Griffin v. Thurston County Board of Health
Full Opinion (html_with_citations)
¶1 â Petitioner Jeff Griffin submitted an on-site sewage system (OSS) application for a small lot on Steamboat Island in Thurston County (County). The Thurs-ton County Board of Health (Board) determined that Griffin had not met âall requirementsâ of the former Thurston County Sanitary Code (1999) (TCSC or Code), as provided by TCSC article IV, section 21.4.5.3 for owners of undersized lots, and thus he did not qualify for an OSS permit. At issue in this case is the meaning of âall requirementsâ in TCSC article IV, section 21.4.5.3.
¶2 The superior court reversed the Boardâs decision. The Court of Appeals reversed the superior court. We affirm the Court of Appeals decision on other grounds. Though we agree with Griffin that âall requirementsâ include the alternatives provided in the Code, we hold that Griffin is not entitled to an OSS permit under the facts presented here.
FACTS
¶3 Griffin owns a 2,825-square-foot, waterfront lot. The lot is less than one-quarter the size normally required for an OSS. Griffin proposes to build a 1,600-square-foot, two-bathroom house on the property.
¶4 Griffin submitted an OSS permit application, which included six OSS components that required either modified setback distances or what the County refers to as âwaiversâ of TCSC provisions. A Thurston County Public Health and Social Services Department (Department) health officer approved all six of the components and approved the permit.
¶5 Griffinâs neighbors, Bruce Carter and others, appealed the health officerâs determination to the Department. A department hearing officer reversed the health officerâs approval and denied the permit. The hearing officer concluded that because the OSS design required âa substantial number of waiver requests and horizontal setback reductions,â Griffin could not meet âall requirementsâ of the
¶6 Griffin appealed to the Board, which determined that the only issue before it was whether âthe application ... met all other requirements other [sic] than minimum land area as required by [section] 21.4.5.3.â AR at 3. The Board then concluded that an OSS applicant could not meet âall requirementsâ of the Code if the application used âwaivers, setback adjustments or other modification of the rules.â Id. The Board affirmed the hearing officerâs decision.
¶7 Griffin appealed to the Thurston County Superior Court pursuant to the Land Use Petition Act (LUPA), chapter 36.70C RCW. The Honorable Gary Tabor granted Griffinâs petition, reversed the Board, and ordered the County to issue the OSS permit.
¶8 The Court of Appeals, Division Two, reversed the superior court in a published opinion. Griffin v. Thurston County Bd. of Health, 137 Wn. App. 609, 622, 154 P.3d 296 (2007). The court reasoned that â[i]f âall requirementsâ included waivers and setbacks, the [âall requirementsâ] language would be meaningless and superfluous.â Id. at 618.
¶9 Griffin petitioned for discretionary review on a number of issues, and we granted review only on the issue of interpretation of the âall requirementsâ language of the TCSC. Griffin v. Thurston County Bd. of Health, 163 Wn.2d 1011, 180 P.3d 1290 (2008).
ANALYSIS
Standard of Review
¶10 This case involves a land use decision, and thus judicial review is governed by LUPA. RCW 36.70C-.030. We sit in the same position as the superior court, Isla Verde International Holdings, Inc. v. City of Camas, 146 Wn.2d 740, 751, 49 P.3d 867 (2002), and we apply the LUPA standards directly to the administrative record that was
¶11 LUPA allows us to âgrant relief only if the party seeking relief has carried the burden of establishing that one of the standards [in RCW 36.70C.130(l)(a)-(f)] has been met.â RCW 36.70C. 130(1). These standards include:
(b) The land use decision is an erroneous interpretation of the law, after allowing for such deference as is due the construction of a law by a local jurisdiction with expertise;
(c) The land use decision is not supported by evidence that is substantial when viewed in light of the whole record before the court;
(d) The land use decision is a clearly erroneous application of the law to the facts;
Id. The meaning of county code language is an issue of law that we review de novo under subsection (b), the âerror of lawâ standard. See Isla Verde, 146 Wn.2d at 751. We review factual findings for substantial evidence under subsection (c). Substantial evidence is evidence sufficient to convince a rational, unprejudiced person. Id. at 751-52.
