McLaren v. State
Steven Dean MCLAREN, (Defendant) v. The STATE of Wyoming, (Plaintiff)
Attorneys
Representing Appellant: Office of the State Public Defender: Diane M. Lozano, State Public Defender; Tina N. Olson *, Chief Appellate Counsel; Kirk A Morgan, Senior Assistant Appellate Counsel. Argument by Ms. Olson., Representing Appellee: Peter K. Michael, Wyoming Attorney General; David L. Deli-eath, Deputy Attorney General; Christyne M. Martens, Senior Assistant Attorney General; Katherine A. Adams, Assistant Attorney General. Argument by Ms. Adams.
Full Opinion (html_with_citations)
[¶1] Steven D. McLaren challenges convictions for five felonies stemming from a bizarre and violent encounter with his girlfriend in March of 2014. He claims that the trial court violated his due process rights when it failed to order a third competency evaluation and when it allowed defense counsel to assert a plea of not guilty by reason of mental illness (NGMI) against his will. He also argues that the jury instructions contained structural error because they did not require the State to prove he did not act in a sudden heat of passion to establish attempted second-degree murder and that the trial court abused its discretion when it denied defense counselâs motion for mistrial after Mr. MeLarenâs outburst during trial. We conclude that, while the trial court did not improperly fail to order a competency hearing, .it violated Mr. McLarenâs due process rights when, in spite of Mr. MeLareris numerous declarations that he did not wish to proceed with the NGMI plea, it allowed defense counsel to assert the plea at trial. We reverse and remand.
ISSUES
[¶2] We reorder and rephrase the issues as follows:
1. Did the trial court violate Mr. MeLar-eris constitutional rights when it failed to suspend the proceedings on its own motion and request a competency evaluation?
2. Did constitutional error occur when trial counsel proceeded on a not guilty by reason of mental illness plea against the will of his client?
3. Did structural error occur in connection with Mr. MeLareris attempted second-degree murder conviction because the jury instructions did not indicate that the State had to prove beyond a reasonable doubt that Mr. McLaren did not act in a sudden heat of passion?
4. Did the trial court abuse its discretion when it denied the defenseâs motion for a mistrial after Mr. McLaren jumped up from his chair, moved toward the jury and the door, and yelled expletives in the presence of the jury?
[¶3] We address the first and second issues because of the interplay between competency and the NGMI plea. Our ruling on the second issue is dispositive. Therefore, we address the third issue only to a-limited extent to provide guidance on remand and we do not reach the last-issue. See Sadler v. State, 2016 WY 66, ¶ 2, 376 P.3d 728, 728 (Wyo. 2016); Thomas v. State, 2003 WY 63, ¶ 30, 67 P.3d 1199, 1206 (Wyo. 2003).
FACTS
[¶4] Mr. McLaren owned 57 cats, He and his girlfriend, Jennifer Evans-, referred to the cats as their âkidsâ or âthe kid.â On March 10,- 2014, one of Mr. McLarenâs exotic Savannah kittens, Cameo, was sick, so he and Ms. Evans took it to a veterinary clinic for treatment. -Mr. McLaren testified that he had injected âsomewhere between a quarter and a third of a gramâ of mĂ©thamphetamine right before he noticed Cameo was ill, had not slept for days, and had been experiencing hallucinations since the night before. He was under the impression that Ms. Evans was attempting to harm or kill the kitten.
[¶5] After leaving Cameo at the veterinary clinic,, they went to a convenience' store where Mr. McLaren purchased a pack of cigarettes. The convenience store clerk testified that Mr. McLarenâs behavior âthrew a red flag,â he was âpacing back and forth, walking just a little weird,â and she kept an eye on him because she thought he was going to steal something, After Mr, McLaren left the convenience store, he and Ms. Evans drove around a nearby neighborhood looking at houses. Ms. Evans testified that at that time Mr. McLaren was ânormalâ and did not appear to be mad at her, but that they were âupset about the cat.â
[¶6] When they left the neighborhood, they stopped at a stop -sign. According to Ms. Evans, that was when Mr. McLaren started acting âweird.â Mr. McLaren turned to Ms. Evans and said, âI know what you did. You bathed in their blood,â He then headed northbound on Yellowstone Road toward Highway 191, driving erratically, hitting speeds of over eighty miles per hornâ. He drove on the wrong side of the road, nearly colliding head-on with two separate vehicles and causing both to veer off the road. He called Ms. Evans names and told her that she âneeded to pay for [her] sins.â Mr. McLaren told Ms, Evans that she âwas going to dieâ and that she âwasnât going to live to see tomorrow.â He asked her. why she killed their neighbors and told her he could smell their blood on her body.
[¶7] Mr. McLaren continued driving north on Highway 191, .-coming to a stop in the southbound lane in front of. an oncoming Pepsi truck. Ms. Evans attempted to get out of Mr. McLarenâs truck, but he pulled her by her hair back into the truck and locked the doors, telling her that her âkids deserved a better motherâ and that she âwas going to die today.â The Pepsi truck swerved-around them, and Mr, McLaren turned off Highway 191, onto Wild Horse Loop. As he drove down Wild Horse Loop, Ms. Evans fought with Mr. McLaren and continued to attempt to get out, kicking the truck into park several times. Mr. McLaren also continued to hit and punch Ms. Evans; he grabbed her throat and forced her to the floorboard of the truck.
[¶8] Mr. McLaren stopped the truck and hit Ms. Evans three times in the head with a Maglite flashlight that contained- no, batteries. There is conflicting testimony about whether he hit her while he was in the driverâs seat of the truck or whether he hit her after he walked around to the passenger side of the truck. In any event, Mr.-McLaren ultimately opened the passenger door and Ms. Evans fell out of the truck. Ms. Evans testified that Mr. McLaren stood over her, pulled her head to the left and the right, âtrying to rip my head off,â and then let go. As soon as Mr. McLaren released her, Ms. Evans got up and ran toward Highway 191, where a truck stopped to assist her. When Ms. Evans arrived at the emergency room, she had two lacerations on her head and numerous bruises.
[¶9] Mr. McLaren testified that the night before these events transpired, he saw a roe deer jump over his truck and that he saw âwhat looked like a woman with like the top of a deer, the color of deer, and real long black hair, , and I donât know how or why, but I got it in my head all of a sudden that it was something like a âjagulaâ or a" devil woman, and I was kind of like really freaked out.â He also testified that â[a]ll the time in the truck, I was ... seeing this [jagula] but it was kind of out of my peripheral vision. If I looked at [Ms. Evans], I didnât see anything like that. I seen [Ms. Evans].â Mr. McLaren described driving past the truck that had stopped to help Ms. Evans after she ran away, stating that he âstarted seeing something out of [his] peripheral visionâ and âtook off.â He then drove to a spot in the desert where he had a 360-degree view because he was âfreaking out.â Mr. McLaren testified that âI had in my mind that there was â there was a âj agu-jarâ or devil woman or a feline creature that wasnât just a cat, and ... I donât know where it came from.â He also testified that he saw a âjagulaâ in his truck. Mr. McLaren described a vision he had while he was in the'desert: âI remember I seen something so fantastic at the bull works. ... I can see the four pillars out at bull works, and then the side of an arch, it was perfect, and I couldnât believe what I was seeing .... I honestly believe that itâs preflood.â The sheriff who arrived on scene testified that when he first made contact with Mr. McLaren, he âseemed to be ramblingâ and that âhe was saying something about aliens that were jumping from sagebrush to sagebrush in front of him-as he was faced looking out across the desert,â but that he did not appear to be confused and he was able to follow commands.
