State v. Davis
Full Opinion (html_with_citations)
ΒΆ 1. This case is before the court on certification by the court of appeals, pursuant to Wis. Stat. Β§ (Rule) 809.61 (2005-06). Keith A. Davis was charged with first-degree sexual assault of a child in violation of Wis. Stat. Β§ 948.02(1) (2003-04).
ΒΆ 2. This case requires us to decide whether Davis's statement was so closely associated with the voice stress analysis that it must be suppressed. When a statement is so closely associated with the voice stress analysis that the analysis and statement are one event rather than two events, the statement must be suppressed. State v. Greer, 2003 WI App 112; ΒΆΒΆ 9-12, 265 Wis. 2d 463, 666 N.W.2d 518. As is the case with any statement, the statement must also survive constitutional due process considerations of voluntariness.
ΒΆ 3. We conclude that Davis's statement was not so closely associated with the voice stress analysis as to render it one event. Rather, the examination and interview were two totally discrete events. Therefore, because his statement was given voluntarily and at a totally discrete- interview, we conclude that Davis's statement was admissible.
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ΒΆ 4. On November 21, 2003, Detective James Swanson of the Green Bay Police Department went to the residence of Keith A. Davis to speak with him about an alleged sexual assault of a juvenile, K.L.D., d.o.b. 12/14/96. Davis invited the detective into the house. The detective informed Davis that he was not under arrest. Davis gave the detective a "tour" of his residence in response to the detective's request to look around for evidence. With consent, the detective collected bedding
ΒΆ 5. On December 17, 2003, Detective Swanson returned to Davis's residence around 8:00 a.m. The detective asked Davis if he would further discuss the alleged incident regarding K.L.D. and whether Davis was still willing to undergo a polygraph or voice stress analysis test. Davis said that he would drive himself to the police station, but he wanted to shower first. The detective then returned to the police station.
ΒΆ 6. Around 9:00 a.m., Davis left Detective Swanson a voice message that his car would not start, so he would be walking to the Green Bay Police Department and would be later than expected. Due to the weather that day and the route Davis would need to take in order to get to the police department, Detective Swanson decided to get in his car and see if he could find Davis walking. The detective intended to offer Davis a ride. At around 9:15 or 9:20 a.m., as the detective was
ΒΆ 7. Once at the police station, Detective Swanson and Davis went into an interview room. Detective Swanson explained to Davis that he was not under arrest, did not have to talk with him, and could leave at any time. Davis said that he understood. Detective Swanson told Davis that he wanted to talk with him and have him take the voice stress analysis, which they had discussed before, and Detective Swanson told Davis that someone else would conduct the test. Davis was cooperative and wanted to talk.
ΒΆ 8. Detective Swanson left the interview room and returned with Detective Buenning, the officer who conducted the- test. After being introduced to Davis, Detective Buenning took Davis to another room, referred to as the "family room," for the voice stress analysis test. Detective Swanson did not accompany Davis to the "family room" for testing, nor was he present during the test.
ΒΆ 9. Once in the room where Davis was to undergo the voice stress analysis, Detective Buenning explained the test and obtained Davis's consent.
ΒΆ 10. With Detective Swanson in the "family room," Detective Buenning told Davis that his answers were deemed deceptive and showed Davis the results from the computer charts. Davis repeatedly said that he did not do anything. Detective Buenning then asked Davis, "Well, if you told me yourself that her hymen was busted, wouldn't that support the results of the test?"
ΒΆ 11. Detective Swanson and Davis were then alone in the "family room." Detective Swanson stated, "Keith, there's some things we need to talk about reference [K.L.D.]." Davis nodded his head yes, and they then went back to the original interview room. Detective Swanson left Davis in the interview room and then went to get statement forms. Approximately five minutes later, at about 11:00 a.m., Detective Swanson asked Davis to explain what happened with K.L.D. As Davis gave a statement, Detective Swanson wrote it on the statement form. While Davis gave his statement,
ΒΆ 12. After Davis signed the statement, he "kind of broke down" and was crying. He stated that he "felt like he wanted to die." Around noon that day, Detective Swanson took Davis to the crisis center. Detective Swanson did not have further contact with Davis that day.
