Kossler v. Crisanti
Full Opinion (html_with_citations)
OPINION
This appeal raises a discrete issue involving a malicious prosecution claim brought under 42 U.S.C. § 1983 and Pennsylvania state law: Whether a conviction for disorderly conduct and a contemporaneous acquittal for aggravated assault and public intoxication under the relevant Pennsylvania statutes constitute a favorable termination of the state criminal proceeding against the plaintiff whose intentional physical contact against a municipal police officer underlies all three offenses. For the reasons that follow, under this particular factual scenario, the plaintiffs criminal proceeding did not end in his favor. Accordingly, we will affirm the order of the District Court granting summary judgment, as well as its order denying reconsideration.
I.
A. The Events of the Night of the Fight
At approximately 11:00 p.m. on November 11, 2001, thirty-nine-year-old X-ray technician Michael Kossler, his friend John Treleeki, and one other friend arrived at Donziās Bar in Pittsburghās Strip District and socialized, talked, walked around, and danced. While there, Kossler had a couple of beers but claims not to have consumed any alcohol prior to arriving at Donziās.
Steven Crisanti, a City of Pittsburgh police officer, was working an off-duty detail, or secondary employment position,
Kossler and Trelecki left Donziās at approximately 2:00 a.m. Upon exiting the bar, the two men walked up a ramp toward a parking lot located next to Donziās entrance. They had not yet arrived in the parking lot when a fight broke out on the sidewalk at the top of the ramp. When the fight started, Crisanti was standing in the parking lot.
Crisanti and Kossler provide different accounts of what occurred next. According to Crisanti, when he tried to go to break up the fight, Kossler grabbed him from behind and twisted him around. Crisanti responded by pushing Kossler away and ran toward the fight, but Donziās security had already broken it up before Crisanti reached it. According to Trelecki, he and Crisanti were friends, and he had tapped Crisanti on the back to let him know that he was going to help him in breaking up the fight. Kossler confirms Treleekiās version of the events by stating that he was not the one who touched or grabbed Crisanti because he was standing near the valet stand several feet away waiting for his car.
With respect to what happened after the fight ended, Crisanti states that he approached Kossler to ask why Kossler had grabbed him and to warn Kossler not to touch a police officer again. At that point, Kossler became irate, ācame atā Crisanti, and bent his middle finger and forefinger completely back on Crisantiās left hand. While Crisanti tried to pull his fingers free, he grabbed his pepper spray with his other hand and sprayed Kossler, at which point Kossler released Crisantiās left hand.
Kossler, in turn, states that Crisanti was yelling āin a loud, screaming, irate voiceā that Kossler should not have touched him. Crisanti also pointed his finger in Kosslerās face and forced Kossler to back up. Afraid that he would be slapped or punched, Kossler told Crisanti that he had recently undergone surgery on his nose and asked Crisanti: ā[P]lease, get your hand out of my face.ā When Crisanti touched Kosslerās nose, Kossler āmovedā or āpushedā Crisantiās hand away in a nonviolent manner. Then Crisanti sprayed Kossler, and handcuffed and arrested him.
B. Crisantiās Police Report
Following the incident, Crisanti completed and filed a City of Pittsburgh Bureau of Police Offense / Incident Report, which identified Kossler as the aggressor and recounted:
āAs I tried to break up the fight another w/m (later identified as Kossler, Michael) grabbed me and pulled me away from the two actors. As the security men broke up the fight, I approached Kossler, he became very loud yelling āfuck youā he then started charging at me, I put my arm out ordering h[im] to āstop,ā but he kept coming and grab[bed] a hold of my left hand bending them backwards. I tried to pull my hand away, but he would not let go.... P.O. is going to [hospital] for treatment of my left hand. Nature of injury was swelling to my knuckles, middle, and ring fingers. Actor (Kossler) was inside the bar and smelled of alcohol.ā
Kossler was charged with the first-degree felony of aggravated assault and the summary offenses of disorderly conduct and public intoxication. Crisantiās police report listed āA.A. 2702(a)(2), 5503 Disorderly, Public Intox 5505ā to denote the Pennsylvania statutory provisions covering each of the offenses charged. On November 21, 2001, Kossler appeared for a preliminary hearing before a state court mag
C. Bench Trial Before Pennsylvania Common Pleas Judge
In a non-jury trial before Pennsylvania Court of Common Pleas Judge Robert E. Colville on July 18, 2002, Kossler was found not guilty of aggravated assault and public intoxication, but was found guilty of disorderly conduct and fined one hundred dollars. Judge Colville explained:
āThere were an awful lot of misperceptions going on that evening in the parking lot. Basically, there were a lot of people moving around and there was a lot of involvement and anger and people were drinking, and the consensus of that is nobody knows precisely exactly what happened.
