Department of Social & Health Services v. Parvin
In the Matter of the Dependency of M.H.P. The DEPARTMENT OF SOCIAL AND HEALTH SERVICES v. Paul Parvin
Attorneys
Robert W. Ferguson, Attorney General, and Trisha L. McArdle and Anne E. Egeler, Assistants, for petitioner., Suzanne L. Elliott, for respondents., Katherine George on behalf of Allied Daily Newspapers of Washington and Washington Coalition for Open Government, amici curiae.
Full Opinion (html_with_citations)
¶1 â The Department of Social and Health Services (Department) and Diana Farrow, the court appointed special advocate (CASA) for dependent minor M.H.P., appeal from an order of the King County Superior Court denying their motion to unseal several sets of motions and orders. The underlying documents at issue are motions filed by M.H.P.âs parents to obtain public funding for expert services in connection with proceedings to terminate their parental rights. The court granted the motions ex parte without holding a hearing or providing notice to the other parties or to the public. After the CASA discovered the disputed orders, the Department moved to unseal the disputed documents. The superior court denied the Departmentâs motion, and the Court of Appeals affirmed.
¶2 We hold that the superior courtâs ex parte sealing practice and the sealing of the disputed documents violate the court rules and Washington Constitution article I, section 10. Specifically, the indiscriminate ex parte sealing of documents pertaining to motions for public funding for expert services violates General Rule (GR) 15; the justifications advanced by the superior court do not warrant creating a blanket exemption from GR 15 in parental termination cases; and in its memorandum opinion explaining the disputed orders, the superior court did not apply (or
BACKGROUND
¶3 M.H.R is the son of Leslie Bramlett and Paul Parvin. He was less than two years old when these dependency proceedings commenced. M.H.P.âs parents experienced repeated episodes of mental illness, substance abuse, and incarceration in the years preceding and following M.H.P.âs birth. The dependency proceedings commenced after Bram-lett, accompanied by M.H.P., arrived at an emergency room (ER) showing signs of paranoia and threatening the ER staff. M.H.P. was removed from his parentsâ care; he remained in the custody of the State until a guardianship order was entered more than two years later.
¶4 The superior courtâs case schedule included a deadline for the completion of discovery, including an exchange of witness lists. More than a month after that deadline passed and approximately six weeks before the original trial date, Bramlett filed an ex parte motion seeking public funds to retain expert services and a declaration from Bramlettâs attorney supporting the motion. The motion was accompanied by an order granting the motion for public funding signed by the head of the King County Office of Public Defense (now the King County Department of Public Defense). Also accompanying the motion and order were an
¶5 The declarations and other materials attached to the motions for expert funding included background information regarding the prospective experts and also some information regarding the types of evaluations and services the experts would perform. Two of the motions called for an expert to perform a âparentingâ or âparent-childâ observation. The court never disclosed the existence, much less the content, of these motions or orders to the CASA, the State, or the public.
¶6 The CASAâs counsel inadvertently discovered the orders when reviewing the legal file while preparing for trial. She discovered similar ex parte motions and orders in the files of several other parental termination cases. After discovering the sealed documents, the Department filed a motion to show cause as to why the sealing orders should not be vacated and the ex parte documents unsealed in each of the 11 cases in which the ex parte motions and orders had been discovered. The CASA filed a response supporting the Departmentâs motion.
¶7 The judge who had signed all of the disputed sealing orders then issued a memorandum opinion denying the Departmentâs motion and upholding the ex parte sealing practice. The opinion did not discuss the Ishikawa factors, which we have held courts must use before granting a motion to seal. Instead, the superior court justified this procedure by asserting that the ex parte procedure was
¶8 The trial date was continued several times at the request of one or both of the parents. After one such continuance, an agreed order withdrew the termination petition in favor of a guardianship petition. Less than two weeks before the trial date and more than eight months after the discovery deadline, Bramlett filed an amended witness list that included two previously undisclosed witnesses. One of those two witnessesâDr. Carmela Wash in g-ton-Harveyâhad been the subject of two of the disputed ex parte sealing motions. The Department and the CASA moved to exclude those witnesses and the trial court granted that motion.