[¶10] Mr. McLaren was charged with five felonies: attempted second-degree murder, strangulation of a household member, two counts of aggravated assault, and kidnapping.
[¶11] A five-day jury trial commenced on April 11, 2016, and the jury found Mr. McLaren guilty on all counts. Mr. McLaren was sentenced to consecutive terms in prison of not lbss than twenty-four to twenty-eight years on attempted second-degree murder, four to five years for strangulation of a household member, eight to ten years on each aggravated assault count, and. twenty-four years to twenty-eight years for kidnapping. Mr. McLaren timely filed this appeal.
[¶12] Additional facte will be discussed as they relate to the issues Mr. McLaren raises.
DISCUSSION
I, Did the trial court violate Mr. McLarenâs constitutional rights when it failed to suspend the proceedings on its own motion and request a competency evaluation?
[¶13] Wyo. Stat. Ann. § 7-11-302 .(Lexis-Nexis 2017) sets forth the standard for mental competency of a defendant to proceed in a criminal case:
(a) No person shall be tried, sentenced or punished for the commission of an offense while, as a result of mental illness or deficiency, he lacks the capacity to:
(i) Comprehend his position;
(ii) Understand the nature and object of the proceedings against him;
(iii) Conduct his defense in a rational manner; and
(iv) Cooperate with his counsel to the end that any available defense may be interposed.
[¶14] âAlthough the question of competency is a factual issue, the requirement that competency be established is a matter of law that is reviewed de novo.â Wilson v. State, 2007 WY 55, ¶ 11, 155 P.3d 1009, 1011 (Wyo. 2007); see also deShazer v. State, 2003 WY 98, ¶ 12, 74 P.3d 1240, 1244-45 (Wyo. 2003). Further, â[i]f it appears at any stage of a criminal proceeding, by motion or upon the courtâs own motion, that there is reasonable cause to believe that the accused has a mental illness or deficiency making him unfit to proceed, all further proceedings shall be suspendedâ and the âcourt shall order an examination of the accused ...Wyo. Stat. Ann. § 7-ll-303(a) & (b) (LexisNexis 2017). âWe apply the substantial evidence standard when reviewing a trial courtâs decision not to order a further competency evaluation.â Marshall v. State, 2016 WY 119, ¶ 12, 385 P.3d 304, 308, (Wyo. 2016).
[¶15] Mr. McLarenâs competency was evaluated twice, once shortly after the information was filed and a second time before trial. He was found competent on both occasions. Nevertheless, on appeal, Mr. McLaren contends that the district court should have suspended his trial and sua sponte ordered another competency evaluation. To properly address Mr. McLarenâs argument, we will examine the competency evaluations, his relationship with counsel, and his behavior leading to and during trial.
Mr. McLarenâs first competency evaluation
[¶16] The information charging Mr. McLaren was filed in the circuit court on March 12, 2014. On March 17, 2014, Mr. McLarenâs court-appointed defense counsel filed a Motion for Psychological Evaluation, stating that Mr. McLaren âdoes not appear to have the ability to assist counsel in his defense.â The circuit court suspended proceedings and ordered an examination to determine Mr. McLarenâs competency to proceed.
[¶17] Dr. McCormick at the Wyoming State Hospital examined Mr. McLaren and found him fit to proceed. In her June 9, 2014 letter to the circuit court, Dr. McCormick concluded:
[T]his examiner is of the opinion the Defendantâs preliminary primary diagnosis is Unspecified Dissociative Disorder (partial Dissociative Identity Disorder) with an important rule out of severe Borderline Personality Disorder.
The Defendant clearly has a history of abusing drugs, particularly more recently methamphetamines, and a remote history of abusing alcohol. His abuse of substances almost certainly exacerbates his dissociative tendencies. The Defendant also appears to meet criteria for Major Depressive Disorder, which is a common comorbid condition among those who experience problematic dissociative states, have a history of trauma, and recurrent substance abuse issues.
The Defendant is currently in a structured environment and does not have access to substances. He is also receiving medication for symptoms of depression. Moreover, there was no evidence or indication Mr. McLarenâs mental health problems directly or grossly impacted his adjudicative capacities in a negative manner. Therefore, in conclusion, this examiner is of the opinion the Defendant does not lack the capacity to comprehend this position, understand the nature and object of the proceedings against him, conduct his defense in a rational manner, or corroborate with his counsel to the end that any defense may be interposed.
[¶18] The record does not reveal whether the circuit court found Mr. McLaren competent to proceed; however, it held a preliminary hearing and, on July 9, 2014, bound the case over for trial in the district court.
Mr. McLarenâs NGMI Evaluation
[¶19] In November of 2014, Mr. McLaren changed his plea and entered an NGMI plea to all counts. The district court suspended proceedings and ordered an evaluation to determine whether Mr. McLaren âhas a mental illness or deficiencyâ and whether âat the time of the alleged criminal conduct [Mr. McLaren], as a result of mental illness or deficiency, lacked substantial capacity to appreciate the wrongfulness of his conduct or to conform his conduct to the requirements of the law,â in accordance with Wyo. Stat. Ann. § 7-ll-304(f) (LexisNexis 2017).
[¶20] Dr. McCormick also conducted this âNGMIâ evaluation and submitted her findings in a report dated February 10, 2015. Dr. McCormick opined that, based upon reports of Mr. McLaren, the alleged victim, and law enforcement, âat the very least, Mr. McLaren was going in and out of a psychotic state around and at the time of the alleged offenses.â However, she observed that despite this, âhe did not provide a description that would suggest a strong link between his psychosis and the capacity to determine right from wrong and conform his conduct to the requirements of the law.â Dr. McCormick also remarked that âhis own recollections and observations by law enforcement suggest McLaren was undergoing a Methamphetamine-Indueed Psychotic Episode.â She concluded that âeven if [his] capacities were compromised to a substantial degree, he would still not qualify, for the NGMI defense since his mental state was self-induced by drugs.â
[¶21] The district court held a hearing regarding the NGMI evaluation in which it informed Mr. McLaren that he had the option to get a further evaluation if he desired. Mr. McLaren stated that he thought the report was âsloppyâ because Dr. McCormick did not know whether he was charged with attempted second-degree murder or attempted first-degree murder. Mr. McLaren indicated that he would like another evaluation; the court instructed him to discuss the matter with his attorney and, if they determined another evaluation would be desirable, to âfile somethingâ quickly. The court set the trial for April, but informed Mr. McLaren that proceedings would have to be suspended if another evaluation was requested.
