United States v. Fullmer
Full Opinion (html_with_citations)
OPINION OF THE COURT
Defendants Darius Fullmer, Andrew Stepanian, Kevin Kjonaas, Joshua Harper, Lauren Gazzola, Jacob Conroy, and Stop Huntingdon Animal Cruelty (âSHACâ) collectively challenge their convictions for conspiracy to violate the Animal Enterprise Protection Act (âAEPAâ), 18 U.S.C. § 43 (2002). Notably, our interpretation of this statute is an issue of first impression in this, or any, circuit court of appeal.
SHAC, Kjonaas, Gazzola, and Conroy also challenge their convictions for conspiracy to commit interstate stalking, as well as three substantive counts of stalking. Finally, SHAC, Kjonaas, Gazzola, Conroy, and Harper challenge their convictions for conspiracy to use a telecommunications device to abuse, threaten, and harass.
The overarching issues in this appeal are whether the AEPA violates the First Amendment, whether there was sufficient evidence to convict Defendants of the various charges against them, and challenges to the jury instructions. Because we find that the AEPA is neither unconstitutional on its face, nor unconstitutional as-applied to SHAC, Kjonaas, Gazzola, Conroy, Ste-panian, Harper and Fullmer, we will affirm their convictions for conspiracy to violate the AEPA. In addition, we find that there was sufficient evidence to convict Defendants on all charges involving interstate stalking. Finally, we find no flaw in the jury instructions, and we will therefore affirm the Judgment of the District Court in all other respects.
I.
We begin by setting forth the two principal statutes implicated by the lengthy facts of this case: The version of the AEPA in force at the time of the conduct at issue provided, in relevant part
Whoeverâ
(1) travels in interstate or foreign commerce, or uses or causes to be used the mail or any facility in interstate or foreign commerce for the purpose of causing physical disruption to the functioning of an animal enterprise; and
(2) intentionally damages or causes the loss of any property (including animals or records) used by the animal enterprise, or conspires to do so,
*138 shall be punished as provided for in subsection (b).
18 U.S.C. § 43(a)(l)-(2) (2002). The interstate stalking statute provides, in relevant part
Whoever travels in interstate or foreign commerce ... with the intent to kill, injure, harass, or place under surveillance with intent to kill, injure, harass, or intimidate another person, and in the course of, or as a result of, such travel places that person in reasonable fear of the death of, or serious bodily injury to, or causes substantial emotional distress to that person, a member of the immediate family ... of that person, or the spouse or intimate partner of that person ... shall be punished as provided in section 2261(b) of this title.
18 U.S.C. § 2261A(1) (2000).
A.
Huntingdon Life Sciences (âHunting-donâ) is a research corporation that performs testing for companies seeking to bring their products to market. The testing that Huntingdon provides to its clients is mandated by the laws and regulations of the United States and Europe to ensure the safety and efficacy of pharmaceuticals, agricultural products, veterinary products, and medical implants. Huntingdon has three laboratories, two in the United Kingdom and one in New Jersey. All Hunting-don laboratories use animals as test subjects. Approximately eighty-five percent of the animals used by Huntingdon are rats and mice, and the remaining fifteen percent is composed of other species, including fish, dogs, monkeys, and guinea pigs.
In the late 1990s, an individual posing as a laboratory technician videotaped the conditions inside a Huntingdon laboratory in the United Kingdom. The footage, which depicted animal abuse, became public when it was used in a television program, igniting protests against Huntingdon by a number of animal rights organizations. At about the same time, Stop Huntingdon Animal Cruelty was formed in the United Kingdom (âSHAC-UKâ). The organizationâs mission is to close Huntingdon laboratories.
Immediately after SHAC-UK formed in November 1999, the organization published a newsletter that listed the names and addresses of the Huntingdon directors in the United Kingdom. Following the publication of the newsletter, animals rights protestors subjected the Huntingdon directors to an ongoing campaign of harassment, including vandalizing their homes and cars.
In February 2001, the Chief Operating Officer and Managing Director of Hunting-don, Brian Cass, was physically assaulted by three masked individuals in front of his home in England. Cass suffered cracked ribs, several lacerations, and a four-inch gash on his head that required nine stitches. David Blinkinsopp, who had been identified in video footage of SHAC-UK protests in front of Huntingdon, was convicted of the assault. The remaining two assailants were never identified.
SHAC-UKâs campaign evolved to include companies and individuals who were associated with Huntingdon, such as suppliers and customers. In addition, SHAC-UK began to target Huntingdonâs shareholders, demanding that the shareholders sell their stock in Huntingdon or face twenty-four hour demonstrations at their homes. Because the laws in the United
B.
SHACâs campaign was multi-faceted in its approach, targeting companies that were directly and indirectly involved with Huntingdon, as well as the people who worked for those companies.
SHAC Website
SHACâs primary organizing tool is its website, through which members coordinate future protests. It also publishes information about protests that have previously taken place.
The website includes a page dedicated to the concept of âdirect action,â which all parties concede is a type of protest that includes the illegal activity in this case. With regard to its position on the use of direct action, SHAC stated the following on its website:
We operate within the boundaries of the law, but recognize and support those who choose to operate outside the confines of the legal system.
Big business has shown time and time again their lack of concern for ethics, instead focusing their attention on their profit. Often, simply targeting said business proves fruitless. However, as above ground activists have successfully targeted [Huntingdon]^ financial pillars of support, underground activists have too targeted [Huntingdon]^ pocketbooks. Unidentified individuals as well as underground cells of the Animal Liberation Front and the Earth Liberation Front have engaged in economic sabotage of [Huntingdon] and their associates.
They have also spent their time directly intervening and liberating the animals who are slated to die inside of [Hunting-don]. Animals have been liberated from breeders as well as the laboratories themselves.
SHAC does not organize any such actions or have any knowledge of who is doing them or when they will happen, but [SHAC] encourage[s] people to support direct action when it happens and those who may participate in it.
(J.A. at 775.)
The website often posted the organizationâs âaccomplishments,â which lauded
The website also posted âanonymousâ bulletins of successful, but illegal, protest activities. One such bulletin stated
Late last night, August 30th, we paid a visit to the home of Rodney Armstead, MD and took out two of his front windows ... gave him something to labor over this Labor Day weekend. Rodney serves as an officer and agent of service for âMedical Diagnostic Management, Inc.,â a scummy little company [associated with Huntingdon]. Any ties with [Huntingdon] or its executives will yield only headaches and a mess to clean up.
(J.A. at 935.) The name and home address of Dr. Armstead followed. This bulletin was prefaced by SHACâs statement that it was âexcited to see such an upswing in action against Huntingdon and their cohorts. From the unsolicited direct action to the phone calls, e-mails, faxes and protests. Keep up the good work!â Similar bulletins included photographs of extensive vandalism at the homes of people indirectly affiliated with Huntingdon, such as employees of Bank of New York. These bulletins almost always contained a disclaimer that âall illegal activity is done by anonymous activists who have no relation with SHAC.â (J.A. at 1233.)
The SHAC website also posted a piece called the âTop 20 Terror Tacticsâ that was originally published by an organization that defends the use of animals in medical research and testing. With its standard disclaimer about SHAC not organizing illegal activity, SHAC re-published the list on its website. Some of the tactics included abusive graffiti, posters, and stickers on houses, cars, and in neighborhoods of targeted individuals; invading offices, damaging property, and stealing documents; chaining gates shut or blocking gates with old cars to trap staff on site; physical assaults against the targeted individuals, as well as then.' partners, including spraying cleaning fluid into their eyes; smashing windows in houses when the occupants are home; flooding houses with a hose attached to an outside tap inserted through a letterbox or window while the home is unoccupied; vandalizing personal vehicles by gluing locks, slashing tires, and pouring paint on the exterior; smashing personal vehicles with a sledgehammer while the targeted individual is inside; firebombing cars, sheds and garages; bomb threats to instigate evacuations; threatening telephone calls and letters, including threats to injure or kill the targeted individual, as well their children and partners; abusive telephone calls and letters; ordering goods and services in the targeted individualâs name and address; and arranging for an undei'taker to collect the targetâs body. Following the list, the SHAC website stated, âNow donât go getting any funny ideas!â (J.A. at 780.)
The website had a series of links dedicated to educating activists on how to evade investigators. These links were entitled, âEars and Eyes Everywhere,â âDealing with Interrogation,â âWhen an Agent Knocks,â and âIllegal Activity.â In these sections of the website, SHAC advised its protesters to ânever say anything over the phone, email or in your house or
Through its website, SHAC also invited its supporters to engage in electronic civil disobedience against Huntingdon and various companies associated with Hunting-don. Electronic civil disobedience involves a coordinated campaign by a large number of individuals to inundate websites, e-mail servers, and the telephone service of a targeted company. Electronic civil disobedience also includes the use of âblack faxes,â repeatedly faxing a black piece of paper to the same fax machine to exhaust the toner or ink supply. SHAC sponsored monthly electronic civil disobedience campaigns on the first Monday of every month. SHAC reminded its supporters that electronic civil disobedience is illegal, so supporters should only participate if they âare like Martin Luther King and are ready to suffer the consequences ... or if [the supporters] want to live to fight another day, do the electronic civil disobedience from a public computer that cannot be traced.... â (J.A. at 835.)