¶.9 After trial, the court granted the guardianship petition and dismissed the dependency. That determination was the subject of a separate appeal by the parents, who challenged the trial courtâs exclusion of the two belatedly disclosed witnesses. See In re Dependency of M.P., 185 Wn. App. 108, 111, 340 P.3d 908 (2014). After we granted review in the instant case, the Court of Appeals reversed the trial courtâs guardianship determination and remanded for a new trial, holding that the trial court failed to conduct an
¶10 The Court of Appeals, Division-One, affirmed in an opinion by Chief Judge Spearman. Depât of Soc. & Health Servs. v. Parvin, 181 Wn. App. 663, 682-83, 326 P.3d 832 (2014). The majority held that applying GR 15(c) to indigent parents in termination proceedings would violate parentsâ due process rights. Id. at 666. The majority also held that even though the trial court never engaged in an Ishikawa analysis, the record demonstrated that the Ishikawa factors had been satisfied. Id. at 676-80. In a vigorous dissent, Judge Becker asserted that both the superior court and the Court of Appeals majority failed to consider the countervailing interests at stake. Id. at 687-88. She also criticized the majority for glossing over the possibility that redaction could have adequately protected the parentsâ rights. Id. at 684-86 (Becker, J., dissenting).
STANDARD OF REVIEW
¶11 We review a trial courtâs decision to seal records for an abuse of discretion. Hundtofte v. EncarnaciĂłn, 181 Wn.2d 1, 13, 330 P.3d 168 (2014) (plurality opinion). It is an abuse of discretion for a court to use an incorrect legal standard. Id. at 9. Determining the appro
¶12 We review both the interpretation and the application of court rules de novo. State v. McEnroe, 174 Wn.2d 795, 800, 279 P.3d 861 (2012); Hundtofte, 181 Wn.2d at 13. Thus, we review de novo whether the trial courtâs ex parte sealing practice can be reconciled with GR 15. The constitutionality of court rules is likewise a question of law subject to de novo review. In re Det. of D.F.F., 172 Wn.2d 37, 41, 256 P.3d 357 (2011) (plurality opinion).
ANALYSIS
¶13 The superior courtâs ex parte sealing practice and the sealing of the disputed documents at issue here violate both GR 15(c) and article I, section 10 of the Washington Constitution. GR 15(c) requires courts to provide notice to opposing parties, hold a hearing on the sealing motion, and consider the adequacy of redaction before sealing a document. The trial courtâs ex parte sealing of the disputed documents violated all three of these requirements. The sealing of the disputed documents also ran afoul of article I, section 10 because the trial court failed to apply the Ishikawa factors, which require a court considering a motion to seal to provide an opportunity to object, use the least restrictive means, consider competing interests, and adequately limit the breadth of the sealing order. None of the Ishikawa factors support the trial courtâs decision to indiscriminately seal, rather than partially redact, all documents connected with the parentsâ request to obtain public funds.
¶14 Throughout this analysis, three separate types of documents are at issue: (1) the parentsâ motions to obtain
I. The trial courtâs sealing of the disputed documents without notice or a hearing violated GR 15
A. Background on GR 15
¶15 GR 15 provides a âuniform procedureâ for sealing or redacting court records. GR 15(a). The rule âapplies to all court records, regardless of the physical form of the court record, the method of recording the court record, or the method of storage of the court record.â Id. The General Rules define âcourt recordâ in equally broad terms, stating that a court record âincludes, but is not limited to .. . [a]ny document, information, exhibit, or other thing that is maintained by a court in connection with a judicial proceeding.â GR 31(c)(4); GR 15(b)(2). GR 15 thus covers motions filed in parental termination cases and orders granting or denying those motions.
¶16 If a party moves to seal a court record, GR 15(c) requires the court to hold a hearing; provide all parties with notice of that hearing; and, if it decides to grant the motion, issue written findings justifying the decision to seal:
(1) In a civil case, the court or any party may request a hearing to seal or redact the court records. In a criminal case or juvenile proceeding, the court, any party, or any interested person may request a hearing to seal or redact the court records. Reasonable notice of a hearing to seal must be given to all parties in the case.... No such notice is required for motions to seal documents entered pursuant to CrR 3.1(f) or CrRLJ 3.1(f).
