Lewis Alan Dugan v. The State of Wyoming
Citation451 P.3d 731, 2019 WY 112
Date Filed2019-11-06
DocketS-18-0296
Cited11 times
StatusPublished
Full Opinion (html_with_citations)
IN THE SUPREME COURT, STATE OF WYOMING
2019 WY 112
OCTOBER TERM, A.D. 2019
November 6, 2019
LEWIS ALAN DUGAN,
Appellant
(Defendant),
v. S-18-0296
THE STATE OF WYOMING,
Appellee
(Plaintiff).
Appeal from the District Court of Converse County
The Honorable F. Scott Peasley, Judge
Representing Appellant:
Office of the Public Defender: Diane Lozano, State Public Defender; Kirk A.
Morgan, Chief Appellate Counsel; Jonathan W. Foreman, Senior Assistant Public
Defender. Argument by Mr. Foreman.
Representing Appellee:
Bridget Hill, Wyoming Attorney General; Jenny L. Craig, Deputy Attorney
General; Christyne M. Martens, Senior Assistant Attorney General; Benjamin
Fischer, Assistant Attorney General. Argument by Mr. Fischer.
Before DAVIS, C.J., and FOX, KAUTZ, BOOMGAARDEN, and GRAY, JJ.
KAUTZ, J., delivers the opinion of the Court; DAVIS, C.J., files a dissenting opinion in
which FOX, J., joins.
NOTICE: This opinion is subject to formal revision before publication in Pacific Reporter Third.
Readers are requested to notify the Clerk of the Supreme Court, Supreme Court Building, Cheyenne,
Wyoming 82002, of typographical or other formal errors so correction may be made before final
publication in the permanent volume.
KAUTZ, Justice.
[¶1] A jury convicted Appellant Lewis Alan Dugan of stalking, in violation of Wyo. Stat.
Ann. § 6-2-506(b) and (e)(i) (LexisNexis 2017). On appeal, Mr. Dugan asserts the statute
is unconstitutional as applied to his conduct because it punishes speech protected by the
First Amendment to the United States Constitution. He also claims the district court erred
in instructing the jury and refusing to use his requested special verdict form, the evidence
was insufficient to show he harassed the victim, and the district court erred by admitting
evidence that he had been warned not to send unsolicited letters.
[¶2] We affirm.
ISSUES
[¶3] We have rephrased Mr. Duganâs appellate issues and re-ordered them to facilitate a
more structured analysis:
I. Was Mr. Duganâs right to free speech under the First Amendment to the
United States Constitution violated when the State prosecuted him under the criminal
stalking statute, § 6-2-506, for sending letters to the victim?
II. Did the district court abuse its discretion by incorrectly instructing the jury
on Mr. Duganâs theory of defense and the definition of obscene and/or by refusing his
request for a special verdict form?
III. Did the State present sufficient evidence to establish Mr. Dugan harassed the
victim under the statutory definition in § 6-2-506(a)(ii)?
IV. Did the district court abuse its discretion by admitting evidence that Mr.
Dugan had been warned not to send unsolicited letters?
FACTS
[¶4] In January and February 2017, Mr. Dugan sent ten letters to the victim at her
workplace in Douglas, Wyoming. Mr. Dugan was imprisoned at the Wyoming Medium
Correctional Institution in Torrington, Wyoming, when he began sending the letters. He
continued to send the victim letters after he was transferred to the Wyoming State
Penitentiary in Rawlins, Wyoming, on February 1, 2017. Mr. Dugan was a friend of the
victimâs son when they were in school, but the victim had not had a conversation with Mr.
Dugan in over twenty years and never asked him to correspond with her.
[¶5] The letters were generally rambling dissertations on Mr. Duganâs life, with a
recurring theme that he wanted a romantic and sexual relationship with the victim. They
1
contained numerous sexually explicit statements. Mr. Dugan asked the victim to send him
âhot sexy picturesâ of herself in a bikini or âbooty shortz.â He asked the victim whether
her favorite sexual position was to âget on top and ride,â âthe guy on you,â or âdoggie
style.â He said he liked âthe 69er.â Mr. Dugan asked whether she was a âmoanerâ or a
âscreamerâ in bed. He said he could âfind her crazy spots[.] [E]very woman has crazy
good spots[.]â Mr. Dugan indicated his penis was not âa long one but itâs fat and round.â
He wrote, âI know how to make you have good orgasms or cum really good.â Mr. Dugan
asked whether she knew about âflavored oil[] like the stuff Iâd drip on you then Iâd lick it
off mmm so sometimes p[eo]pl[e] drip it on your boobs and your cooter then lick it off.â
He said he wanted to sleep nude and shower with her. Mr. Dugan told her he fantasized
about them taking the illegal drug, Ecstasy (which he spelled XTC), and having sex.
[¶6] Mr. Dugan said he had been âchecking [the victim] outâ before he went to prison
and described seeing the victim going home or to work and the car she drove. His letters
also demonstrated he knew he should not be writing to her. He asked her numerous times
not to contact law enforcement and not to tell his parents he was writing to her because
âthey always get on my ass about it.â
[¶7] The victim contacted law enforcement when she started receiving Mr. Duganâs
letters. She stated the letters made her feel âsick and nervous and scared.â Converse
County Sheriff Department Investigator Keri McNare testified the victim was âvery upset.â
Law enforcement officials told Mr. Dugan to stop writing letters to the victim. He did not
heed the warnings and continued to send her letters.
[¶8] Two investigators interviewed Mr. Dugan at the penitentiary on February 13, 2017.
He admitted during the interview that he knew the victim did not want his letters, but he
continued to send them anyway. After the investigators left, Mr. Dugan sent at least one
more letter, begging the victim not to tell law enforcement he was communicating with
her. The last letter included a limited apology and did not contain any express sexual
statements. However, he did refer to matters from his earlier letters that were related to his
sexual desires, including requests that she send him pictures and a plea for a relationship
with her.
[¶9] The State charged Mr. Dugan with felony stalking of the victim in violation of § 6-
2-506(b) and (e)(i). He pleaded not guilty, and the case proceeded to trial in March 2018.
The jury found Mr. Dugan guilty, and the district court sentenced him to prison for four to
seven years, to be served concurrent with another sentence. This appeal followed.
DISCUSSION
I. First Amendment
2
[¶10] Mr. Dugan claims the State violated his rights under the First Amendment to the
United States Constitution by prosecuting him under § 6-2-506(a)(ii) for his protected
speech.1 A courtâs determination of whether a statute is constitutional on its face or as
applied to a defendant is a matter of law, subject to de novo review.2 Sanderson v. State,
2007 WY 127, ¶ 31,165 P.3d 83, 92
(Wyo. 2007).
A. The Stalking Statute â Section 6-2-506 (2017)
[¶11] The relevant portions of § 6-2-506 (2017)3 provided:
(a) As used in this section:
(i) âCourse of conductâ means a pattern of conduct
composed of a series of acts over any period of time evidencing
a continuity of purpose;
(ii) âHarassâ means to engage in a course of conduct,
including but not limited to verbal threats, written threats, lewd
or obscene statements or images, vandalism or nonconsensual
physical contact, directed at a specific person or the family of
a specific person, which the defendant knew or should have
known would cause a reasonable person to suffer substantial
emotional distress, and which does in fact seriously alarm the
person toward whom it is directed.
(b) Unless otherwise provided by law, a person commits the
crime of stalking if, with intent to harass another person, the
person engages in a course of conduct reasonably likely to
harass that person, including but not limited to any
combination of the following:
(i) Communicating, anonymously or otherwise, or
causing a communication with another person by verbal,
1
Mr. Dugan does not argue the comparable provision of the Wyoming Constitution provides additional
protection. Wyo. Const. art. 1 § 20 (âEvery person may freely speak . . . on all subjects, being responsible
for the abuse of that right[.]â).
2
Mr. Dugan presents his constitutional challenge by claiming the district court erred in denying his motion
for a judgment of acquittal. Regardless of how the issue is framed, the parties agree Mr. Duganâs
constitutional claim involves a question of law which we review de novo.
3
The statute was amended in 2018. 2018 Wyo. Sess. Laws, ch. 63, § 1, ch. 97, § 1. The amendment does
not affect this action because it was commenced in 2017. Wyo. Stat. Ann. § 8-1-107(LexisNexis 2019); Counts v. State,2014 WY 151, ¶ 19
,338 P.3d 902, 907
(Wyo. 2014) (statutory amendments generally apply
prospectively and do not affect pending actions unless the legislature expressly provides otherwise).
3
electronic, mechanical, telegraphic, telephonic or written
means in a manner that harasses;
...
(e) A person convicted of stalking under subsection (b) of this
section is guilty of felony stalking punishable by imprisonment
for not more than ten (10) years, if:
(i) The act or acts leading to the conviction occurred
within five (5) years of a prior conviction under this subsection,
or under subsection (b) of this section, or under a substantially
similar law of another jurisdiction[.]
B. General First Amendment Law
[¶12] The First Amendment to the United States Constitution states in relevant part:
âCongress shall make no law . . . abridging the freedom of speech.â ââ[A]s a general matter,
the First Amendment means that government has no power to restrict expression because
of its message, its ideas, its subject matter, or its content.ââ United States v. Stevens, 559
U.S. 460, 468,130 S.Ct. 1577, 1584
,176 L.Ed.2d 435
(2010) (quoting Ashcroft v. American Civil Liberties Union,535 U.S. 564, 573
,122 S.Ct. 1700, 1707
,152 L.Ed.2d 771
(2002)) (other citations omitted). The First Amendment is applicable to the states through the Fourteenth Amendment to the United States Constitution. Mekss v. Wyo. Girlsâ School,813 P.2d 185, 192-93
(Wyo. 1991). [¶13] A litigant may assert a statute violates his right to free speech through a facial challenge or an as-applied challenge. âA statute is unconstitutional on its face if it prohibits a substantial amount of protected expression. If a statute is facially overbroad in violation of the First Amendment[,] it cannot be enforced in any part.â Rutti v. State,2004 WY 133, ¶ 11
,100 P.3d 394, 401
(Wyo. 2004) (citing Ashcroft,535 U.S. at 244
,122 S.Ct. at 1398
- 99) (other citations omitted). An as-applied challenge, on the other hand, considers the âstatute in light of the charged conduct.â United States v. Franklin-El,554 F.3d 903, 910
(10th Cir. 2009) (citing United States v. LaHue,261 F.3d 993, 1005
(10th Cir. 2001)); Martinez v. City of Rio Rancho,197 F.Supp.3d 1294, 1309
(D. N.M. 2016). See also, Dougherty v. State,2010 WY 127, ¶¶ 7, 15
,239 P.3d 1176, 1179, 1181
(Wyo. 2010) (using the same as-applied standard for a due process vagueness claim); Rabuck v. State,2006 WY 25, ¶ 16
,129 P.3d 861, 865
(Wyo. 2006) (same). âIf an as-applied challenge to the
constitutionality of a statute is successful, the statute may not be applied to the challenger
but is otherwise enforceable.â 16 C.J.S. Const. Law § 243 (2019).
C. Section 6-2-506 is Constitutional on its Face
4
[¶14] Mr. Dugan acknowledges this Court ruled the stalking statute is constitutional on its
face in Luplow v. State, 897 P.2d 463(Wyo. 1995). We said § 6-2-506 is not overbroad because it does not reach a substantial amount of protected speech. Id. at 467-68. See also, Garton v. State,910 P.2d 1348, 1351
(Wyo. 1996). âIt is true it may inhibit speech, but only in a constitutionally permissible way.â Luplow,897 P.2d at 467
. While Mr. Dugan
does not make an overt facial challenge, his argument blurs the boundary between a facial
challenge and an as-applied challenge. In order to properly address his arguments, it is
necessary to review some aspects of the law regarding the facial constitutionality of the
statute.
