In re the Personal Restraint of Elmore
In the Matter of the Personal Restraint of Clark Richard Elmore
Attorneys
Jeffrey E. Ellis (of Ellis Holmes & Witchley, PLLC) and Meredith M. Rountree (of Owen & Rountree, LLP), for petitioner., David S. McEachran, Prosecuting Attorney, and Laura D. Hayes, Deputy, for respondent., Michael T. Mitchell, for intervenor respondent.
Full Opinion (html_with_citations)
¶1
Petitioner Clark Elmore pleaded guilty to aggravated first degree murder with special circumstances. The State proved the absence of sufficient mitigating circumstances justifying leniency to the satisfaction of the jury, and Judge David Nichols sentenced Elmore to death May 3, 1996. This court affirmed Elmoreās conviction and sentence in State v. Elmore, 139 Wn.2d 250, 985 P.2d 289 (1999), cert. denied, 531 U.S. 837 (2000). Elmore has now filed this personal restraint petition, primarily focusing on claims of ineffective assistance of counsel. In addition, Elmore alleges (1) misconduct based on a jurorās response during voir dire regarding his history of being a victim of sexual assault, (2) the proportionality review conducted by this court was unreliable, (3) the charging documents violated Elmoreās due process rights where it was unclear which sexual offense constituted one of the aggravating circumstances, and (4) unlimited jury access to a tape recorder during deliberations denied him due process.
¶2 The case was remanded to the superior court for a reference hearing to determine whether counselās failure to consult with and to present mental health experts in mitigation fell below an objective standard of reasonableness, including whether any legitimate strategic or tactical reasons supported the decisions not to consult and call such
¶3 After full review, we now hold that Mr. Elmore has failed to establish that he is under an unlawful restraint and deny his petition for relief.
FACTS
¶4 Clark Elmore was charged with aggravated murder in the first degree and two counts of rape in the second degree arising out of the rape and murder of his stepdaughter, Kristy Ohnstad. Elmore confessed that, en route to Kristyās school, he turned off onto a dirt road alongside Lake Samish, parked his van, and raped Kristy. After the rape, he choked her into unconsciousness and then placed his belt around her neck and tightened it. He inserted a long needle-like instrument in her ear, put a plastic bag over her head, and hit her in the head with a hammer several times, causing her death. After the killing, he carried her body into the woods and covered her with plastic.
¶5 Elmore participated in the search for his stepdaughter. When he realized her body would soon be found, he fled to Oregon. After approximately 24 hours, he returned to Bellingham and surrendered to the police. He waived his right to an attorney and spoke with authorities for approximately 3 hours. In his confession, Elmore admitted he thought about killing Kristy many times, whenever she brought up the fact that he had sexually molested her at an earlier age.
¶6 At his first appearance, Elmore stated that he did not want an attorney and attempted to plead guilty. The trial court declined the plea, set the matter over, and appointed
¶7 The State indicated to counsel that it was considering the death penalty. Mr. Komorowski requested, and received, a continuance of the time for filing a notice of special proceedings to prepare a mitigation report.
¶8 The mitigation report apparently was unpersuasive and the State elected to seek the death penalty. The State alleged two aggravating circumstances: (1) that the murder was committed to conceal a crime and (2) that the murder was committed in the course of, in furtherance of, and in immediate flight from the crime of rape. Elmore entered a plea of guilty to aggravated murder and one count of rape and the matter was set for a special sentencing proceeding.
¶9 In preparation for the sentencing trial, Mr. Komorowski consulted with a trial consulting firm on nearly every aspect of the case, including mitigation, jury selection, themes, and theories. The firm selected mock jurors to hear the case. After analyzing film of the mock trials, the firm found that the jurors responded well to remorse and acceptance of responsibility rather than mental health mitiga
¶10 Further investigation was conducted by the defense team between Elmoreās guilty plea and his sentencing trial. The team took trips to Walla Walla to meet with Elmore and to Springfield, Oregon, where they attempted to contact people from Elmoreās past and to collect records. Mr. Komorowski was aware that Elmore suffered numerous serious head injuries throughout his life, including an incident where Elmoreās brother accidentally hit him on the head with an ax.
