Bryan Range v. Attorney General United States
Citation124 F.4th 218
Date Filed2024-12-23
Docket21-2835
Cited73 times
StatusPublished
Full Opinion (html_with_citations)
PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
______________
No. 21-2835
______________
BRYAN DAVID RANGE,
Appellant
v.
ATTORNEY GENERAL UNITED STATES OF AMERICA;
REGINA LOMBARDO, Acting Director, Bureau of Alcohol,
Tobacco, Firearms and Explosives
______________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 5:20-CV-03488)
District Judge: Honorable Gene E.K. Pratter
______________
Argued before Merits Panel on September 19, 2022
Argued En Banc on February 15, 2023
Reargued En Banc on October 9, 2024 on Remand from the
Supreme Court of the United States
______________
Before: CHAGARES, Chief Judge, JORDAN, HARDIMAN,
SHWARTZ, KRAUSE, RESTREPO, BIBAS, PORTER,
MATEY, PHIPPS, FREEMAN, MONTGOMERY-REEVES,
CHUNG, ROTH,* and AMBRO,**
Circuit Judges.
(Filed: December 23, 2024)
William V. Bergstrom
Peter A. Patterson [Argued]
David H. Thompson
Cooper & Kirk
1523 New Hampshire Avenue, N.W.
Washington, DC 20036
Michael P. Gottlieb
Vangrossi & Recchuiti
319 Swede Street
Norristown, PA 19401
Counsel for the Appellant
Joseph G. S. Greenlee
Firearms Policy Coalition Action
5550 Painted Mirage Road
*
Judge Roth is participating as a member of the en banc court
pursuant to 3d Cir. I.O.P. 9.6.4.
**
Judge Ambro assumed senior status on February 6, 2023 and
elected to continue participating as a member of the en banc
court pursuant to 3d Cir. I.O.P. 9.6.4.
2
Suite 320
Las Vegas, NV 89149
Counsel for Amici Curiae FPC Action Foundation and
Firearms Policy Coalition, Inc. in Support of Appellant
Elisa A. Long
Lisa B. Freeland
Renee Pietropaolo
Eleni Kousoulis
K. Anthony Thomas
Helen A. Marino
Heidi R. Freese
Matthew Campbell
Office of Federal Public Defender
1001 Liberty Avenue
1500 Liberty Center
Pittsburgh, PA 15222
Counsel for Amicus Curiae Federal Public &
Community Defender Organization of the Third
Circuit in Support of Appellant
Brian M. Boynton
Jacqueline C. Romero
Mark B. Stern
Michael S. Raab
Abby C. Wright
Kevin B. Soter [Argued]
United States Department of Justice
Civil Division
950 Pennsylvania Avenue, N.W.
3
Washington, DC 20530
Counsel for the Appellees
Janet Carter
Everytown Law
450 Lexington Avenue
P.O. Box 4148
New York, NY 10017
Counsel for Amicus Curiae Everytown for Gun Safety
in Support of Appellees
______________
OPINION OF THE COURT
______________
HARDIMAN, Circuit Judge, filed the Opinion of the Court
with whom CHAGARES, Chief Judge, and JORDAN, BIBAS,
PORTER, MATEY, PHIPPS, FREEMAN, MONTGOMERY-
REEVES, and CHUNG, Circuit Judges, join. MATEY,
Circuit Judge, filed a concurring opinion. PHIPPS, Circuit
Judge, filed a concurring opinion. KRAUSE, Circuit Judge,
filed an opinion concurring in the judgment, with whom
ROTH, Circuit Judge, joins in part. ROTH, Circuit Judge,
filed an opinion concurring in the judgment, with whom
KRAUSE and CHUNG, Circuit Judges, join in part. AMBRO,
Circuit Judge, concurs in the judgment only. SHWARTZ,
Circuit Judge, filed a dissenting opinion with whom
RESTREPO, Circuit Judge, joins.
4
Bryan Range appeals the District Courtâs summary
judgment rejecting his claim that the federal âfelon-in-
possessionâ lawâ18 U.S.C. § 922(g)(1)âviolates his Second
Amendment right to keep and bear arms. We agree with Range
that, despite his false statement conviction, he remains among
âthe peopleâ protected by the Second Amendment. And
because the Government did not carry its burden of showing
that the principles underlying our Nationâs history and tradition
of firearm regulation support disarming Range, we will reverse
and remand.
I
A
The material facts are undisputed. In 1995, Range
pleaded guilty in the Court of Common Pleas of Lancaster
County to one count of making a false statement to obtain food
stamps in violation of Pennsylvania law. See 62 Pa. Stat. Ann.
§ 481(a). In those days, Range was earning between $9.00 and
$9.50 an hour as he and his wife struggled to raise three young
children on $300 per week. Rangeâs wife prepared an
application for food stamps that understated Rangeâs income,
which she and Range signed. Though he did not recall
reviewing the application, Range accepted full responsibility
for the misrepresentation.
Range was sentenced to three yearsâ probation, which
he completed without incident. He also paid $2,458 in
restitution, $288.29 in costs, and a $100 fine. Other than his
1995 conviction, Rangeâs criminal history is limited to minor
traffic and parking infractions and a summary offense for
fishing without a license.
5
When Range pleaded guilty in 1995, his conviction was
classified as a Pennsylvania misdemeanor punishable by up to
five yearsâ imprisonment. That conviction precludes Range
from possessing a firearm because federal law generally makes
it âunlawful for any person . . . who has been convicted in any
court, of a crime punishable by imprisonment for a term
exceeding one yearâ to âpossess in or affecting commerce, any
firearm or ammunition.â 18 U.S.C. § 922(g)(1). Although state misdemeanors are excluded from that prohibition if they are âpunishable by a term of imprisonment of two years or less,â18 U.S.C. § 921
(a)(20)(B), that safe harbor provided no refuge
for Range because he faced up to five yearsâ imprisonment.
In 1998, Range tried to buy a firearm but was rejected
by Pennsylvaniaâs instant background check system. Rangeâs
wife, thinking the rejection a mistake, gifted him a deer-
hunting rifle. Years later, Range tried to buy a firearm and was
rejected again. After researching the reason for the denial,
Range learned he was barred from buying a firearm because of
his 1995 conviction. Range then sold his deer-hunting rifle to
a firearms dealer.
B
In 2020, Range sued in the United States District Court
for the Eastern District of Pennsylvania, seeking a declaration
that § 922(g)(1) violates the Second Amendment as applied to
him. He also requested an injunction prohibiting the lawâs
enforcement against him. Range asserts that but for
§ 922(g)(1), he would âfor sureâ purchase another deer-
hunting rifle and âmaybe a shotgunâ for self-defense at home.
App. 197â98. Range and the Government cross-moved for
summary judgment.
6
The District Court granted the Governmentâs motion.
Range v. Lombardo, 557 F. Supp. 3d 609, 611 (E.D. Pa. 2021). Faithfully applying our then-controlling precedents, the Court held that Rangeâs crime was âseriousâ enough to deprive him of his Second Amendment rights.Id.
In doing so, the Court noted the two-step framework we established in United States v. Marzzarella,614 F.3d 85
(3d Cir. 2010). Range, 557 F. Supp. 3d at 613. The Court beganâand endedâits analysis at the first step. It considered five factors to determine whether Rangeâs conviction made him an âunvirtuous citizenâ of the kind historically barred from possessing a firearm: (1) whether the conviction was classified as a misdemeanor or a felony; (2) whether the elements of the offense involved violence; (3) the sentence imposed; (4) whether there was a cross-jurisdictional consensus as to the seriousness of the crime, Binderup v. Attây Gen.,836 F.3d 336
, 351â52 (3d Cir. 2016) (en banc) (plurality); and (5) the potential for physical harm to others created by the offense, Holloway v. Attây Gen.,948 F.3d 164
,
173 (3d Cir. 2020). Range, 557 F. Supp. 3d at 613â14.
The Government conceded that four of the five factors
favored Range because he was convicted of a nonviolent, non-
dangerous misdemeanor and had not been incarcerated. Id. at
614. But the District Court held the âcross-jurisdictional consensusâ factor favored the Government because about 40 jurisdictions would have classified his crime as a felony.Id.
at 614â15. Noting that our decisions in Holloway, 948 F.3d at 177, and Folajtar v. Attây Gen.,980 F.3d 897
, 900 (3d Cir.
2020), had rejected as-applied challenges to § 922(g)(1)
despite only one of the relevant factors weighing in the
Governmentâs favor, the District Court held that the cross-
jurisdictional consensus alone sufficed to disarm Range.
Range, 557 F. Supp. 3d at 615â16. Range timely appealed.
7
While Rangeâs appeal was pending, the Supreme Court
decided New York State Rifle & Pistol Assân, Inc. v. Bruen, 597
U.S. 1(2022). The parties then submitted supplemental briefing on Bruenâs impact. A panel of this Court affirmed the District Courtâs summary judgment, holding that the Government had met its burden to show that § 922(g)(1) reflects the Nationâs historical tradition of firearm regulation such that Rangeâs conviction âplaces him outside the class of people traditionally entitled to Second Amendment rights.â Range v. Attây Gen.,53 F.4th 262
, 266 (3d Cir. 2022) (per
curiam).
Range petitioned for rehearing en banc. We granted the
petition and vacated the panel opinion. Range v. Attây Gen., 56
F.4th 992(3d Cir. 2023). The en banc Court reversed and remanded for the District Court to enter a declaratory judgment for Range. We concluded that Range remained one of âthe peopleâ protected by the Second Amendment and that the Government did not show the Nation has a longstanding history and tradition of disarming people like Range. Range v. Attây Gen.,69 F.4th 96
, 98 (3d Cir. 2023) (en banc). The
Government petitioned the Supreme Court for a writ of
certiorari.
While the Governmentâs petition was pending, the
Supreme Court decided United States v. Rahimi, 144 S. Ct.
1889(2024). The Court then vacated our en banc decision in Range and remanded for further consideration. Garland v. Range,144 S. Ct. 2706
(2024). The parties and amicus filed
more briefs and we heard argument again.
8
II
The District Court had jurisdiction under 28 U.S.C.
§ 1331because Rangeâs complaint raised a federal question: whether the federal felon-in-possession law,18 U.S.C. § 922
(g)(1), violates the Second Amendment as applied to Range. We have jurisdiction under28 U.S.C. § 1291
.
III
In District of Columbia v. Heller, the Supreme Court
held that the Second Amendment guarantees an individual
right to keep and bear arms unconnected with militia service.
554 U.S. 570, 583â84 (2008). Given that right, the Court held unconstitutional a District of Columbia law that banned handguns and required other âfirearms in the home be rendered and kept inoperable at all times.âId. at 630
. It reached that conclusion after scrutinizing the text of the Second Amendment and deducing that it âcodified a pre-existing right.âId. at 592
. The Heller opinion did not apply intermediate or strict scrutiny. In fact, it did not apply means- end scrutiny at all. But in response to Justice Breyerâs dissent, the Court noted in passing that the challenged law would be unconstitutional â[u]nder any of the standards of scrutiny that we have applied to enumerated constitutional rights.âId.
at
628â29.
Many courts around the country, including this one,
overread that passing comment to require a two-step approach
in Second Amendment cases, utilizing means-end scrutiny at
the second step. We did so for the first time in Marzzarella,
614 F.3d at 97, and we continued down that road for over a decade. See, e.g., Drake v. Filko,724 F.3d 426, 429
, 434â40
(3d Cir. 2013); Binderup, 836 F.3d at 344â47, 353â56; Assân
9
of N.J. Rifle & Pistol Clubs, Inc. v. Attây Gen. N.J., 910 F.3d
106, 117(3d Cir. 2018); Beers v. Attây Gen.,927 F.3d 150
, 154â55 (3d Cir. 2019), vacated as moot sub nom. Beers v. Barr,140 S. Ct. 2758
(2020); Holloway, 948 F.3d at 169â72;
Folajtar, 980 F.3d at 901.
Bruen rejected the two-step approach as âone step too
many.â 597 U.S. at 19. The Supreme Court declared: âHeller
and McDonald do not support applying means-end scrutiny in
the Second Amendment context.â Id. Instead, those cases teach
âthat when the Second Amendmentâs plain text covers an
individualâs conduct, the Constitution presumptively protects
that conduct.â Id. at 17. And â[o]nly if a firearm regulation is
consistent with this Nationâs historical tradition may a court
conclude that the individualâs conduct falls outside the Second
Amendmentâs âunqualified command.ââ Id. (quoting
Konigsberg v. State Bar of Cal., 366 U.S. 36, 50 n.10 (1961)).
Applying that standard, Bruen held âthat the Second and
Fourteenth Amendments protect an individualâs right to carry
a handgun for self-defense outside the home.â Id. at 10. But the
âwhereâ question decided in Bruen is not at issue here. Rangeâs
appeal instead requires us to examine who is among âthe
peopleâ protected by the Second Amendment. U.S. Const.
amend. II; see Bruen, 597 U.S. at 72 (Alito, J., concurring)
(âOur holding decides nothing about who may lawfully
possess a firearm . . . .â); see also Eugene Volokh,
Implementing the Right to Keep and Bear Arms for Self-
Defense: An Analytical Framework and a Research Agenda,
56 UCLA L. Rev. 1443 (2009) (distinguishing among âwho,â
âwhat,â âwhere,â âwhen,â and âhowâ restrictions). Range
claims he is one of âthe peopleâ entitled to keep and bear arms
and that our Nation has no historical tradition of disarming
people like him. The Government responds that Range has not
10
been one of âthe peopleâ since 1995, when he pleaded guilty
in Pennsylvania state court to making a false statement on his
food stamp application, and that his disarmament is historically
supported.
IV
Having explained how Bruen abrogated our Second
Amendment jurisprudence, we now apply the Supreme Courtâs
established method to the facts of Rangeâs case. Both sides
agree that we no longer conduct means-end scrutiny. And as
the panel wrote: âBruenâs focus on history and tradition,â
means that âBinderupâs multifactored seriousness inquiry no
longer applies.â Range, 53 F.4th at 270 n.9.
After Bruen, we must first decide whether the text of the
Second Amendment applies to a person and his proposed
conduct. 597 U.S. at 31â33. If it does, the government now
bears the burden of proof: it âmust affirmatively prove that its
firearms regulation is part of the historical tradition that
delimits the outer bounds of the right to keep and bear arms.â
Id. at 19.
A
We begin with the threshold question: whether Range is
one of âthe peopleâ who have Second Amendment rights. The
Government contends that the Second Amendment does not
apply to Range at all because â[t]he right to bear arms has
historically extended to the political community of law-
abiding, responsible citizens.â Govât En Banc Br. at 2. So
11
Rangeâs 1995 conviction, the Government insists, removed
him from âthe peopleâ protected by the Second Amendment.
The Supreme Court referred to âlaw-abiding citizensâ
in Heller. In response to Justice Stevensâs dissent, which relied
on United States v. Miller, 307 U.S. 174(1939), the Court reasoned that âthe Second Amendment does not protect those weapons not typically possessed by law-abiding citizens for lawful purposes.â Heller,554 U.S. at 625
. In isolation, this language seems to support the Governmentâs argument. But Heller said more; it explained that âthe peopleâ as used throughout the Constitution âunambiguously refers to all members of the political community, not an unspecified subset.âId. at 580
. So the Second Amendment right, Heller said, presumptively âbelongs to all Americans.âId. at 581
.
Range cites these statements to argue that âlaw-abiding
citizensâ should not be read âas rejecting Hellerâs
interpretation of âthe people.ââ Range Pet. for Rehâg at 8. We
agree with Range for four reasons.
First, the criminal histories of the plaintiffs in Heller,
McDonald, and Bruen were not at issue in those cases. So their
references to âlaw-abiding, responsible citizensâ were dicta.
And while we heed that phrase, we are careful not to overread
it as we and other circuit courts did with Hellerâs statement that
the District of Columbia firearm law would fail under any form
of heightened scrutiny.
Second, other constitutional provisions refer to âthe
people.â1 For instance, âthe peopleâ are recognized as having
1
See, e.g., U.S. Const. pmbl. (âWe the People of the United
States . . . .â (emphasis added)); id. amend. IX (recognizing
12
rights to assemble peaceably, to petition the government for
redress,2 and to be protected against unreasonable searches and
seizures.3 Felons are not categorically barred from First
Amendment or Fourth Amendment protection because of their
status. It is true, however, that prisoners have no First
Amendment right to peaceably assemble, see Pell v. Procunier,
417 U.S. 817, 822(1974), and no Fourth Amendment right as to prison-cell searches. Hudson v. Palmer,468 U.S. 517, 526
(1984). We see no reason to adopt a reading of âthe peopleâ
that excludes Americans from the scope of the Second
Amendment while they retain their constitutional rights in
other contexts.
Third, as the plurality stated in Binderup: âThat
individuals with Second Amendment rights may nonetheless
be denied possession of a firearm is hardly illogical.â 836 F.3d
at 344(Ambro, J.). That statement tracks then-Judge Barrettâs dissenting opinion in Kanter v. Barr, in which she persuasively explained that âall people have the right to keep and bear arms,â though the legislature may constitutionally âstrip certain groups of that right.â919 F.3d 437, 452
(7th Cir. 2019). rights âretained by the peopleâ);id.
amend. X (acknowledging
the powers reserved âto the peopleâ).
2
U.S. Const. amend. I (âCongress shall make no law
respecting . . . the right of the people peaceably to assemble,
and to petition the Government for a redress of grievances.â
(emphasis added)).
3
U.S. Const. amend. IV (âThe right of the people to be secure
in their persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not be violated . . . .â
(emphasis added)).
13
We agree with that statement in Binderup and then-Judge
Barrettâs reasoning.
Fourth, as the Government concedes, see Govât Range
II En Banc Br. 25, Rahimi makes clear that citizens are not
excluded from Second Amendment protections just because
they are not âresponsible.â See Rahimi, 144 S. Ct. at 1903. The
Supreme Court cautioned that âresponsibleâ is too vague a
concept to dictate the Second Amendmentâs applicability and
using the term that way would create an âunclear . . . ruleâ that
does not âderive from [Supreme Court] case law.â Id. So too
with the phrase âlaw-abiding.â Does it exclude those who have
committed summary offenses or petty misdemeanors, which
typically result in a ticket and a small fine? No. We are
confident that the Supreme Courtâs references to âlaw-abiding,
responsible citizensâ do not mean that every American who
gets a traffic ticket is no longer among âthe peopleâ protected
by the Second Amendment. Perhaps, then, the category refers
only to those who commit âreal crimesâ like felonies or felony-
equivalents? At English common law, felonies were so serious
they were punishable by estate forfeiture and even death. 4
William Blackstone, Commentaries on the Laws of England 54
(1769). But at the Founding, many states were moving away
from making feloniesâincluding crimes akin to making false
statementsâpunishable by death in America. See United
States v. Moore, 111 F.4th 266, 270â72 (3d Cir. 2024) (citing
various Founding-era felony laws and penalties). For example,
in Massachusetts, New Jersey, Kentucky, Virginia,
Connecticut, and New York, forgery and counterfeiting were
punishable with imprisonment, hard labor, fines, or corporal
14
punishment, but not death.4 Federally, the Crimes Act of 1790
criminalized conduct involving falsification of records and
stealing property of the United States, and punished such
conduct with fines, corporal punishment, or a term of
imprisonment.5 And today, felonies include a wide swath of
crimes, some of which seem minor.6 Meanwhile, some
4
James T. Mitchell et al., Compiled Statutes at Large of
Pennsylvania from 1682 to 1801 (1700-1809); An Act to
Prevent Forgery, And For the Punishment of Those Who Are
Guilty of the Same. 1784 Mass. Acts Ch. 67; Virginia,
Collection of All Such Acts of the General Assembly of
Virginia, of a Public or Permanent Nature, as are Now in Force
(1803); Harry Toulmin, Collection of All the Public and
Permanent Acts of the General Assembly of Kentucky Which
Are Now in Force (1802); Acts and Laws of the State of
Connecticut (1784); William Paterson, Laws of the State of
New Jersey (1800); Thomas Greenleaf, Laws of the State of
New York, Comprising the Constitution, and the Acts of the
Legislature, since the Revolution, from the First to the
Fifteenth Session (1797).
5
See Crimes Act of 1790, §§ 14â15, 1 Stat. 122, 115â16. 6 See, e.g.,18 U.S.C. § 1464
(uttering âany obscene, indecent, or profane language by means of radio communicationâ);Mich. Comp. Laws Ann. § 445
.574a(2)(d) (returning out-of-
state bottles or cans); 18 Pa. Cons. Stat. Ann. § 3929.1 (third
offense of library theft of more than $150); id. § 7613 (reading
anotherâs email without permission).
15
misdemeanors seem serious.7 As the Supreme Court noted
recently: âa felon is not always more dangerous than a
misdemeanant.â Lange v. California, 594 U.S. 295, 305 (2021)
(cleaned up).
At root, the Governmentâs claim that âfelons are not
among âthe peopleâ protected by the Second Amendment,â see
Govât Range II En Banc Br. 9 n.1, devolves authority to
legislators to decide whom to exclude from âthe people.â We
reject that approach because such âextreme deference gives
legislatures unreviewable power to manipulate the Second
Amendment by choosing a label.â Folajtar, 980 F.3d at 912
(Bibas, J., dissenting). And that deference would contravene
Hellerâs reasoning that âthe enshrinement of constitutional
rights necessarily takes certain policy choices off the table.â
554 U.S. at 636; see also Bruen, 597 U.S. at 26 (warning
against âjudicial deference to legislative interest balancingâ).
In sum, we reject the Governmentâs contention that
âfelons are not among âthe peopleâ protected by the Second
Amendment.â Heller and its progeny lead us to conclude that
Bryan Range remains among âthe peopleâ despite his 1995
false statement conviction.
Having determined that Range is one of âthe people,â
we turn to the easy question: whether § 922(g)(1) regulates
Second Amendment conduct. It does. Rangeâs requestâto
possess a rifle to hunt and a shotgun to defend himself at
homeâtracks the constitutional right as defined by Heller. 554
7
See, e.g., 18 Pa. Cons. Stat. Ann. § 2504 (involuntary
manslaughter); id. § 2707 (propulsion of missiles into an
occupied vehicle or onto a roadway); 11 Del. Code § 881
(bribery).
16
U.S. at 582 (â[T]he Second Amendment extends, prima facie,
to all instruments that constitute bearable arms, even those that
were not in existence at the time of the founding.â). So âthe
Second Amendmentâs plain text covers [Rangeâs] conduct,â
and âthe Constitution presumptively protects that conduct.â
Bruen, 597 U.S. at 17.
B
Because Range and his proposed conduct are protected
by the Second Amendment, we now ask whether the
Government can strip him of his right to keep and bear arms.
To answer that question, we must determine whether the
Government has shown that applying § 922(g)(1) to Range
would be âconsistent with the Nationâs historical tradition of
firearm regulation.â Id. at 24. We hold that the Government has
not carried its burden.
To preclude Range from possessing firearms, the
Government must show that § 922(g)(1), as applied to him, âis
part of the historical tradition that delimits the outer bounds of
the right to keep and bear arms.â Id. at 19. Historical tradition
can be established by analogical reasoning, which ârequires
only that the government identify a well-established and
representative historical analogue, not a historical twin.â Id. at
30. To be compatible with the Second Amendment, modern
laws must be âârelevantly similarâ to laws that our tradition is
understood to permit.â Rahimi, 144 S. Ct. at 1898 (quoting
Bruen, 597 U.S. at 29). âWhy and how the regulation burdens
the right are central to this inquiry.â Id.
In attempting to carry its burden, the Government relies
on the Supreme Courtâs statement in Heller that ânothing in
our opinion should be taken to cast doubt on longstanding
17
prohibitions on the possession of firearms by felons.â 554 U.S.
at 626. A plurality of the Court reiterated that point in McDonald v. City of Chicago,561 U.S. 742, 786
(2010). In his
concurring opinion in Bruen, Justice Kavanaugh, joined by the
Chief Justice, wrote that felon-in-possession prohibitions are
âpresumptively lawfulâ under Heller and McDonald. 597 U.S.
at 81 (quoting Heller, 554 U.S. at 626â27 & n.26).8
Section 922(g)(1) is a straightforward âprohibition[ ] on
the possession of firearms by felons.â Heller, 554 U.S. at 626. And since 1961 âfederal law has generally prohibited individuals convicted of crimes punishable by more than one year of imprisonment from possessing firearms.â Govât En Banc Br. at 1; see An Act To Strengthen The Federal Firearms Act,Pub. L. No. 87-342, 75
Stat. 757 (1961). But the earliest version of that statute, the Federal Firearms Act of 1938, applied only to violent criminals.Pub. L. No. 75-785, §§
1(6), 2(f),52 Stat. 1250
, 1250â51 (1938). As the First Circuit explained: âthe current federal felony firearm ban differs considerably from the [original] version . . . . [T]he law initially covered those convicted of a limited set of violent crimes such as murder, rape, kidnapping, and burglary, but extended to both felons and misdemeanants convicted of qualifying offenses.â United States v. Booker,644 F.3d 12, 24
(1st Cir. 2011); see also United States v. Skoien,614 F.3d 638, 640
(7th Cir. 2010) (en banc).
Even if the 1938 Act were âlongstandingâ enough to
warrant Hellerâs assuranceâa dubious proposition given the
8
The Heller, McDonald, and Bruen Courts cited no such
âlongstanding prohibitions,â presumably because they did ânot
undertake an exhaustive historical analysis . . . of the full scope
of the Second Amendment.â Heller, 554 U.S. at 626.
18
Rahimi Courtâs focus on Founding-era sources, 144 S. Ct. at
1899â900, and the Bruen Courtâs emphasis on Founding- and
Reconstruction-era sources, 597 U.S. at 34, 59â60âRange
would not have been a prohibited person under that law.
Whatever timeframe the Supreme Court might establish in a
future case, see Rahimi, 144 S. Ct. at 1898 n.1, we are confident
that a law passed in 1961âsome 170 years after the Second
Amendmentâs ratification and nearly a century after the
Fourteenth Amendmentâs ratificationâfalls well short of
âlongstandingâ for purposes of demarcating the scope of a
constitutional right. So the 1961 iteration of § 922(g)(1) does
not satisfy the Governmentâs burden.9
The Governmentâs attempt to identify older historical
analogues also fails. The Government argues that âlegislatures
traditionally used status-based restrictionsâ to disarm certain
groups of people. Govât En Banc Br. at 4 (quoting Range, 53
F.4th at 282). Apart from the fact that those restrictions based
9
Nor are we convinced by the 1920s and 1930s state statutes
banning firearm possession by felons, or the 1960s laws
disarming drug addicts and drug users, 1980s laws disarming
persons unlawfully present in the United States and persons
dishonorably discharged from the armed forces, or 1990s laws
disarming domestic violence misdemeanants. Govât Range II
En Banc Br. 17, 20â21. These are all too late: â20th-century
evidence . . . does not provide insight into the meaning of the
Second Amendment when it contradicts earlier evidence.â
Bruen, 597 U.S. at 66 n.28; Rahimi, 144 S. Ct. at 1924 (Barrett,
J. concurring) (â[T]he history that matters most is the history
surrounding the ratification of the text; that backdrop
illuminates the meaning of the enacted law. History (or
tradition) that long postdates ratification does not serve that
function.â).
19
on race and religion now would be unconstitutional under the
First and Fourteenth Amendments, the Government does not
successfully analogize those groups to Range. That Founding-
era governments disarmed groups they distrusted like
Loyalists, Native Americans, Quakers, Catholics, and Blacks
does nothing to prove that Range is part of a similar group
today. And any such analogy would be âfar too broad[ ].â See
Bruen, 597 U.S. at 31 (noting that historical restrictions on
firearms in âsensitive placesâ do not empower legislatures to
designate any place âsensitiveâ and then ban firearms there).
For instance, as the Government notes, colonial laws disarmed
Loyalists for helping the British army or âbearing arms
againstâ the Continental Congress. Govât Range II En Banc Br.
13 (quoting Resolution of Mar. 13, 1776, in Journal of the
Provincial Congress of South Carolina, 1776, at 77 (1776)).
The colonies reasonably feared that Loyalists might take up
arms again. But there is no such basis to fear that Range is
disloyal to his country.
According to the Government, taken together, these
proposed historical analogues support a principle that
âAmerican legislatures disarmed classes of individuals who
posed a danger of misusing firearms.â Govât Range II En Banc
Br. 19.
Rahimi did bless disarming (at least temporarily)
physically dangerous people. The law that it upheld required
âa finding that [the defendant] represents a credible threat to
[someone elseâs] physical safety.â 18 U.S.C. § 922(g)(8)(C)(i);
144 S. Ct. at 1894, 1896, 1898, 1901â02. It did so âbecause the
Government offer[ed] ample evidenceâ of a tradition of
disarming people who âpose[ ] a clear threat of physical
violence to another.â Id. at 1898, 1901; accord id. at 1898
(âcredible threat to the physical safety of othersâ). But the
20
Government does not try to justify disarming Range on this
ground, and with good reason: it has no evidence that he poses
a physical danger to others or that food-stamp fraud is closely
associated with physical danger. It conceded as much the first
time this Court heard the case en banc. Oral argument at 35:05â
34:10; 32:55â31:52; 28:45â28:10.
Rather, the Government seeks to stretch dangerousness
to cover all felonies and even misdemeanors that federal law
equates with felonies. It notes that Rahimi left open the
possibility of âbanning the possession of guns by categories of
persons thought by a legislature to present a special danger of
misuse.â Govât Range II En Banc Br. 19 (quoting 144 S. Ct. at
1901). And it argues that those âconvicted of serious crimes,
as a class, can be expected to misuse firearms.â Id. at 22
(internal quotation marks omitted); accord United States v.
Jackson, 110 F.4th 1120, 1127â29 (8th Cir. 2024).
Even if that categorical argument could suffice to
uphold the original 1938 felon-in-possession ban, it does not
support the current one. Again, it is âfar too broad[ ].â Bruen,
597 U.S. at 31. It operates âat such a high level of generality
that it waters down the right.â Rahimi, 144 S. Ct. at 1926
(Barrett, J., concurring). Like the Sixth Circuit, we refuse to
defer blindly to § 922(g)(1) in its present form. See United
States v. Williams, 113 F.4th 637, 658â61 (6th Cir. 2024)
(categorizing crimes as crimes against the person, crimes like
burglary and drug trafficking that âpose a significant threat of
danger,â and nondangerous ones).
To support the de facto permanent disarmament that
§ 922(g)(1) imposes, the Government points out that âthe
Founding generation determined that many criminal offenses
were of such âgravityâ that they should âexpose offenders to the
21
harshest of punishments, including death.ââ Govât Range II En
Banc Br. 10 (citation omitted). Our dissenting colleagues
likewise reason âthat fraudsters could lose their life, and hence
their firearms rights.â Dissent of Shwartz, J., at 5. It is true that
âfounding-era practiceâ was to punish some âfelony offenses
with death.â Govât Range II En Banc Br. 10. For example, the
First Congress made forging or counterfeiting a public security
a capital offense. See An Act for the Punishment of Certain
Crimes Against the United States, 1 Stat. 112, 115 (1790). That
said, the crime to which Range pleaded guiltyâmaking a false
statement to obtain food stampsâmay be more analogous to
other offense defined in the same law punishable by a term of
imprisonment or fine.10 While some states at first punished
nonviolent crimes âsuch as forgery and horse theftâ with
death, see Folajtar, 980 F.3d at 904 (citations omitted), by the
early Republic, many states assigned lesser punishments.11
Yet the Founding-era practice of punishing some
nonviolent crimes with death does not suggest that the
particular (and distinct) punishment at issue hereâde facto
lifetime disarmament for all felonies and felony-equivalent
misdemeanorsâis rooted in our Nationâs history and tradition.
10
See e.g., Crimes Act of 1790, § 15, 1 Stat. 122, 115â16 (âany person [who] shall feloniously . . . alter [or] falsify . . . any record . . . in any of the courts of the United States, by means whereof any judgment shall be reversedâ is punishable by fine, whipping, or âimprison[ment] not exceeding seven yearsâ);id.
§ 16 (âany person . . . [in] custody . . . of any victuals provided
for the victualing of any soldiers . . . [who] for any lucre or
gain, . . . embezzle, purloin or convey away [such goods]â is
punishable by fine or public whipping).
11
See supra note 4.
22
Though our dissenting colleagues read Rahimi as blessing
disarmament as a lesser punishment generally, the Court did
not do that. Instead, it authorized temporary disarmament as a
sufficient analogue to historic temporary imprisonment only to
ârespond to the use of guns to threaten the physical safety of
others.â Compare Rahimi, 144 S. Ct. at 1902, with United
States v. Diaz, 116 F.4th 458, 469â70 (5th Cir. 2024) (similarly
broad reasoning).
