F.3d 359, 363 (3d Cir.2005).
III.
âQualified immunity shields government officials from civil damages liability unless the official violated a statutory or constitutional right that was clearly established at the time of the challenged conduct.â Reichle v. Howards, â U.S. -, 132 S.Ct. 2088, 2093, 182 L.Ed.2d 985 (2012). The qualified immunity analysis is a two-step process, which a court may address in either order according to its discretion. Pearson v. Callahan, 555 U.S. 223, 236, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). Here, we first decide whether the facts, taken in the light most favorable to Dougherty, establish that the Appellantsâ conduct âviolated a constitutional right.â Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001). Second, we determine whether that right was âclearly establishedâ at the time of the challenged conduct. Id.
A.
Under the first prong of the qualified immunity analysis, we must decide whether a constitutional violation â here, First Amendment retaliation â was established based on the facts identified by the District Court. â[A] State may not discharge an employee on a basis that infringes that employeeâs constitutionally protected interest in freedom of speech.â Rankin v. McPherson, 483 U.S. 378, 383, 107 S.Ct. 2891, 97 L.Ed.2d 315 (1987). To establish a First Amendment retaliation claim, a public employee must show that (1) his speech is protected by the First Amendment and (2) the speech was a substantial or motivating factor in the alleged retaliatory action, which, if both are proved, shifts the burden to the employer to prove that (3) the same action would have been taken even if the speech had not occurred. See Gorum v. Sessoms, 561 F.3d 179, 184 (3d Cir.2009).
*987 We need not reach the second and third elements of Doughertyâs First Amendment retaliation claim, which present questions of fact and are not contested in this appeal. The District Court concluded that Dougherty adduced sufficient evidence to present these questions to a jury, and we do not have jurisdiction to review that conclusion under the collateral order doctrine. See Reilly, 532 F.3d at 232-33; Monteiro, 436 F.3d at 405.
Rather, central to the question presented here, we focus on whether the set of facts identified by the District Court establishes that Doughertyâs speech is entitled to protection by the First Amendment. This is a question of law, appropriate for appellate review. Connick v. Myers, 461 U.S. 138, 148 n. 7, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983).
As the Supreme Court has reiterated time and time again, âfree and unhindered debate on matters of public importanceâ is âthe core value of the Free Speech Clause of the First Amendment.â Pickering, 391 U.S. at 573, 88 S.Ct. 1731. Accordingly, âpublic employees do not surrender all their First Amendment rights by reason of their employment.â Garcetti 547 U.S. at 417, 126 S.Ct. 1951. At the same time, the Supreme Court also aptly recognizes the governmentâs countervailing interestâas an employerâin maintaining control over their employeesâ words and actions for the proper performance of the workplace. See id. at 418-19, 126 S.Ct. 1951. Thus, â[s]o long as employees are speaking as citizens about matters of public concern, they must face only those speech restrictions that are necessary for their employers to operate efficiently and effectively.â Id. at 419, 126 S.Ct. 1951.
With this backdrop, we conduct a three-step inquiry to determine whether a public employeeâs speech is protected: first, the employee must speak as a citizen, not as an employe'e, under the test established in Garcetti and recentlyâ reiterated by the Supreme Court in Lane v. Franks, - U.S. -,-, 134 S.Ct. 2369, 2378-80, 189 L.Ed.2d 312 (2014); second, the speech must involve a matter of public concern, which is here undisputed; 5 and third, the government must lack an âadequate justificationâ for treating the employee differently than the general public based on its needs as an employer under the Pickering balancing test. Gorum, 561 F.3d at 185 (internal quotation marks omitted). We address the Garcetti and Pickering inquiries in turn.
1
i.
Garcetti establishes-that when public employees speak âpursuant to their official duties,â that speech does not receive First Amendment protection. 547 U.S. at 421, 126 S.Ct. 1951. This is because, when doing so, âemployees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline.â Id. The rationale underlying this distinction âpromote[s] the individual and *988 societal interests that are served when employees speak as citizens on matters of public concern,â while ârespect[ing] the needs of government employers attempting to perform their important public functions.â Id. at 420, 126 S.Ct. 1951.