ΒΆ 13. On February 16, 2004, Davis was charged with one count of first-degree sexual assault of a child contrary to Wis. Stat. Β§ 948.02(1). On May 28, 2004, a preliminary hearing occurred, and Davis was bound over for trial. Davis was arraigned on an information that charged him with one count of sexual assault. The information was amended on the day of trial, September 29, 2005, to include three counts of first-degree sexual assault of a child.
ΒΆ 14. On June 11, 2004, Davis moved the circuit court to suppress all of his oral and written statements from December 17, 2003. On March 29, 2005, the circuit court conducted a hearing on the motion. On April 15, 2005, the circuit court issued an oral decision and denied the motion. The circuit court concluded that the statement was voluntarily given under Goodchild
ΒΆ 15. The circuit court made a number of findings regarding the factors: First, it found that two officers were involved. One officer conducted the voice stress analysis and one officer secured the statement from Davis. Second, it found that the voice stress analysis had been completed when Davis made his statement. The circuit court stated, "in this case Mr. Davis was told that the polygraph or voice stress test had β had ended which is also a condition of Greer, that it was over . . . ." In addition, the circuit court found that Davis made his statement in a separate room from where the test was conducted. Third, the circuit court found that while there was a nominal period of time between the statement and the voice stress analysis, under Greer and Johnson,
ΒΆ 17. Davis appealed his conviction. The court of appeals certified Davis's appeal to this court, and we accepted the certification. Specifically, the court of appeals stated, "we believe the law on this topic is in need of re-examination or, at a minimum, clarification." The court of appeals "respectfully suggest [ed] that the supreme court either clarify the rationale for the current rules or provide a new legal framework for analyzing this kind of evidence."
II.
ΒΆ 18. We uphold the trial court's factual findings unless they are clearly erroneous. Greer, 265 Wis. 2d 463, ΒΆ 9. However, the application of constitutional principles to evidentiary or historical facts is a question of law that we review de novo. Id. Here, we review the voluntariness of the statements considering the principles of due process. State v. Hoppe, 2003 WI 43, ΒΆΒΆ 34-36, 261 Wis. 2d 294, 661 N.W.2d 407. In addition, statutory interpretation is also an issue of law, which we review de novo. Megal Dev. Corp. v. Shadof, 2005 WI 151, ΒΆ 8, 286 Wis. 2d 105, 705 N.W.2d 645.
III.
ΒΆ 19. Similar to polygraph testing, a voice stress analysis is based upon the theory that an individual undergoes certain physiological changes when being
ΒΆ 20. Principles applicable to polygraph testing are equally applicable to voice stress analysis. See Wis. Stat. Β§ 905.065(1); 7 Daniel D. Blinka, Wisconsin Evidence Β§ 5065.1 (2d ed. 2001) (concluding that there is little reason to treat the forms of honesty testing mentioned in Β§ 905.065 differently, "at least under the present state of the scientific art"). We see no reason at this time to treat these two methods of "honesty testing" differently.
ΒΆ 21. Our analysis, as detailed below, primarily requires us to determine whether a defendant's statement was given at an interview totally discrete from the voice stress analysis. If the defendant's statement was given at an interview that was totally discrete from the voice stress analysis test, its admission is not automatically precluded. The statement, however, is also subject to ordinary principles of voluntariness. Therefore, if the statement is given at an interview that is totally discrete from the voice stress analysis test and the statement is voluntarily given, the statement is admissible.
ΒΆ 22. Davis argues that "the administration of a voice stress analysis cannot be performed without it being unduly coercive." As a result, Davis argues that "any inculpatory statement given post-examination[,] which is determined to be closely related to the testing, must also then be excluded as being unduly coercive and involuntary." Davis argues that his post-
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ΒΆ 23. Under the totality of the circumstances, we conclude that Davis's statement was not so closely associated with the voice stress analysis test so as to render it one event; rather, the statement and voice stress analysis were two totally discrete events. Whether a statement is considered part of the test or a totally discrete event is largely dependent upon whether the voice stress analysis is over at the time the statement is given and the defendant knows the analysis is over. Greer, 265 Wis. 2d 463, ΒΆ 12. To make this determination, the following factors should be weighed and considered: (1) whether the defendant was told the test was over; (2) whether any time passed between the analysis and the defendant's statement; (3) whether the officer conducting the analysis differed from the officer who took the statement; (4) whether the location where the analysis was conducted differed from where the statement was given; and (5) whether the voice stress analysis was referred to when obtaining a statement from the defendant. See id., ΒΆΒΆ 12-16 (articulating and applying these principles).