[¶15] The general rule is:
The First Amendment guaranty of free speech does not
preclude punishment for criminal stalking. A criminal
defendantâs right to free speech is permissibly subordinated to
a victimâs right to be free of repetitive unwanted verbal and
nonverbal communications likely to instill a reasonable fear of
harm. A criminal stalking statute is valid if not overbroad,
regulating conduct and not speech.
16B C.J.S. Const. Law § 1127 (2019).
[¶16] Properly crafted harassment or stalking statutes do not punish the simple act of
communicating statements; they punish repeated communications done with an unlawful
intent to harm another person. By incorporating some or all of the following elements into
the statutory language, a legislature may limit the statuteâs reach to avoid a substantial
impact upon protected speech: the defendant act with specific criminal intent; the
defendant make repeated communications to the victim; the communications cause the
victim to suffer a significant or substantial negative reaction; the victimâs reaction is
objectively reasonable; and political speech is expressly excluded from the statuteâs reach.
See, e.g., United States v. Osinger, 753 F.3d 939, 943-44(9th Cir. 2014) (upholding a federal statute that stated, âWhoever . . . (2) with the intent . . . to kill, injure, harass, . . . or intimidate [a person] . . . uses the mail, any interactive computer service, or any facility of interstate or foreign commerce to engage in a course of conduct that causes substantial emotional distress to that person shall be punished[.]â); United States v. Petrovic,701 F.3d 849, 856
(8th Cir. 2012) (same); Thorne v. Bailey,846 F.2d 241
(4th Cir. 1988) (upholding West Virginiaâs harassment statute which prohibited calls made with the specific intent to harass); People v. Taravella,350 N.W.2d 780
(Mich. Ct. App. 1984) (upholding a Michigan statute which prohibited telephone communications made with the intent to harass); State v. Camp,295 S.E.2d 766
(N.C. Ct. App. 1982) (upholding a North Carolina statute which prohibited repeated telephone calls made with the purpose of harassing another); State v. Elder,382 So.2d 687
(Fla. 1980) (upholding a Florida statute prohibiting
anonymous phone calls made with the intent to harass). Compare, Matter of Welfare of
5
A.J.B., 929 N.W.2d 840, 854-55(Minn. 2019) (declaring Minnesota stalking by mail statute unconstitutional because it did not include elements requiring proof of a specific criminal intent or substantial harm to the victim). [¶17] By including these requirements, the legislature criminalizes conduct without reaching a substantial amount of protected speech. 16B C.J.S. Const. Law § 1127. In other words, âthe proscribed acts are tethered to the underlying criminal conduct and not to speech.â Osinger,753 F.3d at 944
. The United States Supreme Court in Cox v. Louisiana,379 U.S. 536, 555
,85 S.Ct. 453, 465
,13 L.Ed.2d 471
(1965) (internal quotations and citation omitted), expressed the concept in a more general way: â[I]t has never been deemed an abridgment of freedom of speech . . . to make a course of conduct illegal merely because the conduct was in part initiated, evidenced, or carried out by means of language, either spoken, written, or printed.â [¶18] Section 6-2-506 bears all the hallmarks of a statute that criminalizes conduct without reaching a substantial amount of protected speech. It requires proof that the defendant acted with the specific intent to harass the victim. Section 6-2-506(b); Dean v. State,2014 WY 158, ¶ 10
,339 P.3d 509, 512
(Wyo. 2014); Luplow,897 P.2d at 468
. Section 6-2-506 (a)(ii) and (b) incorporate the concept of repeated communications to the victim by requiring the State to prove the defendant engaged in a âcourse of conduct.âId.
âCourse of conductâ is defined as âa pattern of conduct composed of a series of acts over any period of time evidencing a continuity of purpose.â Section 6-2-506(a)(i). See also, Hawes v. State,2014 WY 127, ¶¶ 9-11
,335 P.3d 1073, 1076-77
(Wyo. 2014) (insufficient evidence of âcourse of conductâ element of § 6-2-506). The definition of âharassâ in § 6-2-506(a)(ii) requires proof the defendant knew or should have known his conduct âwould cause a reasonable person to suffer substantial emotional distress, and which does in fact seriously alarm the person toward whom it is directed.â See generally, Veile v. Martinson,258 F.3d 1180, 1189-90
(10th Cir. 2001) (sufficient evidence that victim was seriously alarmed as a result of Mr. Veileâs statements that he would âruinâ the victimâs business and reputation and the victimâs religion was a cult and other harassing conduct). Section 6-2-506(c) carves out political speech from the statuteâs coverage: âThis section does not apply to an otherwise lawful demonstration, assembly or picketing.â [¶19] Despite his recognition of our decision in Luplow and his claim to be raising only an as-applied challenge to the statute, Mr. Dugan puts forth arguments which are principally challenges to the facial constitutionality of § 6-2-506. He asserts our statute is âin all essential elementsâ the same as the statute the Illinois Supreme Court declared unconstitutional on its face in People v. Relerford,104 N.E.3d 341
(Ill. 2017). Mr. Dugan is incorrect. The Illinois statute was broader than § 6-2-506. [¶20] The Illinois court ruled the statute reached a substantial amount of protected speech, in part, because it did not require proof that the defendant acted with a specific criminal intent. Instead, it imposed criminal liability for negligent conduct. Relerford,104 N.E.3d 6 at 352-53, 356
. The court noted that the absence of a specific intent element distinguished the Illinois statute from the federal stalking statute considered in Osinger and Petrovic.4 Id. at 352. Because it was critical to the Illinois courtâs decision that the statute did not require a specific criminal intent, Relerford is consistent with authorities distinguishing criminal conduct from protected speech. Relerford does not, therefore, support Mr. Duganâs claim that § 6-2-506 violates the First Amendment guaranty of freedom of speech. [¶21] Mr. Dugan also asserts that because § 6-2-506 singles out communication that is lewd or obscene,5 it is a content-based regulation of speech, subject to strict scrutiny. A means-end analysis like strict scrutiny is appropriate only when a statute infringes on a substantial amount of protected speech. R. Galloway, Basic Free Speech Analysis,31 Santa Clara L. Rev. 883
, 886 (1991). If a statute infringes on free speech, a court must
determine if the government
complied with the rules the Supreme Court has developed for
enforcing that freedom. These rules often take the form of
means-end scrutiny, a mode of legal analysis that focuses on
the government interests (ends), the effectiveness of the
method (means) chosen to further those interests, and the
availability of less restrictive alternative means. Some
infringements, including most content-based infringements,
are subject to strict scrutiny. Some, including most content-
neutral infringements, are subject to mid-level means-end
scrutiny.
Id.Strict scrutiny ârequires the establishment of [a] compelling state interest and the showing that the method of achieving [the interest] is the least intrusive of those methods by which such can be accomplished.â In re RM,2004 WY 162, ¶ 13
,102 P.3d 868, 873
(Wyo. 2004) (internal quotations and citation omitted). Mid-level or intermediate scrutiny requires the establishment of a significant governmental interest and the showing that the method of achieving the interest is narrowly tailored to serve that purpose. See Clark v. 4 Relerford, 104 N.E.3d at 353, also noted the statute did not criminalize the âhistoric and traditional categories of unprotected speech,â which include threats, speech integral to a crime, fighting words, obscenity, child pornography, and commercial speech that is misleading or concerned only with illegal activity. Id.; R. Galloway, Basic Free Speech Analysis,31 Santa Clara L. Rev. 883
, 893-94 (1991). 5 Although neither party points it out, the stalking statute at the time Luplow was decided did not include âlewd or obscene statements or imagesâ in the definition of harass. Luplow,897 P.2d at 465
. That language was added in 2007. 2007 Wyo. Sess. Laws, ch. 161 §§ 1-2. Garton,910 P.2d at 1351
, was also decided
before the statute was amended. Even though the statute did not include a specific reference to lewd or
obscene statements, we concluded Mr. Gartonâs First Amendment rights were not violated when he was
prosecuted under § 6-2-506(b)(i) for making lewd and obscene telephone calls and mailing items suggesting
lewd and lascivious acts. Id. at 1351.
7
Community for Creative Non-Violence, 468 U.S. 288, 293,104 S.Ct. 3065, 3069
,82 L.Ed.2d 221
(1984). [¶22] The fact that § 6-2-506 identifies âlewd or obscene statementsâ in the definition of harass does not make it a content-based regulation on speech rather than a regulation of conduct without a significant impact on protected speech. People v. Kucharski,987 N.E.2d 906
(Ill. Ct. App. 2013), addressed a claim that an Illinois statute, which prohibited obscene communications made with the specific intent to offend, unconstitutionally regulated speech based upon its content. The court concluded the statute was constitutional because it controlled conduct, not a substantial amount of protected speech.Id. at 914
. Obscene communications made with criminal intent are restricted ânot because its content communicates any particular idea . . . [but] because of the purpose for which it is communicated.âId.
See also, Perkins v. Commonwealth,402 S.E.2d 229, 232-33
(Va. Ct. App. 1991) (statute which prohibited the use of âobscene, vulgar, profane, lewd, lascivious, or indecent languageâ with the specific intent to âcoerce, intimidate or harassâ regulated conduct not a particular category of speech); State v. Richards,896 P.2d 357, 361-63
(Idaho Ct. App. 1995) (statute prohibiting telephoning another âwith the intent to annoy, terrify, threaten, intimidate, harass or offendâ and communicating âto or about such person any obscene, lewd or profane language, or mak[ing] any request, suggestion or proposal which is obscene, lewd, lascivious or indecentâ regulates conduct, not protected speech); State v. Dugan,303 P.3d 755, 769-72
(Mont. 2013) (after invalidating a provision that
created a presumption of intent, the Montana Supreme Court upheld a statute that
criminalized communication using obscene, lewd or profane language or suggesting a lewd
or lascivious act made with the specific purpose of terrifying, intimidating, threatening,
harassing, annoying, or offending the victim). We, therefore, reaffirm our holdings in
Luplow and its progeny that § 6-2-506 is constitutional on its face.
D. Section 6-2-506 is Constitutional As-Applied to Mr. Dugan
[¶23] Mr. Dugan claims § 6-2-506 is unconstitutional as applied to him. When assessing
whether a statute is unconstitutional as applied to a defendant, we consider the statute in
light of his specific conduct. Franklin-El, 554 F.3d at 910; Dougherty, ¶¶ 7, 15,239 P.3d at 1179, 1181
. We review an as-applied challenge âsolely in light of the Stateâs evidence of [Mr. Duganâs] conduct, giving it the benefit of every favorable factual inference that may fairly be drawn from the record.â Guilford v. State,2015 WY 147, ¶ 17
,362 P.3d 1015, 1018
(Wyo. 2015).
[¶24] The evidence showed Mr. Dugan engaged in a course of conduct by sending a series
of letters to the victim which contained explicit descriptions of sex acts he wanted to
perform with the victim. Mr. Dugan knew his letters were unwanted and improper. Law
enforcement warned Mr. Dugan to stop writing to the victim, but he continued to do so.
This evidence showed he had a specific intent to harass and knew or should have known
his letters would cause a reasonable person to suffer substantial emotional distress. The
8
evidence also showed the victim found the letters seriously alarming. She stated she felt
âsick to her stomach,â ânervous and scared.â Investigator McNare testified she observed
the victim to be âvery upsetâ about the letters. The State, therefore, demonstrated that Mr.
Duganâs communications with the victim amounted to illegal harassing conduct rather than
constitutionally protected speech.
[¶25] Mr. Dugan argues the State encouraged the jury to convict him based solely upon
the content of his speech by unduly emphasizing the sexually explicit aspects of his
statements in its presentation of the evidence and arguments to the jury. As we explained
above, the State can lawfully regulate obscene statements under a statute that prohibits
illegal harassment. The evidence that Mr. Duganâs statements were obscene pertained to
the harassment element of the crime, which the State was required to prove. Presenting
and arguing evidence of the crime to the jury was not only appropriate, it was required
under the terms of the statute.