For similar reasons, Founding-era laws that forfeited
felonsâ weapons or estates are not sufficient analogues either.
Such laws often prescribed the forfeiture of the specific
weapon used to commit a firearms-related offense without
affecting the perpetratorâs right to keep and bear arms
generally. See, e.g., Act of Dec. 21, 1771, ch. 540, N.J. Laws
343â344 (âAn Act for the Preservation of Deer, and other
Game, and to prevent trespassing with Gunsâ); Act of Apr. 20,
1745, ch. 3, N.C. Laws 69â70 (âAn Act to prevent killing deer
at unseasonable times, and for putting a stop to many abuses
committed by white persons, under pretence of huntingâ). So
in the Founding era, a felon could acquire arms after
completing his sentence and reintegrating into society.
Against this backdrop, itâs important to remember that
Rangeâs crimeâmaking a false statement on an application for
food stampsâdid not involve a firearm, so there was no
criminal instrument to forfeit. And even if there were,
government confiscation of the instruments of crime (or a
convicted criminalâs entire estate) differs from a status-based
lifetime ban on firearm possession. The Government has not
cited a single statute or case that precludes a convict who has
served his sentence from purchasing the same type of object
that he used to commit a crime. Nor has the Government cited
forfeiture cases in which the convict was prevented from
23
regaining his possessions, including firearms (unless forfeiture
preceded execution). Thatâs true whether the object forfeited to
the government was a firearm used to hunt out of season, a car
used to transport cocaine, or a mobile home used as a
methamphetamine lab. And of those three, only firearms are
mentioned in the Bill of Rights.12
For the reasons stated, we hold that the Government has
not shown that the principles underlying the Nationâs historical
tradition of firearms regulation support depriving Range of his
Second Amendment right to possess a firearm.13 See Rahimi,
144 S. Ct. at 1898; Bruen, 597 U.S. at 17.
* * *
Our decision today is a narrow one. Bryan Range
challenged the constitutionality of 18 U.S.C. § 922(g)(1) only 12 Even arms used to commit crimes bordering on treason were sometimes returned to the perpetrators during the Founding era. After the Massachusetts militia quelled Shaysâs Rebellion in 1787, the state required the rebels and those who supported them to âdeliver up their arms.â 1 Private and Special Statutes of the Commonwealth of Massachusetts from 1780â1805, 145â47 (1805). But those arms were to be returned after three years upon satisfaction of certain conditions.Id.
at 146â47.
13
Our concurring colleague criticizes that our opinion âcreates
more questions than it answersâ and that we âdecline to adopt
any articulable methodology of [our] own.â Concurrence of
Krause, J., 67, 65. But in this as-applied constitutional
challenge, our task is to decide only Mr. Rangeâs case, rather
than preview how this Court would decide future Second
Amendment challenges.
24
as applied to him given his violation of 62 Pa. Stat. Ann.
§ 481(a). Range remains one of âthe peopleâ protected by the
Second Amendment, and his eligibility to lawfully purchase a
rifle and a shotgun is protected by his right to keep and bear
arms. More than two decades after he was convicted of food-
stamp fraud and completed his sentence, he sought protection
from prosecution under § 922(g)(1) for any future possession
of a firearm. The record contains no evidence that Range poses
a physical danger to others. Because the Government has not
shown that our Republic has a longstanding history and
tradition of depriving people like Range of their firearms,
§ 922(g)(1) cannot constitutionally strip him of his Second
Amendment rights. We will reverse the judgment of the
District Court and remand so the Court can enter a declaratory
judgment for Range, enjoin enforcement of § 922(g)(1) against
him, and conduct any further proceedings consistent with this
opinion.
25
MATEY, Circuit Judge, concurring.
Having âarms for [oneâs] defence . . . is indeed a public
allowance, under due restrictions, of the natural right of
resistance and self-preservation.â 1 William Blackstone,
Commentaries *143â44. I agree with the majority that the
Justice Department has not shown that § 922(g)(1) can be
applied to disarm Bryan Range. I write separately to explain
why that conclusion follows classical principles respecting the
natural rights that inform âour regulatory tradition.â United
States v. Rahimi, 144 S. Ct. 1889, 1898 (2024). Doing so demonstrates the âreason and spiritâ of the law, 1 Blackstone, Commentaries *61, or the âprinciples underlying the Second Amendment,â Rahimi, 144 S. Ct. at 1898. Although historical practices need not be a âdead ringerâ or a âhistorical twin,â Rahimi, 144 S. Ct. at 1898 (quoting N.Y. State Rifle & Pistol Assân, Inc. v. Bruen,597 U.S. 1
, 30 (2022)), they must always
faithfully follow the âthe first and primary end of human laws,
[which] is to maintain and regulate [the] absolute rights of
individuals,â Alexander Hamilton, The Farmer Refuted
(1775), reprinted in The Revolutionary Writings of Alexander
Hamilton 53 (Richard B. Vernier ed., 2008) (emphasis
omitted) (quoting 1 Blackstone, Commentaries *124). That is
the tradition informing our historical practice, and the principle
that necessarily guides our analysis.
I.
Preserving âunalienable rightsâ justified our separation
from England, Declaration of Independence para. 2 (U.S.
1776), and required a government âordain[ed]â to âpromote the
general Welfareâ and âsecure the Blessings of Liberty,â U.S.
Const., pmbl. That is because ânatural liberty is a gift of the
beneficent Creator,â while â[c]ivil liberty is only natural
1
liberty, modified and secured by the sanctions of civil society.â
Hamilton, supra, at 70 (emphasis omitted); see also Collected
Works of James Wilson 1083 (Kermit L. Hall & Mark David
Hall eds., 2007) (â[M]an does not exist for the sake of
government, but government instituted for the sake of man.â).
But the fundamental rights that predate America are not
unlimited, and like any law, never license acting contrary to the
common good.1 These inherent limitations apply to all of
manâs ânatural rights,â and are consistent with the Supreme
Courtâs repeated explanation that the âpre-existingâ
âindividual right to keep and bear armsâ for self-defense is ânot
unlimited.â District of Columbia v. Heller, 554 U.S. 570, 592,
595 (2008) (emphasis omitted); see also Bruen, 597 U.S. at 20;
Rahimi, 144 S. Ct. at 1897.2
1
See Collected Works of James Wilson 1055â56.
(â[S]elfishness and injury are as little countenanced by the law
of nature as by the law of man.â); Thomas Aquinas, Summa
Theologica, pt. I-II, q. 90, art. 2 (Fathers of the English
Dominican Province trans., Benzinger Bros. 1947) (c. 1271)
(âConsequently, since the law is chiefly ordained to the
common good, any other precept in regard to some individual
work, must needs be devoid of the nature of a law, save in so
far as it regards the common good. Therefore every law is
ordained to the common good.â).
2
See Collected Works of James Wilson at 1056. (âUpon
the whole, therefore, manâs natural liberty, instead of being
abridged, may be increased and secured in a government,
which is good and wise. As it is with regard to his natural
liberty, so it is with regard to his other natural rights.â); The
Unsigned Essays of Supreme Court Justice Joseph Story: Early
American Views of Law 262 (Valerie L. Horowitz ed., 2015)
2
Surveying history helps us understand the reasons relied
on to regulate the right, see Bruen, 597 U.S. at 27â29; Rahimi,
144 S. Ct. at 1898, ensuring a â[c]ontinuity of [p]rinciplesâ
faithful to our inherited tradition.3 We look, in other words, for
âmarkers or indicators that the later doctrine is essentially
continuous with the earlier one and grows out of it, rather than
representing a break with the past that mutilates or
fundamentally transforms the core and essence of the
doctrine.â Adrian Vermeule, Common Good Constitutionalism
123 (2022). So we must consider the sources that animate the
(â[U]nder certain circumstances, life, and liberty, and property,
may justly be taken away; as, for instance, in order to prevent
crimes, to enforce the rights of other persons, or to secure the
safety and happiness of society.â).
3
John Henry Newman, An Essay on the Development
of Christian Doctrine 178 (Longmans, Green, & Co. 1909)
(1845); see also id. at 178â79 (â[P]rinciples are permanent,â
so â[d]octrines stand to principles, as the definitions to the
axioms and postulates of mathematics.â); Jamie G.
McWilliam, A Classical Legal Interpretation of the Second
Amendment, 28 Tex. Rev. L. & Pol. 125, 159 (2024) (âEven when circumstances evolve, the principles remain the sameâ so any âstatutes governing arms for the common good must be evaluated for their compliance with the principles of the ius naturale and the determinations thereof embodied in the Second Amendment.â); Bank of Toledo v. City of Toledo,1 Ohio St. 622
, 630â31 (1853) (â[L]aw is the perfection of
reason, and that it is the reason and justice of a legal principle,
which give to its vitality,â therefore, ârecurrence should be had
to fundamental principles, and the authority of precedent
regarded so far only as there is to be found a conformity to
reason and the true nature of our own government.â).
3
natural right to bear arms, and the origin of the tradition that
inspired that right, since âthe objectâ of declaring our
independence was ânot to find out new principles, or new
arguments, never before thought of, [or] merely to say things
which had never been said before.â Letter from Thomas
Jefferson to Henry Lee (May 8, 1825). Instead, we sought to
âplace before mankind the common sense of the
subject . . . giv[ing] to that expression the proper tone and spirit
called for by the occasion. [A]ll [its] authority rests then on the
harmonising sentiments of the day, whether expressed, in
conversns in letters, printed essays or in the elementary books
of public right, as Aristotle, Cicero, Locke, Sidney Etc.â Id.4
4
I follow the well-established practice of consulting
classical authorities discussing natural law to inform the
determination of written rights. â[S]eventeenth- and
eighteenth-century jurists such as Hugo Grotius, Samuel
Pufendorf, Emmerich de Vattel, and William Blackstoneâ all
held a âjurisprudential worldviewâ that reflects an âinterpretive
traditionâ of viewing ânatural law not simply as a collection of
universally valid substantive moral principles grounded in
human nature, but also as an interpretive approach.â Robert
Lowry Clinton, The Supreme Court Before John Marshall, 27
J. Sup. Ct. Hist. 222, 227 (2002). The theory that âthe substance of the law pre-exists its âdeclarationâ by courts or other authoritative interpretersâ âformed the horizon within which the pre-Marshall and Marshall Courts understood the judicial function and its limitations.âId.
Examples from the early years following the Founding abound. See, e.g., United States v. The La Jeune Eugenie,26 F. Cas. 832, 846
(Story,
Circuit Justice, C.C.D. Mass. 1822) (No. 15,551) (â[E]very
doctrine, that may be fairly deduced by correct reasoning from
the rights and duties of nations, and the nature of moral
4
obligation, may theoretically be said to exist in the law of
nations . . . . And I may go farther and say, that no practice
whatsoever can obliterate the fundamental distinction between
right and wrong, and that every nation is at liberty to apply to
another the correct principle, whenever both nations by their
public acts recede from such practice, and admits the injustice
or cruelty of it.â); United States v. Libellants & Claimants of
The Schooner Amistad (The Amistad), 40 U.S. (15 Pet.) 518,
595(1841) (relying on the âenteral principles of justice and international lawâ); Coffin v. United States,156 U.S. 432
, 453â57 (1895) (tracing the âprinciple that there is a presumption of innocence in favor of the accusedâ back to the Roman law). That practice continued into the Twentieth Century. See, e.g., Lochner v. New York,198 U.S. 45
, 65â67 (1905) (Harlan, J., dissenting) (explaining that although the âinherent rightsâ to ââbe free in the enjoyment of all his faculties, to be free to use them in all lawful ways, to live and work where he will, to earn his livelihood by any lawful calling, [and] to pursue any livelihood or avocationââ are free from âundu[e] interference,â the government may exercise its âpolice powerâ to âpromote the general welfare, or to guard the public health, the public morals, or the public safetyâ (quoting Allgeyer v. Lousiana,165 U.S. 578, 589
(1897))); Pierce v. Socây of the Sisters of the Holy Names of Jesus & Mary,268 U.S. 510, 535
(1925) (âThe fundamental theory of liberty upon which all governments in this Union repose excludes any general power of the state to standardize its children by forcing them to accept instruction from public teachers only. The child is not the mere creature of the state; those who nurture him and direct his destiny have the right, coupled with the high duty, to recognize and prepare him for additional obligations.â); Berea Coll. v. Kentucky,211 U.S. 45
, 67â68 (1908) (Harlan, J.,
5
Absent exploration of the natural principles that support our
legal tradition, we overlook those âcertain primary truths, or
first principles, upon which all subsequent reasonings must
depend.â The Federalist No. 31, at 193 (Alexander Hamilton)
(C. Rossiter ed., 1961). In other words, an appropriate
historical inquiry cannot be conducted while blind to the
âreason and spiritâ of the law, 1 Blackstone, Commentaries
*61, which provided for its validity and natural purpose.5
Rightly framed, history reveals two principles
informing a consistent tradition. First, because the right to
self-defense is protected by the Second Amendment and
preexists our Founding, laws extensively regulating the types
of firearms a person can possess and the places where
possession is permitted can âeviscerate the general right to
publicly carry arms for self-defense.â Bruen, 597 U.S. at 31;
dissenting) (âThe capacity to impart instruction to others is
given by the Almighty for beneficent purposes; and its use may
not be forbidden or interfered with by government,âcertainly
not, unless such instruction is, in its nature, harmful to the
public morals or imperils the public safety. . . . The denial of
either right would be an infringement of the liberty inherent in
the freedom secured by the fundamental law.â); Farrington v.
Tokushige, 273 U.S. 284, 299 (1927) (explaining that despite
âgrave problemsâ incident to changing social conditions, the
government cannot infringe on the âfundamental rights of the
individualâ that the Fourteenth Amendment was enacted to
protect).
5
âThe Founders saw nothing particularly strange, or
insuperable, in the task of appealing to those laws of
reason . . . .â Hadley Arkes, Constitutional Illusions and
Anchoring Truths: The Touchstone of Natural Law 25 (2010).
6
see also Heller, 554 U.S. at 636. All showing a robust
protection of the right to bear arms by those within the civil
society that can rarely be circumvented by the sovereign.
Second, because âpublic Virtue is the only Foundation
of Republics,â6 the natural right to self-defense, like all other
natural rights, can be exercised only by âa virtuous people who
were controlled from within by a moral compassâ that
ârespect[] social order, legitimate authority,â and âcivic
virtue.â7 This principle provides the reason for restrictions of
the right to bear arms on those who set themselves against civil
6
Letter from John Adams to Mercy Otis Warren (Apr.
16, 1776); see also Washingtonâs Farewell Address (Sept. 17,
1796), in 1 A Compilation of Messages and Papers of the
President, 1789â1897, 213, 220 (James D. Richardson ed.,
1896) (âIt is substantially true, that virtue or morality is
necessary spring of popular government. The rule indeed
extends with more or less force to every species of free
government.â); Letter from John Adams to Zabdiel Adams
(June 21, 1776) (â[I]t is Religion and Morality alone, which
can establish the Principles upon which Freedom can securely
stand . . . . The only foundation of a free Constitution, is pure
Virtue, and if this cannot be inspired into our People, in a
greater Measure, than they have it now, They may change their
Rulers, and the forms of Government, but they will not obtain
a lasting Liberty.âThey will only exchange Tyrants and
Tyrannies.â).
7
Daniel L. Dreisbach, Reading the Bible with the
Founding Fathers 68 (2017); see also John Adams to the
Officers of the First Brigade of the Third Division of the Militia
of Massachusetts (Oct. 11, 1798) (âOur Constitution was made
only for a moral and religious people.â).
7
society by individual actions inconsistent with the common
good.8 See Rahimi, 144 S. Ct. at 1901 (â[C]ommon sense
suggests [that] [w]hen an individual poses a clear threat of
physical violence to another, the threatening individual may be
disarmed.â); 1 Blackstone, Commentaries *251 (âFor civil
liberty, rightly understood, consists in protecting the rights of
individuals by the united force of society; society cannot be
maintained, and of course can exert no protection, without
obedience to some sovereign power; and obedience is an empty
name, if every individual has a right to decide how far he
himself shall obey.â). Regulations concerning what types of
firearms a person may carry and where a person may carry
uniformly apply to everyone. But regulations on who may
carry center on remedying, through punishment, present threats
to the community stemming from individualized conduct. And
rightfully so, because â[t]he object of human punishmentâ
includes âdepriving the offender of the power of doing
mischiefâ in order to âsecure the safety of the community.â The
Unsigned Essays of Supreme Court Justice Joseph Story: Early
American Views of Law 98 (Valerie L. Horowitz ed., 2015)
[hereinafter Essays of Justice Story]. Because it is âthe right of
every society to protect its own peace and interests,â necessary
measures may be implemented as âpunishment, if the safety of
society requires it.â Id.; see also Thomas Aquinas, Summa
8
This principle is not synonymous with the Justice
Departmentâs erroneous argument that the Second Amendment
can be exercised only by law-abiding and responsible citizens,
which the Supreme Court rejected in Rahimi. See 144 S. Ct. at
1903 (rejecting âresponsibleâ as too vague a term). As
explained, âresponsibleâ is not defined by the whim of the
sovereign or the will of the majority, but instead flows from the
classical concept of the common good.
8
Theologica, pt. I-II, q. 96, art. 2 (Fathers of the English
Dominican Province trans., Benzinger Bros. 1947) (â[H]uman
laws do not forbid all vices, from which the virtuous abstain,
but only the more grievous vices, from which it is possible for
the majority to abstain; and chiefly those that are to the hurt of
others, without the prohibition of which human society could
not be maintained.â).9
A.
I begin with a brief examination of the liberty to defend
oneself with arms, a right inherent in natural society that â[t]he
law very wisely, and in a manner silently, gives a man.â
Marcus Tullius Cicero, Speech in Defence of Titus Annius Milo
(c. 52 B.C.), in 3 Orations of Marcus Tullius Cicero 390, 394
(C.D. Yonge trans., 1913). Cicero explained that âif our life be
in danger from plots, or from open violence, or from the
weapons of robbers or enemies, every means of securing our
9
Underexplored in this debate is the role of punishment
in âdepriving the offender of the power of doing mischiefâ in
order to âsecure the safety of society.â Essays of Justice Story,
supra, at 98. Moving forward, litigants and scholars alike
should consider the role of government in punishing
individuals who have exhibited dangerous conduct setting
themselves against the general welfare of the community. See
Summa Theologica, supra, pt. I-II, q. 87, art. I (âIt has passed
from natural things to human affairs that whenever one thing
rises up against another, it suffers some detriment
therefrom. . . . Consequently, whatever rises up against order,
is put down by that order or by the principle thereof.â); John
Locke, Second Treatise of Government, §§ 87â88 (1690);
Adam Smith, The Theory of Moral Sentiments, pt. II, § 2, ch. 1
(1759).
9
safety is honorable.â Id. This law of self-defense âis a
law . . . not written, but born with us, âwhich we have not
learnt, or received by tradition, or read, but which we have
taken and sucked in and imbibed from nature herself; a law
which we were not taught, but to which we were made.â Id.
The Roman empire echoed Ciceroâs points âfor
centuries to come.â Stephen P. Halbrook, That Every Man Be
Armed 20 (1984). The Lex Cornelia de sicariis of 81 B.C.
stated that carrying weapons was lawful but not carrying a
âsword of vengeanceâ or âweapons for the purpose of
homicide.â J. Inst. 4.18.5 (J. Moyle trans. 1913). Accordingly,
âwhatever a person does for his bodily security he can be held
to have done rightfully.â Dig. 1.1.3 (Florentinus, Institutes 1)
(Alan Watson, trans., 1998). But ârightfullyâ is the condition
that justifies the action. Dig. 1.1.1 (Ulpian, Institutes 1). âThe
basic principles of right are: to live honorably, not to harm any
other person, [and] to render to each his own.â Dig. 1.1.10
(Ulpian, Rules 1) (emphasis added). Thus, âit is a grave wrong
for one human being to encompass the life of another.â Dig.
1.1.3 (Florentinus, Institutes 1).
Centuries later, Thomas Aquinas likewise taught that
the âact [of killing another in self-defense], since oneâs
intention is to save oneâs own life, is not unlawful, seeing that
it is natural to everything to keep itself in âbeing,â as far as
possible.â Summa Theologica, supra, pt. II-II, q. 64, art. 7. But
killing a just or innocent is wrong because âthe life of the
righteous men preserves and forwards the common good.â Id.
art. 6, resp. Aquinas also noted that the fundamental right to
defense did not extend to tumultuously rising up against the
government in opposition to the âunity and peace of a people.â
Id. q. 42, art. 1. â[S]edition is contrary to the unity of the
multitude.â Id. q. 42, art. 2. Citing to Augustine, Aquinas
10
defines âseditionâ as being against âthe assembly of those who
are united together in fellowship recognized by law and for the
common good,â making âsedition . . . opposed to justice and
the common good.â Id.; see also 2 St. Augustine, City of God,
Book II, ch. 21, at 75â76 (Marcus Dods, ed. & trans.,
Edinburgh, Murray & Gibb 1871) (defining âthe peopleâ as
âbeing not every assemblage or mob, but an assemblage
associated by a common acknowledgment of law, and by a
community of interestsâ). But â[t]hose, however, who defend
the common good, and withstand the seditious party, are not
themselves seditious, even as neither is a man to be called
quarrelsome because he defends himself.â Summa Theologica,
supra, pt. II-II, q. 42, art. 2.10
These elementary sources teach that persons have a
fundamental right to use arms to preserve innocent human life.
But this liberty cannot be used harm another human life, or to
rebel against a just government. Taken together, these
principles instruct that the natural right of self-preservation
does not extend to bearing arms in a manner that undermines
the common good.
10
This principle does not criminalize individuals of the
community from uprising against a tyrannical government. A
âtyrannical government is not just, because it is directed, not to
the common good, but to the private good of the ruler.â Summa
Theologica, supra, pt. II-II, q. 42, art. 2. So âthere is no sedition
in disturbing a government of this kind.â Id.; see also
McWilliam, supra, at 154 (âResistance to an unjust ruler is also
an application of the ius naturale principle of
self-defense. . . . As such, the natural law has a deep
condemnation for unjust rulers who act for their own private
good rather than for the common good and justice of all.â).
11
B.
English practices applied and developed these
principles. Blackstone pointed out that the right of all
Englishmen to âhav[e] arms for [oneâs] defenceâ is rooted in
âthe natural right of resistance and self-preservation.â 1
Blackstone, Commentaries *143â44.11 It was a âbirthright,â 1
Blackstone, Commentaries *140, that âappertain[ed] to every
Englishmen,â id. at *136, an âancient right[] and libert[y],â
later codified by Parliament in the English Bill of Rights in
1689, see Bill of Rights, 1 W. & M. Sess. 2 c. 2 (â[S]ubjects
which are Protestants may have arms for their defence suitable
to their conditions and as allowed by law.â). John Locke
echoed similar points, explaining that âby the fundamental law
of nature . . . one may destroy a man who makes war upon
him . . . for the same reason that he may kill a wolf or a lion;
because such men are not under the ties of the common law of
reason, have no other rule, but that of force and violence.â John
Locke, Second Treatise of Government, § 16 (1690). This
11
See also William Blizard, Desultory Reflect on
Police: With an Essay on the Means of Preventing Crimes and
Amending Criminals 59â60 (London, 1785) (âThe right of his
majestyâs Protestant subjects, to have arms for their own
defence, and to use them for lawful purposes, is most clear and
undeniable. It seems, indeed, to be considered, by the ancient
laws of this kingdom . . . . [This right is] most
unquestionabl[e] . . . [and] most clearly established by the
authority of judicial decisions and ancient acts of parliament,
as well as by reason and common sense.â); 3 Blackstone,
Commentaries *3â4 (âSelf-defence, therefore, as it is justly
called the primary law of nature, so it is not, neither can it be
in fact, taken away by the law of society.â).
12
comports with reason that âman [must] be preserved as much
as possible,â but âwhen all cannot be preserved, the safety of
the innocent is to be preferred.â Id.
But English history reflects the ancient prohibition on
men exercising their fundamental rights to intentionally harm
the life or safety of another, or to rebel against a just
government.
1. For example, kings prohibited using arms against the
community, with violators subject to disarmament. Alfred the
Great proscribed violent acts with arms.12 The Statute of
Northampton, 2 Edw. 3, c. 3, followed in 1328 to address the
dangers from â[b]ands of malefactors, knights as well as those
of lesser degree,â that âharried the country, committing
assaults and murders,â and the resulting âspirit of
insubordination.â K. Vickers, England in the Later Middle
Ages 107 (C. Oman ed., 4th ed. 1926); see also Edward Coke,
The Third Part of the Institutes of the Laws of England 160
(London, M. Flesher 1644) (âFor in those daies this deed of
Chivalry was at random, whereupon great perill ensued . . . .â).
To enforce the Statute, Edward III ordered sheriffs to
investigate âthe malefactors who have made assemblies of
men-at-arms or have ridden or gone armed in his bailiwick,
contrary to the statute and the kingâs proclamation.â Letter to
12
See The Laws of King Alfred the Great §§ 7, 19, 38
(c. 878), reprinted in 3 The Whole Works of King Alfred the
Great 119, 127, 129, 133 (Oxford, Messrs J.F. Smith & Co.
1852) (prohibiting âfight[ing]â or âdraw[ing] out his weaponâ
in the âkingâs hall,â âlend[ing] [oneâs] weapon to another,â
with the intent that the borrower would âslay a man with it,â
use, by âa sword-whetter,â of anotherâs weapon to commit a
crime, and âdisturb[ing] the folk-mote with weapon drawingâ).
13
Keeper and Justices of Northumbridge (Oct. 28, 1332),
reprinted in 2 Calendar of the Close Rolls, Edward III,
1330â1333 610 (H.C. Maxwell Lyte ed., London, Eyre &
Spottswood 1898). The Statute allowed the sovereign to
âpunish people who go armed to terrify the Kingâs subjects.â
Sir John Knightâs Case (1686) 87 Eng. Rep. 75, 76; 3 Mod.
117, 118 (KB). That was âlikewise a great offence at the
common law, as if the King were not able or willing to protect
his subjects.â Id. The Statute of Northampton thus followed the
path of the classical law, demonstrating the right to carry arms
could not license a right to cause public terror. See Bruen, 597
U.S. at 45â46; United States v. Williams, 113 F.4th 637, 650 (6th Cir. 2024); Kanter v. Barr,919 F.3d 437
, 456â57 (7th Cir.
2019) (Barret, J. dissenting), abrogated by Bruen, 597 U.S. at
70â71.
But the Statute did not displace the right of using arms
for self-defense and continued the understanding that an
individual âmay not onely use force and armesâ but also
âassemble his friends and neighbors to keep his house against
those that come to rob, or kill him, or to offer him violence.â
The Third Part of the Institutes of the Laws of England, at
161â62. Use of force to oppose unlawful force is âby
construction excepted out of this [Statute]â because the laws
permit the taking up of arms against armed persons. Id. at 162
(âArmaque in Armatos sumere jura sinunt.â). As a result,
individuals with the âintent to defend themselves against their
adversaries, are not within the meaning of this Statute, because
they do nothing in terrorem populi.â 2 William Hawkins, A
Treatise of the Pleas of the Crown ch. 63, § 9, at 22 (7th ed.
1795).
Along with prohibiting affrays, the English surety
system dating back to the Saxons also grounded the right to
14
bear arms. See 4 Blackstone, Commentaries *252. Though
initially in the form of âdecennaries or frank pledgesâ where
the community mutually promised for a personâs good
behavior, surety laws later converted into an individual offer
of security guaranteeing their own good behavior. Id.; see also
Rahimi, 144 S. Ct. 1899â1900. Under this system, â[a]ny
justices of the peaceâ could demand a surety âaccording to their
own discretionâ or at the request of another provided âdue
cause [was] shown.â 4 Blackstone, Commentaries *253.
Sureties were used to prevent two distinct types of future harm
by keeping the peace and ensuring good behavior. Id. at *251,
254â56. Sureties complemented recognizances,13 and â[a]ny
justice of the peaceâ could âbind all those to keep the peace[,]
who in his presence make any affray, or threaten to kill or beat
another, or contend together with hot and angry words, or go
about with unusual weapons or attendance, to the terror of the
people.â Id. at *254. Similarly, an individual could demand a
surety from another when he âhath just cause to fearâ that
13
Recognizances for good behavior included âsecurity
for the peace,â but also covered âsomewhat more.â 4
Blackstone, Commentaries *256. Justices of the peace were
empowered âto bind over to the good behaviour towards the
king and his peopleâ all individuals âthat be not of good fame.â
Id. The general phrase ânot of good fame,â described men that
acted âcontra bonos mores,â meaning against good morals, or
âcontra pacemâ meaning against the peace. Id.; see id.
(elaborating that this phrase applied to men who kept the
company of âwomen of bad fame,â those who âtend[] to
scandalize the government,â those who âabuse the officers of
justice,â âcommon drunkards,â or âeaves-droppersâ). All
showing the moral basis for regulation to preserve the common
good.
15
another in the community would âdo him a corporal injury, by
killing, imprisoning[,] or beating him.â Id. at *255.
Accordingly, regardless of whether surety laws serve as
proper historical evidence supporting disarmament before an
individualized conviction of a violent crime, see Rahimi, 144
S. Ct. at 1938â42 (Thomas, J., dissenting), the surety system
illustrates the long-standing idea that liberty cannot be used for
lawless violence, consistent with the natural law principles
prohibiting individuals from exercising their right to bear arms
to tarnish the shared life or dignity of the community.
2. English law also curtailed the right to bear arms of
individuals suspected of treason or sedition against the
sovereign. The Militia Act of 1662 authorized officers of the
Crown to disarm any individual that either a Lieutenant or two
or more Deputies âjudge[d] dangerous to the Peace of the
Kingdome,â to â[s]ecure the Peace of the Kindgome.â City of
London Militia Act 1662, 14 Car. 2, c. 3, § 13. In practice, the
law was used to confiscate arms from anyone threatening the
absolute rule of King Charles II. See Stephen P. Halbrook, The
Right to Bear Arms: A Constitutional Right of the People or a
Privilege of the Ruling Class? 35â36, 60â61 (2021).
Similarly, the Game Act of 1670 imposed a property
requirement for gun ownership, and effectively disarmed most
commoners. 22 & 23 Car. 2, c. 25 (1670); The Right to Bear
Arms, supra, at 36. As Blackstone explains, âprevention of
popular insurrections and resistance to the government, by
disarming the bulk of the people . . . is a reason oftener meant
than avowed by the makers of forest or game laws.â 2
Blackstone, Commentaries *412. And both laws were often
used to disarm persons presumed disloyal, including
Protestants under Charles II and James II. That Every Man Be
16
Armed, supra, at 43; see The Somers Papers, in 2
Miscellaneous State Papers from 1501â1726 at 407, 417â18
(W. Strahan and T. Cadell 1778).
But arbitrary use of this power left James II exiled,
William and Mary on the throne, and Catholics disarmed under
Protestant rule. See 1 W. & M. c. 15, § 4 (1688) (requiring all
Catholics and presumed Catholics to swear loyalty to the
Crown or forfeit their arms); see also The Right to Bear Arms,
supra, at 60; Bill of Rights, 1 W. & M. Sess. 2 c. 2, § 7 (1689)
(codifying that only Protestants may have arms for
self-defense). Under the reign of William and Mary, there was
âcause to fear that a person, although technically an English
subject, was because of his beliefs effectively a resident enemy
alien liable to violence against the king.â See C. Kevin
Marshall, Why Canât Martha Stewart Have A Gun?, 32 Harv.
