Milwaukee Journal Sentinel v. Wisconsin Department of Administration
Full Opinion (html_with_citations)
ΒΆ 1. This case comes to us on certification from the court of appeals. The certified questions are:
(1) Whether courts have jurisdiction to review legislative action to determine if that action was sufficient to amend the Public Records Law; and
(2) If so, whether the action taken by the legislature in ratifying a collective bargaining agreement between the Wisconsin State Employees Union (WSEU)1 and the State of Wisconsin was sufficient to amend the Public Records Law.2
ΒΆ 2. The court of appeals posed these questions in order to determine whether a provision in a ratified collective bargaining agreement, Article 2/4/4, between
ΒΆ 3. We conclude that courts have jurisdiction to review whether the legislature's ratification of a collective bargaining agreement under Wis. Stat. Β§ 111.92(l)(a), without introducing a companion bill to specifically amend the Public Records Law, is sufficient to effect a change in that law. We so conclude because courts have jurisdiction to determine the meaning of statutes, here Β§ 111.92(l)(a), and of constitutional provisions, here Article IY Section 17(2) of the Wisconsin Constitution.
I. BACKGROUND
ΒΆ 5. This case consists of two actions that were consolidated in the circuit court
Notwithstanding the provisions of [Β§Β§] 19.31-19.36 and 230.13 Wis. Stats, and any applicable Federal laws, the Employer will not release any information relating to the names, addresses, classifications, social security numbers, home addresses or home telephone numbers of employees covered by this Agreement to labor unions, labor organizations, local unions or the press except for Council 24 and the local union treasurer for the purpose of local membership list, unless required to do so by the Wisconsin Employment Relations Commission or a court of law.6
In response to the DOA's withholding of the WSEUrepresented employees' names, the Journal Sentinel commenced an action against the DOA, pursuant to Wis. Stat. Β§ 19.37(l)(a),
ΒΆ 6. In the second case, Gregg Walker, an editor for the Lakeland Times, made an open records request to the Department of Natural Resources (DNR) for the salary information of DNR's employees working at its Rhinelander and Woodruff facilities. The DNR provided the names and salary information of 127 of the relevant employees, but withheld the names of 95 others. The employees whose names were withheld were represented by three Unions, one of which was WSEU. As
ΒΆ 7. WSEU and other unions
ΒΆ 8. After consolidation, the newspapers and WSEU filed cross-motions for summary judgment. In resolving these motions, the circuit court focused on the following three issues: (1) whether the legislature's ratification of the collective bargaining agreement, without introducing companion legislation, amended the Public Records Law; (2) if not, whether Wis. Stat. Β§ 111.93(3) nevertheless caused Article 2/4/4 of the collective bargaining agreement to supersede the Public Records Law because precluding disclosure of the names of employees affected safety and therefore was a "condition of employment"; and (3) if not, whether the balancing test precluded disclosure.
ΒΆ 9. The parties initially briefed and argued the first and second issues. On October 13, 2006, relying on the court of appeals' decision in Board of Regents of the University of Wisconsin System v. Wisconsin Personnel Commission, 103 Wis. 2d 545, 309 N.W.2d 366 (Ct. App. 1981), the circuit court concluded that the legislature's
ΒΆ 10. The circuit court reasoned that ratification of the collective bargaining agreement was insufficient to amend the Public Records Law because the Joint Committee on Employment Relations (JCOER) did not comply with the requirements of Wis. Stat. Β§ 111.92(l)(a) that are necessary in order to amend an existing law. The court noted that Β§ 111.92(l)(a) clearly requires JCOER to "introduce in a bill or companion bills ... that portion of the tentative [collective bargaining] agreement which requires legislative action for implementation, such as. . . any proposed amendments, deletions or additions to existing law." Because JCOER took no such action, the legislature did not create an exception to the Public Records Law.
ΒΆ 11. Regarding the second issue, the circuit court concluded that Article 2/4/4's prohibition on disclosure of the employees' names did not constitute a "condition of employment" under Wis. Stat. Β§ 111.93(3); therefore, that contractual provision did not supersede the disclosure requirement of the Public Records Law, Wis. Stat. Β§ 19.35(l)(a).
ΒΆ 12. Because the circuit court concluded that ratification of the collective bargaining agreement did not cause Article 2/4/4 to become an exception to the Public Records Law, the parties briefed and argued application of the balancing test. The circuit court granted the newspapers' motions for summary judgment. The circuit court concluded that the public interests favoring disclosure set forth in Wis. Stat. Β§ 19.32(1) outweighed any countervailing public inter
ΒΆ 13. The WSEU appealed.
A. Standard of Review
ΒΆ 14. "We review a summary judgment decision independently, employing the same methodology as the circuit court," but benefitting from its analysis. Blunt v. Medtronic, Inc., 2009 WI 16, ΒΆ 13, 315 Wis. 2d 612, 760 N.W.2d 396 (citing Acuity v. Bagadia, 2008 WI 62, ΒΆ 12, 310 Wis. 2d 197, 750 N.W.2d 817). The interpretation of statutes and the Wisconsin Constitution and their applications to undisputed facts present questions of law that we review independently. County of Dane v. LIRC, 2009 WI 9, ΒΆ 14, 315 Wis. 2d 293, 759 N.W.2d 571 (citing Watton v. Hegerty, 2008 WI 74, ΒΆ 6, 311 Wis. 2d 52, 751 N.W.2d 369; Morder v. Bd. of Regents of the Univ. of Wis. Sys., 2005 WI 159, ΒΆ 19, 286 Wis. 2d 252, 706 N.W.2d 110) (interpreting and applying statutes independently of the circuit court and court of appeals); Village Food & Liquor Mart v. H&S Petroleum, Inc., 2002 WI 92, ΒΆ 7, 254 Wis. 2d 478, 647 N.W.2d 177 (citing State v. City of Oak Creek, 2000 WI 9, ΒΆ 18, 232 Wis. 2d 612, 605 N.W.2d 526) (interpreting and applying the Wisconsin Constitution independently of the circuit court and court of appeals). Finally, application of the balancing test for disclosure of public records is a question of law that we review independently. Wis. Newspress, Inc. v. Sch. Dist. of Sheboygan Falls, 199 Wis. 2d 768, 784, 546 N.W.2d 143 (1996).