(2) After the hearing, the court may order the court files and records in the proceeding, or any part thereof, to be sealed or*755 redacted if the court makes and enters written findings that the specific sealing or redaction is justified by identified compelling privacy or safety concerns that outweigh the public interest in access to the court record. . . .
GR 15(c) (emphasis added). Subsection (c)(3) bars courts from sealing records âwhen redaction will adequately resolve the issues before the court pursuant to subsection (2).â
¶17 GR 15(c)(1) provides that notice need not be given for motions to seal filed under two criminal rules that permit â[a] lawyer for a defendant who is financially unable to obtain investigative, expert or other services necessary to an adequate defenseâ to file an ex parte motion to obtain such services at public expense. CrR 3.1(f)(l)-(2); CrRLJ 3.1(f)(l)-(2). Those criminal rules permit the court to grant and seal the motion âupon a showing of good cause.â CrR 3.1(f)(l)-(2); CrRLJ 3.1(f)(l)-(2). Neither GR 15 nor any other general, juvenile court, or civil rule includes any such exemption for indigent parents in parental termination cases.
B. The trial courtâs sealing practice violates GR 15(c)
¶18 Here, the trial court conducted the entire sealing procedure ex parte, which violates GR 15(c)(l)âs requirement that the court provide notice and a hearing to the opposing party before deciding whether to seal a court record. It also failed to comply with GR 15(c)(2) because it did not issue written findings justifying its decision to seal the disputed records at the time of sealing. If the CASA had not happened upon one of the courtâs sealing orders, neither the CASA, the State, the public, nor this court would ever have known what documents the superior court had sealed and why it had sealed them. Consequently, the trial courtâs ex parte sealing practice and the sealing of the disputed documents violates GR 15(c)(1).
¶19 The superior courtâs memorandum opinion justifying the sealing practice, which it issued only after the Department became aware of the disputed documents and
C. CrR 3.1(f) does not apply in cases governed by the Superior Court Civil Rules
¶20 Some of the superior courtâs sealing orders rely on CrR 3.1(f). But, as noted above, that rule applies only to criminal cases, and the civil and juvenile court rules contain no parallel provisions. Curiously, the superior court and Court of Appeals both assert that the superior court could look to the criminal rules for guidance precisely because the civil and juvenile court rules include no provisions paralleling CrR 3.1(f) or CrRLJ 3.1(f). But the omission of a provision that appears in the criminal rules from the civil and juvenile court rules can hardly be construed as an invitation for courts to read the provision into rules where it does not appear. GR 15(c) governs motions to seal in civil, criminal, and juvenile court cases alike. The rule explicitly exempts motions filed under CrR 3.1(f) from the usual notice requirements; it does not include any such exemption for any motions filed in civil or juvenile court cases. âUnder expressio unius est exclusio alterius, a canon of statutory construction, to express one thing in a statute implies the exclusion of the other. Omissions are deemed to be exclusions.â In re Det. of Williams, 147 Wn.2d 476, 491, 55 P.3d
D. The work product doctrine does not supply a basis for disregarding GR 15
¶21 The superior courtand Court of Appeals also rely on the parentsâ interest in protecting their work product as a basis for failing to provide notice to the Department and the CASA. See Parvin, 181 Wn. App. at 673-74. The work-product doctrine is, to be sure, a well-established principle that protects important interests. But it is not, as the superior court and Court of Appeals appear to assume, a fundamental right with constitutional moorings. It is a qualified privilege that provides protection from discovery. The metes and bounds of the work-product doctrine are established by rules of civil and criminal procedure, and they do not supply a basis for disregarding other applicable rulesâparticularly rules such as GR 15 that protect other important interests.
¶22 The Supreme Court adopted the work-product doctrine in Hickman v. Taylor, which held that â âwork product of the lawyerâ â is exempt from discovery under the Federal Rules of Civil Procedure. 329 U.S. 495, 511, 67 S. Ct. 385, 91 L. Ed. 451 (1947). Hickman examines work product solely as a principle of discovery under the Federal Rules of Civil Procedure, not as a component of any constitutional right.