[¶26] Nevertheless, Mr. Dugan argues that the Stateâs inappropriate attempt to prosecute
him solely on the basis of his speech is demonstrated by some of the witnessesâ answers to
a series of questions about other topics. During cross-examination, defense counsel asked
Investigator McNare:
Q. . . . These may be dumb questions; youâll have to excuse
me. But if Mr. Dugan wrote a letter to [the victim] that said,
single line, âPuppies are cute,â and then enclosed a picture of
a cute puppy. Is that something you would refer for
prosecution?
A. No.
Q. What if he wrote a letter saying[,] âI . . . really love the
Denver Broncos. Yay, Denver Broncos. John Elway is the
greatest,â would you refer that for prosecution?
A. Are you asking like after I told him no or . . .?
Q. Yeah. At any time.
A. At this point if he was [to] continue after told no, yes.
Q. Okay. What if he wrote a letter, one letter saying that
he thinks the greatest city in the world is Tulsa, Oklahoma, and
he writes for pages extolling the virtues of the good people of
Tulsa, Oklahoma. Would that be something you would want
to refer for prosecution?
9
A. Again, if heâs told to stop contacting [the victim] and he
wrote that letter to [the victim], yes.
Q. Would any of those above letters contain any threats?
A. The ones that you just talked about?
Q. Yeah. My scenarios.
A. No, those are not.
Q. Okay. Do they contain anything that would be obscene?
A. No.
Defense counsel also asked the victim questions about whether she would have been
offended by letters from Mr. Dugan about the same subjects â puppies, the Denver
Broncos, and Tulsa, Oklahoma. Each time, she responded, âNo.â
[¶27] Mr. Duganâs argument that this line of questioning shows he was prosecuted only
for his speech ignores that § 6-2-506 requires more than proof that he made obscene
statements. Although a letter or letters about puppies, the Broncos, or Tulsa would not
have resulted in prosecution for criminal stalking, it does not follow that the only attribute
of Mr. Duganâs conduct which resulted in prosecution was his use of obscene statements.
His course of conduct (writing extensive and repeated letters) was an essential element of
the crime as defined by § 6-2-506. Investigator McNare referenced other elements of § 6-
2-506 when she mentioned that warnings to cease communication would be important to
her decision on whether to refer a matter for prosecution. The State was also required to
show Mr. Dugan knew or should have known his conduct would cause a reasonable person
to suffer substantial emotional distress and the victim was, in fact, seriously alarmed. The
victim said communications from Mr. Dugan about puppies, the Denver Broncos, and
Tulsa would not have caused her such distress. Given that the State was required to prove
all the elements of § 6-2-506, Mr. Dugan was not prosecuted simply for making obscene
statements.
[¶28] In making his âas-appliedâ argument, Mr. Dugan also relates his situation to Cohen
v. California, 403 U.S. 15,91 S.Ct. 1780
,29 L.Ed.2d 284
(1971). Mr. Cohen was convicted under a California statute for maliciously and willfully disturbing the peace or quiet of a neighborhood or person by offensive conduct for wearing a jacket in a state courthouse which bore the words âF**K the Draft.âId. at 16
,91 S.Ct. at 1784
. The United
States Supreme Court overturned his conviction, concluding the statute, as applied to
Cohen, was unconstitutional because it punished him for his protected speech, not his
10
conduct. âThe only conduct which the [prosecution] sought to punish is the fact of
communication. Thus, we deal here with a conviction resting solely upon speech[.]â Id.
at 18,91 S.Ct. at 1784
(internal quotations and citations omitted). The state could not, consistent with the First Amendment, make his simple public display of an expletive a crime.Id. at 26
,91 S.Ct. at 1789
. [¶29] Mr. Duganâs situation is obviously distinguishable from Cohen. The Supreme Court in Cohen found it significant that the defendantâs statement was not directed at a specific person. Cohen,403 U.S. at 20-21
,91 S.Ct. at 1785-86
. That is not the case here; Mr. Dugan directed his letters to the victim. Unlike in the present case, the statute in Cohen did not require repeated actions and there was no indication the defendant engaged in a course of conduct. The California statute also did not require proof that Cohen knew or should have known his conduct would cause substantial emotional distress to a reasonable person or that a person actually suffer serious alarm. Furthermore, the idea expressed by Cohen was political in nature, a singularly important type of speech protected by the First Amendment.Id. at 24-26
,91 S.Ct. at 1787-89
. Mr. Duganâs statements had no political value whatsoever. [¶30] Mr. Dugan also argues § 6-2-506 is unconstitutional as applied to him because his statements were not obscene underWyo. Stat. Ann. § 6-4-301
(a)(iii) (LexisNexis 2019):
(a) As used in this article:
....
(iii) âObsceneâ is material which the average person would
find:
(A) Applying contemporary community standards,
taken as a whole, appeals to the prurient interest;
(B) Applying contemporary community standards,
depicts or describes sexual conduct in a patently offensive
way; and
(C) Taken as a whole, lacks serious literary, artistic,
political or scientific value.
[¶31] This definition applies to the crimes in Title 6, Article 3 of the Wyoming Statutes
which generally addresses the dissemination of obscene materials. Section 6-2-506 does
not incorporate the § 6-4-301 definition of obscene, nor does it otherwise define the term.
Under standard rules of statutory construction, we are not at liberty to add words to
a statute that the legislature chose to omit. Wyodak Res. Dev. Corp. v. Depât of Rev., 2017
11
WY 6, ¶ 31, 387 P.3d 725, 733(Wyo. 2017) (citing MF v. State,2013 WY 104
, ¶ 11,308 P.3d 854, 858
(Wyo. 2013)). When a statute does not provide a technical definition of a word, the ordinary definition of the word generally applies. Cecil v. State,2015 WY 158, ¶ 14
,364 P.3d 1086, 1090-91
(Wyo. 2015). [¶32] Section 6-4-301(a)(iii) mirrors the United States Supreme Courtâs definition of obscene which is applicable to statutes regulating pure speech. See, e.g., Miller v. California,413 U.S. 15, 24
,93 S.Ct. 2607, 2615
,37 L.Ed.2d 419
(1973); Roth v. United States,354 U.S. 476
,77 S.Ct. 1304
,1 L.Ed.2d 1498
(1957). In State v. Crelly,313 N.W.2d 455
(S.D. 1981), the South Dakota Supreme Court considered a statute which prohibited calling âanother person with intent to terrorize, intimidate, threaten, harass, or annoy such person by using any obscene or lewd language or by suggesting any lewd or lascivious act(.)âId. at 455
. The South Dakota court firmly rejected an argument that the definition of âobsceneâ from United States Supreme Court cases like Miller should apply to the harassment statute.Id. at 455-56
. Crelly,313 N.W.2d at 456
(quoting Baker v. State,494 P.2d 68, 70-71
(Ariz. Ct. App. 1972)) (âIt would be . . . inane to interpret the word âobsceneâ in the context of the [United States Supreme Court obscenity] standards when dealing with obscene phone calls.â). Crelly held that the ordinary meaning of obscene applied to South Dakotaâs obscene phone calls statute. Id. at 456. See also, People v. Hernandez,283 Cal. Rptr. 81, 85
(Cal. Ct. App. 1991) (refusing to apply Miller definition of obscene to telephone harassment statute); State v. Kipf,450 N.W.2d 397, 404-05
(Neb. 1990) (same). We agree with this rationale. [¶33] The punishment of obscenity under laws that regulate pure speech is much different than the punishment of harassing conduct which includes obscene statements. The ordinary meaning of âobscene,â i.e., ââ[e]xtremely offensive under contemporary community standards of morality and decency; grossly repugnant to the generally accepted notions of what is appropriate,ââ Dougherty, ¶ 12,239 P.3d at 1181
(quoting Blackâs Law
Dictionary 1182 (9th ed. 2009)), applies to § 6-2-506. The district courtâs refusal to require
proof that Mr. Duganâs statements met the definition of âobsceneâ under § 6-4-301 and the
Miller standard does not render § 6-2-506 unconstitutional as applied to him.
II. Jury Instructions and Verdict Form
[¶34] Mr. Dugan claims the district court abused its discretion by improperly instructing
the jury on his theory of defense and refusing his jury instruction defining âobscene.â He
also maintains the district court erred by refusing to use his special verdict form which
would have required the jury to choose whether Mr. Duganâs letters contained obscene
statements or threats. In general,
[w]e review a district courtâs decision
regarding jury instructions for an abuse of discretion. The
district courts are afforded substantial latitude to tailor jury
12
instructions to the facts of the case. So long as
the jury instructions correctly state the law and adequately
cover the issues presented in the trial, reversible error will not
be found.
Birch v. State, 2018 WY 73, ¶ 12,421 P.3d 528, 533
(Wyo. 2018) (quotation marks and citations omitted). However, â[t]he failure to give an instruction on the law related to a theory of defense is a due process issue, which this Court reviews de novo.â James v. State,2015 WY 83, ¶ 17
,357 P.3d 101, 105
(Wyo. 2015) (citing Nelson v. State,2010 WY 159, ¶ 13
,245 P.3d 282, 285
(Wyo. 2010)).
A. Theory of Defense
[¶35] Mr. Dugan proposed the following theory of defense instruction:
The defendant asserts that he is being criminally prosecuted
due to the contents of the letters that he wrote to [the victim],
which is an attempt to criminally sanction his speech. Under
the First Amendment to the United States Constitution, the
State may not punish the defendant for the content of his
speech unless it can prove beyond a reasonable doubt that the
speech falls under a previously recognized exception to the
First Amendment of the United States Constitution. Those
exceptions are:
Incitement to Imminent Violence,
Libel,
Obscenity,
Child Pornography,
Fighting Words,
Furtherance of Another Crime, or
Copyright/Trademark.
To criminally sanction the defendant for the contents of his
letters, the State must prove beyond a reasonable doubt that
[the d]efendantâs letters fit into one of the above exceptions.
If you are unable to unanimously find that the defendantâs
letters fit into an exception mandated by the First Amendment,
then you must acquit the defendant.
[¶36] The district court declined to give Mr. Duganâs proposed instruction because it
misstated the law. Although â[d]ue process requires the trial court to give a correct
13
instruction to the jury that details the defendantâs theory of the case,â the instruction must
present a defense recognized by statute or case law in this jurisdiction. James, ¶ 18, 357
P.3d at 105 (citation omitted).
[¶37] As we explained in Paragraph 20, footnote 4, certain categories of speech are outside
the protection of the First Amendment, including threats, criminal speech, fighting words,
obscenity, child pornography, and commercial speech that is misleading or only concerned
with illegal activity. Basic Free Speech Analysis, 31 Santa Clara L. Rev. at 893-94. Mr.
Duganâs proposed instruction stated the State had to prove his speech fell within one of the
listed categories of unprotected speech to convict him of criminal stalking. However, § 6-
2-506 complies with the First Amendment because it punishes conduct, not a substantial
amount of protected speech. The district court correctly rejected Mr. Duganâs proposed
instruction because it did not state a proper defense to the stalking charge.
[¶38] Before we leave this issue, we want to briefly comment on the theory of defense
instruction that was given by the district court:
INSTRUCTION NO. 15
The Defendant denies that his conduct or letters
constituted harassment. Therefore, the Defendant asserts that
he should not be criminally prosecuted for Stalking because he
has First Amendment protection under the Constitution.