¶11 The defense team did not retain mental health experts prior to advising Elmore to plead guilty. However, in preparation for the sentencing trial, counsel retained Dr. Ronald Kleinknecht, a licensed clinical psychologist in Washington State since 1971. He has served as a consultant to the Whatcom County Public Defenderās Office since the early 1980s. Dr. Kleinknecht has testified in capital cases, although he had never testified in the sentencing phase of a death penalty case prior to Elmoreās case. FOF at 21. Dr. Kleinknechtās postdoctoral work was primarily in neuropsychology, and he took classes in neurology. However, he did not believe his task in Elmoreās case was to assess neuropsychological deficits. FOF at 22. Rather, he believed his task was to determine if Elmore suffered from a mental illness, whether he was competent to stand trial, whether he was insane, and whether he had diminished capacity. FOF at 22. Mr. Komorowski testified that he hired Dr. Kleinknecht to assist the trial team in communicating with Elmore. Mr. Komorowski wanted to know whether the
¶12 Dr. Kleinknecht met with Elmore four times over a period of six months in 1995. He conducted a general screening to look for major mental disorders and on more than one occasion he administered the Minnesota Multiphasic Personality Inventory (MMPI). Dr. Kleinknecht was given information on Elmoreās background, including work history, education, and family history of mental illness, significant hospitalizations, and clinical records. FOF at 22-23.
¶13 The MMPI did not reveal signs of a major mental disorder, schizophrenia, or psychotic-like disorders. According to Dr. Kleinknecht, if there were clinically significant brain damage, he would have expected it to manifest through difficulty in abstract thinking, poor memory, inability to use higher mental processes, and inability to hold objects. He found Elmore a reasonably good historian and found it significant that Elmore had been an automobile mechanic, which requires the ability to hold different parts in the mind at the same time and envision them operating together. FOF at 23-24. Dr. Kleinknecht did not observe any serious impairment in Elmoreās cognitive skills, although he did not conduct specific tests. FOF at 24.
¶14 Dr. Kleinknecht was not given information about Elmoreās lifelong exposure to neurotoxins or his series of head injuries. FOF at 23. According to Dr. Kleinknecht, if he had been given this information, he would have likely referred Elmore for neurotoxic testing. Neuropsychological testing is an accepted method for evaluating whether a person has functional neuropsychological deficits. Dr. Kleinknecht testified that meeting and talking to a person is not a perfect assessment tool for determining brain dysfunction. FOF at 25.
¶15 Dr. Kleinknecht referred the trial team to Dr. Ronald Roesch to follow up on his finding of antisocial personality disorder revealed in the MMPI results and to examine Elmore for possible psychopathy. FOF at 25. Dr.
¶16 Dr. Roesch was given background information about Elmore as well as other documents helpful in assessing risk. Dr. Roesch subsequently interviewed Elmore for four hours. FOF at 27. This interview was structured around the psychopathy checklist. Dr. Roesch reviewed Dr. Kleinknechtās MMPI results to confirm his impression that Elmore lacked any serious indications of mental disorder. FOF at 28. Based on his evaluation of Elmoreās remorse and empathy, Dr. Roesch concluded Elmore was not a psychopath. FOF at 29.
¶17 In his reports, Dr. Roesch characterized the crime as an impulsive, reactive, and poorly considered attempt to cover up the rape. In Dr. Roeschās opinion, the crime demonstrated overkill, which is consistent with heightened emotional arousal. FOF at 31.
¶18 Dr. Roeschās report also indicated that Elmore admitted to a history of deviant sexual arousal, especially towards prepubertal girls. Elmore had acted on those feelings on two occasions. FOF at 28. Mr. Komorowski was gravely concerned about Dr. Roeschās report since it referred to Elmoreās history of deviant sexual arousal. Mr. Komorowski was also concerned about Dr. Roeschās finding that after Elmore raped Kristy, he appreciated the seriousness of his act. According to the medical report, Elmore believed his life was over, so he decided to kill Kristy before she regained consciousness. This concerned Mr. Komorowski
¶19 Dr. Roesch testified that his evaluation failed to reveal any evidence of organic brain damage, although that was not the focus of his evaluation. Dr. Roesch is not a neurologist, he was not asked to determine whether Elmore suffered from neuropsychological deficits, and he did not perform neuropsychological testing. Dr. Roesch was not given information about Elmoreās exposure to neurotoxins, neurological insults, neuropsychological data, or his fraternal twin brotherās seizure disorder. If he had been given this information, Dr. Roesch testified that he would have recommended a neuropsychological evaluation. FOF at 30-31.