E. Applying GR 15 in parental termination cases does not abridge parentsâ due process rights
¶23 The Court of Appealsâ opinion suggests that applying GR 15 in parental termination cases would violate parentsâ due process rights. We disagree. We determine whether a practice or procedure infringes on due process rights by using the three-part test articulated in Mathews v. Eldridge, 424 U.S. 319, 334-35, 96 S. Ct. 893, 47 L. Ed. 2d 18 (1976). The three Mathews factors are the private interests at stake, the risk that the procedures used will lead to erroneous decisions, and the countervailing government interests supporting the challenged procedure (in this case, GR 15âs notice requirements). See In re Dependency of M.S.R., 174 Wn.2d 1, 14, 271 P.3d 234 (2012). In Lassiter v. Department of Social Services, the United States Supreme Court applied the Mathews test to parental termination
¶24 We need not revisit the state constitutional component of Luscier today because the claimed right at issue in this case is not the basic right to appointed counsel, which Washington parents receive under RCW 13.34.090(2), but rather indigent parentsâ ability to request public funding for expert services without complying with the notice requirements of GR 15. Applying the Mathews factors, we conclude that due process does not require discarding GR 15 when parents seek such funding. While the interests at stake are significant for parents in termination proceedings, GR 15 does not infringe those interests, and compelling interests support the enforcement of GR 15. Crucially, the Superior Court Civil Rules, which courts must also apply in termination cases, both protect parentsâ trial preparation and reduce to the vanishing point the risk of erroneous deprivation of parentsâ rights.
¶25 With respect to the first Mathews factor, parents have a fundamental liberty interest in the care and
¶26 As to the second Mathews factor, the risk of error, a complete examination of the relevant court rules demonstrates that GR 15 does not increase the risk that parents will have their rights erroneously terminated. While compliance with GR 15 discloses that an indigent parent is seeking funds to retain an expert, it would not meaningfully affect that parentsâ ability to defend against a termination claim because other court rules would, in any event, require disclosure of the reports of any experts who would appear during the trial itself while shielding work product. Under CR 26(b)(5)(A)(i), all parties must disclose upon request âeach person whom the . . . party expects to call as an expert witness at trialâ and the substance of their anticipated testimony.
¶27 The civil rules also establish that an adverse party can discover materials relating to a nontestifying expert
¶28 The Court of Appeals asserted that the operation of GR 15(c) âwould likely chill defense use of expertsâ by encouraging parents to forgo consultation with nontestifying experts out of fear that the required notice would reveal portions of their trial strategy to the State. Parvin, 181 Wn. App. at 674. But this too ignores the impact of CR 26(b)(5) and CR 35(b), which require disclosure of all testifying experts while protecting materials pertaining to nontes-tifying experts. As long as courts comply with those provisions of the Civil Rules, GR 15 should not deter indigent parents from consulting with experts, regardless of whether those experts ultimately testify at trial. Indeed, this âchill
¶29 The final Mathews factorâthe countervailing interests that support the use of the challenged procedureâalso weighs powerfully in favor of applying GR 15. The State has a compelling interest in protecting the welfare of children. E.g., In re Custody of Shields, 157 Wn.2d 126, 144, 136 P.3d 117 (2006). Indeed, âwe have ruled that a childâs welfare is the courtâs primary consideration. Consequently, when the rights of parents and the welfare of their children are in conflict, the welfare of the minor children must prevail.â In re Welfare ofSego, 82 Wn.2d 736, 738, 513 P.2d 831 (1973). It follows that the child has a strong interest in the speedy resolution of dependency and termination proceedings, see RCW 13.34.020, and the State has an interest in ensuring such a speedy resolution to ensure that children do not remain in legal limboâwith the mental and emotional strain that entailsâfor any longer than is necessary.
