United States v. Whitted
Full Opinion (html_with_citations)
OPINION OF THE COURT
(September 4, 2008)
James Edward Whitted appeals his conviction by jury for possession with intent to distribute a controlled substance in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(A) and importation of a controlled substance into the United States in violation of 21 U.S.C. §§ 952(a) and 960(b)(1)(A). He claims that the District Courtâs failure to suppress evidence found by customs officers during a border search of his cruise ship cabin was error and merits reversal of his conviction.
In order to resolve this appeal, we must answer a question of first impression: whether the Fourth Amendment requires any level of suspicion to justify a border search of a passenger cabin aboard a cruise liner arriving in the United States from a foreign port. For the reasons that follow, we believe that it does and that reasonable suspicion is the appropriate standard. In the present case, we conclude the reasonable suspicion standard is satisfied and, accordingly, will affirm Whittedâs conviction.
I. Facts and Procedural History
On the morning of September 25, 2004, the Adventure of the Seas cruise ship, which can carry up to 3,838 passengers and 1,185 crew, arrived from the foreign port of St. Maarten and docked in St. Thomas, United States Virgin Islands. Prior to the shipâs arrival, United States Customs and Border Protection officers gathered to prepare to board the ship and conduct enforcement actions. Canine Enforcement Officer Ralph Dasant was on duty that morning, and, after retrieving his drug-sniffing dog from its kennel, he used the Treasury Enforcement Communications System (âTECSâ), a computerized database, to access the list of vessels arriving from a foreign port. He then used the database to access the
As is relevant here, TECS showed a âone-day lookoutâ for James Edward Whitted. App. 45. Dasant explained that a âlookoutâ was âa message that comes down in reference to either a crew member or a passenger on board a vessel, where we may have to take a look at that individual, being that it could be for drugs, it could be for a warrant or something of that nature.â App. 45-46. Based on the one-day lookout, Dasant conducted further inquiries in TECS and discovered that Whittedâs ticket had been purchased at the last minute. The system also indicated that Whitted had traveled to other drug source countries in the Caribbean and South America, including Colombia, Venezuela, and St. Maarten, and had a criminal record. Based on this information from the TECS database, Whittedâs cabin was chosen for inspection.
A team of customs officers, including Dasant and the drug-sniffing dog, boarded the ship and proceeded directly to the chief of security of the ship. Together, they went to the deck of the ship where Whittedâs cabin was located. After the officers knocked on the door to the cabin and ascertained that Whitted was not there, the chief of security unlocked the door and the officers began to prepare the room for canine screening.
In the interim, Whitted returned to the cabin. Officer Ramirez took an oral declaration from Whitted, asking if he stayed in that cabin, whether the bags in the cabin belonged to him, and if any other passenger shared the cabin; Whitted acknowledged that it was his cabin and bag and that he was traveling alone. After Fraser and Lambert returned from the x-ray machine, the officers entered the cabin with Whitted. Special Agent Louis Penn, Jr. subsequently arrived, and he and the customs officers probed the âpebblesâ and discovered a white, powdery substance, which field-tested positive for heroin. Whitted was arrested and later charged with possession with intent to distribute a controlled substance and importation of a controlled substance into the United States.
Before trial, Whitted moved to suppress the drugs seized from his cruise ship cabin. Dasant, Lambert, and Penn testified at the suppression hearing before the District Court. In addition to the facts recounted above, Penn testified that, following Whittedâs arrest, he had confirmed that Whitted had two prior convictions in North Carolina for heroin possession and sale. He also stated that he had verified the reason for the TECS lookout with San Juan officials and they had placed the lookout on TECS based on an outbound survey of Whitted in San Juan and his last-minute purchase of the ticket for cruise ship travel.
At the hearing, the parties made substantially the same arguments they do now. Whitted argued that he had a high expectation of privacy in the ship cabin, as his dwelling, such that the customs officers were required to have reasonable suspicion in order to search it. Here, he claimed, the facts available were insufficient to create reasonable suspicion that he was involved in criminal activity. The government contended that the search was a âroutineâ border search, focusing on the fact that it was performed regularly by customs officers rather than on its intrusiveness or the privacy interest at stake. In the alternative, it urged, the TECS information established reasonable suspicion.
