Judith Henry v. Essex County
Citation113 F.4th 355
Date Filed2024-08-29
Docket23-1987
Cited11 times
StatusPublished
Full Opinion (html_with_citations)
PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 23-1987
JUDITH HENRY
v.
ESSEX COUNTY; DETECTIVE LEONARD JACKSON, in
his individual and official capacity; DETECTIVE DIANE
MUNOZ, in her individual and official capacity; SHERIFF
OFFICER JOSEPH DENEQUOLO, in his individual and
official capacity; SHERIFF OFFICER JANICE GUY, in her
individual and official capacity; SHERIFF OFFICER
NAIMAH MARROW, in his individual and official capacity;
SHERIFF OFFICER JEREMY PEREZ, in his individual and
official capacity; CAPTAIN GARY NASH, in his individual
and official capacity; WARDEN TIMOTHY MATTHEW
BETTI, in his individual and official capacity;
LIEUTENANT JAY RUANE, in his individual and official
capacity; OFFICER KATE DIPIETRO, in her individual and
official capacity; OFFICER GARY LOKE, in his individual
and official capacity; AMY LAURIA, in her individual and
official capacity; LAUREN BIEBER, in her individual and
official capacity; LACKAWANNA COUNTY PRISON;
CAPTAIN SAVAGE, in his individual and official capacity;
LIEUTENANT BECKLEY in her individual and official
capacity; DENISE WOOD, in her individual and official
capacity; JAN LAMPER, in her individual and official
capacity; TIMOTHY B. RIEGLE, in his individual and
official capacity; DOUGLAS LONG, in his individual and
official capacity; ELIZABETH COOPER, in her individual
and official capacity; KELLI WINTER, LPN, in her
individual and official capacity; KRISTIN ZIERLE LYNN,
RN, in her individual and official capacity; MARGARET E.
THOMPSON, in her individual and official capacity;
OFFICER EULETIA LYNN, in her individual and official
capacity; INVESTIGATOR GARY DUNCAN, in his
individual and official capacity; SUPERVISORY DEPUTY
JERRY SANSERINO, in his individual and official capacity;
DEPUTY ANTHONY ROSSI, in his individual and official
capacity; ASSISTANT CHIEF DEPUTY PEDRO
ALVAREZ, in his individual and official capacity; DENISE
R. RAHAMAN, in her individual and official capacity; DR.
SALADIN ABDU NAFI, in his individual and official
capacity; JAMES NEAL, MD, in his individual and official
capacity; LIONEL ANICETTE, MD, in his individual and
official capacity
ESSEX COUNTY; DIANE MUNOZ; SHERIFF OFFICER
JOSEPH DENEQUOLO; JANICE GUY; SHERIFF
OFFICER NAIMAH MARROW; SHERIFF OFFICER
JEREMY PEREZ; CAPTAIN GARY NASH,
Third Party Plaintiffs
v.
CFG Health Systems, LLC,
Third Party Defendant
2
Pedro Alvarez, Jerry Sanseverino, Gary Duncan,
Anthony Rossi, Leonard Jackson, and Euletia Lynn,
Appellants
Appeal from the United States District Court
for the District of New Jersey
(District Court No. 2-20-cv-11159)
District Judge: Honorable Katharine S. Hayden
Argued on June 5, 2024
Before: HARDIMAN, PORTER, and AMBRO, Circuit
Judges
(Opinion filed: August 29, 2024)
Ashley C. Honold
United States Department of Justice
Civil Division Appellate
Room 7261
950 Pennsylvania Avenue NW
Room 7323
Washington, DC 20530
3
Casen Ross [Argued]
United States Department of Justice
Civil Division
950 Pennsylvania Avenue NW
Washington, DC 20530
Alan Ruddy
Essex County Counsel
465 Martin Luther King Boulevard
Hall of Record, Room 535
Newark, NJ 07102
Counsel for Appellants
Tisha N. Adams [Argued]
Suite 1103
60 Park Place
Newark, NJ 07102
Christopher N. Leeds
Cipriani & Werner
485 Route 1 S
Suite 120, Building E
Iselin, NJ 08830
Claudia M. Tesoro
Office of Attorney General of Pennsylvania
1600 Arch Street
Suite 300
Philadelphia, PA 19103
4
Jeffrey S. McClain
Holtzman McClain & Londar
3000 Atrium Way
Suite 200, PMB #319
Mount Laurel, NJ 08054
Counsel for Appellees
OPINION OF THE COURT
AMBRO, Circuit Judge
Plaintiff Judith Maureen Henry was arrested on a
warrant for a different woman with the same name. She was
detained for more than two weeks for a crime she did not
commit. After release, Henry sued many federal and state
officials for their roles in the mix-up. Among the defendants,
six deputy United States Marshals (the âMarshalsâ) filed a
motion to dismiss. They argued their qualified immunity from
her suit, that Henry could not pursue her claims under the cause
of action announced in Bivens v. Six Unknown Named Agents
of Fed. Bureau of Narcotics, 403 U.S. 388 (1971), and that her
complaint failed to state claims against them. The District
Court denied the Marshalsâ motion. They appeal to us. We
reverse, as the facts in Henryâs case are far afield from those
the Supreme Court faced when it decided Bivens.