¶20 Dr. Roesch testified he recommended that the defense team contact David Caloff, an expert in posttraumatic stress disorder, which it did. Although Mr. Caloff was not a psychologist, he advised the trial team that Mr. Komorowski reminded Mr. Elmore of his father, which created problems in communications with Elmore. Thereafter, Mr. Komorowski directed other members of the trial team to meet with Elmore in his place, when possible. FOF at 32.
¶21 Additionally, the defense team consulted with two experienced death penalty attorneys. Todd Maybrown testified that Mr. Komorowski contacted him to discuss his plan to present a psychologist as a mitigation witness. Mr. Maybrown suggested that Mr. Komorowski expand mitigation evidence to include neuropsychology. The defense team also consulted Bob Mahler, an experienced consultant in capital cases. He advised Mr. Komorowski that a mental defense can be consistent with a remorse defense. FOF at 16-17.
¶22 The defense investigator testified that Elmore desperately wanted to have the case resolved to bring closure for the victimās mother. Elmore was also very concerned about public attention on his case because of the effect it
¶23 Ultimately, the defense team decided not to present mental health evidence as mitigation. Instead, their strategy was to focus on remorse and Elmoreās acceptance of personal responsibility for the crime. Elmore agreed to appear in jail garb throughout the sentencing phase to show that he accepted responsibility for the crime. On the first day of jury selection, Elmore also appeared in shackles. After the prosecutor raised concerns about Elmore appearing before the jury in shackles, counsel affirmatively agreed that his client would remain shackled that day. Elmore did not appear in shackles after the first day.
¶24 At the sentencing hearing, the State relied primarily on Elmoreās confession. The State called Detective Gitts, who testified about Kristyās disappearance and presented a tape-recorded version of Elmoreās confession. The medical examiner testified to the cause of death and the State offered the testimony of police officers who had contact with Elmore during his surrender.
f 25 Elmore called five witnesses. Three were Snohomish County judges who testified to Elmoreās desire to plead guilty and to his dejected demeanor. The fourth witness was Mr. Sparks, the defense investigator. Sparks presented biographical testimony and a pictorial of Elmoreās life. The final witness was Professor David Boerner, who testified regarding the effect of Elmoreās prior felonies under the āthree strikesā law. The defense case took approximately one hour.
f 26 The jury found that there were not sufficient mitigating circumstances to merit leniency and the court imposed the sentence of death. This court affirmed the conviction and sentence on direct appeal.
¶28 Based on these alleged defects, Elmore petitioned this court to vacate his conviction and death sentence. Alternatively, he requested a remand to Whatcom County Superior Court for a hearing regarding the effectiveness of trial counsel. As noted above, this court remanded the case for a reference hearing.
ANALYSIS
¶[29 Both constitutional and nonconstitutional errors may be raised in a collateral challenge. In re Pers. Restraint of Davis, 152 Wn.2d 647, 671, 101 P.3d 1 (2004). A petitioner has the burden of showing actual prejudice as to claimed constitutional error; for alleged nonconstitutional error, he must show a fundamental defect resulting in a complete miscarriage of justice. In re Pers. Restraint of Rice, 118 Wn.2d 876, 884, 828 P.2d 1086 (1992); In re Pers. Restraint of Cook, 114 Wn.2d 802, 813, 792 P.2d 506 (1990). As mentioned above, the bulk of Elmoreās complaints involve counselās performance. Elmore claims he was denied effective assistance of counsel, guaranteed by the Sixth and Fourteenth Amendments, at nearly every turn.