Mr. McLarenâs relationship with counsel and pretrial courtroom behavior
[¶22] Approximately one month later, Mr. McLarenâs attorney filed a motion to withdraw as counsel for Mr. McLaren. In support of that motion, the attorney stated that he and Mr. McLaren had ârepeatedly discussed whether the proceedings should be delayedâ to obtain an independent NGMI evaluation and that Mr. McLaren had âchanged his mind several times.â He also explained that at their most recent meeting, Mr. McLaren indicated that he wanted to represent himself, and that on previous occasions when Mr. McLaren had displayed a similar desire, he had agreed to' allow the attorneyâs representation to continue. At the March 27, 2015 hearing on the motion, Mr. McLaren stated that he wanted to proceed with different counsel. He complained that his attorney had failed to file exculpatory evidence, failed to investigate, and failed to return his phone calls. Mr. McLaren expressed frustration regarding his attorneyâs opinion that he is mentally ill: âI get treated like Iâm mentally ill and that my opinion doesnât matter,â and âWhy do I have to be a lunatic here?â As the hearing progressed, Mr. McLaren stated, âI donât really want to change [counsel], your Honor. I just want a fair shake.â Mr. McLaren then explained:
I want to be able to do an independent investigation to prove my innocence. There is [sic] mitigating circumstances here that will make this Court absolutely ill. Thereâs a lot of money involved here.
I raised cats that are worth $35,000 a piece, your Honor, and a lot of those cats are missing at this point. They have been missing. And then Iâm hearing that this girl that â this defendant â or the person that Iâm accused of doing this to, sheâs running around town selling cats that Iâ that are from my stock, your Honor, selling them for 3 or $400, and my Euro connection buys these cats for $35,000. Do you think thatâs justice? My 85-year-old mother is having to take care of these animals.
I mean, whatâs going on, your Honor, is a travesty of justice, and I cannot get any forward motion.
Mr. McLarenâs attorney indicated that he was willing to work with Mr. McLaren, but thought a competent defense required, an independent NGMI evaluation, which required Mr. McLarenâs consent. By the end of the hearing, Mr, McLaren agreed to request an independent evaluation and to cooperate with his attorney. His attorney moved for an independent NGMI evaluation, and the district court granted that motion and stayed proceedings until it could be conducted.
[¶23] In October of 2015, Mr. McLarenâs attorney filed a second motion regarding his representation, informing the district court that Mr. McLaren wished to represent himself and have his attorney' act as standby counsel. The court held another hearing regarding representation. Mr. McLarenâs attorney and his supervisor attended. During that hearing, Mr. â MeLarenâs attorney indicated that Mr. McLaren had again changed his position in that he now wanted a different attorney and that-his relationship with Mr. McLaren was âbreaking down.â
[¶24] Mr. McLaren complained about the lack of communication from his attorney and about the âridiculousâ plea agreement that his attorney had presented to him. He elaborated:
If he would have been treating me as a client that â as a lawyer in good standing would, I would â he would know more about whatâs going on with my case. I just asked him about a cat thatâs â the base price of this cat is $200,000. In his career over 10 years, -he would make approximately 6 to $10 million. Heâs a high percentage FI, itâs 80 percent serval. â
Mr. McLaren went on to describe his cat business and the effects of his incarceration on that business. He complained about his treatment at the' state hospital and in jail, claiming that his back was âbustedâ 'and that the âoff the chartsâ methane content at the jail was affecting his health. Mr. McLaren also disapproved his attorneyâs strategy regarding the NGMI plea. Mr.* McLaren accused his attorney of lying to him, and changed his mind several times regarding representation, stating that he wanted to represent himself, that his attorney has an âawesome reputationâ and would be his âbest bet,â and that he would like' his attorneyâs supervisor to represent him. The district court suggested that Mr. McLaren discuss his options with the supervising attorney, after which the court would reconvene the hearing. When the hearing reconvened two days later, Mr. McLaren agreed to work with his original attorney as lead counsel and the supervising attorney as second chair. At that hearing, while discussing his attorneyâs participation in his defense, Mr. McLaren related âthe Sheriffs Office and Southwest Task Force are dirty in this up to their eyebrows. You know, I know for a fact that this â this girl ran into a sign with her -forehead ....â
[¶25] On December 2, 2015, the district court held a hearing to address issues raised at the pretrial conference and heard several motions. At that hearing, Mr. McLaren declared that he would like to fire his attorney. He expressed frustration regarding his attorney âtelling me Iâm mentally ill.â He asked if this is â[s]ome kind of kangaroo, court?â and then explained, âIâm missing a $10 million breeder here, and it seems like the only thing you guys are interested in is a bunch of malarkey.â The court denied Mr, McLarenâs request to discharge his attorney. As the hearing progressed, the State began to discuss the victimâs testimony and whether it would seek to admit prior consistent statements. Mr. McLaren- became upset, interrupting the Stateâs counsel, saying, âThatâs right, Iâm pissed.â Stateâs counsel continued with his description of the victimâs prior consistent statements. Shortly thereafter, the following exchange occurred:
[Prosecutor]: Your Honor, I â Iâm sorry to intellect. Mr. McLaren has been trying to talk to me and â and stateâ
[Mr. McLaren]: I said youâre going down. Youâre going to lose in this case, boy.
[Supervising Defense Attorney]: [Mr. McLaren],' please,
[Prosecutor]: Iâm sorry to interrupt.- I just wanted to make sure I understood what he was saying.
[Mr. McLaren]: Iâm missing a $10 million cat, and you guys are playing cat and mouse? â Give me a break, Jack Off James (phonetic).
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Court: Mr, McLaren, itâs a good time for you to practice the kind of behavior you ought to practice in front of a jury.
[Mr. McLaren]: Your Honor-
Court: Youâre â and donât interrupt me. I want to talk to you, and Iâll give you a chance to respond, and I always have, but Iâm telling you that you need to develop a demeanor for yourself that doesnât scare the hell out of the jury, because frankly, thatâs what youâre going to do, and if you want to be convicted, keep it up.
[Mr. McLaren]: Iâm already- convicted. Are you kidding me?
Court: Well, I havenât heard the case yet, so I donât know.'
[Mr. McLaren]: Am I â the pictures I get are a joke. Iâm missing a $10 million cat, and you-guys are all playing footsy like [the victim] is some beauty queen, or something. I didnât bludgeon her. This is a joke. Itâs a f****** sick joke.
[Supervising Defense Attorney]: [Mr. McLaren], please.
Court: Would you guys take Mr. McLaren back to theâ
[Mr. McLaren]: F***â
Court: âfacility. Thank you.
Later, the court described Mr. McLarenâs outburst: âthere was a point where he raised his arms and slammed his fists down with those belly chains, and [the Supervising Defense Attorney] moved back, and I was glad that he did, and I was going to tell him to move back if he didnât.â
[¶26] Shortly thereafter, Mr. McLarenâs attorney moved for an additional competency evaluation and to withdraw. The district court ordered another competency evaluation to be conducted at the Wyoming State Hospital pursuant to Wyo. Stat. Aim. § 7-ll-303(c) (LexisNexis 2017).
Mr. McLarenâs second competency evaluation
[¶27] Dr. McCormick conducted the second evaluation and its results are contained in her February. 23, 2016 report to the district court. While the evaluation recounts some disturbing comments and conduct on Mr. McLarenâs part, Dr. McCormick concluded that Mr. McLaren âdoes not-have a mental illness or mental deficiency that impairs his adjudicative competencies.â She explained that
the defendant has the basic capacity to comprehend his position, understand the nature and object of the proceedings against him, conduct his defense in a rational manner, and cooperate with counsel to the end that any available defense may be interposed if he so chooses.