¶30 These interests are undermined when a court seals documents relevant to the proceedings or decides motions on an ex parte basis. If an expert added through a sealed motion is later added to the witness list, the CASA and the State might be forced to request a continuance so that the State or the CASA can retain and prepare experts of their own. That possibility is not merely hypothetical. According to the CASAâs superior court brief, in one of the other cases subject to the superior courtâs memorandum opinion, the
¶31 The proper functioning of the adversary system depends on both parties having an opportunity to be heard when the court makes decisions related to a case. Failing to apprise all parties of pending motions can result in the courtâs making errors, as occurred in M.H.P.âs case. The judge who signed the sealing orders apparently was never made aware of the discovery deadlines and thus permitted the parents to retain a nĂ©w expert after the discovery deadline had passed. Plainly, the speedy and fair resolution of parental termination cases can be significantly undermined by the ex parte sealing procedure that the superior court utilized.
¶32 The State also has a strong interest in upholding the open administration of justice clause of Washingtonâs constitution. Wash. Const, art. I, § 10. As discussed further below, that interest would be significantly impaired if courts were permitted to discard GR 15 in parental termination cases.
¶33 Taking the factors as a whole, we conclude that applying GR 15âs notice provisions in parental termination cases is, in concert with the other applicable court rules, fully consistent with protecting parentsâ due process rights.
F Applying GR 15 does not violate indigent parentsâ statutory right to effective legal representation
¶34 Finally, Bramlett and Parvin also claim that applying GR 15 in parental termination cases would interfere with indigent parentsâ statutory right to effective legal representation under RCW 10.101.005. See Parvin, 181 Wn.
G. Conclusion on GR 15
¶35 In sum, the trial court erred in failing to adhere to GR 15âs notice requirements. We reject the parentsâ argument that GR 15 can be disregarded in parental termination cases because it might lead to disclosure of the work product of the parentsâ attorneys and experts, both because work-product protection is not a constitutional right and because other court rules adequately protect parentsâ work product from disclosure. Other than interference with parentsâ work product, the parents, the superior court, and the Court of Appeals point to no basis on which applying GR 15âs notice requirements implicate indigent parentsâ statutory right to effective legal representation or their constitutional right to due process. Because work-product protection does not supply a basis for indiscriminately sealing documents in violation of GR 15(c), we reject the parentsâ arguments on those points.
¶36 Courts may not grant exemptions from court rules simply because compliance with those rules would place an indigent litigant at a disadvantage relative to litigants who
II. The trial courtâs sealing of the disputed documents violates article I, section 10
¶37 Even if it provides notice and a hearing and otherwise satisfies the requirements of GR 15, a court considering whether to seal a court record also must determine whether the sealing would violate Washington Constitution article I, section 10. To make this determination, a court must analyze the five factors set forth in Ishikawa. See, e.g., Allied Daily Newspapers of Wash. v. Eikenberry, 121 Wn.2d 205, 209-11, 848 P.2d 1258 (1993) (striking down a statute under article I, section 10 because the statute was not consistent with the Ishikawa factors). Ishikawa ârequires a showing that is more specific, concrete, certain, and definite thanâ the âcompelling privacy or safety concernsâ required by GR 15(c)(2). State v. Waldon, 148 Wn. App. 952, 962-63, 202 P.3d 325 (2009). The five Ishikawa factors are:
1. The proponent of closure [and/] or sealing must make some showing of the need for doing so, and where that need is based on a right other than an accusedâs right to a fair trial, the proponent must show a âserious and imminent threatâ to that right.
2. Anyone present when the closure [and/or sealing] motion is made must be given an opportunity to object to the closure.
3. The proposed method for curtailing open access must be the least restrictive means available for protecting the threatened interests.
4. The court must weigh the competing interests of the proponent of closure and the public.
*766 5. The order must be no broader in its application or duration than necessary to serve its purpose.[12 ]
Eikenberry, 121 Wn.2d at 210-11 (citing Ishikawa, 97 Wn.2d at 36-39).
¶38 Here, the superior courtâs memorandum opinion did not analyze the sealing requests using the Ishikawa factors; in fact, the opinion does not even mention Ishikawa or its progeny. For the reasons stated below, applying the Ishikawa factors to this case leads to the conclusion that the trial court should not have indiscriminately sealed all of the disputed documents, although the factors may permit limited redaction of documents that otherwise would be subject to work-product protection under our discovery rules. The court should have made sealing and redaction determinations on a document-by-document basis, rather than presumptively sealing all motions and orders regarding expert funding in parental termination cases.