My own personal belief in this, I donāt see any misdemeanors or any felonies, itās not an aggravated assault, it isnāt, simply isnāt.
Iām going to find him guilty of a summary offense of DC.
Basically, you were in the wrong place, wrong time and the officer addressed you, when he came over, whether he was mistaken or not, when heās putting his hand up heās obviously putting himself at risk trying to break up what he feels ā it may well have been your friend who touched him but he doesnāt have time seeing which one of you did it, heās going to respond, he just is, and heās going to be upset, whether appropriate or not, having been in his uniform, and having done this I understand why he did what he did, he was upset, thatās ā¢why he came to you, he doesnāt recognize you, thatās another fact, but at this point you have to respond, not by taking ā hitting his hand away, but itās obvious heās put out, heās the only one there that hasnāt been drinking all night, and heās the only one that has to be responsible.
I think he acted reasonable; I think it got out of hand, but the charges donāt fit the crime. I mean, you put yourself in a situation whereby striking the officerās hand away from him, that alone Iām going to find you summary [sic] of disorderly conduct. Iām going to charge you a hundred bucks.ā
D. Procedural History in Federal District Court
On May 13, 2003, Kossler filed this lawsuit against Crisanti and Donziās for excessive force, false arrest, and malicious prosecution pursuant to 42 U.S.C. § 1983. The complaint also stated Pennsylvania common law claims against the defendants for assault and battery, false arrest, and malicious prosecution. There was also a § 1983 failure to train claim against Donziās.
Upon completion of discovery, on August 1, 2005, the District Court granted partial summary judgment in favor of Donziās on the malicious prosecution and false arrest claims brought under both federal and state law, as well as on the failure to train claim. It denied summary judgment on the other claims, namely the excessive force and assault and battery claims.
On August 23, 2005, the District Court denied Kosslerās motion for reconsideration in a separate memorandum' opinion. We then denied Kosslerās motion for allowance of an immediate interlocutory appeal. Before the remaining counts went to trial, on June 2, 2006, the parties stipulated to the dismissal of those counts with preju
Following oral argument before a panel of this Court, we determined there was a defect in jurisdiction because of the lack of a final judgment. We informed the parties that the District Courtās June 2006 order granted the partiesā stipulation only as to the excessive force and assault and battery claims; Kosslerās false arrest claim against Crisanti remained open because it was not disposed of by any of the District Courtās orders; and the actual āseparate final judgmentā pursuant to a November 2005 order of the District Court had not been entered. Because these jurisdictional defects were capable of quick resolution, we instructed the parties to return to the District Court to remedy them. The parties stipulated to an entry of judgment on the claims that remained open and, on August 13, 2008, the District Court entered final judgment as to those claims. In light of the District Courtās orders, Kosslerās notice of appeal ripened, and thus a subsequent notice of appeal was not required.
II.
The District Court had jurisdiction over Kosslerās federal law claims pursuant to 28 U.S.C. §§ 1331 and 1343(a)(3) and over his state law claims pursuant to 28 U.S.C. § 1367(a). As a result of the steps taken by the parties to cure the jurisdictional defects, we now have jurisdiction pursuant to 28 U.S.C. § 1291. āOur standard of review applicable to an order granting summary judgment is plenary.ā Nasir v. Morgan, 350 F.3d 366, 368 (3d Cir.2003). We may affirm the order when the moving party is entitled to judgment as a matter of law, with the facts viewed in the light most favorable to the non-moving party. Nicini v. Morra, 212 F.3d 798, 805-06 (3d Cir.2000) (en banc). Further, ā[w]e may affirm the District Court on any grounds supported by the record.ā Id. at 805.