¶30 The constitutional standard for a violation of the right to counsel is set forth in Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). A petitioner must show that defense counselās conduct was deficient, i.e., that counselās performance fell below an objective standard of reasonableness, State v. Reichenbach,
Ineffective Assistance of Counsel ā Guilt Phase
¶31 Elmore first claims that counselās performance in the guilt phase fell short of the accepted standard of reasonableness for counsel in a capital case. He says that his attorneys failed to conduct a competent investigation into his mental deficiencies prior to advising him to plead guilty, failed to negotiate with the prosecutor regarding the death penalty, and wrongly advised him to plead guilty.
1. Failure To Conduct a Competent Investigation into Petitionerās Mental Deficiencies before Entering a Guilty Plea
¶32 Under Strickland, counsel has a duty to conduct a reasonable investigation under prevailing professional norms. Strickland, 466 U.S. at 691. The defendant alleging ineffective assistance of counsel ā āmust show in the record the absence of legitimate strategic or tactical reasons supporting the challenged conduct by counsel.ā ā In re Pers. Restraint of Hutchinson, 147 Wn.2d 197, 206, 53 P.3d 17 (2002) (quoting State v. McFarland, 127 Wn.2d 322, 336, 899 P.2d 1251 (1995)). In any ineffectiveness claim, a particular decision not to investigate must be directly assessed for reasonableness, giving great deference to counselās judgments. Strickland, 466 U.S. at 691. Inquiry into counselās conversations with the defendant may be critical to a proper assessment of counselās investigation decisions. Id.
Defense counsel must, āat a minimum, conduct a reasonable investigation enabling [counsel] to make informed decisions about how best to represent [the] client.ā This includes investigating all reasonable lines of defense, especially āthe defendantās most important defense.ā Counselās āfailure to consider alternate defenses constitutes deficient performance when the attorney neither conduces] a reasonable investigation nor ma[kes] a showing of strategic reasons for failing to do so.ā Once counsel reasonably selects a defense, however, āit is not deficient performance to fail to pursue alternative defenses.ā An attorneyās action or inaction must be examined according to what was known and reasonable at the time the attorney made his choices and āineffective assistance claims based on a duty to investigate must be considered in light of the strength of the governmentās case.ā
Davis, 152 Wn.2d at 721-22 (alterations in original) (footnotes and internal quotation marks omitted) (quoting In re Pers. Restraint of Brett, 142 Wn.2d 868, 873, 16 P.3d 601 (2001); Bragg v. Galaza, 242 F.3d 1082, 1088, 253 F.3d 1150 (9th Cir. 2001); Rios v. Rocha, 299 F.3d 796, 805 (9th Cir. 2002)).
¶34 Elmore argues that counselās failure to have him evaluated by mental health experts prior to the guilty plea fell below the objective standard of reasonableness under prevailing professional norms as part of the duty to investigate. We disagree. First, this is not a case where counsel failed to perform any investigation. Mr. Komorowskiās team did an in-depth investigation in preparation of a mitigation report that it submitted to the prosecutorās office before the decision to seek the death penalty was made. While the report did not include the opinions of experts, it did chronicle the petitionerās medical history and the abuse suffered by petitioner. Further, there is no indication that Elmore was incompetent, insane at the time of the commission of the crime, or under the influence of any condition that would have diminished his capacity to form the requisite intent to commit the crimes charged.
¶36 Based on the overwhelming evidence of guilt and the absence of legal defenses, counselās strategy was to rely on Elmoreās remorse and willingness to take responsibility, a strategy that counsel reasonably could have concluded would have been undermined by an attempt to diminish Elmoreās culpability through presentation of mental health experts. Weighed against these considerations, counselās failure to investigate Elmoreās mental health prior to advising him to plead guilty did not fall below the reasonableness standard of Strickland.
2. Failure To Negotiate a Plea Bargain with the Prosecutor
¶37 The Supreme Court has held that the Strickland standard is applicable in the plea process. Hill v. Lockhart, 474 U.S. 52, 58, 106 S. Ct. 366, 88 L. Ed. 2d 203 (1985). A criminal defendant is entitled to effective counsel in plea negotiations. State v. Swindell, 93 Wn.2d 192, 198, 607 P.2d 852 (1980). In satisfying the Strickland test, as applied to the plea process, a defendant must show that there is a reasonable probability that, but for counselās errors, he would not have pleaded guilty and would have insisted on going to trial. In re Pers. Restraint of Riley, 122 Wn.2d 772, 780-81, 863 P.2d 554 (1993) (citing Lockhart, 474 U.S. at 59). A bare allegation that a petitioner would not have pleaded guilty if he had known all of the consequences of the plea is not sufficient to establish prejudice under the Strickland test. Riley, 122 Wn.2d at 782.