Another way that SHAC encouraged the use of electronic civil disobedience was through its âInvestor of the Weekâ feature, which highlighted a company associated with Huntingdon by publishing the companyâs contact information. SHAC told its supporters to âTake advantage of pay phones! Especially with toll free numbers! [sic]â (J.A. at 788.) The website also provided a link to a black fax for their personal use. Alternatively, the website noted that supporters could just use black paper to âgive your targetâs fax machine a run for its money ... or ink!â (Id.) The website explained how a supporter could block his phone number so that it would not appear on the fax or telephone lineâs caller identification. In addition, the website explained how to prevent the targeted companyâs servers from blocking e-mails, and provided a link to encryption devices that mask the sender.
One specific example of SHACâs coordination of electronic civil disobedience was an e-mail from âshacuse@envirolink.orgâ that was disseminated on October 26, 2003. The subject line of the e-mail was âElectronic Civil Disobedience,â and it advised SHAC supporters that on the following day, SHACâs website would provide a link to the SHAC-Moscow website where âelectronic civil disobedience will be taking place.â The e-mail stated that âparticipation is mandatory,â and that by taking part in the coordinated electronic civil disobedience, supporters would âhelp ... halt the ever important web medium for particular companies sponsoring Huntingdon.â Participation would also âsend[] a loud message that no silly injunctions or crooked politicians can derail the campaign to close Huntingdon.â (J.A. at 2615.)
Protests Against Individuals
One of the strategies SHAC frequently employed was to target the employees of Huntingdon and affiliated companies, as well as their family members. To accomplish this goal, SHAC posted the names, home addresses, and home phone numbers of the individuals on the organizationâs website. SHAC also posted bulletins about what happened at the protests, including acts of vandalism committed by protestors.
1. Andrew Baker
Andrew Baker is the Chairman of Life Sciences Research, a holding company for Huntingdon. In 2000, Baker and his family began receiving mail and phone calls at his home in New York which he characterized as âvery abusiveâ and âvery vulgar.â The protest activity corresponded with the posting of the following on SHACâs website:
âTarget: Andrew Bakerâ:
If there is one man on whom you could place the most blame for [Huntingdonâs] crimes since 1998, it is him. For the last four years since he watched little dogs getting punched in the face, Baker has put his all into keeping Huntingdon afloat. Not an easy job. As a trained chartered accountant Baker is skilled at pulling the financial strings of companies he is in charge of.... He currently works out of a NJ office called Focused Healthcare Partners LLC' â which acts as a general partner for healthcare startups ... or failing labs like Hunting-don .... Baker has been essentially reduced to scrambling full time to save Huntingdon. He has nothing else going for him. If [Focused Healthcare Partners] is the vehicle he uses to support Huntingdon, [Focused Healthcare Partners] is the company we must dismantle.
(J.A. at 937.)
SHAC posted a second page that was similar, this one entitled âTARGET: Focused Health Care Partners.â (J.A. at 949.) This page listed the names and home addresses of several officers and employees of Focused Health Care Partners, including Andrew Baker. It also listed his wifeâs name.
There were frequent protests at Bakerâs home, including a painting of Bakerâs likeness on the sidewalk in front of his apartment building with a cross through his face. After one of these protests, the following post appeared on the SHAC website:
Forwarded from N.Y. activists as part of the N.Y. âMarch Mayhemâ events:
Despite driving winds, rain, and cold weather 75+ activists gathered at [address redacted] to protest the home of Andrew Baker CEO to Huntingdon. Andrew Baker is at the top of our âSH&)%;!â list for his lead in trying to*143 save Huntingdon from certain closure. This was the largest and angriest of the 3 days of protest.... Andrew you and all your senior management and âscienceâ staff have no idea what we have in store for you! Murderers, lairs [sic], thieves, and perverts deserve to be treated as such. In the near future when we see you in the gutter stripped of all your riches and fabricated respect, the only handout you will get is our spit!
(J.A. at 922.) Baker testified that protestors also targeted his daughterâs New York apartment. He stated that vandals âplasteredâ the front door of her apartment âwith posters and pictures ... depicting [his] death.â (J.A. at 2834.)
A few weeks later, the SHAC website included a page entitled âBakerâs Bloody Bungalow.â (J.A. at 923.) The page warned, âYou can run, but you canât hide!â and included photos of Bakerâs Los Ange-les home from the street, as well as the complete street address and home phone number. The page also included the following commentary:
So, apparently Andy is bi-coastal (as if you couldnât tell). In addition to the 2 million dollar penthouse apartment he owns on NYCâs upper Westside ([address redacted]), Baker also has a sunny California home in Los Angeles. This choice location on Sunset Plaza Drive should be the number one attraction on any animal rights activistâs Hollywood star-map.
[House number redacted] is a million dollar home located at the top of a hill looking over LA. Its small entrance give a false appearance of being a small abode, but it drapes back down the mountainside several floors. The current occupant, when Andy is not in, is [name redacted], Bakerâs pampered stepson who rumor has it took a liking to some of LAâs infamous cocaine.
(J.A. at 924.) Later, the following post appeared on the SHAC website:
Sent anonymously to aboveground activists in the US.... [V]ery late on November 9th, we visited the home of Andrew Baker, CEO of Huntingdon and most violent American terrorist, at [address redacted]. We spray painted messages like âHuntingdon SCUMâ and âPUPPY KILLERâ all over the garage, wall around the house, wooden door, and sidewalk in front, so that his neighbors will know what kind of person owns this house. Weâd like to make it very clear that weâre only warming up. This scumbag is not welcome here.
(J.A. at 927.) The post was attributed to âALF,â an acronym for the âAnimal Liberation Front.â
At trial, Baker testified that the house in Los Angeles has been attacked three times. He testified that during the first attack, the protestors kicked in the gate at the street entrance, broke the front door, and broke two windows. During the second attack, the protestors broke a window in the garage and threw a smoke bomb inside. During the third attack, the protestors threw rocks and tile over the wall, hitting the top and sides of the house, including windows and doors.
2. Sally Dillenback
Sally Dillenback is the senior executive in the Dallas office of Marsh, Inc., an insurance brokerage company that provided services to Huntingdon. She testified that in early 2002, she learned that SHAC had targeted Marsh. In March 2002, Dil-lenback checked the SHAC website after learning that personal information about employees had been posted there. When she viewed the website, she saw that her personal information had been posted, including the names of her husband and her children, as well as their home address,
Shortly after the information appeared on the SHAC website, Dillenback testified that her family began receiving phone calls, often âangry and belligerent,â day and night, as well as a âtremendousâ volume of mail. Dillenback testified that one morning, her family awoke to find that pictures of mutilated animals had been glued to the sidewalk in front of her home, as well as the exterior side wall of her home. At the same time, the following was posted on the SHAC website:
received anonymously on March 10:
Last night the homes of Dallas Marsh employees Michael Rogan and Sally Dil-lenback were visited by activists. Mr. Roganâs garage was plastered with stickers of mutilated puppies such as those his company insures. Mrs. Dillen-backâs side wall was covered in stickers, as was her mailbox.
Let the stickers serve to remind Marsh employees and their neighbors that their homes are paid for in blood, the blood of innocent animals that are killed in labs like Huntingdon. Every day that Marsh insures Huntingdon, they insure death.
(J.A. at 1292.) Dillenback testified that after this incident, she was âsickened and terrified,â and that her children were scared, especially the youngest child who was seven years old at the time. Marsh provided 24-hour security at her home following this incident.
Dillenback also received an e-mail that she perceived as a direct threat to her youngest son. She testified that the email asked how she would feel âif they cut open my son ... and filled him with poison the way that [Huntingdon] was doing to animals.... â (J.A. at 3004.) She testified that this e-mail âdevastatedâ her. She further testified that during this period of time, her husband purchased a semi-automatic weapon and that her seven-year-old son twice brandished a kitchen knife while inside the house in an effort to protect himself and the family.
After Dillenback initially testified regarding her sonâs use of the knife at her deposition, the following posting, attributed to âTX activists,â appeared on the SHAC website:
On Saturday, December 14, activists paid a holiday visit to Sally Dillenback, head of Dallas Marsh office. She was surprised, finding her working on her Christmas tree with her family.... Contrary to Sallyâs sworn testimony at her deposition, her son did not run for a kitchen knife and to hide when he saw the activists. Instead, he and his sister seemed quite interested in the signs and appeared to be trying to read them from across the street.
Merry Christmas, Sally. Take a moment to think of all the dogs, like the one who shares your home, who will be spending Christmas in their own congealed blood and feces at Huntingdon, thanks in part [to] your companyâs insurance.
(J.A. at 1271.)
Dillenback testified that the protests stopped in early 2003, when Marsh stopped providing insurance brokerage services to Huntingdon. Notably, the SHAC website quoted a Financial Times article explaining that Marsh had dropped Huntingdon as a client on December 18, 2002.