A. Need for sealing
¶39 The first Ishikawa requirement is that the party seeking to seal a record âmust make some showing of the need therefor.â Ishikawa, 97 Wn.2d at 37. âBecause courts are presumptively open, the burden of justification should rest on the parties seeking to infringe the publicâs right.â Id. at 37-38. The party âshould state the interests or rights which give rise to that need as specifically as possible without endangering those interests.â Id. at 37. Where, as here, the interests at stake do not involve a criminal defendantâs Sixth Amendment rights, the proponent of sealing must show a â âserious and imminent threat to some other important interestâ â to demonstrate necessity. Id) U.S. Const, amend. VI.
¶40 Here, this Ishikawa factor turns on whether the work-product doctrine suffices to establish a âneedâ for par
¶41 As for the documents attached to the underlying motions for public funding, the parents can credibly assert a need to protect them from disclosure to opposing parties to the extent that they contain work product or other material protected by our court rules. The trial courtâs conclusory assertion that the documents contain work product does not satisfy Ishikawa, which requires a âspecific, concrete, certain, and definiteâ showing of the need for sealing. Waldon, 148 Wn. App. at 962-63. To satisfy that requirement, the trial court could have redacted some portions of the disputed documents and, in the order explaining its decision to redact, could have stated that the redacted information consisted of opinions held by experts who are not expected to be called at trial, which are protected by CR 26(b)(5). Such an analysis could not, however, establish a need for the course of action that the trial court took in this caseâindiscriminately sealing all documents submitted in connection with the parentsâ motions. This factor thus weighs against the wholesale sealing of the disputed documents.
¶42 The second Ishikawa factor requires that an. opportunity to object to the suggested restriction be provided to anyone present when the sealing motion is made. Ishikawa, 97 Wn.2d at 38. âAt a minimum, potential objectors should have sufficient information to be able to appreciate the damages which would result from free access to the proceeding and/or records.â Id. The superior court provided no one with notice or an opportunity to be heard in this case because the court conducted the entire sealing procedure ex parte. As a result, neither the parties nor the public was able to learn about the basis for the trial courtâs sealing of the records. The second factor was not satisfied.
C. Least restrictive means
¶43 The third Ishikawa factor requires the court and the parties to âcarefully analyze whether the requested method for curtailing access would be both the least restrictive means available and effective in protecting the interests threatened.â Id. at 38. Where, as here, the endangered interests do not include a criminal defendantâs rights under the Sixth Amendment to the federal .constitution, the proponent of sealing bears the burden of demonstrating that no less restrictive means exist. Id. Here, all of the disputed orders and many portions of the other disputed documents did not constitute work product and thus could have been left unsealed without harming the parentsâ interests. But instead of redacting only those portions of the documents
¶44 Consider the documents pertaining to the first motion to retain expert services filed by M.H.P.âs mother. The work-product doctrine is intended to protect the adversary process by ensuring that neither party pirates the trial preparation of another party. Harris v. Drake, 116 Wn. App. 261, 269, 65 P.3d 350 (2003). If the trial court were to conclude that redaction is necessary to protect the parentsâ trial preparation, the court could redact the identity, potential testimony, and the profession of the expert witnesses whom M.H.P.âs mother wished to retain but did not intend to call at trial. Work-product protection could also extend to those portions of the declaration of Bramlettâs attorney that state the attorneyâs legal theories.
¶45 But the work-product privilege would not protect the bare facts that M.H.P.âs mother was seeking public funding to obtain expert services and that her attorney filed a declaration supporting her motion for such fundingâand that is the only information that an adversary might gain from reading most of the documents filed in connection with the first motion. The disclosure of this minimal amount of information regarding the underlying motions would not reveal anything of substance regarding the parentsâ trial strategy, and it certainly would not be tantamount to permitting the State or the CASA to pirate the trial preparation work of the parentsâ attorneys. Consequently, the court could have simply redacted the information on the pages that are entitled to protection under our court rules and left the remainder unsealed.
¶47 For these reasons, the superior courtâs decision to seal the documents in question failed to satisfy the third Ishikawa factor.