In Garcetti, the Supreme Court held that a prosecutorâs internal memorandum advising his supervisors of the disposition of a pending case was speech made pursuant to his official duties. Id. at 420-21, 126 S.Ct. 1951. It reasoned that writing the memo was part of the prosecutorâs âdaily professional activitiesâ as a government employee, distinguishable from âthe kind of activity engaged in by citizens who do not work for the government.â Id. at 422, 423, 126 S.Ct. 1951. Finding that the prosecutor did not speak as a citizen, therefore, âsimply reflect[ed] the exercise of employer control over what the employer itself has commissioned or created.â Id. at 422, 126 S.Ct. 1951.
The Garcetti Court explicitly declined to advance a framework for defining when an employee speaks pursuant to his official duties, explaining that â[t]he proper inquiry is a practical one.â Id. at 424, 126 S.Ct. 1951. This reflects âthe enormous variety of fact situationsâ in which a public employee claims First Amendment protection. Id. at 418, 126 S.Ct. 1951 (quoting Pickering, 391 U.S. at 569, 88 S.Ct. 1731).
This Court has given contours to Garcetti âs practical inquiry for defining the scope of an employeeâs duties. We declined to extend First Amendment protection to speech where public employees were required to take the speech âup the chain of command,â Foraker v. Chaffinch, 501 F.3d 231, 241-43 (3d Cir.2007) (holding that police officersâ statements concerning hazardous conditions at a firing range were made within their official duties since they were obligated to report that type of information up the chain of command), abrogated on other grounds by Borough of Duryea v. Guarnieri, â U.S. -, 131 S.Ct. 2488, 180 L.Ed.2d 408 (2011), and where an employeeâs technically-off-duty speech related to âspecial knowledgeâ or âexperienceâ acquired through his de facto job duties, Gorum, 561 F.3d at 185-86 (internal quotation marks omitted) (holding that a professorâs speech at a studentâs disciplinary hearing was made within his official duties since the professor had special knowledge and experience with the universityâs disciplinary code as a de facto advisor to students with disciplinary issues). â[WJhether a particular incident of speech is made within a particular plaintiffs job duties is a mixed question of fact and law.â Foraker, 501 F.3d at 240.
Applying Garcettiâs, test to the facts the District Court, identified in the light most favorable to Dougherty, we agree that Dougherty did not speak âpursuant to his official dutiesâ when he disclosed details of Dr. Ackermanâs alleged misconduct in awarding the prime contract to IBS. The District Court found no evidence that Doughertyâs communication with The Philadelphia Inquirer fell within the scope of his routine job responsibilities at the School District. Unlike the employees in Garcetti Foraker, and Gorum, ânothing about Doughertyâs position compelled or called for him to provide or report this information,â whether to the School District, the press, or any other source. App. 24. To the contrary, the School District appears to discourage such speech through its Code of Ethicsâ confidentiality provision, which is being used to justify Doughertyâs termination in the instant case. Doughertyâs report to The Philadelphia Inquirer, therefore, was made as a citizen for First Amendment purposes and should not be foreclosed from constitutional protection.
*989 Faced with the District Courtâs application of Garcetti and precluded from challenging the factual sufficiency of the summary judgment record, see Ziccardi 288 F.3d at 61, 63, Appellants instead allege that the District Court failed to use the proper legal standard. They replace Garcettiâs âpursuant to official dutiesâ test with one that precludes First Amendment protection for speech that âowes its existence to a public employeeâs professional responsibilities.â See Appellantsâ Br. at 15 (quoting Garcetti, 547 U.S. at 421-22, 126 S.Ct. 1951). After plucking Garcettiâs language to canonize a new standard,'Appellants rely on Gorum to argue that, because the content of Doughertyâs speech was gained from âspecial knowledgeâ and- âexperienceâ with the camera project entrusted to Dougherty, his speech âowes its existence toâ his professional duties.
These arguments ask us to read .<7arcetti far too broadly. This Court has never applied the âowes its existence toâ test that Appellants wish to advance, and for good reason: this nearly all-inclusive standard would eviscerate citizen. speech by public employees simply because they learned the information in the course of their employment, which is at odds with the delicate balancing and policy rationales underlying Garcetti.