On October 17, 2005, assuming, without deciding, that reasonable suspicion was required for the search of Whittedâs cabin, the District Court found the facts as a whole provided reasonable suspicion and, therefore, denied Whittedâs motion to suppress. The case then proceeded to trial and conviction on both counts. Whitted now appeals his conviction
We have jurisdiction over Whittedâs appeal pursuant to 28 U.S.C. § 1291. We review the denial of a motion to suppress for clear error as to the factual findings and exercise plenary review over the application of law to those facts. United States v. Perez, 280 F.3d 318, 336 (3d Cir. 2002).
II. Discussion
The Fourth Amendment protects â[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.â U.S. CONST, amend. IV. Whether a search is reasonable will depend upon its nature and all of the circumstances surrounding it, United States v. Montoya de Hernandez, 473 U.S. 531, 537, 105 S. Ct. 3304, 87 L. Ed. 2d 381 (1985), but, as a general matter, warrantless searches are unreasonable. See Cady v. Dombrowski, 413 U.S. 433, 439, 93 S. Ct. 2523, 37 L. Ed. 2d 706 (1973).
Searches conducted at the nationâs borders, however, represent a well-established and long-standing exception to the warrant requirement. United States v. Ramsey, 431 U.S. 606, 619, 97 S. Ct. 1972, 52 L. Ed. 2d 617 (1977); see also United States v. Flores-Montano, 541 U.S. 149, 152-53, 124 S. Ct. 1582, 158 L. Ed. 2d 311 (2004). The exception applies not only at the physical boundaries of the United States, but also at the âthe functional equivalentâ of a border, Almeida-Sanchez v. United States, 413 U.S. 266, 272-73, 93 S. Ct. 2535, 37 L. Ed. 2d 596 (1973), including the first port where a ship docks after arriving from a foreign country, United States v. Smith, 273 F.3d 629, 633 n.8 (5th Cir. 2001). The search here, conducted as the Adventure of the Seas arrived in St. Thomas from St. Maarten, was therefore a border search.
Provided that a border search is routine, it may be conducted, not just without a warrant, but without probable cause, reasonable suspicion, or any suspicion of wrongdoing. Montoya de Hernandez, 473 U.S. at 538; see also United States v. Glasser, 750 F.2d 1197, 1201 (3d Cir. 1985). This is because the expectation of privacy is âless at the border than in the interiorâ and âthe Fourth Amendment balance between the interests of the Government and the privacy right of the individual is . . . struck much more favorably to the Government.â United States v. Hyde, 30 V.I. 475, 37 F.3d 116, 119-20 (3d Cir. 1994). Even at the border, however, an
The question here, therefore, is not whether the customs officers were required to have a warrant or probable cause in order to search Whittedâs private cabin, but, rather, whether reasonable suspicion was necessary. The parties agree that no suspicion is required in order for a customs officer to board and search the cruise ship as part of a routine border search. They disagree, however, as to whether any Fourth Amendment protection applies to a search of a private sleeping cabin aboard a cruise ship.
To answer this question, we must first decide whether the border search at issue was routine or non-routine and, so doing, set forth the correct standard required under the Fourth Amendment. We will then turn to a determination of whether this search was conducted in accordance with it.