ΒΆ 15. Under the Public Records Law, Wis. Stat. Β§ 19.35(l)(a), "[ejxcept as otherwise provided by law, any requester has a right to inspect any record." (Emphasis added.) WSEU argues that the legislature's ratification of the collective bargaining agreement causes Article 2/4/4's prohibition on the disclosure of employees' names to the press to become "otherwise provided by law," within the meaning of that phrase in Β§ 19.35(l)(a) of the Public Records Law.
ΒΆ 16. In response, the newspapers argue that the legislature failed to comply with certain requirements of Wis. Stat. Β§ 111.92(l)(a) as part of its ratification of the collective bargaining agreement, and that this failure prevented Article 2/4/4 from becoming an exception to the Public Records Law. The newspapers assert that Β§ 111.92(l)(a) requires JCOER to "introduce in a bill or companion bills ... that portion of the tentative agreement which requires legislative action for implementation, such as . . . any proposed amendments, deletions or additions to existing law." The amicus in support of the newspapers' position also argues that the ratification of the collective bargaining agreement was insufficient to satisfy Article iy Section 17(2) of the Wisconsin Constitution.
ΒΆ 17. The parties do not dispute that no companion bills were introduced to amend the Public Records Law at the time of the collective bargaining agreement's ratification. However, WSEU argues that Wis. Stat. Β§ 111.92(l)(a) sets forth a "rule of proceeding," compliance with which courts have no jurisdiction to review, thereby precluding judicial review of whether a companion bill was required. Alternatively, WSEU argues that even if courts have jurisdiction to review legislative
1. Court jurisdiction to review
ΒΆ 18. WSEU first argues that we do not have jurisdiction to review the legislature's compliance with Wis. Stat. Β§ 111.92(l)(a) because it sets forth a legislative "rule of proceeding." Article iy Section 8 of the Wisconsin Constitution states in pertinent part that "[e]ach house may determine the rules of its own proceedings." Rules of proceeding have been defined as those rules having "to do with the process the legislature uses to propose or pass legislation or how it determines the qualifications of its members." Custodian of Records for the LTSB v. State, 2004 WI 65, ΒΆ 30, 272 Wis. 2d 208, 680 N.W.2d 792. We have interpreted Article iy Section 8 to mean that the legislature's compliance with rules of proceeding is exclusively within the province of the legislature, because "a legislative failure to follow [its own] procedural rules is equivalent to an ad hoc repeal of such rules, which the legislature is free to do at any time." Id., ΒΆ 28. Accordingly, courts will not intermeddle in purely internal legislative proceedings, even when the proceedings at issue are contained in a statute. State ex rel. La Follette v. Stitt, 114 Wis. 2d 358, 364, 338 N.W.2d 684 (1983).
ΒΆ 19. Here, we need not decide whether Wis. Stat. Β§ 111.92(l)(a) is a rule of legislative proceeding because a statute's terms must be interpreted to comply with
ΒΆ 20. Therefore, because both Wis. Stat. Β§ 111.92(l)(a) and ArticleT\Β£ Section 17(2) require the legislature to take additional actions to amend existing law or to create new law,
2. Constitutional requirements
ΒΆ 21. We begin by examining whether, under the relevant constitutional provisions, Article 2/4/4 is a "law." As we have previously explained, an act of the legislature that is not authorized by the constitution is not a law. State ex rel. Martin v. Zimmerman, 233 Wis. 16, 21, 288 N.W. 454 (1939). Here, the operative provision of the Wisconsin Constitution, Article TVΒ‘ Section 17(2),
a. Enacted by bill
ΒΆ 22. The first requirement of Article iy Section 17(2) is that the matter be enacted by bill. We address two contentions in this respect. First, WSEU argues that the provisions of Article 2/4/4 of the collective bargaining agreement were enacted by bill because a bill, 2003 Senate Bill 565, was introduced for the purpose of ratifying the collective bargaining agreement. Upon passage, Senate Bill 565 became 2003 Wisconsin Act 319, which was published on May 28, 2004. Second, Amicus OSER argues that Article 2/4/4 was incorporated by reference into a validly enacted law based on the ratifying bill's reference to the collective bargaining agreement. In response to both of these contentions, the newspapers argue that in order to amend an existing law, the terms of Article 2/4/4 needed to be expressed in an enacted bill.
i. 2003 Wisconsin Act 319
ΒΆ 23. Before ratification of the collective bargaining agreement, JCOER conducted a public hearing on
The people of the state of Wisconsin, represented in senate and assembly, do enact as follows:
Section 1. Agreement ratified. The legislature ratifies the tentative agreement negotiated for the 2003-05 biennium between the state of Wisconsin, the office of state employment relations, and the Wisconsin State Employees Union .. ., as approved by the employees of the professional social services collective bargaining unit and approved and recommended by the joint committee on employment relations, and authorizes the necessary expenditure of moneys for implementation .... The director of the office of state employment relations shall file an official copy of the agreement, certified by the co-chairpersons of the joint committee on employment relations, with the secretary of state. No formal or informal agreement between the parties that is not a part of the official copy is deemed to be approved by the legislature under this act.