S. Marion Harlos
Marion Harlos heads the San Antonio office of Seabury and Smith, a subsidiary of Marsh, Inc. As with Dillenback, she
Harlos testified that the protestors returned to the office a few weeks later. Although the security guard stopped most of the protestors, one made it inside, throwing pamphlets and screaming, âPuppy killer,â and âWe know where you live.â (J.A. at 2994.) This protest was memorialized on the SHAC website as follows:
Today around 11:30 am, 5 activists visited the San Antonio Marsh office ... and gained access to the lobby.
They rang the bell and a security guard answered, one activist made an attempt to get in past the guard and got half way in. It was enough to throw two or three dozen anti Huntingdon flyers into the air scattering and landing into the cubicles. All of the activist[s] screamed âpuppy killerâ and âwe wonât stop [until] you drop Huntingdonâ. As they left they banged on the windows and promised ânext time we will be at your HOMEâ.
(J.A. at 1282.)
Harlos testified that after this protest, she began receiving phone calls at her home late at night. She stated that sometimes the caller asked, âAre you scared? Do you think the puppies should be scared?â (J.A. at 2994.) Protestors, wearing bandanas and masks to conceal their faces, often sat in a car outside her residence between 4:00 A.M. and 6:00 A.M., watching her house. Then, protests began. One morning, nine activists were arrested outside Harlosâs home and were charged with third-degree stalking. The SHAC website announced the arrests and urged its protestors to call the local police department in Texas to demand the protestorsâ release.
Harlos testified that she was âpetrifiedâ and frightened for her children, who were no longer permitted to play outside. (J.A. at 2995.) She also testified that her fear stemmed, in part, from her knowledge of what had happened to others who had been targeted by SHAC, including physical attacks. The activists continued to trespass on her property, despite an injunction that was intended to limit the permissible bounds of the protests. Harlos testified that the protests had a profound effect on her life, and the life of her family, ultimately forcing her to move to a new home. As with Dillenback, Harlos testified that the protests ceased when Marsh ended its business relationship with Huntingdon.
k. Robert Harper
Robert Harper is a property broker in Marshâs Boston office. In April 2002, his home address appeared on the SHAC website, and protests at his home began shortly thereafter. The protestors also engaged in other harassing activities, such as submitting an unauthorized mail-forwarding order to the United States Postal Service and posting advertisements for cars or concert tickets, listing Harperâs home number. On Fatherâs Day 2002, activists threw red paint on his front door. The following post subsequently appeared on the SHAC website:
Received anonymously:
Happy Father[â]s [D]ay Rob Harper. I hope you liked our gift[.]
*146 In the wee hours of the mourning (sic) on June 15, Marsh Boston Employee, Rob Harper [home address redacted] received an early Father[â]s Day gift that he will never forget. A few gallons of red paint were thrown all over Harperâs front steps and door. This left the front of his house caked in a huge pool of red paint.
Rob Harper is responsible for 500 animals dying within [Huntingdon] today and as long as Marsh has ties with [Huntingdon], Marsh will be a target. This also goes for any other company or business that has times [sic] with Hun-tingdonâ
they will pay for it.
There will be no rest for these murders. [Huntingdon] will be closed.
This action is dedicated to the 500 animals that were murdered inside of [Huntingdon] today.
Love,
The Animal Liberation Front
(J.A. at 1225 (emphasis in original).)
Harper testified that after these protests began, his workday was âconsumedâ with checking the SHAC website. He testified that he became aware of other protests and other targets, including the physical assault of Brian Cass in the United Kingdom, as well as protestors destroying vehicles. He stated that this made him feel âvulnerableâ and âconcerned for his family,â as well as angry and helpless because his life was so profoundly disrupted. (J.A. at 2979-80.)
On August 9, 2002, Harper was at work when a protest occurred at his home. His wife called him, crying and frantic. He arrived home to find his wife and two-year-old son upset. The protestors outside were screaming âpuppy killerâ and threatening to burn the house down. A video played at trial showed that Lauren Gazzola, a Defendant in this case, was present at this demonstration, shouting into a bullhorn,
Where were the police when a [Hunting-don] workerâs car got flipped over in his driveway? Where were the police when a Marsh executive had all his windows smashed in and his house covered in red paint in Chicago? And where were the police when your house was covered in red paint a few weeks ago? They canât protect you. Your injunctions canât stop us. Weâll always find a way around whatever they throw at us.
(G.E. 4006; J.A. at 2980 & 2985; Appel-leeâs Br. at 65-66.) Harper testified that this was âone of the worst days of [his] life.â (J.A. at 2980.) He feared that someone would âthrow a molotov cocktailâ into the house, or that someone would physically assault him or his family. (J.A. at 2981.) He contemplated moving and quitting his job, but the protests stopped when Marsh ended its business relationship with Huntingdon.
c.
The Individual Defendants
In addition to SHAC, this case involves the following individual Defendants who participated in protest activity on behalf of the organization.
1. Kevin Kjonaas
Kevin Kjonaas was the President of SHAC. Kjonaas lived at SHACâs Somerset, New Jersey, headquarters with two co-Defendants, Lauren Gazzola and Jacob Conroy.
Kjonaasâs work on the campaign began in the United Kingdom. At trial, the government played a video of Kjonaas speaking at a workshop in Little Rock, Arkansas, about the origins of SHACâs campaign against Huntingdon. He described a ser
Although SHAC often attributed illegal activity to other organizations or anonymous sources, the government presented evidence that Defendants coordinated, directed and personally participated in the illegal acts. Here, we recount a sample of specific instances that demonstrate Kjo-naasâs involvement, in chronological order.
In the fall of 2000, a website called www. stephenskills.com was published online. The website explained that Stephens, an investor with Huntingdon, had provided a financial âbailoutâ for the lab. Under a heading labeled âConsequences,â the site stated,
We must show all other financial institutions via our actions against Stephens Incorporated that having any financial connections to Huntingdon will mean blocked up phone lines, flooded e-mail systemse [sic] and mailboxes, demonstrations outside and inside of offices, protests at the homes of the CEOâs [sic] and company Directors....
(J.A. at 2861.) At trial, a Stephens employee testified that these threats became a reality in the fall of 2000. In January 2001, the Stephens employee met with Kjonaas at Kjonaasâs request. As a precondition, Stephens asked Kjonaas to remove www.stephenskills.com from the internet. A few days later, the website was down. During their meeting, the two sides âagreed to disagreeâ about Huntingdon. Shortly thereafter, Stephens was targeted by a massive direct action campaign that included a âvirtual sit-in,â a protest that involved hundreds of activists attempting to access Stephensâs website simultaneously and repeatedly in an effort to shut it down. Approximately 1,300 people participated in this virtual sit-in, which resulted in major disruptions to Stephensâs day-today business operations.
When two members of the Huntingdon Board of Directors resigned in January 2003, Kjonaas led the effort to obtain the identities of the new directors so that SHAC could disseminate their personal information in order to target them. The record contains dozens of pages of transcribed phone calls between Kjonaas and various individuals that demonstrate his intense effort to obtain this information.
In a February 2003 phone call, Kjonaas discusses how âawesomeâ it was that a company had severed ties with Hunting-don only ten days after the protests began. Kjonaas explained that the campaign against Marsh had been an example of what would have happened if the target did not end its relationship with Hunting-
In an e-mail exchange dated March 3, 2003, two members of SHAC discussed âresurrectingâ the Animal Defense League of New Jersey (âADL-NJâ) for the purpose of attributing future protest activity to the organization in lieu of crediting the protests to SHAC. In the e-mail, Rjonaas told co-Defendant Darius Fullmer that using ADL-NJ is better than âmaking up other silly little groups that are going to be bound by ... injunctions.â Rjonaas added that âSHAC is supposed to be a national âcommunicationsâ group and cannot ... take responsibilityâ for future protest events. (J.A. at 2612.)
In August 2003, a bomb exploded at the California offices of Chiron, Inc., a pharmaceutical company that was a Hunting-don client. SHAC posted a bulletin on its website announcing the explosion, stating that a group called âThe Revolutionary Cellsâ claimed responsibility. In the post, Rjonaas was quoted as saying, â[T]his action against Chiron marks a drastic escalation in severity. Although SHAC-USA may share the same passion for ending injustice and closing Huntingdon, we know nothing more about âThe Revolutionary Cellsâ and their intentions. If I were Hun-tingdon or Chiron, I would be very worried.â (J.A. at 1550.) Less than twelve hours after the bomb detonated, telephone records show that Rjonaas called Daniel Andreas San Diego, the man later charged with the bombing.
2. Lauren Gazzola
Lauren Gazzola was the Campaign Coordinator for SHAC. She also lived at SHAC headquarters. In addition to coordinating protests on SHACâs behalf, Gaz-zola was personally involved in protests against targeted companies and individuals, including the protests against Marsh employee Robert Harper and a bombing of a Marsh subsidiary in Seattle.
The record reflects that several activists called to congratulate Gazzola after Marsh severed its relationship with Huntingdon. During a phone call with an incarcerated SHAC supporter, Gazzola talked about the successful protests against Marsh, saying âwe fucked them up ... then they pulled out.â (J.A. at 1935 (emphasis added).) As previously noted, Gazzola was videotaped participating in the protest of Robert Harperâs home. During this protest she threatened to burn Harperâs house down and warned that the police could not protect him or his family.