A. Reasonable Suspicion and the Search of a Passenger Cabin of a Cruise Ship
To ascertain whether a border search can be classified as routine, we must examine the degree to which it intrudes on a travelerâs privacy. Bradley, 299 F3d at 204. As the Supreme Court has held, âhighly intrusive searches of the personâ that implicate the âdignity and privacy interests of the person being searchedâ require reasonable suspicion. Flores-Montano, 541 U.S. at 152. Courts have focused on the privacy interest and the intrusiveness and indignity of the search to distinguish between routine and nonroutine searches. See United State v. Cardenas, 9 F.3d 1139, 1148 n.3 (5th Cir. 1993) (observing that âlower courts have generally classified routine searches as those which do not seriously invade a travelerâs privacyâ); United State v. Vega-Barvo, 729 F.2d 1341, 1344-46 (11th Cir. 1984) (evaluating intrusiveness and indignity of the search). Accordingly, patdowns, frisks, luggage searches, and automobile searches, involving neither a high expectation of privacy nor a seriously
In the present case, Whitted argues that the search of a cruise ship cabin is not a routine border search because the Fourth Amendmentâs primary purpose is the protection of privacy in oneâs home and the search of oneâs home, by its nature, is highly intrusive. He makes a compelling argument that an individualâs expectation of privacy in a cabin of a ship is no different from any other temporary place of abode. Because the search of his living quarters aboard the cruise ship intruded upon that most private of places â his home â he says it should be considered non-routine. In response to Whittedâs arguments, the government contends that the search of the cabin was a routine border search and âsubmits that the border search of. . . Whittedâs cabin should be analyzed in the same way as that of a vehicle, as opposed to a person.â Appelleeâs Br. 10 (citing United States v. Martinez-Fuerte, 428 U.S. 543, 561, 96 S. Ct. 3074, 49 L. Ed. 2d 1116 (1976)).
Neither this Court nor the Supreme Court has addressed the issue of whether the search of a cabin of a cruise ship sufficiently intrudes upon an individualâs privacy to render it non-routine, so that reasonable suspicion of criminal activity is required. Indeed, there is a surprising dearth of authority on the matter.
The only authority which the government cites for the proposition that the search of a passengerâs cruise ship cabin amounts to a routine border search is readily distinguishable from the present case. See United States v. Brown, 298 F. Supp. 2d 1317 (S.D. Fla. 2004). In Brown, the âroutineâ aspect of the search was the use of âtrained canines to detect narcotic odor from the hallways of newly-arrived cruise ships in Key West.â 298 F. Supp. 2d at 1320. The search of Brownâs cabin occurred only after the drug-sniffing dog had alerted to the presence of drugs in the
Existing caselaw counsels in favor of the approach urged by Whitted. In the case most clearly on point, the United States Court of Appeals for the Ninth Circuit concluded that âthe search of private living quarters on a ship should require something more than naked suspicion.â United States v. Alfonso, 759 F.2d 728, 738 (9th Cir. 1985). There, the customs officers had searched a cabin on a ship which had arrived from Colombia. The defendant argued that âeven if the search [were] deemed a proper border search, the search of his private living quarters on the ship was unreasonable under the Fourth Amendment.â Id. at 733. Although the court found no cases that were directly on point,
Other courts have reached similar conclusions. See State v. Logo, 798 So.2d 1182 (La. App. 4 Cir. 2001) (holding that customs officers need reasonable suspicion to conduct a border search of the cabin of a passenger on a cruise ship). At least one United States district court has also required reasonable suspicion. United States v. Cunningham, No. 98-265, 1996 U.S. Dist. LEXIS 17311 (E.D. La. Nov. 15, 1996). In that case, as here, a customs agent searched a passengerâs cabin without consent, a warrant, or probable cause. A drug dog alerted to the presence of drugs in the cabin and items in the room were subsequently found to contain drugs. The court stated that âwith respect to searches of private areas of the vesselâs holds conducted for the purpose of discovering contraband, the
Those courts to consider searches at sea
We believe that these courts correctly recognize that the search of private living quarters aboard a ship at the functional equivalent of a border is a nonroutine border search and must be supported by reasonable suspicion of criminal conduct. The cruise ship cabin is both living quarters and located at the national border. As a result, one principle underlying the caselaw on border searches â namely, that âa port of entry is not a travelerâs home,â United States v. Thirty-Seven Photographs, 402 U.S. 363, 91 S. Ct. 1400, 28 L. Ed. 2d 822 (1971)âruns headlong into the âoverriding respect for the sanctity of the home that has been embedded in our traditions since the origins of the Republic,â foremost in our nationâs Fourth Amendment jurisprudence, Payton v. New York, 445 U.S. 573, 601, 100 S. Ct. 1371, 63 L. Ed. 2d 639 (1980) (quoting United States v. Watson, 423 U.S. 411, 429, 96 S. Ct. 820, 46 L. Ed. 2d 598 (1976) (Powell, J., concurring)). We find that requiring reasonable suspicion strikes the proper balance between the interests of the government and the privacy rights of the individual. It also best comports with the case law, which treats border searches permissively but gives special protection to an individualâs dwelling place, however temporary. We, therefore, join those courts that require reasonable suspicion to search of a passenger cabin aboard a ship.