To this end, it bears emphasis that whether an employeeâs speech âeoncern[s] the subject matter of [his] employmentâ is ânondispositiveâ under Garcetti, 547 U.S. at 421, 126 S.Ct. 1951. This is because the First Amendment necessarily âprotects some expressions related to the speakerâs job.â Id. In fact, as the Supreme Court recently reiterated, speech by public employees âholds special value precisely because those employees gain knowledge of matters of public concern through their employment.â Lane, 134 S.Ct. at 2379 (emphasis added); see also City of San Diego v. Roe, 543 U.S. 77, 80, 125 S.Ct. 521, 160 L.Ed.2d 410 (2004) (per curiam) (observing, in the public concern context, that public employees are âuniquely qualified to commentâ on âmatters concerning government policies that are of interest to the public at largeâ); Pickering, 391 U.S. at 572, 88 S.Ct. 1731 (âTeachers are, as a class, the members of a community most likely to have informed and definite opinions as to how funds allotted to the operations of the schools should be spent. Accordingly, it is essential that they be able to speak out freely on such questions without fear of retaliatory dismissal.â).
Moreover, Appellants misread Gorumâs holding. We reemphasized in Gorum that Garcettiâs âpursuant to official dutiesâ test requires a practical inquiry. 561 F.3d at 185; see also Foraker, 501 F.3d at 240 (describing the nature of the practical inquiry as âfact-intensiveâ). We concluded that, although advising at disciplinary hearings was not listed in the professorâs formal job description, his extensive knowledge and experience with disciplinary actions as a de facto disciplinary advis- or rendered that speech within his job duties nonetheless. Gorum, 561 F.3d at 186; cf. Garcetti 547 U.S. at 425, 126 S.Ct. 1951 (â[L]isting of a given task in an employeeâs written job description is neither necessary nor sufficient to demonstrate that conducting the task is within the scope of the employeeâs professional duties for First Amendment purposes.â). Accordingly, Appellantsâ attempt to preclude First Amendment protection from Doughertyâs reports â a duty absent from both his de facto and de jure responsibilities â is inapt.
ii.
In addition, taking this opportunity to respond to the partiesâ differing interpretations of the Supreme Courtâs re *990 cent decision in Lane, we conclude that Lane reinforces Garcettiâs holding that a public employee may speak as a citizen even if his speech involves the subject matter of his employment.
In Lane, the Supreme Court held that truthful sworn testimony, compelled by subpoena and made outside the scope of the employeeâs âordinary job responsibilities,â is protected under the First Amendment. 134 S.Ct. at 2378. Edward Lane, a program director at a community college, â˘was terminated after he was compelled to testify about a former employeeâs misuse of state funds that he discovered in the course of a financial audit. Id. at 2375-76. The Eleventh Circuit held that Lane acted pursuant to his official duties when he investigated and reported the fraud, and, therefore, concluded that his testimony âowe[d] its existence toâ his official responsibilities, foreclosing First Amendment protection. Id. at 2376-77 (internal quotation marks omitted).
The Supreme Court unanimously reversed this conclusion. 6 It reasoned, like we do, that the Eleventh Circuit âread Garcetti far too broadlyâ by ignoring Garcetti âs explicit qualification âthat its holding did not turn on the fact that the memo at issue âconcerned the subject matter of [the prosecutorâs] employment.â â Id. at 2379 (alternation in original) (quoting Garcetti 547 U.S. at 421, 126 S.Ct. 1951). After analyzing Garcetti the Court emphasized: â[T]he mere fact that a â citizenâs speech concerns information acquired by virtue of his public employment does not transform that speech into employeeâ rather than citizen â speech.â Id. Rather, â[t]he critical question under Garcetti is whether the speech at issue is itself ordinarily within the scope of an employeeâs duties, not whether it merely concerns those duties.â Id. Thus, Lane rejects the very contention Appellants advance.