[¶39] Some First Amendment questions are factual in nature and should be submitted to
the jury for decision. See, e.g., United States v. Viefhaus, 168 F.3d 392, 397(10th Cir. 1999) (questions as to whether a statement is a true threat or political speech are for the jury). However, legal questions regarding whether a statute or prosecution under a statute is constitutional under the First Amendment are properly reserved to the court. Dennis v. United States,341 U.S. 494, 513
,71 S.Ct. 857, 869
,95 L.Ed. 1137
(1951) (Vinson, C.J. joined by Reed, Burton, and Minton, JJ.). See also, Powell v. State,12 P.3d 1187, 1191
(Alaska Ct. App. 2000) (while the jury decides factual issues implicating the First Amendment, the court decides as a matter of law whether the First Amendment protects the defendant from criminal prosecution). This is a simple application of the general rule that the jury resolves factual issues and the court decides questions of law. Widdison v. State,2018 WY 18
, ¶ 21,410 P.3d 1205, 1213
(Wyo. 2018); Snow v. State,2009 WY 117, ¶¶ 29-30
,216 P.3d 505, 514
(Wyo. 2009).
[¶40] As demonstrated in our discussion of the constitutional issue, the application of the
First Amendment in this case involves complex legal questions. The district court should
not have given Instruction No. 15 as the theory of defense instruction because it placed the
jury in the difficult and improper position of having to decide the legal issue of whether
Mr. Duganâs actions were entitled to First Amendment protection. However, Mr. Duganâs
14
only challenge to the instruction is that it did not include information about the categories
of speech that are not protected by the Constitution, which is not a proper defense to the
stalking charge. Consequently, we will not further address the instruction given by the
district court.
B. Definition of Obscene
[¶41] Mr. Dugan argues the district court abused its discretion by refusing to give a jury
instruction defining âobsceneâ in accordance with Miller, 413 U.S. at 24,93 S.Ct. at 2615
- 16 and § 6-4-301(a)(iii). The district court denied Mr. Duganâs requested instruction and decided no instruction defining the term âobsceneâ was necessary because the ordinary and usual meaning applied, citingWyo. Stat. Ann. § 8-1-103
(a)(i) (LexisNexis 2019) (âThe construction of all statutes of this state shall be by the following rules, unless that construction is plainly contrary to the intent of the legislature: . . . Words and phrases shall be taken in their ordinary and usual sense[.]â) As we explained in our discussion of the constitutional issue, the definition of âobsceneâ for statutes that punish pure speech does not apply to criminal stalking. Instead, the word should be given its ordinary meaning. Mr. Dugan does not argue that the district court should have given an instruction defining obscene in its ordinary sense. Furthermore, a trial court generally âis under no obligation to define a statutory term unless the term carries a technical connotation different from its everyday meaning.â Ewing v. State,2007 WY 78, ¶ 9
,157 P.3d 943, 945-46
(Wyo. 2007). See also, Montez v. State,2009 WY 17, ¶ 22
,201 P.3d 434, 441
(Wyo. 2009) (citing Schmidt v. State,2001 WY 73, ¶ 24
,29 P.3d 76, 83
(Wyo. 2001)). The district court did
not abuse its discretion by refusing to give the defenseâs requested instruction on the
definition of obscene.
C. Special Verdict Form
[¶42] The general verdict form used by the district court directed the jury to decide
whether Mr. Dugan was guilty or not guilty of â[s]talking as charged,â and it found him
guilty. Mr. Dugan claims the district court should have used his proposed verdict form
which included a special interrogatory:
COUNT I
We the jury, duly empaneled and sworn to try the above
entitled cause, do find that as to the first count of Stalking
charged in the Information, the Defendant, Lewis Dugan, is:
_______ Guilty
_______ Not Guilty
15
SPECIAL INTERROGATORY
Please answer 1(a) below if the jury is able to unanimously
agree to a verdict:
1(a) Did Lewis Dugan:
_____ write letters that were obscene to [the victim]?
_____ write letters that threatened imminent violence to
be inflicted upon [the victim]?
_____ neither write letters that were as a whole obscene
to [the victim], nor threatened imminent violence
to be inflicted upon [the victim]?
[¶43] Mr. Dugan asserts the district court was obligated under Tanner v. State, 2002 WY
170,57 P.3d 1242
(Wyo. 2002), to give his special interrogatory which instructed the jury to choose whether his letters to the victim contained threats or obscene statements. He argues further that, because the jury did not choose between the two theories, the State must show there was sufficient evidence of both theories to uphold his conviction. [¶44] Tanner was charged with burglary underWyo. Stat. Ann. § 6-3-301
: â(a) A person is guilty of burglary if, without authority, he enters or remains in a building . . . with intent to commit larceny or a felony therein.â Tanner, ¶ 7 n.3,57 P.3d at 1244
n.3. Intent to commit larceny and intent to commit a felony are different elements of burglary. Jordin v. State,2018 WY 64
, ¶¶ 11-12,419 P.3d 527, 531
(Wyo. 2018) (discussing Tanner, ¶¶ 9- 14,57 P.3d at 1244-47
). The jury in Tanner was informed that the burglary statute required the State to prove the defendant entered the building with the intent to commit a felony or the crime of larceny, without being asked to delineate which element it chose. Tanner, ¶ 9,57 P.3d at 1245
; Jordin, ¶ 11,419 P.3d at 531
. Therefore, Tannerâs conviction could not be sustained unless there was sufficient evidence of both elements. Tanner, ¶ 13,57 P.3d at 1246
. [¶45] âSince Tanner, this Court has made it clear this rule is limited to situations where the jury is presented with alternative elementsâ of a crime. Jordin, ¶ 12,419 P.3d at 531
(emphasis in original). The rule does not apply when a statute provides different means of committing the same element.Id.
For example, in Miller v. State,2006 WY 17
,127 P.3d 793
(Wyo. 2006), the district court instructed the jury that the element of âdeliveryâ of a controlled substance could be proven by evidence of an âactual, constructive, or attempted transfer from one person to another of a controlled substance.â Id., ¶ 23,127 P.3d at 799
.
âRegardless of which type of delivery occurred, the element of the crimeââdeliveryââ
16
never changed, and thus the jury was not presented with alternative elements upon which
the conviction could be based.â Jordin, ¶ 12, 419 P.3d at 531(discussing Miller, ¶ 23,127 P.3d at 799
). Similarly, in Brown v. State,2014 WY 104, ¶ 9
,332 P.3d 1168, 1172
(Wyo. 2014), the appellant argued that, under the rationale of Tanner, the district court should have required the jury to unanimously agree on an alternative within the statutory definition of serious bodily injury, i.e., âmiscarriage, severe disfigurement or protracted loss or impairment of the function of any bodily member or organ,â to convict him of aggravated assault and battery underWyo. Stat. Ann. §§ 6-2-502
(a)(i) and 6-1-104(a)(x). Failing that, Brown maintained the State had to demonstrate that sufficient evidence existed to convict him on all the alternatives.Id.
We rejected his claim on both fronts. Id., ¶ 12,332 P.3d at 1172-73
. The Tanner rule did not apply because the alternatives were just different means of committing the same element â serious bodily injury.Id.
[¶46] Under § 6-2-506(a)(ii), threats and lewd or obscene statements are different means
of committing a single element â harassment. Therefore, the district court did not abuse
its discretion by refusing Mr. Duganâs proposed special verdict form. Furthermore, the
State is not required to show sufficient evidence of both threats and lewd or obscene
statements. Sufficient evidence of one of the alternatives is all that is required.
III. Sufficiency of the Evidence
[¶47] Mr. Dugan asserts the trial evidence was insufficient to establish he harassed the
victim under § 6-2-506 because his writings contained neither âthreatsâ nor âlewd or
obscene statements.â6 When reviewing a claim that the evidence was insufficient to
support a juryâs verdict,
[w]e do not consider whether or not the evidence was sufficient
to establish guilt beyond a reasonable doubt[;] [instead, we
consider] whether or not the evidence could reasonably support
such a finding by the factfinder. We will not reweigh the
evidence nor will we re-examine the credibility of the
witnesses. We review the sufficiency of the evidence from
this perspective because we defer to the jury as the fact-finder
and assume [it] believed only the evidence adverse to the
defendant since [it] found the defendant guilty beyond a
reasonable doubt.
6
Mr. Dugan also presents a vague argument about the meaning of the phrase âincluding but not limited toâ
in the statutory definition of harass. i.e., â[h]arassâ means to engage in a course of conduct, including but
not limited to verbal threats, written threats, lewd or obscene statements or images, vandalism or
nonconsensual physical contact . . .â Section 6-2-506(a)(ii) (emphasis added). However, he does not claim
the district court erred by including that language in the jury instructions or the jury somehow improperly
relied upon that phrase to convict him.
17
Thompson v. State, 2018 WY 3, ¶ 14,408 P.3d 756, 760
(Wyo. 2018) (quoting Mraz v. State,2016 WY 85, ¶ 19
,378 P.3d 280, 286
(Wyo. 2016)) (other citations omitted).
[T]his Court examines the evidence in the light most favorable
to the State. We accept all evidence favorable to the State as
true and give the Stateâs evidence every favorable inference
which can reasonably and fairly be drawn from it. We also
disregard any evidence favorable to the appellant that conflicts
with the Stateâs evidence.
Id.(quoting Worley v. State,2017 WY 3, ¶ 17
,386 P.3d 765, 771
(Wyo. 2017)) (other citations omitted). [¶48] Mr. Dugan expends a great deal of effort attempting to show his statements did not amount to threats, but then just declares his letters were not obscene under Miller,413 U.S. at 24
,93 S.Ct. at 2615
, and similar cases. We have already determined the ordinary meaning of obscene, not the Miller definition, applies to § 6-2-506. Given Mr. Dugan fails to present any argument that his statements were not obscene under the ordinary meaning of the term, he has failed to establish there was insufficient evidence for the jury to conclude he harassed the victim by directing lewd or obscene statements at her. [¶49] Even though it is unnecessary, we will briefly address the sufficiency of the evidence showing Mr. Duganâs statements were obscene under the ordinary meaning of that term. As we stated earlier, the ordinary meaning of obscene is ââ[e]xtremely offensive under contemporary community standards of morality and decency; grossly repugnant to the generally accepted notions of what is appropriate.ââ Dougherty, ¶ 12,239 P.3d at 1181
(quoting Blackâs Law Dictionary 1182 (9th ed. 2009)). Mr. Dugan wrote a virtual stranger
asking about her favorite sex positions and whether she was a âmoanerâ or âscreamerâ
while having sex. He described his penis and told her he could make her have good
orgasms. He suggested dripping flavored oil on her âboobsâ and âcooterâ so he could lick
it off. He described his fantasy about having sex with her after taking illegal drugs.
Viewing this evidence in the light most favorable to the prosecution, the jury could have
reasonably found Mr. Duganâs statements to the victim were extremely offensive and
grossly repugnant.
IV. Admissibility of Evidence that Mr. Dugan Had Been Warned Not to Send
Unsolicited Letters
[¶50] Mr. Dugan claims the district court erred by admitting evidence that he had been
told to stop sending unsolicited letters to the victim and others. Mr. Duganâs primary
complaints concern the admission of selections from a recorded interview and the
testimony of Department of Corrections employee, Shawn Hobson.
18
[¶51] Mr. Dugan objected to admission of the evidence. âWhen an issue regarding the
admissibility of evidence is presented to the district court, we review its decision for abuse
of discretion.â Swett v. State, 2018 WY 144, ¶ 11,431 P.3d 1135, 1140
(Wyo. 2018) (citing Triplett v. State,2017 WY 148, ¶ 23
,406 P.3d 1257, 1262
(Wyo. 2017)).
A trial courtâs rulings on the admissibility of evidence are
entitled to considerable deference, and, as long as there exists
a legitimate basis for the trial courtâs ruling, that ruling will not
be disturbed on appeal. The appellant bears the burden of
showing an abuse of discretion.
In re GAC, 2017 WY 65, ¶ 32,396 P.3d 411, 419
(Wyo.
2017) (quoting Wise v. Ludlow, 2015 WY 43, ¶ 42,346 P.3d 1, 12
(Wyo. 2015)) (other citations omitted).Id.