5
I. Background
A. Henryâs Claims
As this is an appeal from an order denying a motion to
dismiss, we presume the non-conclusory allegations in the
operative Third Amended Complaint (âTACâ) are true and
recite them here. Ashcroft v. Iqbal, 556 U.S. 662, 678-79
(2009). In 1993, a different woman named Judith Maureen
Henry (the âAbsconderâ) skipped parole in Pennsylvania. 1
Fast forward to 2019, when the director of the
Pennsylvania Interstate Parole Services issued a warrant for the
Absconderâs arrest for the parole violation. That warrant,
however, targeted Henryâs home address and attached her
driverâs license photo. Parole Services forwarded the warrant
to officials in New Jersey.
Certain Marshals, along with New Jersey officials,
âdiscussed and plannedâ Henryâs apprehension. App. 47.
Those Marshals, along with others, arrested Henry at her home
on the morning of August 22, 2019. They transported her to
the Essex County Correctional Facility and assisted with her
booking that day. Henry repeatedly told the Marshals and
others that she was innocent. She offers no non-conclusory
allegations that the Marshals were involved in her detention
after that point.
1
While not discussed in the TAC, Henryâs papers state that the
Absconder âpled guilty to possession of cocaine and drug
paraphernalia and nolo contendere for the offense [of]
conspiracy to deliverâ cocaine. Henry Br. 2.
6
Henry was held in New Jersey until September 1, when
she was transferred to Pennsylvania. Throughout her
detention, she continued to declare her innocence and
requested that authorities compare her fingerprints to the
Absconderâs. But no official did so until Henry reached
Pennsylvania. Officials there discovered on September 3 that
Henryâs fingerprints did not match those of the Absconder.
Yet her detention continued for another two days before she
was released on September 5. This means Henry was
imprisoned for more than two weeks for the Absconderâs
parole violation.
B. Procedural History
In August 2020, Henry sued several individuals and
entities, including the United States Marshals Service (but not
the Marshals themselves). She named the Marshals, both in
their personal and official capacities, as defendants for the first
time in the TAC, filed in December 2021. (Henryâs claims
against the Marshals in their official capacity were later
dismissed with prejudice. As noted, the Marshals filed a
motion to dismiss, arguing that they were protected by
qualified immunity, Henryâs claims impermissibly extended
the Bivens doctrine, and she failed to state a claim under Rule
12(b)(6). In an oral ruling, the District Court rejected those
arguments for want of factual development. The Marshals
timely appealed to us.
7
II. Analysis
A. Jurisdiction
The District Court had jurisdiction over Henryâs claims
under 28 U.S.C. §§ 1331, 1343(a) & 1367. We have jurisdiction over the Marshalsâ appeal. That is because we can immediately review decisions denying qualified immunity when they turn solely on issues of law. Ashcroft v. Iqbal,556 U.S. 662, 671-72
(2009). Our jurisdiction lets us examine the âsufficiency of [Henryâs] pleadings,âid. at 673
, and whether her claims can be pursued through a Bivens action at all. Wilkie v. Robbins,551 U.S. 537
, 549 n.4 (2007). This is so because the recognition of Bivens claims and sufficiency of Henryâs allegations are âdirectly implicated by the defense of qualified immunity and [so are] properly before us on interlocutory appeal.â Hartman v. Moore,547 U.S. 250
, 257 n.5 (2006).
B. The District Courtâs Analysis Was Incorrect.
Whether a complaint pleads allegations that overcome
qualified immunity or fall with the limits of the cause of action
created in Bivens is a purely legal issue that can be resolved on
the pleadings at the motion-to-dismiss stage. See, e.g.,
Hernandez v. Mesa, 589 U.S. 93, 98-99 (2020) (Bivens); James v. City of Wilkes-Barre,700 F.3d 675, 679
(3d Cir. 2012) (qualified immunity). A complaint must be dismissed if, viewed in the generous light our precedent offers, it lacks sufficient factual allegations to state a claim. See Bell Atl. Corp. v. Twombly,550 U.S. 544, 570
(2007). In this context,
further record development is not the way to proceed.