In July 2002, the Seattle offices of Guy Carpenter, a subsidiary of Marsh, were targeted with smoke bombs. The offices are located in two buildings, each with over twenty floors, which were evacuated after the bombs were detonated. Witnesses testified to âpandemoniumâ and
Marsh and Guy Carpenter got smoked out of their holes today by alleged anonymous activists. Two whole buildings apparently were evacuated after becoming the target of military- style smoke grenades, as one channel reported. As George W. Bush stated, we need to smoke these terrorists out of their holes. Insuring the murder of 500 animals every day is not acceptable. Note: As reported by some media outlets, SHAC is not affiliated with the attack, although we do support direct action as long as it does not hurt any animal, human, or nonhuman. We do not engage in, organize, or fund such activities. However, we do applaud those brave enough to do so.
(J.A. at 3010.) Videos of newscasts covering the bombing were subsequently found during a search of SHAC headquarters.
The day after the bombing, July 11, 2002, Lauren Gazzola, under the pseudonym âAngela Jackson,â appeared on a Seattle-based radio talk show to defend the bombings. During the interview, Gazzola refused to condemn the beating of Brian Cass in the United Kingdom, stating,
[I]tâs hard to judge what youâre going to do when youâre in that situation, what would those animals do, I think they would fight back ... against the individual that is attacking him or her.... [Pjeople that [sic] sympathize with those animals who cannot take that one themselves and they are carrying out the actions against those people who have the ability to stop suffering.
(J.A. at 2499-500.) With regard to the Seattle bombings, Gazzola stated that the action was justified, noting that the bombings were akin to âeconomic sabotage,â effecting a huge disruption to Marsh and Guy Carpenterâs day-to-day functioning, with the goal of forcing the companies to disassociate from Huntingdon. (J.A. at 2507-08.) In response to hostile callers who phoned in to challenge her viewpoint, Gazzola stated that the callers merely âproved her point,â because when something controversial happens, like the Seattle bombings, people pay attention to the issue of animal cruelty, whereas normal coverage in the mainstream media garners little or no attention. (J.A. at 2510.) She also responded to criticism by stating, âthis is the most successful campaign in the history of the animal rights movement and itâs precisely because weâre pushing the limits and weâre tired of standing around holding signs and yelling at buildings and writing letters and not getting anywhere. Weâre gonna do what we have to do in order to be effective and in order to save lives.â (J.A. at 2520 (emphasis added).)
3. Jacob Conroy
Jacob Conroy designed and maintained SHACâs websites and was the third resident of SHACâs Somerset headquarters. At trial, an expert testified that there were nine computers at the headquarters. The expert testified that two of the nine were used to âadminister and publishâ several web sites affiliated with SHAC, including www.shacusa.net,www.shacamerica.net, www.shacamerica.org,'www.october29.org, and www.decemberl.net. (J.A. at 2691.) Conroy was a âfrequent userâ of those two computers. Other SHAC members looked to Conroy for technical assistance, including asking Conroy to create links on the website, and asking Conroy how to use âDream Weaver,â a program used to design web pages.
Josh Harper organized the Seattle branch of SHAC, which coordinated a campaign against Stephens, Inc. In the fall 2002 edition of the SHAC newsletter, Josh Harper wrote an editorial praising SHACâs âmilitantâ tactics. When describing the movementâs earliest days in the United Kingdom, he noted, âPeople who had spent years making money while happily laughing at beagles being punched in the face were now having their cars set on fire. Boo hoo.â He also stated that while âanimal abusers ... may be safe from the cops, the army, and the FBI ... they are not safe from us ... If no one else will treat them like the criminal scum that they are, at least we will.... It is time to go beyond our fear of reprisals.â (J.A. at 1696.) Harper also gave speeches in Little Rock and Seattle, during which he similarly praised and advocated for the use of direct action in animal rights campaigns. The speech in Seattle included an explanation of how to send black faxes.
5. Andrew Stepanian
Andrew Stepanian was a SHAC activist who coordinated protests in New York. In February 2003, Stepanian led a protest of approximately twenty people at a New York office of Deloitte and Touche, Hun-tingdonâs auditor. After security refused to admit him to the building, Stepanian followed a pizza delivery person inside, and asked to speak to a Deloitte employee, Maureen Collins. When Collins arrived she asked Stepanian to leave, to which Stepanian responded that if Deloitte refused to talk to him, the organization would launch a âfull-fledged campaignâ against the company within 48 hours. Collins called the police, and a security guard grabbed Stepanian and escorted him out of the building. At that moment, the other protestors threw flyers from a third floor balcony, showering people below. They also chanted and plastered stickers throughout the interior of the building. The police arrived and detained one protestor, who later escaped. Stepanian recounted the incident in a telephone call with Gazzola, describing the protest as âfreaking raucousâ and âawe-inspiring.â He asked Gazzola to âwrite it upâ and disseminate it over the Internet. (J.A. at 2213-24.) The SHAC website subsequently posted a summary of the protest at Deloitte, attributing the report to âNY Activists.â (J.A. at 1366.)
The record also reflects that Stepanian had a substantial role in organizing protests on behalf of SHAC, and he worked with Kjonaas and Gazzola to coordinate the protest calendar. For example, in a January 15, 2003 phone call, Stepanian told Kjonaas about his strategy for a âthree days of actionâ protest in New York and New Jersey. When Kjonaas asked Stepa-nian, âWhatâs gonna happen in Jersey?â Stepanian replied, âI canât say over the phone.â (J.A. at 2028.) When discussing organizing a national protest, Stepanian explained that he wanted to attribute it to an âamorphous collectiveâ that no one would recognize, rather than attach SHACâs name to it. (J.A. at 2029.) He and Kjonaas agreed to discuss the matter via encrypted e-mail.
6. Darius Fullmer
Darius Fullmer was a Huntingdon campaign organizer in New Jersey. At trial, the government presented evidence that Fullmerâs e-mail address was malignantx@ aol.com, which is the same e-mail address that was often used to coordinate electronic civil disobedience via a Yahoo message board. For example, on August 30, 2001, Fullmer disseminated a message with the subject line âSeptember SHAC Calendar.â (J.A. at 851-52.) The message listed sev
D.
Procedural History
On September 16, 2004, SHAC, Kjonaas, Gazzola, Conroy, Harper, Stepanian, and Fullmer were charged in a superceding indictment. Count One of the indictment charged that all six individual defendants conspired to violate the Animal Enterprise Protection Act, 18 U.S.C. § 43. Count Two charged SHAC, Kjonaas, Gazzola, and Conroy with conspiring to commit interstate stalking in violation of 18 U.S.C. § 2261A(2) and 18 U.S.C. § 371. Counts Three, Four, and Five charged SHAC, Kjonaas, Gazzola, and Conroy with substantive interstate stalking of Sally Dillen-back, Marion Harlos, and Robert Harper, respectively. Count Six charged SHAC, Kjonaas, Gazzola, Conroy, and Harper of conspiring to use a telecommunications device to abuse, threaten, and harass in violation of 18 U.S.C. § 371 and 47 U.S.C. § 223(a)(1)(c).
On March 2, 2006, following a three-week trial, a jury convicted all Defendants on all counts. On September 12, 2006, the District Court sentenced SHAC to five yearsâ probation; Kjonaas to 72 monthsâ imprisonment; Gazzola to 52 monthsâ imprisonment; Conroy to 48 monthsâ imprisonment; Harper to 36 monthsâ imprisonment; Stepanian to 36 monthsâ imprisonment; and Fullmer to 12 monthsâ imprisonment. Defendants filed a timely notice of appeal in this Court, challenging both their underlying convictions and sentences.
II.
The District Court had subject matter jurisdiction under 28 U.S.C. § 1331. We have jurisdiction under 28 U.S.C. § 1291.
III.
The threshold issue is whether the AEPA is unconstitutional either on its face,
A
Constitutionality of the AEPA
1. Void for Vagueness
Defendants argue that the AEPA violates the Due Process Clause and the First Amendment because the statute does not clearly define prohibited conduct. Specifically, Defendants argue that the terms âeconomic damageâ and âphysical disruptionâ are not clearly defined. As a result, Defendants argue that the statute has a chilling effect on speech because protestors will refrain from all speech, even protected speech, due to the ambiguity of what the statute proscribes. In addition, Defendants argue that the vague nature of the statute allows prosecutors to determine what conduct is covered by the
Defendants primarily argue that the goal of their political speech was to apply pressure to Huntingdon directly, as well as indirectly, by targeting associated companies, to force Huntingdon to change its practices. Defendants contend that this is an accepted and legal form of political protest protected by the First Amendment, and that the AEPA criminalizes protected behavior by proscribing âphysical disruptionsâ with the intent to cause âeconomic damage.â The government counters that the AEPA excepts âlawfulâ disruptions, therefore excluding all protected activity.
