Martha Stringer v. County of Bucks
Citation141 F.4th 76
Date Filed2025-06-18
Docket23-1373
Cited15 times
StatusPublished
Full Opinion (html_with_citations)
PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 23-1373
_____________
MARTHA STRINGER; PAUL STRINGER
v.
COUNTY OF BUCKS; MR. ANDREW KOVACH; KYLE
WYLIE; JENIFER FORMAN; CRYSTAL BIEMULLER;
CHRISTINE CUTEO; JACQUELINE TORRES; C.O.
PAGONE; C.O. HINES; C.O. STYERS; JOHN DOES 1-20;
C.O. MURDOCH; LANGSTON MASON; C.O.G.
WILLIAMS; SERGEANT MANDER; C.O. NESTER; C.O.
DUPREY; C.O. GEIBERT; C.O.A. CRUZ; C.O. SHERROD;
C.O. HUGHES; C.O. MILES; C.O. HEILMAN; SERGEANT
GILL; LT. MORRIS; C.O. MIME; C.O. MCINTYRE; C.O.
DEVLIN; C.O. SOUTH; SERGEANT LYNN;
C.O. CANTERMAN
Mr. Andrew Kovach, Kyle Wyle, Jenifer Forman, Crystal
Biemuller, Christine Cuteo, Jacquline Torres, C.O. Pagone,
C.O. Hines; C.O. Styers, C.O. Murdoch, Langston Mason,
C.O. G. Williams; Sergeant Mander, C.O. Nester; C.O.
Duprey; C.O. Geibert, C.O.A. Cruz, C.O. Sherrod, C.O.
Hughes, C.O. Miles, C.O. Heilman; Sergeant Gill, LT.
Morris, C.O. Mine, C.O. McIntyre, C.O. Devlin, C.O. South,
Sergeant Lynn, C.O. Canterman,
Appellants
_______________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 2:22-cv-01525)
District Judge: Honorable Berle M. Schiller
_______________
Argued January 30, 2024
Before: KRAUSE, PORTER, and CHUNG, Circuit Judges.
(Filed: June 18, 2025)
Kerri E. Chewning [ARGUED]
Jeffrey M. Scott
Archer & Greiner
Three Logan Square
1717 Arch Street, Suite 3500
Philadelphia, PA 19103
Counsel for Appellants
Charles L. Becker [ARGUED]
David K. Inscho
Ruxandra M. Laidacker
Kline & Specter, PC
1525 Locust Street
19th Floor
Philadelphia, PA 19102
Counsel for Appellee
2
_______________
OPINION OF THE COURT
_______________
KRAUSE, Circuit Judge.
When hauled into federal court, state actors
undoubtedly want qualified immunity at the earliest possible
stage. But how soon is too soon? We consider in this
interlocutory appeal whether to deny a motion to dismiss on
qualified immunity grounds where the complaint is sufficiently
detailed to state a claim for a constitutional violation but not
specific enough to assess whether the right was clearly
established at the time it was allegedly violated.
In spring 2020, Plaintiffs Martha and Paul Stringer
received news that any parent would dread: Their daughter,
Kimberly, who had long struggled with severe mental illness,
had been detained after an altercation with a neighbor and was
being mistreated by the staff of the Bucks County Correctional
Facility (BCCF), where she was being held. After Kimberly
was finally transferred to a mental hospital and then released,
the Stringers sued the County of Bucks and various BCCF
corrections officers on Kimberlyâs behalf, 1 alleging that the
officersâ actionsâwhich included pepper spraying Kimberly
and subjecting her to a restraint chairâviolated her Fourteenth
Amendment right to be free from excessive force. The District
Court concluded the Stringers sufficiently pleaded a violation
of Kimberlyâs Fourteenth Amendment rights and denied
Defendantsâ motion to dismiss, reasoning that a more
1
Martha and Paul have power of attorney for Kimberly.
3
developed factual record was needed to ascertain whether the
Defendants were entitled to qualified immunity.
We agree. While the Stringersâ complaint states a claim
for a violation of a constitutional right, namely, Kimberlyâs
right to be free from the use of excessive force, it is not
sufficiently detailed to enable the Court to define that right
with more specificity and then assess whether that right was
clearly established, as required for qualified immunity.