J.L. & Pub. Polây 695, 723 (2009). Any such violence was
considered treason because it would âaffect the supreme
executive power,â âamount[ing] either to a total renunciation
of that allegiance, or at the least a criminal neglect of that duty,
which is due from every subject to his sovereign.â
4 Blackstone, Commentaries *75. As a result, âbeing Roman
Catholic was equated with supporting James II and thus with
presumptive treason.â Marshall, 32 Harv. J.L. & Pub. Polây at
721. This is because Roman Catholics essentially
âacknowledge[d] a foreign power, superior to the sovereignty
of the kingdom,â and thus they â[could not] complain if the
laws of that kingdom [did] not treat them upon the footing of
good subjects.â 4 Blackstone, Commentaries *55. But despite
this presumption, disarmament did not occur until an
individual declined to swear an oath of loyalty to the Protestant
king. Id. at 722â23. And even upon such refusal, an individual
could still keep ânecessary [w]eapons . . . for the defence of his
17
House or person.â 1 W. & M. c. 15, § 3 (1688); see also Joyce
Lee Malcolm, To Keep And Bear Arms 122â23 (1994) (âThey
assumed that everyone had a right to own firearms unless he
could be conclusively convicted of Catholicism. Even in this
time of danger, Catholics were considered to have a right to
own arms for their personal defence and the defence of their
households.â). This historical strife between Catholics and
Protestants reveals a fundamental principle about the right to
have arms for self-defense: the king could disarm classes of
people who posed true risk of sedition or treason to the
sovereign. 14
***
In sum, as reflected in the English Bill of Rights,
bearing arms for self-defense was a fundamental right,
originating from the laws of nature. But that right was
restricted by laws prohibiting the use of arms to intentionally
cause terror or harm to members of the community. And
government could disarm classes of people that posed an actual
risk of sedition or treason. These traditions follow the classical
14
Notably, groups that were disarmed as dangerous by
posing risk of sedition or treason differed from individuals
viewed as dangerous by causing intentional physical harm to
another. Rather than posing harms directly to the subjects of
the King, groups likely to revolt against the King posed a threat
to the Order of the King. See 4 Blackstone, Commentaries
*81â82 (â[T]reasonâ and âinsurrectionâ amount to âa rebellion
against the state, an usurpation of the powers of government,
and an insolent invasion of the kingâs authority.â). But âriot[s]â
or crimes imagined to a neighborâs land, home, or life were
considered âno high treasonâ because they amount to âno
general defiance of the public government.â Id. at *82.
18
principles of self-preservation, disallowance of public harm,
and the elementary view that because government exists for the
common good of the community, it may defend its own
existence.
C.
These principles are reflected in our Founding and the
Second Amendment, exhibiting respect for the fundamental
right to bear arms and its natural limitation that one must not
use that liberty to subvert the common good.
Spanning from the colonial generation to the Founders,
history reveals that bearing arms for self-defense is rooted in
the natural law.15 Recounting British history, Samuel Adams
noted that James II disregarded the ânatural, inherent,
divinely[,] hereditary[,] and indefeasible rights of [his]
subjects,â but praised the English constitution for restoring the
countryâs âoriginal principlesâ and noted that the âbill of
rightsâ âstands as a bulwark to the natural rights of subjects.â
Samuel Adams, Boston Gazette, Feb. 27, 1769, at 3, col. 1. The
natural right of self-defense was the core of John Adamsâs
defense of the soldiers on trial for the Boston Massacre,
contending that âevery private person is authorized to arm
himself, and on the strength of this authority, [he did] not deny
the inhabitants had a right to arm themselves at that time, for
their defence, not for offence.â 3 Legal Papers of John Adams
15
This truth is not a historic relic. Today, still
recognizing that certain rights predate government, â35 state
constitutions expressly declare that rights are inherent or
natural.â Nicholas J. Johnson et al., Firearms Law and the
Second Amendment: Regulation, Rights, and Policy 316
(Rachel E. Barkow et al., 3d ed. 2022).
19
248 (L. Kinvin Wroth & Hiller B. Zobel eds., 1965); see also
id. at 245 (âThe rules of the common law therefore, which
authorize a man to preserve his own life at the expence of
anotherâs, are not contradicted by any divine or moral law.â).
Adams explained that the right of self-preservation âis not only
our indisputable right, but our clearest duty, by the laws of
nature, this is interwoven in the heart of every individual.â Id.
at 244.
These principles influenced colonial Americaâs
collective declaration of independence from Great Britain.16
16
See Simeon Howard, A Sermon Preached to the
Ancient and Honorable Artillery Company in Boston (June 7,
1773), in 1 American Political Writing During the Founding
Era, 1760â1805 186, 201â02 (Charles S. Hyneman & Donald
S. Lutz eds., 1983) (âMen are bound to preserve their own
lives, as long as they can, consistently with their duty in other
respectsâ and are âbound both by the law of nature and
revelation, to provide in the best manner [they] can, for the
temporal happiness of [their] famil[ies]. . . . It is therefore an
act of benevolence to oppose and destroy that power which is
employed in injuring others; and as much, when it is that of a
tyrant, as of a wild beast.â); Thomas Paine, The Crisis I: These
Are the Times that Try Menâs Souls (Dec. 23, 1776), reprinted
in 1 The Complete Writings of Thomas Paine at 50, 55â56
(Phillip S. Foner, ed., 1945) (â[I]f a thief breaks into my house,
burns and destroys my property, and kills or threatens to kill
me, or those that are in it, and to âbind me in all cases
whatsoeverâ to his absolute will, am I to suffer it? What
signifies it to me, whether he who does it is a king or a common
man; my countryman or not my countryman; whether it be
done by an individual villain, or an army of them?â).
20
Following the Revolution, several states recognized a right to
bear arms for self-defense rooted in the natural law. See The
Right to Bear Arms, supra, at 147â52 (detailing the specific
protections in Virginia, Pennsylvania, North Carolina,
Vermont, and Massachusetts declarations of rights); Nicholas
J. Johnson et al., Firearms Law and the Second Amendment:
Regulation, Rights, and Policy 309â17 (Rachel E. Barkow et
al., 3d ed. 2022) (same). So too with the Second Amendment,
which was âconsidered as the true palladium of libertyâ
because â[t]he right of self defence is the first law of nature.â
1 Blackstone, Commentaries, app. at 300 (St. George Tucker
ed., 1803).
At the core of early Americaâs robust regard of the right
to bear arms was âthe great natural law of self-preservationâ
that gives rise to the necessity âfor the defence of oneâs person
or house.â Collected Works of James Wilson 1142 (discussing
the principles behind the Pennsylvania Constitutionâs
protection of the right to bear arms that date back to the Saxon
era, where individuals âwere boundâ âto keep arms for the
preservation of the kingdom, and of their own personsâ).
Affirming what reason suggests, American law holds that âa
man has a perfect right to his life, to his personal liberty, and
to his property,â thereby permitting a man âby force [to] assert
and vindicate those rights against every aggressor.â Essays of
Justice Story, supra, at 262. But the right to possess arms for
self-preservation has long been regulated to prohibit violence
against the people, and violence against the Stateâthe same
the two limitations found in English history, and the classical
tradition.
1. Laws prohibiting use of arms to cause terror to
members of the community date back to colonial America. In
1736, a Justice of the Peace in Virginia provided that it is the
21
duty of â[e]very constable, as a Minister of the Justice,â to
âtake away Arms from such who ride, or go, offensively
armed, in Terror of the People, and may apprehend the Persons,
and carry them, and their Arms, before a Justice of Peace.â
George Webb, The Office and Authority of a Justice of Peace
92â93 (Williamsburg, William Parks 1736). Justices of the
Peace in New Hampshire were instructed to do the same.17 If
âlegal proof of any such offenceâ was presented, the justice
was permitted to âcommit him to prisonâ and âcause his arms
or weapons to be taken away.â Acts and Laws of His Majestyâs
Province of New Hampshire ch. 11 § 5 (1771). And colonial
Massachusetts similarly prohibited ârid[ing] or go[ing] armed
Offensively.â Mass. Province Laws ch. 18, § 6 (1692).
These laws, which essentially copied the Statute of
Northampton, carried over into Founding-era America.18 Like
17
See Acts and Laws of His Majestyâs Province of New
Hampshire ch. 11 § 5 (1771) (â[E]very justice of the peace
within this province, may cause to be stayed and arrested all
affrayers, rioters, disturbers or breakers of the peace, or any
other that shall go armed offensively, to put his majestyâs
subjects in fear by threat[e]ning speeches.â).
18
For example, Virginia enacted a near duplicate of the
Statute: âNo man, great nor small, of what condition soever he
be . . . go nor ride armed by night nor by day, in fair or markets,
or in other places, in terror of the county.â A Collection of All
Such Acts of the General Assembly of Virginia at 33 (Virginia,
Augustine Davis 1794). So too did North Carolina. See A
Collection of Statutes of the Parliament of England in Force in
the State of North Carolina 60â61 (New Bern, Francois-Xavier
Martin 1792) (â[N]o man great nor small, of what condition
soever he be, . . . [shall] bring no force in affray of peace, nor
22
the original, these statutes prohibited persons from going
armed to commit affrays or cause terror to the community.19
The English surety regime also persisted, allowing temporary
disarmament for violations. Rahimi, 144 S. Ct. at 1900â01. All
consistent with the traditional principle that the right to bear
arms for self-defense must not be abused to physically harm
members of the community.
2. Laws addressing danger to the State focused on
groups viewed as disloyal to the government. Take Beaconâs
Rebellion in 1676, when the rebels in James City County were
temporarily disarmed. See The Right to Bear Arms, supra, at
111â13; id. at 113 (âThe restraint was only during the
rebellion. Now every man may bear arms.â). And during the
French and Indian War, Catholics who refused to swear an oath
of undivided allegiance were prohibited from possessing âin
his house or elsewhereâ any âarms, weapons, gunpowder[,] or
to go nor ride armed by night nor by day, in fairs, markets nor
in the presence of the Kingâs Justices, or other ministers, nor
in no part elsewhere.â). The District of Columbia seemingly
proposed similar draft legislation, although it is unclear
whether that draft legislation ever carried force of law. See
Code of Laws for the District of Columbia: Prepared Under
the Authority of The Act of Congress of the 29th of April, 1816
253â54 (Washington, Davis & Force 1818).
19
Because affrays were considered âcrimes against the
personal safety of the citizens,â Collected Works of James
Wilson 1138, as a penalty, individuals had to forfeit their
armour to the government. See Essays of Justice Story, supra,
at 97 (âThe right of society to punish offences against its safety
and good order will scarcely be doubted by any considerate
person.â).
23
ammunition.â 7 William Waller Hening, The Statutes at Large;
Being a Collection of all the Laws of Virginia 36â37
(Richmond, Franklin Press 1820).20 Why? Because âProtestant
colonial governments feared that loyalty to the Pope would
cause Catholics to take up arms for France.â United States v.
Jackson, 85 F.4th 468, 471 (8th Cir. 2023) (Stras, J., dissenting
from denial of rehearing en banc).
Unsurprisingly, the Revolutionary War led to
widespread disarmament of loyalists. See Joseph G.S.
Greenlee, Disarming the Dangerous: The American Tradition
of Firearm Prohibitions, 16 Drexel L. Rev. 1, 61â63 (2024) (detailing eight orders and laws disarming loyalists to âsuppress[]â âenemies to American Liberty,â one of which was issued by George Washington). In New York, âany person or personsâ convicted of âhaving furnished the ministerial army or navy . . . with provisions or other necessaries . . . shall be disarmed.â Resolutions of September 1, 1775, reprinted in 1 Journals of the Provincial Congress, Provincial Convention, Committee of Safety and Council of Safety of the State ofNew York 131, 132
(Albany, Thurlow Weed 1842). South Carolina
prohibited any person from âbear[ing] arms againstâ or
20
See also Robert H. Churchill, Gun Regulation, the
Police Power, and the Right to Keep Arms in Early America:
The Legal Context of the Second Amendment, 25 L. & Hist.
Rev. 139, 157 (2007) (explaining that colonial Virginia âacted
to disarm Catholicsâ ânot on the basis of faithâ but on âthe
basis of allegianceâ); Johnson et al., supra, at 197
(summarizing Maryland laws that forbid possession of
firearms and ammunition by âMarylanders who refused to
swear loyalty to King George IIIâ and legislation passed by the
lower house to disarm any âPapist within [the] Provinceâ).
24
âopposing the measures of the Continental or Colony
Congress,â punishable by disarmament. Resolutions of March
13, 1776, reprinted in Journal of the Provincial Congress of
South Carolina, 1776 77, 77 (London, J. Almon 1776). And
Massachusetts disarmed any person convicted of âbeing
notoriously inimical to the cause of American Liberty.â
Resolutions of July 25 and July 26, 1776, reprinted in 1
American Archives: Fifth Series 588, 588 (Peter Force ed.,
1848). All show that those who committed the specific offense
of sedition or treason could be disarmed for a time.
3. Practices around the Founding reflect principles that
allowed disarmament of individuals who endangered the
community by physically harming another, and of individuals
who exhibited dangerousness by seeking to overthrow the
government. The Second Amendmentâs ratification process
exhibits both the distinctiveness and enduring nature of these
two principles. At their state ratifying conventions,
Massachusetts, New Hampshire, and Pennsylvania each
proposed limiting language to the Second Amendment
arguably tied to dangerousness. See Kanter, 919 F.3d at 454
(Barret, J., dissenting) (noting that âeach of these proposals
included limiting language arguably tied to criminalityâ).21
Language proposed in Pennsylvania and Massachusetts
reflects that those who breached the peace were proscribed
from bearing arms. In Massachusetts, Samuel Adams drafted
the following proposed amendment, â[T]hat the said
Constitution be never construed to authorize Congress . . . to
21
These proposed amendments are part of â[t]he best-
available-evidenceâ of âthe practice in the early Republic.â Lee
J. Strang, Originalismâs Promise: A Natural Law Account of
the American Constitution 69 (2019).
25
prevent the people of the United States, who are peaceable
citizens, from keeping their own arms.â Massachusetts
Convention Journal (Feb. 6, 1788), reprinted in 6 The
Documentary History of the Ratification of the Constitution
1452, 1453 (John P. Kaminski et al. eds., 2000) (emphasis
added). âPeaceable citizensâ were those who did not commit a
âbreach of the peace,â meaning those who did not
âviolat[e] . . . the public peace, as by a riot, affray, or any
tumult which is contrary to law, and destructive to the public
tranquility.â Breach, in 1 Noah Webster, An American
Dictionary of the English Language (New York, S. Converse
1828). And in Pennsylvania, twenty-one of the twenty-three
members who voted against ratification proposed the following
amendment: âThat the people have a right to bear arms for the
defense of themselves and their own state, or the United States,
or for the purpose of killing game; and no law shall be passed
for disarming the people or any of them, unless for crimes
committed, or real danger of public injury from individuals.â
The Address and Reasons of Dissent of the Minority of the
Convention of the State of Pennsylvania to their Constituents
(Dec. 18, 1787), reprinted in 2 The Documentary History of
the Ratification of the Constitution 618, 623â24 (Merrill
Jensen et al. eds., 1976) (emphasis added). The natural reading
of these proposals is that âcrimes committedâ concern acts
posing a âreal danger of public injury.â Kanter, 919 F.3d at 456
(Barrett, J., dissenting). This reading accords with the natural
law principle against taking innocent life that informs
American firearm regulations.
In contrast, the language proposed by New Hampshire
restricted the right to bear arms to those who had not engaged
in rebellion: âCongress shall never disarm any Citizen, unless
such as are or have been in actual Rebellion.â New Hampshire
26
Form of Ratification (June 21, 1788), reprinted in 28 The
Documentary History of the Ratification of the Constitution
376, 378 (John P. Kaminski et al. eds., 2017) (emphasis
added). Citizens who âare or have been in actual Rebellionâ is
not synonymous with all felons or criminals. This proposal
targets individuals who committed the distinct crime of
rebellion, which means âtaking up Arms against the Supreme
Power.â Rebellion, New Universal Etymological English
Dictionary (20th ed. 1763). But New Hampshireâs proposal
âdoes not say anything about disarming those who have
committed other crimes, much less nonviolent ones.â Kanter,
919 F.3d at 455 (Barrett, J., dissenting).
4. At least two distinct principles run continuous
throughout history from Cicero to Founding-era America.
First, the right to bear arms is not a license to physically harm
another. Second, an individual cannot exercise that right to
rebel against a just government ordered for the common good.
Penalty for acting adverse to either principle often amounted
to disarmament.22 These principles are the hallmark of our
Nationâs firearm regulations.
22
But such disarmament was not absolute, and I echo
Judge Rothâs call for greater executive review of petitions to
restore firearm rights, regardless of whether Congress provides
funding for 18 U.S.C. § 925(c). See Concurring Op. at 11 n.18; see also Cross v. Buschman, No. 22-3194,2024 WL 3292756
, at *5 (3d Cir. July 3, 2024) (Matey, J., concurring) (âThe Eighth Amendment binds all federal actors, and the President has a duty to ensure his subordinates comply with the Amendmentâs demands.â). That is because âthe President holds an independent duty to ensure that the Constitutionâs guarantees are followed.â Cross,2024 WL 3292756
, at *5
27
Many reasonable minds read this history to support a
different answer, and only one broad principle: the legislature
can categorically disarm anyone labeled âdangerous.â23 But
that is too vague a conception of âdangerousness.â True, both
ideas contain types of dangerous individuals, and both center
on classifications designed, or at least recognized, by
government. But the type of danger posed, and the punishment
prescribed, makes the difference. Laws imposing class wide
disarmament were enacted during times of war or civil strife
(citing Gary Lawson & Christopher D. Moore, The Executive
Power of Constitutional Interpretation, 81 Iowa L. Rev. 1267,
1287 (1996) (âOnce the President has interpreted the law that
he has the power to enforce or execute, a second interpretative
stage emerges: the President must then determine whether the
law is consistent with the Constitution. The President, no less
than Congress or the courts, operates under the Constitution as
supreme positive law . . . . The need to interpret the
Constitution as a source of positive law, and to prefer the
Constitution to any other source of law with which it may
conflict, is as much a part of â[t]he executive Powerâ vested in
the President as it is part of â[t]he judicial Powerâ vested in the
federal courts. The Constitution is law, and the executive
power of law interpretation includes the power and duty to
interpret the Constitution.â)). All to say, it is time to examine
the Attorney Generalâs independent obligation to review these
petitions, as well as the propriety of continuing to delegate this
responsibility to the Justice Departmentâs Bureau of Alcohol,
Tobacco, Firearms and Explosives when that agency has been
thwarted from carrying out its duty.
23
See Williams, 113 F.4th at 656â57; United States v.
Jackson, 110 F.4th 1120, 1127 (8th Cir. 2024); see also
Dissenting Op. at 6â8, 8 n.8.
28
where separate sovereigns competed for loyalty. See Jackson,
85 F.4th at 472 (Stras, J., dissenting from denial of rehearing
en banc) (â[T]he decades surrounding the ratification of the
Second Amendment showed a steady and consistent practice.
People considered dangerous lost their arms. But being a
criminal had little to do with it.â). And laws disarming an
individual for dangerous conduct harming another member of
the community centered on individualized review of specific
acts.24 Combining these principles to reach a higher level of
generality discounts the history and, most importantly,
disregards the natural law principles explaining why we
possess the right to bear arms.
D.
We have wandered far from the reason and spirit of the
Second Amendment. The first federal ban on felons possessing
firearms arrived one hundred and forty-seven years after the
24
In theory, the implications of both principles may not
be as siloed when assessing a facial challenge to § 922(g)(1).
For example, there are many individuals convicted of felonies
for sedition or murder, which could show that § 922(g)(1) may
not be unconstitutional in all contexts. See United States v.
Salerno, 481 U.S. 739, 745(1987) (explaining that in a âfacial challenge to a legislative Act . . . the challenger must establish that no set of circumstances exists under which the Act would be validâ). But that is not the case here because Range asserts an as-applied challenge. See United States v. Marcavage,609 F.3d 264, 273
(3d Cir. 2010) (âAn as-applied attack, in
contrast, does not contend that a law is unconstitutional as
written[,] but [rather] that its application to a particular person
under particular circumstances deprived that person of a
constitutional right.â).
29
Amendmentâs ratification. The Federal Firearms Act,
§ 922(g)(1)âs predecessor, prohibited any individual convicted
of a âcrime of violenceâ to possess a firearm or ammunition.
An Act to Regulate Commerce in Firearms, ch. 850, § 2(f), 52
Stat. 1250, 1251 (1938). Congress defined a âcrime of violenceâ as âmurder, manslaughter, rape, mayhem, kidnapping, burglary, housebreaking[,] assault with intent to kill, commit rape, or rob[,] assault with a dangerous weapon, or assault with intent to commit any offense publishable by imprisonment for more than one year.âId.
§ 1(6). Disarming individuals who exhibited that conduct made sense because they engaged in conduct that harmed the physical safety of individuals in the community. But twenty-three years later, Congress swept in all felonies, not just crimes of violence, see An Act to Strengthen the Federal Firearms Act, Pub. L. No. 87- 342 § 2,75 Stat. 757
, 757 (1961), thus abandoning reason,
which permitted disarmament of individuals to protect the
safety of the community or the existence of the government.
That hollowed place is where the enacted law remains today.
Such a law cannot be applied to Range who does not
exhibit behavior intentionally threatening the life or safety of
another. And there is no suggestion that Range threatens the
governmentâs existence with sedition or treason. So disarming
him is unnecessary to ensure the physical safety of the
community, or the continuity of government. See McWilliam,
supra, at 158 (â[O]ne must ask not only whether the statute
comports with the broader ius naturale principles, but also with
the general principles specifically determined within the
Second Amendment.â).
Because the majority correctly concludes that
§ 922(g)(1)âs application to Range is repugnant to the
30
fundamental principles captured by the Second Amendment, I
concur.
31
PHIPPS, Circuit Judge, concurring.
I join the Majority Opinion in full because this case may be
resolved on narrow grounds: there is no historical analogue for
permanently disarming a citizen based on a prior conviction for
food-stamp fraud.1 I write separately to point out additional
important âprinciples that underpin our regulatory tradition,â2
specifically those related to the liberties of a free people.
Application of these principles lends further support to the
outcome in this case and in future cases will balance and
safeguard the legal analysis so that it does not skew in favor of
disarmament.
Appreciation of these principles begins with a recognition
that the Founders were practical, prudent, and well-read.3 They
1
See N.Y. State Rifle & Pistol Assân v. Bruen, 597 U.S. 1, 30 (2022) (â[W]hether modern and historical regulations impose a comparable burden on the right of armed self-defense and whether that burden is comparably justified are central considerations when engaging in an analogical inquiry.â (internal quotation marks omitted) (quoting McDonald v. City of Chicago,561 U.S. 742, 767
(2010))). 2 United States v. Rahimi,602 U.S. 680, 692
(2024).
3
See Carl J. Richard, The Founders and the Classics: Greece,
Rome, and the American Enlightenment 53â168 (1994)
(detailing how the Founders used Roman and Greek history
and political thought to guide their critique of Britain and
design of America); id. at 118 (âAncient history provided the
founders with a large body of information, knowledge which
they used both to make sense of the confusing events of their
day and to construct arguments for their political positions.â);
Donald S. Lutz, The Relative Influence of European Writers on
Late Eighteenth-Century American Political Thought, 78 Am.
Pol. Sci. Rev. 189, 192â95 (1984) (detailing the Foundersâ
fluency in Montesquieu, Blackstone, Locke, Hume, and
Beccaria, as well as Plutarch, Cicero, Livy, Tacitus, and Plato).
1
fled from and rebelled against a nation that took away the right
to keep and bear arms4 and that used its military to occupy
4
See Joyce Lee Malcolm, To Keep and Bear Arms: The
Origins of an Anglo-American Right 23â134 (1997) (tracing
English republicansâ disarming of Royalist sympathizers and
Catholics; the restored Royalistsâ disarming of republicans and
the âdisaffectedâ; the aristocracyâs disarming of commoners
with game laws enforceable by the aristocrats themselves; and
the renewed disarming of Catholics by a Protestant king and
then Protestants by a Catholic king, until the right was affirmed
in 1689); Stephen P. Halbrook, The Foundersâ Second
Amendment: Origins of the Right to Bear Arms 9â74 (2008)
(detailing British attempts to disarm Colonists from the late
1760s, and the resistance up and down the colonies, until the
outbreak of hostilities); 1 James Burgh, Political
Disquisitions; or, An Enquiry into Public Errors, Defects, and
Abuses 464 (1775) (âA general exercise of the best of their
people in the use of arms, was the only bulwark of their
liberties.â); Leonard W. Levy, Origins of the Bill of Rights 138
(1999) (opining that Burghâs Political Disquisitions âwas
probably more influential in America than John Lockeâs
workâ); A Declaration by the Representatives of the United
Colonies of North America, Now Met in General Congress at
Philadelphia, Setting Forth the Causes and Necessity of Their
Taking Up Arms, reprinted in 37 Documentary History of the
Ratification of the Constitution and the Bill of Rights 49 (John
P. Kaminski et al. eds., 2020) (complaining to King George III,
alongside the last-ditch Olive Branch Petition, that Colonists
had âdelivered up their armsâ to be later returned, yet âthe
Governor [of Massachusetts] ordered the arms . . . to be seized
by a body of soldiersâ); id. at 46 (âOur forefathers, inhabitants
of the island of Great Britain, left their native land, to seek on
these shores a residence for civil and religious freedom.â);
St. George Tucker, 1 Blackstoneâs Commentaries app. 300
(1803) (âIn England, . . . the right of bearing arms is confined
to [P]rotestants, and the words suitable to their condition and
2
several American cities.5 The Founders wished to enshrine
that right in the core organic document of this Nation â our
Constitution.6 Of course, the Founders knew that firearms
were dangerous and capable of abuse. But an individual right
to keep and bear arms7 promotes self-defense and protects
degree, have been interpreted to authorize the prohibition of
keeping a gun . . . [s]o that not one man in five hundred can
keep a gun in his house without being subject to a penalty.â).
5
See generally Donald F. Johnson, Occupied America: British
Military Rule and the Experience of Revolution (2023)
(detailing British military occupations of Boston, New York,
Newport, Philadelphia, Charleston, and Savannah, and those
occupationsâ catalyst effect upon revolutionary sentiment); see
also BOSTON, March 12., Bos. Gazette, Mar. 12, 1770, at 3
(counting three dead and eight wounded at the Boston
Massacre); L. Kinvin Wroth & Hiller B. Zobel, The Boston
Massacre Trials, 55 A.B.A. J. 329, 329 (1969) (reporting that two of the wounded succumbed to their injuries, bringing the death total to five). 6 See U.S. Const. amend. II; see also 3 Joseph Story, Commentaries on the Constitution §§ 1890â91 (1833), reprinted in 5 The Foundersâ Constitution, supra, at 214 (âThe right of the citizens to keep and bear arms has justly been considered, as the palladium of the liberties of a republic; since it offers a strong moral check against the usurpation and arbitrary power of rulers; . . . it is at present in England more nominal then real, as a defensive privilege.â); William Rawle, A View of the Constitution of the United States 125â26 (2d ed. 1829), reprinted in 5 The Foundersâ Constitution, supra, at 214 (Philip B. Kurland & Ralph Lerner eds., 1987) (âNo clause in the Constitution could by any rule of construction be conceived to give to congress a power to disarm the people . . . .â). 7 See District of Columbia v. Heller,554 U.S. 570, 595
(2008)
(âThere seems to us no doubt, on the basis of both text and
3
against anarchy, rebellion, and foreign invasion.8 And so, the
right was sewn into our Nationâs founding fabric, with the
enemies of this Country and our individual liberties being the
ones who had most opposed it.9
It is against these principles â deeply against them â to flog
the historical record until it suggests some analogue or
principle justifying disarmament, no matter how abstracted,
attenuated, or ahistorical that analogue or principle may be. In
particular, it is a mistake to read the Second Amendment as
permitting the most extreme forms of disarmament in the
history of England and colonial America. While the Founders
adopted many venerable English legal principles and
traditions, such as those developed at common law and in
history, that the Second Amendment conferred an individual
right to keep and bear arms.â).
8
See, e.g., Burgh, supra note 4, at 401 (âAnd if the generality
of housekeepers were only half-disciplined, a designing prince,
or ministry, would hardly dare to provoke the people by an
open attack against their liberties . . . . But without the
peopleâs having some knowledge of arms, I see not what is to
secure them against slavery, whenever it shall please a daring
prince, or minister, to resolve on making the experiment. See
the histories of all the nations of the world.â); Richard Henry
Lee, Federal Farmer No. 3 (1787), reprinted in
19 Documentary History of the Ratification of the Constitution
and the Bill of Rights 219 (John P. Kaminski et al. eds., 2020)
(â[T]he yeomanry of the country . . . possess arms, and are too
strong a body of men to be openly offended . . . .â).
9
See, e.g., Halbrook, supra note 4, at 78â109 (recounting how,
after British soldiers executed civilians on their retreat from
Lexington and Concord, royal governors attempted to disarm
the people, and Great Britain placed an embargo on the
importation of arms to America).
4
equity,10 they broke ranks with the past in several respects. For
instance, titles of nobility were used in England, but the
Constitution expressly prohibits them.11 If that prohibition did
not include titles of nobility that were part of the English
historical tradition, then it would be close to meaningless.
Similarly, the Second Amendment cannot be read to permit the
extreme forms of disarmament used in England and colonial
America while under British rule; the Founders rejected those
forceful suppressions of their liberties.12 Nor do the
disarmament measures taken by the American States during
the Revolutionary War in response to a personâs refusal to take
a loyalty oath serve as useful analogues.13 As the Majority
10
See U.S. Const. art. III, § 2, cl. 1 (âThe judicial Power shall
extend to all Cases, in Law and Equity . . . .â).
11
See U.S. Const. art. I, § 9, cl. 8 (âNo Title of Nobility shall
be granted by the United States . . . .â).
12
See The Declaration of Independence para. 13 (U.S. 1776)
(â[The King] has kept among us, in times of peace, Standing
Armies without the Consent of our legislatures.â); id. para. 14
(âHe has affected to render the Military independent of and
superior to the Civil power.â); id. para. 27 (âHe is at this time
transporting large Armies of foreign Mercenaries to compleat
the works of death, desolation and tyranny . . . .â); id. para. 28
(âHe has constrained our fellow Citizens taken Captive on the
high Seas to bear Arms against their Country . . . .â).
13
See, e.g., 4 Journals of the Continental Congress, 1774â1789
205 (Worthington Chauncey Ford ed., 1906) (calling upon the
States âimmediately to cause all persons to be disarmed . . .
who are notoriously disaffected to the cause of America, or
who have not associated, and shall refuse to associate, to
defend, by arms, these United Colonies, against the hostile
attempts of the British fleets and armiesâ); G.A. Gilbert, The
Connecticut Loyalists, 4 Am. Hist. Rev. 273, 280â82 (1899)
(recounting Connecticutâs disarming those who spoke against
the Continental Congress and were âinimicalâ to the American
5
Opinion explains, âthe peopleâ entitled to the right to keep and
bear arms consists only of citizens. So, a person who did not
wish to belong to the new American nation would hardly have
been one of âthe peopleâ entitled to keep and bear arms. In
sum, the most relevant historical principles for disarming a
citizen are those grounded in the more stable and enduring
aspects of our legal tradition, such as the common law and
equity â as opposed to the principles underlying the excesses
of the Crown or Parliament or even those supporting
Revolutionary War measures in response to persons who
retained foreign allegiances.
cause); Act of Mar. 14, 1776, 1775â76 Mass. Acts ch. 21 §§ 1â
2, 8 (Massachusettsâs disarming all persons over sixteen not
being Quakers who would not adopt the American cause as
their own and swear to assist its defense); An Act Empowering
the Members of the Upper and Lower Houses of Assembly, to
Tender to Such of the Inhabitants as are Hereinafter
Mentioned, a Declaration, or Test, for Subscription (1776),
reprinted in 7 Records of the Colony of Rhode Island and
Providence Plantations in New England 566â68 (John Russell
Bartlett ed., 1862) (same); Act of May 1777, 177 Va. Acts
ch. 3, reprinted in 9 The Statutes at Large: Being a Collection
of All the Laws of Virginia 281â82 (William Waller Hening
ed., 1821) (disarming all who refused a loyalty oath and were
not excepted from taking it); Act of 1777, 1777 S.C. Acts ch. 6
§ 9, reprinted in 24 The State Records of North Carolina 90
(Walter Clark ed., 1905) (same); Resolution of Mar. 13, 1776,
reprinted in Journal of the Provincial Congress of South
Carolina, 1776 77â78 (1776) (disarming those who bore arms
against the Continental or Colony Congress, or opposed either,
and requiring a loyalty oath to be rehabilitated and rearmed);
An Ordinance Respecting the Arms of Non-Associators, 1776
Pa. Laws ch. 729 (July 19, 1776), reprinted in 9 The Statutes
at Large of Pennsylvania from 1682 to 1801 11 (James T.
Mitchell & Henry Flanders eds., 1903) (ordering the
disarmament of ânon-associatorsâ).