[¶52] Mr. Dugan also claims his right to confront witnesses under the Sixth Amendment to the United States Constitution was violated when the district court admitted the evidence. U.S. Const. Amend. 6 (âIn all criminal prosecutions, the accused shall enjoy the right . . . to be confronted with the witnesses against him[.]â). We review the constitutional issue de novo. Kramer v. State,2012 WY 69, ¶ 18
,277 P.3d 88, 93
(Wyo.
2012).
A. Recorded Interview
[¶53] Investigator McNare testified that she and Investigative Sergeant Ben Peech
interviewed Mr. Dugan at the Wyoming State Penitentiary in Rawlins on February 13,
2017. Parts of the recorded interview were admitted into evidence at trial as Exhibit 55.
Neither party informs the Court as to the actual statements contained in Exhibit 55.
However, our review of the exhibit reveals four snippets from the interview. The first
snippet:
[Investigator Peech]. So, when you were up in
Torrington, did the uh, one of the Department of
Corrections people come and talk to you?
[Mr. Dugan]. Uh, a couple.
Q. What did they talk to you about, Louie?
A. To stop writing letters.
Q. Ok, stop writing letters to who?
19
A. Whoever Iâm writing letters to.
...
[Investigator McNare]: [Did] they tell you specifically?
...
[Investigator Peech]: They said stop writing to [the
victim]?
A. Yeah.
[Investigator Peech]: Have you written to [the victim]
after that?
A. Yeah, I did.
Q. How many times?
A. Once.
Q. Why Louie?
A. I donât know. Cause I was being dumb.
[Investigator McNare]: What about another letter that
she just got today?
A. Uh, I donât know. There was only one.
The second snippet:
[Officer McNare]: What do you expect us to do, Louie, when people
keep coming to us saying that they are getting these letters from you?
A. I guess Iâll just stop.
Q. But, youâve been told, and the last time we were here, we
talked to you about that. Lieutenant Smith in Torrington talked to you
about that.
...
The third snippet:
[Officer McNare]: And then, how about [the victim]?
20
A. Sent it to her work.
Q. And, how many letters have you sent her?
A. Well, like a couple.
Q. A couple, as in?
A. I donât know.
[Investigator Peech]: So, you were recently up in Torrington, right?
A. Yeah.
The fourth snippet:
[Investigator McNare]: Okay, um, has [the victim]
asked you to â
A. No.
Q. â continue communications with her?
A. No. [unintelligible].
After Exhibit 55 was played for the jury, Investigator McNare testified Mr. Dugan was
incarcerated at the Wyoming Medium Correctional Institution in Torrington until February
1, 2017, when he was moved to the Wyoming State Penitentiary. She reiterated that staff
at the Torrington facility told Mr. Dugan to stop writing letters.
[¶54] Mr. Dugan claims that because the corrections officers mentioned in the questions
in Exhibit 55 did not testify at trial, the questions included inadmissible hearsay and
violated his constitutional right to confront the witnesses against him. Hearsay generally
is not admissible. W.R.E. 802. W.R.E. 801(c) defines hearsay as âa statement, other than
one made by the declarant while testifying at the trial or hearing, offered in evidence to
prove the truth of the matter asserted.â âA âstatementâ is (1) an oral or written assertion or
(2) nonverbal conduct of a person, if it is intended by him as an assertion.â W.R.E. 801(a).
âAssertionâ is not defined in the rules of evidence. However, the definition of âstatementâ
indicates there has to be an intent by the declarant to assert. This is consistent with the
definition in Blackâs Law Dictionary 143 (11th ed. 2019) which defines an âassertionâ as
âa declaration or allegationâ or âpersonâs speaking, writing, acting, or failing to act with
the intent of expressing a fact or opinion.â (emphasis added). Questions generally âcontain
no assertion; they simply seek answers.â Brown v. Commonwealth, 487 S.E.2d 248, 251
(Va. Ct. App. 1997). Furthermore, questions typically are not offered for the truth of the
matter asserted, but as background and context for the defendantâs answers. See, e.g,
21
United States v. Fernandez, 914 F.3d 1105, 1111(7th Cir. 2019) (citing Estate of Moreland v. Dieter,395 F.3d 747, 753-54
(7th Cir. 2005)); United States v. Levy,594 F.Supp.2d 427
, 439-440 n.5 (D.N.Y. 2009). A question may, however, be a statement under Rule 801 if it does not actually seek information from the respondent but, instead, contains an implied assertion to establish the truth of the information contained in the question. Brown,487 S.E.2d at 251
. [¶55] For the most part, the investigatorsâ questions sought information from Mr. Dugan and had no significance without Mr. Duganâs responses. Therefore, the questions were not âstatementsâ under Rule 801(a) and were not âhearsayâ because they were not offered for the truth of the matter asserted under Rule 801(c). Mr. Duganâs responses to the questions were not hearsay because they were admissions of a party-opponent under W.R.E. 801(d)(2). The last question in the second snippet is the only one that causes us any concern, largely because it does not include Mr. Duganâs response. However, the same information, i.e., that he had been told by personnel at the Torrington facility not to write letters, was confirmed by Mr. Dugan elsewhere in the interview, so there is no prejudice from the admission of the one arguably improper statement. The same rationale applies to Investigator McNareâs testimony about corrections officers telling Mr. Dugan to stop writing letters. Regardless of whether or not the investigatorâs statements contained hearsay, Mr. Dugan cannot show any prejudice from the jury hearing information from Investigator McNare that it already heard directly from him. [¶56] The district courtâs admission of the recorded interview also did not violate Mr. Duganâs constitutional right to confront the witnesses against him under U.S. Const. Amend. 6. In Crawford v. Washington,541 U.S. 36, 53-54
,124 S.Ct. 1354, 1365
,158 L.Ed.2d 177
(2004), the United States Supreme Court stated the Confrontation Clause generally prohibits the admission of testimonial statements when the declarant does not appear at trial for cross-examination by the defendant. The Confrontation Clause does not, however, bar statements that are offered for purposes other than the truth of the matter asserted.Id.,
541 U.S. at 59
n.9,124 S.Ct. at 1369
n.9. See also, Tennessee v. Street,471 U.S. 409, 414
,105 S.Ct. 2078, 2082
,85 L.Ed.2d 425
(1985) (admission of a statement not
offered for the truth of the matter asserted did not raise any Confrontation Clause concerns).
[¶57] As we said, the information contained in the interview questions posed to Mr. Dugan
was not offered for the truth of the matter asserted. Therefore, Mr. Duganâs right to
confront the declarants was not violated by admission of the questions. The evidentiary
value of the recorded interview was in Mr. Duganâs responses. In that sense, he was the
witness against himself, which does not implicate the Confrontation Clause.
B. Shawn Hobsonâs Testimony
[¶58] Shawn Hobson, a correctional captain at the Wyoming State Penitentiary, testified
at Mr. Duganâs trial. The prosecutor asked him if Mr. Dugan had been reprimanded for
22
writing letters while at the penitentiary. Defense counsel objected to his testimony as
irrelevant under W.R.E. 401, unduly prejudicial under W.R.E. 403, and violating a
previous order excluding, under W.R.E. 404(b), evidence of previous instances when Mr.
Dugan had sent letters to unwilling recipients. His objection was apparently overruled 7
because Captain Hobson was allowed to testify that, in 2016 and 2017, Mr. Dugan had
been told not to write letters to people outside the facility and disciplined for violating that
directive.
[¶59] On appeal, Mr. Dugan argues the district court erred by admitting Captain Hobsonâs
testimony without performing an analysis of whether the probative value of the evidence
was substantially outweighed by the danger of unfair prejudice under Rule 403. The record
indicates the district court did balance the danger of unfair prejudice against the probative
value of the evidence showing that Mr. Dugan was told on prior occasions not to write
letters from prison. The court found the evidence was probative of Mr. Duganâs intent and
the danger of unfair prejudice was slight. Mr. Dugan makes no argument that the district
court erred in its balancing. Mr. Dugan also intimates that the district court misapplied
Rule 404(b) or failed to follow its earlier ruling on the 404(b) evidence. However, he
provides no cogent argument to support his claim, so we will not consider it. Pier v. State,
2019 WY 3, ¶ 26,432 P.3d 890, 898
(Wyo. 2019) (citing Blevins v. State,2017 WY 43, ¶ 22
,393 P.3d 1249, 1254
(Wyo. 2017) (refusing to consider issue not supported by cogent
argument)). The district court did not abuse its discretion by allowing Captain Hobson to
testify about Mr. Dugan being told not to write unwanted letters to people outside the prison
and being disciplined for violating that instruction.
CONCLUSION
[¶60] Mr. Duganâs First Amendment right to free speech was not violated when he was
prosecuted under Wyomingâs criminal stalking statute, § 6-2-506, for writing obscene
letters to the victim. Section 6-2-506 properly punishes harassing conduct and does not
reach a substantial amount of protected speech. The ordinary meaning of obscene applies
to § 6-2-506, and Mr. Dugan was not entitled to an instruction directing the jury to apply
the definition of obscene applicable to pure speech. The evidence was sufficient to support
the juryâs conclusion that the letters were obscene under the ordinary meaning of that term.
[¶61] The district court also properly rejected Mr. Duganâs proposed instruction on his
theory of defense that he was being prosecuted in violation of his First Amendment right
to free speech. The proposed instruction did not correctly state the law applicable to this
case. The district court was not required to have the jury delineate Mr. Duganâs means of
harassing the victim, so it did not err by using a general verdict form. Finally, the district
court did not abuse its discretion or violate Mr. Duganâs constitutional right to confront the
7
It appears the district court ruled on the matter in an unrecorded sidebar conference.
23
witnesses against him by allowing evidence that he had previously been told not to send
letters to unwilling recipients.
[¶62] Affirmed.
24
DAVIS, Chief Justice, dissenting, in which FOX, J., joins.
[¶63] While I concur in the majority opinionâs holding that the stalking statute is facially
sound, and its holding that no First Amendment theory of defense instruction should be
given in a case like this, I disagree that Mr. Duganâs First Amendment rights were not
implicated by the charges against him. Our stalking statute restricts two types of speech
based on content: threats and obscene statements. To ensure that Mr. Dugan was not
convicted on the basis of protected speech, the jury should have been instructed on what
constitutes obscene speech outside the protection of the First Amendment. I believe the
failure to give such an instruction was reversible error, and I therefore respectfully dissent.