While Lane focused on speech in the context of compelled testimony, see id. at 2378-79, Appellantsâ argument that its holding is limited to that context is misguided. Cf. Mpoy v. Rhee, 758 F.3d 285, 294-95 (D.C.Cir.2014) (applying Lane to a teacherâs critical emails concerning classroom conditions). The Supreme Courtâs focus on sworn testimony was in response to the âshort shriftâ the Eleventh Circuit gave to that speech, which presented a circuit split when compared to this Courtâs holding in Reilly v. City of Atlantic City, 532 F.3d at 231. Lane, 134 S.Ct. at 2377, 2378. Even after recognizing that âsworn testimony in this case is far removed from the speech at issue in Garcettiâ the Court located its rule of decision in Garcetti and applied the âcritical questionâ under Garcetti to the facts in Lane. Id. at 2379. If anything, Lane may broaden Garcettiâs holding by including âordinaryâ as a modifier to the scope of an employeeâs job duties. See Mpoy, 758 F.3d at 294-95 (â[T]he use of the adjective âordinaryââ which the court repeated nine timesâ could signal a narrowing of the realm of employee speech left unprotected by Garcetti.â). However, that question is not before us today.
Under Lane, our determination stands that Doughertyâs report to The Philadelphia Inquirer was not made pursuant to his official job duties. Doughertyâs claim is not foreclosed merely because the subject matter of the speech concerns or relates to those duties.
2.
Even though we find that Dougherty spoke as a citizen on a matter of *991 public concern, his speech is protected only if the Pickering balancing test tilts in his favor. Under Pickering, we must âbalance ... the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.â 391 U.S. at 568, 88 S.Ct. 1731. The more tightly the First Amendment embraces the employeeâs speech, the more vigorous a showing of disruption must be made by the employer. McGreevy, 413 F.3d at 365.
On the employeeâs side of the scale, we must consider the interests of both Dougherty and the public in the speech at issue. See OâDonnell v. Yanchulis, 875 F.2d 1059, 1061 (3d Cir.1989). It is well established that â[s]peech involving government impropriety occupies the highest rung of First Amendment protection.â Swineford v. Snyder Cnty., 15 F.3d 1258, 1274 (3d Cir.1994). Moreover, we have often emphasized that â[t]he public has a significant interest in encouraging legitimate whistle-blowing so that it may receive and evaluate information concerning the alleged abuses of ... public officials.â OâDonnell, 875 F.2d at 1062; see also Baldassare v. New Jersey, 250 F.3d 188, 198 (3d Cir.2001) (â[T]he publicâs interest in exposing potential wrongdoing by public employees is especially powerful.â).
In the instant case, Doughertyâs report to The Philadelphia Inquirer exposing Dr. Ackermanâs alleged misconduct is the archetype of speech deserving the highest rung of First Amendment protection. Against the publicâs significant interest in Doughertyâs act of whistleblowing, therefore, Appellants âbear a truly heavy burden.â McGreevy, 413 F.3d at 365.
Weighed on the other side is the governmentâs legitimate and countervailing interest, as an employer, in âpromoting workplace efficiency and avoiding workplace disruption.â Id. at 364. While the test for disruption varies depending upon the nature of the speech, the factors a court typically considers include whether the speech âimpairs discipline by superiors or harmony among co-workers, has a detrimental impact on close working relationships for which personal loyalty and confidence are necessary, or impedes the performance of the speakerâs duties or interferes with the regular operation of the enterprise.â Rankin, 483 U.S. at 388, 107 S.Ct. 2891.
In the paradigmatic case finding speech disruptive to a close working relationship, Sprague v. Fitzpatrick, this Court held that a First Assistant District Attorneyâs publicized comments disputing the veracity of the District Attorneyâs statements âcompletely underminedâ their close working relationship. 546 F.2d 560, 562, 565 (3d Cir.1976). Because the First Assistant District Attorney functioned as an âalter egoâ to the District Attorney as his direct administrative and policy-making subordinate, we concluded that his âirreparable breach of confidenceâ completely precluded a functional working relationship. Id. at 565. On the other hand, we distinguished a case where the director of a discrete division within the Philadelphia Police Department, who enjoyed neither policymaking responsibilities nor the degree of authority comparable to the employee in Sprague, was terminated by the Police Commissioner for his speech criticizing the department in The Philadelphia Inquirer. Watters v. City of Phila., 55 F.3d 886, 897-98 (3d Cir.1995).