That 2003 Wisconsin Act 319 was later published is not in dispute. The parties further agree that no other bill relating to WSEU's collective bargaining agreement was enacted by the Wisconsin Legislature.
ΒΆ 24. We conclude that the mere enactment of 2003 Senate Bill 565 and publication of 2003 Wisconsin Act 319 was not sufficient to cause the provisions of Article 2/4/4 of the collective bargaining agreement to become a law enacted by bill under Article IY Section 17(2) of the Wisconsin Constitution. Nowhere in 2003 Wisconsin Act 319 does any reference to the Public Records Law or Article 2/4/4 appear. Nothing in Act 319
ΒΆ 25. If a right is given to the public by statute, such as the right to seek disclosure of public records, the legislature generally may take that right away through legislative action in compliance with constitutional mandates. However, since Article 2/4/4 of the collective bargaining agreement was not enacted by bill, it remains a contractual provision. It is not "law" under Wis. Stat. Β§ 19.35(1) (a) that is an exception to the Public Records Law.
ii. incorporation by reference
ΒΆ 26. Amicus OSER, arguing in support of WSEU, anticipates our concern with respect to the constitutional requirement that laws be enacted by bill. In response, OSER argues that because 2003 Wisconsin Act 319 references the collective bargaining agreement, and the collective bargaining agreement contains Article 2/4/4, Article 2/4/4's prohibition on the disclosure of the employees' names is a statutory amendment incorporated by reference.
ΒΆ 28. OSER cites State v. Wakeen, 263 Wis. 401, 57 N.W.2d 364 (1953), which dealt with Wis. Stat. Β§ 151.06 (1953). Section 151.06(1) (1953) defined the term "drug" in part as "[a]rticles recognized in the official United States PharmacopOeia, official Homeopathic Pharmacop[]eia of the United States, or official National Formulary, or any supplement to any of them, intended for use in the diagnosis, cure, mitigation, treatment or prevention of disease in man or other animals." That is, the legislature incorporated by reference federal government documents defining the word "drug."
ΒΆ 29. Wakeen is distinguishable. First, Wis. Stat. Β§ 151.06 (1953) was not challenged in regard to noncompliance with the constitutional procedures necessary to enacting a law, as is the case here. Id. at 407. Instead, Β§ 151.06 (1953) was challenged as an unlawful delegation of legislative power by the Wisconsin Legislature to the entities responsible for publishing the United States Pharmacopeia. Id. Second, Β§ 151.06 (1953) expressly
ΒΆ 30. However, although we discuss the constitutional requirements implicated here and their potential effect in Wakeen, the documents referenced by Wis. Stat. Β§ 151.06 (1953) in Wakeen did not constitute the type of "law" implicated by Article R( Section 17(2) of the Wisconsin Constitution in the first place. As we noted in Wakeen, "[t]he publications referred to in the statute [were] not published in response to any delegation of power, legislative or otherwise, by the statute.... [Instead,] these books [had] been recognized as standards by the congress of the United States and by the legislatures of all forty-eight states, at least, as far as the United States Pharmacopeia [was] concerned." Id. at 411-12 (emphasis added); see also 50 Op. Att'y Gen. 107, 111 (1961) (noting that Wakeen was "concerned with the establishment of standards by reference," not incorporation of sources being given the force of law (emphasis added)).
ΒΆ 31. Here, Article 2/4/4 is not being characterized as a "standard" being incorporated by reference in 2003 Wisconsin Act 319. Instead, WSEU is arguing that Article 2/4/4 is "law," such that its prohibition on the disclosure of WSEU-represented employees' names is
b. Publication
ΒΆ 32. Publication is the other requirement of Article IX Section 17(2). Nearly, 150 years ago, we noted the purpose of the constitutional publication requirement is
the protection of the people, by preventing their rights and interests from being affected by laws which they had no means of knowing. But all are bound by, and are bound to take notice of public statutes. ... [If the publication requirement is not enforced,] it is manifest that the object of this clause of the constitution is in a great measure defeated. And the people are liable to act blindly with reference to their most important interests, and to have their rights sacrificed by the operation of laws which they are bound to know, but have no means of knowing. Such a result is in conflict with the first duty which a state owes to its people.
Clark v. City of Janesville, 10 Wis. 119 (*136), 141-42 (*181) (1859). General notice to the public of laws by which all will be bound is the policy that drives publication. Id. Accordingly, if some action is argued to be sufficient to constitute publication, that action must be evaluated in light of the purpose publication seeks to achieve, i.e., was the public provided with sufficient notice of the law that is being enacted or amended.
While it is true that the employment of the art of printing is the best means of publication, still publication cannot be confined to the limited signification of mere printing, but comprehends the exercise of additional labor and skill. This provision implies a discretion to be exercised in the method of publication; for instance, β that the general laws which cannot be in force until published, shall be published in the public journals, that being the most speedy method; or in pamphlet form, that being more convenient for many purposes; or even by proclamation at the door of the court house in each county .... All these would be different forms of publication, and all would answer the constitutional requirement....