Because the District Court correctly determined that
Defendantsâ entitlement to qualified immunity is not clear
from the face of the complaint, we will affirm and remand for
limited discovery as needed for a fact-specific qualified
immunity analysis.
I. Factual and Procedural Background
A. Kimberlyâs Detention at BCCF
Kimberly Stringer has long struggled with mental
illness, including bipolar disorder. In the spring of 2020, her
mental health deteriorated further, and her âworsening
paranoiaâ led her to hit and threaten a neighbor. App. 78. Falls
Township police officers arrested her and held her at BCCF to
await trial.
At BCCF, Kimberly suffered greatly. According to the
amended complaint (Complaint), even though Kimberlyâs
mental illness rendered her unable to comply with prison
directives, Defendants âpunishedâ her on multiple occasions
for her noncompliance by pepper spraying her, handcuffing
her, and placing her in a restraint chair. The Complaint asserts
that Defendants used a combination of these tactics not once,
but many times, including, at a minimum, on May 6, 10, 11,
4
20, and 29. On May 10, Defendants allegedly put Kimberly in
the restraint chair twice in the same day: once at 10:10 AM and
again at 12:25 PM. At no time, according to the Complaint,
did Kimberly pose a threat to the guards or other inmates, nor
could she have, as she allegedly deteriorated into a catatonic
state over the course of her detention. Even as her condition
became so severe that she was moved to a cell in the Womenâs
Special Housing Unit for Mental Health Inmates, Defendants
allegedly continued to pepper spray and restrain her as
punishment for noncompliance with their directives. 2
At some point, according to the Complaint, other
inmates became so alarmed by Kimberlyâs treatment that they
2
The Complaint alleges that Sergeants Morris, Lynn, Mason,
Kovach, Wylie, and Mander, the supervisors at the jail who
authorized the use of force against Kimberly, knew that
Kimberly was unable to comply with directives from the
guards because of her mental illnessâthough it is unclear
when they became aware of these facts. It does not specifically
allege knowledge on the part of the other Defendants. That,
too, will require factual development on remand because,
while excessive force claims and qualified immunity defense
are evaluated under an objective reasonableness standard,
see Kingsley v. Hendrickson, 576 U.S. 389, 396â97 (2015); Ziglar v. Abbasi,582 U.S. 120, 151
(2017), âdeciding whether a use of force was objectively reasonable demands âcareful attention to the facts and circumstancesâ relating to the incident, as then known to the officer,â Barnes v. Felix,145 S. Ct. 1353, 1358
(2025) (quoting Graham v. Connor,490 U.S. 386, 396
(1989)); see Kingsley,576 U.S. at 397
(evaluating
alleged excessive force âfrom the perspective of a reasonable
officer on the scene, including what the officer knew at the
time, not with the 20/20 vision of hindsightâ).
5
managed to contact the Stringers to alert them to their
daughterâs critical condition. Kimberlyâs mother, Martha,
promptly emailed the Bucks County Commissioner to ask if
her daughter had faced pepper spray, but she was assured that
was not the case. Two days later, however, a news article was
published about Kimberlyâs treatment, allegedly based on
firsthand accounts of inmates who had witnessed her ordeal.
Two days after that public disclosure, Kimberly was
transferred to Norristown State Mental Hospital. By that point,
however, she allegedly had suffered pain, disfigurement, and
possible brain damage and was âcat[at]onic,â âunable to
verbally communicate[,] and nearly entirely unresponsive.â
App. 84.
B. District Court Proceedings
In April 2022, Kimberlyâs parents sued Bucks County
and various BCCF corrections officers in the Eastern District
of Pennsylvania, alleging violations of Kimberlyâs Eighth
Amendment rights under 42 U.S.C. § 1983. 3 Although
Plaintiffs diligently sought access to documents and videotapes
concerning Kimberlyâs time at BCCFâincluding the
recordings of at least two âplannedâ uses of force that
supposedly were recordedâDefendants allegedly refused to
produce any video evidence. Plaintiffsâ initial complaint
identified certain officers by name but also included 20 John
Doe officers. In August 2022, after receiving a limited number
3
As the District Court explained, because Kimberly was a
pretrial detainee, not a post-conviction prisoner, the Fourteenth
Amendment (as opposed to the Eighth Amendment) governed
her rights while detained. Plaintiffsâ counsel acknowledged
this point in Plaintiffsâ response to Defendantsâ motion to
dismiss.