As an initial matter, we have little trouble concluding that a passenger cabin is more like an individualâs home than an automobile. Whereas the âdignity and privacy interests of the personâ do not carry over to border searches of an automobile, Flores-Montano, 541 U.S. at 152, the privacy interests of an individual in his or her living quarters are significantly greater and compel more rigorous Fourth Amendment protection. The sanctity of private dwellings, whether temporary or permanent, ordinarily gives rise to âthe most stringent Fourth Amendment protection.â United States v. Martinez-Fuerte, 428 U.S. 543, 561, 96 S. Ct. 3074, 49 L. Ed. 2d 1116 (1976); see also Minnesota v. Carter, 525 U.S. 83, 89, 119 S. Ct. 469, 142 L. Ed. 2d 373 (1998) (acknowledging that âin some circumstances a person may have a legitimate expectation of privacy in the house of someone elseâ); Minnesota v. Olson, 495 U.S. 91, 98-99, 110 S. Ct. 1684, 109 L. Ed. 2d 85 (1990) (holding that overnight guests in the house of someone else have a reasonable expectation of privacy); Stoner v. California, 376 U.S. 483, 490, 84 S. Ct.
Individuals have a reasonable and high expectation of privacy in their living and sleeping quarters aboard ships, even at national borders, which merits Fourth Amendment protection. As a passenger of a cruise liner, Whitted had a reasonable expectation of privacy in his cabin: he excluded others from it, used it as his home, and slept and conducted his daily life therein. This expectation was eminently reasonable from an objective standpoint. As the Supreme Court has recognized,
[w] e are at our most vulnerable when we are asleep because we cannot monitor our own safety or the security of our belongings. It is for this reason that, although we may spend all day in public places, when we cannot sleep in our own home we seek out another private place to sleep, whether it be a hotel room, or the home of a friend.
Olson, 495 U.S. at 98-99. Just as individuals seek privacy in hotel rooms or anotherâs home to sleep, cruise ship passengers seek out privacy in their sleeping cabins and expect that they will not be opened or intruded upon without consent.
Mindful of the âcenturies-old principle of respect for the privacy of the home,â we, therefore, consider a search of a individualâs living quarters among the most intrusive of searches â invading as it does a place where the individual expects not to be disturbed. Wilson v. Layne, 526 U.S. 603, 610, 119 S. Ct. 1692, 143 L. Ed. 2d 818 (1999); see also Georgia v. Randolph, 547 U.S. 103, 115, 126 S. Ct. 1515, 164 L. Ed. 2d 208 (2006); United States v. United States Dist. Court for Eastern Dist. of Mich., 407 U.S. 297, 313, 92 S. Ct. 2125, 32 L. Ed. 2d 752 (1972) (â[P]hysical entry of the home is the chief evil against which the wording of the Fourth Amendment is directed.â). Here, the search was highly intrusive on the defendantâs privacy. Uninvited and in Whittedâs absence, the officers entered his de facto home, searched through his belongings, and subjected his private space to inspection by a drug-sniffing dog.
B. Reasonable Suspicion Existed to Search the Defendantâs Cabin
Under the reasonable suspicion standard, customs officers are required to have a âparticularized and objective basisâ to suspect illegal activity in order to conduct a search. United States v. Arvizu, 534 U.S. 266, 273, 122 S. Ct. 744, 151 L. Ed. 2d 740 (2002). The officers must be able to articulate reasons that led to the search of the cabin that are indicative of behavior in which most innocent people do not engage. See Karnes v. Skrutski, 62 F.3d 485, 493 (3d Cir. 1995). We consider the totality of the circumstances in determining whether reasonable suspicion existed at the time of the search. Arvizu, 534 U.S. at 274. Accordingly, although each individual factor alone may be consistent with innocent behavior, it is sufficient if together they âserve to eliminate a substantial portion of innocent travelers.â Karnes, 62 F.3d at 493.