6
From that perspective, I see no historical analogue for the
lifetime disarmament of an otherwise free citizen. It is as
ancient as it is obvious that a person who is imprisoned or
otherwise confined does not have the right to bear arms for the
duration of confinement. Similarly, non-confined citizens who
are still within the criminal justice system through parole or
supervised release may have their freedoms, including the right
to bear arms, limited if justified as a penal measure. Critically,
in those circumstances, the loss of the right to bear arms is
effectuated through an adjudicative process with the
availability of the full panoply of constitutional rights for the
accused and the convicted â and there are procedures available
to directly appeal and collaterally challenge any infringement
of a constitutional right.14 But once a citizen repays his debt to
society, a legislative restriction on the right to keep and bear
arms based on nothing more than a prior conviction is without
relevant historical antecedent.15 And legislation permanently
14
Similar procedures are available in civil commitment
proceedings to protect against a permanent revocation of
liberty for persons with serious mental illnesses â a loss of
liberty may occur only as long as it is constitutionally justified,
and it must be subject to periodic review. See OâConnor v.
Donaldson, 422 U.S. 563, 575(1975) (explaining that âeven if [a personâs] involuntary confinement was initially permissible, it could not constitutionally continue after that basis no longer existedâ (citations omitted)); see Clark v. Cohen,794 F.2d 79, 86
(3d Cir. 1986) (explaining that âdue process require[s]
periodic reviews of [a personâs] continuing need for
institutionalization . . . because if the basis for a commitment
ceases to exist, continued confinement violates the substantive
liberty interest in freedom from unnecessary restraintâ (internal
citation omitted)).
15
See Story, supra note 6, at §§ 1890â91 (âThe right of the
citizens to keep and bear arms has justly been considered, as
the palladium of the liberties of a republic; since it offers a
strong moral check against the usurpation and arbitrary power
7
disarming a person who has already repaid his debt to society
is even further removed from our Founding-era heritage.16
of rulers; . . . it is at present in England more nominal then real,
as a defensive privilege.â); Rawle, supra note 6, at 125â26
(âNo clause in the Constitution could by any rule of
construction be conceived to give to congress a power to
disarm the people . . . .â).
16
It is true that before enacting the felon-in-possession statute
in 1965, the Subcommittee to Investigate Juvenile
Delinquency of the Senate Judiciary Committee heard
testimony from Attorney General Katzenbach in which he
opined that â[w]ith respect to the second amendment, the
Supreme Court of the United States long ago made it clear that
the amendment did not guarantee to any individuals the right
to bear arms.â Federal Firearms Act: Hearings Before the
Subcomm. to Investigate Juv. Delinq., 89th Cong. 41 (1965)
(statement of Attây Gen. Nicholas deBelleville Katzenbach);
see also id. (exhibit 7) (reporting with respect to the felon-in-
possessionâs predecessor statute that â[a]t the time of the
passage of the National Firearms Act in 1934 and the
consideration and passage by Congress of the Federal Firearms
Act from 1935 to 1938, the second amendment was not
considered to be an obstacleâ and advising that â[d]ecisions
applying Federal firearms legislation hold that the second
amendment was not, as the first amendment was, adopted with
individual rights in mind, but was a prohibition upon Federal
action which would interfere with the organization by States of
their militiaâ). That advice has not aged well. See Heller,
554 U.S. at 595 (2008), see also Op. Off. of Legal Counsel,
Whether the Second Amendment Secures a Legal Right 28
(2004) (â[T]he Second amendment secures a personal right of
individuals, not a collective right that may only be invoked by
a state or a quasi-collective right restricted to those persons
who serve in organized militia units.â). So there is more than
a hairline crack in the legal foundation for the felon-in-
possession statutory provision.
8
Thus, any law imposing a permanent restriction on âthe right
of the people to keep and bear Armsâ17 is constitutionally
suspect as a facial matter, and here, the application of
18 U.S.C. § 922(g)(1) to permanently disarm Bryan Range
after he repaid his debt to society for his food-stamp fraud
violates the Second Amendment.
17
U.S. Const. amend. II.
9
KRAUSE, Circuit Judge, concurring in the judgment, with
whom ROTH, Circuit Judge, joins in part.
When this case was previously before us, I urged that
we assess whether firearm regulations were constitutionally
permissible in the present by comparing historical analogues in
principle, not with precision. Hewing precisely to history and
tradition would only make sense in a world where âarmsâ still
meant muskets and flintlock pistols,1 and where communities
were still small and âclose-knit.â2 In contrast, the firearms of
America today include semi-automatic handguns, assault
rifles,3 and high-capacity magazines; our population of more
than 330 million is mobile and far-flung; and, tragically, brutal
gun deaths and horrific mass shootingsâexceeding 490 this
1
See Joseph Blocher & Eric Ruben, Originalism-by-Analogy
and Second Amendment Adjudication, 133 Yale L.J. 99, 153 (2023) (âAmericans in 1791 generally owned muzzle-loading flintlocks, liable to misfire and incapable of firing multiple shots. Guns thus generally were not kept or carried loaded in 1791.â (quotation omitted)); Akhil Reed Amar, Second Thoughts,65 Law & Contemp. Probs. 103
, 107 (2002) (âAt the Founding . . . [a] person often had to get close to you to kill you, and, in getting close, he typically rendered himself vul- nerable to counterattack. Reloading took time, and thus one person could not ordinarily kill dozens in seconds.â). 2 Stephanos Bibas, The Machinery of Criminal Justice 2 (2012). 3 See Robert J. Spitzer, Gun Accessories and the Second Amendment: Assault Weapons, Magazines, and Silencers,83 Law & Contemp. Probs. 231
, 240 (2020) (â[A]ssault weapons
play a disproportionately large role in three types of criminal
activity: mass shootings, police killings, and gang activity.â).
1
yearâare a daily occurrence in our schools, our streets, and
our places of worship.4 After observing that the balancing of
public safety with the right to bear arms has historically been a
core function of the legislature in our system of separated
powers,5 that the balance Congress struck in 18 U.S.C.
§ 922(g)(1) by categorically disarming convicted felons6 comported with traditional legislative authority to impose even 4 See Mass Shootings in 2024, Gun Violence Archive, https://www.gunviolencearchive.org/reports/mass-shooting (last visited Dec. 23, 2024). 5 See Adam Winkler, Scrutinizing the Second Amendment,105 Mich. L. Rev. 683
, 715 (2007) (âAchievement of that balance requires highly complex socio-economic calculations regard- ing what kinds of weapons ought to be possessed by individu- als and how to limit access to them by those deemed untrust- worthy or dangerous. Such complicated multi-factor judg- ments require trade-offs that courts are not institutionally equipped to make. Legislatures, by contrast, are structured to make precisely those kinds of determinations.â); see also Lon L. Fuller, The Forms and Limits of Adjudication,92 Harv. L. Rev. 353
, 371 (1978) (noting the ârelative incapacity of adju- dication to solve âpolycentricâ problemsâ). 6 Section 922(g)(1) makes it illegal for anyone convicted of âa crime punishable by imprisonment for a term exceeding one yearâ to possess a firearm, unless the crime is a state misde- meanor âpunishable by a term of imprisonment of two years or lessâ or relates to âantitrust violations, unfair trade practices, restraints of trade, or other similar offenses relating to the reg- ulation of business practices.â18 U.S.C. §§ 921
(a)(20),
922(g)(1). For ease of reference, this opinion refers to all
crimes covered by § 922(g)(1) as âfeloniesâ and individuals
falling within § 922(g)(1)âs purview as âfelons.â
2
greater deprivations like capital punishment, and that Congress
had provided mechanisms in 18 U.S.C. §§ 921(a)(20) and
925(c) by which an individual offender could seek to lift his
disability, I concluded that § 922(g)(1) was constitutional as
applied to all felons within its scope, and I dissented on that
basis. I also urged that, rather than proceeding on an offense-
by-offense basis and implying that § 922(g)(1) had never been
enforceable against a felon âlike Range,â7 the majority instead
should make clear that Range had successfully challenged only
its future enforcement, in effect, lifting the disability that had
been lawfully imposed based on § 922(g)(1)âs rebuttable
presumption of constitutionality.
Since then, the Supreme Court decided United States v.
Rahimi, 144 S. Ct. 1889 (2024), and vacated and remanded our
Courtâs en banc decision for reconsideration in light of its
teachings.8 I take from Rahimi several lessons that compel a
different rationale than the majorityâs today and that lead me
now to concur in the judgment.
The first three confirm the premises of my prior
opinion: (1) we should indeed determine âwhether the
challenged regulation is consistent with the principles that
underpin our regulatory traditionâânot whether it âprecisely
match[es] its historical precursors,â id. at 1898(emphasis added); (2) the Second Amendment does permit âthe enactment of laws banning the possession of guns by categories of persons thought by a legislature to present a special danger of misuse,âid. at 1901
(emphasis added), and 7 Range v. Attorney Gen. (Range I),69 F.4th 96
, 106 (3d Cir. 2023), judgment vacated sub nom. Garland v. Range,144 S. Ct. 2706
(2024).
8
See Garland, 144 S. Ct. at 2706â07.
3
in particular, âprohibitions . . . on the possession of firearms by
âfelons and the mentally ill,ââ which the Court reiterated are
âpresumptively lawful,â id.at 1902 (quoting District of Columbia v. Heller,554 U.S. 570, 626
, 627 n.26 (2008)); and (3) the availability of a greater penalty for an analogous offense at the Founding implies that a lesser penalty is constitutional today, e.g., âif imprisonment was permissibleâ at the Founding for an offense, the âlesser restrictionâ of disarmament in modern times âis also permissible,âid.
In addition, however, Rahimi also flagged two aspects
of a dispossession law as constitutionally relevant: first, that
the burden the law imposes has at least the potential to be âof
limited duration,â and, second, thatânotwithstanding the
authority of legislatures to disarm entire âcategories of
personsâ presumed dangerous in the first instanceâthe law
allows an individual to challenge that presumption and
establish that he does not currently âpresent a special danger of
[firearm] misuseâ or a âcredible threatâ to the safety of others.
Id.at 1901â02.9 9 The Court attached constitutional significance to these two statutory attributes in the context of a law that prohibited pos- session of a firearm only while âsubject to a [domestic violence restraining] orderâ that included âa finding that such person represents a credible threat to the physical safetyâ of his do- mestic partner (or child).18 U.S.C. § 922
(g)(8). It also cau- tioned that its holding was a narrow one. See United States v. Rahimi,144 S. Ct. 1889
, 1903 (2024) (â[T]oday . . . we con-
clude only this: An individual found by a court to pose a cred-
ible threat to the physical safety of another may be temporarily
disarmed consistent with the Second Amendment.â).
4
Notwithstanding these lessons, my colleagues in the
majority have treated the Supreme Courtâs remand as
essentially pro forma and file an opinion today that is largely
unchanged. True, the majority now acknowledges that the
relief it provides Range is only prospective protection from
prosecution for âany future possession of a firearm,â and it
seemingly acknowledges that § 922(g)(1) may be categorically
applied, consistent with the Second Amendment, to at least
âphysically dangerousâ felons.10 But it still disavows
Congressâs power to categorically disarm other felons who fall
within § 922(g)(1)âs parameters, and to do so on a
presumptively permanent basis. It also still insists on
analyzing § 922(g)(1) on an offense-by-offense basis,
demanding that any historical analogue match with high
precision, rather than reasoning by principle. And it again
declines to articulate any clear framework by which courts may
distinguish between constitutional and unconstitutional
applications of § 922(g)(1).
These aspects of the majority opinion are in error. I
ultimately concur in the judgment, however, because Rahimiâs
reasoning persuades me thatâeven though our historical
tradition supports § 922(g)(1)âs categorical disarmament of all
Nonetheless, the repeated references to these attributes in the
majority and concurring opinions and their anchoring in histor-
ical tradition suggest they carry constitutional weight more
broadly. See, e.g., id. at 1902â03 (emphasizing the presence
of âjudicial determinations,â âf[indings] by a court,â and that
those who posed a credible threat to the physical safety of an-
other were only âtemporarily disarmedâ); id. at 1908â10 (Gor-
such, J., concurring) (same); see also infra Section I.C.2.
10
Maj. Op. at 20; see also id. at 25.
5
felons on a presumptively permanent basisâthe Second
Amendment demands that the disability it imposes has at least
the potential to be âof limited duration,â Rahimi, 144 S. Ct. at
1902, and that a felon have a meaningful opportunity, after
successfully serving his sentence,11 to show that the burden
should be lifted based on individualized findings. Indeed, the
same historical analogues demonstrating that those who
commit serious crimes can be disarmed as a class of persons
that presumptively âpresent[s] a special danger of misus[ing]â
firearms, id. at 1901, also confirm the necessity of providing
individual class members with a later opportunity to rebut that
presumption and reclaim their Second Amendment rights
going forward.
I write to clarify three points: First, the historical record
reveals that, contrary to the majorityâs view, legislatures dating
back to the Founding had the authority to disarm not just
âphysically dangerousâ felons, but a wide range of groups
considered to present a special danger, while also allowing for
individual pre-enforcement challenges. Second, the majorityâs
reasoning cannot be squared with Supreme Court and historical
precedent, and its continued insistence on historical twins
portends confusion and inconsistency among the district
courts. And third, while we hold today that Rangeâs
declaratory judgment entitles him to protection only for future
firearm possession, at least two circuits have suggested that
11
See United States v. Moore, 111 F.4th 266, 272 (3d Cir.
2024) (holding that § 922(g)(1) is constitutional as applied to
felons who are serving a criminal sentence on parole, proba-
tion, or supervised release because our historical tradition
âyield[s] the principle that a convict may be disarmed while he
completes his sentence and reintegrates into societyâ).
6
successful as-applied challenges operate retroactively, making
enforcement void ab initio and jeopardizing both pending
§ 922(g)(1) indictments and convictions on direct appeal. See
United States v. Williams, 113 F.4th 637, 657, 661â63 (6th Cir. 2024); United States v. Diaz,116 F.4th 458
, 461, 469â70 & n.4
(5th Cir. 2024). I take this opportunity to highlight the drastic
consequences of that approach and to explain why a
prospective approach comports with Bruen and Rahimi, is
faithful to our regulatory tradition, and is administrable in
practice.
I. The Historical Validity of § 922(g)(1)
More than a decade of precedent now illuminates the
constitutionality of felon-in-possession bans and the Supreme
Courtâs methodology for reviewing them. The analysis that
follows will (A) summarize the Courtâs pronouncements con-
cerning those bans, (B) survey the relevant regulatory tradition,
and (C) consider how § 922(g)(1) fits within that regulatory
tradition.
A. Felon-Dispossession Laws in the Courtâs Recent
Precedent
Repeatedly, the Supreme Court has told us that felon-
in-possession statutes are presumptively constitutional. In
holding the âright of the peopleâ12 protected by the Second
12
In the first part of its analysis, the majority defends its belief
that felons remain part of âthe people,â so their firearm posses-
sion is presumptively protected, and the Government must
prove its disarmament regulation comports with historical tra-
dition. Maj. Op. at 11â16. Other jurists believe that historical
7
Amendment was an âindividual right,â Justice Scaliaâs seminal
opinion in Heller specified this meant âthe right of law-abid-
ing, responsible citizensâ to keep and bear arms, and therefore
characterized âprohibitions on the possession of firearms by
felonsâ as both âlongstandingâ and âpresumptively lawful.â13
554 U.S. at 579, 592, 626, 627 n.26, 635.
In New York State Rifle & Pistol Association, Inc. v.
Bruen, the Court clarified who qualifies as a âlaw-abidingâ cit-
izen when it explained that, despite the infirmity of New
Yorkâs may-issue open-carry licensing regime, ânothing in our
analysis should be interpreted to suggest the unconstitutional-
ity of the 43 Statesâ âshall-issueâ licensing regimes . . . [,]
which often require applicants to undergo a [criminal] back-
ground checkâ and âare designed to ensure only that those
bearing arms in the jurisdiction are, in fact, âlaw-abiding,
tradition permits the disarmament of felons precisely because
âthe peopleâ historically meant âlaw-abiding, responsible citi-
zens.â New York State Rifle & Pistol Assân, Inc. v. Bruen, 597
U.S. 1, 26 (2022) (citation omitted). But that debateâunlike the test for what constitutes an adequate âhistorical analogue,âid.
at 30 (quoting Drummond v. Robinson,9 F.4th 217
, 226 (3d Cir. 2021))âis largely academic. As then-Judge Barrett rec- ognized, the âsame body of evidenceâ can be used to illuminate who is part of the people or âthe scope of the legislatureâs power,â and either approach âyield[s] the same result.â Kanter v. Barr,919 F.3d 437, 452
(7th Cir. 2019) (Barrett, J., dissent- ing). 13 See also McDonald v. City of Chicago,561 U.S. 742, 786
(2010) (plurality) (ârepeat[ing] those assurancesâ); Bruen, 597
U.S. at 72 (Alito, J., concurring) (same); id. at 80â81 (Ka-
vanaugh, J., concurring) (same).
8
responsible citizens.ââ14 597 U.S. 1, 38 n.9 (2022) (quoting Heller,554 U.S. at 635
). And it directed us, in considering
whether modern-day regulations are consistent with historical
ones, to compare âhow and why the regulations burden a law-
abiding citizenâs right to armed self-defense.â Id. at 29 (em-
phasis added).
Most recently, in Rahimi, the Court reiterated that the
Constitution does not prohibit regulations that ban âthe posses-
sion of firearms by âfelons and the mentally ill,ââ which the
Court held âpresumptively lawfulâ even as applied to the
âcoreâ15 right of self-defense inside the home. 144 S. Ct. at
1902 (quoting Heller, 554 U.S. at 626, 627 n.26). Citing Hel- lerâs own assurance about the presumptive constitutionality of felon-dispossession laws, the Court disavowed any suggestion âthat the Second Amendment prohibits the enactment of laws banning the possession of guns by categories of persons thought by a legislature to present a special danger of misuse.â Id. at 1901. And it again told us to focus our historical analysis on âa law-abiding citizenâsâ right to bear arms. Id. at 1932 (Thomas, J., dissenting) (quoting Bruen, 597 U.S. at 29). Thus, time and again, the Supreme Court has acknowledged that the deep roots of felon-possession bans in American history impart a presumption of lawfulness to § 922(g)(1). 14 Those background checks screen for both violent and non- violent offenses. See, e.g.,Wash. Rev. Code Ann. § 9.41.070
(1)(a);Colo. Rev. Stat. Ann. § 18-12-203
(1)(c);Kan. Stat. Ann. § 75
-7c04(a)(2); Miss. Code. Ann. § 45-9- 101(2)(d);N.H. Rev. Stat. Ann. § 159:6
(I)(a);N.C. Gen. Stat. Ann. § 14-415.12
(b)(1). 15 District of Columbia v. Heller,554 U.S. 570, 630, 634
(2008).
9
As to methodology, Rahimi was also instructive, clari-
fying that âthe appropriate analysis involves considering
whether the challenged regulation is consistent with the prin-
ciples that underpin our regulatory tradition,â 144 S. Ct. at
1898 (emphasis added), and that âif imprisonment was permis-
sibleâ as a penalty for an offense at the Founding, âthe lesser
restrictionâ of disarmament imposed by a modern analogue âis
also permissible,â id. at 1902. There, the Court derived the rel-
evant principles from âtwo distinct legal regimesââsurety
laws and going armed lawsââ[t]aken together.â Id. at 1899,
1901. Even though the regulation at issue, § 922(g)(8), was
âby no means identical to these founding era regimes,â the
Court emphasized that âit does not need to be,â id. 1901, be-
cause a regulation that âdoes not precisely match its historical
precursors . . . âstill may be analogous enoughââ to withstand
constitutional scrutiny. id. at 1898 (quoting Bruen, 597 U.S. at
30). Rather than seeking out a âdead ringerâ or âhistorical
twin,â we were instructed to determine whether the modern-
day regulation âcomport[s] with the principles underlying the
Second Amendmentâ by considering whether the challenged
regulation is âârelevantly similarâ to laws that our tradition is
understood to permit.â Id. at 1898 (quoting Bruen, 597 U.S. at
29).
B. Relevantly Similar Historical Analogues
When we go to compare ârelevantly similarâ laws, ânot
all history is created equal.â Bruen, 597 U.S. at 34. Founding-
era laws âsurrounding the ratification of the textâ are generally
considered to be âthe history that matters most,â Rahimi, 144
S. Ct. at 1924 (Barrett, J., concurring), because Second
Amendment rights âare enshrined with the scope they were un-
derstood to have when the people adopted them,â Heller, 554
U.S. at 634â35. But we also look to âEnglish history dating
10
from the late 1600s, along with American colonial views lead-
ing up to the founding,â Bruen, 597 U.S. at 20, because the
right to keep and bear arms was a âpre-existing right,â id.
(quoting Heller, 554 U.S. at 592). In addition, post-enactment history and tradition âthrough the end of the 19th centuryâ is a âcritical toolâ for determining the principles underlying the Second Amendment.Id.
at 35 (quoting Heller,554 U.S. at 605
).16
Here, the Government identifies two sets of relevantly
similar laws from which comparable principles can be derived:
(1) laws that categorically disarmed entire classes of people,
and (2) felony punishment laws. I address each below before
16
The Supreme Court has approvingly cited and relied on post-
enactment sources in each of its recent Second Amendment
cases. See Rahimi, 144 S. Ct. at 1899â1901 (citing laws and
tradition from the early nineteenth century); Bruen, 597 U.S. at
50â57 & nn.15â24 (analyzing nineteenth-century laws and
cases); McDonald, 561 U.S. at 778(Alito, J.) (â[I]t is clear that the Framers and ratifiers of the Fourteenth Amendment counted the right to keep and bear arms among those funda- mental rights necessary to our system of ordered liberty.â); Heller,554 U.S. at 605
(âWe now address how the Second
Amendment was interpreted from immediately after its ratifi-
cation through the end of the 19th century.â); see also Rahimi,
144 S. Ct. at 1915â16 (Kavanaugh, J., concurring) (âAs the
Framers made clear, and as th[e] Court has stated time and
again for more than two centuries, post-ratification history . . .
can also be important for interpreting vague constitutional text
and determining exceptions to individual constitutional
rights.â); id. at 1924 (Barrett, J., concurring) (explaining that
âpostenactment history can be an important toolâ).
11
comparing the principles derived from these analogues to
§ 922(g)(1).
1. Categorical Disarmament Laws
a. Englandâs Restoration and Glori-
ous Revolution
During the late seventeenth century, the English
government repeatedly disarmed individuals whose conduct
indicated that they could not be trusted to abide by the
sovereign and its dictates.
Following the tumult of the English Civil War, the
restored Stuart monarchs disarmed nonconformist (i.e., non-
Anglican) Protestants.17 Of course, not all nonconformists
were dangerous; to the contrary, many belonged to pacificist
denominations like the Quakers.18 However, they refused to
participate in the Church of England, an institution headed by
the King as a matter of English law.19 And nonconformists
17
See Joyce Lee Malcolm, To Keep and Bear Arms: The Ori-
gins of an Anglo-American Right 45 (1994) (describing how
Charles II âtotally disarmed . . . religious dissentersâ).
18
See Joyce Lee Malcolm, The Right of the People to Keep and
Bear Arms: The Common Law Tradition, 10 Hastings Const.
L.Q. 285, 304 n.117 (1983) (âPersons judged to be suspicious
by the royal administration were those . . . who belonged to the
Protestant sects that refused to remain within the Church of
England. The Quakers were prominent sufferers.â).
19
See Church of England, BBC (June 30, 2011),
https://www.bbc.co.uk/religion/religions/christian-
ity/cofe/cofe_1.shtml (describing âthe Act of Supremacyâ en-
acted during the reign of Henry VIII).
12
often refused to take mandatory oaths acknowledging the
Kingâs sovereign authority over matters of religion.20 As a
result, Anglicans accused nonconformists of believing their
faith exempted them from obedience to the law.21
Protestants had their rights restored after the Glorious
Revolution of 1688 replaced the Catholic King James II with
William of Orange and Mary, Jamesâs Protestant daughter.22
But even then, Parliament enacted the English Bill of Rights,
which declared: âSubjects which are Protestants, may have
Arms for their Defence suitable to their Conditions, and as
allowed by Law.â23 This âpredecessor to our Second
Amendment,â Bruen, 597 U.S. at 44 (quoting Heller, 554 U.S.
at 593), reveals that the legislatureâParliamentâhad the authority to decide who was law-abiding enough to keep and bear arms.24 20 See Frederick B. Jonassen, âSo Help Me?â: Religious Ex- pression and Artifacts in the Oath of Office and the Courtroom Oath, 12 Cardozo Pub. L., Polây & Ethics J. 303, 322 (2014) (describing Charles IIâs reinstation of the Oath of Supremacy); Caroline Robbins, Seldenâs Pills: State Oaths in England, 1558â1714, 35 Huntington Lib. Q. 303, 314â15 (1972) (dis- cussing nonconformistsâ refusal to take such oaths). 21 See Christopher Haigh, âTheological Warsâ: âSociniansâ v. âAntinomiansâ in Restoration England, 67 J. Ecclesiastical Hist. 325, 326, 334 (2016). 22 See Alice Ristroph, The Second Amendment in a Carceral State,116 Nw. U. L. Rev. 203
, 228 (2021). 23 1 W. & M., Sess. 2, ch. 2, § 7 (Eng. 1689) (emphasis added). 24 Cf. Lois G. Schwoerer, To Hold and Bear Arms: The English Perspective,76 Chi.-Kent L. Rev. 27
, 47â48 (2000)
13
In 1689, the pendulum of distrust swung the other way.
Parliament enacted a statute prohibiting Catholics who refused
to take an oath renouncing the tenets of their faith from owning
firearms, except as necessary for self-defense.25 As with
nonconformists, this prohibition was not based on the notion
that every single Catholic was dangerous. Rather, the
categorical argument English Protestants made against
Catholicism at the time was that Catholicsâ faith put the
dictates of a âforeign power,â namely the Vatican, before
English law.26 Accordingly, the disarmament of Catholics in
1689 reflects Protestant fears that Catholics could not be
trusted to obey the law.
That restriction could be lifted only prospectively and
on an individual basis. That is, Parliament permitted Catholics
who ârepeated and subscribedâ to the necessary oath before
(explaining how the English Bill of Rights preserved Parlia-
mentâs authority to limit who could bear arms).
25
An Act for the Better Securing the Government by Disarm-
ing Papists and Reputed Papists, 1 W. & M., Sess. 1, ch. 15
(Eng. 1689); see Malcolm, supra note 17, at 123.
26
See Diego Lucci, John Locke on Atheism, Catholicism, An-
tinomianism, and Deism, 20 Etica & Politica/Ethics & Pol.
201, 228â29 (2018). Official Anglican doctrineâregularly
preached throughout Englandâwarned that the Pope taught
âthat they that are under him are free from all burdens and
charges of the commonwealth, and obedience toward their
prince.â An Exhortation Concerning Good Order, and Obedi-
ence to Rulers and Magistrates, in Sermons or Homilies Ap-
pointed to Be Read in Churches in the Time of Queen Elizabeth
of Famous Memory 114, 125 (new ed., Gilbert & Rivington
1839).
14
âany two or more Justices of the Peaceâ to resume keeping
arms.27 But, needless to say, disavowal of religious tenets
hardly demonstrated that the swearing individual no longer had
the capacity to commit violence; rather, the oath signified
allegiance to the English government and an assurance of
conformity to its laws. This status-based disarmament of
Catholics evinces the âhistorical understandingâ28 not only that
legislatures could categorically disarm groups they viewed as
unwilling to obey the law, but also that disarmed members had
an opportunity to prospectively regain their right to bear arms.
b. Colonial America
The English notion that the government could disarm
those not considered law-abiding traveled to the American
colonies. Although some of the earliest firearm laws in
colonial America forbid Native Americans and Black people
from owning guns,29 the colonies also repeatedly disarmed
27
1 W. & M., Sess. 1, ch. 15 (Eng. 1689).
28
Bruen, 597 U.S. at 26. That the same Parliament that enacted
the predecessor to our Second Amendment also passed laws
categorically disarming groups of people is particularly rele-
vant to our historical inquiry. See William Baude & Robert
Leider, The General-Law Right to Bear Arms, 99 Notre Dame
L. Rev. 1467, 1472 (2024) (explaining that early American
courts described the right to arms codified in âthe English Bill
of Rights, the Second Amendment to the U.S. Constitution, and
various state constitutions as codifying the same preexisting
rightâ).
29
See Clayton E. Cramer, Armed America: The Remarkable
Story of How and Why Guns Became as American as Apple Pie
31, 43 (2006). Today, we emphatically reject these bigoted and
15
full-fledged members of the political community as it then
existedâi.e., free, Christian, white menâwho the authorities
believed could not be trusted to obey the law. Those
restrictions are telling because they were imposed at a time
before the advent of the English Bill of Rights, when the
charters of Virginia and Massachusetts provided
unprecedented protections for colonistsâ firearm rights.30
The Virginia Company carried out one of the earliest
recorded disarmaments in the American colonies in 1624. For
his âopprobriousâ and âbase and detracting speeches
concerning the Governor,â Richard Barnes was âdisarmedâ by
the Virginia Council and âbanishedâ from Jamestown.31 By
disrespecting the colonial authorities, Barnes demonstrated
that he could no longer be trusted as a law-abiding member of
the community and thus forfeited his ability to keep arms.
During the late 1630s, a Boston preacher named Anne
Hutchinson challenged the Massachusetts Bay governmentâs
authority over spiritual matters by advocating for direct,
unconstitutional laws, as well as their premise that oneâs race
or religion correlates with disrespect for the law. I cite them
here only to demonstrate the tradition of categorical, status-
based disarmaments. See Blocher & Ruben, supra note 1, at
165 (urging courts examining historical disarmament laws that
would violate the Constitution today to âask[] why earlier gen-
erations disarmed certain groups of people, rather than asking
only whom they disarmedâ).
30
See Nicholas J. Johnson et al., Firearms Law and the Second
Amendment: Regulation, Rights, and Policy 174 (3d ed. 2022).
31
David Thomas Konig, âDaleâs Lawsâ and the Non-Common
Law Origins of Criminal Justice in Virginia, 26 Am. J. Legal
Hist. 354, 371 (1982).
16
personal relationships with the divine.32 Governor John
Winthrop accused Hutchinson and her followers of being
Antinomiansâthose who viewed their salvation as exempting
them from the lawâand banished her.33 The colonial
government also disarmed at least fifty-eight of Hutchinsonâs
supporters, not because those supporters had shown a
propensity for violence, but âto embarrass the offendersâ who
were forced to personally deliver their arms to the authorities
in an act of public submission.34 The Massachusetts authorities
therefore disarmed Hutchinsonâs supporters to shame those
colonists because the authorities concluded their conduct
evinced a willingness to disobey the law.35
Again, however, restoration of the right to bear arms
was available, but only prospectively, and only for individuals
who affirmatively sought relief: Hutchinsonâs followers who
renounced her teachings and confessed their sins to the
authorities âwere welcomed back into the community and able
32
See Edmund S. Morgan, The Case Against Anne Hutchinson,
10 New Eng. Q. 635, 637â38, 644 (1937).
33
Id. at 648; Ann Fairfax Withington & Jack Schwartz, The Political Trial of Anne Hutchinson, 51 New Eng. Q. 226, 226 (1978). 34 James F. Cooper, Jr., Anne Hutchinson and the âLay Rebel- lionâ Against the Clergy, 61 New Eng. Q. 381, 391 (1988). 35 Cf. John Felipe Acevedo, Dignity Takings in the Criminal Law of Seventeenth-Century England and the Massachusetts Bay Colony,92 Chi.-Kent L. Rev. 743
, 761 (2017) (describing
other shaming punishments used at the time, including scarlet
letters).
17
to retain their arms,â as they had shown that they could once
again be trusted to abide by the law.36
Like the Stuart monarchs in England, the Anglican
colony of Virginia disarmed nonconformist Protestants in the
1640s due to their rejection of the Kingâs sovereign power over
religion. When a group of nonconformist Puritans from
Massachusetts resettled in southeastern Virginia, Governor
William Berkeley âacted quicklyâ to head off any
â[o]pposition to the kingâ by disarming them.37 And after the
Glorious Revolution, the American colonies followed
Englandâs example by disarming their Catholic residents.38
The colonies redoubled the disarmament of Catholics
during the Seven Yearsâ War of 1756â1763 based on their
perceived unwillingness to adhere to the Kingâs sovereign
36
Joseph G.S. Greenlee, The Historical Justification for Pro-
hibiting Dangerous Persons from Possessing Arms, 20 Wyo.