D. Weighing of competing interests
¶48 Under the fourth Ishikawa factor, the parentsâ interest in protecting some aspects of their trial strategy from premature disclosure must be weighed against the countervailing interests of the State, the child, and the public. Here, the countervailing interests include the childâs interest in speedy resolution of termination proceedings, the publicâs interest in the open administration of justice, the Departmentâs and the CASAâs interests in expert services that involve the presence of the child, and the Stateâs and the publicâs interests in the expenditure of public funds. The courtâs weighing of these countervailing interests âshould be articulated in its findings and conclusions, which should be as specific as possible rather than con-clusory.â Ishikawa, 97 Wn.2d at 38. In this case, the trial court failed to adequately consider the countervailing inter
¶49 The child has a strong interest in the speedy resolution of dependency and termination proceedings. RCW 13.34.020. As noted in the above discussion of due process, that interest is undermined when courts hear and decide motions on an ex parte basis. This weighs strongly against sealing the disputed documents.
¶50 Furthermore, our stateâs constitution firmly establishes that the public has a fundamental interest in the open administration of justice. Wash. Const, art. I, § 10. That interest does not evaporate in parental termination cases. On the contrary, and as the amici brief of Allied Daily Newspapers of Washington and the Washington Coalition for Open Government states, the public has a strong interest in parental termination cases âto ensure that state laws are serving their intended purpose to nurture healthy families and protect children.â Amicus Curiae Mem. at 1.
¶51 The publicâs interest is heightened yet further in this case because the motions in question called for the expenditure of public funds, which is of interest to both the State and the public. In the instant case, public funds were, in fact, wasted because the discovery deadline had already passed at the time the parents filed the motion for expert services. While that specific set of procedural facts obviously will be the exception rather than the rule when indigent parents seek public funds to hire experts, it nonetheless illustrates the errors that can occur in the adversary system when a court decides motions without providing all parties with notice and an opportunity to be heard.
¶53 Each party in a parental termination case has important interests at stake, which makes compliance with all applicable court rulesâincluding the rules regarding the sealing of documentsâall the more vital. The superior court did not adequately consider the important interests at stake for the State, the child, and the public. The fourth Ishikawa factor was not satisfied.
E. Breadth of application
¶54 The final Ishikawa factor requires the court to make the closure or sealing order âno broader in its application or duration than necessary to serve its purpose.â Eikenberry, 121 Wn.2d at 212. Here, the trial court violated'the fifth Ishikawa factor by making a blanket decision regarding the sealing of documents in all parental termination cases rather than conducting an individualized analysis of the necessity and extent of sealing in each case. In our cases discussing the Ishikawa factors, we have repeatedly stated that its factors must be applied on a case-by-case basis. E.g., id. at 211; Dreiling, 151 Wn.2d at 915.
¶55 In fact, our case law requires courts to specifically analyze the necessity of sealing each individual document at issue. Eikenberry, 121 Wn.2d at 208. Like the statute that we struck down in Eikenberry, the procedure endorsed and implemented by the superior courtâs memorandum order in this case does not direct judges to conduct an indi
¶56 For the reasons stated above, the Ishikawa factors weigh against the ex parte sealing of the disputed documents. The sealing of those documents therefore violated article I, section 10.
CONCLUSION
¶57 The sealing of the disputed documents violated both GR 15 and article I, section 10. We reaffirm that courts must conduct an individualized analysis of the Ishikawa factors when determining whether to seal or redact motions and orders such as those at dispute in this case. We therefore reverse and remand for further proceedings consistent with this opinion.
Seattle Times Co. v. Ishikawa, 97 Wn.2d 30, 37-39, 640 P.2d 716 (1982).
During Supreme Court oral argument, the parentsâ attorney stated that the child has been in the custody of his maternal aunt during the dependency and guardianship proceedings.
Burnet v. Spokane Ambulance, 131 Wn.2d 484, 933 P.2d 1036 (1997). In Burnet, we held that the court must weigh three factors on the record in order to support a decision to exclude a witness: the willfulness of the violation, whether substantial prejudice arises from it, and the adequacy of lesser sanctions. See id. at 494.