6
of use-of-force records, the Stringers amended their Complaint
to identify the John Does. Defendants moved to dismiss on
various grounds, including failure to state a claim and qualified
immunityâan affirmative defense that shields officials from
civil liability to the extent that their conduct did not violate
clearly established constitutional rights of which a reasonable
official would have known.
In February 2023, the District Court granted
Defendantsâ motion in part and denied it in part. 4 As relevant
to qualified immunity, the only subject of this interlocutory
appeal, the District Court concluded that the Stringers had
stated a claim for a violation of Kimberlyâs Fourteenth
Amendment right to be free from excessive force that amounts
to punishment. The Court then denied without prejudice the
remaining Defendantsâ request for qualified immunity as
4
The Court determined that, because the Stringersâ amended
claims related back to their initial complaint, it would not
dismiss the newly named defendants for the Stringersâ failure
to file within the relevant statute of limitations. In addition, the
Court declined to dismiss the excessive force and supervisory
liability claims against all individual Defendants other than
Defendant Mander, against whom the Stringersâ supervisory
liability claim was dismissed. The Court dismissed the
municipal liability claim against Bucks County because the
Stringers did not plead facts showing either that the County had
a âcustom or policyâ of authorizing the use of excessive force
on mentally ill prisoners or that the County failed to adequately
train or supervise its employees. Stringer v. County of Bucks,
No. 22-1525, 2023 WL 2163871, at *6 (E.D. Pa. Feb. 22, 2023) (quoting McTernan v. City of York,564 F.3d 636, 658
(3d Cir.
2009)).
7
âprematureâ because it could not, without further factual
development, âpresently determine whether it would have been
clear to any of the correctional officers that their conduct was
unlawful when interacting with Stringer.â Stringer v. County
of Bucks, No. 22-1525, 2023 WL 2163871, at *5 n.7 (E.D. Pa.
Feb. 22, 2023). The Court noted that Defendants could re-raise
qualified immunity once limited discovery uncovered the facts
necessary to meaningfully assess whether they acted
reasonably in light of clearly established law. Defendants
timely appealed. 5
II. Jurisdiction and Standard of Review
The District Court had jurisdiction under 28 U.S.C.
§§ 1331and 1343. Because qualified immunity serves as an âimmunity from suit rather than a mere defense to liability,â Mitchell v. Forsyth,472 U.S. 511, 526
(1985), a district courtâs decision to allow discovery operates as a denial for purposes of an interlocutory appeal, see Weimar v. County of Fayette,972 F.3d 177, 185
(3d Cir. 2020). Thus, we have appellate 5 In the same order denying in part Defendantsâ motion to dismiss, the District Court authorized the Stringers to amend their municipal liability claim against Bucks County and their supervisory liability claim against Defendant Mander. After Defendants appealed, the Stringers took advantage of that opportunity, filing a second amended complaint. Because the amendments did not alter the allegations against the individual Defendants asserting qualified immunity, this appeal will âresolve [the] disputed questionâ of whether they are entitled to qualified immunity on the face of the now-operative complaint. Roberts v. Lau,90 F.4th 618
, 623 n.1 (3d Cir. 2024) (alteration in original) (quoting Saint-Jean v. Palisades Interstate Park Commân,49 F.4th 830, 835
(3d Cir. 2022)).
8
jurisdiction here under the collateral order doctrine based on
the District Courtâs postponement of the qualified immunity
analysis. See George v. Rehiel, 738 F.3d 562, 571 (3d Cir.
2013).
We review the denial of a motion to dismiss on qualified
immunity grounds de novo, id.,and we may affirm on any basis supported by the record, TD Bank N.A. v. Hill,928 F.3d 259, 270
(3d Cir. 2019). In conducting our review, we âaccept all plaintiff[sâ] allegations as true and draw all inferences in [their] favor,â George,738 F.3d at 567
n.4, and we will not dismiss a complaint âmerely because it appears unlikely that the plaintiff[s] can prove those facts or will ultimately prevail on the merits,â Phillips v. County of Allegheny,515 F.3d 224, 231
(3d Cir. 2008).
III. Discussion
Defendants contest the District Courtâs denial of
qualified immunity on several different grounds. Below we
first set out the framework for analyzing qualified immunity at
the pleading stage before turning to Defendants arguments,
specifically that (1) the lack of factual details in the Complaint
entitled them to immunity, (2) the District Court erred in
denying their request for immunity as âprematureâ without
fully analyzing the clearly established prong, and (3) the
District Court should have made specific qualified immunity
determinations for each individual Defendant, even at the
pleading stage.