Accordingly, we review whether the TAC can proceed against
the Marshals as a matter of law.
8
C. Henryâs Bivens Claims Must Be Dismissed.
The core of the TAC is that Henryâs treatment violated
the Constitutionâs guarantees. Through 42 U.S.C. § 1983, Congress provided an action against persons who, âunder color of state law,â violate a plaintiffâs constitutional rights. West v. Atkins,487 U.S. 42, 48
(1988). There is no federal statutory cause of action against persons who, acting under color of federal law, violate a plaintiffâs constitutional rights. But in Bivens the Supreme Court authorized such a cause of action under the circumstances presented there.403 U.S. at 395-97
.
So the first question before us is whether the Marshals
were acting under color of state or federal law when they
apprehended Henry on a Pennsylvania warrant for violating
Pennsylvania law. Perhaps complicating the analysis, two of
them were New Jersey state law enforcement officers
deputized to serve as Marshals. 5 U.S.C. § 3374;28 C.F.R. § 0.112
(b). Persons with arguably mixed federal and state authority act under color of federal law when they perform their federal duties. Yassin v. Weyker,39 F.4th 1086, 1090-91
(8th Cir. 2022) (quoting Johnson v. Phillips,664 F.3d 232, 240
(8th Cir. 2011)), cert. denied,143 S.Ct. 779
(2023); King v. United States,917 F.3d 409, 433-34
(6th Cir. 2019), revâd on other grounds sub. nom. Brownback v. King,592 U.S. 209
(2021).
Henry concedes that the Marshalsâincluding those
deputized as-suchâoperated under color of federal law. The
9
Government agrees, and so do we. Hence we analyze Henryâs
claims under Bivens, not § 1983. 2
The current state of Bivens jurisprudence has been
thoughtfully analyzed by other decisions in this Circuit, and we
have little to add. See, e.g., Xi v. Haugen, 68 F.4th 824, 832- 34 (3d Cir. 2023); see also Vanderklok v. United States,868 F.3d 189, 198-200
(3d Cir. 2017). To set the table, the Supreme Court, concerned with separation of powers, has made clear that it is generally not the judiciaryâs place to create causes of action. Egbert v. Boule,596 U.S. 482, 491
(2022);
Hernandez, 589 U.S. at 99-102. The rules it announced for
Bivens claims reflect this hesitation. We first ask whether a
plaintiffâs claim under Bivens presents a ânew contextâ
compared to the three cases where that Court explicitly
authorized a Bivens remedy. Hernandez, 589 U.S. at 102
(citation omitted). When the context is distinguishable, we do
not authorize such an action if we see any âreason to pause
before applying Bivens in [the] new context[.]â Id. Thus, we
turn to that analysis.
â[O]ur understanding of a ânew contextâ is broad.â Id.
A context is new if it âis different in a meaningful way from
previous Bivens cases decided byâ the Supreme Court. Ziglar
v. Abbasi, 582 U.S. 120, 139(2017). Whether a context is new is an âeasily satisfiedâ test because âa modest extension [of the Bivens action] is still an extension.âId. at 147-49
. Even
2
The TAC never mentions Bivens; rather, it repeatedly
references § 1983. But Henryâs argument before us is that she
has Bivens claims against the Marshals. The Government
addresses the merits of that argument rather than arguing the
TAC must be amended, and we will too.
10
âsignificant parallels to one of the [Supreme] Courtâs previous
Bivens casesâ may not be enough. Id. at 147.
We begin by summarizing the TAC, which identifies six
Bivens claims. The first is for abuse of process that Henry
bases on her arrest by the Marshals (claimed to be âneither
warranted nor authorized by lawâ), TAC ¶ 42, and their failure
to âcheck the fingerprints, photograph, and other personal
identifiers of the [Absconder] with those of [Henry.]â Id. at ¶
49. Second is a claim for false arrest and imprisonment, again
based on Henryâs arrest and detention in New Jersey â[d]espite
repeated protests of innocence.â Id. at ¶ 53. The third claim is
for intentional infliction of emotional distress traced to the
method of her arrest. Fourth is a failure-to-train and failure-to-
supervise claim against certain supervisory Marshals who
allegedly did not train the arresting Marshals to take
fingerprints and other identifying information from
apprehended suspects or promptly present arrestees to
magistrates. The fifth count, which complains of procedural
due process violations under the Fourteenth Amendment,
faults the Marshals for not presenting Henry to a judge before
she was taken to Pennsylvania. Sixth and finally, Henry
alleges the Marshals were involved in a conspiracy against her.