Sholes v. State, 2 Pin. 499, 511-12 (Wis. 1850) (emphasis in original). It is apparent from this discussion that the legislative branch, which has been vested with the legislative power under the Wisconsin Constitution, has discretion in choosing how to comply with the publication requirement. However, it is also apparent that, despite this discretion, the legislature may not ignore the constitutional publication requirement altogether. While we are conscious of the substantial deference we owe to the other independent branches of government in the exercise of their constitutional responsibilities, we are also conscious of our own responsibility to determine whether the provisions of the Wisconsin Constitution have been followed.
3. Wisconsin Stat. Β§ 111.92(l)(a)
ΒΆ 36. Finally, we interpret Wis. Stat. Β§ 111.92(l)(a). Section 111.92(l)(a) provides in relevant part:
Any tentative agreement reached between the office, acting for the state, and any labor organization representing a collective bargaining unit specified in s. 111.825(1) or (2)(a) to (e) shall, after official ratification by the labor organization, be submitted by the office to the joint committee on employment relations, which shall hold a public hearing before determining its approval or disapproval. If the committee approves the*468 tentative agreement, it shall introduce in a bill or companion bills,... that portion of the tentative agreement which requires legislative action for implementation, such as . .. any proposed amendments, deletions or additions to existing law.
ΒΆ 37. The provision on which the newspapers focus is Wis. Stat. Β§ 111.92(l)(a)'s requirement that JCOER "shall introduce in a bill or companion bills .. . that portion of the tentative agreement which requires legislative action for implementation, such as ... any proposed amendments, deletions or additions to existing law." WSEU admits that JCOER did not introduce a bill or companion bill that identifies Article 2/4/4 as amending the Public Records Law. Nevertheless, WSEU asserts that the Act ratifying the collective bargaining agreement, 2003 Wisconsin Act 319, was sufficient to cause Article 2/4/4 to become a law.
ΒΆ 38. We begin by noting that Wis. Stat. Β§ 111.92(l)(a) is not ambiguous; it is expressed in mandatory terms. Section 111.92(l)(a) requires that if a collective bargaining agreement is to amend an existing law, JCOER "shall" introduce a bill for "that portion" of the agreement that amends existing statutes. JCOER is also to accompany any proposed amendment to current statutes with an "informative message of concurrence recommending passage of such legislation without change." Bd. of Regents, 103 Wis. 2d at 557. It is undisputed that JCOER introduced no companion legislation or message recommending amendment to the Public Records Law.
ΒΆ 39. Wisconsin Stat. Β§ 111.92(l)(a) assures that the legislature and the public will be fully informed of the effect of legislative actions when the legislature chooses to amend an existing law as part of its ratification of a collective bargaining agreement to which the
ΒΆ 40. Article iy Section 17(2) provides that "[n]o law shall be enacted except by bill" and that "[n]o law shall be in force until published." As we have explained above, a bill that is sufficient to satisfy Article iy Section 17(2) must give notice to the public of the contents of the proposed legislation, and when the bill is passed, the session laws for that term of the legislature will contain that notice. That was not done here.
ΒΆ 41. Our interpretation of the term "bill or companion bills" in Wis. Stat. Β§ 111.92(l)(a) is driven by these constitutional considerations because Β§ 111.92(1) (a) cannot be interpreted in a manner that would place it in conflict with the requirements of Article iy Section 17(2) of the Wisconsin Constitution. Stated otherwise, were we to interpret Β§ 111.92(l)(a) as obviating the requirements of Article iy Section 17(2) in regard to creating a law, we would cause Β§ 111.92(l)(a) to become unconstitutional through our interpretation. However, when interpreting a statute, we do so in a manner that will not create constitutional conflicts. See Kenosha County Dep't of Human Servs. v. Jodie W., 2006 WI 93, ΒΆ 50, 293 Wis. 2d 530, 716 N.W.2d 845 (citing State v. Hezzie, 219 Wis. 2d 848, 862, 580 N.W.2d 660 (1998)) (reasoning that statutes are interpreted with a presumption of constitutionality). We follow that maxim of statutory construction here. Accordingly; we conclude that the Act by which the collective bargaining agreement was ratified was insufficient to amend the Public Records Law.
ΒΆ 42. Having determined that the legislative ratification of the WSEU collective bargaining agreement containing Article 2/4/4 was insufficient to amend the Public Records Law, we now proceed to determine whether Article 2/4/4's prohibition on the disclosure of WSEU-represented employees' names may nevertheless be enforced under Wis. Stat. Β§ 111.93(3), as a "condition of employment," thereby superseding the Public Records Law's disclosure requirement.
ΒΆ 43. Wisconsin Stat. Β§ 111.93(3) provides in pertinent part:
[I]f a collective bargaining agreement exists between the employer and a labor organization representing employees in a collective bargaining unit, the provisions of that agreement shall supersede the provisions of civil service and other applicable statutes ... related to wages, fringe benefits, hours, and conditions of employment....
WSEU contends that the agreement not to disclose employees' names falls within the term, "conditions of employment," in Β§ 111.93(3).