[¶28] The district court held a hearing after it received Dr. McCormickâs report and informed Mr. McLaren thĂĄt she found him fit to proceĂ©d. The court inquired whether Mr, McLaren desired an independent evaluation or whether he agreed with Dr. McCormickâs evaluation and intended to go forward. Mr. McLaren did not think another evaluation would âdo any goodâ and indicated he was prepared to go forward. The court also granted defense counselâs motion to withdraw and substituted the supervising defense attorney as counsel.
Pretrial Order and Conference
[¶29] In its Order for Pretrial Conference, the district court found Mr.. McLaren fit to proceed, noting that neither party contested Dr. McCormickâs opinion that Mr. McLaren âhas the capacity to comprehend his position, to understand the nature and object of the proceedings against him, to conduct his defense in a rational manner, and to cooperate with his counsel to the end that any available defense may be interposed.â The court also established a deadline by which Mr. McLaren could withdraw his N6MI plea.
[¶30] At the final pretrial conference, the district court determined that Mr. McLaren would wear a stun cuff at trial because of his past behavior in court, the courtâs observation that he is âemotionalâ and âcan be aggressive,â. and there is no way to know how the evidence would affect him at trial. During the courtâs discussion of the matter, Mr. McLaren inteijected that he might need two stun cuffs because of his different nervous system. As the court discussed exhibits with counsel, Mr. McLaren indicated that he could âprove with the pictures that the investigators ,.. deliberately and maliciously set up a stage to bring about a situation for their own financial gain with Jennifer Evans in tow.â
Trial
[¶31] At trial, Mr. McLarenâs behavior continued in the same vein as it had prior to trial. On the third day of trial, as the State cross-examined Dr. McCormick, inquiring whether certain of Mr. McLarenâs behaviors were rational, Mr. McLaren interrupted:
[Prosecutor]: âOnce in route, he admitted he began freaking out about the money and the cat and felt as if everything that could go wrong was going wrong.â .That sounds like a stressor that people face daily, wouldnât you. agree? Low money, your, catâs dying, something you love is dying, you donât trust your partner. Does that sound like a psychosis?
[Dr. McCormick]: That aspectâ
[Mr. McLaren]: âthis shit. F*** you, [prosecutor], you piece of shit.
[Prosecutor]: Your Honor.
Court: Letâs take a break.
(WHEREUPON the jury was escorted out of the courtroom.)
[Mr. McLaren]: F***** [prosecutor]â taking bribesâ
Court: Take a break.
(WHEREUPON [Mr. McLaren] was removed from the courtroom.)
[¶32] The next day, out of the presence of the jury and during an offer of proof regarding the admissibility of facts underlying Dr. McCormickâs opinion, Mi'. McLaren became upset again and was removed from the courtroom. When the offer of proof ended and Mr. McLaren returned to the courtroom, the dis-' trict court inquired whether he could behave properly and remain in the courtroom. Mr. McLaren responded by arguing about the evidence, stating that âthe police ai'e lying their heads off,â and that âitâs on the recordâ that he did not want to go forward with the NGMI plea and ânow the prosecuting attorney is using that toâ make him look stupid. He asserted that âthis whole thing is a mockery of justice.â The court reminded Mr. McLaren that the jury is hearing all of this too and then asked him if he would like to remain in the courtroom. Mr. McLaren responded that he would âsit here.â He then stated, âI wouldnât mind getting some meth from [Sargent] Fischer. Heâs higher than a kite. Can we get a piss test, your honor?â
[¶33] Later that day, Mr. McLaren took the stand and testified regarding his memory of the events. His testimony was lengthy and contained minimal unusual behavior. However, during cross-examination, Mr. McLaren was handed the Maglite flashlight that was in evidence in connection with questioning regarding whether his intent was to keep Ms. Evans from getting hurt when he hit her with it, and he hit himself in the head three times with the flashlight as he testified.
[¶34] Finally, after the jury returned its verdict, Mr. McLaren refused to sit down, and told the court that â[n]ineteen of [his] [c]ivil [rjights have been violated.â When asked if he would like to do this in another room, he responded that he didnât âgive a shit what you do in this roomâ and accused the court of being a âmockery of justice,â which resulted in his removal from the courtroom.
Was a third competency evaluation required?
[¶35] With this background, we address the question of whether the district court should have ordered another competency evaluation, sua sponte. The district court has a, continuing .duty to monitor whether, a defendantâs competency should be evaluated. See Wyo. Stat Ann. §§ 7-11-303 and 7-11-304 (LexisNexis 2017); Marshall, 2016 WY 119, ¶ 16, 385 P.3d at 309; Follett v. State, 2006 WY 47, ¶ 15, 132 P.3d 1155, 1160 (Wyo. 2006); deShazer, 2003 WY 98, ¶ 26, 74 P.3d at 1251. âHowever, unless the parties avail themselves of the procedures for contesting an evaluation pursuant to Wyo. Stat. Ann. § 7-ll-303(d), there must be some basis for the district court to conclude additional evaluations are warranted.â Follett, 2006 WY 47, ¶ 15, 132 P.3d at 1160. âIn other words, there must be âreasonable cause to believe the accused has a mental illness or deficiency making him unfit to proceedâ before other evaluations are mandated.â Id. (quoting Wyo. Stat. Ann. § 7-11-303(a)); see also Marshall, 2016 WY 119, ¶ 16, 385 P.3d at 309.
There is no light to a continual succession of competency hearings in the absence of some new factor, and the Wyoming Rules of Criminal Procedure do not place a duty on the trial judge to hold hearing after hearing in the absence of some appearance of change in the defendantâs condition since the ruling on competency was made.
Fletcher v. State, 2010 WY 167, ¶ 29, 245 P.3d 327, 336 (Wyo. 2010).
[¶36] Mr. McLaren contends that he âdemonstrated a pattern of decompensationâ during trial such that the district court had reason to suspend the proceedings and order an additional competency hearing. He asserts that his outbursts, odd statements, and ramblings about his cats made during trial should have triggered an additional competency evaluation. He argues that his ease is like that of deShazer v. State, 2003 WY 98, 74 P.3d 1240 (Wyo. 2003). In deShazer, in contrast to the present case, the district court did not order that a competency evaluation be conducted, or determine competency prior to trial. The question of competency was raised before the trial court for the first time during trial. Defense counsel explained to the court that âhe had had mental examinations done and the examinations established that deShazer knew right from wrong and âthat a competency defense was not appropriate,ââ but that as time had passed, defense counsel became concerned that deShazer was not capable of assisting in his defense or testifying at trial. Id. at ¶ 21, 74 P.3d at 1249. An arrangement was made to have deShazer evaluated by Dr. Khan over the' weekend break in the trial. Id. After the evaluation had been conducted, Dr. Khan opined that deShazer was not competent to testify on his own behalf, but in âall other respects ... has mental capacity to understand the nature of the proceedings and to assist counsel.â Id. at ¶23, 74 P.3d at 1260. We concluded that considering this information, the trial court should have suspended the proceedings and ordered a mental examination of deShazer. Reversal was necessary because we were âwithout a sufficient record to ascertain whether or not deShazer was actually incompetent or if there was substantial evidence that [he] was competent.â Id at ¶ 28, 74 P.3d at 1262.