9
A. The Analytical Framework for Qualified
Immunity on the Pleadings
The doctrine of qualified immunity âbalances two
important interestsâthe need to hold public officials
accountable when they exercise power irresponsibly and the
need to shield officials from harassment, distraction, and
liability when they perform their duties reasonably.â Pearson
v. Callahan, 555 U.S. 223, 231(2009). Whether qualified immunity can be invoked to shield an official from personal liability turns on the âobjective legal reasonablenessâ of the officialâs action, Harlow v. Fitzgerald,457 U.S. 800, 819
(1982), âassessed in light of the legal rules that were âclearly establishedâ at the time it was taken,â Anderson v. Creighton,483 U.S. 635, 639
(1987) (quoting Harlow,457 U.S. at 818
).
An official sued under § 1983 for an alleged
constitutional violation is entitled to qualified immunity unless
he (1) violated a constitutional right that (2) was clearly
established when he acted. George, 738 F.3d at 571â72. For
a right to be âclearly established,â the contours of that right
âmust be sufficiently clear that a reasonable official would
understand that what he is doing violates that right.â Anderson,
483 U.S. at 640. Existing case law, in other words, must give the official âfair warningâ that his conduct is unconstitutional. Hope v. Pelzer,536 U.S. 730, 741
(2002). Typically, analogous precedent from the Supreme Court or this Court or a consensus of persuasive authority in the Courts of Appeals is required. Clark v. Coupe,55 F.4th 167, 182
(3d Cir. 2022); Peroza-Benitez v. Smith,994 F.3d 157, 165
(3d Cir. 2021). Yet broad principles of law suffice to give fair warning when an official commits a patently âobviousâ constitutional violation. Hope,536 U.S. at 741
; Mack v. Yost,63 F.4th 211, 233
(3d Cir.
10
2023) (quoting Schneyder v. Smith, 653 F.3d 313, 330(3d Cir. 2011)); see, e.g., Taylor v. Riojas,592 U.S. 7, 9
(2020).
As for timing, the Supreme Court has repeatedly
stressed the importance of resolving qualified immunity âat the
earliest possible stage in litigation.â Pearson, 555 U.S. at 232(quoting Hunter v. Bryant,502 U.S. 224, 227
(1991) (per curiam)). But even though the defense may be raised either in a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6) or in a motion for summary judgment under Federal Rule of Civil Procedure Rule 56, Rule 12(b)(6) is often âa mismatch for immunity and almost always a bad ground for dismissal.â Fogle v. Sokol,957 F.3d 148
, 162 n.14 (3d Cir. 2020) (quoting Jacobs v. City of Chicago,215 F.3d 758
, 775
(7th Cir. 2000) (Easterbrook, J., concurring in part and
concurring in the judgment)).
To be sure, the first prong of the qualified immunity
analysisâwhether the facts alleged make out a violation of a
constitutional rightâfits like a glove at the motion-to-dismiss
stage because it overlaps with a district courtâs inquiry under
Rules 8(a) and 12(b)(6). See Kedra v. Schroeter, 876 F.3d 424,
435 (3d Cir. 2017). In other words, a well-pleaded § 1983
complaint necessarily alleges a constitutional violation for
purposes of qualified immunity, while a complaint that fails to
plausibly plead the violation of a right does not.