âA statute is void on vagueness grounds if it: (1) âfails to provide people of ordinary intelligence a reasonable opportunity to understand what conduct it prohibitsâ; or (2) âauthorizes or even encourages arbitrary and discriminatory enforcement.â â United, States v. Stevens, 533 F.3d 218, 249 (3d Cir.2008) (quoting Hill v. Colorado, 530 U.S. 703, 732, 120 S.Ct. 2480, 147 L.Ed.2d 597 (2000)). The inquiry is undertaken on a case-by-case basis, and a reviewing court must determine whether the statute is vague as-applied to the affected party. San Filippo v. Bongiovanni, 961 F.2d 1125, 1136 (3d Cir.1992). âIn the criminal context, the Supreme Court has held that since vagueness attacks are based on lack of notice, âthey may be overcome in any specific case where reasonable persons would know their conduct puts [them] at riskâ of punishment under the statute.â Id. (quoting Maynard v. Cartwright, 486 U.S. 356, 108 S.Ct. 1853, 100 L.Ed.2d 372 (1988) (alteration in original)). Therefore, for a criminal statute to be constitutional, âcriminal statutes need only give âfair warningâ that certain conduct is prohibited.â Id. (quoting Colten v. Kentucky, 407 U.S. 104, 110, 92 S.Ct. 1953, 32 L.Ed.2d 584 (1972)). âSimply because a criminal statute could have been written more precisely does not mean the statute as written is unconstitutionally vague.â Id. (citing United States v. Powell, 423 U.S. 87, 94, 96 S.Ct. 316, 46 L.Ed.2d 228 (1975)). In addition, the Supreme Court has held that scienter requirements in criminal statutes âalleviate vagueness concerns,â because a mens rea element makes it less likely that a defendant will be convicted for an action that he or she committed by mistake. See, e.g., Gonzales v. Carhart, 550 U.S. 124, 149, 127 S.Ct. 1610, 167 L.Ed.2d 480 (2007). Furthermore, facial challenges to statutes, including challenges based on vagueness, are disfavored. Washington State Grange v. Washington State Republican Party, 552 U.S. 442, 128 S.Ct. 1184, 1191, 170 L.Ed.2d 151 (2008). The Court noted that âfacial challenges ... run contrary to the fundamental principle of judicial restraint that courts should neither anticipate a question of constitutional law in advance of the necessity of deciding it nor formulate a rule of constitutional law broader than is required by the precise facts to which it is to be applied.â Id. (internal quotation marks omitted).
The AEPA proscribes the use of an instrument of interstate commerce with the âintent [to] damage [or] cause [] the loss of any property (including animals or records) used by the animal enterprise .... â 18 U.S.C. § 43(a) (2002) (emphasis added). The definitions section of the AEPA states that â âphysical disruptionâ does not include any lawful disruption that results from lawful public, governmental, or animal enterprise employee reaction to the disclosure of information about an animal enterprise.â 18 U.S.C. § 43(d)(2) (2002) (emphasis added). The AEPA also defines âeconomic damageâ as âthe replacement costs of lost or damaged
We do not agree with Defendants that the AEPA is void for vagueness. First, the term âphysical disruptionâ has a well-understood, common definition. Defendants argue that the term âphysical disruptionâ could be read to proscribe legal protest activity, such as a letter-writing campaign, because that could be interpreted as an intent to cause a physical disruption resulting in economic loss to the targeted enterprise. However, the statute provides an exception that exempts legal protest activity from proscribed conduct. In this case, Defendants engaged in various âdirect actionâ campaigns, which even SHACâs website concedes constitute illegal activity. Therefore, Defendants cannot argue that the statute was vague. The record is rife with evidence that Defendants were on notice that their activities put them at risk for prosecution, including the extensive use of various encryption devices and programs used to erase incriminating data from their computer hard drives. Because Defendantsâ conduct was clearly within the heartland of the statute, speculation as to the hypothetical ways that the AEPA could be unconstitutionally vague would require us to âformulate a rule of constitutional law broader than is required by the precise factsâ before us.
Furthermore, Defendants were charged with intending to cause physical disruption to the functioning of an animal enterprise and to cause economic damages exceeding $10,000. See 18 U.S.C. § 48(b)(2) (2002). The scienter requirement means that the government must present the trier of fact with evidence that establishes that, beyond a reasonable doubt, the accused had the requisite intent to disrupt the functioning of an animal enterprise. As the Supreme Court has stated, the inclusion of the scienter requirement in the statute alleviates vagueness concerns. See Carhart, 550 U.S. at 149, 127 S.Ct. 1610.
2. As-Applied
Defendants next argue that we should reverse their convictions for conspiracy to violate the AEPA because the statute is unconstitutional as-applied to them. Specifically, Defendants argue that their actions constituted political speech, and that the SHAC website neither incited violence nor constituted a true threat. Moreover, Defendants argue that their protected speech cannot be converted into unprotected speech by the independent action of others who engaged in illegal conduct.
The government contends that the conduct underlying Defendantsâ convictions is not protected by the First Amendment because, through the SHAC website, Defendants knowingly and purposefully adopted illegal means, including threats of violence and destruction of property, to achieve their political goals. More specifically, the government argues that the individual Defendants, via the SHAC website and their individual actions, promoted and coordinated both lawful and unlawful acts against Huntingdon and associated companies. The unlawful activity was comprised of âdirect action,â which included electronic civil disobedience (e.g., sending black faxes, crashing websites); providing the personal information of Huntingdon employees and companies associated with Huntingdon for the purpose of encouraging harassment, intimidation, and threats; encouraging animal âliberationâ; and vandalizing private property. The government also argues that the individual Defendants personally participated in illegal protest activity.
We must first decide whether the content on the SHAC website, the cornerstone
All parties agree that the postings on the website speak to an issue of political, moral, and ethical importance in todayâs society â the humane treatment of animals. Therefore, the issues here fit squarely within the rubric of the First Amendment because they contribute to the âmarketplace of ideas,â as well as educate and urge others to action. Moreover, the speech at issue is speech that many find offensive and uncomfortable, which is precisely the type of speech that requires First Amendment protection. See, e.g., Terminiello v. City of Chicago, 337 U.S. 1, 4, 69 S.Ct. 894, 93 L.Ed. 1131 (1949) (noting that speech âbest serve[s] its high purpose when it induces a condition of unrest ... and stirs people to angerâ). However, provocative political speech can run afoul of the First Amendment.
In Brandenburg v. Ohio, 395 U.S. 444, 89 S.Ct. 1827, 23 L.Ed.2d 430 (1969), the Supreme Court held that the First Amendment âdo[es] not permit [the government] to forbid or proscribe advocacy of the use of force or of law violation except where such advocacy is directed to inciting or producing imminent lawless action and is likely to incite or produce such action.â Id. at 447, 89 S.Ct. 1827. The Court elaborated by stating, âthe mere abstract teaching ... of the moral propriety or even moral necessity for a resort to force and violence, is not the same as preparing a group for violent action and steeling it to such action.â Id. at 448, 89 S.Ct. 1827 (quotation marks omitted) (alteration in original); see also United States v. Bell, 414 F.3d 474, 483 n. 9 (3d Cir.2005) (âUnder Brandenburg, only speech inciting imminent lawless action may be restricted.â (emphasis omitted)). Therefore, for the speech at issue in this case to fall outside the purview of the First Amendment, this Court must determine that the speech (1) invited imminent lawlessness and (2) that the imminent lawlessness was likely to occur.
However, while advocating violence that is not imminent and unlikely to occur is protected, speech that constitutes a âtrue threatâ is not. Watts v. United States, 394 U.S. 705, 708, 89 S.Ct. 1399, 22 L.Ed.2d 664 (1969). In Watts, the Supreme Court distinguished a âtrue threatâ from âpolitical hyperbole,â explaining that the latter is protected speech, while the former is not. In deciding whether speech constitutes a âtrue threat,â a court should consider the totality of the circumstances and not just the words in isolation, whether the threat is âconditional,â and the reaction of the listeners. Id. (noting that the defendantâs words, âtaken in context,â were merely a âcrude and offensiveâ method of making a political statement and did not constitute a true threat).
In this case, the record includes hundreds of pages of website printouts that depict screen shots of the SHAC website and other websites affiliated with SHAC or administered by SHACâs agents. These pages demonstrate several types of con
We emphasize that much of the speech on the website does not run afoul of the Brandenburg standard. Coordinating demonstrations at the homes of Huntingdon employees, under the parameters set forth in injunctions, is not unlawful.
Electronic civil disobedience is unlawful, as SHAC acknowledged on its website. When SHACâs website included links to the tools necessary to carry out virtual sit-ins, those posts were clearly intended to incite imminent, lawless conduct that was likely to occur. SHAC sometimes posted ongoing updates as virtual sit-ins progressed, noting that their efforts were having the desired effect because the Hun-tingdon servers were slowing down. As described above, an October 26, 2003, email titled âElectronic Civil Disobedience,â urged SHAC supporters to participate in electronic civil disobedience at a specified time. This message encouraged and compelled an imminent, unlawful act that was not only likely to occur, but provided the schedule by which the unlawful act was to occur. This type of communication is not protected speech under the Brandenburg standard.