[¶37] This case is more like Schaeffer v. State, 2012 WY 9, 268 P.3d 1045 (Wyo. 2012). There, the trial court had ordered a competency evaluation and received a report three months prior to trial. Id. at ¶ 30, 268 P.3d at 1057. That report indicated that Schaeffer was competent to stand trial, Schaeffer did not object to the conclusion, and the trial court found he was competent to proceed. Id. On the second day of trial, defense counsel raised concerns because Schaeffer had become âagitatedâ and may not have been able to comprehend what was going on during trial. Id. at ¶ 31, 268 P.3d at 1057-58. Immediately thereafter, Schaeffer began engaging in disruptive behavior. Id. at 1058. The trial court concluded that âcounselâs concerns did not include any information that was not considered in the previous competency determination.â Id. We held that â[bjecause there was no new informationâ to cause the trial court to believe that Mr. Schaeffer had a mental illness or deficiency rendering him unfit to proceed, it âdid not err when it determined further inquiry into the appellantâs competency was not warranted.â Id. at ¶ 34, 268 P.3d at 1058-59.
[¶38] Similarly, in Marshall v. State, 2016 WY 119, 385 P.3d 304 (Wyo. 2016), the defendant had been evaluated for competency and was found to be competent. On appeal, he argued that the trial court should have suspended proceedings and ordered a second competency evaluation. Id. at ¶ 13, 385 P.3d at 308. We held that where his behaviors âwere not different or distinct from the behaviors presented during the initial competency evaluation,â there was âno new information presented that would give âreasonable cause to believe the accused has a mental illness or deficiency making him unfit to proceed.â â Id. at ¶ 19, 385 P.3d at 310 (internal citations omitted).
[¶39] We are not persuaded that Mr. McLareris behavior during trial constituted a change in his condition sufficient to cause the district court to reasonably believe that Mr. McLaren was unfit to proceed. Rather, this conduct is consistent with his behavior prior to trial. For example, Mr. McLaren had an outburst in the courtroom during the December 2, 2015 hearing that resulted in his removal from the courtroom, see supra ¶25, and Mr. McLaren made odd statements and perseverated about his cats on many occasions, see supra ¶¶ 22, 24, 25.
[¶40] In addition, his behavior at trial was consistent with behavior described in Dr. McCormickâs June 2014 report regarding Mr. McLarenâs original competency evaluation; She recounted that Mr. McLaren*-had âperiods'of anger and agitation,â at one point he âneeded to be secluded due to his aggressive stance and a physical altercation,â and he «referred to the criminal justice system as a âbogus game.ââ Dr. McCormick diagnosed Mr. McLaren with âUnspecified Dissociative Disorder (partial Dissociative Identity Disorder) with an important rule out of severe Borderline Personality Disorderâ and concluded that âthere was no- evidence or indication Mr. McLarenâs mental health problems directly or grossly impacted his adjudicative capacities in a negative manner.â She opined that âthe Defendant does not lack the capacity to comprehend this position, understand the nature and object of the proceedings against him, conduct his defense in a rational manner, or corroborate [sic] with his counsel to the end that any defense may be interposed.â
[¶41] Mr. MeLarenâs behavior is also consistent with conduct noted by Dr., McCormick in Mr. McLareris second competency evaluation: Mr. McLaren âexpressed anger and frustration his case had âtaken,, so long,â â he âprofessed he had been treated unfairly at the Sweetwater County Detention Center,â and âbecame angry and berated [Dr. McCormick] for the typo in his prior evaluation.â He used expletives to describe his attorney, indicated âthe sewer system is a joke at the jail,â and became aggressive at one point. Dr. McCormick concluded that this behavior was not the product of major mental illness:
The Defendantâs behavior, demeanor, and self-report across time and settings does not suggest he has a severe mental illness. He does appear to suffer from some depression but his symptoms do not appear to be severe. This examiner is of the opinion the Defendantâs behavior' over time is most suggestive of a personality disorder characterized by a combination of Borderline Traits, Antisocialâ Traits, and Narcissistic Traits. Personality disorders tend to be life long, although some symptoms and behaviors can attenuate with age and during periods of calm and less stress. Individuals with significant personality pathology often display poor insight and judgment. Their use of defense mechanisms and views of themselves and the world can be distorted to such a degree .that their thinking, and behavior can appear,.non-reality based. However, this is not the same as a psychotic disorder. Mr. McLareris overconfidence in his abilities, extemalization of the causality of his predicament, and irritability and aggression are all part and parcel of a personality disorder.
In conclusion, this examiner is of the opinion the Defendant does not have a mental illness or mental deficiency that impairs his adjudicative competencies. Therefore, this examiner is of the opinion the Defendant has the basic capacity to comprehend his position, understand the nature and object of the proceedings against him, conduct his defense in a rational manner, and cooperate with counsel to the end that any available defense may be interposed if he so chooses.
[¶42] Dr. McCormickâs reports make .it clear that Mr. McLareris behavior during trial was not different from the behaviors he had exhibited from the beginning of these proceedings. Because Mr. McLareris conduct had not changed, there was no new information before the district court that would have given it reasonable cause to believe Mr, McLaren had developed a mental illness or deficiency making him unfit to proceed. We find that the district court did not abuse its discretion or violate Mr. McLarenâs constitutional rights when it failed to suspend the proceedings on its own motion and request a third competency evaluation, See Marshall, 2016 WY 119, ¶ 19, 385 P.3d at 310; Schaeffer, 2012 WY 9, ¶ 34, 268 P.3d at 1058.
II. Did constitutional error occur when trial counsel proceeded on a not guilty by reason of mental illness plea against the will of his client?
[¶43] While competency focuses on a defendantâs mental capacity to understand and participate in his defense and must be continually monitored throughout the proceedings, see Wyo. Stat. Ann. § 7-11-302; Marshall, 2016 WY 119, ¶ 16, 385 P.3d at 309, the NGMI plea concerns only the defendantâs mental state at the time of the alleged crime. See Wyo. Stat. Ann. § 7-11-304. Wyoming statutes provide that a defendant âis not responsible for criminal conduct if at .the time of the criminal conduct, as a result of mental illness or- deficiency, he lacked substantial capacity either to .appreciate the wrongfulness of his conduct or to conform his conduct to the requirements of the law.â Wyo. Stat. Ann. § 7-11-304. Through counsel, Mr. McLaren amended his original not guilty to plea to include an NGMI plea, as provided by this statute.
[¶44] Mr. McLaren argues that the district court violated his constitutional right to due process when, despite repeated indications that he did not want to pursue his NGMI plea, the court failed to allow him to withdraw that plea. Resolution of this issue requires us to determine whether Wyomingâs statutes and rules of criminal procedure allow an attorney to assert an NGMI defense over the objection of a competent defendant. This is a question of law which we will review de novo. See In re RB, 2013 WY 15, ¶ 16, 294 P.3d 24, 29 (Wyo. 2013); Starrett v. State, 2012 WY 133, ¶ 9, 286 P.3d 1033, 1036 (Wyo. 2012).