As we have repeatedly recognized, however, the second
prong of a qualified immunity analysisâwhether the right
allegedly violated was âclearly establishedââpresents unique
difficulties at the pleading stage. See Curley v. Klem, 298 F.3d
271, 278(3d Cir. 2002); Grant v. City of Pittsburgh,98 F.3d 116, 122
(3d Cir. 1996). That is because âthe right allegedly
violated must be defined at the appropriate level of specificity
11
before a court can determine if it was clearly established,â
Wilson v. Layne, 526 U.S. 603, 615(1999), and defining the right with specificity is a âfact-intensive inquiry,â Grant,98 F.3d at 122
, that âmust be undertaken in light of the specific context of the case,â Thomas v. Indep. Twp.,463 F.3d 285
, 300 (3d Cir. 2006) (quoting Saucier v. Katz,533 U.S. 194
, 201 (2001)). But âqualified immunity will be upheld on a 12(b)(6) motion only when the immunity is established on the face of the complaint,â id. at 291 (quoting Leveto v. Lapina,258 F.3d 156, 161
(3d Cir. 2001)), and complaints typically lack the case-specific details needed to conduct the clearly established analysis. Thus, it is often the case that, without more than the complaint to go on, a court âcannot fairly tell whether a right is obvious or squarely governed and thus clearly established by precedent, making qualified immunity inappropriateâ on a motion to dismiss. Myers v. City of Centerville,41 F.4th 746, 758
(6th Cir. 2022) (cleaned up); see, e.g., Sause v. Bauer,585 U.S. 957
, 959â60 (2018) (per curiam) (reversing the grant of
qualified immunity on a 12(b)(6) motion because factual issues
precluded resolution of the question).
That is unsurprising given the partiesâ respective burden
at the 12(b)(6) stage. Courts do not âapply a heightened
pleading standard in cases in which a defendant pleads
qualified immunity,â so a plaintiff âhas no pleading burden to
anticipate or overcome a qualified immunity defense.â
Thomas, 463 F.3d at 289, 294. Instead, the âburden of pleading
a qualified immunity defense,â like any other affirmative
defense, ârests with the defendant.â Id. at 293. But because
plaintiffs are âno[t] obligat[ed] to plead a violation of clearly
established law in order to avoid dismissal on qualified
immunity grounds,â id., even well-pleaded complaints may not
include sufficient facts to allow a court to identify the right
12
with the requisite specificity, see, e.g., Russell v. Richardson,
905 F.3d 239, 253(3d Cir. 2018). So the fact-bound nature of the clearly established inquiry combined with the dearth of facts at the pleading stage makes it âdifficult for a defendant to claim qualified immunity on the pleadings before discovery and before the parties (much less the courts)â uncover the precise contours of the officialâs conduct and the context in which it occurred. Evans-Marshall v. Bd. of Educ. of Tipp City Exempted Vill. Sch. Dist.,428 F.3d 223, 235
(6th Cir. 2005) (Sutton, J., concurring); see also Joanna C. Schwartz, How Qualified Immunity Fails,127 Yale L.J. 2
, 38, 53â54 (2017)
(analyzing qualified immunity cases from five districts over a
two-year period and concluding that motions to dismiss on
qualified immunity grounds are granted less than 10% of the
time).
In such cases, the district court must deny the motion to
dismiss and seek to resolve qualified immunity at summary
judgment. That is because, when a court cannot determine on
the face of the complaint whether a âreasonable official would
have understoodâ that what he did violated the asserted
constitutional right, Mullenix v. Luna, 577 U.S. 7, 11(2015) (per curiam) (quoting Reichle v. Howards,566 U.S. 658, 664
(2012)), the plaintiff âwill be entitled to some discovery,â
Thomas, 463 F.3d at 301. But â[u]ntil the Rule 12(b)(6) motion
is resolved, all discovery [related to the claims subject to the
qualified immunity defense] must be stayed.â 6 Id. at 302. So
6
This limitation on discovery does not forbid a district court
from exercising its discretion to allow discovery to proceed on
claims not subject to a qualified immunity defense while the
Rule 12(b)(6) motion is pending, even if the information
sought overlaps with claims subject to a qualified immunity
13
before ordering any discovery, a 12(b)(6) motion on qualified
immunity grounds must be denied. 7 Of course, a district court
defense. See In re Orthopedic Bone Screw Prod. Liab. Litig.,
264 F.3d 344, 365 (3d Cir. 2001); In re Fine Paper Antitrust Litig.,685 F.2d 810, 817
(3d Cir. 1982). 7 To be sure, before ruling on the motion to dismiss, a district court has discretion to order the plaintiff to reply to the qualified immunity defense under Rule 7(a)(7) or grant a defendantâs motion for a more definite statement under Rule 12(e). See Thomas v. Indep. Twp.,463 F.3d 285