[¶64] The first step in considering an as-applied constitutional challenge to a statute is to
determine whether the law is content-based or content-neutral. Reed v. Town of Gilbert,
Ariz., ___U.S.___, 135 S.Ct. 2218, 2228,192 L.Ed.2d 236
(2015). If the law is content- based, the next question is whether the law restricts speech in a constitutionally permissible way, either because it passes strict scrutiny or because the speech that it restricts is not constitutionally protected. See Sable Commcâns of California, Inc. v. F.C.C.,492 U.S. 115, 126
,109 S.Ct. 2829, 2836
,106 L.Ed.2d 93
(1989) (regulation of sexual expression that is indecent but not obscene subject to strict scrutiny); see also State v. Nowacki,111 A.3d 911
, 928 (Conn. Ct. App. 2015) (two-step process requires determination of whether harassment prosecution was based on content of speech and then whether prosecution was constitutionally permissible). [¶65] Given this framework for evaluating an as-applied First Amendment challenge, I will first address the majority opinionâs content-neutrality determination and the reasons I view Wyomingâs stalking statute as a content-based restriction on speech. I will then turn to my next conclusion, which is that the restriction is permissible because it restricts speech that is not constitutionally protected. Last, I will address the failure to instruct the jury on the definition of the term âobsceneâ and why I believe that was reversible error. A.Wyo. Stat. Ann. § 6-2-506
as Content-Based Restriction on Speech [¶66] As the majority opinion points out, Wyomingâs stalking statute prohibits a course of conduct directed at a specific person with the intent to harass. Conduct that is considered harassing includes non-speech conduct such as vandalism, nonconsensual physical contact, following, and surveilling.Wyo. Stat. Ann. § 6-2-506
(LexisNexis 2017). The law also, however, defines harassing conduct to include verbal or written threats and obscene statements and images.Wyo. Stat. Ann. § 6-2-506
(a)(ii). Despite these express restrictions on two categories of speech, the majority concludes that the statute, and its application in this case, has no First Amendment implications. I disagree.8 8 In Luplow, this Court stated that the stalking statute is content-neutral. Luplow v. State,897 P.2d 463, 468
(Wyo. 1995). It did so without analysis and in the context of addressing an overbreadth claim, a claim for
25
[¶67] â[A]s a general matter, the First Amendment means that government has no power
to restrict expression because of its message, its ideas, its subject matter, or its content.â
United States v. Stevens, 559 U.S. 460, 468,130 S.Ct. 1577, 1584
,176 L.Ed.2d 435
(2010) (quoting Ashcroft v. ACLU,535 U.S. 564, 573
,122 S.Ct. 1700
,152 L.Ed.2d 771
(2002)). In other words, the First Amendment generally precludes content-based laws, meaning âthose that target speech based on its communicative content.â Reed, U.S. at ,135 S.Ct. at 2226
. A law is content-based âif it require[s] âenforcement authoritiesâ to âexamine the content of the message that is conveyed to determine whetherâ a violation has occurred.â McCullen v. Coakley,573 U.S. 464
, 479,134 S.Ct. 2518, 2531
,189 L.Ed.2d 502
(2014) (quoting FCC v. League of Women Voters of Cal.,468 U.S. 364, 383
,104 S.Ct. 3106
,82 L.Ed.2d 278
(1984)). A law is also content-based if it is âconcerned with undesirable effects that arise from âthe direct impact of speech on its audienceâ or âlistenersâ reactions to speech.ââ McCullen, 573 U.S. at 481,134 S.Ct. at 2531
-32 (quoting Boos v. Barry,485 U.S. 312, 321
,108 S.Ct. 1157
,99 L.Ed.2d 333
(1988)); see also Operation Save America v. City of Jackson,2012 WY 51, ¶ 71
,275 P.3d 438, 459
(Wyo. 2012) (âA restriction that seeks to protect or shield an audience from disturbing or distressing aspects of speech is content-based.â). [¶68] Wyomingâs stalking statute restricts two types of speech, one based on its threatening content and the other based on its obscene content. Plainly, in the event of a stalking allegation based on threatening or obscene speech, law enforcement will be required to consider the content of the speech to determine if it fits the alleged category. Indeed, the majority acknowledges as much at ¶ 25 when it explains that the stalking statute required the State to prove that the content of Mr. Duganâs speech was obscene or threatening to obtain a conviction. Additionally, the statute requires an intent to cause the victim substantial emotional distress, meaning that it looks to the effect of the speech on the person to whom it is directed. It seems clear to me then that Wyomingâs stalking statute is a content-based restriction on speech. See State v. Shackelford,825 S.E.2d 689, 699
(N.C. Ct. App. 2019) (stalking statute content based because determination that defendant knew or should have known statements would cause a reasonable person to suffer emotional distress cannot be made without reference to content); People v. Relerford,104 N.E.3d 341, 350
(Ill. 2017) (stalking statute content based because it looks to listenerâs reaction and cannot be justified without reference to content); State v. Moulton,78 A.3d 55
, 71 (Conn. 2013) (where jury must consider callerâs speech to determine whether call was alarming or harassing First Amendment is implicated). [¶69] The majority opinion concludes otherwise, holding that because the stalking statute requires a course of conduct and specific intent to harass, it is not a content-based restriction which such a determination was not necessary. Under such circumstances, the statement is dictum and not binding. See In Interest of DJS-Y,2017 WY 54, ¶ 9
,394 P.3d 467, 470
(Wyo. 2017) (statement in prior
case not essential to decision categorized as dictum that âlacks the force of an adjudicationâ).
26
on speech. See supra ¶ 22. I again disagree. While course of conduct and specific intent
may insulate a stalking statute from an overbreadth challenge, they are not the factors that
the Supreme Court uses or that this Court has relied on to determine content neutrality.
McCullen, 573 U.S. at 479, 481, 134 S.Ct. at 2531-32; Operation Save America, ¶ 71,275 P.3d at 459
. Nor do I read the authorities on which the majority relies to support such an approach.9 [¶70] The first case on which the majority relies is People v. Kucharski,987 N.E.2d 906, 914
(Ill. Ct. App. 2013). Kucharski addressed the constitutionality of an Illinois harassment statute that prohibited obscene electronic communications with an intent to offend.Id.
The defendant in that case acknowledged that the term âobscene,â as used in the statute, referred to an unprotected type of speech, but he argued that because the statute carved out a subset of obscene language, that being obscene language with the intent to offend, the statute had created an unconstitutional content-based restriction.Id.
The
Illinois court rejected the argument.
In so arguing, the defendant relies on R.A.V. v. City of St. Paul,
Minnesota, 505 U.S. 377, 383â84,112 S.Ct. 2538
,120 L.Ed.2d 305
(1992), in which the Supreme Court stated:
â[A]reas of speech can, consistently with the First
Amendment, be regulated because of their
constitutionally proscribable content (obscenity,
defamation, etc.)ânot that they are categories of speech
entirely invisible to the Constitution, so that they may
be made the vehicles for content discrimination
unrelated to their distinctively proscribable content.
Thus, the government may proscribe libel; but it may
not make the further content discrimination of
proscribing only libel critical of the government.â
(Emphases in original and omitted.)
9
In addition to citing the statuteâs course of conduct and specific intent to harass as factors in its content
neutrality holding, the majority opinion states, âThe fact that § 6-2-506 identifies âlewd or obscene
statementsâ in the definition of harass does not make it a content-based regulation on speech rather than a
regulation of conduct without a significant impact on protected speech.â See supra ¶ 22. To the extent the
majority is suggesting that the First Amendment is not implicated if a law is not a full ban on speech, I
disagree. The Supreme Court has held:
It is of no moment that the statute does not impose a complete prohibition.
The distinction between laws burdening and laws banning speech is but a
matter of degree. The Governmentâs content-based burdens must satisfy
the same rigorous scrutiny as its content-based bans.
United States v. Playboy Entmât Grp., 529 U.S. 803, 812,120 S.Ct. 1878, 1886
,146 L.Ed.2d 865
(2000).
27
Based on the foregoing, the defendant reasons that, although it
is constitutionally permissible to criminalize obscene speech,
it is not permissible to criminalize only obscene speech that is
intended to offend another person.
We find the defendantâs argument and reliance on R.A.V.
unpersuasive. The R.A.V. court went on to explain:
âThe concurrences describe us as setting forth a new
First Amendment principle that prohibition of
constitutionally proscribable speech cannot be
âunderinclusiv[e],â * * * [i.e., that] âa government must
either proscribe all speech or no speech at allâ * * *.
That easy target is of the concurrencesâ own invention.
In our view, the First Amendment imposes not an
âunderinclusivenessâ limitation but a âcontent
discriminationâ limitation upon a Stateâs prohibition of
proscribable speech.â (Emphasis omitted.) Id. at 387,
112 S.Ct. 2538.
In the present case, criminalizing only obscene communication
that is made with âan intent to offendâ does not amount to
content-based discrimination but, rather, is an attempt to
regulate the conduct that accompanies the proscribed speech.
âSpeech may not be proscribed because of the ideas it
expresses, but it may be restricted because of the manner in
which it is communicated or the action that it entails.â
Bergman v. District of Columbia, 986 A.2d 1208, 1220 (D.C.
2010) (citing R.A.V., 505 U.S. at 385,112 S.Ct. 2538
). In other
words, speech may be restricted when it âembodies a particular
intolerable (and socially unnecessary) mode of expressing
whatever idea the speaker wishes to convey.â (Emphases in
original and omitted.) R.A.V., 505 U.S. at 393,112 S.Ct. 2538
.
Here, an obscene electronic communication made with âan
intent to offendâ is restricted by the statute not because its
content communicates any particular idea; rather, it is
restricted because of the purpose for which it is communicated.
Accordingly, there is no content-based discrimination and the
defendantâs constitutional argument necessarily fails.
Kucharski, 987 N.E.2d at 913-14.
28
[¶71] I do not believe that Kucharski stands for the proposition that an âintent to offendâ
requirement shields a statute from a First Amendment challenge. The court merely rejected
the idea that criminalizing the unprotected speech based on an intent to offend somehow
added a content-based qualifier that transformed a restriction on unprotected speech into
one based on protected content. Were the appellate court intending otherwise, its holding
would run counter to Illinois precedent. The Illinois Supreme Court follows the same
United States Supreme Court approach I cited above, and it in fact did so in finding that
stateâs stalking statute to be content-based.
Of relevance here, the proscription against âcommunicat[ions]
to or aboutâ a person that negligently would cause a reasonable
person to suffer emotional distress criminalizes certain types
of speech based on the impact that the communication has on
the recipient. Under the relevant statutory language,
communications that are pleasing to the recipient due to their
nature or substance are not prohibited, but communications
that the speaker âknows or should knowâ are distressing due
to their nature or substance are prohibited. Therefore, it is
clear that the challenged statutory provision must be
considered a content-based restriction because it cannot be
justified without reference to the content of the prohibited
communications. See Reed, 576 U.S. at ââââ, 135 S.Ct. at
2227; see also Matal v. Tam, 582 U.S. ââââ, ââââ,137 S.Ct. 1744
, 1764â65,198 L.Ed.2d 366
(2017) (plurality opinion)
(holding that the âdisparagement clause,â which prohibits
federal registration of a trademark based on its offensive
content, violates the first amendment).
Relerford, 104 N.E.3d at 350(emphasis added). [¶72] The next two cases on which the majority relies to support its content-neutrality conclusion are Perkins v. Commonwealth,402 S.E.2d 229
(Va. Ct. App. 1991), and State v. Richards,896 P.2d 357
(Idaho 1995). Both decisions addressed overbreadth challenges to harassment statutes, and each court held no more than that the challenged statutesâ course of conduct and specific intent elements defeated the overbreadth claim. Neither decision addressed content neutrality. [¶73] The final case on which the majority relies is State v. Dugan,303 P.3d 755
(Mont.
2013). In that case, the Montana Supreme Court held:
Montanaâs Privacy in Communications statute legitimately
encompasses only those electronic communications made with
the purpose to terrify, intimidate, threaten, harass, annoy, or
29
offend. Such communications can be proscribed without
violating the Montana and United States Constitutions.
Dugan, 303 P.3d at 772.
[¶74] The Montana court made this statement at the conclusion of an overbreadth analysis.
To the extent that its holding is that the specific-intent requirement is a factor that will
undermine an overbreadth claim, I have no quarrel with that, and notably, the decision does
not discuss content neutrality or attempt to link the question of content neutrality to the
statement. Beyond that context, I do not believe the statement can be relied on to support
the broad proposition that statutory requirements of course of conduct and specific intent
preclude a First Amendment challenge. Such a proposition simply finds no support in
United States Supreme Court precedent.
[¶75] For example, in R.A.V., the petitioner burned a cross in the yard of a black family
and was charged under a St. Paul, Minnesota ordinance that provided:
Whoever places on public or private property a symbol, object,
appellation, characterization or graffiti, including, but not
limited to, a burning cross or Nazi swastika, which one knows
or has reasonable grounds to know arouses anger, alarm or
resentment in others on the basis of race, color, creed, religion
or gender commits disorderly conduct and shall be guilty of a
misdemeanor.