[¶45] Relevant portions of Wyo. Stat. Ann. § 7-11-304 state:
(a) A person is not responsible for criminal conduct if at the time of the criminal conduct, as a result of mental illness or deñciency, he lacked substantial capacity either to appreciate the wrongfulness of his conduct or to conform his conduct to the requirements of the law. As used in this section,, the terms mental illness or deficiency mean only those severely abnormal mental conditions that grossly and demonstrably impair a personâs perception or understanding of reality and that are not attributable primarily to self-induced intoxication as defined by W.S. 6-l-202(b).
(b) As used in this section, the terns âmental illness or deficiencyâ do not in-elude an abnormality- manifested only by repeated criminal or otherwise antisocial conduct.
â (c) Evidence that a person is not responsible for criminal conduct by reason of mental illness or deficiency is not admissible at the trial of the defendant unless a plea of ânot guilty by reason, of mental illness or deficiencyâ is. made. A plea of ânot guilty by reason of mental illness or deñciencyâ may be pleaded orally or in writing by the defendant or his counsel at the time of his, arraignment. The court, for good cause shown, may also allow that plea to be entered at a later time. Such a plea does not deprive the defendant of other defenses.
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(e) If an examination of a defendantâs fitness to proceed has. been ordered pursuant to W.S, 7-11-3Ă3, an examination following a plea of ânot guilty by reason of mental illness or deficiencyâ shall not occur, or be ordered, until the court has found the defendant is competent to proceed under W.S. 7-11-303.
(Emphasis added.) Rule 11 of the Wyoming Rules of Criminal Procedure provides:
(a) Alternatives.â
(1) In General. â -A defendant.may plead not guilty, not guilty by reason of mental illness or deficiency, guilty,.or nolo conten-dere. If a defendant refuses to plead or if a defendant corporation, fails to appear, the court shall enter a plea of not guilty.
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(B) Mental Illness or Deficiency. â A plea of ânot guilty by reason of mental illness or deñciencyâ may be pleaded orally or in writing by the defendant or the defendant's counsel at the time of the defendantâs arraignment or at such, later time as the court may for good cause permit. Such a plea does not deprive the defendant of other defenses and may be coupled with a plea of not guilty.
Emphasis added.)
[¶46] Finally, Rule 1.2(a) of the Wyoming Rules of Professional Conduct requires defense counsel to âabide by the clientâs decision, after consultation with the lawyer, as to a plea to be entered, whether to waive jury trial and whether the client will testify.â
[¶47] Most jurisdictions hold that neither the trial court nor defense counsel may impose an insanity defense over the defendantâs objection.
[¶48] There are persuasive reasons why defendants should have the power to decide whether to plead NGMI. An acquittal on NGMI may âresult in the institution of commitment proceedings which lead to confinement in a mental institution for a period longer than the potential jail sentence.â Frendak v. United States, 408 A.2d 364, 376 (D.C. 1979); see also Bean, 762 A.2d at 1266 ([Defendant âwas aware of that consequence and, based on his personal experience, stated he would rather be in prison than in a secure mental institution.â); Treece, 547 A.2d at 1060. In'Wyoming, if a defendant is found not guilty by reason of mental illness or deficiency, the court must, under certain circumstances, âorder him committed to the Wyoming state hospital or other designated facility for custody, care and treatment.â Wyo. Stat. Ann. § 7-11-306(d) (LexisNexis 2017).
[¶49] Further, stigma may attach, however unreasonably, to a person with a mental illness. Treece, 547 A.2d at 1060; Frendak, 408 A.2d at 377; Bean, 762 A.2d at 1266. In addition, a defendant may elect to forego an NGMI plea because of a feeling that he was not mentally ill at the time of the crime or because he fears such a plea would be equivalent to an admission of guilt. As one court explained, â[t]he result of âthe successful interposition of a plea of insanity is not that an accused is to be found not guilty of the criminal act it was proved he had committed, but that he shall not be punished therefor.â â Treece, 547 A.2d at 1059 (quoting Langworthy v. State, 284 Md. 588, 399 A.2d 578, 584 (1979)).
[¶50] Finally, the assertion of an NGMI plea might conflict with a defense on the merits. Bean, 762 A.2d at 1267; Treece, 547 A.2d at 1060 (noting that the âcredibility of his consent defense might have been substantially undermined if the jury accepted the notion that he was subject to delusionsâ the consent he testified to might have been a delusionâ).
[¶51] Thus, because the defendant must bear the profound consequences of asserting an NGMI plea, a competent defendant should make the decision whether or not to invoke that plea.
If a defendant has sufficient intelligence to rationally choose whether to stand trial, plead guilty, or enter a plea of mental irresponsibility, the choice is his â not that of his attorney â for the constitution gives him the right to appear and defend either in person or by counsel.
Jones, 664 P.2d at 1221 (internal citations omitted). Of course, if the defendant is represented, the decision should be made after consulting with counsel. But the decision belongs to the defendant. Likewise, a competent defendant should make the decision whether to withdraw an NGMI plea. See Jones, 664 P.2d at 1221; Frendak, 408 A.2d at 380. The State does not dispute that a competent defendant has the ultimate authority to decide what plea to enter. Rather, the State argues that the record does not support the conclusion that Mr. McLarenâs NGMI plea was maintained against his will. The record, however, is replete with evidence of Mr. McLarenâs opposition to the plea.
[¶52] Mr. McLareris first competency evaluation indicated he was competent to stand trial. At his arraignment, he pled not guilty to all the charges. Subsequently, at the October 6, 2014 motion hearing, his attorney explained to the court âIâve discussed it with my client, and it looks like we will be changing our plea to NGMI. There is â weâve got a couple additional consultations that we wanted to complete before we made that change, your Honor, but I would say that is certainly not outside the realm of possibility ....â
[¶53] At the November 3, 2014 change of plea hearing, Mr. McLareris attorney entered the NGMI plea to all counts on Mr. McLareris behalf. At the hearing, the district court noted that W.R.Cr.P. 11(a)(1)(B) allows an NGMI plea to be entered by counsel on behalf of the defendant and accepted the plea without further discussion.
[¶54]'At the November 23, 2015 pretrial conference, the district court had the following exchange with Mr, McLaren:
Court: Well, and, Mr. McLaren, this is one of those areas where the choice belongs directly to you, whether you remain â whether you .stand on your not guilty by reason of mental illness plea.or not. And from what I understand [defense counsel] saying, you want to do that?
[Mr. McLaren]: Absolutely, your Honor.
This was the only time Mr. McLaren indicated his consent to the assertion of the NGMI plea.
[¶55] However, after his single acknowl-edgement of assent to the NGMI plea on November 23, 2015, Mr. McLaren repeatedly objected to the assertion of the NGMI plea.
. .[¶56] Less than two weeks after the November 23 pretrial conference, at-the December 2, 2015 motion hearing, Mr. McLaren informed the court that he wanted .to fire his attorney because he did not âbelieve heâs functioning in my best interest.â He explained, âI went round and round with him about how heâs telling me Iâm mentally ill and stuff.â Despite these concerns expressed by Mr. McLaren, his attorney indicated to the courtâ that the defense intended to go forward with the NGMI plea.