ΒΆ 44. The term "conditions of employment," although frequently used in the Wisconsin Statutes, is not defined either in Wis. Stat. ch. Ill or elsewhere. In ascertaining the meaning of undefined terms, "statutory language is interpreted in the context in which it is used; not in isolation but as part of a whole." State ex rel. Kalal v. Circuit Court for Dane County, 2004 WI 58, ΒΆ 46, 271 Wis. 2d 633, 681 N.W.2d 110. The ejusdem generis canon of statutory construction, which uses context to elicit meaning from statutory language, provides that "when general words follow specific words
ΒΆ 45. The court of appeals, in applying the ejusdem generis canon to Wis. Stat. Β§ 111.93(3), has concluded that because the term "conditions of employment" "is linked with such terms as 'wages,' 'rates of pay,' 'hours,' 'fringe benefits,' 'hiring,' 'promotion,' 'compensation' and 'tenure[J'... [t]he term 'conditions of employment'... generally connotes pay, benefits and other matters which directly affect the interests of employees." Dep't of Employment Relations v. Bldg. Trades Negotiating Comm, 2003 WI App 178, ΒΆ 27, 266 Wis. 2d 512, 669 N.W.2d 499 (citing Wis. Stat. Β§ 111.32(9)(a); Wis. Stat. Β§ 111.375(1); Wis. Stat. Β§ 111.84(l)(c) and (e); Β§ 111.93(2) and (3)).
ΒΆ 46. The court of appeals also addressed the meaning of "conditions of employment" in Madison Teachers, Inc. v. WERC, 218 Wis. 2d 75, 580 N.W.2d 375 (Ct. App. 1998). There, the parties agreed that "conditions of employment" for a teacher in a classroom environment included "matters such as the quality and safety of the work environment, the work load for the time allotted, the stressfulness of assignments, and the potential for disciplinary problems with students." Id. at 89; see also Blackhawk Teachers' Federation Local 2308 v. WERC, 109 Wis. 2d 415, 442, 326 N.W.2d 247 (Ct. App. 1982) (concluding that the possibility of discipline or censorship is related to a teacher's working conditions).
ΒΆ 48. In response, the newspapers contend that the question is not whether Article 2/4/4 of the collective bargaining agreement relates to "conditions of employment." Rather, the question is whether the "other applicable statutes," which are purportedly superseded by the provisions of a collective bargaining agreement, relate to "conditions of employment." We agree that this is a more reasonable interpretation of Wis. Stat. Β§ 111.93(3) when the statute is read as a whole and the term "conditions of employment" is not taken out of context. Kalal, 271 Wis. 2d 633, ΒΆ 46 (concluding that the context in which statutory terms are used is important to ascertaining statutory meaning).
ΒΆ 49. Read as a whole, Wis. Stat. Β§ 111.93(3) instructs that "the provisions of [the collective bargaining] agreement shall supersede the provisions of civil service and other applicable statutes ... related to wages, fringe benefits, hours, and conditions of employment whether or not the matters contained in those statutes, rules, and policies are set forth in the collec
ΒΆ 50. Under the Bldg. Trades definition of "conditions of employment," Wis. Stat. Β§ 19.35(l)(a) is not among the statutes that relate to " 'wages,' 'rates of pay,' 'hours,' 'fringe benefits,' 'hiring,' 'promotion,' 'compensation' and 'tenure.'" Bldg. Trades, 266 Wis. 2d 512, ΒΆ 27. Instead, Β§ 19.35(l)(a) of the Public Records Law relates more generally to the public's right to disclosure of public records. See Wis. Stat. Β§ 19.31. Accordingly, we conclude that Β§ 19.35(l)(a) is not among the "other applicable statutes" within the purview of Wis. Stat. Β§ 111.93(3).
ΒΆ 51. In addition to the other arguments addressed above, the newspapers contend that the policy of promoting the public interest is served by their interpretations of both the Public Records Law and statutory collective bargaining procedures. The newspapers begin with Wis. Stat. Β§ 111.80(1), which relates to collective bargaining procedures and provides:
The public policy of the state as to labor relations and collective bargaining in state employment... recognizes that there are 3 major interests involved: that of the public, that of the employee and that of the employer. These 3 interests are to a considerable extent interrelated. It is the policy of this state to protect and*474 promote each of these interests with due regard to the situation and to the rights of the others.
The newspapers contend that Β§ 111.80(1) requires that the "major interest" of the public must be considered, in addition to the interests of the employees and employers who are parties to the collective bargaining agreement. Although it is true that Article 2/4/4 of the collective bargaining agreement prohibits disclosure of employees' names to the press, not the public, "[i]f we are to have an informed public, the media must serve as the eyes and ears of that public.... [I]f the media is denied access to the affairs of government, the public for all practical purposes is denied access as well." State ex rel. Newspapers, Inc. v. Showers, 135 Wis. 2d 77, 81, 398 N.W.2d 154 (1987). Accordingly, Article 2/4/4's prohibition on disclosure to the press is effectively a prohibition on disclosure to the public, and therefore affects a "major interest" of the public.
ΒΆ 52. Under the Public Records Law itself, the public has a very strong interest in becoming an informed electorate through the disclosure of public records. Wis. Stat. Β§ 19.31. Section 19.31 states the following:
In recognition of the fact that a representative government is dependent upon an informed electorate, it is declared to be the public policy of this state that all persons are entitled to the greatest possible information regarding the affairs of government and the official acts of those officers and employees who represent them. Further, providing persons with such information is declared to be an essential function of a representative government and an integral part of the routine duties of officers and employees whose responsibility it is to provide such information. To that end, [the Public Records Law] shall be construed in every instance with*475 a presumption of complete public access, consistent with the conduct of governmental business. The denial of public access generally is contrary to the public interest, and only in an exceptional case may access be denied.