ΒΆ 25. In McAdoo, the defendant challenged the admission of his statement asserting that it was not given voluntarily because it was given immediately after a polygraph examination. McAdoo v. State, 65 Wis. 2d 596, 608-09, 223 N.W.2d 521 (1974). This court concluded, "the polygraph can hardly be considered a strategy of the police officers since it was administered to the defendant upon his request," and the statement was given after the test was over and the defendant knew the test was over. Id. The defendant underwent the first series of polygraph testing at 10:45 a.m., a lunch break was taken, and a second round of testing began at 2:00 p.m. Id. at 603. At 2:25 p.m., the defendant decided to discontinue the testing. Id. Due to that request, the testing equipment was removed from the defendant, turned off, and taken away. Id. After the examination's conclusion, the examiner proceeded to continue with questions. Id. The defendant "freely answered and talked for about forty-five minutes." Id. During the course of this discussion, the defendant admitted guilt. Id. The court concluded that, under Goodchild, the defendant's statement was voluntary and therefore admissible. Id. at 605-08.
ΒΆ 26. In Schlise, we excluded statements made during a post-polygraph interview. State v. Schlise, 86 Wis. 2d 26, 42, 271 N.W.2d 619 (1978). The statements
ΒΆ 27. Specifically, in Schlise, no evidence existed to suggest that the defendant was informed or was aware that the polygraph examination had ended. Id. While the defendant was not still connected to the machine, the court determined that this was not conclusive because the defendant was not connected to the machine during a pre-testing interview and that interview was considered part of the polygraph examination. Id. The officer used and referenced the charts and tracings generated from the polygraph examination. Id. at 43. The court found that even the polygraph examiner thought that the "post-polygraph" examination was a continuation of the test. Id. The examiner considered the subsequent interview to be the second part of a unified procedure. Id. Based on those facts, the court concluded that the post-mechanical interview was so
ΒΆ 28. In Johnson, the police officer conducted the polygraph examination, and then, the same police officer escorted the defendant to another room for questioning. Johnson, 193 Wis. 2d at 386. The court of appeals concluded that because the statements were made voluntarily and separately from the polygraph examination, the statements were admissible. Id. at 388-89. The court reasoned that the defendant was no longer attached to the equipment, was interviewed in a separate room from where the examination took place, and the police officer did not refer back to the polygraph examination or tell the defendant that he failed the test during post-examination questioning in order to elicit an incriminating statement. Id. While the court of appeals acknowledged the short amount of time between the examination and interview, it nonetheless concluded that a distinct break occurred between the two events. Id.
ΒΆ 29. In Greer, the court of appeals stated that "[t]he touchstone of admissibility is whether the interviews eliciting the statements are 'found to be totally discrete from the examination which precedes them.'" Greer, 265 Wis. 2d 463, ΒΆ 10 (citation omitted). Citing to McAdoo, Schlise, and Johnson, it identified two "core factors" to be considered when making this determination: whether the defendant made the statements after the test was over and whether the defendant was told the test was over. Id., ΒΆ 12. In consideration of these "core factors," the court of appeals found that prior to his confession, the defendant was told orally and in
ΒΆ 30. In the case at hand, the voice stress analysis and the interview were totally discrete events: Two different officers were involved β one conducted the examination and the other conducted the interview. Before any statement was made, Detective Buenning stated, "I'm finished here," closed up his laptop, and left the room with all the voice stress analysis equipment. The interviewing officer did not refer to the polygraph examination or its results during the interview, and the examination and interview took place in different rooms.
ΒΆ 31. While here, very little time passed between the examination and interview, time alone is not dis-positive. For example, in McAdoo, the examination and interview were virtually seamless. However, in McAdoo, as in the case at hand, the interviewer never referred
ΒΆ 32. Davis argues that the examination was not over when Detective Buenning, in the presence of Detective Swanson, told Davis that he failed the test and then "convinced" Davis that he should give a statement. However, the facts here reflect that the examination was complete when Detective Buenning talked with Davis about making a statement even if Davis had not been told the examination was over and the equipment had not been put away. .That fact, however, does not render Davis's subsequent statement to Detective Swanson, at an interview totally discrete from the voice stress analysis, inadmissible given our totality of the circumstances approach.