L. Rev. 249, 263 (2020).
37
Kevin Butterfield, The Puritan Experiment in Virginia,
1607â1650, at 21 (June 1999) (M.A. thesis, College of William
and Mary) (on file with William and Mary Libraries); see
Charles Campbell, History of the Colony and Ancient Domin-
ion of Virginia 211â12 (1860).
38
Just three years after designating Anglicanism as the col-
onyâs official religion, see George J. Lankevich, New York
City: A Short History 30 (2002), New York Governor Benja-
min Fletcher disarmed Catholic colonists in 1696, see Shona
Helen Johnston, Papists in a Protestant World: The Catholic
Anglo-Atlantic in the Seventeenth Century 219â20 (May 11,
2011) (Ph.D. dissertation, Georgetown University) (on file
with the Georgetown University Library).
18
dictates.39 Maryland, for example, though founded as a haven
for persecuted English Catholics,40 confiscated Catholicsâ
firearms and ammunition during the war.41 Notably, that
decision was not in response to violence; indeed, the colonyâs
governor at the time observed that âthe Papists behave
themselves peaceably and as good subjects.â42 Neighboring
Pennsylvania followed suit and took âall arms, military
accoutrements, gunpowder and ammunitionâ from all
Catholics and âreputedâ Catholics.43 Virginia likewise
prohibited Catholics and âsuspectedâ Catholics from owning
39
See Greenlee, supra note 36, at 263. Colonies disarmed
other religious minorities during the Seven Yearsâ War, too.
For instance, New Jersey confiscated firearms from Moravi-
ans, a group of nonconformist Protestants from modern-day
Germany, because the governor deemed their nonconformist
views sufficient evidence that they could not be trusted to obey
authority. See Johnson et al., supra note 30, at 198.
40
See Michael W. McConnell, The Origins and Historical Un-
derstanding of Free Exercise of Religion, 103 Harv. L. Rev.
1409, 1424 (1990).
41
See Acts of May 22, 1756, reprinted in 52 Archives of Mar-
yland: Proceedings and Acts of the General Assembly, Febru-
ary 1755 â October 1756, at 448â49, 454 (J. Hall Pleasants ed.,
1935) [hereinafter Md. Act of 1756]; Greenlee, supra note 36,
at 263; Johnson et al., supra note 30, at 197.
42
Elihu S. Riley, A History of the General Assembly of Mary-
land 224 (1912) (quoting a July 9, 1755 letter from Governor
Sharpe).
43
An Act for Forming and Regulating the Militia of the Prov-
ince of Pennsylvania, reprinted in 5 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 627 (James T. Mitchell &
Henry Flanders eds., 1898) [hereinafter Pa. Act of 1757].
19
weapons or ammunition, declaring that it was âdangerous at
this time to permit Papists to be armed.â44
Again, these generalizations led to overinclusive bans.
Not all Catholics posed a threat of misusing their firearms.
That said, these laws reveal that legislatures had the authority
to disarm every member of a group based on class-wide
presumptions about law-abiding behavior. And under each
regime, Catholics who violated the ban and were caught in
possession of armsâwhether or not they were dangerousâ
were subject to severe penalties.
To account for this overbreadth, colonial governments
provided individual Catholics with the opportunity to
prospectively restore their armament rights by persuading a
government official that they themselves were unlikely to
misuse firearms. A Catholic in Virginia who âdesire[d] to
submit and conformâ could âpresent himself before the justices
of the peace,â and upon taking a loyalty oath âin open court,â
would âthenceforth be discharged of and from all disabilities
and forfeitures, which he might or should be liable to for the
future.â45 Similarly, a Catholic in Maryland who persuaded a
local justice of the peace that he was law-abiding and not
dangerous could keep weapons necessary for the defense of his
home.46 But Catholics under these regimes had to
affirmatively regain their right to possess arms before violating
44
An Act for Disarming Papists, and Reputed Papists, Refus-
ing to Take the Oaths to the Government, reprinted in 7 The
Statutes at Large; Being A Collection of All the Laws of Vir-
ginia 35â38 (William W. Hening ed., 1820) [hereinafter Va.
Act of 1756].
45
Id. at 38 (emphasis added).
46
Md. Act of 1756, supra note 41, at 448.
20
the disarmament law. Those discovered possessing firearms
without first lifting their firearm disability would be arrested,
imprisoned without bail, forced to forfeit all their weapons, and
subjected to onerous fines.47 In short, the restoration of
armament rights during the Colonial era occurred through pre-
enforcement actions, which provided prospective relief to law-
abiding challengers who complied with the disarmament law
and demonstrated that they did not pose a risk of misusing
arms.
c. Revolutionary War
As the colonies became independent states, legislatures
continued to disarm individuals whose status indicated that
they could not be trusted to obey the law. John Lockeâa
philosopher who profoundly influenced the American
revolutionaries48âargued that the replacement of individual
judgments of what behavior is acceptable with communal
47
Id. (proclaiming that a Catholic who violated the disarma-
ment law âshall forfeit and lose . . . his Heirs and Successors,
his and their said Armour, Gunpowder, and Ammunition; and
shall also be imprisonedâ); see also Va. Act of 1757, supra
note 44, at 37 (punishing non-oath taking Catholics with for-
feiture of all their arms and ammunition, imprisonment without
bail, and fines); Pa. Act of 1757, supra note 43, at 627 (impos-
ing forfeiture and imprisonment without bail).
48
See Thad W. Tate, The Social Contract in America, 1774â
1787: Revolutionary Theory as a Conservative Instrument, 22
Wm. & Mary Q. 375, 376 (1965); see also Gundy v. United
States, 588 U.S. 128, 153 (2019) (Gorsuch, J., dissenting) (ob-
serving âJohn Locke [was] one of the thinkers who most influ-
enced the framers[]â).
21
norms is an essential characteristic of the social contract.49
Members of a social compact, he explained, therefore have a
civic obligation to comply with communal judgments
regarding proper behavior.50
Drawing on Locke, state legislatures conditioned their
citizensâ ability to keep arms on compliance with that civic
obligation, and several states enacted statutes disarming all
those who refused to recognize the sovereignty of the new
nation.51 In Connecticut, for instance, as tensions with England
rose, concerns that loyalists could not be trusted to uphold their
civic duties as members of a new state culminated in a 1775
statute that forbid anyone who defamed resolutions of the
Continental Congress from keeping arms, voting, or serving as
a public official.52
49
See John Locke, Two Treatises of Government § 163
(Thomas I. Cook ed., Hafner Press 1947) (reasoning âthere
only is political society where every one of the members hath
quitted his natural power [to judge transgressions and] resigned
it up into the hands of the communityâ).
50
Locke grounded that duty in the consent of those within a
political society; however, he argued that mere presence in a
territory constitutes tacit consent to the laws of the reigning
sovereign. See id. § 119.
51
See Robert H. Churchill, Gun Regulation, the Police Power,
and the Right to Keep Arms in Early America: The Legal Con-
text of the Second Amendment, 25 Law & Hist. Rev. 139, 158
(2007).
52
G.A. Gilbert, The Connecticut Loyalists, 4 Am. Hist. Rev.
273, 282 (1899) (describing this resolution as âa fair sample of
most of the others passed at this timeâ).
22
In 1776, most of the states heeded the Continental
Congressâs call to disarm those who âare notoriously
disaffected to the cause of America, or who have not
associated, and shall refuse to associate, to defend, by arms,
the[] United Colonies, against the hostile attempts of the
British fleets and armies,â53 by disarming those who did not
take a loyalty oath or were suspected of being disloyal.54
53
4 Journals of the Continental Congress, 1774â1789, at 205
(Worthington C. Ford ed., 1906).
54
See United States v. Jackson, 110 F.4th 1120, 1126â27 (8th
Cir. 2024); see, e.g., Act of May 1, 1776, ch. 21, §§ 1â2, re-
printed in 5 Acts and Resolves, Public and Private, of the Prov-
ince of Massachusetts Bay 479â80 (1886) (requiring every
non-Quaker âmale person above sixteen years of ageâ to take
an oath of loyalty and disarming those who refused of âall such
arms, ammunition and warlike implements, as, by the strictest
search, can be found in his possession or belonging to himâ)
[hereinafter Mass. Act of 1776]; Act of 1776, reprinted in 7
Records of the Colony of Rhode Island and Providence Plan-
tations in New England 566â67 (John R. Bartlett ed., 1862)
(disarming every male above sixteen years of age who refused
to take an oath of loyalty without providing âsatisfactory rea-
sonsâ for their refusal) [hereinafter R.I. Act of 1776]; Act of
May 5, 1777, ch. 3, reprinted in 9 The Statutes at Large; Being
a Collection of all the Laws of Virginia 281â82 (William W.
Hening ed., 1821) (disarming âall free born male inhabitants of
this state, above the age of sixteen years, except imported serv-
ants during the time of their serviceâ who refused to swear their
âallegianceâ to the state) [hereinafter Va. Act of 1777]; Act of
Nov. 15, 1777, ch. 6, § 9, 1777 N.C. Sess. Laws 231â32 (de-
claring that âall persons failing or refusing to take the oath of
23
George Washington approved of these disarmament laws and
stated that âthe other colonies ought to adopt similarâ
measures.55
Pennsylvania in particular passed a flurry of laws
disarming entire groups whose status suggested they could not
be trusted to follow the law. In 1776, Pennsylvania ordered the
blanket disarmament of all ânon-associators,â regardless of
whether they were disaffected to the cause of liberty.56 The
allegianceâ that were not exiled âshall not keep guns or other
arms within his or their Houseâ and that any such weapons
âmay be seized by a written Order of a justice of the countyâ)
[hereinafter N.C. Act of 1777]; Resolution of Mar. 13, 1776,
in Journal of the Provincial Congress of South Carolina, 1776,
at 77â78 (1776) (disarming convicted non-associators unless
and until they took a loyalty oath) [hereinafter S.C. Res. of
1776]; Act of Sept. 20, 1777, ch. 40, § 20, in Acts of the Gen-
eral Assembly of the State of New-Jersey 90 (1777) (directing
the Council of Safety to âdeprive and take from such Persons
as they shall judge disaffected and dangerous to the present
Government, all the Arms, Accoutrements and Ammunition
which they own or possessâ).
55
Letter from George Washington to Governor Cooke (Jan. 6,
1776), in 3 The Writings of George Washington 323
(Worthington C. Ford ed., 1889).
56
Act of July 19, 1776, reprinted in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 11 (James T. Mitchell &
Henry Flanders eds., 1903) (ordering local officials to âtake all
the arms . . . which are in the hands of non-associators in the
most expeditious and effectual mannerâ); Churchill, supra note
51, at 160 n.52 (âPennsylvania ordered the blanket
24
following year, it gave all adult males an ultimatumâswear a
loyalty oath or âbe disarmedâ by local authorities.57 In 1778,
Pennsylvania amended the act to require all adult males who
refused or neglected to take an oath to âdeliver up [their] armsâ
to the state.58 Those who failed to comply and were caught
âcarry[ing] . . . or keep[ing] any arms or ammunition in [their]
house or elsewhereâ faced forfeiture of their arms and
disarmament which âcontinue[d] for and during the life of the
. . . offender.â59 Finally, in 1779, it authorized local officials
to disarm âany personâ they âsuspected to be disaffected to the
independence of this state.â60
These statutes are especially illuminating because
Pennsylvaniaâs 1776 constitution strongly protected the
disarmament of non-associators, dropping its [ ] distinction be-
tween the disaffected and well affected.â).
57
Act of June 13, 1777, reprinted in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 110â13 (James T. Mitchell
& Henry Flanders eds., 1903) [hereinafter Pa. Act of 1777].
58
Act of Apr. 1, 1778, reprinted in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 238â39, 242 (James T.
Mitchell & Henry Flanders eds., 1903) [hereinafter Pa. Act of
1778].
59
Id. at 242â43; see also Joseph Blocher & Caitlan Carberry,
Historical Gun Laws Targeting âDangerousâ Groups and
Outsiders, (manuscript at 9), https://papers.ssrn.com/sol3/pa-
pers.cfm?abstract_id=3702696 (explaining that âPennsylvania
amended the actâ in 1778 to make disarmament permanent).
60
Act of Mar. 31, 1779, reprinted in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801, at 347â48 (James T. Mitchell
& Henry Flanders eds., 1903).
25
peopleâs right to bear arms.61 See Heller, 554 U.S. at 600â01
(relying on Pennsylvaniaâs âanalogous arm-bearing right[]â to
âconfirm[]â its interpretation of the Second Amendment);
Williams, 113 F.4th at 654 n.11 (âAs of 1776, the Pennsylvania
Constitution protected the right to keep and bear arms, so pre-
Founding examples from that state are highly probative of the
federal rightâs scope.â). Nonetheless, Pennsylvania deprived
sizable numbers of pacifists of that right, including Quakers,
Moravians, Mennonites, and other groups whose religious
convictions prohibited oath-taking.62 Those groups were not
disarmed because they were dangerous,63 but because their
refusal to swear allegiance demonstrated an unwillingness to
submit to communal judgments embodied in law when they
conflicted with personal conviction and thus posed a special
61
PA. Const. of 1776, Decl. of Rights, art. XIII (âThat the peo-
ple have a right to bear arms for the defence of themselves and
the state.â); C. Kevin Marshall, Why Canât Martha Stewart
Have a Gun?, 32 Harv. J.L. & Pub. Polây 695, 724 (2009).
62
See Jim Wedeking, Quaker State: Pennsylvaniaâs Guide to
Reducing the Friction for Religious Outsiders Under the Es-
tablishment Clause, 2 N.Y.U. J.L. & Liberty 28, 51 (2006); see
also Thomas C. McHugh, Moravian Opposition to the Penn-
sylvania Test Acts, 1777 to 1789, at 49â50 (Sept. 7, 1965)
(M.A. thesis, Lehigh University) (on file with the Lehigh Pre-
serve Institutional Repository).
63
See Heller, 554 U.S. at 590 (âQuakers opposed the use of
arms not just for militia service, but for any violent purpose
whatsoever . . . .â); Johnson et al., supra note 30, at 301 (noting
that states disarmed âQuakers and other pacifists; although
they were not fighters, they did own guns for huntingâ).
26
risk of danger.64 Only those who affirmatively established that
they were indeed law-abiding by swearing a loyalty oath before
state authorities had their firearm rights prospectively
restored.65
These class-wide disarmament statutes from the
Revolutionary War era shared three characteristics with the
group-based disarmament laws of the past. First, Revolution-
era legislatures categorically disarmed entire groups of people
believed to be dangerous, likely to misuse firearms, or inclined
to behave unlawfully. These broad generalizations inevitably
led to under- and over-inclusive regulatory schemes.
Pennsylvaniaâs loyalty oath, for example, failed to ferret out
Benedict Arnoldâs treachery66 while simultaneously
precluding many peaceful and non-dangerous people from
possessing arms.
Second, individuals disarmed by these revolutionary-
period statutes could prospectively regain their rights by
proving to a government official that they no longer posed a
danger of misusing firearms. In Connecticut, persons reported
as âinimicalâ to the revolutionary cause were âdisarmed and
not allowed to have or keep any arms,â but only until they
persuaded the local âcivil authority, selectmen, and committees
of inspectionâ that they were âfriendly to this and the other
64
See Wedeking, supra note 62, at 51â52 (describing how
Quakers were âpenal[ized] for allegiance to their religious
scruples over the new governmentâ).
65
Pa. Act of 1777, supra note 57, at 111â13.
66
See United States v. Jackson, 85 F.4th 468, 476 (8th Cir.
2023) (Stras, J., dissenting from the denial of rehearing en
banc).
27
United Colonies.â67 Suspected non-associators in South
Carolina who successfully âconvince[d]â the committee on
safety that they âsincerely desire[d] to join in support of the
American causeâ would have their âarms . . . restored.â68 Non-
associators in Massachusetts could have their right to bear arms
restored by âorder ofâ the âgeneral courtâ or âcommittees of
correspondence, inspection or safety.â69 Males older than
sixteen in New Hampshire could retain their arms despite
failing to take a loyalty oath if they provided the legislature
with âsatisfactory reasonsâ for their refusal,70 while males in
Pennsylvania, Virginia, and North Carolina who were initially
disarmed for refusing to take a loyalty oath could regain their
right to bear arms by affirmatively seeking out a justice of the
peace and taking a loyalty oath, thereby proving that they were
no longer dangerous, disloyal, or untrustworthy.71
Third, the burden was on members of a disarmed class
to rebut the class-wide presumption of firearm misuse before
possessing a firearm, and those who violated disarmament laws
without first satisfying the steps to lift their disability
prospectively faced serious consequences. For example, a
disaffected South Carolinian who was âfound in possession of
67
Act of Dec. 1775, reprinted in 15 The Public Records of the
Colony of Connecticut From May, 1775 to June 1776, at 193
(Charles J. Hoadly ed., 1890) [hereinafter Conn. Act of 1775].
68
S.C. Res. of 1776, supra note 54, at 78.
69
Mass. Act of 1776, supra note 54, at 484; see Churchill, su-
pra note 51, at 159.
70
R.I. Act of 1776, supra note 54, at 567.
71
See Va. Act of 1777, supra note 54, at 282â83; N.C. Act of
1777, supra note 54, at 231â32; Pa. Act of 1777, supra note
57, at 112â13.
28
arms or ammunitionâ without first having his rights restored by
a legislative committee would âagain be disarmedâ and, this
time, also imprisoned.72 And statutorily disarmed males in
Pennsylvania who were caught in possession before having
taken a loyalty oath before a justice of the peace were
imprisoned, âprosecute[d],â required to âforfeit [their] arms
and ammunition to the state,â fined âdouble the valueâ of their
forfeited possessions, and disarmed for âlife.â73
d. Ratification Debates
It is apparent from the debates around ratification that
the Founders believed the Second Amendment permitted
legislatures to disarm serious criminals.
The debates between the Federalists and Anti-
Federalists in Pennsylvania âwere among the most influential
and widely distributed of any essays published during
ratification.â74 Those essays included âThe Dissent of the
Minority,â a statement of the Anti-Federalist delegatesâ
views75 that proved âhighly influentialâ for the Second
72
S.C. Res. of 1776, supra note 54, at 78.
73
Pa. Act of 1778, supra note 58, at 242â43 (declaring that âall
disabilities and incapacities which any person . . . shall incur
or be liable to by reason of [the disarmament acts] shall be and
continue for and during the life of the delinquent or offenderâ).
74
Saul Cornell, Commonplace or Anachronism: The Standard
Model, the Second Amendment, and the Problem of History in
Contemporary Constitutional Theory, 16 Const. Comment.
221, 227 (1999). 75 Seeid.
at 232â33.
29
Amendment.76 Heller, 554 U.S. at 604. The Dissent of the
Minority proposed an amendment stating:
[T]he people have a right to bear
arms for the defence of themselves
and their own State or the United
States, or for the purpose of killing
game; and no law shall be passed
for disarming the people or any of
them unless for crimes committed,
or real danger of public injury from
individuals.77
And, at the Massachusetts convention, Samuel Adams, a
prominent Anti-Federalist, proposed an amendment that the
Constitution shall ânever [be] construed . . . to prevent the
people . . . who are peaceable citizens, from keeping their own
arms.â78 âGiven the Anti-Federalistsâ vehement oppositionâ to
76
See also Amul R. Thapar & Joe Masterman, Fidelity and
Construction, 129 Yale L.J. 774, 797 (2020) (âAlthough one might question why we should listen to the debateâs âlosers,â the Anti-Federalist Papers are relevant for the same reason that the Federalist Papers are: to quote Justice Scalia, âtheir writ- ings, like those of other intelligent and informed people of the time, display how the text of the Constitution was originally understood.â Plus, the Anti-Federalists did not exactly âlose,â in the same way in which a party who settles a case but gets important concessions does not âloseâ the case.â (quoting An- tonin Scalia, A Matter of Interpretation: Federal Courts and the Law 38 (Amy Gutmann ed., 1997))). 77 2 Bernard Schwartz, The Bill of Rights: A Documentary His- tory 665 (1971) (emphasis added). 78Id. at 675, 681
(emphasis added).
30
federal power, it is particularly ârevealingâ that even they
understood that government could disarm criminals and
dangerous people. Adoptive Couple v. Baby Girl, 570 U.S.
637, 664 (2013) (Thomas, J., concurring).
While these amendments were not adopted,79 they
âreveal a great deal about the Second Amendment.â Williams,
113 F.4th at 655; see Heller, 554 U.S. at 604 (relying on the
âminority proposal in Pennsylvaniaâ and âSamuel Adamsâ
proposalâ). The Second Amendment codified a âpre-existing,â
âvenerable,â and âwidely understoodâ right, making it unlikely
that âdifferent people of the founding period had vastly
different conceptionsâ of its scope. Heller, 554 U.S. at 603â
05. The Anti-Federalist proposals thus reflect the
understanding of the Founding generationâparticularly
among those who favored enshrining the right to bear arms in
the Constitutionâthat âcrimes committed,â whether
dangerous or not, justified disarmament.80
79
The Federalists, who considered a bill of rights unnecessary,
defeated the Pennsylvania proposal, while the Massachusetts
ratifying convention rejected Adamsâs proposal because he had
waited until the morning of ratification to present it. See Letter
from Jeremy Belknap to Ebenezer Hazard (Feb. 10, 1788), in
7 Documentary History of the Ratification of the Constitution
1583 (John P. Kaminski et al. eds., 2001).
80
See Stephen P. Halbrook, The Foundersâ Second Amend-
ment: Origins of the Right to Bear Arms 273 (2008) (explain-
ing that the Founders âdid not object to the lack of an explicit
exclusion of criminals from the individual right to keep and
bear armsâ during the debates over âwhat became the Second
Amendment,â because this limitation âwas understoodâ); Don
31
e. Post-Ratification Tradition
The historical tradition of legislatures disarming
categories of people whom they considered unfit to possess
firearms continued into the nineteenth century.81 As the
concerns from the Revolutionary War faded into the past, so
did the disarmament laws targeting perceived disloyal
Americans. But the pernicious tradition of prohibiting slaves
and Native Americans from possessing firearms persisted,82
and as worries of slave uprisings grew, many citizens feared
that freedmen were untrustworthy or inclined to misuse
firearms. See Williams, 113 F.4th at 656. Antebellum era
B. Kates, Jr., Handgun Prohibition and the Original Meaning
of the Second Amendment, 82 Mich. L. Rev. 204, 266 (1983) (âNor does it seem that the Founders considered felons within the common law right to arms or intended to confer any such right upon them. All the ratifying convention proposals which most explicitly detailed the recommended right-to-arms amendment excluded criminals and the violentâ). 81 As Rahimi makes clear, post-ratification history, at least when it is consistent with Founding-era history, is highly pro- bative of the Second Amendmentâs meaning. See supra note 16. 82 Act of 1797, ch. 43 § 6, in 1 Laws of the State of Delaware 104 (1797); Act of 1798, reprinted in 2 The Statute Law ofKentucky 113
(William Littell ed., 1810);1804 Ind. Acts 108
, § 4; Act of Mar. 6, 1805, reprinted in A Digest of the Laws of the State of Alabama 627 (Harry Toulmin ed., 1823); Act of June 7, 1806, reprinted in 1 A New Digest of the Statute Laws of the State of Louisiana 50 (Henry A. Bullard & Thomas Curry eds., 1842);1805 Miss. Laws 90
, § 4.
32
legislatures responded with a familiar tacticâdisarming
freedmen on a class-wide basis.83
Like the earlier categorical bans, these statutes
unquestionably swept in many peaceable, trustworthy, and
law-abiding Americans who posed no danger of misusing their
firearms. A few were absolute,84 but nearly all of these laws
allowed a freedman to make an individualized showing that he
was not apt to misuse firearms, and, if successful, to receive a
certificate or a license restoring his right to possess arms.85
83
See, e.g., infra notes 84â91.
84
See, e.g., Act of Feb. 17, 1833, reprinted in Compilation of
the Public Acts of the Legislative Council of the Territory of
Florida, Passed Prior to 1840, at 65 (John P. Duval ed., 1839);
1850 Ky. Acts 296, § 12; Del. Laws 332, § 7 (1863).
85
See, e.g., Act of Dec. 1792, reprinted in 1 Collection of All
Such Acts of the General Assembly of Virginia 187 (1803) (de-
claring that no freedman âshall keep or carry any gun . . . or
other weapon whatsoever,â but âpermit[ing them] to keep and
use guns, powder, shot, and weapons offensive or defensive,
by license from a Justice of Peace of the Countyâ); Act of Oct.
1, 1804, §§ 4â5, reprinted in Laws of Arkansas Territory 521
(J. Steele & J. MâCampbell, eds., 1835) (same); Act of Oct. 1,
1804, §§ 4â5, in Laws for the Government of the District of
Louisiana 108 (1804) (same); Act of Oct. 1, 1804, §§ 4â5, re-
printed in Digest of the Laws of the Missouri Territory 374
(Henry Geyer ed., 1818) (same); Little Rock City Ordinance,
in Arkansas Gazette, Jan. 12, 1836, at 1 (allowing any freed-
man âto keep one gun and ammunition therefor, by obtaining
a license for that purpose from the City Court, which license
may be granted upon giving bond and security for good behav-
iorâ).
33
Delaware, for example, made it unlawful for a freedman to
âhave, own, keep or possess any gun, pistol, sword or any
warlike instruments whatsoever.â86 But a freedman could seek
the resumption of that right by submitting an application to the
local justice of the peace, and if âfive or more respectable and
judicious citizensâ certified that the freedman was a âperson of
fair character,â the justice of the peace could âissue a licenseâ
authorizing the freedman to âkeep or possessâ a gun.87 In
Florida, a local judge could grant a freedmanâs application if
âtwo respectable citizens of the county [certified] to the
peaceful and orderly character of the applicant.â88 And a
freedman in Maryland could possess a firearm if âat the time
of hisâ possession, he had âa certificate from a justice of the
peace, that he is an orderly and peaceable person.â89
Also consistent with the prior categorical disarmament
laws, restoration under these Antebellum regimes was always
prospective, and freedmen had to demonstrate that they did not
fit the class-wide generalization of misusing firearms before
possessing a firearm in violation of a disarmament statute.90 If
86
Del. Laws 180â81, § 1 (1832).
87
Id.
88
1865 Fla. Laws 25, § 12. 89 1806 Md. Laws 44â45, § 2. 90 See1805 Va. Acts 51
, §§ 1â3 (prohibiting freedmen from âkeep[ing] or car[rying] any firelock of any kind, any military weapon, or any powder or lead, without first obtaining a li- censeâ from the court); 1806 Md. Laws 44â45, § 2 (prohibiting a freedman from âcarrying a gunâ unless âat the time of his carrying the same, [he has] a certificate from a justice of the peace, that he is an orderly and peaceable personâ);1837 Ark. 34
a freedman was caught possessing a firearm without first having his disability lifted by an executive or judicial officer, he would be arrested, imprisoned, fined, and forced to forfeit all his arms and ammunition.91 In short, restoration was limited to pre-enforcement actions brought by law-abiding freedmen. Acts 587, § 17 (âNo free[dman] shall be [allowed] to keep or carry any gun or rifle, or weapon of any kind, or any ammuni- tion without a license first had and obtained, for that purpose, from some justice of the peace.â); 1854â55 Mo. Laws 1094, § 2 (prohibiting a freedman from âkeep[ing] or carry[ing] any firelock, or weapon of any kind, or any ammunition, without a license first had and obtained for the purpose, from a justice of the peaceâ); 1840â41 N.C. Sess. Laws 61â62 (â[I]f any . . . free Person of colour shall wear or carry about his or her person, or keep in his or her house, any Shot-gun, Musket, Rifle, Pistol, Sword, Dagger or Bowie-knife, unless he or she shall have ob- tained a license therefor from the Court of Pleas and Quarter Sessions of his or her County, within one year preceding the wearing, keeping or carrying thereof, he or she shall be guilty of a misdemeanor, and may be indicted therefor.â). 911805 Va. Acts 51
, §§ 1â3 (ordering âevery constable to give
information against, and prosecute every free[dman] who shall
keep or carry any arms or ammunition . . . without first obtain-
ing a licenseâ and requiring a convicted freedman to âforfeit
all such arms and ammunitionâ upon conviction); 1806 Md.
Laws 44â45, § 2 (requiring a freedman to who was caught âcar-
ryingâ arms without a âcertificate from a justice of the peaceâ
to âforfeitâ his arms and pay a fine); Del. Laws 181, § 2 (1832)
(authorizing justices of the peace to arrest and punish any
freedman found âin possession of any Gun without a license or
35
With the enactment of the Fourteenth Amendment,
religion- and race-based disarmament laws became a sordid
relic of our Nationâs past.92 Still, the tradition of disarming
permitâ); 1837 Ark. Acts 587, § 18 (punishing every freedman caught possessing âweapon[s] of any kindâ without âhaving a licenseâ with âseizureâ of his arms and large fines); 1854â55 Mo. Laws 1094, § 3 (same);1865 Fla. Laws 25
, §§ 12â13 (de-
claring that âany . . . person of colorâ who possesses âfire-arms
or ammunition of any kindâ without âfirst obtain[ing] a license
to do so . . . shall be deemed to be guilty of a misdemeanor,
and . . . shall forfeit . . . all such fire-arms and ammunition, and
. . . be sentencedâ to other punishments); see also 1840â41
N.C. Sess. Laws 61â62.
92
Although many of these laws are repugnant and would be
unconstitutional today under the 14th Amendment, Rahimi in-
structs us to determine whether § 922(g)(1) âcomport[s] with
the principles underlying the Second Amendment.â 144 S. Ct.
at 1898 (emphasis added). Like the Sixth Circuit in Williams
and the Eighth Circuit in Jackson, we reference these bans only
to demonstrate the tradition of legislatures disarming people
they presumed posed a special risk of danger to the public. See
Jackson, 110 F.4th at 1127 (âWhile some of these categorical
prohibitions of course would be impermissible today under
other constitutional provisions, they are relevant here in deter-
mining the historical understanding of the right to keep and
bear arms.â); United States v. Williams, 113 F.4th 637, 656â57
(6th Cir. 2024) (âClassifying people as dangerous simply be-
cause of their race or religion was wrong from the beginning
and unconstitutional from 1868. Nevertheless, these pre-Four-
teenth Amendment laws provide insight into how early Amer-
icans conceived of the right to bear arms embodied in the
36
categories of persons thought by legislatures to present a
âspecial danger of [firearm] misuse,â Rahimi, 144 S. Ct. at
1901, continued into the Reconstruction Era and the Gilded
Age. Most states restricted the sale of firearms to, or the
possession of firearms by, persons under the age of eighteen or
twenty-one.93 Over a dozen states disarmed vagrants, often
referred to as âtramps.â94 Many states prohibited drunks from
purchasing or carrying guns.95 And several states banned the
sale of arms to mentally ill persons.96
Although the âwho,â âhow,â and âwhy,â Rahimi, 144 S.
Ct. at 1898, underlying these categorical disarmament laws
somewhat differed from their historical counterparts, â19th-
century courts and commentators,â Heller, 554 U.S. at 603, viewed these laws as constitutional. A âmassively popularâ nineteenth-century treatise written by âthe most famousâ voice on the Second Amendment at the time, Heller,554 U.S. at 616
,
explained that some groups were âalmost universally
excludedâ from exercising certain civic rights, including âthe
idiot, the lunatic, and the felon, on obvious grounds,â and that
states âmay prohibit the sale of arms to minors.â97
These laws, like those of earlier decades, were
unquestionably overbroad. Not every freedman, drunk,
Second Amendment. The key point is that entire groups could
be presumptively disarmed.â).
93
Brief of the United States at 24 & n.16, United States v.
Rahimi, 144 S. Ct. 1889(2024) (No. 22-915). 94Id.
at 25 & n.18. 95Id.
at 25â26 & n.19. 96Id.
at 24â25 & n.17.
97
Thomas, M. Cooley, Treatise on Constitutional Limitations
41, 739 n.4 (5th ed. 1883).
37
beggar, minor, or mentally ill person had a propensity to
misuse firearms. To the contrary, many members of these
disarmed classes likely posed no greater danger of firearm
misuse than their fellow citizens who retained their armament
rights. Yet state high courts routinely upheld these categorical
disarmaments as consistent with their state constitutional rights
to bear arms,98 which were understood to be coextensive with
the Second Amendment.99 For example, despite observing that
some tramps were âless . . .vicious than others,â the Ohio
Supreme Court nonetheless found a state law categorically
disarming âtrampsâ consistent with the state constitutional
right to keep and bear arms because the right âwas never
intended as a warrant for vicious persons to carry weapons with
which to terrorize others.â State v. Hogan, 58 N.E. 572, 575
(Ohio 1900).