Β§ 19.31. We have recognized this provision as "one of the strongest declarations of policy to be found in the Wisconsin Statutes," Zellner v. Cedarburg School District, 2007 WI 53, ΒΆ 49, 300 Wis. 2d 290, 731 N.W.2d 240 (citing Munroe v. Braatz, 201 Wis. 2d 442, 549 N.W.2d 451 (Ct. App. 1996)).
ΒΆ 53. In light of these express statutory policies, we cannot accept WSEU's argument that parties may, through the collective bargaining process, contract away the public's rights under Wis. Stat. Β§ 19.35(l)(a). To hold otherwise would be contrary to the public interest, and would have the potential to eviscerate the Public Records Law through private agreements. Accordingly, under Wis. Stat. Β§ 111.93(3)'s plain language, and the express policies of the Public Records Law and statutory collective bargaining procedures, Β§ 111.93(3) does not cause Article 2/4/4 of the collective bargaining agreement to supersede Β§ 19.35(l)(a). Therefore, the Public Records Law's presumption of access to these records applies.
D. The Balancing Test
ΒΆ 54. We have concluded that Article 2/4/4 is not an exception to the Public Records Law because its provisions are not "otherwise provided by law" within the meaning of Wis. Stat. Β§ 19.35(l)(a) and because Wis. Stat. Β§ 111.93(3) does not cause Article 2/4/4 to supersede Β§ 19.35(l)(a). Accordingly, the balancing test must
ΒΆ 55. The balancing test involves balancing the public interest in disclosure against the public interest in non-disclosure. Wis. Newspress, 199 Wis. 2d at 786-88. This test should be applied when the record custodian has refused to produce the record, in order to evaluate the merits of the custodian's decision. Id.
ΒΆ 56. When courts balance the public interest in disclosure against the public interest in non-disclosure, generally there will be no "blanket exceptions from release." Linzmeyer, 254 Wis. 2d 306, ΒΆ 10 (citing Woznicki v. Erickson, 202 Wis. 2d 178, 183, 549 N.W.2d 699 (1996)). Accordingly, the balancing test must be applied with respect to each individual record. Wis. Newspress, 199 Wis. 2d at 780 (concluding that "the balancing test must be applied 'on a case-by-case basis' ... in order to determine whether a particular record should be released." (quoting Law Offices of William A. Pangman & Assoc. v. Stigler, 161 Wis. 2d 828, 840, 468 N.W.2d 784 (Ct. App. 1991))); Hempel v. City of Baraboo, 2005 WI 120, ΒΆ 62, 284 Wis. 2d 162, 699 N.W.2d 551 (concluding that the balancing test does not create a "blanket rule excepting the disclosure of any .. . personnel records[;] . . . [e]ach request will lead to a fact-intensive inquiry"); State ex rel. Youmans v. Owens, 28 Wis. 2d 672, 682, 137 N.W.2d 470 (1965)
ΒΆ 57. Here, it appears that the circuit court applied the balancing test to the WSEU members as a group because that is the manner in which WSEU presented the issue to the circuit court. For example, the circuit court related:
Many of the employees represented by WSEU whose names were not disclosed are employed by the Department of Corrections and supervise inmates or criminal defendants on probation, parole or extended supervision. Those employees are concerned about retaliation or harassment at the hands of these offenders who hear animosity toward the DOC employee. For these reasons, WSEU's counsel writes, "Many Agents take extraordinary measures to prevent offenders they supervise to know their correct names and home addresses or any other identifying information." ...
I am confused by WSEU's argument. WSEU says that many DOC agents take extraordinary measures to keep their correct names from offenders. I see two possibilities. A given offender either knows her agent by the correct name or the offender knows the agent by some other name. Disclosure of the employees' names in this case changes nothing for the first offender. I fail to see how disclosure to the second offender creates any danger, since the second offender only knows the agent by some other name.
ΒΆ 58. We do acknowledge that the circuit court may have considered each record request individually, but that is not apparent from its written decision. It may be that the circuit court's analysis was primarily guided by the parties' briefs for and against the cross-
ΒΆ 59. Nevertheless, to the extent the circuit court applied the balancing test to WSEU members in the manner WSEU requested, we affirm that application. We note that there is a strong, legislatively-created presumption in favor of disclosure. Hempel, 284 Wis. 2d 162, ΒΆ 28. Although WSEU argues that there is no public interest served by disclosure of these records, we reject this argument, noting that
[t]he public records law reflects a legislative determination that the public interest favors inspection of public records.. .. The law was intended to be a means by which citizens could more effectively monitor the activities of government.. . . There can thus never be occasion for finding "no public interest" in disclosure of such documents; the interest is legislatively presumed.
Milwaukee Journal v. Call, 153 Wis. 2d 313, 321, 450 N.W.2d 515 (Ct. App. 1989) (citing Hathaway v. Joint Sch. Dist. No. 1, 116 Wis. 2d 388, 397, 342 N.W.2d 682 (1984); Newspapers, Inc. v. Breier, 89 Wis. 2d 417, 438, 279 N.W.2d 179 (1979); Michael J. Fitzgerald, Public Access to Law Enforcement Records in Wisconsin, 68 Marq. L. Rev. 705, 714 (1985)). That is, our determination does not hinge on whether there is some interest sufficient to justify disclosure. The legislature has already answered that question. Id. Instead, the inquiry is "whether the strong presumption favoring access and disclosure is overcome by some even stronger public policy favoring limited access or nondisclosure."