ΒΆ 33. First, while Detective Swanson was present in the "family room" when Davis indicated he wanted to talk, precedent clearly holds that the same officer may
ΒΆ 34. Under the totality of the circumstances and applying the Greer test, the voice stress analysis and Davis's statement were two totally discrete events. As a result, the statement is admissible under these facts so long as it is voluntary.
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ΒΆ 35. Even if the examination and interview are totally discrete from one another, a statement must still
ΒΆ 36. "A defendant's statements are voluntary if they are the product of a free and unconstrained will, reflecting deliberateness of choice, as opposed to the result of a conspicuously unequal confrontation in which the pressures brought to bear on the defendant by representatives of the State exceeded the defendant's ability to resist." Hoppe, 261 Wis. 2d 294, ΒΆ 36; see generally State ex rel. Goodchild v. Burke, 27 Wis. 2d 244, 133 N.W.2d 753 (1965); 9 Wiseman, Chiarkas & Blinka, supra, Β§ 20.42. We must then inquire whether the statements were the result of coercion or otherwise improper conduct by law enforcement. Hoppe, 261 Wis. 2d 294, ΒΆ 37. If neither coercion nor other improper conduct was used to secure the statement, it is deemed voluntary. Id.
ΒΆ 37. This court applies a totality of the circumstances standard to determine whether a statement was made voluntarily. Id., ΒΆ 38. We must balance the personal characteristics of the defendant, such as age, education, intelligence, physical or emotional condition, and prior experience with law enforcement, with the possible pressures that law enforcement could impose.
ΒΆ 38. In the case at hand, we conclude, as did the circuit court, that the defendant's statement was voluntary. The record contains no evidence that would give rise to any concerns regarding his personal characteristics. Davis, at the time this occurred, was 43 years old. While the defendant's brief indicates that Davis only possesses a middle school level education, we must defer to the trial court's judgment that Davis was not at such an educational disadvantage to render his personal characteristics at issue.
ΒΆ 39. We also do not find evidence that law enforcement used coercion or other forms of improper conduct in order to elicit Davis's incriminating statement. The duration of questioning was not lengthy, no physical or emotional pressures were used, and no inducements, threats, methods, or strategies were employed to ascertain an incriminating statement from the defendant.
ΒΆ 40. Davis's participation was voluntary in every way: Davis agreed to talk and take the voice stress analysis when he was in his own home. Davis came to the police station on his own terms including when and how he intended to get there. He received a ride from law enforcement when his car would not start. Davis waved at the officer and rode in the front passenger seat of the police car. Once at the police station, he was told he was not under arrest and he was free to leave at any
ΒΆ 41. Davis argues that Detective Buenning told Davis that he failed the voice stress analysis and referred to that information to "undermine the defendant's will to resist the official accusation." However, the record does not support that conclusion. In a very brief amount of time, Davis was told that the analysis indicated Davis was being deceptive, he was asked a question regarding his truthfulness, he was asked if he wanted to talk, and Davis said that he wished to speak with Detective Swanson. Compare with Schlise, 86 Wis. 2d at 40-41. Separately, he gave a statement to Detective Swanson, which he read and approved.
ΒΆ 42. Merely because one is administered a voice stress analysis or polygraph test does not render a subsequent statement per se coercive. The proper inquiry is not only whether a test was taken, but rather, whether a subsequent statement was given at a distinct event and whether law enforcement used coercive means to obtain the statement. An important inquiry continues to be whether the test result was referred to in order to elicit an incriminating statement. See Johnson, 193 Wis. 2d at 389. Here, Davis did not make a statement to Detective Buenning, the tester. There is no question that the test was over. Davis had gone from one room to another room. In addition, the Interviewer, Detective Swanson, never referenced the examination or its results during the time Davis gave his statement.