Interpretation of County Codes
¶12 We interpret local ordinances, such as the TCSC, in the same way that we interpret statutes. See Ford Motor Co. v. City of Seattle, Executive Servs. Depât, 160 Wn.2d 32, 41, 156 P.3d 185 (2007), cert, denied, 128 S. Ct. 1224 (2008). We look first to the text of a statute to determine its meaning. Kilian v. Atkinson, 147 Wn.2d 16, 20-21, 50 P.3d 638 (2002). We may also discern plain meaning from related provisions and the statutory scheme as a whole. Tingey v. Haisch, 159 Wn.2d 652, 657, 152 P.3d 1020 (2007). If statutory language is unambiguous, we need not employ canons of statutory construction. Kilian, 147 Wn.2d at 20.
¶13 TCSC article IV, section 21.4.5 provides that the health officer may
[p]ermit the installation of an OSS, where the minimum land area requirements or lot sizes cannot be met, only when all of the following criteria are met:
21.4.5.1 The lot is registered as a legal lot of record created prior to January 1, 1995; and
21.4.5.2 The lot is outside an area of special concern where minimum land area has been listed as a design parameter necessary for public health protection; and
21.4.5.3 The proposed system meets all requirements of these regulations other than minimum land area.
The County concedes that Griffin satisfied the first two subsections; thus we must only determine the meaning of TCSC article IV, section 21.4.5.3.
¶14 The TCSCâs structure has led to Griffinâs disagreement with the County about what the OSS regulations ârequire.â As an example, section 10.1 outlines âminimum horizontal separations,â commonly known as âsetbacks.â Table I in section 10.1 lists items requiring setback (i.e., building foundation) and certain OSS components (i.e., septic tank) and outlines the number of feet of setback (five-foot setback of septic tank from building foundation). Some of the setback measurements contain qualifying language. For instance, the five-foot setback for septic tank to building foundation corresponds to footnote 6, which reads, â[t]he health officer may allow a reduced horizontal separation to not less than two feet where the . . . building foundation is up-gradient.â TCSC art. IV, § 10.1, tbl. I n.6. The Board and the Court of Appeals held that provisions such as footnote 6 essentially âwaiveâ the requirements, and therefore OSS petitioners who use them cannot meet âall requirementsâ of the TCSC. Griffin argues, and the superior court agreed, that provisions like footnote 6 are not
¶15 The plain language of TCSC article IV, section 21.4.5.3 directs that a small-lot OSS petitioner satisfy each and every
¶16 Under this definition, ârequirementsâ unambiguously include specifically articulated alternatives. Where the Code explicitly provides more than one method of satisfying a particular provision, we cannot say that only the first method that happens to be listed is essential to satisfy the regulation on its own. The scope of the ârequirementâ is defined by all of the articulated methods taken together, not solely by the first or most restrictive on the list. For example, the building foundation/septic tank setback requirement, in its entirety, provides a choice of either a five-foot setback or approval by a health officer of a smaller setback based on the up-gradient location of the foundation.
¶17 The County argues that allowing small-lot owners to use the Codeâs articulated alternative requirements renders the âall requirementsâ language in TCSC article IV, section 21.4.5.3 superfluous. Section 21.4.5.3 specifies that small-lot owners must comply with âall requirementsâ in order to receive OSS permits, but the County points out that presumably all owners of lots of any size must also comply with âall requirementsâ of the Code. To have meaning, the section 21.4.5.3 âall requirementsâ language must
¶18 The Board erroneously interpreted the law when it concluded that â â[a]ll (other) requirementsâ means that an application for an OSS on a too-small lot should satisfy all requirements . . . without having to result [sic] to waivers, setback adjustments, or other modifications of the rules.â AR at 3 (emphasis added); see RCW 36.70C.130(1)(b).
Did Griffin Comply with âAll Requirementsâ of the Code ?
¶19 The County argues that six components of Griffinâs OSS permit application failed to meet ârequirementsâ of the Code: one under the âwater table measurementsâ provision,
¶20 The remaining question is whether each of the six contested components of Griffinâs OSS fell within the ârequirementsâ of the Code. This is a legal question, which we may properly answer.