, 301 (3d Cir. 2006). But the more-definite-statement route is appropriate only in the ârare case,â Schaedler v. Reading Eagle Publân, Inc.,370 F.2d 795, 798
(3d Cir. 1967), such as in Thomas, where (1) the âpleading . . . is so vague or ambiguousâ that the defendant cannot respond with his qualified immunity defense without prejudice to himself and (2) the requested information is both peculiarly within the plaintiffâs knowledge and tailored to framing the defendantâs response, 463 F.3d at 301 (quoting Fed. R. Civ. P. 12(e)); see also 5C Charles C. Wright & Arthur H. Miller, Federal Practice and Procedure § 1376 (â[T]he class of pleadings that are appropriate subjects for a motion under Rule 12(e) is quite smallâ because Rule 12(e)âs purpose âis to permit litigants to procure information needed to frame a responsive pleading, not as a substitute for discovery.â). Post- Iqbal, such cases are even rarer because overly vague or ambiguous complaints will not survive a 12(b)(6) motion. See Russell v. Richardson,905 F.3d 239, 253
(3d Cir. 2018) (explaining that Rule 12(e) is not appropriate when the complaint âis not devoid of factual allegationsâ); Chapman v. Yellow Cab Coop.,875 F.3d 846, 849
(7th Cir. 2017). So, as
district courts have repeatedly concluded, when the complaint
14
may âlimit the timing, sequence, frequency, and extent of that
discovery under Rule 26,â id. at 301, and âshould give priority
to discovery concerning issues that bear upon the qualified
immunity defense,â Crawford-El v. Britton, 523 U.S. 574, 600
(1998).
In short, âthe fact-intensive nature of qualified
immunity makes it often a bad fit for Rule 12(b)(6).â Siefert v.
Hamilton County, 951 F.3d 753, 761(6th Cir. 2020). And âbecause a qualified immunity defense so closely depends on the facts of the case, a complaint is generally not dismissed under Rule 12(b)(6) on qualified immunity grounds,â Reed v. Palmer,906 F.3d 540, 548
(7th Cir. 2018) (cleaned up), but rather at summary judgment, 8 see Fogle, 957 F.3d at 162 n.14. is well-pleaded, Rule 12(e) has limited utility, see, e.g., Dudley v. Smick,751 F. Supp. 3d 514
, 528â29 (W.D. Pa. 2023); Garanin v. City of Scranton, No. 3:19-CV-1275,2019 WL 6875541
, at *6 (M.D. Pa. Dec. 17, 2019), though they have âbroad discretion to utilize these procedures in a manner that is useful and equitable to the parties,â Thomas, 463 F.3d at 301; Fogle v. Sokol,957 F.3d 148
, 162 n.14 (3d Cir. 2020) (âWe defer to the District Court to determine the best path.â). 8 Our sister circuits have come to the same conclusion. See, e.g., Riddick v. Barber,109 F.4th 639
, 650 n.5 (4th Cir. 2024) (âQualified immunity defenses are usually not successful at this early stage in the proceedings, where plaintiffs must present only a claim that is plausible on its face. Instead, qualified immunity typically is best addressed at the summary judgment stage after the facts have been developed through discovery.â (cleaned up)); Thompson v. Ragland,23 F.4th 1252, 1256
(10th Cir. 2022) (âBecause they turn on a fact-
15
B. Whether the District Court Erred in Denying
Qualified Immunity
The District Court correctly determined the Complaint
plausibly pleaded a violation of Kimberlyâs Fourteenth
Amendment right to be free from objectively unreasonable
excessive force that amounts to punishment. See Kingsley v.
Hendrickson, 576 U.S. 389, 397â98 (2015). So under our analytical framework for analyzing qualified immunity at the 12(b)(6) stage, Defendants are entitled to dismissal only if they can show, based on the pleadings alone, that this right was neither clearly established nor obvious. 9 Leveto, 258 F.3d at bound inquiry, âqualified immunity defenses are typically resolved at the summary judgment stageâ rather than on a motion to dismiss.â (quoting Thomas v. Kaven,765 F.3d 1183, 1194
(10th Cir. 2014))); Reed v. Palmer,906 F.3d 540, 549
(7th Cir. 2018); Keates v. Koile,883 F.3d 1228, 1235
(9th Cir. 2018); Wesley v. Campbell,779 F.3d 421, 433
(6th Cir. 2015) (â[I]t is generally inappropriate for a district court to grant a 12(b)(6) motion to dismiss on the basis of qualified immunity.â); Giragosian v. Bettencourt,614 F.3d 25, 29
(1st Cir. 2010) (âIt is not always possible to determine before any discovery has occurred whether a defendant is entitled to qualified immunity.â); McKenna v. Wright,386 F.3d 432, 434
(2d Cir. 2004) (concluding âthat a qualified immunity defense
. . . faces a formidable hurdle when advanced on [a 12(b)(6)]
motionâ).