III.
A. No Favorable Termination Under the Factual Circumstances of This Case
āTo prove malicious prosecution under [§ ] 1983, a plaintiff must show that:
(1) the defendants initiated a criminal proceeding;
(2) the criminal proceeding ended in plaintiffs favor;
(3) the proceeding was initiated without probable cause;
(4) the defendants acted maliciously or for a purpose other than bringing the plaintiff to justice; and
(5) the plaintiff suffered deprivation of liberty consistent with the concept of seizure as a consequence of a legal proceeding.ā
Estate of Smith v. Marasco, 318 F.3d 497, 521 (3d Cir.2003).
The purpose of the favorable termination requirement is to avoid āthe possibility of the claimant [sic] succeeding in the tort action after having been convicted in the underlying criminal prosecution, in contravention of a strong judicial policy against the creation of two conflicting resolutions arising out of the same or identical transaction.ā Heck v. Humphrey, 512 U.S. 477, 484, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994) (alteration in original) (internal quotation marks omitted). Consistent with this purpose, we have held that a prior criminal case must have been disposed of in a way that indicates the innocence of the accused in order to satisfy the favorable termination element.
ā(a) a discharge by a magistrate at a preliminary hearing, or
(b) the refusal of a grand jury to indict, or
(c) the formal abandonment of the proceedings by the public prosecutor, or
(d) the quashing of an indictment or information, or
(e) an acquittal, or
(f) a final order in favor of the accused by a trial or appellate court.ā
Donahue, 280 F.3d at 383 (internal quotation marks and emphasis omitted); accord Haefner v. Burkey, 534 Pa. 62, 626 A.2d 519, 521 (1993). In the present case, Kossler relies upon his acquittal as the only
Kosslerās argument is problematic because his acquittal is accompanied by a contemporaneous conviction at the same proceeding. We are thus faced with a question of first impression in this Circuit: Whether acquittal on at least one criminal charge constitutes āfavorable terminationā for the purpose of a subsequent malicious prosecution claim, when the charge arose out of the same act for which the plaintiff was convicted on a different charge during the same criminal prosecution. On these facts, we conclude that this question should be answered in the negative. As an initial observation, we note that various authorities refer to the favorable termination of a āproceeding,ā not merely a āchargeā or āoffense.ā See Marasco, 318 F.3d at 521; Haefner, 626 A.2d at 521; W. Page Keeton et al., Prosser and Keeton on the Law of Torts § 119 (5th ed.1984); 52 Am.Jur.2d Malicious Prosecution § 32 (Supp.2007) (āIn the context of a malicious prosecution action, to determine whether a party has received a favorable termination in the underlying case, the court considers the judgment as a whole in the prior action; ... the termination must reflect the merits of the action and the plaintiffs innocence of the misconduct alleged in the lawsuit.ā (emphasis added)). Therefore, the favorable termination of some but not all individual charges does not necessarily establish the favorable termination of the criminal proceeding as a whole.
Rather we conclude that, upon examination of the entire criminal proceeding, the judgment must indicate the plaintiffs innocence of the alleged misconduct underlying the offenses charged. In urging us not to hold that āthe favorable termination element ... categorically requires the plaintiff to show that all of the criminal charges were decided in his favor,ā Kossler himself argues (correctly) that the result ādepend[s] on the particular circumstances.ā The argument goes both ways: The favorable termination element is not categorically satisfied whenever the plaintiff is acquitted of just one of several charges in the same proceeding. When the circumstances ā both the offenses as stated in the statute and the underlying facts of the case ā indicate that the judgment as a whole does not reflect the plaintiffs innocence, then the plaintiff fails to establish the favorable termination element.