ΒΆ 60. Here, WSEU's arguments in this respect relate primarily to employees of the Department of Corrections, parole agents and DNR wardens. Specifically, WSEU argues that the release of these employees' names will lead to potential embarrassment, as well as endangering these employees by making it possible for individuals with whom they have interacted in the past to track them down and cause them harm. According to WSEU, these concerns present policies sufficient to overcome the strong presumption in favor of disclosure of these records.
ΒΆ 61. We reject WSEU's arguments for several reasons. First, these names are already publicly available in a 269-page alphabetical directory, so it is difficult to contemplate how release of the names here will actually change anything.
ΒΆ 62. Second, we have held in the past that the potential for embarrassment is not a basis for precluding disclosure. Zellner, 300 Wis. 2d 290, ΒΆ 50 ("[T]he public interest in protecting individuals' privacy and reputation arises from the public effects of the failure to honor the individual's privacy interests, and not the individual's concern about embarrassment." (quoting Linzmeyer, 254 Wis. 2d 306, ΒΆ 31)).
ΒΆ 64. We note that this public need for heightened scrutiny of public officials as a result of public employment has been expressly recognized with respect to police officers, who, as a group, share many of the same safety concerns advanced here by WSEU on behalf of correctional officers, parole agents and DNR wardens, yet their records are still generally subject to disclosure under the Public Records Law. See State ex rel. Journal/Sentinel, Inc. v. Arreola, 207 Wis. 2d 496, 515, 558 N.W.2d 670 (Ct. App. 1996) (citing Wis. Newspress,
ΒΆ 65. As a result, accepting WSEU's safety-based arguments as exempting the entire group of WSEU's members here casts too broad a net, given the presumption of access to public records set out in Wis. Stat. Β§ 19.31.
ΒΆ 66. Accordingly, we reject WSEU's arguments when applied to the WSEU members as a group and conclude that the public policy favoring disclosure is not overcome here by a more compelling public policy favoring non-disclosure. We therefore affirm the circuit court's application of the balancing test concluding that when these records are reviewed as a group, they should be released.
ΒΆ 67. As we noted above, it does not appear that the circuit court applied the balancing test individually to each employee's record. Accordingly, we do not opine on what the result would be if individual WSEU members intervene on remand and request the circuit court to examine the circumstances attendant to the release of individual names.
III. CONCLUSION
ΒΆ 68. We conclude that courts have jurisdiction to review whether the legislature's ratification of a collective bargaining agreement under Wis. Stat. Β§ 111.92(l)(a), without introducing a companion bill to specifically amend the Public Records Law, is sufficient to effect a change in that law. We so conclude because courts have jurisdiction to determine the meaning of statutes, here Β§ 111.92(l)(a), and of constitutional provisions, here Article iy Section 17(2) of the Wisconsin Constitution. We also conclude that ratification of the collective bargaining agreement was insufficient to amend the Public Records Law because Article 2/4/4 of the collective bargaining agreement was not "introduce[d] in a bill or companion bills" within the meaning of Β§ 111.92(l)(a), as that meaning is driven by the
ΒΆ 69. Finally, we affirm the circuit court's application of the balancing test, which it appears the circuit court applied to the WSEU members as a group because that is how the issue was argued to the circuit court. However, we do not decide what our conclusion would be if, on remand, individual record subjects intervene and request the circuit court to apply the balancing test to them, individually.
By the Court. β The decision of the circuit court is affirmed and the cause remanded to the circuit court.
WSEU is a labor organization that represents approximately 21,000 employees of the State of Wisconsin, including 5,000 Department of Corrections employees and 1,200 parole agents.
When we grant a certification, we acquire jurisdiction of the entire case, not merely the issues certified by the court of appeals. State v. Stoehr, 134 Wis. 2d 66, 70, 396 N.W.2d 177 (1986); see also Wis. Stat. Β§ 808.05(2) (2005-06); Wis. Stat. Β§ (Rule) 809.61 (2005-06). All further references to the Wisconsin Statutes are to the 2005-06 version unless otherwise noted.
Article W Section 17(2) of the Wisconsin Constitution states: "No law shall be enacted except by bill. No law shall be in force until published."
The parties also dispute whether the language of Article 2/4/4, if it is capable of constituting an exception to the Public Records Law, unambiguously prohibits disclosure of the names in this case. If it is ambiguous, the newspapers argue that extrinsic evidence shows that it was not intended to prohibit the
The Honorable C. William Foust of Dane County Circuit Court presided over the consolidated action.
Wisconsin Stat. Β§Β§ 19.31 through 19.36 contain provisions of the Public Records Law.
Wisconsin Stat. Β§ 19.37(l)(a) provides in pertinent part: "If an authority withholds a record or a part of a record or delays granting access to a record or part of a record after a written request for disclosure is made, the requester may pursue... an action for mandamus asking a court to order release of the record."
The other unions were the Wisconsin Science Professionals and the Wisconsin Professional Employees Council.
In the circuit court's May 7, 2007 mandamus order, the circuit court also awarded the plaintiffs statutory damages, attorney fees and costs totaling $64,200 pursuant to Wis. Stat. Β§ 19.37(2). This award is not part of the appeal before us.
Neither the DOA, the DNR nor the other unions who intervened along with WSEU appealed the circuit court's decision.
Wisconsin Stat. Β§ 808.05(2) provides in relevant part: "The supreme court may take jurisdiction of an appeal or any other proceeding pending in the court of appeals if: ... [fit grants direct review upon certification from the court of appeals prior to the court of appeals hearing and deciding the matter... ."