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ΒΆ 43. In its certification to this court, the court of appeals expressed concern that no underlying rationale existed for excluding statements during or closely related to a polygraph examination or voice stress analysis. In its brief, the State also asserted that no justifiable reason existed for excluding statements made during a polygraph examination or voice stress analysis. The State, citing to a number of cases from other jurisdictions,
ΒΆ 44. While some prior precedent from this court and the court of appeals may not have clearly or perhaps even properly articulated the underlying ratio
ΒΆ 45. Therefore, the legislature has decided that statements made during honesty testing are generally excluded, but if those statements are given at an interview that is totally discrete from the honesty
IV
ΒΆ 46. We conclude that Davis's statement was not so closely associated with the voice stress analysis as to render it one event. Rather, the examination and interview were two totally discrete events. Therefore, because Davis's statement was given voluntarily and at a totally discrete interview, we conclude that Davis's statement was admissible.
By the court. β The judgment of the circuit court is affirmed.
All subsequent references to the Wisconsin Statutes are to the 2003-04 version unless otherwise indicated.
Davis signed and dated a form entitled "Green Bay Police Consent For Computer Voice Stress Analyst." Presumably, this consent form is pursuant to Wis. Stat. Β§ 942.06, "Use of polygraphs and similar tests." The form reads:
I... Do hearby voluntarily consent to be [] examined by a trained computer voice stress analyzer of the Green Bay Police Depart*592 ment. I understand that the operation of this device involves the recording of my voice to specific questions. I have had the nature of the examination explained to me by Det. Buenning of the Green Bay Police Department. I agree to he recorded and tested using the computerize!!!] voice stress analyst. I hereby release the results of the examination to the investigating law enforcement agency.
The record does not indicate β neither the direct examination nor the cross-examination of Detective Buenning β the origin of this question. At the suppression hearing, this ques
While the record does not reflect Davis's exact words, the testimony at the suppression hearing confirms that Davis wanted to talk with Detective Swanson:
Q. [Prosecutor] Did he agree to β did he say he wanted to talk to Detective Swanson?
A. [Detective Buenning] He wanted to talk to Detective Swanson.
While the record does not reflect Detective Buenning's exact words, the testimony at the suppression hearing confirms that Detective Buenning told Davis the test was over:
Q. [Prosecutor] Did you actually tell Mr. Davis that you're finished with this test?
A. [Detective Buenning] Yes.
State ex rel. Goodchild v. Burke, 27 Wis. 2d 244, 133 N.W.2d 753 (1965).
State v. Johnson, 193 Wis. 2d 382, 535 N.W.2d 441 (Ct. App. 1995).
While it appears that a curative instruction was not given in this case, circuit courts may consider giving a curative instruction when deemed appropriate.
McAdoo v. State, 65 Wis. 2d 596, 223 N.W.2d 521 (1974).
State v. Schlise, 86 Wis. 2d 26, 271 N.W.2d 619 (1978).
State v. Stanislawski, 62 Wis. 2d 730, 216 N.W.2d 8 (1974).
Prior to this court's decision in Stanislawski, no polygraph evidence was admissible, but the court, in Stanislawski, eliminated the unconditional rejection of polygraph evidence so long as certain conditions were satisfied. Stanislawski, 62 Wis. 2d at 736-42. However, in State v. Dean, this court overruled Stanislawski. State v. Dean, 103 Wis. 2d 228, 278-79, 307 N.W.2d 628 (1981).
The defendant signed a polygraph examination form that specified the examination was over; it read, "I completely reaffirm in its entirety my above agreement.... I also understand that any questions I may be asked after this point in time, and any answers I may give to those questions, are not part of the polygraph examination." State v. Greer, 2003 WI App 112, ΒΆ 4, 265 Wis. 2d 463, 666 N.W.2d 518.
Barrera v. State, 99 Wis. 2d 269, 298 N.W.2d 820 (1980).