In this case, numerous facts raised the suspicion that Whitted was involved in drug smuggling. The vast majority of these came from information in the TECS database. First, Whitted took a cruise that traveled to drug source countries. Second, Whitted had previously traveled to several known narcotics source countries. Third, Whitted purchased his ticket just prior to the shipâs date of departure and may have paid for it in cash.
The defendant argues that this information cannot establish reasonable suspicion because its source was the TECS computer database, unsubstantiated by other information. We reject this contention. As a general matter, customs officers should be able to rely on data provided by computer reports to create reasonable suspicion for a search. If they cannot, their hands would be tied until they either independently investigated the individual or contacted each source for the report to confirm its validity. Just as a customs officer is entitled to rely on unconfirmed information relayed to him by his supervisor in order to look out for and search an individual at the border, United States v. Love, 413 F. Supp. 1122 (S.D. Tex. 1976), so too is a customs officer permitted to rely on TECS information entered by other customs officials to create reasonable suspicion for a search.
Whitted also argues that the customs officers engaged in profiling, based on a âdrug smuggling profile,â and cannot be said to have had reasonable suspicion. This last argument is entirely without merit. Whitted was selected for search not because of his resemblance to a smuggling profile, but because a one-day lookout specific to him had been entered into TECS. There was never any drug smuggling profile in evidence or relied on by the Court or the customs officers; the level of suspicion was based on the specific relevant facts known to the customs officers who searched Whittedâs cabin.
Viewed in their entirety, the facts here support the conclusion that the customs officers reasonably suspected Whitted of criminal activity. In the present case, customs officer Dasant found the information in TECS suspicious and chose to search Whittedâs cabin based upon it. By drawing on his particular expertise, he evaluated the information and drew inferences that created reasonable suspicion of drug smuggling. Arvizu, 534 U.S. at 273 (permitting officers âto make inferences from and deductions about the cumulative information available to them that âmight well elude an untrained personâ â); see also Brown v. Texas, 443 U.S. 47, 52 n.2, 99 S. Ct. 2637, 61 L. Ed. 2d 357 (1979) (observing that a trained investigator may be âable to perceive and articulate meaning in given conduct which would be wholly innocent to the untrained observerâ). His training and three years experience as a canine enforcement officer doing similar work allowed him to draw inferences from âobjective facts, meaningless to the untrained,â and substantiate his suspicions. United States v. Cortez, 449 U.S. 411, 419, 101 S. Ct. 690, 66 L. Ed. 2d 621 (1981); see also Smith, 273 F.3d at 634-35 (finding reasonable suspicion on similar facts where passengers had taken a cruise bound for a drug source country and had traveled there before, had paid in cash two weeks before the cruise, had placed a call to a shoreside number, and one had a criminal record). Accordingly, we conclude that the agents had reasonable suspicion to search Whittedâs cabin and its contents, and did not run afoul of the Fourth Amendment in the context of a nonroutine search at the border.
For the foregoing reasons, we will AFFIRM the denial of the motion to suppress and uphold the juryâs verdict of conviction.
These preparations consisted of ensuring that no sharp objects, food, or anything else that might harm or distract the dog were in the cabin, moving bags from under the bed into the center of the room, and pressing the surface of the bags to expel any air inside. No bags were opened at this time.
See Bradley, 299 F.3d at 203 (patdowns); United States v. Gonzalez-Rincon, 36 F.3d 859, 864 (9th Cir. 1994) (luggage searches and patdowns); Flores-Montano, 541 U.S. at 155 (vehicle).
See Montoya de Hernandez, 473 U.S. at 541 (alimentary canal search); Vega-Barvo, 729 F.2d at 1349 (x-rays); United States v. Adekunle, 980 F.2d 985, 987-88 (5th Cir. 1992) (strip search).
Here, by contrast, the dog did not alert until after the cabin was opened and prepared for inspection. The dogâs alerting in Whittedâs case, therefore, cannot establish reasonable suspicion for the search. The routine search in Brown, done without reasonable suspicion, was of the shipâs hallways â public space; the search of Brownâs cabin was done only after there was reasonable suspicion (or even probable cause) to search.