[¶57] Again, at the December 4, 2015 motion hearing, Mr. McLaren explained that his problem with his attorney centered on the NGMI plea. His attorney had informed the district court that he requested another competency evaluation because he felt that Mr. McLaren would not be able to assist in his defense. Mr. McLaren responded, âThe whole problem that me and [my attorney] are having here is an ethical issue, that I feel that he wants me to propagate a lie. I do not feel that. I necessarily â that I â it is necessary that I go after this NGI [sic] thing. I donât feel that Iâm incompetent.â The court then said, â âSo, Mr. McLaren, youâre saying that you do not want to stand on the plea of not guilty by reason of mental illness?â Mr, McLaren answered, âThatâs exactly what the problem is, your Honor. Exactly.â The district court ordered a second competency evaluation. .
[¶58] After the second competency evaluation had been conducted and Mr. McLaren was again found to be competent, the district court excused Mr. McLarenâs attorney, and appointed his supervisor as counsel for Mr. McLaren. The supervising attorney indicated at that time that the NGMI defense was âsomething that Mrs. McLaren and I. still need to talk about.â The court .set a deadline of March 16, 2016 for Mr. McLaren to withdraw his NGMI plea. Defense counsel expressed no position on the plea by that deadline.
[¶59] After the deadline had passed, defense counsel requested that the NGMI plea not be mentioned until he introduced evidence on the issue at trial. The State objected to that approach, arguing that because it has the burden on everything except the NGMI plea and because potential jurors may have strong feelings about NGMI, it ought to be able to discuss the plea in voir dire and opening; the court requested that the parties brief the issue. The parties submitted briefs generally restating arguments they had made at the hearing. The district court issued an order addressing the NGMI issue solely in the context of voir dire.
[¶60] At trial, which commenced on April 11, 2016, Mr. McLarenâs position regarding his NGMI plea remained unchanged and he repeatedly reiterated his opposition, to it. During an offer of proof outside of the hearing of the jury, Mr. McLaren stated, â[T]his whole NGMI thing, itâs on the record every time I tried to fire [my attorney], itâs on record that I did not want to go with the NGMI thing. Iâm on tape saying several times that I thought it was dishonest and unethical to even proceed in that manner, and now Mr.- â now the prosecuting attorney is using that to make me look stupid?â Again, outside of the presence of the jury during the courtâs inquiry of Mr. McLaren regarding his right to remain silent and waiver of that right, Mr. McLaren explained, âAs your Honor knows, this whole NIG [sic] thing Iâve been against since the beginning ,...â And, while testifying, Mr. McLaren stated, â[T]his fifth NGI [sic] thing, which Iâve been fighting from day one, Iâve been in jail for 26 months fighting it. I donât think itâs honorable for me to go NG [sic] â not guilty by reason of temporary insanity. Iâm not insane.â On cross examination, the prosecution asked him directly: âI guess just starting off, Iâll make it clear, youâre not guilty by mental illness?â Mr. McLaren responded, âI donât believe so.â
[¶61] Despite his -repeated protestations against the NGMI plea, that plea was asserted on behalf of Mr. McLaren. At trial, the defense called Dr. McCormick to testify as to her evaluation of his mental state during the alleged course of events and specifically whether she thought. Mr. McLaren met the requirements for. asserting an NGMI plea. She testified, that he did not meet the statutory NGMI requirements due to his methamphetamine use, and that Mr. McLarenâs description of his behavior during the alleged incident failed to âsuggest a strong link.between his psychosis and the capacity to determine right from wrong and conform his conduct to the requirements of the law.â In closing, however, the defense argued that Mr. McLaren was âin a psychosis. Heâs absolutely in a psychotic state, and we donât know when heâs drifting in and out, and [Dr. McCormick] did say it raises to the level that it is severe enough, but itâs self-induced, so weâre not going to get the NGMI. Youâll have to decide for yourself on the NGMI.... He does have 38 personalities." The jury was instructed on the.NGMI plea.
[¶62] On this record, we must agree with Mr. McLarenâs contention that he was denied due process when counsel continued to present the NGMI plea over his objections. Other courts have considered the propriety of trial courtsâ decisions to allow counsel to proceed with the insanity defense, or to withdraw the defense, against the will of the defendant on nearly identical facts. These courts have all reached the same conclusion as we do: where there is ample evidence in the record indicating that a defendant objects to the assertion of the NGMI defense, it is improper for the trial court to allow the defense attorney to proceed against the defendantâs express, objections. See, e.g., Johnson v. State, 117 Nev. 163, 17 P.3d 1008, 1016 (2001) (âThe forced imposition of the insanity.- defense over the express objections of the defendant is structural error requiring reversal.â); Bean, 762 A.2d at 1268 (Where the record of'disagreement is clear, the âimposition of the insanity defense over defendantâs objection is grounds for reversal of the conviction.â);. Tenace, 700 N.E.2d at 906 (â[A]n attorney is free to make a tactical decision regarding what plea to enter ..only when a client does .not choose to make the decision or does not object on the record;â the withdrawal of insanity plea against the express wishes of the defendant requires reversalâ.).
,[¶63] As we have held, the decision whether to plead NGMI belonged to Mr. McLaren, and where, as here, he gave strong and repeated indications that he did not agree with that decision, the district court at the very least had a duty to inquire, into whether .Mr. McLaren continued to voluntarily assert it. The district court certainly acted within its discretion when it set the March 16 deadline to withdraw the plea, but the record before it required the district court to do more than rely upon the silence-of counsel (counsel that continued to maintain the plea against the will of Mr.' McLaren) before allowing the defense to continue to assert NGMI. Mr. McLarenâs due process rights to enter a voluntary plea were violated when the district court continued to ignore Mr. McLarenâs repeated proclamations on the record that he did not wish to proceed with the NGMI plea. For these reasons, we must reverse.
III. Did structural error occur in connection with Mr. McLarenâs attempted second-degree murder conviction because the jury instructions did not indicate that the State had to prove beyond a reasonable doubt that Mr. McLaren did not act in a sudden heat ofpassion?
[¶64] Regarding the attempted second-degree murder count, the district court provided the following instructions to the jury:
If you are not satisfied beyond a reasonable doubt that the defendant is guilty of Attempted Murder in the Second Degree, charged in Count I of the Information, he may, however, be found guilty of Attempted Manslaughter, which is necessarily included in the offense charged, if the evidence is sufficient to establish his guilt of such lessor offense beyond a reasonable, doubt.-
Instruction No. 23 (first paragraph).
The elements of the crime of Attempted Manslaughter, a lesser included offense of the crime of Attempted Murder in the Second Degree as charged in Count I'of the Information, are:
1. On or about the 10th day of March, 2014
2. In Sweetwater County, Wyoming
3. The Defendant, Steven Dean McLaren
4. Voluntarily
5. Upon a sudden heat of passion
6. Attempted to kill Jennifer Evans
7. By positioning - his vehicle on Highway 191 in the path of oncoming southbound traffic.
If you find from your consideration of all of the evidence that the State has not proved all of these elements beyond a reasonable doubt, then you should find the Defendant Not Guilty.