With regard to the individual Defendants in this case, they attribute the illegal activity of the Huntingdon protestors to âanonymous activistsâ or unaffiliated organizations, and now argue that they cannot be held responsible for the illegal acts of others. However, there was ample evidence at trial to demonstrate that Kjonaas, Gazzola, Conroy, Stepanian, Harper and Fullmer coordinated and controlled SHACâs activities, both legal and illegal. Direct action, electronic civil disobedience, intimidation and harassment were part and parcel of SHACâs overall campaign, and these individual Defendants employed those tactics because they were effective. The record also supports a jury inference that these individual Defendants personal
Further, other conduct constituted âtrue threats,â which also removes Defendantsâ speech from the realm of First Amendment protection. In particular, Defendants used past incidents to instill fear in future targets. For example, SHAC displayed placards with photos of Brian Cass after his beating, with his injuries highlighted in red, at protests. Indeed, they attributed the quick exit of some targets, such as Deloitte and Touche, to the past experiences of employees at companies like Stephens and Marsh. In this regard, their actions meet the standard of a âtrue threatâ as articulated in Watts, because viewed in context, the speeches, protests, and web postings, were all tools to further their effort. Moreover, given the success of the campaign in the past, including the destruction of private property and the telecommunication attacks on various companies, the implied threats were not conditional, and this speech rightly instilled fear in the listeners.
We therefore conclude that some of the speech on SHACâs website, viewed in context, is not protected by the First Amendment. Likewise, we find that any Defendant who created or disseminated that speech, or who personally participated in illegal activity, is likewise not protected by the First Amendment. We discuss the individual Defendants below.
a. Kjonaas
As discussed above, Kjonaas delivered a speech at the workshop in Little Rock, in which he praised the use of violent techniques. While distasteful, we find that this is protected speech. There is no evidence that the speech was intended to incite anyone to participate in imminent and likely unlawful action. However, when we view the speech in contextâ alongside the overwhelming evidence that Kjonaas was deeply involved in the coordination and execution of illegal protest activity â the speech informs us of his state of mind. We agree with the District Courtâs conclusion that Kjonaasâs conviction for conspiring to violate the AEPA is not prohibited by the First Amendment.
The record contains more instances of Kjonaasâs involvement in and coordination of illegal activity than we could possibly recount here. Suffice it to say that, as detailed above, Kjonaasâs metaphorical fingerprints were all over several of SHACâs illegal activities. Perhaps the clearest example is his involvement with the campaign against Stephens. Prior to Kjonaasâs meeting with the Stephens representative to discuss Stephensâs investment with Huntingdon, the Stephens representative asked Kjonaas to shut down www.stephenskills.com, a website that encouraged electronic civil disobedience. Within days, the website was down. After the meeting, during which Stephens refused to stop dealing with Huntingdon, an illegal direct action campaign against Stephens escalated. It is equally telling that Kjonaasâs telephone records indicate
b. Gazzola
One of the more incriminating pieces of evidence against Gazzola was her participation in the demonstration at the home of Robert Harper. The government showed a video at trial, in which Gazzola can be heard threatening to burn down Harperâs house and warning him that the police cannot protect him. Under the Watts framework, this act, viewed in context with Gazzolaâs other conduct, constitutes a true threat and is sufficient to remove her protest activity from First Amendment protection.
We find it hard to see how threatening to burn down someoneâs house is âpolitical hyperboleâ such that it might be protected by the First Amendment in the first place. However, even assuming that it has some underlying political value, viewed in the totality of the circumstances, this' constituted a âtrue threat.â When this protest took place, Robert Harper and his family had been a target of the campaign for a few weeks. Robert Harper was keenly aware of what was happening, and what had happened, to others who had been targeted during the campaign to close Huntingdon, including the physical assault on Brian Cass. He lived in fear that something similar would happen to his family, and from the record, his fear of the protestors acting on their threats was reasonable. Gazzola could reasonably foresee that Harper would interpret her words as a serious expression of intent to harm Robert Harper and his family.
Even assuming Gazzola had not made these threats at the Harper demonstration, the record establishes that Gazzola, like Kjonaas, was instrumental in the planning and execution of SHACâs illegal activities. She repeatedly employed illegal tactics as one of the strategies used to further SHACâs overall goal of closing Hunting-don.
c. Conroy
Conroy, who designed and maintained the websites on behalf of SHAC, has the most obvious connection to the postings regarding electronic civil disobedience, which instigated imminent, illegal activity, because he was responsible for posting the content on the Internet. Therefore, given his level of control over the website, our conclusion that SHACâs website coordinated electronic civil disobedience alone requires the conclusion that Conroyâs actions in this regard do not warrant First Amendment protection.
In a recorded telephone conversation with Gazzola, Stepanian described a protest he coordinated inside the New York offices of Deloitte and Touche, Hunting-donâs auditor. After security refused to admit Stepanian into the building, he followed a delivery person inside, and spoke to the office manager. The office manager ejected Stepanian from the building, at which time other protestors threw paper and plastered the inside of the building with stickers. Although Stepanian clearly accepted responsibility for this action in the phone call with Gazzola, the protest was nonetheless attributed to âNew York activists.â Stepanian himself provided strong circumstantial evidence of his planning and execution of illegal protest activity in a phone conversation with Kjonaas. When Kjonaas asked Stepanian what his plans were, Stepanian replied that he could not share the information over the phone, presumably for fear that the phone was wiretapped.
e. Fullmer
Fullmer, operating under an email address that the government identified as belonging to him, coordinated illegal protest activity on behalf of SHAC via a Yahoo message board. This activity included inciting the readers to participate in âBlack Fax Mondaysâ against Stephens, Inc. and Bank of New York. Like Conroy, Fullmerâs speech incited others to commit illegal acts at a designated time and place, which meets the Brandenburg standard, removing it from the realm of protected speech.
/ Harper
The government primarily argues that Harper coordinated a SHAC campaign in Seattle, and that he gave speeches advocating and explaining electronic civil disobedience. During its summation, the government emphasized Harperâs coordination of speeches in Seattle, his longstanding friendships with some of his co-Defendants, and his visit to a Deloitte and Touche office in Seattle during which it appears he did nothing illegal.
Harper also gave speeches, including one in which he explained how to send âblack faxesâ and wrote an editorial in which he endorsed militant action. He called Kjonaas to express his surprise and pleasure with SHACâs successes, and he emailed Kjonaas asking for speakers to travel to Seattle to speak on behalf of the organization and the movement. Harperâs personal conduct does not cross the line of illegality; to punish him simply on the basis of his political speeches would run afoul of the constitution. However, his conduct, as discussed infra, does provide circumstantial evidence from which a jury could have reasonably inferred that Harper was involved in a conspiracy to violate the AEPA. See Wisconsin v. Mitchell, 508 U.S. 476, 489, 113 S.Ct. 2194, 124 L.Ed.2d 436 (1993) (âThe First Amendment ... does not prohibit the evidentiary use of speech to establish the elements of a crime or to prove motive or intent.â) Accordingly, the application of AEPA to him is not unconstitutional.
3. Conclusion
We hold that the AEPA is not void for vagueness and is not unconstitutional as-applied to all Defendants.
IV.
We next address Defendantsâ contention that the District Court improperly instructed the jury with regard to the elements of Count One, Conspiracy to Violate the AEPA. We have plenary review of the legal standard used by the District Court, and we review the District Courtâs choice
Defendants primarily argue that the District Court improperly permitted the jury to consider SHACâs protest activity against companies associated with Hun-tingdon, which were not âanimal enterprises,â as evidence of a conspiracy to violate the AEPA. Defendants point to the legislative history of the AEPA, noting that it was not until 2006 that the statute incorporated âdamagingâ or âcausingâ a loss to âa person or entity having a connection to, relationship with, or transactions with an animal enterprise.â 18 U.S.C. § 43(a)(2)(A) (2006).
We disagree with Defendantsâ characterization. The governmentâs evidence showed that the ultimate object of the conspiracy was to cause a physical disruption â which the jury instruction defined as âinterference with the normal course of business or activityâ â at Huntingdon resulting in damage to Huntingdon. In this regard, Defendantsâ actions against third parties associated with Huntingdon properly provided circumstantial evidence of Defendantsâ conspiracy to violate the AEPA, even though they were actually prosecuted and convicted for their conduct toward third parties under the stalking and telecommunications statutes.
Defendants next argue that the District Court erred when it instructed the jury that they could convict Defendants if the jury found only that Defendants intended to cause a âloss of propertyâ exceeding $10,000. Defendants argue that the proper instruction would have required the jury to find that Defendants actually caused a âloss of propertyâ in excess of $10,000. Even assuming, arguendo, that the District Courtâs instruction was erroneous, the error would have been harmless. The government presented ample evidence at trial that Defendantsâ protest activity directed at Huntingdon actually caused Huntingdon a loss well over $10,000. See Section I.B., supra (noting that the electronic civil disobedience directed toward Huntingdon cost the company $400,000 in lost business, $50,000 in staffing costs to repair the computer systems and bring them back online, and $15,000 to replace computer equipment).
Defendants next contend that the District Court improperly instructed the jury that âdamage or loss of any property ... used by the animal enterpriseâ does not include âloss of profits.â Defendants argue that the District Court should have instructed the jury that they first had to âfind damage or loss of any property used by the animal enterprise,â or a conspiracy to do so. If the jury found such damage or a conspiracy to cause such damage, Defendants argue that only then should the jury have calculated economic damage, which includes lost profits.