In sum, these post-ratification laws, like the colonial
ones preceding them, show that legislatures were empowered
to disarm entire groups based on prevailing judgments about
which categories of people posed âa special danger of
98
See, e.g., State v. Shelby, 2 S.W. 468, 469 (Mo. 1886) (up- holding a ban on carrying arms while intoxicated as a âreason- able regulationâ that prevented the âmischief to be appre- hended from an intoxicated person going abroad with fire- armsâ); State v. Callicutt,69 Tenn. 714
, 716â17 (1878) (con-
cluded that a state law âprevent[ing] the sale, gift, or loan of a
pistol or other like dangerous weapon to a minor [was] not only
constitutional as tending to prevent crime but wise and salutary
in all its provisionsâ).
99
See Baude & Leider, supra note 28, at 1472 (â[I]n the context
of the right to bear arms, courts treated . . . state and federal
constitutional provisions as approximately equivalent.â).
38
misu[ing]â firearms. Rahimi, 144 S. Ct. at 1901. Although the
targeted groups changed over time, as did the legislaturesâ
precise calculus for disarming them, the three features of those
colonial-era laws remained constant. First, every categorical
disarmament law was overbroadâsweeping in law-abiding
people who were not dangerous, violent, untrustworthy, or
unstableâyet they comported with the Second Amendment.
Second, these laws almost universally provided some
mechanism for members of a disarmed class to prospectively
lift their disability by persuading an executive or judicial
official that the class-wide presumption of likely firearm
misuse did not apply to them. Third, if a member of a disarmed
class violated these disarmament laws without first
affirmatively lifting the disability, he was penalized
accordingly. Thus, prospective relief was limited to those who
abided by the ban unless and until demonstrating that they no
longer (if ever) presented a special danger to others.
2. Criminal Punishment
Rahimi teaches that if a greater deprivation of rights was
permissible as a penalty for an offense in the relevant past, the
âlesser restrictionâ of disarmament is also permissible in a
modern-day regulation. See 144 S. Ct. at 1902. With that pre-
cept in mind, the numerous historical laws punishing non-vio-
lent, as well as violent, felons with death, life imprisonment,
estate forfeiture, and permanent loss of certain other civil rights
show that an indefinite deprivation of the right to bear arms is
39
a permissible consequence of a felony conviction within our
historical tradition.
a. English Law and Colonial America
In eighteenth-century England, the standard penalty for
a felonyâeven for non-violent felonies like fraud and
forgeryâwas death and forfeiture of land, goods, and chattels,
and executed felons traditionally forfeited all their firearms, as
well as the rest of their estate, to the government.100 That
practice persisted in the American colonies and the Early
Republicâthose who committed serious felonies, both violent
and non-violent, were executed and subject to permanent estate
forfeiture.101
Individuals who committed less serious crimes also lost
their firearms on a temporary, if not permanent, basis. Virginia
punished a person convicted for âbaseâ and âopprobriousâ
speech by ordering him âdisarmedâ and declaring him
ineligible to exercise âany priviledge or freedomâ in the
colony.102 The Massachusetts Bay Colony disarmed
individuals for merely supporting someone who was convicted
100
See 4 William Blackstone, Commentaries on the Laws of
England 54, 97â98, 389 (1769); id. at 155, 162 (listing fraud-
ulent bankruptcy and forging a marriage license as such felo-
nies).
101
See Bucklew v. Precythe, 587 U.S. 119, 129 (2019) (â[D]eath was âthe standard penalty for all serious crimesâ at the time of the founding.â) (quoting Stuart Banner, The Death Penalty: An American History 23 (2002)); Baze v. Rees,553 U.S. 35, 94
(2008) (Thomas, J., concurring).
102
Konig, supra note 31, at 371.
40
of a crime.103 One New York law âdisarmedâ anyone who was
âconvictedâ of âoppos[ing] or deny[ing]â colonial or local
authority, or âdissuad[ing]â others âfrom obeying the
recommendationsâ of the Continental or colonial Congress,104
while another punished those who counterfeited state bills of
credit with life imprisonment and the forfeiture of their entire
estate, including firearms.105 South Carolina âdisarmedâ
persons âupon due convictionâ of âopposing the measures of
the Continental or Colony Congress.â106 In Hampshire
County, Massachusetts, âall persons . . . convicted of being
notoriously inimical to the cause of American Libertyâ were
âdisarmed.â107 And in Connecticut, anyone âduly convictedâ
of âlibel[ing] or defam[ing]â any acts of the Continental
Congress or the Connecticut General Assembly was âdisarmed
and not allowed to have or keep any arms.â108
Alternatively, where legislatures stipulated that certain
offenses were not punishable by death or life imprisonment,
103
See supra notes 32â36 and accompanying text (explaining
how supporters of Anne Hutchinson, who was convicted for
criticizing the colonyâs clergyâs legalistic interpretation of the
Bible, were disarmed).
104
Resolutions of Sept. 1, 1775, reprinted in 1 Journals of the
Provincial Congress, Provincial Convention, Committee of
Safety and Council of the State New-York 132 (1842).
105
Act of Apr. 18, 1786, reprinted in 2 Laws of the State of
New York Passed at the Sessions of the Legislature 1785â1788,
at 253, 260â61 (1886) [hereinafter N.Y. Act of 1786].
106
S.C. Res. of 1776, supra note 54, at 77.
107
Resolution of July 25â26, 1776, in 1 American Archives:
Fifth Series 588 (Peter Force ed., 1848)
108
Conn. Act of 1775, supra note 67, at 193.
41
but rather forfeiture,109 the offender was stripped of his then-
existing estate, including any firearms,110 and only upon
successfully serving of his sentence and reintegrating into
society could he presumably repurchase arms.111 Even minor
infractions were often punished with the seizure of firearms
involved in the offense.112
Of particular relevance are the Founding-era felonies
most similar to Rangeâs crime of defrauding the governmentâ
forgery, counterfeiting, fraud, and theftâwhich, in many
109
See Moore, 111 F.4th at 270â72 (collecting historical for-
feiture laws).
110
See, e.g., Act of Apr. 5, 1790, reprinted in 13 Statutes at
Large of Pennsylvania 511, 511â12 (James T. Mitchell &
Henry Flanders eds., 1908) (providing for âforfeit[ure of] all
. . . goods and chattels . . . possessed at the time the crime was
committed and at any time afterwardsâ).
111
As this Court has recognized, âthe early American forfeiture
laws . . . yield the principle that a convict may be disarmed
while he completes his sentence and reintegrates into society.â
Moore, 111 F.4th at 272.
112
For example, individuals who hunted in certain prohibited
areas had to forfeit any weapons used in the course of that vi-
olation. See, e.g., Ordinance of Oct. 9, 1652, reprinted in Laws
and Ordinances of New Netherland 1638â1674, at 138 (E.B.
OâCallaghan ed., 1868); Act of Apr. 20, 1745, in 23 Acts of the
North Carolina General Assembly, 1745, at 218, 219 (1805);
1771 N.J. Laws 19â20; 1832 Va. Acts 70; 1838 Md. Laws 291â92;12 Del. Laws 365
(1863).
42
jurisdictions, were punishable by death from the Colonial era
through the Revolutionary War.113
Although the majority suggests that the death penalty
soon fell out of use for such offenses,114 historical records show
otherwise. In 1790, the First Congress made counterfeiting and
forgery capital offenses.115 On December 14, 1792, within a
year of the ratification of the Bill of Rights, Georgia passed an
âAn Act for the More Effectually Preventing and Punishing
Forgery,â which penalized fraud, counterfeiting, and forgery
113
See Maj. Op. at 14, 22; see, e.g., A Digest of the Laws of
Maryland 255 (Thomas Herty ed., 1799) (punishing forgers
with âdeath as a felon, without benefit of clergyâ); Acts and
Laws of The English Colony of Rhode Island and Providence-
Plantations in New-England in America 33â34 (1767) (punish-
ing any person convicted of forging or counterfeiting bills of
credit with âPains of Deathâ); 10 Statutes at Large of Pennsyl-
vania 307, 384 (James T. Mitchell & Henry Flanders eds.,
1904) (making forgery and counterfeiting capital crimes in
1781); Acts of the General Assembly of the State of New Jersey
8, 136 (Peter Wilson ed., 1784) (listing counterfeiting and theft
as capital offenses); see generally Banner, supra note 101, at
7â8; Kathryn Preyer, Penal Measures in the American Colo-
nies: An Overview, 26 Am. J. Legal Hist. 326, 337, 340, 342,
343, 344, 348 (1982) (detailing capital punishment for non-vi-
olent offenses in Massachusetts, Pennsylvania, Virginia, and
New York).
114
See Maj. Op. at 14â15.
115
See Act of April 30, 1790, ch. 9, § 14, 1 Stat. 112, 115
(âevery such personâ convicted of forgery, dealing in forged
securities, or counterfeiting âshall suffer deathâ).
43
with death.116 Five days later, the General Assembly of
Virginia passed an âAct[] for Punishing Persons Guilty of
Certain Thefts and Forgeries,â which added forgery,
counterfeiting, and theft to the list of nonclergyable capital
offenses.117 In New York, people convicted of counterfeiting,
forgery, and larceny continued to âsuffer death as a felonâ for
years after the Second Amendmentâs ratification.118 In 1796,
New Jersey declared that anyone convicted of forgery for a
second time âshall suffer death.â119 And at the turn of the
nineteenth century, forgery and counterfeiting remained capital
crimes in the first instance in Maryland and North Carolina,120
116
A Digest of the Laws of the State of Georgia 467â68 (1800);
see also id. at 181, 342â43, 449.
117
A Collection of All Such Acts of the General Assembly of
Virginia, of a Public or Permanent Nature, as are Now in
Force 260â61 (1794). Two years later, Virginia doubled
down, clarifying that anyone convicted of forging or counter-
feiting, or assisting in the forging or counterfeiting, of âany
deed, will, testament, bond, writing obligatory, bill of ex-
change, promissory note . . . or other valuable thing . . . shall
suffer death as a felon without benefit of clergy.â Id. at 333.
118
2 Laws of the State of New York 41â42, 74 (1792). Between
1791 and 1796, New York executed at least 10 people for for-
gery. See Mark Espy, Executions in the U.S. 1608â2002,
Death Penalty Info. Ctr. 41â44, https://dpic-cdn.org/produc-
tion/legacy/ESPYyear.pdf (last visited Dec. 23, 2024).
119
An Act of Mar. 18, 1796, reprinted in Laws of the State of
New-Jersey 221 (William Paterson ed., 1800).
120
See A Digest of the Laws of Maryland, supra note 113, at
255â56; 1 The Public Acts of the General Assembly of North-
Carolina 242 (James Iredell & Francois-Xavier Martin eds.,
44
while Alabama made forgery, counterfeiting, fraud, and other
crimes of deceit capital offenses in 1807.121
To be sure, a few states dispensed with capital
punishment for forgery, counterfeiting, and other crimes of
deceit in the decade following ratification.122 But a handful of
âoutlierâ laws from the Early Republic does not negate what
had become a regulatory tradition. Bruen, 597 U.S. at 70; id.
at 46 (expressing âdoubt that three colonial regulations could
suffice to show a traditionâ). And concluding from the laws of
a few more lenient jurisdictions that the Constitution precluded
more severe penalties not only ignores the historical reality in
other jurisdictions, but also wrongly âassumes that founding-
era legislatures maximally exercised their power to regulate.â
Rahimi, 144 S. Ct. at 1925 (Barrett, J., concurring).
Regardless, the inference drawn by the majority from
this historyâthat Founding-era legislatures lacked authority to
permanently punish non-violent felonsâis mistaken. Instead,
the statutes cited by the majority prove that even when the most
progressive states in our Early Republic dispensed with the
death penalty for certain crimes, they continued to exercise their
authority to permanently punish non-violent felons. For
example, Connecticut, as the majority points out, ended capital
punishment for counterfeiting and forgery in 1784.123 But
rather than being executed, twice-convicted forgers and
1804); Banner, supra note 101, at 139 (explaining that coun-
terfeiting and horse stealing remaining capital offenses in Mar-
yland until 1809).
121
A Digest of the Laws of the State of Alabama 210â11 (Harry
Toulmin ed., 1823).
122
See Maj. Op. at 14â15, 15 n.4.
123
See id.
45
counterfeiters in Connecticut were imprisoned and âkept to
hard Labour during the Term of his or her natural Life,â while
Connecticut continued to punish other non-violent crimes like
perjury with death.124 New York likewise experimented with
eliminating capital punishment for these non-violent crimes.
In 1786, its legislature passed a law punishing those who
counterfeited state bills of credit with life imprisonment and
complete estate forfeiture.125 But it reversed course just two
years later and reinstated capital punishment for all
counterfeiters.126 For forgery, New York also âchang[ed] the
punishment . . . from death into imprisonment for lifeâ in 1796,
but again, âthe legal consequences of the conviction, as to
disability . . . remained the same. The party was incapacitated,
foreverâ from exercising his Second Amendment rights
because a felon sentenced to life in prison was âdeemed to be
124
Acts and Laws of the State of Connecticut in America 24, 66
(1784). When Connecticut updated its criminal codes in 1796,
theft, forgery, fraud, counterfeiting, and perjury continued to
be subject to permanent punishment. See Acts and Laws of the
State of Connecticut in America 184 (1796) (establishing that
a thrice-convicted thief, forger, counterfeiter, or user of coun-
terfeit coins would be âimprison[ed]â for the duration of âhis
natural lifeâ); id. at 182 (listing perjury as a capital offense).
125
N.Y. Act of 1786, supra note 105, at 260â61 (declaring that
anyone convicted of counterfeiting or altering a newly minted
bill of credit or knowingly using a counterfeited or altered bill
of credit âshall forfeit all his or her estate both real and personal
to the . . . State, and be committed to the [city jail] for life, and
there confined to hard laborâ).
126
See An Act for Preventing and Punishing Forgery and
Counterfeiting (Feb. 7, 1788), reprinted in 2 Laws of the State
of New York 41â42 (1792).
46
civilly dead, to all intents and purposes.â127 So even the laws
cited by the majority confirm that early legislatures had the
flexibility to punish non-violent felons in a variety of ways, up
to and including physical and civil death, both of which
permanently extinguished the felonâs civil rights. See Folajtar
v. Attây Gen., 980 F.3d 897, 920 (3d Cir. 2020) (Bibas, J.,
dissenting).
b. Post-Ratification Tradition
As the Nationâs footprint expanded to the south and the
west, legislative authority to permanently disarm non-violent
criminals followed in tow. Although some states continued to
execute thieves, counterfeiters, forgers, and fraudsters until the
mid-nineteenth century,128 other legislatures, during the Era of
Good Feelings, transitioned to stripping these non-law-abiding
citizens of fundamental rights.
In 1820, one of the Nationâs early leading lawyers and
âbest knownâ proponents of abolishing capital punishment,
127
Troup v. Wood, 4 Johns. Ch. 228, 247â48 (N.Y. Ch. 1820); see also Kanter,919 F.3d at 459
(Barrett, J., dissenting) (âCivil death was a state in which a person âthough living, was consid- ered deadââa status âvery similar to natural death in that all civil rights were extinguished.ââ (quoting Harry David Saun- ders, Note, Civil DeathâA New Look at an Ancient Doctrine,11 Wm. & Mary L. Rev. 988
, 988â89 (1970))).
128
South Carolina, Alabama, Georgia, Texas, and California
executed white people for counterfeiting, forgery, and theft un-
til the 1850s. See Banner supra note 101, at 18, 139â40; see
also, e.g., Espy, supra note 118, at 51, 70, 80 (forgery); id. at
56, 62 (counterfeiting); id. at 71, 94, 95 (theft); id. at 49, 50,
52, 63, 64, 93 (horse theft).
47
Edward Livingston, was tasked with preparing a systematic
code of criminal law for Louisiana.129 At the time, Louisianaâs
laws consisted of a âmedley of laws and customsâ from France,
Spain, and English common law that often imposed harsh and
unequal punishments, including death for non-violent
crimes.130 Livingstonâs proposed codes, which brought
âmoderation to the system of crimes and punishments,â131
eliminated the death penalty for many crimesâincluding
forgery, perjury, and fraud. Capital punishment was replaced
with the lesser punishments of âimprisonmentâ and the
âsuspensionâ and permanent âforfeitureâ of âpolitical or civil
rightsââincluding the âright of bearing arms.â132 Under
Livingstonâs code of punishments, those convicted of perjury
and forgery were permanently disarmed, while fraudsters lost
their armament rights for only five years.133
129
Banner, supra note 101, at 138.
130
Elon H. Moore, The Livingston Code, 19 J. Am. Inst. Crim.
L. & Criminology 344, 345 (1928).
131
Carleton Hunt, Life and Services of Edward Livingston 31
(1903) (emphasis added).
132
Edward Livingston, A System of Penal Law for the State of
Louisiana 377, 378 (1833); see id. at 745 (defining âpolitical
rightsâ as âthose which are given by the constitutionâ and
âcivil rightsâ as âthose which every free person is authorized,
by law, to exercise for the preservation either of his own person
[or] propertyâ).
133
Id. at 393 (seven yearsâ imprisonment and permanent dis-
armament for perjury); id. at 409 (fifteen yearsâ imprisonment
and permanent disarmament for forgery); id. at 454 (one-year
imprisonment and five-yearsâ disarmament for fraudulent
48
Many contemporaries concurred with Livingstonâs
proposals to deprive convicts of only certain rightsâincluding
the right to bear armsâinstead of extinguishing all of their
rights through capital punishment. His work won wide acclaim
from such Founders as Jefferson, Madison, and Story.134 Chief
Justice Marshall, who read one of these codes âwith attention
and interest,â likewise saw no constitutional concerns, writing
in a letter to Livingston: âAmong your penalties a deprivation
of civil and political rights is frequently introduced. I believe
no former legislator has relied sufficiently on this provision;
and I have strong hopes of its efficacy.â135
Although Livingstonâs codes were not ultimately
adopted, the Supreme Court has repeatedly relied on his
proposed model legal codes for Louisiana and then for the
United States as evidence of the types of laws that would have
been considered permissible at the Founding.136 And
interference with an inheritance). These proposals are particu-
larly notable considering Livingstonâs desire to create a crimi-
nal code that was consistent with the âright[s] secured by the
constitution,â including âthe right to bear arms.â Id. at 62; see
also Edward Livingston, A System of Penal Law for the United
States 19-20, 40, 79, 126 (1828) (similar provisions in model
penal code for the United States).
134
See Moore, supra note 130, at 345, 355.
135
Letter from John Marshall to Edward Livingston (Oct. 24,
1825), https://findingaids.princeton.edu/catalog/C0280_c3493.
136
See, e.g., Beauharnais v. Illinois, 343 U.S. 250, 255 n.4 (1952) (citing Livingstonâs âfamous draft System of Penal law for Louisianaâ as example of historical libel laws); Cruzan v. Dir. Mo. Depât of Health,497 U.S. 261, 294
(1990) (Scalia, J.,
49
Livingstonâs proposal to punish certain non-violent felons with
permanent disarmament is consistent not only with Founding-
era penalties that explicitly or necessarily deprived non-violent
felons of their right to bear arms, but also, as social mores
continued to evolve, laws in the early 1800s that permanently
stripped non-violent felons of other fundamental rights.137
Alabama, for instance, deprived âany person . . .
convicted of bribery, forgery, [or] perjuryâ from exercising
several fundamental rights, including holding state office,
serving as a juror, or voting in any election.138 In Missouri,
convicted forgers, embezzlers, counterfeiters, fraudsters,
bribers, and thieves could not serve as witnesses or jurors, vote,
or hold public office.139 And while Indiana continued to punish
horse thieves and recipients of stolen horses with death, it
deprived those who committed or helped commit perjury,
concurring) (citing Livingstonâs draft code for our history of
criminalizing assisted suicide).
137
Because the traditional punishment for serious crimes was
death, early legislatures had little occasion to enact laws ex-
plicitly disarming persons convicted of such crimes. Nonethe-
less, they did enact laws disarming perpetrators of a variety of
non-violent offenses. See supra notes 102â112 and accompa-
nying text.
138
Act of Nov. 17, 1819, reprinted in A Digest of the Laws of
the State of Alabama 230 (Harry Toulmin ed., 1823).
139
A Digest of the Laws of the Missouri Territory 140â45, 149â
50 (Henry Geyer ed., 1818).
50
forgery, fraud, embezzlement, or counterfeiting of their ability
to serve in any public office, the military, or on juries.140
In sum, before, during, and for a period even after the
dawn of our Republic, felons convicted of crimes of deceit
could face death, life imprisonment, civil death, and depriva-
tion of their fundamental rights because they were presumed to
permanently pose a special risk of danger to society.141 And
the categorical disarmament laws show that legislatures could
prophylactically disarm such categories of people, subject to
individual applications for a restoration of rights.142 With those
regulatory traditions in mind, we next consider the constitu-
tionality of § 922(g)(1) as applied to Range.
C. Section 922(g)(1) as Applied to Range
No doubt, the categorical disarmament laws and felony
punishment laws are âtwo distinct legal regimesâ and
§ 922(g)(1) âis by no means identical to these founding era
regimes.â Rahimi, 144 S. Ct. at 1899, 1901. But âit does not
need to be,â id. at 1901, because we are not looking for
âhistorical twin[s],â but for âprinciples underlying the Second
Amendmentâ that are ârelevantly similarâ to those animating
the statute now before us, id. at 1898 (citation omitted). And
â[t]aken together,â id. at 1901, those two legal regimes
demonstrate that § 922(g)(1)âwith one qualification
discussed below, infra Section I.C.2ââcomport[s] with the
140
Laws of the Indiana Territory 25â28, 30 (1807); Compend
of the Acts of Indiana 73, 76, 87â88 (W. Johnston ed., 1817);
Banner, supra note 101, at 131.
141
See generally supra Section I.B.2.
142
See generally supra Section I.B.1.
51
principles underlying the Second Amendment,â id. at 1898, as
applied to Range.
1. Section 922(g)(1) Generally Comports
with Regulatory Tradition
In comparing a challenged regulation with the
principles underlying its historic analogues, â[w]hy and how
the regulation burdens the right are central to th[e] inquiry.â
Id.
As for the âwhy,â four centuries of unbroken Anglo-
American history shows that legislatures consistently disarmed
entire categories of people who were presumed to pose a
special risk of misusing firearms. Only after an individual
made the requisite showing to a government officialâ
rebutting the class-wide presumption of firearms misuseâwas
the disability on the individualâs right to possess firearms
lifted. The Founding generation understood that felonsâwho
could be sentenced to death or life imprisonment, stripped of
their fundamental rights, including their right to arms143âwere
one such group. It is no wonder that Rahimi, citing to Hellerâs
assurance of the presumptive constitutionality of felon-in-
possession bans, repudiated the âsuggest[ion] that the Second
Amendment prohibits the enactment of laws banning the
possession of guns by categories of persons thought by a
legislature to present a special danger of misuse.â Id. at 1901.
At the Founding, the purpose of capital punishment and
life imprisonment for certain crimes of deceit, akin to Rangeâs
fraud offense, âwas threefold: deterrence, retribution, and
penitence.â Diaz, 116 F.4th at 469. Those purposes continued
143
See supra Section I.B.2.
52
to animate the early nineteenth century laws stripping such
felons of other fundamental rights.144 The justification for
§ 922(g)(1)âdeterring lawlessness by those categorically
presumed to pose a special risk of danger to societyâis
ârelevantly similar.â Rahimi, 144 S. Ct. at 1898 (quoting
Bruen, 597 U.S. at 29). In enacting § 922(g)(1), âCongress
obviously determined that firearms must be kept away fromâ
felons because they belong to a class âwho might be expected
to misuse them.â Dickerson v. New Banner Inst., Inc., 460 U.S.
103, 119 (1983).145 And just as legislatures dating back to the
144
See supra notes 129â136 and accompanying text (discuss-
ing proposals to punish those convicted of forgery and perjury
with permanent disarmament); supra notes 137â140 and ac-
companying text (discussing laws prohibiting forgers, counter-
feiters, fraudsters, and thieves from holding office, voting, be-
ing on a jury, or serving in the military).
145
See also Lewis v. United States, 445 U.S. 55, 63, 67(1980) (explaining that federal gun laws, which were intended to be âa sweeping prophylaxis, in simple terms, against misuse of firearms,â focus on felony convictions âin order to keep fire- arms away from potentially dangerous personsâ); Scarborough v. United States,431 U.S. 563, 572
(1977) (âCongress sought to . . . keep guns out of the hands of those who have demon- strated that they may not be trusted to possess a firearm without becoming a threat to society.â (internal quotation marks omit- ted)); Barrett v. United States,423 U.S. 212, 218
(1976) (âThe very structure of the Gun Control Act demonstrates that Con- gress . . . sought broadly to keep firearms away from the per- sons Congress classified as potentially irresponsible and dan- gerousâ); Huddleston v. United States,415 U.S. 814, 824
(1974) (explaining that the principle purpose of the Safe Streets
53
Founding determined that certain non-violent felons, including
those who committed fraud offenses like Rangeâs, should be
prohibited from possessing firearms, âCongressâ judgment that
a convicted felon . . . is among the class of persons who should
be disabled from . . . possessing firearms because of potential
dangerousness is rational.â Lewis v. United States, 445 U.S.
55, 67 (1980). Moreover, like the felony punishment laws of
our nascent Republic that imposed punishments necessarily
encompassing disarmament, § 922(g)(1) applies only to those
convicted of crimes that, as reflected in their applicable prison
terms, are deemed most serious by modern-day legislatures in
their respective jurisdictions.
As to the âhow,â § 922(g)(1), like its Founding-era
analogues, applies after a person is convicted of a felony and
deprives that felon of the right to bear arms on a presumptively
permanent basis. Capital punishment, life imprisonment, and
civil death entailed permanent disarmament, as did estate
forfeiture at times.146 Thus, just as the availability of
imprisonment to respond to the Founding-era offenses akin to
§ 922(g)(8) rendered âthe lesser restriction of temporary
disarmament that Section 922(g)(8) imposes . . . permissibleâ
in Rahimi, 144 S. Ct. at 1902, the availability of capital
punishment and life imprisonment to respond to non-violent
crimes like theft, forgery, counterfeiting, fraud, and perjury at
the Founding and beyond shows that âthe lesser restrictionâ of
Act and Gun Control Act âwas to curb crimeâ and âlawless-
nessâ).
146
United States v. Diaz, 116 F.4th 458, 469 (5th Cir. 2024)
(â[T]he majority of the estate forfeiture laws . . . did not pro-
vide an opportunity for offenders to regain their possessions.â).
54
disarmament imposed by § 922(g)(1) âis also permissible,â
id.147
2. Rangeâs Pre-Enforcement Challenge
Although § 922(g)(1) on its face fits âneatly withinâ our
historical tradition, Rahimi, 144 S. Ct. at 1901, there is one
147
Our sister circuits have likewise relied on Rahimiâs greater-
includes-the-lesser reasoning to hold that § 922(g)(1) is consti-
tutional as applied to felons who committed a variety of non-
violent crimes. See, e.g., United States v. Hunt, No. 22-4525,
2024 WL 5149611, at *6 (4th Cir. Dec. 18, 2024) (adopting Rahimiâs âgreater-includes-the-lesser theoryâ to foreclose as- applied challenges to § 922(g)(1)); Diaz, 116 F.4th at 469 (âHere, if capital punishment was permissible to respond to theft, then the lesser restriction of permanent disarmament that § 922(g)(1) imposes is also permissible.â); Jackson, 110 F.4th at 1125, 1127 (holding that § 922(g)(1) is constitutional as ap- plied to a felon who committed ânon-violentâ drug offenses in part because early legislatures âauthorized punishments that subsumed disarmamentâdeath or forfeiture of a perpetratorâs entire estateâfor non-violent offenses involving deceit and wrongful taking of propertyâ). They have also embraced Rahimiâs reasoning when upholding other subsections of § 922. See, e.g., United States v. Gore,118 F.4th 808
, 815 (6th Cir. 2024) (rejecting as-applied challenge to § 922(n) because it imposed a âlesser burdenâ than its historical predecessors); United States v. Veasley,98 F.4th 906
, 915 (8th Cir. 2024)
(âThe âburdenâ imposed by § 922(g)(3) is âcomparable,â if less
heavy-handed, than Founding-era laws governing the mentally
ill . . . It goes without saying that confinement with straitjack-
ets and chains carries with it a greater loss of liberty than a
temporary loss of gun rights.â (quoting Bruen, 597 U.S. at 29)).
55
respect in which the regime it establishesâin practiceâdoes
not comport with the âhowâ of these relevantly similar historic
regulations. As I read Rahimi, that qualification obligates us
to consider and ultimately grant Rangeâs request for
declaratory relief.
Under categorical disarmament laws, where an
individual was presumed to pose a special risk to society by
virtue of his membership in a particular group and thus was
lawfully disarmed as an initial matter, there was typically a
mechanism for him to petition and attempt to rebut that
presumptionâwhether by taking a loyalty oath, renouncing
allegiance, obtaining a license, or securing a court order.148
Even for offenses historically punishable by death or lifetime
imprisonment, and hence, encompassing permanent
disarmament, that punishment followed individualized
determinations made by a judge and jury, and a convicted felon
could also seek clemency or a pardon based on his individual
circumstances.149 And for both the categorical disarmament
laws and the commutation of a permanent deprivation of
liberty, the burden was on the petitioner to demonstrate that the
class-wide presumption of dangerousness was inapplicable to
him individually.150 In short, our regulatory traditionâas well
as Rahimiâs attention to the individualized findings required by
148
See supra notes 27, 36, 45â46, 65, 67â71, 85, 87â89 and
accompanying text.
149
See Banner, supra note 101, at 53â56; Preyer, supra note 113, at 347â48; Kathryn Preyer, Crime, the Criminal Law and Reform in Post-Revolutionary Virginia,1 Law & Hist. Rev. 53
,
61â62, 73â74, 76 (1983).
150
See supra notes 27, 36, 45â47, 72â73, 90â91 and accompa-
nying text.
56
and the durational limit of the restriction in that caseâreflects
that where disarmament is based on a categorical presumption
of special danger to society, there must be a meaningful
opportunity for individualized review to survive constitutional
scrutiny.
The necessity of such individualized review was
evidently not lost on Congress when it enacted § 922(g)(1).
The âplain meaningâ of § 922(g)(1)âs text is that âa felony
conviction imposes a firearm disability until the conviction is
vacated or the felon is relieved of his disability by some
affirmative action,â Lewis, 445 U.S. at 60â61, and its
enumeration of certain avenues for prospective relief in
§ 921(a)(20) and § 925(c) makes it âfully apparentâ that
Congress intended there to be a mechanism to challenge the
permanent duration of the ban, id. at 64. Like its historical
predecessors in the states and colonies,151 Congress âclearly
intendedâ that a felon âclear his status before obtaining a
firearm,â id. (emphasis in original), and that those who violated
that ban without seeking dispensation be subject to prosecution
and punishment, see 18 U.S.C. §§ 921(a)(20), 924(a)(8).
The problem is that the statutory mechanisms legislated
by Congress are not, in practice, meaningfully available. True,
§ 925(c) authorizes the Bureau of Alcohol, Tobacco, Firearms,
and Explosives (ATF) to prospectively restore a felonâs right
to possess a firearm if he proves that he âwill not be likely to
act in a manner dangerous to public safetyâ and that the âpublic
interestâ supports rearmament,152 and § 921(a)(20) exempts
any felon whose conviction âhas been expunged,â who âhas
been pardoned,â or who has had his âcivil rights restored.â But
151
See supra Section I.B.1.
152
18 U.S.C. § 925(c);27 C.F.R. § 478.144
(d).
57
Congress defunded the ATF program in 1992.153
Expungements are rare,154 as are pardons.155 And restoration
of rights for a convicted felon is, in many cases, not a legal
possibility: There is no federal procedure for restoring civil
rights for a federal felon, see Beecham v. United States, 511
U.S. 368, 372â73 (1994), and in most states, there is no way,
absent a state pardon, for a convicted felon to have his civil
rights fully restored.156
In the absence of other channels for individualized
review, the doors to the federal courthouse must be open.157
153
See Logan v. United States, 552 U.S. 23, 28 n.1 (2007); United States v. Bean,537 U.S. 71
, 74â75 & n.3 (2002); S.
Rep. No. 102-353 (1992).
154
Expungement is generally available for only a small subset
of felonies. See Expungement Laws and Forms: 50-State Sur-
vey, Justia, https://www.justia.com/criminal/expungement-
record-sealing/expungement-forms-50-state-resources/ (last
updated Feb. 2023).