¶39 As noted earlier, Elmoreās defense team submitted a very detailed and well prepared mitigation statement. Such a statement is specifically intended to dissuade the prosecutor from seeking the death penalty. Additionally, the State submitted an affidavit from the county prosecutor, David McEachran, stating that he informed counsel that he would not consider plea bargaining with the death penalty. Although there is no specific mention of a plea discussion regarding the number of aggravating circumstances, Mr. McEachranās affidavit strongly suggests that he would not have negotiated on this point either.
¶40 While Mr. Komorowskiās failure to initiate negotiations on the number of aggravating factors may not have been a strategic decision, on this record Elmore fails to carry his burden of establishing that, but for counselās failure to negotiate on this point, there is a reasonable probability that the prosecutor would have agreed to a reduction in the number of aggravators or that he would not have pleaded guilty and would have insisted on going to trial.
3. Advice To Plead Guilty
¶41 Elmore also claims that counselās advice to plead guilty fell below the accepted standard for counsel in a death penalty case. Based on the expertsā affidavits, he argues that there was no advantage to him in pleading guilty and that his attorney was advised to proceed to trial but unreasonably ignored that advice. For example, Elmoreās affidavit from Dennis Balske states that, by conducting a trial on guilt, the jury can begin to discharge its emotional reactions to the crime and begin concentrating on
¶42 As the record demonstrates, Elmore attempted to plead guilty at his first appearance. At all times thereafter, he expressed a desire to spare his family from the publicity associated with a trial and a desire to take responsibility for his actions. Mr. Komorowski testified that his strategy was built around the dual themes of remorse and taking responsibility. He did not want to do anything to detract from that strategy. As mentioned, Elmore gave a full, detailed confession and Mr. Komorowski testified that he did not want the focus to be on the circumstances of the crime. Considering there was no viable defense to the charges, his defense theme, and his clientās desire to plead guilty, we conclude that Mr. Komorowskiās advice to plead guilty was based upon reasonable trial strategy.
Ineffective Assistance of Counsel ā Penalty Phase
1. Failure To Present Evidence of Mental Deficiencies during Sentencing Trial
¶43 RCW 10.95.070 provides statutory mitigating factors that a jury may consider in imposing the death penalty. For purposes of this argument, Elmore argues the particular significance of two factors:
(2) Whether the murder was committed while the defendant was under the Influence of extreme mental disturbance;
(6) Whether, at the time of the murder, the capacity of the defendant to appreciate the wrongfulness of his or her conduct*257 or to conform his or her conduct to the requirements of law was substantially impaired as a result of mental disease or defect.
RCW 10.95.070.
¶44 He claims that he was denied effective assistance of counsel because his trial attorneys, through inexperience, failed to investigate and present evidence regarding these statutory mitigating circumstances.
¶45 Whether to present mitigating evidence is a strategic decision. State v. Woods, 143 Wn.2d 561, 609, 23 P.3d 1046 (2001). Mitigating evidence includes any relevant factors that do not constitute a legal excuse for the offense but which, in fairness and mercy, may justify a less severe punishment. State v. Pirtle, 127 Wn.2d 628, 671, 904 P.2d 245 (1995); In re Pers. Restraint of Rupe, 115 Wn.2d 379, 397, 798 P.2d 780 (1990). There is a strong presumption that trial counselās performance was adequate, and exceptional deference must be given when evaluating counselās strategic decisions. Strickland, 466 U.S. at 689.