¶21 âWater Table Measurements.â The âwater table measurementsâ provision states that a health officer â[m]ay requireâ winter water table measurements and â[m]ay requireâ other soil and site information. TCSC art. IV, §§ 11.4.1, .2. On its face, section 11.4 does not contain ârequirements.â It demands nothing as âessentialâ to satisfying the provision, and its sections become ârequirementsâ only if the health officer exercises her or his discretion to invoke the provisions.
¶23 âDesign Flowâ TCSC article IV, section 12.2.3.1 provides that âthe design flow . . . shall be ... a minimum of 240 gallons per day, unless technical justification is provided to support calculations using a lower design flow.â The clause beginning with âunlessâ provided a specific alternative means of complying with the provision; thus the ârequirementâ was either 240 gallons of flow or technical justification for reduced flow. Griffin proposed a system that had only 120 gallons of flow per day, and he provided technical justification for the reduced flow. He met the requirement.
¶24 âSetbacks.â Griffinâs proposed OSS had two components within the purview of footnote 6 to article IV, section 10.1, table I. Table I requires that a building foundation be 10 feet from an OSS disposal component and that a property line be 5 feet from a disposal component. Footnote 6 provides that a health officer may grant a setback of not less than 2 feet if the property line or building foundation is up-gradient from an OSS component. These requirements
¶25 Griffinâs proposal also included a 75-foot setback from the surface water of Puget Sound. Table I requires a 100-foot setback, and TCSC article IV, section 10.3 allows the health officer to approve a reduced setback if the applicant demonstrates that the OSS has âenhanced treatment performance.â TCSC art. IV, § 10.1, tbl. I; TCSC art. IV, § 10.3.2. The requirement consists of the 100-foot setback or approval of a reduced setback based on enhanced performance. The health officer approved the reduced setback based on Griffinâs showing of enhanced performance in the OSS. Griffin met the requirement.
¶26 The sixth component of Griffinâs application is problematic. TCSC, article IV, section 10.1, table I requires that a septic tank have a 10-foot setback from a pressurized water supply line. Griffinâs septic system had a setback of only 5 feet. Griffin submitted a âRequest for Waiverâ
¶27 At oral argument, Griffin asserted that TCSC article TV, section 10.1, table I, footnote 4 applies to add an alternative to the 10-foot measurement and that the Department treated his septic tank as a sewer line and approved his request under footnote 4. Footnote 4 is the only alternative means of compliance with the pressurized water supply line setback. TCSC art. IV, § 10.1, tbl. I. Footnote 4 provides that â[t]he health officer may approve a sewer transport line within 10 feet of a water supply line if the sewer line is constructed in accordance with section 2.4
¶28 Footnote 4 does not apply to septic tanks. It plainly refers to sewer transport lines, not septic tanks.
¶29 The record does not support a finding that Griffinâs request met footnote 4. Nothing in the testimony or on the form indicates that the County compared Griffinâs system to the DOE Criteria. The portions of the record cited by Griffin at oral argument indicate that the County granted Griffin what it called a âClass-A Waiverâ for the tank.
Did the Department Have Discretionary Authority To Deny the OSS Permit
¶30 The parties disagree about whether the Department has overarching discretionary authority to deny Griffinâs OSS permit. The County points out that TCSC article IV, section 21.4.5 provides that the health officer âmayâ approve an OSS permit if the three enumerated conditions are met. Accordingly, the County argues, the Department could have denied the permit on a discretionary basis, regardless of whether Griffin met the requirements. Griffin argues that the Countyâs policy is to approve all permits that meet the requirements because TCSC article IV, section 9.3.1 provides that the health officer âshallâ issue a permit when the application meets the requirements of the TCSC.
¶31 We need not reach this issue because Griffin is not entitled to a permit under section 21.4.5, as outlined above. Even if we were to reach the issue of department discretion, the issue is not ripe for review at this time because the Board explicitly based its decision on the fact that Griffin had not met âall requirementsâ of the Code and not on the hearing officerâs discretion to deny the permit.