155
Pardons are often discretionary and turn on political consid-
erations. See generally Fifty-State Comparison: Pardon and
Policy Practice, Restoration Rts. Project, https://ccresource-
center.org/state-restoration-profiles/50-state-comparisonchar-
acteristics-of-pardon-authorities-2/ (last updated July 2024).
156
See Fifty-State Comparison: Loss and Restoration of
Civil/Firearms Rights, Restoration Rts. Project, https://ccre-
sourcecenter.org/state-restoration-profiles/chart-1-loss-and-
restoration-of-civil-rights-and-firearms-privileges-2/ (last up-
dated Mar. 2024).
157
I take issue with our dissenting colleaguesâ suggestion that
federal courts lack authority to provide relief like I have
58
Neither our historical tradition nor our modern understanding
of the Second Amendment as an âindividual rightâ158 permits
us to blindly defer to a categorical presumption that a given
individual permanently presents a special risk of danger
without the opportunity for him to rebut it.159 Even so,
Congressâ judgment that a felon âmight be expected to misuseâ
firearms, Dickerson, 460 U.S. at 119, and thus belongs to a âclass of persons who should be disabled from . . . possessing firearms because of potential dangerousnessâ is undoubtedly ârational,â Lewis,445 U.S. at 67
. It is also wholly consistent with this Nationâs historical tradition of disarming felons and other categories of people presumed by the legislature to pose a special danger of misusing firearms. See supra Section I.B. So once the Government establishes that an offender committed a felony, giving rise to that rational presumption, its burden to identify relevantly similar historical regimes has been satisfied, and the burden to seek a declaratory judgment, proposed (or like that proposed in Judge Rothâs concurrence) in the face of a statute that would otherwise be unconstitu- tional. Dissent at 8 n.7. Congress explicitly gave us the au- thority for the â[c]reation of [a] remedyâ in the Declaratory Judgment Act, see28 U.S.C. § 2201
, and ââserious constitu- tional question[s]â . . . would arise if a federal statute were con- strued to deny any judicial forum for a colorable constitutional claim,â Webster v. Doe,486 U.S. 592, 603
(1988).
158
See Heller, 544 U.S. at 595; Bruen, 597 U.S. at 32.
159
Cf. Heller, 554 U.S. at 628 n.27 (âIf all that was required to
overcome the right to keep and bear arms was a rational basis,
the Second Amendment would be redundant with the separate
constitutional prohibitions on irrational laws, and would have
no effect.â).
59
like the burden to take an oath of allegiance, falls to the felon.
See Williams, 113 F.4th at 662.
Evaluating whether a felon has met that burden is not an
unfamiliar exercise for federal judges. In rendering decisions
about the possession of a firearm as a condition bail pending
trial, district courts consider âthe nature and circumstances of
the offense charged, including whether the offense is a crime
of violence,â and determine whether the defendant poses a risk
of âdangerâ to the public. 18 U.S.C. § 3142(c), (g). Similarly, when deciding whether a felon on supervised release or probation must ârefrain from possessing a firearm,âid.
§§ 3563(b)(8), 3583(d), courts consider several of the federal sentencing factors, including âthe nature and circumstances of the offense and the history and characteristics of the defendant,â as well as the need for disarmament to (1) âreflect the seriousness of the offenseâ; (2) âpromote respect for the law, and to provide just punishment for the offense;â (3) âafford adequate deterrence to criminal conduct;â and (4) âprotect the public from further crimes of the defendant,â id. § 3553(a)(1â2); see also Williams, 113 F.4th at 657â58; United States v. Jackson,85 F.4th 468
, 478 (Mem.) (8th Cir. 2023)
(Stras, J., dissenting from the denial of rehearing en banc).
Applying these factors here, the strength of the record
precludes the need for remand. Unlike the majorityâwhich
places the burden on the Government not only to show that
Range committed a felony, giving rise to the presumption that
he poses a special risk of firearm misuse, but also to establish
that he continues to pose that riskâI believe that historical tra-
dition, see supra Section I.B, along with Supreme Court prec-
edent, see Lewis, 445 U.S. at 61 (observing that the lifting of
§ 922(g)(1)âs ban requires âsome affirmative actionâ), places
the burden on Range, as a convicted felon seeking to re-arm,
60
to rebut the presumption that he still poses that risk. Ulti-
mately, however, the majority and I land in the same place be-
cause I conclude that Range has carried that burden.
Nearly thirty years have passed since Rangeâs predicate
convictionâa non-violent offense involving a relatively small
amount of fundsâand besides a single summary offense for
fishing without a license and a few minor traffic infractions, all
evidence suggests that Range has been a law-abiding citizen in
the intervening decades. Importantly, Range has complied
with § 922(g)(1) until this point, and the Government itself
concedes there is no evidence that Range is dangerous, violent,
mentally unstable, or poses a threat to himself or the public if
his disability is lifted.160 Thus, considering the § 3553(a)
factors and the present-day risk that Range will misuse
firearms, I will concur in the judgment.
II. The Majorityâs Methodological Flaw
Unmoved on remand by Rahimiâs call to principles-
based analogical reasoning, my colleagues in the majority
continue to demand that the Government produce a precise
historical match to § 922(g)(1), and, as a result, provide little
guidance for our district court colleagues charged with
adjudicating as-applied challenges going forward. That failure
to provide a clear and workable methodology leaves courts,
law enforcement, firearms dealers, and felons themselves
guessing about when § 922(g)(1) can be constitutionally
appliedâdisserving all with the resulting ambiguity.
160
See J.A. 171; Range I Oral Arg. at 35:05â34:10; 32:55â
31:52; 28:45â28:10.
61
Rahimi, as even the majority acknowledges, calls for
examination of âthe principles underlying our Nationâs history
and tradition of firearm regulation,â Maj. Op. at 5, not for a
regulation that âprecisely match[es] its historical precursors,â
Rahimi, 144 S. Ct. at 1898. Because our law is not âtrapped in
amberâ and âthe Second Amendment permits more than just
those regulations identical to ones that could be found in
1791,â relevantly similar historical laws are sufficient to
uphold a modern firearm regulation. Id. at 1897â98. Bruen
also cautioned that the Second Amendment does not impose âa
regulatory straightjacketâ by requiring a âhistorical twin,â and
it explained that âeven if a modern-day regulation is not a dead
ringer for historical precursors, it still may be analogous
enough to pass constitutional muster.â 597 U.S. at 30.
Yet how else would one describe the majorityâs opinion
other than a doomed quest for historical dead ringers?
Confronted with the Founding-era practice of imposing the far
more severe penalty of death and life imprisonment for the
offenses most analogous to welfare fraudâincluding fraud,
forgery, counterfeiting, perjury, and theftâthe majority
responds that the permanent loss of all rights is not analogous
to âthe particular . . . punishment at issue hereâde facto
lifetime disarmament.â161 To Rahimiâs admonition that the
greater punishment includes the lesser and the historical reality
that the Founding-era punishments for offenses like Rangeâs
necessarily subsumed the lesser punishment of permanent
forfeiture of firearms, the majority avers that offenses less
serious than Rangeâs were punishable by temporary rather than
life sentences, enabling those offenders to reacquire arms upon
161
Maj. Op. at 22 (emphasis added).
62
their release from custody.162 To laws that categorically
disarmed a wide range of groups âlike Loyalists, Native
Americans, Quakers, Catholics, and Blacks,â the majority
dismisses their relevance as directed at those âbearing arms
againstâ the country.163 To the historical reality that such laws
extended beyond those âbearing armsâ to well-known pacifists
like the Quakers, the majority decries such analogies as
inconsistent with modern-day understandings of the First and
Fourteenth Amendments.164 And to the âwhyâ and âhowâ
those laws restricted these particular groupsâtotal
disarmament of all members of âgroups they distrustedââthe
majority answers that those laws âdo[] nothing to prove that
Range is part of a similar group today.â165
But the historical analogy is patently obvious: Congress
disarmed felons precisely because it determined that such
persons âmay not be trusted to possess a firearm without
becoming a threat to society.ââ Dickerson, 460 U.S. at 112(emphasis added) (quoting Lewis,445 U.S. at 63
). In this way,
§ 922(g)(1) is simply a modern-day analogue to traditional
legislative determinations that âfirearms must be kept away
from persons, such as those convicted of serious crimes, who
might be expected to misuse them.â Id. at 119; see supra
Section I.B. And to that inescapable, historically grounded
principle that Congress can categorically disarm felons as a
class of persons presenting a special danger of firearms misuse,
the majority can only fall back on its bottom line: any analogy
162
Id. at 23â24. But cf. supra Section I.B.2.a.
163
Maj. Op. at 20.
164
Id. at 19â20.
165
Id. at 20.
63
not precisely matching Rangeâs individual circumstances is
âfar too broad.â166
Indeed, the only analogue the majority declares
sufficientâa Founding-era statute that imposed the same
âparticularâ167 restriction for the same length of time on the
same group of people as the modern-day law168âcalls for
nothing less than a âhistorical twin.â169 The majority admits as
much when, confronting the fact that the First Congress made
forging and counterfeiting a public security a capital offense, it
asserts that Rangeâs crime of making false statements to steal
public fundsâthough admittedly analogousâcould
hypothetically be âmore analogousâ to other fraud offenses
that carried a lesser punishment.170 The majority thus thrusts
on the Government the insurmountable burden of finding an
identical Founding-era offense that imposes âthe particular
(and distinct) punishmentâ of lifetime disarmament for each
and every felony covered by § 922(g)(1).171 Yet the proper
inquiry is not offense-by-offense, but âwhether the challenged
regulation is consistent with the principles that underpin our
regulatory tradition.â Rahimi, 144 S. Ct. at 1898 (emphasis
added). Analogical reasoning under Bruen and Rahimi
âdemands [that] wider lens.â Id. at 1925 (Barrett, J.,
concurring).
At bottom, my colleagues have prescribed a
methodology of examining historical practices in isolation and
166
Id. at 20â21 (quoting Bruen, 597 U.S. at 31).
167
Id. at 22.
168
See id.
169
Bruen, 597 U.S. at 30; Rahimi, 144 S. Ct. at 1903.
170
Maj. Op. at 22.
171
Id.
64
rejecting them if they deviate in any respect from
contemporary regulations. But for all the analogues they
reject, they decline to adopt any articulable methodology of
their own. And not for lack of options. Our sister circuits have
taken divergent but principled approaches to adjudicating
challenges to § 922(g)(1). See United States v. Hunt, No. 22-
4525, 2024 WL 5149611, at *7 (4th Cir. Dec. 18, 2024) (âJust as early legislatures retained the discretion to disarm categories of people because they refused to adhere to legal norms in the pre-colonial and colonial era, todayâs legislatures may disarm people who have been convicted of conduct the legislature considers serious enough to render it a felony.â); United States v. Pierre, No. 23-11604,2024 WL 5055533
, at *2â4 (11th Cir. Dec. 10, 2024) (concluding that Bruen and Rahimi did not overrule or abrogate circuit precedent foreclosing facial and as- applied challenges to § 922(g)(1)); Williams, 113 F.4th at 661â 62 (âHistory shows that governments may use class-based [laws like § 922(g)(1)] to disarm people it believes are dangerous, so long as members of that class have an opportunity to show they arenât.â); Diaz, 116 F.4th 469â70 (holding that § 922(g)(1) is constitutional as applied to felons convicted of offenses analogous to ones that âwould have led to capital punishment or estate forfeitureâ at the Founding); United States v. Jackson,110 F.4th 1120
, 1125 (8th Cir. 2024)
(âGiven these assurances by the Supreme Court [about
longstanding prohibitions on the possession of firearms by
felons], and the history that supports them, we conclude that
there is no need for felony-by-felony litigation regarding the
constitutionality of § 922(g)(1).â).
The closest the majority comes to adopting a coherent
methodology is its approving reference to that of the Sixth
65
Circuit in Williams.172 In several respects, I agree with
Williams. Much like the approach I proposed in my prior
dissent173 and that I espouse today, the Sixth Circuit derived
from historical analogues the ârelevant principleâ that âwhen
the legislature disarms on a class-wide basis, individuals must
have a reasonable opportunity to prove that they donât fit the
class-wide generalization,â 113 F.4th at 661, and because the
government historically could ârequire individuals in a
disarmed class to prove they arenât dangerous in order to regain
their right to possess arms,â it concluded that âin an as-applied
challenge to § 922(g)(1), the burden rests on [the felon] to
show heâs not dangerous,â id. at 662. So far, so good.
At that point, however, the Sixth Circuit took a different
turn and asserted that a defendant could raise that challenge in
an effort to dismiss a § 922(g)(1) indictment âalbeit after he
violated the law, not before.â Id. at 663; see also Diaz, 116
F.4th at 461, 469â70 & n.4. And that conclusion, I reject. My
colleagues in the majority gesture at a purely prospective
approach by clarifying that the relief we grant today on
Rangeâs as-applied challenge protects him only âfrom
prosecution under § 922(g)(1) for any future possession of a
firearm.â174 Consistent with that prospective approach, they
also clarify that the decision to grant a movant that forward-
looking relief turns not solely on the nature of the underlying
conviction but on whether the movant currently âposes a
172
See Maj. Op. at 21.
173
Range I, 69 F.4th at 135â38 (Krause, J., dissenting).
174
Maj. Op. at 25 (emphasis added).
66
physical danger to others.â175 And to that extent, I agree with
them.
But there should be no ambiguity on that score, and the
majority opinion creates more questions than it answers. As I
explain below, requiring a pre-enforcement challenge as a
condition of protection from prosecution under § 922(g) and
prosecuting those who violate § 922(g)âs prohibition without
obtaining such declaratory relief not only comports with our
regulatory tradition but also provides a framework that is both
administrable and comports with due process.
III. The Benefits of Our Prospective Approach Relative
to the Sixth Circuitâs
Any approach that would apply post hoc determinations
about the constitutional application of § 922(g)(1) on a
retroactive basisâi.e., to excuse unauthorized violations of the
statutory ban and dismiss pending § 922(g)(1) indictments or
vacate § 922(g)(1) convictionsâwould be deeply flawed.
While the Sixth Circuit attempted to cabin the harm by drawing
a line at âdangerousness,â Williams, 113 F.4th at 659, its
retroactive modality still falls prey to intractable doctrinal and
practical problems.
A. Consequences of the Sixth Circuitâs Retroactive
Approach
A retrospective mode of analysis defies not just logic,
but also the Due Process Clause, which guarantees that a
âperson of ordinary intelligence [must have] a reasonable
opportunity to know what is prohibited, so he may act
175
Id.
67
accordingly.â176 But particularly where (as with the majority
here) courts continue to demand a precise historical analogue,
offenders cannot possibly know in advance of a courtâs ex post
determination whether possessing a firearm post-indictment
will be deemed a constitutional entitlement or a federal felony.
Looking to âdangerousness,â as the Sixth Circuit did,
still fails to give adequate notice about what § 922(g)(1) per-
missibly criminalizes. Congress enacted a bright-line rule dis-
tinguishing offenders who can possess firearms from those
who cannot. By looking to the maximum punishment available
for his offense, a felon or state misdemeanant can easily deter-
mine whether he can possess a gun.177 In contrast, a holding
that § 922(g)(1) constitutionally applies ab initio only to âphys-
ically dangerousâ felons or felons who commit âviolentâ
crimes replaces Congressâs straightforward test with an opaque
one, tantamount to rendering the statute void for vagueness.
After all, previous attempts by federal courts to define
âviolent felony,â e.g., for purposes of the Armed Career
Criminal Act, yielded ârepeated attempts and repeated failures
to craft a principled and objective standard [for that term,]
confirm[ing] its hopeless indeterminacy.â178 Those efforts
proved so futile that the Supreme Court held in Johnson v.
United States that the âviolent felonyâ provision âdenie[d] fair
notice to defendants and invite[d] arbitrary enforcement by
judges,â thus violating due process.179 If § 922(g)(1) is
constitutionally applied only to âcrimes of violence,â are we
relegated to the widely disparaged âcategorical approach,â
176
Grayned v. City of Rockford, 408 U.S. 104, 108 (1972).
177
See 18 U.S.C. § 921(a)(20).
178
Johnson v. United States, 576 U.S. 591, 598 (2015).
179
Id. at 597.
68
excluding all offenses that lack an element of the âuse of
forceâ?180 What is the relevance of underlying conduct? Are
courts limited to considering Shepard documents?181 What
about crimes that lack an element of force but are undeniably
associated with violence, like drug trafficking, human
trafficking, and treason?182
Holding § 922(g)(1) unenforceable from the start as to
an amorphous sub-class of felons also makes it virtually im-
possible for the Government to prove the mens rea element of
a § 922(g) offense. In Rehaif v. United States, the Supreme
Court held that to convict a defendant under § 922(g) the Gov-
ernment must prove the defendant not only knew that he pos-
sessed a firearm, but also knew that âhe had the relevant status
when he possessed [the firearm.]â 588 U.S. 225, 227 (2019). The Court then clarified in Greer v. United States that a Rehaif error is not a basis for relief under the plain-error standard un- less the defendant can make a sufficient argument on appeal that, but for the error, he could have established he did not know he was a felon.593 U.S. 503
, 508â10 (2021). That
would be a difficult argument to make, the Court observed, be-
cause âas common sense suggests, individuals who are
180
United States v. Scott, 14 F.4th 190, 195 (3d Cir. 2021).
181
Those documents include the âcharging document, written
plea agreement, transcript of plea colloquy, and any explicit
factual finding by the trial judge to which the defendant as-
sented.â Shepard v. United States, 544 U.S. 13, 16 (2005).
182
Range himself candidly conceded at the original en banc
oral argument that, under a âviolenceâ test, offenses like pos-
session of child pornography, money laundering, and drunk
driving would not support disarmament. Range I Oral Arg. at
19:51â20:20, 24:00â24:26.
69
convicted felons ordinarily know that they are convicted felons
[for purposes of § 922(g)(1).]â Id. at 506.
But a test that turns on a courtâs post hoc determination
that § 922(g)(1) was unenforceable from the beginning re-
places Rehaifâs clear and ascertainable standard with an inco-
herent one: the Government now must prove that, when he pos-
sessed the firearm, the felon knew his particular offense of con-
viction would later be held to have a historical match. And in
lieu of Greerâs high threshold for plain-error relief, that rea-
soning hands defendants a ready-made argument for appeal:
that they could not know at the time they possessed a firearmâ
indeed, at any time before a court made the determinationâ
whether their particular felony offense was subject to or ex-
empt from § 922(g)(1). In short, granting relief on a retroactive
basis throws open the floodgates the Supreme Court sought to
close on Rehaif errors in Greer and augurs in a deluge of Rehaif
challenges.
Additionally, a retroactive approach has sweeping im-
plications for state felon-in-possession restrictions. By making
application of felon-in-possession statutes void ab initio, the
retroactive approach permits felons to raise the same Second
Amendment challenges to state regulations as they can to their
federal counterpart, leaving state felon-in-possession statutes
susceptible to the same patchwork constitutionality as
§ 922(g)(1). Those laws differ significantly across the forty-
eight states that restrict offendersâ firearm rightsâincluding
which offenses trigger restrictions as well as their durationâ
in keeping with each stateâs local circumstances.183 Instead of
183
See generally Fifty-State Comparison: Loss and Restora-
tion of Civil/Firearms Rights, Restoration Rts. Project,
70
ensuring local communitiesâ concerns and values shape when
felons may possess firearms under state law, the retroactive ap-
proach brushes aside these weighty federalism interests, mak-
ing applications of local firearm restrictions unconstitutional at
the outset where they do not precisely match a historical twin.
Congress took great care to respect local interests in
§ 922(g)(1) by incorporating state law felony equivalents. See
18 U.S.C. § 921(a)(20). The retroactive approach displaces
this careful balance of federal and state interests in favor of
unpredictable, post hoc determinations, unresponsive to the
needs of local communities and antithetical to our system of
federalism.
Finally, anything short of requiring a pre-enforcement
challenge severely undermines law enforcement efforts and
makes the FBIâs National Instant Criminal Background Check
System (NICS) obsolete. Currently, NICS includes over five
million felony conviction records,184 and that number contin-
ues to grow as additional agencies contribute records to the
NICS database.185 Prior felony convictions are by far the most
common reason individuals fail NICS background checks.186
https://ccresourcecenter.org/state-restoration-profiles/chart-1-
loss-and-restoration-of-civil-rights-and-firearms-privileges-2/
(last visited Dec. 23, 2024).
184
Active Records in the NICS Indices, FBI,
https://www.fbi.gov/file-repository/active_rec-
ords_in_the_nics-indices.pdf/view (last updated Nov. 30,
2024).
185
See Dru Stevenson, In Defense of Felon-in-Possession
Laws, 43 Cardozo L. Rev. 1573, 1597 (2022).
186
See Federal Denials, FBI, https://www.fbi.gov/file-reposi-
tory/federal_denials.pdf/view (last updated Nov. 30, 2024).
71
And the Supreme Court in Bruen endorsed the use of back-
ground checks, for violent and non-violent offenses alike, to
ensure individuals bearing firearms are âlaw-abidingâ citizens.
See 597 U.S. at 38 n.9.
An indeterminant, post hoc test for which felons fall
outside § 922(g)(1) and under what circumstances renders
NICS a dead letter. When the police receive a tip that an ex-
offender is toting an assault rifle, how do theyâor prosecutors
for that matterâknow if they have probable cause to arrest him
for violating the felon-possession ban, or if they instead are
bringing liability on themselves for violating the felonâs civil
rights? Do they look to particular elements of the prior offense
to determine that the felon is a âdangerousâ or to the conduct
underlying that offense? How do they assess that conduct in
the case of guilty pleas entered years ago? This approach re-
quires law enforcement in the first instance to undertake the
historical research with which even the federal courts have
struggled to determine whether there is a precise match and
thus probable cause to support an arrest under § 922(g)(1), ren-
dering their jobs, at best, substantially more difficult, and, at
worst, nearly impossible.
And, without a functional background check system,
how do firearms licensees (FFLs) comply with federal law?
Where as-applied challenges can render § 922(g)(1) unen-
forceable from the outset, FFLs who discover that a potential
customer has a felony conviction have no way of knowing
whether that offense has a precise historical match or whether
the individual will be considered by a court to be âphysically
72
dangerous.â187 Of particular concern, any assessments based
on such âvague criteria are vulnerable to biasesâ along race,
class, gender, and other lines, resulting in disparities between
which groups retain gun rights and which do not.188
B. Requiring a Declaratory Judgment Avoids These
Pitfalls
Holding § 922(g)(1) enforceable through at least the
successful completion of a felonâs sentence and requiring a
declaratory judgment as a prerequisite to relief thereafter not
only adheres to our regulatory tradition and the Courtâs
precedent but also provides a clear and administrable
framework.189
187
The penalty for incorrectly concluding a felon can purchase
a weapon without an exhaustive inspection of the felonâs
crime, conduct, and personal circumstances will be stiff: a sin-
gle error will result in the loss of the FFLâs license, barring the
FFL from the industry. See Simpson v. Attây Gen., 913 F.3d
110, 114 (3d Cir. 2019).
188
Ryan T. Sakoda, The Architecture of Discretion: Implica-
tions of the Structure of Sanctions for Racial Disparities, Se-
verity, and Net Widening, 117 Nw. U. L. Rev. 1213, 1227
(2023); cf. Joseph Blocher & Reva B. Siegel, Race and Guns,
Courts and Democracy, 135 Harv. L. Rev. F. 449, 449 (2022)
(arguing âracial justice concerns [with firearm laws] should be
addressed in democratic politics rather than in the federal
courtsâ).
189
Judge Roth acknowledges that there is a meaningful differ-
ence between the proposal that an individualâs opportunity to
petition for rearmament arises after the sentence has been
73
First, declaratory judgment proceedings give effect to
the Courtâs oft-repeated instruction that felon-possession bans
are âpresumptively lawful,â190 while respecting that the
Government bears the initial burden to âdemonstrate that the
regulation is consistent with this Nationâs historical tradition
of firearm regulation.â191 Once the Government establishes
served, and the proposal that it arises after the duration of the
maximum sentence available for the conviction has
passed. She agrees, however, on the most important point: fel-
ons should have a date for when they may petition courts for
rearmament, and specific guidance for what they must show
for relief. Judge Roth also strongly agrees with the above cri-
tiques of the majority opinion.
190
Heller, 554 U.S. at 626â27 & n.26; see McDonald, 561 U.S.
at 786; Rahimi, 144 S. Ct. at 1902; Bruen, 597 U.S. at 72 (Alito, J., concurring); id. at 81 (Kavanaugh, J., concurring). As the Tenth Circuit has observed, â[b]ecause the âpresumptively lawful regulatory measuresâ language, first stated in Heller, has not been abrogated,â and has been restated in McDonald, Bruen, and Rahimi, âit remains good law.â Rocky Mountain Gun Owners v. Polis,121 F.4th 96
, 119 (10th Cir. 2024); see also Binderup v. Attây Gen.,836 F.3d 336
, 359 n.3 (3d Cir. 2016) (Hardiman, J., concurring in part) (explaining that âHel- lerâs list of âpresumptively lawfulâ regulations . . . does not qualify as dictaâ), abrogated on other grounds by Bruen,597 U.S. 1
. Moreover, even if it were dicta, âfederal appellate courts are bound by the Supreme Courtâs considered dicta al- most as firmly as by the Courtâs outright holdings, particularly when, as here, a dictum is of recent vintage and not enfeebled by any subsequent statement.â Oyebanji v. Gonzales,418 F.3d 260, 265
(3d Cir. 2005) (Alito, J.) (cleaned up).
191
Bruen, 597 U.S. at 17.
74
that an offender committed a felony, it has necessarily satisfied
its burden consistent with the historical practice of disarming
felons upon conviction. The burden at that point, like the
taking of oaths or swearing allegiance, falls on the felon to
rebut the banâs presumptive lawfulness by establishing he is
currently a âlaw-abiding citizenâ who no longer poses a special
risk of danger or misusing firearms.192
Second, limiting relief in as-applied § 922(g)(1) chal-
lenges to prospective declaratory judgments eliminates an in-
tractable due process problem. Any felon who possessed a
firearm before securing a favorable declaratory judgment
would remain subject to prosecution under § 922(g)(1), and
those granted relief would have their rights restored prospec-
tively. That clear rule would provide felons with constitution-
ally adequate notice as to whether and when they regained their
right to bear arms, allowing § 922(g)(1) to withstand void-for-
vagueness challenges. Prospective declaratory judgments like-
wise avoid opening the floodgates to mens rea challenges to
§ 922(g)(1) prosecutions, and the high threshold Greer set for
defendants to overturn § 922(g)(1) convictions would en-
dure.193
Third, making a declaratory judgment a prerequisite to
avoiding § 922(g)(1) enforcement shows respect for the sepa-
ration of powers and federalism. Other than for those who
192
Id. at 26. This approach would not result in repetitive ac-
tions because a felon who brings an unsuccessful declaratory
judgment suit must provide ânewly discovered evidence that,
with reasonable diligence, could not have been discoveredâ to
prevail in a subsequent as-applied challenge to § 922(g)(1).
Fed. R. Civ. P. 60(b)(2).
193
See 593 U.S. at 508â09.
75
received favorable declaratory judgments, Congressâs decision
to disarm felons would remain intact. Also, state statutes re-
stricting felonsâ firearms rights would be generally enforcea-
ble, ensuring local communitiesâ concerns and values continue
to shape when felons are permitted to possess firearms under
state law.
Finally, a prospective approach avoids the potentially
debilitating effect on law enforcement, U.S. Attorneyâs Of-
fices, and our background check system. Currently, felons can
submit documentation to the FBI through a voluntary appeal-
file application, including âinformation regarding an expunge-
ment, restoration of firearm rights, pardon, etc.â194 Successful
applicants receive a unique personal identification number to
prevent future background check denials.195 Thus, a felon who
secures a prospective declaratory judgment can simply submit
that judgment to the FBI to prevent false positives on his back-
ground check when next purchasing firearms. Then, just as
they do today, law enforcement and prosecutors could depend
on NICS for data when deciding whom to charge with violating
§ 922(g)(1); courts could rely on existing jury instructions, the
standard conditions of supervised release or parole, and the
plain-error test set out in Greer; and firearm dealers could
194
Types of Documents Requested Based on Prohibitor, FBI
(Sept. 14, 2018), https://www.fbi.gov/file-repository/nics-ap-
peal-documents-requested.pdf/view.
195
Firearm-Related Challenge (Appeal) and Voluntary Appeal
File (VAF), FBI, https://www.fbi.gov/how-we-can-help-
you/more-fbi-services-and-information/nics/national-instant-
criminal-background-check-system-nics-appeals-vaf (last vis-
ited Dec. 23, 2024).
76
ascertain from a background check whether a felon can pur-
chase weapons.
Without clearly limiting as-applied challenges to
prospective relief, we put our citizenry at risk for tragic
consequences: a flood of motions to dismiss indictments,
appeals, and reversals of § 922(g)(1) convictions; more armed
felons on our streets; more gun violence; and less trust in a
judiciary mired in formalism and the usurpation of legislative
authority. The Supreme Court had the opportunity to take up
Range I and instead remanded, resurrecting a circuit split and
a tower of uncertainty. The sooner it provides clarity, the safer
our republic will be.
IV. Conclusion
For the foregoing reasons, I respectfully concur in the
judgment.
77
ROTH, Circuit Judge, concurring in judgment with whom
KRAUSE and CHUNG, Circuit Judges join in part.
The Supreme Court has consistently and repeatedly
reaffirmed Congressâs presumptive power to limit felonsâ
rights to possess firearms.1 The facial constitutionality of §
922(g)(1) is not up for debate under this presumptionânor is
it before us on Rangeâs appeal. But Rahimi and Bruen have
blurred the lines between facial and as-applied challenges
under the Second Amendment. Determining whether §
922(g)(1) âcomport[s] with the principles underlying the
Second Amendmentâ2 requires us to articulate broad principles
underlying the challenged regulation and their relevant
similarity to oft-repeated historical analogues.
I write separately to focus on two aspects of Rangeâs
circumstances: the permanent loss of his right to bear firearms,
and the necessity of an efficient path to resolve similar
1
See District of Columbia v. Heller, 554 U.S. 570, 626â27, 627 n.26 (2008) (describing certain categorical prohibitions, like felon dispossession, as âpresumptively lawfulâ); accord. United States v. Rahimi,144 S. Ct. 1889
, 1902 (2024); N.Y. State Rifle & Pistol Assân v. Bruen,597 U.S. 1
, 80â81 (2022) (Kavanaugh, J., concurring); McDonald v. City of Chicago,561 U.S. 742, 786
(2010); see also Lewis v. United States,445 U.S. 55
, 65 n.8 (1980) (âThese legislative restrictions on the use of firearms are neither based upon constitutionally suspect criteria, nor do they trench upon any constitutionally protected liberties.â); United States v. Bass,404 U.S. 336, 338
(1971)
(affirming § 922(g)(1) as a constitutionally valid exercise of
Congressâ Commerce Clause authority).
2
Rahimi, 144 S. Ct. at 1898.
1
situations. I am convinced that, in the case of a nonviolent,
reformed offender, the loss of the right to possess firearms
should not be de facto permanent. Over two decades have
passed since Range completed his sentence for obtaining
public welfare funds by misrepresentationâtwo decades
during which he has demonstrated law-abiding, peaceful
behavior and shown his possession of firearms would not pose
any danger to the public. The ban of § 922(g)(1) should no
longer apply to him.
The government and our sister circuits have presented
an exhaustive survey of statutes that set forth an unmistakable
Anglo-American tradition of categorical disarmament.3 As the
sources provided by the government make clear, from English
3
See, e.g., United States v. Williams, 113 F.4th 637, 653 (6th Cir. 2024); United States v. Jackson,110 F.4th 1120
, 1126 (8th Cir. 2024); United States v. Perez-Garcia,96 F.4th 1166
, 1186 (9th Cir. 2024); United States v. Duarte,101 F.4th 657
, 676 (9th Cir. 2024), opinion vacated,108 F.4th 786
(9th Cir. 2024); see also Saul Cornell, Constitutional Mischiefs and Constitutional Remedies: Making Sense of Limits on the Right to Keep and Bear Arms in the Founding Era,51 Fordham Urb. L.J. 25
, 47 (2023); Joseph G. S. Greenlee, The Historical Justification for Prohibiting Dangerous Persons from Possessing Arms,20 Wyo. L. Rev. 249
, 259 (2020); Michael
A. Bellesiles, Gun Laws in Early America: The Regulation of
Firearms Ownership, 1607â1794, 16 L. & Hist. Rev. 567, 577
(1998); C. Kevin Marshall, Why Canât Martha Stewart Have a
Gun?, 32 Harv. J.L. & Pub. Polây 695 (2009).