The procedural posture of this case is worth noting. Here, the newspapers' public records requests were denied by the record custodians (the DOA and DNR). This action was commenced pursuant to Wis. Stat. Β§ 19.37(l)(a). Under Β§ 19.37(l)(a), when a record request is denied by the record custodian, the requester is entitled to seek judicial review by pursuing mandamus to order disclosure of the records. Id.
Where a record request is granted β i.e., the record custodian determines that it will disclose the record and the person whose records are at issue (the record subject) opposes release of the records β the record subject proceeds under Wis. Stat. Β§ 19.356. Because the custodian refused to disclose the requested records in the case before us, we do not interpret and apply the provisions of Β§ 19.356. Instead, because this is an action pursued under Wis. Stat. Β§ 19.37(1) by the record requesters (the newspapers) whose requests were denied, judicial review, and therefore application of the balancing test by the
In Board of Regents of the University of Wisconsin System v. Wisconsin Personnel Commission, 103 Wis. 2d 545, 309 N.W.2d 366 (Ct. App. 1981), the court of appeals invalidated certain provisions of collective bargaining agreements under Wis. Stat. Β§ 111.92(l)(a) because those agreements were not "accompanied by subsequently adopted companion bills that in any respect modified the conflicting provisions of' the statutes to which they were addressed. Id. at 557. That is a similar fact situation to the facts of this case. However, the court in Board of Regents raised this issue sua sponte, and did not consider whether judicial review might have been foreclosed because Β§ 111.92(l)(a) constituted a rule of proceeding. As a result, the court also did not consider the constitutional implications of Β§ 111.92(l)(a) raised here. We agree with the result reached in Board of Regents. However, whether provisions in a collective bargaining agreement amend published statutes simply because the collective bargaining agreement was ratified by the legislature presents a more complicated question than statutory interpretation of Β§ 111.92(l)(a).
Chief Justice Abrahamson's dissent conflates ratification of the collective bargaining agreement with legislating to amend an existing statute. Chief Justice Abrahamson's dissent, ΒΆ 30. Her analysis misses the mark. Although we agree with the Chief Justice that 2003 Wisconsin Act 319 validly ratified the collective bargaining agreement, the real question is whether the legislature took the additional actions required by both Wis. Stat. Β§ 111.92(l)(a) and Article IY Section 17(2) of the Wisconsin Constitution to make Article 2/4/4 of the collective bargaining agreement a "law."
The portion of Article IY Section 17(2) of the Wisconsin Constitution stating that "[n]o law shall be in force until published" was created in 1977. Prior to 1977, the requirement that laws be published before they have force and effect was contained in Article VII, Section 21 of the Wisconsin Constitution, which has since been repealed. See Niagara of Wis. Paper Corp. v. DNR, 84 Wis. 2d 32, 49, 268 N.W.2d 153 (1978) (noting that Article IY Section 17 was "formerly Art. VII, sec. 21"). Article VII, Section 21 read in pertinent part as follows: "[N]o general law shall be in force until published."
Our discussion relying on State ex rel. Martin v. Zimmerman, 233 Wis. 16, 288 N.W. 454 (1939), and other pre-1977 case law, relates to Article VII, Section 21. However, because the
The legislature's own directive requires that all "proposed amendments, deletions or additions to existing law" be included in the ratifying bill. Board of Regents, 103 Wis. 2d at 557-58 (quoting Wis. Stat. Β§ 111.92(l)(a)).
WSEU did not directly address the constitutional requirement of publication in its briefs. Instead, WSEU's arguments regarding the extent to which Article 2/4/4 is enacted "law" relate more to whether individual legislators were aware of Article 2/4/4's content at the time they voted on 2003 Wisconsin Act 319. However, Article JTVJ Section 17(2)'s publication requirement does not exist to promote that end. Instead, publication is required for "the protection of the people, by preventing their rights and interests from being affected by laws which they had no means of knowing." Clark v. City of Janesville, 10 Wis. 119 (*136), 141-42 (*181) (1859) (emphasis added). Furthermore, counsel for WSEU did address the constitutional publication issue at oral argument, and further arguments on this point were contained in the amicus brief submitted by OSER, as well as in the newspapers' brief responding to OSER's brief.
We acknowledge that WSEU is currently pushing to have these directories removed from public availability, but that is not the current situation with respect to these names.
We do not imply that the safety concerns of record subjects are always, or even often, inadequate to preclude disclosure, just that the safety concerns advanced here by WSEU are insufficiently particularized to preclude disclosure under the balancing test in this instance. To the contrary, safety concerns implicated by the disclosure of public records have been expressly recognized by the legislature as a basis for precluding disclosure in certain instances. Specifically, Wis. Stat. Β§ 19.35(l)(am) notes that, in situations where an individual record requester is seeking "personally identifiable information" pertaining to himself or herself (i.e., the record requester is also the record subject), the records sought will not be subject to disclosure if their disclosure would "[ejndanger an individual's life or safety." Β§ 19.35(l)(am)2.b. Furthermore, where disclosure of records relating to correctional officers and employees of certain other facilities would endanger those employees' safety, disclosure of those records is precluded. Β§ 19.35(l)(am)2.c. Although Β§ 19.35(l)(am) does not apply here because the records sought are being sought not by the record subjects, but by third party newspapers, those statutory provisions may he considered as part of the balancing test applied to the records of individual record subjects.