R.A.V. v. City of St. Paul, Minn., 505 U.S. 377, 380,112 S.Ct. 2538, 2541
,120 L.Ed.2d 305
(1992). [¶76] The Court held that the ordinance violated the First Amendment because it was a content-based restriction on expression that could not survive strict scrutiny. R.A.V.,505 U.S. at 396
,112 S.Ct. at 2550
. I cite this decision not for its constitutional analysis of the ordinance, but because the Court was presented with an ordinance that had elements of conduct and intent, and those factors did not stop the Court from considering whether the restriction violated the First Amendment. [¶77] Federal cases considering challenges to the federal stalking statute are also illustrative. The federal stalking statute does not expressly restrict speech, and because of its focus on conduct, federal courts have rejected overbreadth challenges to the statute.10 10 In United States v. Ackell,907 F.3d 67, 72
(1st Cir. 2018) (footnote omitted), the court quoted the statute
and described it as follows:
As is relevant here, § 2261A(2)(B) penalizes whoever:
30
Ackell, 907 F.3d at 77; United States v. Gonzalez,905 F.3d 165
, 190 n.10 (3rd Cir. 2018); United States v. Osinger,753 F.3d 939, 944
(9th Cir. 2014); United States v. Petrovic,701 F.3d 849, 856
(8th Cir. 2012). The same courts have also recognized, however, that the
federal statute may be enforced in an unconstitutional manner. For example, the Ackell
court observed:
Ultimatelyâwhile acknowledging that § 2261A(2)(B) could
have an unconstitutional application, and remaining cognizant
of the chilling-effect-related concerns inherent in declining to
invalidate a statute that can be applied to violate the First
Amendmentâwe are unconvinced that we must administer the
âstrong medicineâ of holding the statute facially overbroad.
See Williams, 553 U.S. at 293, 128 S.Ct. 1830 (quoting L.A.
Police Depât v. United Report Publâg Corp., 528 U.S. 32, 39,
120 S.Ct. 483,145 L.Ed.2d 451
(1999)). The statute does not,
on its face, regulate protected speech, or conduct that is
necessarily intertwined with speech or expression. Should
situations arise where the statute is applied to courses of
conduct that are sufficiently expressive to implicate the First
Amendment, we are confident that as-applied challenges will
properly safeguard the rights that the First Amendment
enshrines.
Ackell, 907 F.3d at 77(footnote omitted); see also Osinger,753 F.3d at 944
; Petrovic,701 F.3d at 856
.
with the intent to kill, injure, harass, intimidate, or place under
surveillance with intent to kill, injure, harass, or intimidate another
person, uses the mail, any interactive computer service or
electronic communication service or electronic communication
system of interstate commerce, or any other facility of interstate
or foreign commerce to engage in a course of conduct that ...
causes, attempts to cause, or would be reasonably expected to
cause substantial emotional distress to [that] person [or an
immediate family member, spouse, or intimate partner of that
person.]
Hence, to properly secure a conviction under § 2261A(2)(B), the
prosecution must prove that: (1) the defendant had the requisite intent; (2)
the defendant âengage[d] in a course of conductâ; (3) the defendant used
a facility of interstate commerce; and (4) the defendantâs âcourse of
conductâ âcause[d], attempt[ed] to cause, or would be reasonably expected
to cause substantial emotional distress.â A âcourse of conductâ is âa
pattern of conduct composed of 2 or more acts, evidencing a continuity of
purpose.â 18 U.S.C. § 2266(2).
31
[¶78] These federal cases show that even where a stalking law is expressly aimed only at
conduct, the potential exists for enforcement that may run afoul of the First Amendment.
It thus seems untenable to me that we would hold that Mr. Duganâs as-applied challenge
to the Wyoming law must fail because of our lawâs course-of-conduct and intent
requirements. Wyomingâs stalking statute expressly restricts speech based on its content,
and in my view, we must take the next step and determine whether its restrictions are
constitutionally permissible.
B. Constitutionality of Wyo. Stat. Ann. § 6-2-506âs Restrictions on Speech [¶79] The stalking statuteâs restrictions on speech are content based and therefore subject to strict scrutiny, meaning that to be found constitutional, the State must prove that they are narrowly tailored to promote a compelling government interest. Playboy Entmât Grp.,529 U.S. at 813
, 120 S.Ct. at 1886. For example, in Shackelford, a North Carolina appellate
court considered an as-applied challenge to a felony stalking statute and concluded that
prosecution of the defendant was not the least restrictive means of promoting the Stateâs
interest.
Here, the State contends that the application of N.C. Gen. Stat.
§ 14-277.3A to Defendantâs Google Plus posts is sufficient to
withstand strict scrutiny because (1) the prevention of stalking
âbefore it escalates into more harmful or lethal criminal
behaviorâ is a compelling state interest; and (2) the statute is
the least restrictive means of accomplishing this goal in that it
âis limited to willful or knowing conduct, directed at a specific
person, that would cause a reasonable person to suffer fear or
substantial emotional distress.â However, even assuming
arguendo that the statute serves a compelling governmental
interest in preventing the escalation of stalking into more
dangerous behavior, we are not persuaded that the application
of N.C. Gen. Stat. § 14-277.3A to Defendantâs posts
represented the least restrictive means of accomplishing that
goal.
Prior to Defendantâs indictments, Mary had already sought and
received a no-contact order in district court that prohibited him
from approaching or contacting her. Given the existence of a
no-contact order against Defendant, strict enforcement of the
terms of that order clearly represented a less restrictive means
by which the State could have pursued its interest in preventing
Defendant from engaging in a criminal act against her.
32
Shackelford, 825 S.E.2d at 700. [¶80] On the other hand, a strict scrutiny analysis is not required if the speech at issue is not constitutionally protected. Stevens,559 U.S. at 468-69
,130 S.Ct. at 1584
. The categories of unprotected speech are âwell-defined and narrowly limited classes of speech, the prevention and punishment of which have never been thought to raise any Constitutional problem.âId.
(quoting Chaplinsky v. New Hampshire,315 U.S. 568
, 571- 72,62 S.Ct. 766
,86 L.Ed. 1031
(1942)). Included among the categories of unprotected speech are threats and obscene speech. Stevens,559 U.S. at 468
,130 S.Ct. at 1584
..
[¶81] The Supreme Court has defined an unprotected threat to mean a âtrue threat.â
âTrue threatsâ encompass those statements where the speaker
means to communicate a serious expression of an intent to
commit an act of unlawful violence to a particular individual
or group of individuals. See Watts v. United States, supra, at
708, 89 S.Ct. 1399 (âpolitical hyberboleâ is not a true threat);
R.A.V. v. City of St. Paul, 505 U.S., at 388,112 S.Ct. 2538
. The
speaker need not actually intend to carry out the threat. Rather,
a prohibition on true threats âprotect[s] individuals from the
fear of violenceâ and âfrom the disruption that fear engenders,â
in addition to protecting people âfrom the possibility that the
threatened violence will occur.â Ibid. Intimidation in the
constitutionally proscribable sense of the word is a type of true
threat, where a speaker directs a threat to a person or group of
persons with the intent of placing the victim in fear of bodily
harm or death.
Virgina v. Black, 538 U.S. 343, 359-60,123 S.Ct. 1536, 1548
,155 L.Ed.2d 535
(2003). [¶82] With respect to obscene speech, which the Supreme Court has also historically referred to as âlewd and obsceneâ speech, Miller v. California,413 U.S. 15, 20
,93 S.Ct. 2607, 2613
,37 L.Ed.2d 419
(1973) (quoting Chaplinsky,315 U.S. at 571-72
,62 S.Ct. at 768-69
), the term obscene is defined according to a set of guidelines:
The basic guidelines for the trier of fact must be: (a) whether
âthe average person, applying contemporary community
standardsâ would find that the work, taken as a whole, appeals
to the prurient interest, Kois v. Wisconsin, supra, 408 U.S., at
230, 92 S.Ct., at 2246, quoting Roth v. United States, supra,
354 U.S., at 489,77 S.Ct., at 1311
; (b) whether the work
depicts or describes, in a patently offensive way, sexual
conduct specifically defined by the applicable state law; and
33
(c) whether the work, taken as a whole, lacks serious literary,
artistic, political, or scientific value.
Miller, 413 U.S. at 24-25,93 S.Ct. at 2614-15
.
[¶83] The Court expanded on how part (b) of its standard might be applied in practice
with âa few plain examples.â
(a) Patently offensive representations or descriptions of
ultimate sexual acts, normal or perverted, actual or simulated.
(b) Patently offensive representation or descriptions of
masturbation, excretory functions, and lewd exhibition of the
genitals.
Miller, 413 U.S. at 25,93 S.Ct. at 2615
.11
[¶84] I do not believe that it is necessary to resort to a strict scrutiny analysis to resolve
Mr. Duganâs as-applied challenge. In my view, the legislature intended to criminalize only
speech that is not constitutionally protected, and when it called out verbal or written threats
and obscene statements and images as restricted speech under the statute, it meant as those
terms are defined to fall outside constitutional protections.
[¶85] I come to this conclusion through the application of our rules of statutory
interpretation.
âWhen we interpret statutes, our goal is to give effect to the
intent of the legislature, and we âattempt to determine the
legislatureâs intent based primarily on the plain and ordinary
meaning of the words used in the statute.ââ Fugle v. Sublette
County School Dist. No. 9, 2015 WY 98, ¶ 8,353 P.3d 732, 734
(Wyo. 2015) (quoting Krenning v. Heart Mountain
Irrigation Dist., 2009 WY 11, ¶ 9,200 P.3d 774, 778
(Wyo.
2009)). âWhere legislative intent is discernible a court should
give effect to the âmost likely, most reasonable, interpretation
of the statute, given its design and purpose.ââ Adekale v. State,
2015 WY 30, ¶ 12,344 P.3d 761, 765
(Wyo. 2015) (quoting
Rodriguez v. Casey, 2002 WY 111, ¶ 20,50 P.3d 323, 329
(Wyo. 2002)).
11
Wyomingâs statute defining the crime of promoting obscenity incorporates the Miller guidelines and these
examples to define the term âobsceneâ for purposes of that statute. Wyo. Stat. Ann. § 6-4-301(a)(iii), (v)
(LexisNexis 2019).
34
We therefore construe each statutory provision in pari
materia, giving effect to every word, clause, and
sentence according to their arrangement and
connection. To ascertain the meaning of a given law, we
also consider all statutes relating to the same subject or
having the same general purpose and strive to interpret
them harmoniously. We presume that the legislature has
acted in a thoughtful and rational manner with full
knowledge of existing law, and that it intended new
statutory provisions to be read in harmony with existing
law and as part of an overall and uniform system of
jurisprudence. When the words used convey a specific
and obvious meaning, we need not go farther and
engage in statutory construction.
PacifiCorp, Inc. v. Wyo. Depât of Revenue, 2017 WY 106, ¶
10,401 P.3d 905, 908-09
(Wyo. 2017) (quoting Nicodemus v.