9
Defendants argue they also win on âthe first prongâ because
the Complaint did not plead âfacts which demonstrate that each
. . . Defendant violated Ms. Stringerâs clearly established
constitutional rights.â Opening Br. 25, 28 (emphasis added).
But that conflates the two prongs of qualified immunity. Prong
16
161 (âQualified immunity will be upheld on a 12(b)(6) motion
only when the immunity is established on the face of the
complaint.â (cleaned up)). Defendants concur with the District
Court that the Complaint is not sufficiently specific to make
this fact-bound determination. Yet they offer three other
arguments for why they should prevail. None passes muster.
First, Defendants contend that âthe lack of requisite
factual detailâ precluding a meaningful analysis of the clearly
established prong ârequires a finding of qualified immunity.â
Opening Br. 17, 24 (emphasis added). In their view, âif the
District Court could not discern whether it would have been
clear to [them] that using a restraint chair and [pepper] spray
on a[] . . . mentally ill pretrial detainee violated a clearly
established constitutional right, then qualified immunity must
be found and the motion to dismiss granted.â Id. at 16. But
this argument flips our precedent on its head.
Because âthe burden of pleading qualified immunity
rests with the defendant, not the plaintiff,â Thomas, 463 F.3d
at 293, an âabsence of detailed factual allegations supporting a
plaintiffâs claim for relief under § 1983 does not . . . establish
defendantsâ immunity,â id. at 289. Instead, as âqualified
immunity will be upheld on a 12(b)(6) motion only when the
immunity is established on the face of the complaint,â id. at
291, a defendant cannot carry his burden where, as here, a
complaint makes out a violation of a constitutional right but is
one is satisfied whenever a plaintiff sufficiently pleads a
general constitutional violation under Rule 8(a)(2): There is no
daylight between the first prong of the qualified immunity
inquiry and a 12(b)(6) analysis. See Thomas, 463 F.3d at 295;
Kedra v. Schroeter, 876 F.3d 424, 435 (3d Cir. 2017).
17
not specific enough to assess whether the right at issue was
clearly established when the event occurred, see id. at 293.
Defendantsâ second argument is simply the flip side of
the same coin. They challenge the District Courtâs conclusion
that the clearly established inquiry was premature and that the
Court was âobligatedâ to conduct a â[f]ull,â detailed qualified
immunity analysis before denying their motion to dismiss.
Opening Br. 17, 19. That argument, however, conflates the
standard for dismissal at the pleading stage with that at
summary judgment.
We ourselves have repeatedly stated that resolution of a
qualified immunity defense is âpremature when there are
unresolved disputes of historical fact relevant to the immunity
analysis.â Reilly v. City of Atl. City, 532 F.3d 216, 234(3d Cir. 2008) (quoting Wright v. City of Philadelphia,409 F.3d 595, 599
(3d Cir. 2005)); Phillips,515 F.3d at 242
n.7; Curley,298 F.3d at 278
; see also Kovats v. Rutgers,822 F.2d 1303
, 1313â
14 (3d Cir. 1987) (holding that a qualified immunity
determination was âprematureâ when the âlegal issues [were]
inextricably intertwined with the factual issuesâ and âthere has
been no discovery on th[ose] factual issuesâ). And discovery
related to the claims against which qualified immunity is
asserted is not permitted â[u]ntil the Rule 12(b)(6) motion is
resolved.â Thomas, 463 F.3d at 302. So when the clearly
established inquiry âis not possibleâ at the pleading stage
without a more developed factual record, a district court must
reject qualified immunity as âpremature,â deny the motion to
18
dismiss, and proceed with at least limited discovery. Schrob v.
Catterson, 948 F.2d 1402, 1421 (3d Cir. 1991). 10
That is precisely what occurred when the District Court
concluded Defendantsâ request for qualified immunity was
âprematureâ because it could not, without further factual
development, âdetermine whether it would have been clear to
any of the [Defendants] that their conduct was unlawful when
interacting with Stringer.â Stringer, 2023 WL 2163871, at *5
n.7. Even Defendants concede that a proper analysis of the
second prong was âimpossibleâ because the Complaint lacks
vital âfactsâ and âdetailsâ needed to understand the specifics of
what happened in BCCF, Opening Br. 21â22, including
whether the use of force or restraint chair was punitive or done
for the security of the prison or Kimberlyâs safety, how long
she was confined to the restraint chair or pepper sprayed, and
whether she was a danger to herself.