Beginning with the first part of this inquiry, an analysis of the offenses charged reveals that under Pennsylvania law, a person is guilty of the first-degree felony of aggravated assault if he āattempts to cause or intentionally, knowingly or recklessly causes serious bodily injury to [a police officer] while in the performance of duty.ā 18 Pa. Cons.Stat. Ann. § 2702(a)(2). A person is guilty of the second-degree felony of aggravated assault if he āattempts to cause or intentionally or knowingly causes bodily injury to [a police officer] in the performance of duty.ā Id. § 2702(a)(3). A person is guilty of the summary offense of disorderly conduct if, āwith intent to cause public inconvenience, annoyance or alarm, or recklessly creating a risk thereof, he:
(1) engages in fighting or threatening, or in violent or tumultuous behavior;
(2) makes unreasonable noise;
(3) uses obscene language, or makes an obscene gesture; or
(4) creates a hazardous or physically offensive condition by any act which serves no legitimate purpose of the actor.ā
Id. § 5503(a). Finally, a person is guilty of the summary offense of public intoxication āif he appears in any public place manifestly under the influence of alcohol
Proceeding to the second part of the inquiry, we conclude the District Court correctly found that āthe charge of aggravated assault was predicated on the same factual basis as the charge of disorderly conduct, i.e., the altercation between Kossler and Crisanti____Kossler was clearly guilty of some wrongdoing in the altercation notwithstanding the fact that Judge Colville found that his wrongdoing did not amount to aggravated assault.ā Indeed, the misconduct giving rise to the three offenses with which Kossler was charged occurred in the moment after Donziās security had broken up the preceding fight, when Kossler intentionally made physical contact with Crisantiās left hand with enough force that Crisanti sought medical treatment afterward. As already noted, Judge Colville found Kossler guilty of striking Crisantiās hand away during that moment, and Kossler himself admitted to having consumed alcohol at Donziās, so these are not disputed issues of fact. Further, Kossler does not point to any separate conduct (such as making unreasonable noise or using obscene language, see 18 Pa. Cons.Stat. Ann. § 5503(a)) for which he was charged.
On this indivisible factual basis, Judge Colville found Kossler guilty of disorderly conduct and imposed a fine upon him. These particular circumstances indicate that the judgment as a whole that resulted from the bench trial, which resolved all the charges aimed at punishing Kosslerās role in the altercation, did not reflect Kosslerās innocence on the night of the fight. As a result, Kosslerās acquittal on the aggravated assault and public intoxication charges cannot be divorced from his simultaneous conviction for disorderly conduct when all three charges arose from the same course of conduct. Therefore, we must conclude that the state criminal proceeding- ā the entirety of which resolved Kosslerās guilt and punishment for intentionally making physical contact with a city police officer after consuming alcohol ā did not end in Kosslerās favor, even when we view the facts in the light most favorable to him.
Amicus argues that there is no conflict between Kosslerās conviction for disorderly conduct and a civil judgment in his favor for malicious prosecution on the charges of which he was acquitted. We disagree. As already explained, Kosslerās conviction demonstrates his guilt for striking Crisanti, so a finding in federal court that the defendants maliciously prosecuted Kossler for the same conduct underlying the aggravated assault and public intoxication charges does indeed conflict with Kosslerās state court conviction. Finality, comity, and federalism all counsel a collateral federal court to stay its hand before undoing the original state courtās proceed
We acknowledge that caselaw in two other United States Courts of Appeals appears to favor Kosslerās position as a general matter because those courts allowed malicious prosecution claims to proceed despite the plaintiffsā convictions on some but not all of the charges; however, closer examination reveals the same two-part analysis that we employ here being utilized by these other courts as well. For example, in Janetka v. Dabe, 892 F.2d 187 (2d Cir.1989), the Court of Appeals for the Second Circuit held that a plaintiff whom a jury found not guilty of resisting arrest, but guilty of disorderly conduct, nonetheless could bring a common law malicious prosecution claim. The court reasoned:
āAllowing police officers to add unwarranted misdemeanor charges to valid violation charges may force an accused to go to trial on the misdemeanor when he otherwise would plead to the violation. If the dispositive factor is whether, as the district court held, the charge resulting in acquittal āarose out of events that occurred on the same occasionā as a charge resulting in conviction, then police officers could add unsupported serious charges to legitimate minor charges with impunity.ā
Id. at 190. We are not bound by Janetka and disagree with it insofar as it rejects an analysis that considers whether the charge resulting in acquittal arises out of the same conduct as the charge resulting in conviction.