CONCLUSION
¶32 Griffinâs analysis of the TCSC rule is correct â he can meet âall requirementsâ of the Code by utilizing alternative requirements articulated in the Code. However, Griffin did not satisfy the septic tank/water line setback requirement. We hold that Griffinâs OSS proposal did not meet âall
â[A]ll means âevery member or individual component of.â Websterâs Third New International Dictionary 54 (2002). âIn the absence of a given definition, we turn to a standard dictionary to ascertain the plain and ordinary meaning of a term.â Qwest Corp. v. City of Kent, 157 Wn.2d 545, 553, 139 P.3d 1091 (2006).
TCSC article IV, section 24.1.2 reads, in part:
The hearing officer as specified in article I may grant a waiver from specific requirements in this article for OSS under 3500 gallons per day if:
24.1.2.1 The procedure contained in article I of the [TCSC] has been followed; and
24.1.2.2 A strict interpretation of this article will result in significant hardship; and
24.1.2.3 The waiver application contains [a description of how the waiver] is consistent with the purpose and objectives of this article.
The LUPA standard of review in RCW 36.70C.130(l)(b) directs us to give âsuch deference as is due the construction of a law by a local jurisdiction with expertise.â However, because we find that the Code is unambiguous on its face, we do not give deference to the Boardâs construction. Sleasman v. City of Lacey, 159 Wn.2d 639, 646, 151 P.3d 990 (2007) (Sleasman is a LUPA case. Id. at 641 n.2.).
TCSC art. IV, § 11.4.1.
Portions of TCSC art. IV, § 12.2.
TCSC art. IV, § 10.1.
There is a critical difference between code language that says that an officer âmay requireâ something and language that says an officer âmay approveâ something. In the first instance, the officerâs discretion determines whether the requirement exists, whereas in the second instance, the officerâs approval determines whether the applicant has met an already existing requirement.
It is immaterial that the means by which Griffin requested not to perform a water table evaluation was a form labeled with the word âwaiver.â The critical threshold inquiry is whether the provision in question establishes a requirement at all.
Carter argues in his supplemental brief that the Board erred in determining that Griffin provided âtechnical justificationâ for the reduced flow. Substantial evidence supports the Boardâs finding that Griffin provided âtechnical justificationâ by proposing a one-bedroom home with pump timers, alarms, and low-flow fixtures. AR at 16, 236-37.
As noted above, it is irrelevant that the form was entitled âWaiver.â It was a form provided by the County; thus Griffin himself did not deem the request a âwaiverâ application. The central issue is whether Griffin met the Codeâs facial requirements by complying with TCSC article IV, section 10.1, table I, footnote 4.
By all indications, sewer lines and septic tanks are distinct. The glossary defines âsewerâ as â[a] pipe or conduit that carries wastewater or drainage water.â Joint Editorial Bd. Representing Am. Pub. Health Assân et al., Glossary: Water and Wastewater Control Engineering 335 (3d ed. 1981) (incorporated by reference in DOE Criteria at viii). In contrast, the TCSC definition of â â[s]eptic tankâ â emphasizes storage rather than transport of wastewater: âa watertight pretreatment receptacle receiving the discharge of sewage from a building sewer or sewers, designed and constructed to permit separation of settleable and floating solids from the liquid, detention and anaerobic digestion of the organic matter, prior to discharge of the liquid.â TCSC art. IV, § 3, at 4-12.
Section 2.4 was renumbered to section C1-9.1. The section numbers changed from the 1985 version to the 1998 version that was in effect at the time of Griffinâs request. See DOE Criteria (No. 98-37 WQ) (Dec. 1998); DOE Criteria (No. 78-5) (rev. Oct. 1985, reprinted 1992).
Washington State Department of Health, An Application Guide for Granting Waivers from State On-Site Sewage System Regulations (Mar. 1999), explains that when local officials grant waivers from state OSS regulations, the officials must follow state criteria for doing so. It further explains that a âClass Aâ waiver is a waiver for which the Department of Health has articulated specific evaluation criteria and mitigation measures. Id. at 4.