Defendantsâ reading of the statute only helps them if the government did not prove a loss exceeding $10,000, exclusive of lost profits. As previously noted, Hun-tingdon had to pay $15,000 to replace computer equipment after a protest involving electronic civil disobedience.
We have considered all the remaining arguments the individual Defendants make regarding errors in the jury instructions for Count One, and we conclude that no further discussion is necessary. We therefore conclude that the District Court properly instructed the jury with regard to Count One.
V.
The next issue on appeal is whether there was sufficient evidence to support the juryâs guilty verdict. We conduct an âindependent reviewâ of the entire record
A.
Count One â Conspiracy to Violate the AEPA
To prove a conspiracy to violate the AEPA, the government was required to demonstrate the following beyond a reasonable doubt: (1) that the Defendants conspired, that is, they agreed with one another and/or with others; (2) to use a facility in interstate or foreign commerce; (3) for the purpose of causing physical disruption to the functioning of Hunting-don; and (4) to intentionally damage or cause the loss of property to Huntingdon.
Defendants contend on appeal that there was insufficient evidence to prove the third and fourth of these elements: Defendants acted for the purpose of causing physical disruption to Huntingdon and to intentionally damage or cause the loss of Hunting-donâs property. The AEPA expressly provides that âthe term âphysical disruptionâ does not include any lawful disruption that results from lawful public, governmental, or animal enterprise employee reaction to the disclosure of information about an animal enterprise.â 18 U.S.C. § 43(d)(2) (2002). This exception underpins Defendantsâ argument that they agreed to use only lawful protest activity with the objective of closing Huntingdon. We note at the outset of this discussion that Defendantsâ sufficiency arguments are largely tied to their argument that the AEPA was unconstitutional as-applied.
The government need not introduce direct evidence to establish a conspiratorial agreement. United States v. McKee, 506 F.3d 225, 238 (3d Cir.2007). Rather, the government can prove the agreement with circumstantial evidence, âbased upon reasonable inferences drawn from actions and statements of the conspirators or from the circumstances surrounding the scheme.â Id. (citations omitted). Defendants in this case unquestionably agreed to advocate for animal rights as members and agents of SHAC. However, Defendants cannot be convicted solely because of their associations, because such a conviction would clearly run afoul of the First Amendmentâs guarantee of freedom of association. See, e.g., N.A.A.C.P. v. Claiborne Hardware, 458 U.S. 886, 918-19, 102 S.Ct. 3409, 73 L.Ed.2d 1215 (1982); McKee, 506 F.3d at 238. To establish a conspiracy under these circumstances, the government must â âestablish that the group itself possessed unlawful goals and that the individual held a specific intent to further those illegal aims.â â McKee, 506 F.3d at 239 (quoting Claiborne Hardware, 458 U.S. at 920, 102 S.Ct. 3409). This evidence must be judged âaccording to the strictest law,â or the âstrictissimi juris doctrine.â Id. (internal quotation omitted). However, the
Even applying this strict standard, we find that the government provided evidence beyond association to prove the conspiracy with regard to SHAC, Kjo-naas, Gazzola, Conroy, Harper, Stepanian and Fullmer.
While there is no direct evidence that the Defendants expressly agreed to participate in the conspiracy and further its unlawful goals, there is ample circumstantial evidence from which the jury could have inferred their agreement to do so. Kjonaas and Gazzola had leadership positions in SHAC, an organization that clearly engaged in unprotected activity via its website.
Ample circumstantial evidence demonstrates that Conroy and Fullmer agreed to participate in this conspiracy. Conroy resided with Kjonaas and Gazzola in the Somerset, New Jersey headquarters of SHAC. Using computers located there, he designed and maintained multiple websites affiliated with SHAC â the primary tools of the campaign against Huntingdon. He frequently posted on these websites detailed information regarding when and how SHAC supporters could participate in illegal campaign activities. These postings at times included warnings and threats of violence against SHACâs targets, with the intent of intimidating those targets into complying with SHACâs demands. This strong circumstantial evidence supports the conclusion that Conroy agreed to participate in the conspiracy. Similarly, Full-mer, via the e-mail address malignantx@ aol.com, personally coordinated electronic civil disobedience via internet message boards. It is inconceivable that he could now argue that he never agreed to participate in illegal activity â he personally orchestrated it.
There is sufficient circumstantial evidence from which the jury could infer that Harper also agreed to participate in this conspiracy. Harper organized a Seattle
The circumstantial evidence of Stepani-anâs agreement is not as overwhelming as the evidence against his co-Defendants, but there is enough to support the juryâs conclusion beyond a reasonable doubt. Stepanian, like Kjonaas and Gazzola, had a leadership position within SHAC. He alluded to his coordination of illegal activity in a phone call with Kjonaas when he explained to Kjonaas that he could not explain over an unprotected phone line what protest activity he had planned for the following weeks in New York and New Jersey. He worked with Kjonaas to attribute illegal activity to sham organizations, and he led an illegal protest at De-loitte and Touche.
We therefore conclude that there was sufficient evidence for the jury to conclude, beyond a reasonable doubt, that SHAC, Kjonaas, Gazzola, Conroy, Stepanian, Harper and Fullmer agreed to participate in a conspiracy to violate the AEPA.
To the extent that Defendants challenge the sufficiency of the evidence with regard to the other elements of Count One, we reject those arguments.
B.
Counts Two, Three, Four, and Five-Conspiracy to Commit Stalking and Substantive Stalking
SHAC, Kjonaas, Gazzola and Conroy were convicted of conspiracy to commit interstate stalking, in addition to aiding and abetting substantive interstate stalking of Sally Dillenback, Marion Harlos, and Robert Harper, respectively.
1. Kjonaas
Kjonaas argues that the government failed to produce sufficient evidence of his intent to place the victims in reasonable fear of serious bodily injury or death, as required by the interstate stalking statute. Specifically, he argues that he only intended to harass, âmake the [victimsâ] lives miserable,â cause âemotional distress,â and âembarrassâ the victims. (Kjo-naas Br. at 78-79.) He contrasts the intention to inflict this type of emotional distress with the statuteâs requirement that he intend to put the victim in âreasonable fear of death or bodily injury.â
We disagree. SHAC invoked Brian Cassâs injuries to instill fear in others targeted by the campaign; SHAC activists constantly used ultimatums when they targeted individuals, threatening âor elseâ if the companies failed to sever their ties with Huntingdon; following the Chiron bombing, Kjonaas noted the escalation in the âseverityâ of the campaign and warned that Huntingdon and Chiron should be âvery worried.â The SHAC website boasted that âanonymous activistsâ had arranged for an undertaker to collect a targetâs body, and the âTop 20 Terror Tacticsâ mentions physical attacks and threats to kill and injure as effective means of protest. The website discussed Andrew Bakerâs âbloodyâ California bungalow, with the line, âYou can run, but you canât hide!â In addition, the SHAC website celebrated extreme acts of vandalism by posting photographs of overturned vehicles and houses splattered with red paint. Kjonaas knew that all of this information was widely available on the internet, and that when Dillenback, Harlos, and Harper were targeted, they could easily discern what had happened to those who came before them and feel intimidated accordingly.
2. Gazzola and SHAC
Gazzola argues that the government failed to establish that the alleged threats were communicated to the targets, and that there was insufficient evidence that the targetsâ fear of bodily harm was reasonable. SHAC also makes the latter argument.
We can reject these arguments with little discussion. Gazzola personally stood outside of Robert Harperâs house and threatened to burn it down, and warned that the police could not protect him. All of the stalking victims-Sally Dillenback, Marion Harlos, and Robert Harper-testified that they were aware that they had been targeted. Dillenback testified that she received an e-mail in which someone
3. Conroy
Finally, Conroy argues there was insufficient evidence to convict him of all stalking-related counts. The crux of his argument is that he was tied to the conspiracy through his work administering the website, of which there was proof only after the 2003 seizure of the computers from SHAC headquarters. He argues that because the government charged him with involvement in a conspiracy that ended in December 2002, his involvement with SHAC in 2003 does not suffice to convict him of a conspiracy that had already terminated. With regard to the substantive stalking counts, Conroy argues that there is insufficient evidence that he posted information about Dillenback, Harlos, and Robert Harper on the website, and that the government cannot prove that he was even aware of the nature of the campaign against those individuals.
Conroyâs argument ignores evidence of his involvement beyond the evidence that he was the primary user of computers used to administer SHACâs websites. There was evidence that Conroy managed SHACâs website as early as August 2001, which predates the start date of the governmentâs charged conspiracy. Documents that contained confidential business records for Bank of New York were posted in August 2001, and those same documents were found in a folder labeled with Con-royâs name in SHACâs office. In addition, Conroy created his PGP account, which he used to communicate with his co-Defendants and other SHAC activists, in January 2002. The record is also peppered with evidence of his involvement with the campaign well before the termination of the conspiracy in December 2002.
With regard to Conroyâs arguments about his lack of personal involvement in the stalking, we note that the government charged him with aiding and abetting, and not as a principal. Given Conroyâs overall course of conduct, the jury could conclude beyond a reasonable doubt that Conroy maintained the website, the primary tool that made the stalking possible. The website not only communicated the victimsâ personal information, but the website also disseminated the information that made the victimsâ fears reasonable: threats that people associated with Huntingdon would be treated like Brian Cass, photos of extreme vandalism, ultimatums, and threats. Conroyâs involvement as website administrator, which the jury could conclude predated the end of the conspiracy, made the stalking, if not the entire campaign, possible.