In any event, we do not read Janetka that broadly because āJanetka was charged with two distinct offenses involving distinct allegations. The disorderly conduct charge involved Janetkaās actions directed at [an] unidentified hispanic man; the resisting arrest charge involved his actions directed at the officersā attempts to arrest him.ā Id. So even though the charges in Janetka arose out of events that occurred on the same occasion, they did not arise out of the same criminal conduct, and therefore, as more narrowly interpreted, Janetka does not conflict with our analysis here. The distinction between charges arising from the same occasion and charges arising from the same conduct is also legally relevant because, to use concrete examples, the fact that Janetka yelled and pointed at a Hispanic man has no bearing on whether he struggled against the officers to resist arrest. By contrast, here, the fact that Kossler intentionally struck Crisanti has a direct bearing on whether he assaulted the same Cri
Similarly, in Uboh v. Reno, 141 F.3d 1000 (11th Cir.1998), the Court of Appeals for the Eleventh Circuit held in a Bivens action for malicious prosecution that the governmentās dismissal of charges for drug importation constituted favorable termination despite the plaintiffs earlier conviction for credit card fraud on charges that originated in the same indictment. The court determined:
āThe fact that the allegations concerning drug trafficking were included alongside other charges for which [the plaintiff] ultimately was convicted does not alter our conclusion that the prosecutorās decision to dismiss the drug counts constituted favorable termination, particularly under the facts of this case----In sum, we conclude that the dismissal of some charges of the indictment by the prosecutor- ā -notwithstanding [the plaintiffs] earlier conviction on other charges set forth in the indictment ā constituted termination in favor of the accused.... ā
Id. at 1005-06 (citing Janetka, 892 F.2d at 190).
In Uboh, the charges which were dismissed by the prosecutor and which formed the basis of the plaintiffs malicious prosecution action (drug trafficking) aimed to punish separate conduct from those charges for which the plaintiff was convicted (credit card fraud). The significance of the fact that the offenses were distinct was not lost on the court, which stated as much and also noted:
āEach of these offenses contains entirely different elements, neither charge is a lesser-included offense of the other, and the charges were not tried as part of the same proceeding; in this context, it is reasonable to interpret the prosecutorās decision to not pursue the drug-related charges as consistent with ... a finding of innocence on these specific counts of the indictment.ā
Id. at 1005. Thus the court in Uboh engaged in an analysis that parallels our approach by considering the conduct which the charged offenses aimed to punish. Only after the Uboh court determined that the charges for which the plaintiff was convicted and the charges which were dismissed aimed to punish separate conduct did it allow the malicious prosecution action premised on the latter charges to proceed.
We read both the Janetka and Uboh courtsā focus on the differences between the offenses charged and the conduct leading to the charges as implying that, under different facts, when the offenses charged aim to punish the same misconduct, a simultaneous acquittal and conviction on related charges may not amount to favorable termination. The court in Uboh hinted at its agreement with that inference:
āOur consideration of these factors is not intended to convey any determination as to whether, given a different set of circumstances, dismissal of charges that do arise out of the same set of circumstances as the charges for which a defendant was convicted might constitute termination in favor of the accused. We only note that the unique combination of factors present in this particular case further bolsters our conclusion that voluntary dismissal of charges by the prosecutor is a favorable termination for purposes of malicious prosecution.ā
B. The Inapplicability of Cases in Which All Charges Were Dismissed and Courts Analyzed Whether a Malicious Prosecution Claim Could Proceed Under the Probable Cause Element
In response to the reasoning set forth above, Kossler cites a case that on its face has no applicability to the one at hand: Johnson v. Knorr, 477 F.3d 75 (3d Cir. 2007). In Johnson, the plaintiff, then a parolee, was involved in an altercation with an agent of the Pennsylvania Board of Probation and Parole. Id. at 77. As a result of the altercation, the plaintiff was charged with simple assault, aggravated assault, making terroristic threats, and reckless endangerment. Subsequently and importantly, a state court dismissed all of the charges, so ā unlike the present case ā there was no question that the plaintiff had satisfied the favorable termination requirement. Id.