Here, the District Court found that, while Dougherty was relatively high up in the chain of command as Deputy Chief Business Officer for Operations and Acting Chief of Operations, Doughertyâs relationship with Dr. Ackerman and Dr. *992 Nunery was neither close, personal, nor confidential, and that Dougherty never served as an âalter egoâ for either. App. 27-28. Despite the breadth of his operations responsibilities, the District Court also found that Dougherty was not a policymaker, but was one of many administrators who merely implemented Dr. Ackermanâs policies. App. 28. It found disputed, however, âhow much of the disruption [to the School District] was the result of the press leaksâ or the result of Appellantsâ subsequent actions â hiring Pepper Hamilton, suspending six administrators, and ultimately terminating Dougherty â to find the source of the leak. App. 28. Viewing the evidence in the light most favorable to Dougherty, the District Court concluded that any disruption to the School District was outweighed by the substantial public interest in exposing government- misconduct, tipping the Pickering balancing test in Doughertyâs favor.
Considering the facts in the same light, we must agree. As a preliminary matter, none of the factors this Court uses as a proxy for disruption are present here. First, based on the District Courtâs reading of the record, the evidence does not compel the conclusion that Doughertyâs relationship with Dr. Ackerman or Dr. Nunery is âthe kind of close working relationship[] for which it can persuasively be claimed that personal loyalty and confidence are necessary to [its] proper functioning.â Pickering, 391 U.S. at 570, 88 S.Ct. 1731. Dougherty alleges that he never spoke directly to Dr. Ackerman before the camera project, App. 26, and, even if we assume that Dougherty accepted such a relationship when he was appointed to lead the project, he did not occupy thatâ position at the time the speech was made. Cf. Baldassare, 250 F.3d at 199 (finding that the employeeâs demotion before he spoke âbelie[d] a comparison to the undoing of a âclose working, relationshipâ in Sprague â). Dougherty was not even called to Dr. Nuneryâs meeting to discuss the camera project a few weeks before the disclosure. As we stressed in Watters, âmerely saying that the relationship will be undermined does not make it so.â 55 F.3d at 897-98.
Nor was Doughertyâs speech likely to impair discipline by superiors or harmony among co-workers, impede the performance of his daily duties, or interfere with the regular operation of the School District. 7 We emphasize that we may not consider Appellantsâ claims to the extent they challenge the factual dispute concerning the cause of the disruption to the School District â the speech or the retaliation. See Ziccardi, 288 F.3d at 61. We agree with the District Court, simply, that a reasonable jury could conclude that Doughertyâs speech would have made only a minimal disruption had the School District not subsequently engaged Pepper Hamilton, suspended six administrators, and fired Dougherty. It is against this Courtâs precedent to find against an employee where the disruption âwas primarily the result, not of the plaintiffs exercise of speech, but of his superiorsâ attempts to suppress it.â Czurlanis v. Albanese, 721 F.2d 98, 107 (3d Cir.1983).
Finally, while the parties do not dispute that there was some actual disruption to the School District, we also keep in mind that âit would be absurd to hold that the First Amendment generally authorizes corrupt officials to punish subordinates who blow the whistle simply because the speech somewhat disrupted the office.â Id. (internal quotation marks omitted). *993 Some disruption is almost certainly inevitable; the point is that Pickering is truly a balancing test. See id.
For summary judgment purposes, we agree with the District Court that Doughertyâs speech is entitled to First Amendment protection and, accordingly, that Dougherty has sufficiently established the existence of a constitutional violation.
B.
Having found a violation of Doughertyâs First Amendment rights, the second prong of the qualified immunity analysis requires us to determine whether that right was âclearly established.â âThe relevant, dispositive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.â Saucier, 533 U.S. at 202, 121 S.Ct. 2151. To be clearly established, the very action in question need not have previously been held unlawful. Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987). Rather, the âcontours of the rightâ must be sufficiently clear such that the unlawfulness of the action is apparent in light of pre-existing law. Id. Whether a right is clearly established is a question of law, appropriate for our review under the collateral order doctrine. Mitchell, 472 U.S. at 528, 105 S.Ct. 2806.