To the courtâs knowledge, the underlying guardianship case remains pending on remand; the ultimate disposition on the guardianship petition does not affect the outcome of the instant appeal.
After we granted review, the parents filed a motion to dismiss this case as moot, claiming that the King County Superior Court no longer uses the challenged practice. The Department and the CASA opposed the motion, asserting that the superior court continued to utilize a similar ex parte sealing practice, citing King County Superior Court Local Rule 15(c)(2)(C); the underlying guardianship action remained pending; and the issue of ex parte sealing practices was an issue capable of repetition but evading review. We denied the motion to dismiss.
The result would likely be different if this were a juvenile offense case rather than a parental termination case, because the Superior Court Criminal Rules apply in juvenile offense cases unless they are âinconsistent withâ the juvenile court rules and applicable statutes. JuCR 1.4(b). Thus, CrR 3.1(f) would apply in juvenile offense cases because no contrary rule appears in the juvenile court rules. By contrast, JuCR 1.4(a) makes the Superior Court Civil Rules applicable in parental termination cases in the absence of a contrary JuCR and, as explained supra, the civil rules contain no provisions paralleling CrR 3.1(f).
If that were the case, one might reasonably argue that the child has a due process right to see GR 15(c) enforced. After all, a childâs fundamental right to health and safety is at stake in parental termination proceedings, just as parentsâ fundamental right to the care and custody of their children is at stake. E.g., In re Dependency of R.H., 129 Wn. App. 83, 88, 117 P.3d 1179 (2005).
The Court of Appealsâ opinion glossed over Lassiter, simply noting in a footnote that Lassiter overruled the federal constitutional component of our prior holding in In re Welfare of Luscier, 84 Wn.2d 135, 139, 524 P.2d 906 (1974). See Parvin, 181 Wn. App. at 671 n.5.
The Court of Appeals apparently overlooked CR 26(b)(5)(B) when it incorrectly stated that ârevelation of the names or expertise of potential experts would be prejudicial to parents because once potential experts are identified, they are available for questioning by the State.â Parvin, 181 Wn. App. at 673-74.
In such a case, the party conducting the examination must provide the party or person being examined with a report of the examinationâs findings within 45 days of the examination and within 30 days before trial. See CR 35(b). Thus, if one of the parentsâ experts wished to examine M.H.P., the parents would have to provide the CASA with a copy of the resulting report. See id. The parents do not claim that CR 26(b)(5) or CR 35 infringes on their due process rights.
We say âsomeâ because dividing litigants into the binary categories of âindigentâ and âwealthy is a gross oversimplification. Undoubtedly, many litigants who do not meet the requirements for establishing actual indigency may nevertheless lack the financial resources necessary to retain experts whom they have no intention of calling at trial.
The five Ishikawa factors are essentially identical to the five factors of the test adopted in State v. Bone-Club, 128 Wn.2d 254, 261, 906 P.2d 325 (1995) to assess the propriety of sealing and closures in criminal cases.
The Court of Appeals reasoned that this factor was satisfied because requiring notice âimpinges on parentsâ constitutional rights to counsel and a fair trialâ and because this factor addresses notice to the general public rather than to the parties. Parvin, 181 Wn. App. at 679. This reasoning fails. The parentsâ constitutional rights are relevant to the first and fourth Ishikawa factors, but they are a non sequitur under the second factor, which requires us to examine only whether the court provided an opportunity to object. And even if the third factor were addressed only to the public and not at all to the parties (and the Court of Appeals cites no authority stating that this is the case), then the trial court still failed to satisfy this factor because it provided no one whatsoever with an opportunity to object.
For example, the following statement on the second page of the declaration appears'to be a statement of legal theory: âDr. Solchanyâs report also does not accurately reflect the motherâs current ability to parent because it does not account for Ms. Bramlettâs engagement in Dr. Solchanyâs recommended services.â
The only countervailing interest that the superior courtâs opinion even mentions is the governmentâs âbudgetary interest in assuring that [expert] services are, indeed, necessaryâ when an indigent litigant files a motion for public funds. The superior court did not recognize that the public also has an interest in such expenditures, nor did it recognize the other countervailing interests discussed below.