Such factual questions must be answered before weâ
or the District Courtâcan define the right with appropriate
specificity and reach âthe crucial questionâ at the core of the
qualified immunity analysis: âwhether the [Defendants] acted
reasonably in the particular circumstances that [they] faced.â
Plumhoff v. Rickard, 572 U.S. 765, 779(2014) (emphasis added). And specificity is âespecially importantâ in excessive- force cases, Mullenix,577 U.S. at 12
, because the âreasonab[leness] of force often hinges on the details of an 10 See also Al Shimari v. CACI Intâl, Inc.,679 F.3d 205, 220
(4th Cir. 2012) (en banc) (âFundamentally, a court is entitled to have before it a proper record, sufficiently developed through discovery proceedings, to accurately assess any claim, including one of immunity.â); Giragosian,614 F.3d at 29
.
19
individual case,â Jacobs v. Cumberland County, 8 F.4th 187,
196(3d Cir. 2021). Here, for example, when Kimberly was not responding to the directives of the guards, was she actively resisting or merely non-compliant? See Goodwin v. City of Painesville,781 F.3d 314, 326
(6th Cir. 2015). Did she âpose a threat to [her]self or othersâ each time she was placed in the restraint chair? Young v. Martin,801 F.3d 172, 173
(3d Cir.
2015). If she did, for how long was she handcuffed and
restrained, and did she remain in this state even after she no
longer posed a threat? Why was she pepper-sprayed and for
how long? What prior knowledge of her condition did each
Defendant have when they took the alleged actions? Put
simply, Defendantsâ immunity defense cannot be resolved
without some discovery, so the District Court properly denied
the Defendantsâ motion to dismiss and indicated it would
consider qualified immunity at summary judgment. 11
Defendants next argue that the District Court erred by
failing to conduct a qualified immunity analysis for each
individual Defendant based on his specific conduct. At the
pleading stage, however, the Stringers only needed to state a
claim as to each individual Defendant for a constitutional
violation, and the complaint alleges that all Defendants either
authorized or engaged in conduct that amounted to excessive
forceâincluding pepper spraying Kimberly, handcuffing her,
and placing her in a restraint chair for an indeterminate amount
of time. At this stage, we must accept these allegations as true,
drawing all reasonable inferences in favor of Plaintiffs. Kedra,
876 F.3d at 434. And while discovery may allow the District
11
Defendants acknowledged at oral argument that a more
definite statement would be unhelpful in this case, and, upon
remand, that limited discovery would be the best path forward.
20
Court to differentiate between the Defendants claiming
immunity, see Grant, 98 F.3d at 122â23; Rouse v. Plantier, 182
F.3d 192, 200 (3d Cir. 1999), the Court was within its
discretion to postpone that decision until that discovery was
obtained. 12
In sum, because âresolution of the qualified immunity
of [Defendants] is not possibleâ until âthe record is . . .
expanded,â the District Court âcorrectly determined that
dismissal on a 12(b)(6) motion in this case was premature and
that the case would be better decided on summary judgment.â
Schrob, 948 F.2d at 1421. We âexpress no opinionâ on the objective reasonableness of Defendantsâ actions because the District Court âis in a better position to resolve these issues on a motion for summary judgment after supplementation of the record.âId.
Instead, â[b]ecause the record before us is insufficient for determination of [Defendantsâ] claim of qualified immunity, . . . we will remand to the district court for further development of the recordâ with respect to that defense. Brown v. United States,851 F.2d 615, 617
(3d Cir. 1988).
IV. Conclusion
For these reasons, we will affirm the District Courtâs
order denying the motion to dismiss on qualified immunity
grounds without prejudice and remand with instructions for the
District Court to conduct limited discovery tailored to
uncovering those facts needed to rule on Appellantsâ immunity
defense.
12
Although two video recordings of Defendantsâ encounters
with Kimberly allegedly exist, the Defendants allegedly have
refused to turn over those recordings and other recordings
requested by Kimberlyâs parents.
21