Instruction No. 27. The verdict form read:
1. We the jury, duly empaneled and sworn to try the above entitled cause, do find that as to the crime of Attempted Murder in the Second Degree charged in Count I of the Information the Defendant, Steven Dean McLaren, is:
⥠Not Guilty
⥠Guilty by Reason of Mental Illness or Deficiency
⥠Guilty
If you find the defendant Not Guilty in #1, then proceed to #2. If you find the defendant Not Guilty by Reason of Mental Illness or Deficiency or Guilty in #1, do not answer #2.
2. As to the crime of Attempted Manslaughter, we find the Defendant, Steven Dean McLaren:
⥠Not Guilty
⥠Not Guilty by Reason of Mental 111- . ness or Deficiency
⥠Guilty
[¶65] Mr. McLaren contends that structural error occurred regarding his conviction for attempted second-degree murder because these instructions did not indicate that the State was required to prove that he did not act under a sudden heat of passion. The State does not dispute Mr. McLarenâs contention that, under our recent 'decision in Shull v. State, 2017 WY 14, 388 P.3d 763 (Wyo. 2017), overruled in part by Schmuck v. State, 2017 WY 140, ¶ 31, 406 P.3d 286, 297 (Wyo. 2017), the jury was incorrectly instructed on the burden of proof for âsudden heat of passion,â and that the error is reversible regardless- of prejudice because it is structural error. The State urges us to reconsider our decision in Shull to return âsudden heat of passionâ to its rightful place as part of an element of voluntary manslaughter rather than a mitigator to first- or second-degree murder, and to review allegations of such error in our usual framework for claims of instructional error, rather than as structural error.
[¶66] In Schmuck v. State, 2017 WY 140, 406 P.3d 286 (Wyo. 2017), we agreed with the State that these errors are instructional and not structural, Id. at ¶ 31, 406 P.3d at 297, but concluded that the jury must be informed that âthe State has the burden of showing the absence of a sudden heat of passion, once the defendant has made the necessary showing.â Id. at ¶ 29, 406 P.3d at 296.
âVoluntarily, upon a sudden heat of passion,â will continue to be an element of the crime of voluntary manslaughter that the State must prove beyond a reasonable doubt in order to convict the defendant of voluntary manslaughter. Stepped verdict forms can still be provided to juries. And rather than assume the jury understands that malice and sudden heat of passion are mutually exclusive, ... it is the Stateâs burden to prove malice and disprove sudden heat of passion beyond a reasonable doubt, [and] the jury should be expressly instructed to that effect.
[¶67] We need not engage in plain error analysis here, when the matter will be remanded for a new trial on other grounds. It is not difficult to propose a workable series of jury instructions which would include in the instructions an explanation that a finding of sudden heat of passion negates malice. Schmuck, 2017 WY 140, ¶ 29,406 P.3d at 296. Therefore, if, on retrial, Mr. McLaren presents evidence of heat of passion, pursuant to Shull and Schmuck, the trial court must instruct the jury of the Stateâs burden to prove the absence of heat of passion in order to convict him of attempted second-degree murder.
CONCLUSION
[¶68] Because Mr. McLarenâs conduct had not changed over time, the district court did not err in failing to sua sponte order a third competency evaluation. However, the district court violated Mr. McLarenâs due process rights when, in spite of numerous indications that the plea was contrary to his will, it allowed the defense to assert the NGMI plea at trial. Although the jury should have been instructed that it was the Stateâs burden to demonstrate, for purposes of first- and second-degree murder, that Mr. McLaren did not act in sudden heat of passion, the error was not structural. We reverse and remand for proceedings consistent with this opinion.
. The State added sentencing enhancements to the aggravated assault counts in an amended informatipn filed July 8, 2014.
. The independent evaluation was apparently conducted, but its results are not contained in the record. At the November 6, 2015 motion hearing, Mr. McLaren stated that the second psychologist "agreed with the first psychologist.â
. W.R.Cr.P. 12.2 requires a defendant who
intends to rely upon the defense of mental illness or deficiency at the time of the alleged offense [to enter such a plea] at arraignment. For good cause the court may permit the plea to be entered at ĂĄ later time. If there is a failure to comply with the requirements of this subdivision, evidence of mental illness or deficiency may not be introduced.
. Similarly, the ABA Standards specify that decision of "what pleas to enterâ must be made by "a competent client, after full consultation with defense counsel.â See American Bar Association, Criminal Justice Standards for the,Defense Function, § 4-5.2(b)(ii), available at https://www. americanbar.org/groups/criminaLjustice/ standards/DefenseFunctionFourth Edition.html (last visited Dec. 22, 2017).
. In contrast, a small minority of jurisdictions have concluded that under appropriate circumstances, the court may interpose a defense of insanity on behalf of a competent defendant who does not wish to assert that defense. Hendricks v. People, 10 P.3d 1231, 1242-43 (Colo. 2000); Christopher Slobogin & Amy Mashburn, The Criminal Defense Lawyer's Fiduciary Duty to Clients with Mental Disability, 68 Fordham L. Rev. 1581, 1630 (2000). Those courts focus on society's interest in not holding criminally liable those defendants who lack mental responsibility.
. "[I]t may well be the proper course for defense counsel, at the early stages of a case, to file a pleaâ of NGMI if the facts appear to warrant it and the defendant agrees with that approach. Treece, 547 A.2d at 1062. Our rules require the NGMI plea to be entered at the time of arraignment and it may be entered later, only if permitted by the trial court "for good cause.â W.R.Cr.P. 11(a)(1)(B) & 12.2(a). However, if, after an evaluation, it is revealed that the defendant was not mentally ill, counsel would be prudent to reevaluate the plea with the defendant and determine whether it should be withdrawn. See People v. Gamache, 48 Cal.4th 347, 106 Cal.Rptr.3d 771, 227 P.3d 342, 372-73 (2010).
. Mr. McLaren does not appear to raise the issue of whether his original NGMI plea was asserted against his will, but rather asserts the "right to enter into his chosen plea voluntarilyâ in the context of his argument that the trial court improperly allowed the NGMI plea to be maintained over his objections after it had been entered.
. The record contains instances of Mr. McLaren's dissatisfaction with the NGMI plea prior to his November 23, 2015 consent, as well. For example, at the November 4, 2015 hearing on his attorneyâs motion to withdraw, Mr. McLaren expressed his dissatisfaction with his counsel and his disagreement with his attorney's insistence upon the NGMI plea:
[Mr. McLaren]: Well, do you think thereâs good cause because he's not even familiar with my case, your Honor? After 20 months and two psychologists that said the same thing, that I wasnât insane? [My attorneyâs] whole thing here has been this NIT [sic] thing.
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Court: âyou changed your plea to not guilty by reason of mental illness, and you agreed to do that.
[Mr. McLaren]: [My attorney] suggested that we do. that, and at a later date, we could change the plea to not guilty. Iâm following his advice,
Court: Okay. Soâ
[Mr. McLaren]: Which I find at this point kind of ludicrous.
At another point in the hearing, Mr. McLaren complained that the only defense his attorney advised him of "was that I plead crazy.â During the second, day of the hearing, the district court acknowledged that earlier on, when the option for a second NGMI evaluation arose, "I got a sense that you [Mr. McLaren] werenât happy about the whole idea of not guilty by reasonable â by reason of mental illness.â