The plaintiff then initiated a § 1983 and state law action against several state actors on theories of false arrest, false imprisonment, and assault and battery. The district court granted summary judgment to the defendants, holding, inter alia, that there was probable cause to arrest the plaintiff for making terroristic threats, though it did not make a probable cause determination on the other bases for the plaintiffs arrest. Id. On the plaintiffs first appeal, we upheld the dismissal of his original claims and expressly upheld the district courtās finding with respect to probable cause to arrest for making terroristic threats. We nevertheless remanded to allow the plaintiff to assert claims for malicious prosecution, which the district court had not allowed him to do. Id. at 77-78, 80.
On remand, the plaintiff amended his complaint to add a claim of malicious prosecution under § 1983 and state law. Id. at 80-81. The defendants again moved for summary judgment, which the district court again granted, this time on the basis that, because we had upheld the finding of probable cause for the terroristic threats charge, the plaintiff was barred from asserting a malicious prosecution claim on any of the criminal charges. Id. at 78. The plaintiff appealed a second time.
In the second appeal we framed the issue as āwhether the finding that the agents had probable cause to arrest [the plaintiff] on a charge of making terroristic threats without findings that they also had probable cause for his arrest on the other charges made against him defeats [the plaintiffs] cause of action for malicious prosecution on the remaining charges.ā Id. Again, the question we answered in that case was whether the finding of probable cause on one charge prevented the claim for malicious prosecution with respect to the other charges, not whether the plaintiffs criminal proceeding terminated in his favor. Because all of the charges had been dismissed, there was no dispute that the proceeding ended favor
Yet Kossler argues that we should analyze the favorable termination element exactly as we analyzed the probable cause element in Johnson. We do not agree with that approach. The favorable termination element and the probable cause element are distinct requirements that a malicious prosecution plaintiff must satisfy to prevail and therefore should not be conflated. Although Johnson employed a charge-by-charge analysis in the context of the probable cause element, it does not undermine our conclusion that the favorable termination element properly focuses on the proceeding as a whole. Because the favorable termination element was satisfied in Johnson, we were not faced with the concern that a ruling for the malicious prosecution plaintiff would conflict with the results of a state court decision. Thus, in Johnson, we permitted a charge-by-charge analysis on its facts in order to assuage the fear that police officers tacked on unwarranted charges. In this specific context, we allowed the plaintiff as many opportunities to show an absence of probable cause as there were charges.
By contrast, watering down the favorable termination element to protect against tacking on additional charges is particularly inappropriate because it ignores the fact that a court, not simply prosecutors and their agents, has essentially endorsed the criminal proceeding. This would interfere with the āstrong judicial policy against the creation of two conflicting resolutions arising out of the same or identical transaction.ā Heck, 512 U.S. at 484, 114 S.Ct. 2364. Unlike the favorable termination element, the probable cause element does not have the effect of undoing another courtās judgment, and therefore loosening the plaintiffs burden on that element does not carry with it the same undesirable ramifications. In short, these are two different elements, our case-law has so held, and thus we are cautious not to categorically apply decisions covering one element to an analysis covering another.