Viewing the facts the District Court identified in the light most favorable to Dougherty, we find that the illegality of the Appellantsâ actions was sufficiently clear in the situation they confronted. Since at least 1967, âit has been settled that a State cannot condition public employment on a basis that infringes the employeeâs constitutionally protected interest in freedom of expression.â Connick, 461 U.S. at 142, 103 S.Ct. 1684; see also Rankin, 483 U.S. at 383, 107 S.Ct. 2891 (finding the same principle âclearly establishedâ). In the case at bar, Doughertyâs particular type of speech â made as a concerned citizen, purporting to expose the malfeasance of a government official with whom he has no close working relationship â is exactly the type of speech deserving protection under the Pickering and Garcetti rules of decision and our subsequent case law. See, e.g., Pickering, 391 U.S. at 566, 88 S.Ct. 1731 (protecting speech by teacher to local newspaper criticizing the school board and the superintendentâs allocation of school funds); OâDonnell, 875 F.2d at 1060, 1061-63 (protecting speech by chief of police to local television station that accused township supervisors of various corrupt practices, legal improprieties, and abuses Of their positions); Watters, 55 F.3d at 897-98 (protecting speech by program manager to local newspaper criticizing departmental program the employee oversaw where dispute existed over cause of disruption); Baldassare, 250 F.3d at 199-200 (protecting investigation into alleged wrongdoing of law enforcement officers where there was no âalter egoâârelationship). Thus, Appellants had fair notice that their retaliation against Doughertyâs constitutionally protected speech would not be shielded by qualified immunity.
Appellants contend that their actions were âso close to the constitutional line that it was eminently reasonable for them to conclude they had failed to cross it,â since the case law puts equally heavy emphasis on the employerâs right to avoid disruption. Appellantsâ Br. at 27, 29. We find this contention unpersuasive. While it is true that both Garcetti and Pickering are fact-dependent inquiries, giving some leeway for termination based on disruptive speech if made pursuant to an employeeâs job duties, we cannot conduct our analysis with Appellantsâ desired version of the *994 facts. We must review the District Courtâs analysis based on the facts it identified. See Ziccardi, 288 F.3d at 61. Given the citizen-like nature of Doughertyâs disclosure to The Philadelphia Inquirer, the lack of close working relationships with-either Dr. Ackerman or Dr. Nunery, and the disputed issue of fact with regard to the cause of the disruption, it is sufficiently clear that Doughertyâs speech was protected under the First Amendment. âWhen the balance of cognizable interests weighs so heavily in an employeeâs favor, our eases make plain that the law is clearly established.â McGreevy, 413 F.3d at 367. We conclude, therefore, that Appellants are not entitled to qualified immunity.
IV.
For the foregoing reasons, we will affirm the District Courtâs order denying Appellantsâ motions for summary judgment on qualified immunity grounds.
. Dougherty claims the email account is a personal email address, which the District Court accepted for purposes of summary judgment. The Pepper Hamilton investigation never determined to whom the email account belonged. .
. The claims against the SRC and the SRC members were dismissed.
. Dr. Ackerman passed away in February 2013. Anthony Antognoli, the'representative of her estate, was substituted as a defendant in August 2013.
. As the District Court explained, a reasonable jury could find that Appellantsâ explanation for terminating Dougherty was pretextual: the Code of Ethics did not prohibit taking work home and, regardless, made an exception for whistleblowing.
. Speech involves a matter of public concern when, considering the "content, form, and context of a given statement," it can "be fairly considered as relating to any matter of political, social, or other concern to the community." Connick, 461 U.S. at 146, 147-48, 103 S.Ct. 1684. As we have long recognized, "[disclosing corruption, fraud, and illegality in a government agency is a matter of significant public concern.â Feldman v. Phila. Hous. Auth., 43 F.3d 823, 829 (3d Cir.1994). The District Court and the parties agree that Doughertyâs report to The Philadelphia Inquirer exposing the School District's alleged impropriety in the award of the IBS contract implicates a matter of public concern. We also agree and need not belabor the point here.
. On the second prong of the qualified immunity analysis, the Lane Court affirmed the Eleventh Circuit's holding that the law was not clearly established in that circuit.
. See Watters, 55 F.3d at 896 (holding that it is no longer essential to show actual disruption if the government shows disruption is likely).