2
kings to the 20th century, governments have disarmed the
peaceable and dangerous alike with varied justifications.4
4
See generally, Krause Concurrence at 12â40 (providing an
in-depth discussion of categorical disarmament laws from the
English Restoration to the American Gilded Age); see also,
e.g., 4 William Blackstone, Commentaries on the Laws of
England, 380â89 (1769) (felons at common law generally
forfeited their lands, goods, and chattels); Letter from George
Washington to the Pennsylvania Council of Safety (Dec. 15,
1776), National Archives (requesting authorization to disarm
individuals remaining neutral in the Revolutionary war, as their
arms were needed by the militia); Act of Mar. 7, 1923, ch. 266,
§ 5, 1923 N.D. Laws 380(prohibiting the possession of handguns by those convicted of felonies against person or property); Act of Oct. 3, 1961,Pub. L. No. 87-342, § 2
,75 Stat. 757
(forbidding the receipt of a firearm by anyone convicted of a crime punishable by more than a year of imprisonment); Act of July 13, 1892, ch. 159, § 5,27 Stat. 117
(D.C.) (restricting the sale of firearms to individuals below certain ages); Act of Feb. 4, 1881, ch. 3285, No. 67, § 1,1881 Fla. Laws 87
(banning the sale of guns to persons of unsound mind); Act of Mar. 27, 1879, ch. 59, § 4,1879 Conn. Pub. Acts 394
(disarming âtrampsâ or âvagrantsâ); Act of Feb. 23, 1867, ch. 12, § 1,1867 Kan. Sess. Laws 25
(forbidding intoxicated persons from possessing guns); Federal Firearms Act, ch. 850, § 2(d)-(f),52 Stat. 1251
(1938) (banning violent criminals,
fugitives from justice, and persons under felony indictment
from possessing firearms); Act of Oct. 3, 1961 (disarming
felons in general, drug users and addicts, and persons with
mental illnesses); Violent Crime Control and Law Enforcement
3
If the governmentâs proposed analogues are evidence of
a historical tradition underlying the Second Amendment, then
the legislatureâs power to categorically disarm is undeniably
broad. In enacting § 922(g)(1), Congress intended to exercise
the full breadth of this power, believing that a felony-
equivalent conviction was a sufficient indicator that such
individuals posed a danger of misuse. 5 Congress imposed
categorical disarmament as a preventive and/or reformative
measure. 6 Moreover, the government has met its burden of
setting forth analogues that are ârelevantly similarâ to §
922(g)(1) in âwhy ⌠[they] burden[] the Second Amendment
right.â 7 These analogues establish a historical principle of
disarmament to address the danger of the misuse of firearms,
and the Supreme Court has repeatedly identified § 922(g)(1) as
a âpresumptively lawful regulatory measure[].â8
Act of 1994 (disarming individuals subject to domestic
violence restraining orders).
5
See also, Huddleston v. United States, 415 U.S. 814, 824(1974) (âThe principal purposeâ of § 922(g) âwas to curb crime by keeping âfirearms out of the hands of those not legally entitled to possess them because of age, criminal background, or incompetency.ââ) (citing 1269 S. Rep. No. 1501, 90th Cong., 2d Sess., 22 (1968) U.S. Code Cong. & Admin. News 1968, p. 4410). 6 Id. 7 See Rahimi, 144 S. Ct. at 1901 (emphasis added) (quoting Bruen, 597 U.S. at 30); see also, e.g., id. at 1902; Heller, 554 U.S. at 626â27, 627 n.26; Bruen, 597 U.S. at 80â81 (Kavanaugh, J., concurring); McDonald,561 U.S. at 786
. 8 See, e.g., Heller, 554 U.S. at 626â27, 627 n.26; Rahimi, 144 S. Ct. at 1902; Bruen, 597 U.S. at 364 (2020) (Alito, J., concurring); McDonald,561 U.S. at 786
.
4
But the governmentâs historical analogues show that
Congress has the power only to suspend the right to possess
firearmsânot to de facto permanently remove it. 9 The
9
The only analogue that the Government identifies for
permanent disarmament is capital punishment. Historical
punishment of felonies with execution is an imperfect
analogue, as § 922(g)(1) is not a punishment but rather a
disability imposed because of a prior conviction. See Beecham
v. United States, 511 U.S. 368, 371(1994) (âSection 922(g) imposes a disability on people who âha[ve] been convicted.â); Padilla v. Kentucky,559 U.S. 356, 376
(2010) (listing âineligibility to possess firearmsâ as a consequence of conviction). Treating § 922(g)(1) as a form of punishment would raise serious constitutional questions when the plaintiff, like Range, was convicted only in state court. This is because Congress lacks authority to impose a punishment for a state crime. See United States v. Lanza,260 U.S. 377, 382
(1922)
(â[E]ach government in determining what shall be an offense
against its peace and dignity is exercising its own sovereignty,
not that of the other. For it to do so would crumble the
foundations of our system of dual sovereigns, not to mention
flout our constitutional prohibition on punishing the same
offense twice.â). This distinction is important. Historical
analogues presented in this context disarmed within the bounds
of a criminal sentenceâbut a § 922(g)(1) disability is a de facto
permanent disarmament in most states. See 50-State
Comparison: Loss & Restoraiton of Civil / Firearms Rights,
RESTORATION OF RTS. PROJ. (available at
https://ccresourcecenter.org/state-restoration-profiles/chart-1-
loss-and-restoration-ofcivil-rights-and-firearms-privileges/)
(last accessed Nov. 21, 2024). Because Founding-era felons
regained their rights when (or if) they completed their sentence,
5
government offers two types of historical analogues to support
the duration of 922(g)(1)âs disarmament: 1) statutes that
disarmed categories of people believed to pose a danger of
firearm misuse; and 2) statutes punishingâand incidentally
disarmingâthose convicted of committing historical-
equivalents to modern felonies. For the first category, once the
governmentâs justification for disarmament no longer applied
to an individualâwhether at the end of a criminal sentence,
upon an individualized determination of a judge or other
authority, or as part of a broader reinstatement of civil rightsâ
the right to possess firearms always had the potential of being
restored.10 Thus, while these proposed historical analogues do
these analogues do not in and of themselves support the
necessity of disarmament once a perceived threat to society has
passed. See Kanter v. Barr, 919 F.3d 437, 461(7th Cir. 2019) (Barrett, J., dissenting) (describing the general pitfalls of analogies to capital punishment, and noting that felons serving a term of years had their rights âsuspended but not destroyed.â) (abrogated by Bruen, 597 U.S. at 1). This conclusion is supported by our general understanding that individuals possess limited civil rights while serving their sentence, but that those rights may be restored once they have served their time. The only permanent loss of a fundamental constitutional right that may continue as a collateral consequence of criminal convictionâ the loss of the right to voteârequired an express sanction in the Constitution. See Richardson v. Ramirez,418 U.S. 24, 54
(1974) (âThe exclusion of felons from the vote has
an affirmative sanction in [§] 2 of the Fourteenth
Amendment.â).
10
For example, the nineteenth century statutes disarming
children, the mentally ill, âvagrantsâ, and intoxicated persons
were necessarily temporary in nature as a child could age out
6
support a principle of temporary categorical bans, they are not
wholly ârelevantly similarâ to § 922(g)(1) in âhow [they]
burden the Second Amendment rightâ because the disability
imposed by § 922(g)(1) is de facto permanent.11
of the ban, a mentally ill person could receive treatment, a
âvagrantâ could be housed, and an intoxicated person could
become sober. See, supra n.4; see also, Resolution of Mar. 13,
1776, in Journal of the Provincial Congress of South Carolina,
1776, at 77â78 (1776) (permitting restoration of arms to âany
person who . . . shall convince the Committee aforesaid, that
he sincerely desires to join in support to the American causeâ);
Mass. Gen. Laws 484 (1776) (permitting disarmed loyalists to
restore their right to possess arms upon a committee or court
order); Duarte, 101 F.4th at 683 (describing Revolution-era
statutes permitting Loyalists to keep weapons âonce they
showed âsatisfactory reasonsâ for needing weapons or âby the
order ofâ colonial committeesââ). Many statutes included an
internal safety valve permitting individuals to
contemporaneously restore their right to possess firearms,
including by swearing loyalty oaths, e.g., The Acts of the
General Assembly of the Commonwealth of Pennsylvania 193
(1782) (A 1779 Act amending a 1778 law disarming Loyalists,
to permit those who had taken an oath of allegiance to rearm
themselves.), or putting their use of firearms at surety. See
Rahimi, 144 S. Ct. at 1899 (discussing history of surety laws as
a form of âpreventative justiceâ). Meanwhile, felonies at
common law that were punishable by forfeiture of property did
not preclude offenders from purchasing new firearms after they
had forfeited their old arms. E.g., id. at 1901; United States v.
Moore, 111 F.4th 266, 269 (3rd Cir. 2024).
11
See Rahimi, 144 S. Ct. at 1901 (emphasis added) (quoting
Bruen, 597 U.S. at 30).
7
The government identifies a second set of historical
analogues to support the de facto permanence of § 922(g)(1)
disarmamentâhistoric punishments for serious offenses. For
convicted offenders, disarmament was often limited to the
duration of their actual imprisonment. In practice then, the
maximum possible period of disarmament contemplated by
legislatures was frequently the maximum possible period of
imprisonment. While that may have been equivalent to
permanent disarmament for some offenses, it was not for all
and thus would not support permanent disarmament.
In short, the governmentâs two strands of analogues
establish a historic principle of imprisoning (and thereby
disarming) in response to a felony conviction for a period of
time that depended on the offense committed, as well as
temporarily disarming categories of people that a legislature
deemed to pose a danger of firearm misuse. Together, these
two principles reflect that felons can be disarmed under §
922(g)(1) because, as a function of their conviction, Congress
has found them to pose a danger of misuse. The remaining
question is how long felonsâ Second Amendment rights may
constitutionally be burdened pursuant to these principles.12
12
This is the only point of disagreement between the views set
forth here and those set forth by Judge Krause in her
concurrence. We agree that § 922(g)(1) is constitutional as
applied to all offenders that meet its statutory criteria, that
those offenders must have an opportunity at some point to
show that they should no longer be disarmed, and that they will
remain disarmed, up to and including permanently, unless and
until they make that showing. In Judge Krauseâs view, history
supports allowing the offender to seek that opportunity as early
as the conclusion of his actual sentence, whereas I would not
8
I conclude that when disarmament is purely based on
felon status (not an individualized assessment of danger to
others), an indicator of the power to regulate is the maximum
penalty for the offense of conviction. This conclusion is
consistent with the historic tradition of disarmaments that are
limited in duration. 13 Because it is based upon legislaturesâ
assessments of the danger posed to society by an offense,14 it is
allow it until after the duration of the maximum sentence
available for the conviction had passed. Thus, Judge Krause
does not join in the durational limit I adopt in the next
paragraph above the line or in notes 17 and 20.
13
I note that we should not assume âthat founding-era
legislatures maximally exercised their power to regulate.â Id.
at 1925 (Barrett, J., concurring); Antonyuk v. James, 120 F.4th
941, 969 (2d Cir. 2024) (âLegislatures past and present have
not generally legislated to their constitutional limits.â). Here,
however, Congressâs de facto permanent ban reflects an intent
to maximally exercise the power to regulate and disarm all
felons for the full period constitutionally permitted. Further,
while I have noted above that sentencing alone is an imperfect
analogue for disarmament, Rahimi indicates that when historic
analogues establish a regulatory tradition of responding to a
particular threat of firearm misuse (the âwhyâ) with
disarmament (the âhowâ), the imposition of imprisonment can
inform our understanding of the scope of the historic principle
asserted by the government. See Rahimi, 144 S. Ct. at 1902
(counseling that sentencing is relevant in analyzing the
contours of Congressâs power to disarm because the greater
penalty of imprisonment can be interpreted to include the lesser
penalty of disarmament.)
14
While this period is not a constitutional limit that has
previously been spelled out, I consider it to be a reasonable
9
also consistent with the Second Amendmentâs protections
against unfettered legislative discretion in disarming âthe
people.â15 This approach also aligns with the Supreme Courtâs
repeated statements that felon bans are presumptively lawful.16
Rangeâs success will likely open the floodgates for
similar pre-enforcement challenges. These Bruen challenges
are a costly, time-consuming solution for the fact-specific
determination of whether an individual still presents a threat of
public injury. Cabining the timeframe during which felons may
be disarmed will allow courts and individuals alike to readily
assess when rearmament is permitted,17 obviating a need for
estimation of the period during which an offender might be
disarmed based solely on his status as a felon. The duration
would of course also depend on the offender being able to
demonstrate that he did not present a risk of danger to the
public. In computing the period in a situation where there were
multiple offenses, the duration would depend on whether the
sentences for the offenses were imposed concurrently or
consecutively.
15
Id. at 1946 (Thomas, J. dissenting) (discriminatory
disarmaments âwarn that when majoritarian interests alone
dictate who is âdangerous,â and thus can be disarmed,
disfavored groups become easy prey.â).
16
See supra, n.8.
17
For example, while an offender convicted of a death-eligible
crime may be permanently disarmed, an offender, like Range,
who is convicted of an offense punishable by a maximum term
of imprisonment of five years, may be disarmed for five years
from the date his sentence is imposed before he has the
opportunity to show that he does not pose a danger to the public
and should have his rights restored.
10
assessing each modern offense individually and comparing it
against Founding-era analogues on a case-by-case basis.18
Range long ago completed the punishment that
Pennsylvania deemed appropriate for his crime: three years of
probation, a $100 fine, $288.29 in costs and $2,458 in
restitution. The statutory maximum punishment for his
offenseâfive yearsâhas long passed, and he has shown,
through years of good behavior, that he does not present a
threat to the public. Congressâs justification for suspending his
ability to possess a firearm no longer applies. The Second
Amendment requires restoration of his rights. He should be
permitted to petition for restoration upon a showing that his
maximum sentence has expired and that he would not present
18
Indeed, the establishment of fixed criteria for the
reinstatement of Second Amendment rights may induce
Congress to reverse its position on funding § 925(c). It may
also enable the Department of Justice to establish a procedure
for reviewing petitions for restoration of rights, as well as
providing a possible path to restoration prior to the expiration
of a convicted offenderâs maximum sentence if that maximum
sentence is unduly extended. On the other hand, once an
offenderâs maximum sentence expires, that individual would
still need to comply with state permitting schemes to rearm,
thereby preserving statesâ ability to address situations where
restoration may be inappropriate.
11
a risk of danger to the public if his gun rights were restored.19
For these reasons, I respectfully concur in the judgment.20
19
We do not share our dissenting colleaguesâ concerns that our
proposal here conflicts with Congressâs pre-identified method
of rearmament, through § 925(c). See Dissent at 8 n.7. Our
proposal provides a method for the district courts to determine
the constitutionality of §922(g)(1), as applied to individual
offenders. Determining the limits of statutesâ constitutionality
has long been the province of the courts, and we do not
encroach on Congressâs power by doing so here. See Marbury
v. Madison, 5 U.S. 137, 180 (1803).
20
Judge Chung concurs because she does not believe Judge
Rothâs opinion is inconsistent with the majority approach and
because, in her view, the constitutional outer limit under Bruen
of the power to disarm felons like Range (e.g., those falling
into the third category identified in Williams, 113 F.4th at 659)
is coextensive with the maximum penalty for the offense of
conviction. This is because, in her view, it is historically the
longest period an individual could have been disarmed based
on felon status alone. While Founding-era legislatures did not
maximally exercise that authority to disarm in this manner,
Judge Chung agrees with Judge Roth that the § 922(g)(1)
statutory scheme demonstrates that Congress was taking a
maximalist approach towards disarmament in enacting it. As a
practical matter, Judge Chungâs view would mean that the
disability is removed automatically and rearmament would be
subject to state permitting schemes. Thus, she does not join
those portions of Judge Rothâs opinion concluding otherwise.
12
SHWARTZ, Circuit Judge, dissenting, with whom
RESTREPO, Circuit Judge, joins.
Today, the Majority of our Court has again decided that
an individual convicted of fraud cannot be barred from
possessing a firearm. While the Majority states that its opinion
is narrow, the analytical framework it applies to reach its
conclusion could be read to render most, if not all, felon bans
unconstitutional. However, the Supreme Court has reiterated
that such bans are presumptively lawful, see United States v.
Rahimi, 144 S. Ct. 1889, 1902 (2024), and because there is a
historical basis for them, I respectfully dissent.
In New York State Rifle & Pistol Assân v. Bruen, 597
U.S. 1(2022), the Supreme Court set forth a history-based framework for deciding whether a firearm regulation is constitutional under the Second Amendment. Courts must now examine whether the âregulation [being reviewed] is part of the historical tradition that delimits the outer bounds of the right to keep and bear arms.âId. at 19
. To make this determination, a court must decide whether the challenger or conduct at issue is protected by the Second Amendment and, if so, whether the Government has presented ârelevantly similarâ historical analogues to justify the restriction. Seeid. at 24, 29
; see also
Rahimi, 144 S. Ct. at 1898 (same).
The Majorityâs analysis is inconsistent with the
Supreme Courtâs jurisprudence and has far-reaching
consequences. First, the Majority downplays the Supreme
Courtâs consistent admonishment that felon bans are
âlongstandingâ and âpresumptively lawful.â District of
Columbia v. Heller, 554 U.S. 570, 626-27 & n.26 (2008); McDonald v. City of Chicago,561 U.S. 742, 786
(2010). In
1
Heller and McDonald, the Supreme Court stated that felon
bans are consistent with our historical tradition. Heller, 554
U.S. at 626-27; McDonald,561 U.S. at 786
. More recently, majorities of the Court have reiterated that felon bans are presumptively lawful, and notably did so, respectively, in (1) the very case (Bruen) that explicitly requires courts to find historical support for every firearm regulation, see Bruen, 597 U.S. at 17; and (2) in a case (Rahimi) that upheld a firearm restriction after applying Bruenâs history and tradition test, see Rahimi, 144 S. Ct. at 1902; see also Bruen, 597 U.S. at 72 (Alito, J., concurring) (explaining that Bruen did not âdisturb[] anythingâ the Court said in Heller or McDonald); id. at 81 (Kavanaugh, J., concurring, joined by Roberts, C.J.) (â[N]othing in our opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons[.]â (first alteration in original) (quoting Heller,554 U.S. at 626
)); id. at 129 (Breyer, J., dissenting, joined by
Sotomayor, J., & Kagan, J.) (âI understand the Courtâs opinion
today to cast no doubt on . . . Hellerâs holding [regarding
longstanding prohibitions.]â); Rahimi, 144 S. Ct. at 1902-03
(reiterating Hellerâs holding that felon bans are presumptively
lawful and assigning error to the Court of Appeals for the Fifth
Circuit for ârequir[ing] a âhistorical twinâ rather than a
âhistorical analogueââ); id. at 1923 (Kavanaugh, J., concurring)
(noting Heller identified felon bans as a âcategor[y] of
traditional exceptions to the [Second Amendment] rightâ).1
1
Other circuit courts have recognized the import of
these statements. E.g., United States v. Hunt, No. 22-4525,
2024 WL 5149611, at *4 (4th Cir. Dec. 18, 2024) (âFar from
abandoning Hellerâs language about âlongstandingâ and
âpresumptively lawfulâ restrictions on felons possessing
2
These statements show that felon bans have historical roots.2
See United States v. Jackson, 110 F.4th 1120, 1125-26 (8th Cir. 2024) (upholding the constitutionality of the federal felon ban as applied to a non-violent drug offender based, in part, on the Supreme Courtâs statements); see also Vincent v. Garland,80 F.4th 1197
, 1202 (10th Cir. 2023) (giving effect to the Supreme Courtâs prior holdings implying âthat it was constitutional to deny firearm licenses to individuals with felony convictionsâ), cert granted, judgment vacated and remanded,144 S. Ct. 2708
(Mem) (2024); cf. United States v. Dubois,94 F.4th 1284
, firearms, the Supreme Court has repeatedly reaffirmed its applicability.â); United States v. Langston,110 F.4th 408
, 420 (1st Cir. 2024) (â[T]he Supreme Court has stated repeatedly over sixteen years, from Heller to Rahimi, that felon-in-possession laws are presumptively lawful.â); United States v. Rambo, No. 23-13772,2024 WL 3534730
, at *2 (11th Cir. July 25, 2024) (per curiam) (unpublished) (relying on the Supreme Courtâs repeated statements, including in Rahimi, about § 922(g)(1)âs presumptive validity to reject constitutional challenges to the law); United States v. Young, No. 23-10464,2024 WL 3466607
, at *8-9 (11th Cir. July 19, 2024) (per curiam) (unpublished) (same); United States v. Johnson, No. 23-11885,2024 WL 3371414
, at *3 (11th Cir.
July 11, 2024) (per curiam) (unpublished) (same).
2
The Supreme Court also recognized that other firearm
regulations are âlongstandingâ and âpresumptively lawful.â
Heller, 554 U.S. at 626-27, 627 n.26. Thus, the Majorityâs
willingness to devalue the Supreme Courtâs observations may
have consequences on regulations beyond the status-based ban
at issue here.
3
1293 (11th Cir. 2024) (noting the Supreme Court has not
doubted the constitutionality of felon restrictions).
Second, the Majority incorrectly discounts the
importance of the Supreme Courtâs emphasis on law-
abidingness as a limitation on the Second Amendment right.
While the Majority dismisses this language as âdicta,â Maj.
Op. at 12, the Bruen Courtâs use of the phrase fourteen times
in the majority opinion alone highlights the significance that
this criterion played in its decision, see Bruen, 597 U.S. at 9,
15, 26, 29-31, 33 n.8, 38, 38 & n.9, 60, 70-71; see also Jackson,
110 F.4th at 1126 (noting Bruenâs repeated statements about a
law-abiderâs right to possess arms).3 Indeed, the Bruen Court
approved of certain gun regulations that included criminal
background checks. Bruen, 597 U.S. at 38 n.9. While the
Majority suggests we are âoverread[ing]â the phrase âlaw
abiding,â Maj. Op. at 9, 12, there is no question that one who
has a felony or felony-equivalent conviction could not be
characterized as law abiding. Thus, the Supreme Courtâs
jurisprudence tells us that the right to bear arms is limited to
law abiders, and that felon bans are presumptively lawful.
Third, the Majority acknowledges but then disregards
important aspects of Bruen. The Bruen Court emphasized that
its test should not be a âregulatory straightjacketâ and that
3
Although the Supreme Court recently concluded that
an individual may not be disarmed âsimply because he is not
âresponsible[,]ââ Rahimi, 144 S. Ct. at 1903 (quoting the term
âresponsibleâ as used in Heller, 554 U.S. at 635, and Bruen,
597 U.S. at 70), it is notable that the Court did not foreclose
disarmament based on Heller and Bruenâs âlaw-abidingâ
requirement.
4
courts should look for a âhistorical analogueâ to the challenged
regulation, not a âhistorical twin.â 597 U.S. at 30 (emphasis
omitted).4 Rahimi underscored this point, as it specifically
reversed the Fifth Circuit for requiring the latter. 144 S. Ct. at
1897-98, 1903 (holding that âthe Second Amendment permits
more than just those regulations identical to ones that could be
found in 1791â and that the Courtâs recent Second Amendment
precedents âwere not meant to suggest a law trapped in
amberâ). Despite these instructions, the Majority demands a
historical twin by requiring the Government to identify a
historical crime, including its punishment, that mirrors Bryan
Rangeâs conviction. At the founding, a fraud-based crime of
the type Range committed was considered a capital offense,
which obviously carries with it the loss of all possessory
rights.5 Folajtar v. Attây Gen., 980 F.3d 897, 904-05 (3d Cir.
2020) (collecting authorities). As a result, history
demonstrates that fraudsters could lose their life, and hence
their firearms rights. Rahimi specifically blessed this type of
comparative reasoning. See Rahimi, 144 S. Ct. at 1902
(finding âpermissibleâ âthe lesser restriction of temporary
disarmamentâ). Therefore, if fraud was punishable by capital
punishment at the founding (i.e., de facto permanent
disarmament), then under Rahimi it is appropriate to draw a
4
Judge Krauseâs comprehensive historical review is
consistent with our understanding and supports our discussion
of the history relevant to felon disarmament.
5
Even some noncapital offenses resulted in life
imprisonment and the forfeiture of the offenderâs entire estate,
which contemplates the loss of all property, including
firearms. Act of Apr. 18, 1786, 2 Laws of the State of New
York 253, 260â61 (1886); Act of Nov. 27, 1700, 2 Statutes at
Large of Pennsylvania 12 (Wm. Stanley Ray ed., 1904).
5
historical analogue to the lesser consequence of permanent
disarmament absent the death penalty. See United States v.
Diaz, 116 F.4th 458, 469 (5th Cir. 2024) (â[I]f capital
punishment was permissible to respond to theft, then the lesser
restriction of permanent disarmament that § 922(g)(1) imposes
is also permissible.â); see also id. at 472 (âAt the time of the
Second Amendmentâs ratification, those . . . guilty of certain
crimes . . . were punished permanently and severely. And
permanent disarmament was part of our countryâs arsenal of
available punishments at that time.â).6
The Majority also rejects the analogy to now
unconstitutional status-based bans on Native Americans,
Blacks, Catholics, Quakers, loyalists, and others because
Range is not âpart of a similar group today.â Maj. Op. at 20.
Whether Range is a member of one of these groups is
irrelevant. Rather, under Bruen, the relevant inquiry is why a
given regulation, such as a ban based on oneâs status, was
enacted and how that regulation was implemented. Bruen, 597
U.S. at 29; see also Rahimi, 144 S. Ct. at 1898 (focusing the
inquiry on the historical âreasonsâ for disarmament); id. at
1925 (Barrett, J., concurring) (ââAnalogical reasoningâ under
Bruen demands a wide[] lens: Historical regulations reveal a
principle, not a mold.â). No matter how repugnant and
unlawful those bans are under contemporary standards, the
founders categorically disarmed the members of those groups
because they were viewed as disloyal to the sovereign. Range
v. Attây Gen., 53 F.4th 262, 273-82 (3d Cir. 2022) (per curiam) (collecting authorities), vacated,56 F.4th 992
(3d Cir. 2023),
6
Notably, Diazâs âunderlying convictions d[id] not
inherently involve a threat of violence.â Diaz, 116 F.4th at 471
n.5.
6
cert. granted, judgment vacated and remanded, 144 S. Ct. 2706
(Mem) (2024); see also Jackson, 110 F.4th at 1127 (observing
that the founding-era categorical prohibitions are relevant âin
determining the historical understanding of the right to keep
and bear armsâ). The felon designation similarly serves as a
proxy for disloyalty and disrespect for the sovereign and its
laws. Such categorization is especially applicable here, where
Rangeâs felony involved stealing from the government, a crime
that directly undermines the sovereign.7 Therefore, the trust
7
The Majority also gives no weight to various
founding-era statutory violations that led to disarmament. See,
e.g., Act of Dec. 21, 1771, ch. 540, N.J. Laws 343â344; Act of
Apr. 20, 1745, ch. 3, N.C. Laws 69â70; see also Range, 53
F.4th at 281 (collecting additional authorities); cf. Rahimi, 144
S. Ct. at 1913, 1917-19 (Kavanaugh, J., concurring) (giving
weight to both pre- and post-ratification history). The Majority
ignores that history and tradition by contending that offenders
were only disarmed of the firearm they possessed at the time
of the violation and not barred from possessing firearms in the
future. See Maj. Op. at 23; but see Rahimi, 144 S. Ct. at 1897
(noting founding-era firearm restrictions that included both
restrictions on firearm use and bans of certain types of
weapons). From this, the Majority asserts crime-based bans
were not permanent (although in doing so, the Majority notably
ignores the permanent nature of capital punishment). Maj. Op.
at 22-23. Whether true or not, the federal felon ban under 18
U.S.C. § 922(g)(1) is not permanent. Congress specifically identified ways to avoid the ban, such as by securing an expungement, pardon, or having oneâs civil rights restored.18 U.S.C. § 921
(a)(20). Additionally, although it is currently unfunded, Congress enacted18 U.S.C. § 925
(c), which allows
7
and loyalty reasons underlying the status-based bans imposed
at the founding show that the bans are a relevant historical
analogue for the present-day prohibition on felon possession.8
the Bureau of Alcohol, Tobacco, and Firearms to restore an
individualâs right to possess a firearm upon consideration of
the individualâs personal circumstances. See Logan v. United
States, 552 U.S. 23, 28 n.1 (2007).
Judge Krause thoughtfully proposes a proceeding at
which a felon may seek to be rearmed and Judge Roth
creatively suggests a durational limit to disarmament based on
the maximum penalty a felon faced. Their suggestions,
however, face at least one challenge. As stated above,
Congress has identified the ways a felon may be rearmed and
hence has already set the disarmamentâs duration based on
whether the felon successfully invokes one of those identified
avenues for rearming. See generally Am. Tobacco Co. v.
Patterson, 456 U.S. 63, 68 (1982) (âAs in all cases involving
statutory construction, our starting point must be the language
employed by Congress,â and â[a]bsent a clearly expressed
legislative intention to the contrary, that language must
ordinarily be regarded as conclusive.â (internal quotation
marks omitted)). Bound by these clearly articulated
congressional remedies, federal courts lack the authority to
create the remedy that my colleagues each propose.
8
To the extent the Majority relies on the Supreme
Courtâs statement in Rahimi that âour Nationâs tradition of
firearm regulation distinguishes citizens who have been found
to pose a credible threat to the physical safety of others from
those who have not[,]â 144 S. Ct. at 1902, that statement was
clearly cabined by the Courtâs acknowledgement that its
analysis âstart[ed] and stop[ped]â with the notion that there is
8
Finally, the Majorityâs approach will have far-reaching
consequences. Although the Majority states that its holding is
ânarrowâ because it is limited to Rangeâs individual
circumstances, Maj. Op. at 24, the only individual
circumstance the Majority identifies is that the penalty Range
faced differs from the penalty imposed for a similar crime at
âample evidence that the Second Amendment permits the
disarmament of individuals who pose a credible threat to the
physical safety of others[,]â id. at 1898. Therefore, Rahimi is
best read as conclusively establishing that history and tradition
support disarming violent individuals, but not reaching
whether history and tradition likewise permit disarmament of
nonviolent offenders as that issue was undisputedly not before
the Court. Indeed, the Court went out of its way to state that it
was ânot suggest[ing] that the Second Amendment prohibits
the enactment of laws banning the possession of guns by
categories of persons thought by a legislature to present a
special danger of misuse[,]â id. at 1901, which today includes
fraudsters, see 18 U.S.C. § 921(a)(20)(A) (excluding from the disarmament law those convicted of âoffenses pertaining to antitrust violations, unfair trade practices, restraints of trade, or other similar offenses relating to the regulation of business practices,â but not persons convicted of the type of fraud at issue in this case). This reading of Rahimi and our history and tradition accord with the Court of Appeals for the Eighth Circuitâs recent post-Rahimi § 922(g)(1) precedent. See Jackson, 110 F.4th at 1121-22, 1127 (noting that âRahimi does not changeâ its previous ruling, and that the âhistorical record suggests that legislatures traditionally possessed discretion to disqualify . . . those who deviated from legal norms, not merely to address a personâs demonstrated propensity for violenceâ); accord Hunt,2024 WL 5149611
, at *6-7.
9
the founding. As discussed above, Rahimi bolsters the view
that such fact is irrelevant under Bruen. Thus, the Majorityâs
ruling is not cabined in any way and, in fact, rejects all
historical support for disarming non-violent felons. As a result,
the Majorityâs analytical framework leads to only one
conclusion: there will be no, or virtually no, non-violent felony
or felony-equivalent crime that will bar an individual from
possessing a firearm.9 Rahimi counsels that cannot be so,
which is why the Majorityâs broad ruling is contrary to both
the sentiments of the Supreme Court and our history.
I therefore respectfully dissent.
9
Additionally, and significantly, the Majority provides
no way for a felon to know whether his crime of conviction
prevents him from possessing a firearm. It also provides little
guidance to the district courts, and it will lead to confusion and
disuniformity as to how courts deal with factually similar
challenges to § 922(g)(1). Cf. Rahimi, 144 S. Ct. at 1926
(Jackson, J., concurring) (observing that âlower courts are
strugglingâ with Bruenâs âhistory-and-tradition testâ).
10