The only Supreme Court case authorizing a Bivens
remedy for police misconduct is Bivens itself. Ziglar, 582 U.S
at 131. 3 The complaint in Bivens alleged that the plaintiff was
3
See Davis v. Passman, 442 U.S. 228(1979) (authorizing Bivens claim for workplace sex discrimination by a Congressman in violation of the Fifth Amendment); Carlson v. Green,446 U.S. 14
(1980) (approving Bivens suit bottomed on
11
invalidly subject to a warrantless arrest in his home. 403 U.S.
at 389. We do not read Henryâs complaint as sufficiently
alleging that state of affairs. Though Henry claims her arrest
was without a valid warrant and contrary to law, see, e.g., TAC
¶ 42, the opposite is true. 4
She appears to admit that the Absconder is, in fact,
guilty of parole violations. Henry Br. 2. That statement means
the warrant was valid: at least for purposes of this litigation,
Henryâs briefing establishes that there is more than a âfair
probabilityâ the Absconder violated the conditions of her
parole. Wilson v. Russo, 212 F.3d 781, 789(3d Cir. 2000) (citing Sherwood v. Mulvihill,113 F.3d 369, 401
(3d Cir.
1997)).
And Henryâs mistaken-identity arrest was similarly
constitutionally valid. â[W]hen the police have probable cause
to arrest one party, and when they reasonably mistake a second
party for the first party, then the arrest of the second party is a
valid arrest.â Hill v. California, 401 U.S. 797, 802(1971) (citation omitted); Rodriguez v. Farrell,280 F.3d 1341
, 1345- 46 (11th Cir. 2002). The Pennsylvania Board of Probation and Parole provided the Marshals with Henryâs address and photograph. Henry identifies no reason why the Marshals should not have relied on that information. Cf. Berg v. Cnty. of Allegheny,219 F.3d 261
, 272-73 (3d Cir. 2000) (âOrdinarily, it is reasonable for an officer to assume that a failure to provide prisoner medical treatment in violation of Eighth Amendment). 4 Henryâs claim is a âlegal conclusionâ not entitled to deference on Rule 12(b)(6) review. Iqbal,556 U.S. at 678-79
.
12
warrant has been issued for probable causeâ absent substantial
evidence suggesting otherwise (citing Baker v. McCollan, 443
U.S. 137, 145-46 (1979)). So their arrest of Henry relying on
information attached to the warrant was a reasonable mistake,
and therefore her arrest did not violate the Fourth Amendment.
This fundamental legal distinction between the TAC
(which, read in the light most favorable to Henry, suggests that
her arrest was both supported by a valid warrant and consistent
with the Fourth Amendment) and Bivens (which dealt with a
complaint that amply alleged serious violations of that
Amendment) thus establishes a âmeaningfulâ difference
sufficient to make Henryâs claims premised on her arrest a new
context. Ziglar, 582 U.S. at 139. Indeed, âalmost parallel circumstancesâ to Bivensâhardly what we have hereâcan still result in a new context. Xi,68 F.4th at 834
(quoting Egbert,596 U.S. at 495
).
As to Henryâs other Bivens claims, they present a new
context because they âconcern a different breed of law
enforcement misconduct.â Xi, 68 F.4th at 834. While Bivens focused on the conduct of an arrest, Henry challenges the Marshalsâ post-arrest failure to examine her claims of innocence or present her to a magistrateâa different âsort[] of actionâ by the Marshals, Farah v. Weyker,926 F.3d 492, 500
(8th Cir. 2019), that âbear[s] little resemblanceâ to the alleged police misconduct in Bivens, and accordingly results in a new context. Ziglar,582 U.S. at 140
. That same logic applies to her failure to supervise 5 and conspiracy claims. 5 They are also in a new context because they target supervisory officials rather than line officers. Ziglar,582 U.S. 13
Because Henryâs Bivens claims arise in a new context,
we can allow them to go forward only if we do not doubt that
we are at least as capable as Congress of âweigh[ing] the costs
and benefits of allowing a damages action to proceed.â Ziglar,
582 U.S. at 136. â[E]ven a single âreason to pauseââ prohibits recognition of a Bivens action in a new context. Egbert,596 U.S. at 492
(quoting Hernandez, 589 U.S. at 102).