Although we have already explained why our analysis of the favorable termination element need not mirror our approach to the probable cause element, we nonetheless note the considerable tension that exists between our treatment of the probable cause element in Johnson and our treatment of that element in the earlier case of Wright v. City of Philadelphia, 409 F.3d 595 (3d Cir.2005). In Wright, the plaintiff faced charges of burglary, theft, criminal trespass, and criminal mischief for breaking into a house in which she alleged that she was sexually assaulted. Id. at 596-98. City police officers conducted two separate investigations concerning the break-in and the sexual assault. Id. All of the charges brought against the plaintiff were eventually dismissed, so the favorable termination element was not at issue in this case. After concluding that there was probable cause to arrest and prosecute the plaintiff for criminal trespass based on the information available to the officers at the time of the arrest, we held: āEven though our discussion of probable cause was limited to the criminal trespass claim, it disposes of her malicious prosecution claims with respect to all of the charges brought against her, including the burglary.ā Id. at 604. Thus we determined that the existence of probable cause for the arrestā stemming from the existence of probable
Despite our clear statement in Johnson that the precedential status of Wright is not diminished, 477 F.3d at 82 n. 9, we recognize that the holdings of these two cases are difficult to reconcile. Notwithstanding this difficulty, Wright and Johnson both illustrate that the analysis of malicious prosecution claims involving multiple charges is a fact-intensive one. Requiring a fact-based inquiry for the favorable termination element therefore conforms with the use of a fact-based inquiry revealed by those two precedents, even though Johnson and Wright are not directly applicable to the instant case. Beyond observing that the underlying facts drive the analysis of each malicious prosecution case ā -regardless of the element at issue ā we do not rely on the approach taken in either Johnson or Wright, as those cases were analyzed under the probable cause element of malicious prosecution whereas this case was analyzed under the favorable termination element.
We reiterate that district courts need not reach the probable cause element unless they first make a finding of favorable termination after examining whether the proceeding as a whole indicates the innocence of the accused with respect to the conduct underlying all of the charges. Only if the favorable termination element is satisfied under this test must a district court engage in an analysis of the probable cause element and wrestle with the approaches set forth in Johnson and Wright to determine which provides the more appropriate framework to apply to a given set of facts. Addressing the malicious prosecution elements in this order may alleviate some of the difficulty district courts would otherwise encounter if they began their analysis with the probable cause element; however, we do not intend to suggest that the favorable termination element should always be addressed prior to the probable cause element. Because the probable cause element goes to the foundation of whether there were reasonable grounds for the initiation of the criminal proceeding, district courts may find it preferable to begin their analysis of a malicious prosecution claim with this element.
In the present case, the District Court chose to focus on Kosslerās inability to demonstrate that his state criminal proceeding terminated favorably, but had the District Court instead focused its analysis on whether probable cause existed, it would have reached the same ultimate conclusion that Kosslerās malicious prosecution claim could not proceed. The record reflects that Crisanti had probable cause to believe Kossler committed the offenses charged based on Crisantiās reasonable perception of the facts and circumstances surrounding Kosslerās conduct in the parking lot outside of Donziās on the night of the altercation. See Beck v. Ohio, 379 U.S. 89, 91, 85 S.Ct. 223, 13 L.Ed.2d 142 (1964) (stating that probable cause exists for an arrest if āat the moment the arrest was made ... the facts and circumstances within [the officersā] knowledge ... were sufficient to warrant a prudent man in believing that [the suspect] had committed or was committing an offenseā (citations omitted)); Wilson v. Russo, 212 F.3d 781,
IV.
Because Kosslerās conviction for disorderly conduct is not indicative of his innocence of the misconduct which all three charges aimed to punish, we hold that his prior criminal proceeding did not terminate favorably to him and, consequently, his malicious prosecution action necessarily fails. Therefore, we will affirm the two orders of the District Court.
. The Pittsburgh Bureau of Police, in Order Number 29-1, defines secondary employment as "[a]ny employment that is conditioned on the actual or potential use of law enforcement powers by the police officer employee.ā Order Number 29-1 also states that City of Pittsburgh police officers, "while engaged in secondary employment, will conduct themselves as though they were on-duty, and will be subject to all department rules, regulations, policies and procedures set forth by the Pittsburgh Bureau of Police.ā Additionally, individual officers must obtain approval for secondary employment from the Pittsburgh Bureau of Police, and approval is contingent upon the officerās "good standingā with the Bureau, as well as other qualifications.