C.
Count Six â Conspiracy to Use a Telecommunications Device to Abuse, Threaten and Harass
SHAC, Kjonaas, Gazzola, Conroy and Harper were convicted of conspiracy to use a telecommunications device to abuse, threaten and harass, in violation of 47 U.S.C. § 223(a)(1)(c). SHAC and Harper challenge the sufficiency of the evidence on this count. We find that SHACâs arguments are frivolous, and do not require a response.
VI.
Defendants raise a host of additional arguments pertaining to evidentiary objections and challenges to the reasonableness of their sentences. We have carefully reviewed their arguments, and we find them to be without merit. However, we note that all parties concede, and we agree, that the District Court erred when it failed to devise a payment schedule for the $1,000,001 in restitution. See United States v. Lessner, 498 F.3d 185, 201 (3d Cir.2007) (âWe have held that a district court commits plain error when, having ordered full restitution, it fails to state on the record the manner and schedule of payments after taking into account the defendantâs financial resources.â). As a result, we remand to the District Court for that purpose.
VII.
For the foregoing reasons, we will affirm the convictions and sentences of Defendants SHAC, Kevin Kjonaas, Lauren Gazzola, Jacob Conroy, Andrew Stepanian, Joshua Harper and Darius Fullmer. Finally, we remand to the District Court to create a payment schedule for the restitution ordered.
. Congress revised the AEPA in 2006 to make clear that threats of vandalism, harassment, and intimidation against third parties that are related to or associated with animal enterprises are themselves substantive violations of the AEPA.
. The activities of SHAC-UK are relevant to this case only to the extent that they explain the state of mind and perceptions of those targeted by Defendants in this case. SHAC-UK is not a party to this action.
. The record reflects that SHAC targeted at least ten different companies and their employees during the course of its campaign to close Huntingdon. These companies include Spencer Edwards Inc., which facilitated the trade of Huntingdon stock; Focal Communications, Huntingdonâs telephone and internet service provider; Stephens, Inc., an investment banking company that loaned money' to Huntingdon; Forest Laboratories, a pharmaceutical company and Huntingdon client; Bank of New York, which facilitated stock purchases by American investors when Hun-tingdon was based in England; Quilcap, an investment fund management company; Marsh, Inc., which provided insurance brokerage services to Huntingdon; Chiron, a bio-pharmaceutical company and client of Hun-tingdon; Deloitte and Touche, Huntingdonâs auditor; and Charles Schwab, a stockbroker for Huntingdon.
. In addition to the website, SHAC's newsletter provided support for direct action against Huntingdon. One issue featured a detailed map of Huntingdonâs physical plant, inviting readers âto know your enemy's physical structure.ââ After lauding the âliberationâ of a group of beagles from âthe very plan you see below,â the newsletter encouraged readers to use the map to âstand up and fight.â (J.A. at 1704-05.)
. The protests against Andrew Baker are discussed here as an example of the way in which SHAC targeted Huntingdon employees. There were several other Huntingdon employees who had similar experiences, including Henning Jonassen, who worked in the Pathology Department at Huntingdon; Darioush Dadgar, a Vice President at Huntingdon; Carol Auletta, Director of Program Management at Huntingdon; Mark Bibi, Huntingdon General Counsel; and Theresa Kushner, a veterinarian at Huntingdon.
. Quilcap was an investor in Huntingdon. In 1998, SHAC posted the home address and phone number of Quilcapâs president, Parker Quillen, on SHACâs website. Quillen and his family began receiving harassing phone calls and mail at home. Some of the phone calls were of a threatening nature, including ultimatums that if Quilcap did not stop investing in Huntingdon, someone would harm his children. Protestors also vandalized his home, throwing paint on it and breaking windows. There were also a number of protests in front of his home. On February 13, 2002, someone named "Lauren James" called Quillen's office and said that if Quilcap would "put something in writingâ that it no longer had an interest in Huntingdon, then "Lauren's group w[ould] call off the campaign of harassment.â (J.A. at 2955.) Quillen then directed Quilcap to divest itself of Huntingdon shares, and a notice appeared on the SHAC website, directing its activists to turn their attention to other targets because SHAC âhad received a credible tipâ that Quilcap was no longer involved with Huntingdon. (J.A. at 2955.)
. Defendants' overbreadth challenge is moot because the statute was superceded by the Animal Enterprise Terrorism Act in 2006. Therefore, we lack jurisdiction to address this issue. See, e.g., Massachusetts v. Oakes, 491 U.S. 576, 582-83, 109 S.Ct. 2633, 105 L.Ed.2d 493 (1989).
. The government argues that the Supreme Court's decision in Virginia v. Black, 538 U.S. 343, 123 S.Ct 1536, 155 L.Ed.2d 535 (2003), supports an âexceptionâ to Brandenburg's imminent incitement requirement. However, Virginia v. Black involved a prosecution under a Virginia statute that banned cross-burning with only the "intent to intimidate,â and the Supreme Court narrowed its holding to the context of cross-burning âbecause burning a cross is a particularly virulent form of intimidation,â especially in the South. Id. at 363, 123 S.Ct. 1536. Therefore, we conclude that the Virginia v. Black analysis is not applicable in this case.
. The website mentions that police were often on site to oversee the protests and to protect the targets of the protests.
. The government attempts to connect the posting of the "Top Twenty Terror Tactics,â which occurred on March 6, 2001, to later unlawful conduct, the earliest of which occurred on March 31, 2001. These events occurred a minimum of three weeks apart, which does not meet the "imminenceâ required by the Brandenburg standard.
. Gazzola was arrested and charged in the Commonwealth of Massachusetts for this specific protest activity outside of Robert Harperâs home. The Massachusetts court dismissed the charges on First Amendment grounds. Gazzola's counsel raised this issue in the District Court when he moved for a new trial following Gazzolaâs conviction in this case. After a hearing during which both parties were fully heard, the District Court concluded that the Massachusetts courtâs ruling was on a narrow set of facts, limited only to Gazzolaâs conduct outside Robert Harperâs home, and that the state court did not consider the entire course of conduct, including involvement in the website and other protests, at issue in this case. We agree with the District Court on this issue.
. We address Conroyâs argument that the evidence connects him to website administration only after the conspiracy terminated in section V., infra.
. The District Court, in its charge on the general law of conspiracy, required the government to prove an overt act in furtherance of the conspiracy for each of the conspiracy counts. However, so far as the AEPA was concerned, the language of the statute did not require an overt act. See 18 U.S.C. § 43(a)(2) (2002). The court should not infer such a requirement. See Whitfield v. United States, 543 U.S. 209, 213, 125 S.Ct. 687, 160 L.Ed.2d 611 (2005) (â[W]here Congress had omitted from the relevant conspiracy provision any language expressly requiring an overt act, the Court would not read such a requirement in the statute.â).
. SHAC, as a corporation, can act only through its agents. In this case, Kjonaas was the only true agent of SHAC because he was the only named officer of the corporation. Given the relationship between Kjonaas, SHAC, and the events at issue in this case, a finding that Kjonaas agreed to participate in the conspiracy clearly permits the imputation of criminal liability to SHAC. See United States v. Sain, 141 F.3d 463, 474-75 (3d Cir.1998) ("If an agent of the corporation conspires with another individual, the corporation for which the individual is the agent may be criminally liable.â); Mininsohn v. United States, 101 F.2d 477, 478 (3d Cir.1939) ("It is well settled law that the guilty intent of officers of a corporation may be imputed to the corporation itself in order to prove the guilt of the corporation.â); see also Erik D. Paulsen, Note, Imposing Limits on Prosecutorial Discretion in Corporate Prosecution Agreements, 82 N.Y.U. L.Rev. 1434, 1447 (2006) (noting that a corporation may be held liable for an agent's actions if the agent acts within the scope of his/her employment and his/her action is for the benefit of the company, and that this standard of liability is relatively easy to satisfy).
. We recognize that Deloitte and Touche is not an "animal enterpriseâ as defined by the AEPA. We also recognize that under the 2002 version of the statute, violation of which Defendants were charged and convicted, participation in a campaign against Deloitte and Touche and other indirectly affiliated companies is not, by itself, enough to substantiate a conspiracy to violate the AEPA. However, with regard to Defendants' agreement to participate in illegal activities to further their goals, we must view the record in its entirety, and not look only to their agreement to participate in activities directed against Hunting-don. United States v. Smith, 294 F.3d 473, 481 n. 2 (3d Cir.2002) (quoting United States v. Migliorino, 238 F.2d 7, 9 (3d Cir.1956)).
. Defendants in this case cross-reference portions of their co-Defendants' briefs. It is difficult to discern what arguments each Defendant intended to raise, or more specifically, how to label them, given the similarities between their arguments regarding sufficiency of the evidence, their challenges based on the First Amendment, and the jury instructions.
. SHAC argues (1) that facsimile transmissions do not fall within the ambit of the telecommunications statute; (2) even if the transmission of âblack faxesâ does fall within 47