The State cites to other jurisdictions that have rejected the approach that voluntary statements made during a polygraph must be excluded merely because they were given during a polygraph examination. See Hostzclaw v. State, 351 So. 2d 970, 971-72 (Fla. 1977), overruling State v. Cunningham, 324 So. 2d 173 (Fla. Dist. Ct. App. 1975); State v. Blosser, 558 P.2d 105, 107-08 (Kan. 1976); Rogers v. Commonwealth, 86 S.W.3d 29, 36 (Ky. 2002); Commonwealth v. Hall, 14 S.W.3d 30, 31-32 (Ky. Ct. App. 1999); State v. Blank, 955 So. 2d 90, 109-10 (La. 2007); State v. Bowden, 342 A.2d 281, 285 (Me. 1975); State v. Erickson, 403 N.W.2d 281, 283-84 (Minn. Ct. App. 1987); State v. Smith, 715 P.2d 1301, 1309-10 (Mont. 1986); People v. Sohn, 539 N.Y.S.2d 29, 31 (N.Y. App. Div. 1989); State v. Green, 531 P.2d 245, 252 (Or. 1975); Commonwealth v. Schneider, 562 A.2d 868, 870-71 (Fa. Super. Ct. 1989). See also Joel E. Smith, Admissibility in evidence of confession made by accused in anticipation of, during, or following polygraph examination, 89 A.L.R.3d 230, Β§ 3 (Westlaw 2007).
For example, in Schlise, statements were considered part of the polygraph examination and not a discrete event, and therefore, the statements were excluded because no Stanislawski stipulation had been entered and, therefore, no polygraph evidence could be utilized. Schlise, 86 Wis. 2d at 43-44. However, Schlise seems to have misinterpreted Stanislawski if it interpreted Stanislawski to pertain to anything more than test results or testimony about the test results. This court's Stanislawski decision pertained to polygraph results and expert testimony based upon the examination; it did not address statements made during a polygraph examination. See Stanislawski, 62 Wis. 2d at 736, 741-44. The court stated: "Henceforth, in Wisconsin, expert opinion evidence as to polygraph tests may be admitted in a criminal case subject to the following conditions." Id. at 741. Further support for the proposition that Stanislawski only considered test results and expert opinion on test results is that Stanislawski withdrew the "unconditional rejection of polygraph evidence" that was established in State v. Bohner. Id. at 736, 741. However, Bohner and its progeny addressed only polygraph test results and expert opinion regarding those results. See State v. Bohner, 210 Wis. 651, 658, 246 N.W. 314, 317 (1933) (stating that "the systolic blood pressure deception test has not yet gained such standing and scientific recognition among physiological and psychological authorities as would justify the courts in admitting expert testimony deduced from the discovery, development, and experiments thus far made"); State v. Baker, 16 Wis. 2d 364, 368, 114 N.W.2d 426 (1962) (citing to Bohner and stating that "[t]he results of such a test are inadmissible, as the state concedes"). Cases relying on Schlise only perpetuate its misinterpretation and fail to acknowledge the existence of Wis. Stat. Β§ 905.065. See, e.g., Greer, 265 Wis. 2d 463, ΒΆ 9 (failing to cite to Wis. Stat. Β§ 905.065 but citing to Schlise and stating that "anything that a defendant says during what is considered to be part of the polygraph examination is not admissible"). Prior to the creation of Wis. Stat. Β§ 905.065, admissibility of statement made during a polygraph examination seems to have been governed by princ
In its certification to this court, the court of appeals brought our attention to Wis. Stat. Β§ 905.065 stating that "this statute was created by the legislature during the Stanislawski era, at a time when polygraph examination results were admissible [under certain conditions].... To the extent that this statute still has applicability in the post-Stanislawski era, it may provide defendant's with a method ... of suppressing statements they made during an examination." We agree that this statute generally precludes statements made during honesty testing. We note, however, that the legislative history of the statute does not appear to reference Stanislawski. Moreover, the privilege was not included in the original draft, but rather, it was subsequently added by the judiciary committee. The driving force behind the statute appears to be employment situations, but this does not limit its application in this case. While test results are no longer admissible as a result of our decision in Dean, which prohibited the Stanislawski stipulation approach of admitting polygraph evidence, Dean, 103 Wis. 2d at 278-79, this does not eliminate the applicability of Wis. Stat. Β§ 905.065 to statements made during honesty testing. Our decision in Dean did not address Wis. Stat. Β§ 905.065. "[R]egardless of any stipulation the results of 'lie-detector tests' are inadmissible in Wisconsin courts because they fail the test of relevance." 7 Daniel D. Blinka, Wisconsin Evidence Β§ 5065.1 (2d ed. 2001).