. The first four elements are the same under Pennsylvania law. See Merkle v. Upper Dublin Sch. Dist., 211 F.3d 782, 791 (3d Cir.2000).
. Judge Aldisert discusses a difference in the interpretation of the first element ā whether the defendants initiated a criminal proceeding ā in the context of state malicious prosecution claims versus federal malicious prosecution claims. Because we conclude that Kossler failed to satisfy the favorable termination element, we need not reach the issue discussed by Judge Aldisert as to whether, in a state malicious prosecution claim under Pennsylvania law, the first element can be established on the basis of respondeat superi- or liability.
. This suffices to respond to Judge Aldisert's view that a summary offense conviction does not "carr[y] a presumption that the underlying events leading to the conviction actually occurred,ā Phoenixville Area Sch. Dist. v. Unemployment Comp. Bd., 141 Pa.Cmwlth. 555, 596 A.2d 889, 892 (1991), and therefore a malicious prosecution claim based on the acquittal of a felony can proceed. Our reading of Pennsylvania caselaw suggests that the "no presumptionā proposition is limited to situations in which a private party attempts to use a defendant's summary offense conviction to establish subsequent civil liability against him. See Hurtt v. Stirone, 416 Pa. 493, 206 A.2d 624, 627 (1965) (reasoning that "in cases involving the record of conviction of relatively minor matters ... it is not obvious that the defendant has taken advantage of his day in court, and it would be unreasonable and unrealistic to say he waived that right as to a matter (civil liability), which was probably not within contemplation at the time of convictionā) (cited in Phoenixville, 596 A.2d at 892). Regardless, whatever the conviction of a summary offense shows or does not show, it indubitably does not indicate "the innocence of the accused.ā This is especially true in light of Judge Colvilleās detailed factual findings, which concluded, inter alia, that Kossler was guilty of "striking the officer's hand away from him.ā See discussion supra Part I.C.
. While we are not faced with lesser-included offenses here, overcharging in that context does not usually result in a subsequent malicious prosecution action. See Tracey L. Meares, Rewards for Good Behavior: Influencing Prosecutorial Discretion and Conduct with Financial Incentives, 64 Fordham L.Rev. 851, 868-69 (1995). As we will explain, the offenses here, while not overlapping, do aim at punishing the same underlying misconduct. Therefore, unlike amicus, we do not foresee the rather benign overcharging in this case leading to a slippery slope of more abusive overcharging in future cases.
. In Heck, the Supreme Court held that in any action under § 1983 in which "a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence ... the complaint must be dismissed unless the plaintiff can demonstrate that the conviction or sentence has already been invalidated.ā 512 U.S. at 487, 114 S.Ct. 2364. However, if "the plaintiff's action, even if successful, will not demonstrate the invalidity of any outstanding criminal judgment against the plaintiff,ā the action may proceed. Id. We do not need to apply Heckās test in the present case because when a malicious prosecution claim is brought under § 1983, it is barred simply for lack of favorable termination.
. Similarly, Posr v. Doherty, 944 F.2d 91 (2d Cir.1991), discussed favorably by Judge Aldisert, is not on point because "all charges against [the plaintiff] were dismissed on the motion of the District Attorney.ā Id. at 94.
. Even assuming arguendo that Wright and Johnson are in unavoidable conflict, "[t]his Circuit has long held that if its cases conflict, the earlier is the controlling authority and the latter is ineffective as precedents.ā Pardini v. Allegheny Intermediate Unit, 524 F.3d 419, 426 (3d Cir.2008). Accordingly, if one of those two cases must control for purposes of analyzing the probable cause element, it would be Wright, not Johnson, that controls.
. In addition, Judge Colvilleās findings suggest that probable cause existed. Specifically, Judge Colville found that Crisantiās actions were reasonable because "there were a lot of people moving around and there was a lot of involvement and anger and people were drinking"; Crisanti was the only one who "ha[d]nāt been drinking all nightā and he "obviously put himself at riskā trying to control a volatile situation; and Kossler did in fact intentionally "strik[e] the officerās hand away from him,ā