A reason to pause here is the âriskâ of âinterfere[nce]â
with âthe executive branchâs investigative . . . function[].â
Annappareddy v. Pascale, 996 F.3d 120, 137(4th Cir. 2021) (citing Ziglar,582 U.S. at 141
); Ahmed v. Weyker,984 F.3d 564, 570-71
(8th Cir. 2020), cert. denied sub. nom Mohamud v. Weyker,142 S.Ct. 2833
(2022). Henryâs complaintâthat
the Marshals failed to take her claims of innocence seriouslyâ
raises a host of policy questions about the role of the Marshals
Service after they apprehend a suspect on a warrant for a crime
they did not investigate. To name but four of these questions
we see: How strong must a claim of innocence announced after
arrest be before it must be investigated by a marshal? When,
as here, marshals and state law enforcement officers both hear
protestations of innocence, which should investigate? How in-
depth of an investigation must they perform, and when?
We grant that, asking those questions in this case, a
reasonable observer could conclude the answers are not hard
to find and would impose minimal burdens on the Marshals.
Henryâs request was modest: merely that her fingerprints be
compared to the Absconderâs. But it is for Congress, not the
judiciary to âbalance[] the costs and benefitsâ of a cause of
at 140 (identifying âthe rank of the officers involvedâ as a
âmeaningfulâ difference in our Bivens jurisprudence).
14
action against the Marshals bottomed on their failure to
investigate Henryâs claims of innocence. Farah, 926 F.3d at
501. The legislature must decide whether the âpotential encroachmentâ on the executive branchâs investigatory function âis worth it.âId.
Accordingly, concerns for separation of powers counsel hesitation before we endorse a Bivens suit in a new context. Egbert,596 U.S. at 491
. So we
will not do so here.
C. Henryâs Other Claims Also Fail.
The TAC includes two claims that do not rely on Bivens.
Both fail.
Henry alleges that the Marshals are liable under 42
U.S.C. § 1985(3) 6 because they âconspired to deprive [her] of equal protection under law.â TAC ¶ 117. To state a claim under that statute, a plaintiff must show that âsome racial, or perhaps otherwise class-based, invidiously discriminatory animus [lay] behind the conspiratorsâ action.â Bray v. Alexandria Womenâs Health Clinic,506 U.S. 263, 268-69
(1993) (quoting Griffin v. Breckenridge,403 U.S. 88, 102
(1971) (alteration in original)). Henry asserts that her treatment was a result âof her lower economic status,â and her race, sex, and national origin (she is âa black woman from Jamaicaâ). TAC ¶ 59. But we need not accept this bare conclusion, and she offers no other allegations to support it. Iqbal,556 U.S. at 678-79
. 6 The TAC does not specify which subsection of42 U.S.C. § 1985
this count relies on. In her briefing, Henry identifies
subsection (3).
15
Henry also brings a cumulative claim under a provision
of the New Jersey Civil Rights Act (âNJCRAâ), which she says
provides her an action against the Marshals for violations of
her constitutional rights. N.J.S.A. § 10:6-2(c). In response, the
Marshals direct us to the Westfall Act, 102 Stat. 4563-67 (1988), which made the Federal Tort Claims Act âthe exclusive remedy for most claims against [federal] Government employees arising out of their official conduct.â Hui v. Castaneda,559 U.S. 799, 806
(2010);28 U.S.C. § 2679
(b)(1). Henry offered no counterargument in her papers or at oral argument. The Westfall Act only offers two exceptions to its exclusivityâone for Bivens actions, and the other for actions under federal statutes.28 U.S.C. § 2679
(b)(2); United States v. Smith,499 U.S. 160, 166-67
(1991). A suit under the
NJCRA fits neither. 7
*****
7
Judge Porter does not join this paragraph holding that Henry
lacks a converse-1983 cause of action under New Jersey law
because the NJCRA creates a remedy for violations of
substantive constitutional rights committed by âperson[s]
acting under color of law,â and the Marshals were âacting
under color of [federal] lawâ in connection with Henryâs arrest.
N.J.S.A. § 10:6-2(c). Judge Porter is not confident that the
Westfall Act bars suits âbrought for a violation of the
Constitution of the United Statesâ like Henryâs. 28 U.S.C.
§ 2679(b)(2)(A). But even if Henry has a cause of action under
the NJCRA, Judge Porter would reverse because âHenryâs
mistaken-identity arrest was . . . constitutionally validâ and the
Marshals are thus entitled to qualified immunity. Part II.B,
supra.
16
We thus reverse the order of the District Court denying
the Marshalsâ motion to dismiss and remand to that Court for
it to dismiss Henryâs claims against the Marshals.
17