759 F.2d at 737 (citing United States v. Williams, 617 F.2d 1063 (5th Cir. 1980) (en banc), and United States v. Piner, 608 F.2d 358, 361-64 (9th Cir. 1979) (Kennedy, J., dissenting)).
Although the authority to inspect at sea is more limited than that of customs officers at the border, the reasoning in the cases is helpful to an analysis of an individualâs expectation of privacy in sleeping quarters aboard a ship. See United States v. Irving, 452 F.3d 110, 123 (2d Cir. 2006) (noting that searches of vessels by customs officials are most analogous to border searches).
United States v. Eagon, 707 F.2d 362,366 (9th Cir. 1982) (Boochever, J., concurring) (reasoning that when evaluating a Coast Guard investigatory stop, â[w]e should... look to the scope of the boarding activity under the particular circumstances involved. Those living on their boats have a greater expectation of privacy at night... The boarding in this case, however, involved no invasion of sleeping quarters.â); United States v. Streifel, 665 F.2d 414, 423 (2d Cir. 1981) (stating that, in the context of the scope of searches of a ship, âone has a more has a more legitimate expectation of privacy in oneâs living quarters than in other areasâ); Williams, 617 F.2d at 1092-93 (Roney, J., concurring) (observing that constitutional protection against unreasonable search and seizure âextends only to the areas in which he has a legitimate expectation of privacy, including his person, his cabin and his personal effectsâ); Piner, 608 F.2d at 364 (Kennedy, J., dissenting) (saying âsearch of certain portions of a vessel, such as (he crewâs quarters on an ocean-going tanker or a locked compartment on the bridge, may constitute substantial invasions of privacyâ); see also Warrantless Searches and Seizures, 37 Geo. L. J. Ann. REV. CRIM. PROC. 39, 115 (2008) (âBecause there is a reasonable expectation of privacy in nonpublic areas of the vessel to which common access is limited, warrantless searches that extend beyond the scope of document and safety inspections require either reasonable suspicion of criminal activity or probable cause, depending on the intrusiveness of the search.â).
United States v. Cardona-Sandoval, 6 F.3d 15, 21-23 (1st Cir. 1993) (noting that, on a cruise vessel, âan individualâs private space can meaningfully be distinguished from areas that are public or commonâ and courts âshould distinguish among areas, treating some as not susceptible to a reasonable expectation of privacy by a crew memberâ); United States v. Lopez, 761 F.2d 632, 635-36 (11th Cir. 1985) (gathering cases and noting ship crewâs expectation of privacy in living and sleeping quarters); see also Comment, The Preservation of Privacy Interests at Sea: The Need for Meaningful Scope Limits on Custom Official and the Coast Guardâs Sweeping Authority to Search Vessels, 29 TUL. Mar. L. J. 105, 113-117 (2004) (observing that courts distinguish between public and private areas of a ship in evaluating the expectation of privacy and the permissibility of a search).
Customs officers can also search the bags and persons of cruise ship passengers as they pass through customs inspection at the border.
We note that the use of cash to purchase the ticket was asserted in the governmentâs brief regarding suppression and seems to have been assumed by both counsel and the Court during the suppression hearing. The appendix submitted to us, however, does not contain further evidence of the method of purchase.
Whitted claims that this information should not have been relied on as it was hearsay. Federal Rule of Evidence 104(a), however, does not preclude the consideration of hearsay evidence in a suppression hearing, and Whitted has not presented any evidence that the TECS report in this case was unreliable. By contrast to the cases cited by Whitted, this is not a situation where the report shows only very old information of dubious reliability. See Velasquez v. United States, No. CIV 00-0036TUCGEE, 2002 WL 32818333 (D. Ariz. Sept. 26, 2002). Nor does Whitted seriously challenge most of the information contained in the report.
Had a âdrug smuggling profileâ been in evidence, it would not change our analysis. As the Supreme Court has stated, â[a] court sitting to determine the existence of reasonable