Lampert, 2014 WY 135, ¶ 13,336 P.3d 671, 674
(Wyo. 2014)). Sullivan v. State,2019 WY 71
, ¶ 10,444 P.3d 1257, 1259-60
(Wyo. 2019) (quoting Wyo. Jet Center, LLC v. Jackson Hole Airport Bd.,2019 WY 6
, ¶ 12,432 P.3d 910, 915
(Wyo. 2019)). [¶86] As the majority opinion observes, when Wyomingâs stalking statute was originally enacted, the only type of speech it restricted based on content was threatening speech. See supra ¶ 11 n.3. The restriction on lewd or obscene statements was added in 2007, but before that, this Court decided Luplow. In Luplow, the Court observed that the statute had been written to avoid infringing on constitutionally protected conduct and that â[i]t is true it may inhibit speech, but only in a constitutionally permissible way.â Luplow,897 P.2d at 467
; see also McCone v. State,866 P.2d 740, 745-46
(Wyo. 1993) (interpreting Wyomingâs terroristic threat statute to apply to constitutionally unprotected speech). This was the backdrop against which the legislature added obscene speech as a second category of speech restricted based on its content. We presume the legislature acts with full knowledge of existing law, and with this Court signaling that these types of statutes may restrict speech in only a constitutionally permissible way, it is unsurprising that the 2007 amendment added another category of speech that had historically been treated as constitutionally unprotected. I believe the legislature intended that the statute impose content-based restrictions only on unprotected speech and that the restricted categories of speech would be so defined. [¶87] This interpretation of the stalking statute is consistent with our presumption of constitutionality. See Sheesley v. State,2019 WY 32
, ¶ 3,437 P.3d 830, 833
(Wyo. 2019)
35
(âStatutes are presumed constitutional, and we resolve any doubt in favor of
constitutionality.â). As a practical matter, it is also consistent with the specific intent at
which the statute is aimed. As the Supreme Court has observed, âmost situations where
the State has a justifiable interest in regulating speech will fall within one or more of the
various established exceptionsâ to protected speech. Cohen v. California, 403 U.S. 15, 24,91 S.Ct. 1780, 1787
,29 L.Ed.2d 284
(1971). In other words, if the speech is a âtrue threat,â or obscene as defined by Miller, the intent to harass will likely be self-evident.12 C. Failure to Instruct the Jury on the Miller Definition of Obscene [¶88] We review a district courtâs decision on jury instructions for an abuse of discretion. Schmuck v. State,2017 WY 140, ¶ 45
,406 P.3d 286, 301
(Wyo. 2017).
District courts have wide latitude in instructing the jury and, as
long as the instructions correctly state the law and the entire
charge covers the relevant issue, reversible error will not be
found. An incorrect ruling on an instruction must be prejudicial
to constitute reversible error. Because the purpose of jury
instructions is to provide guidance on the applicable law,
prejudice will result when the instructions confuse or mislead
the jury.
Id.(quoting Hurley v. State,2017 WY 95, ¶ 8
,401 P.3d 827, 830
(Wyo. 2017)).
[¶89] We have also said:
The purpose of jury instructions is to âprovide the jury with a
foundational legal understanding to enable a reasoned
application of the facts to the law.â Walker v. State, 2013 WY
58, ¶ 31,302 P.3d 182, 191
(Wyo.2013). In order to support a 12 The majority opts for a different definition of obscene, drawing on the plain meaning we gave the term in Dougherty v. State,2010 WY 127, ¶ 12
,239 P.3d 1176, 1181
(quoting Blackâs Law Dictionary 1182 (9th ed. 2009)): â[e]xtremely offensive under contemporary community standards of morality and decency; grossly repugnant to the generally accepted notions of what is appropriate.â Interestingly, the same Blackâs Law Dictionary definition goes on to provide the Miller definition for purposes of First Amendment considerations. The Dougherty court had no need to incorporate that part of the definition into its analysis because the case before it did not involve speech or expression and concerned only a charge relating to sexual conduct in the presence of a minor. For First Amendment purposes, I believe the Dougherty definition falls short of being sufficiently protective. See Ashcroft v. ACLU,535 U.S. 564, 574
,122 S.Ct. 1700, 1707
,152 L.Ed.2d 771
(2002) (noting the Courtâs multi-year struggle to define obscenity in a manner that did not impose impermissible burden on protected speech); Reno v. ACLU,521 U.S. 844, 874
,117 S.Ct. 2329, 2346
,138 L.Ed.2d 874
(1997) (quoting Sable,492 U.S., at 126
,109 S.Ct., at 2836
) (âIn
evaluating the free speech rights of adults, we have made it perfectly clear that â[s]exual expression which
is indecent but not obscene is protected by the First Amendment.ââ).
36
reliable verdict, it is crucial that the trial court correctly state
the law and adequately cover the relevant issues. Id.
Ultimately, the test of adequate jury instructions is âwhether
the instructions leave no doubt as to the circumstances under
which the crime can be found to have been committed.â Id.
(quoting Burnett v. State, 2011 WY 169, ¶ 14,267 P.3d 1083, 1087
(Wyo.2011)). Wilkerson v. State,2014 WY 136, ¶ 25
,336 P.3d 1188, 1199
(Wyo. 2014).
[¶90] In Miller, the Supreme Court recognized that a jury would likely be making the
determination of whether restricted speech was obscene, and it noted the need to provide
it guidance in performing that function.
When triers of fact are asked to decide whether âthe average
person, applying contemporary community standardsâ would
consider certain materials âprurient,â it would be unrealistic to
require that the answer be based on some abstract formulation.
The adversary system, with lay jurors as the usual ultimate
factfinders in criminal prosecutions, has historically permitted
triers of fact to draw on the standards of their community,
guided always by limiting instructions on the law.
Miller, 413 U.S. at 30,93 S.Ct. at 2618
(emphasis added); see also Jenkins v. Georgia,418 U.S. 153, 160
,94 S.Ct. 2750, 2755
,41 L.Ed.2d 642
(1974) (âEven though questions of
appeal to the âprurient interestâ or of patent offensiveness are âessentially questions of fact,â
it would be a serious misreading of Miller to conclude that juries have unbridled discretion
in determining what is âpatently offensive.ââ).
[¶91] The Miller definition of obscene is protective of First Amendment rights and is not
the type of intuitive definition we can legitimately expect the jury to bring to its fact-finding
task without guidance. Absent a proper instruction, the jury is left to apply its own personal
views of what may constitute obscene writings, and in a close case, I do not believe that
we can be ensured of a reliable verdict that does not convict on the basis of protected
speech. As the Connecticut Supreme Court observed:
We therefore agree with the state that § 53aâ183 (a) proscribes
harassing and alarming speech as well as conduct. We further
conclude that, in order to ensure that a prosecution under that
provision does not run afoul of the first amendment, the court
must instruct the jury on the difference between protected and
unprotected speech whenever the state relies on the content of
37
a communication as substantive evidence of a violation of §
53aâ183 (a).
State v. Moulton, 78 A.3d 55, 71-72 (Conn. 2013) (footnote omitted); see also Commonwealth v. Bigelow,59 N.E.3d 1105, 1119
(Mass. 2016) (â[T]he failure to instruct the jury that where the complaint is based on incidents of pure speech, they must find the defendantâs challenged speech constituted a true threatâand therefore was constitutionally unprotected speechâcreated a substantial risk of a miscarriage of justice.â); Barson v. Commonwealth,726 S.E.2d 292, 296
(Va. 2012) (legislature intended Miller definition to apply to term âobsceneâ in harassment statute, and it was therefore reversible error to instruct jury with dictionary definition); State v. Schaler,236 P.3d 858, 860
(Wash. 2010) (en banc) (harassment statute must be read to proscribe only true threats, and jury must be so instructed); State v. Perkins,626 N.W.2d 762, 773
(Wis. 2001) (âThe danger in this case is that the instruction gave the jury no definition of the essential element of a âthreatâ and that the jury may have used the common definition of âthreat,â thereby violating the defendantâs constitutional right to freedom of speech.â). [¶92] The evidence on the obscenity of Mr. Duganâs letters was far from overwhelming. Over the course of a couple of weeks, he wrote the victim ten letters, with the first four arriving in a single mailing. The letters totaled thirty-eight pages and contained a handful of sexual comments and requests scattered throughout. I believe that in this case there is every chance that the jury convicted Mr. Dugan on the basis that his writings were merely indecent. See Sable,492 U.S. at 126
,109 S.Ct. at 2836
(âSexual expression which is
indecent but not obscene is protected by the First Amendmentâ). At the very least a fair
probability exists that the verdict would have been different had the jury been instructed to
consider the writings as whole and according to the Miller guidelines. I would therefore
reverse Mr. Duganâs conviction and remand for a new trial.13
13
I believe that there is very little chance that the jury convicted Mr. Dugan on the basis that his letters were
threatening, which probably accounts for the Stateâs decision to argue only the evidence on obscenity in
response to Mr. Duganâs sufficiency of the evidence challenge. The letters simply contained no threats, as
the victimâs testimony confirmed.
Q. So the worst thing that Mr. Dugan did was ask you for a
relationship?
A. And he said he would come visit me at my house.
Q. Well, did he ever say he was going to come visit you at your house
whether you liked it or not?
A. No.
38
Q. Okay. And, in fact, in his request for a relationship, he often
would, you know, practically beg, wouldnât he? Like say please, please,
please a lot and â
A. I donât remember the exact wording, but yes, I suppose thatâs â
Q. The begging is kind of pathetic; right?
A. Yes.
****
Q. Okay. While you were offended by the sexual content in the letter,
did Lewis at any point in the letter specifically state he was going to do
something physically to you against your will?
A. No.
Q. Okay. Did Lewis ever specifically make threats to physically
harm you?
A. No.
Q. Okay. Lewis ever make specific threats that he was going to have
sex with you against your will?
A. No.
Q. Did he ever make a threat that he was going to make you his
girlfriend whether you liked it or not?
A. No.
****
Q. And again, he pretty much â was pretty much begging, regarding
all of his requests to visit you at your house, to have a relationship with
you? He pretty much adopted a begging tone. Would that be fair to say?
A. Yes.
While I do not discount the alarm that may be felt by the recipient of multiple unwanted communications,
such alarm is not the type of threat that falls outside First Amendment protections. I also do not intend to
suggest that Mr. Dugan has a right to send unwanted communications to the victim. The stalking statute
criminalizes speech and has constitutional implications. A victim may nonetheless obtain a protection
order, and willful violation of such an order may be punished criminally Wyo. Stat. Ann. §§ 7-3-508, 509
(setting forth the procedure for obtaining a civil order of protection), and § 7-3-510(c) (willful violation of
a temporary or permanent order of protection punishable by $750 fine and imprisonment up to six months).
As the Supreme Court has observed:
39
The unwilling listenerâs interest in avoiding unwanted
communication has been repeatedly identified in our cases. It is
an aspect of the broader âright to be let aloneâ that one of our
wisest Justices characterized as âthe most comprehensive of
rights and the right most valued by civilized men.â Olmstead v.
United States, 277 U.S. 438, 478,48 S.Ct. 564
,72 L.Ed. 944
(1928) (Brandeis, J., dissenting). . . .
âHow far may men go in persuasion and communication
and still not violate the right of those whom they would
influence? In going to and from work, men have a right to
as free a passage without obstruction as the streets afford,
consistent with the right of others to enjoy the same
privilege. We are a social people and the accosting by one
of another in an inoffensive way and an offer by one to
communicate and discuss information with a view to
influencing the otherâs action are not regarded as
aggression or a violation of that otherâs rights. If,
however, the offer is declined, as it may rightfully be, then
persistence, importunity, following and dogging become
unjustifiable annoyance and obstruction which is likely
soon to savor of intimidation. From all of this the person
sought to be influenced has a right to be free, and his
employer has a right to have him free.â American Steel
Foundries v. TriâCity Central Trades Council, 257 U.S.
184, 204,42 S.Ct. 72
,66 L.Ed. 189
(1921).
We have since recognized that the âright to persuadeâ discussed in that
case is protected by the First Amendment, Thornhill v. Alabama, 310 U.S.
88,60 S.Ct. 736
,84 L.Ed. 1093
(1940), as well as by federal statutes. Yet
we have continued to maintain that âno one has a right to press even âgoodâ
ideas on an unwilling recipient.â Rowan, 397 U.S., at 738, 90 S.Ct. 1484.
None of our decisions has minimized the enduring importance of âa right
to be freeâ from persistent âimportunity, following and doggingâ after an
offer to communicate has been declined. While the freedom to
communicate is substantial, âthe right of every person âto be let aloneâ
must be placed in the scales with the right of others to communicate.â Id.,
at 736, 90 S.Ct. 1484. Hill v. Colorado,530 U.S. 703, 716-18
,120 S.Ct. 2480, 2489-90
,147 L.Ed.2d 597
(2000) (footnote
omitted).
40