¶46 With regard to Mr. Komorowskiās testimony during the reference hearing, the trial court made the following findings of fact:
¶47 Mr. Komorowski wanted to focus on petitionerās remorse and personal responsibility. FOF at 33. He was concerned that the State would examine petitioner if a mental health defense were raised, and that petitioner would make damaging statements to a state mental health expert. The defense team made a strategic determination
¶48 As the case progressed, petitioner began to verbalize a lack of remorse, which was troubling to the defense team. This happened after the victimās mother wrote petitioner a letter stating that she felt her relationship with petitioner would never be the same. Petitioner no longer felt that he had anyone to apologize to for his crime. FOF at 34-35. If the State realized that petitioner was no longer remorseful, the defense team was concerned that the State would play a videotape of petitioner asking the media for help finding Kristyās body. FOF at 36.
¶49 Mr. Komorowski testified that petitioner objected to the presentation of a mitigation case and threatened to act out in the courtroom if mitigation was put on for the jury. Petitioner did not want any family members called as witnesses or any aspect of his life put on as evidence. Mr. Komorowski had to basically deceive petitioner to get his mother and sister into the courtroom. Id.
¶50 There is no question that the defense team did investigate petitionerās mental health deficiencies. Rather, the issue is whether counselās failure to conduct further evaluations amounted to deficient representation. We believe it did not. The defense team made a strategic decision to not present mental health mitigation evidence. The potential for damaging rebuttal evidence was almost certain after Elmore admitted his deviant sexual feelings toward young girls. The failure to present mitigating evidence is reasonable where the evidence may have opened the door to damaging rebuttal evidence. In re Pers. Restraint of Stenson, 142 Wn.2d 710, 744, 16 P.3d 1 (2001) (citing Kwan Fai Mak v. Blodgett, 970 F.2d 614, 618 (9th Cir. 1992)).
2. Failure To Object to Elmore Appearing before the Jury in Shackles
¶52 Elmore claims that his counsel should have objected to the jury being allowed to observe him in shackles because it suggested strongly that he is dangerous even in a jail setting. In State v. Finch, 137 Wn.2d 792, 864-66, 975 P.2d 967 (1999), this court stated that shackling a defendant during the penalty phase of a capital murder case may have an effect on the juryās determination of future dangerousness and reversed the defendantās death sentence. Id. at 866. In that case, the defendantās objection to the shackles had been overruled by the trial court. Id. at 804. This court held that the fact that the defendant had not only been shackled but also been handcuffed to his chair and leg-cuffed to the table during the testimony of two of
¶53 This case is significantly different from Finch. Elmore appeared before the jury in shackles only on the first day of jury selection. Elmore, 139 Wn.2d at 274. Further, he deliberately appeared in jail garb as part of his strategy of acknowledging responsibility. Id. Although counsel was surprised by the shackles, he agreed to leave them on that day. Id. Elmore did not appear shackled again throughout the remaining days of the penalty proceeding. Id. On direct appeal, this court held that Elmore had failed to establish prejudice and affirmed the death sentence. Id.
¶[54 Elmore argues that his attorneys provided ineffective assistance of counsel by failing to object to his shackling and has submitted affidavits in support of his position, averring that, had he been asked whether he wanted to appear in shackles, he would have declined because they were uncomfortable. Further, he argues that Mr. Komorowski did not consider the impact of shackles on the jury regarding future dangerousness. And, an affidavit by Mr. Balske states that there is no scenario where reasonably competent counsel should allow a defendant to appear shackled before the jury.
¶55 In Davis, this court' granted a new sentencing hearing where the defendant was shackled during the guilt and penalty phase of his trial, even though the opportunity for jurors to observe him in shackles was āpartial and fleeting.ā Davis, 152 Wn.2d at 705. In that case we distinguished Elmore, noting that ā[d]espite the admonition to trial courts to weigh on the record the reasons for restraining an accused in the courtroom,ā defense counsel are not relieved ā āof the obligation to object [to] shackling.ā ā Id. at 699 (emphasis omitted) (quoting Elmore, 139 Wn.2d at 273).
¶56 As noted, counselās strategy was to convince the jury that Elmore took full responsibility for his actions and that he was willing to face the consequences. Allowing Elmore to appear in prison garb was intended to convey this theme to the jury. Similarly, shackles might also demonstrate a
157 Nevertheless, as we noted in Finch, a shackling error may be harmless. Id. at 862. Because this issue is raised in the context of a right to counsel challenge, Elmore must show that there was a reasonable probability that, but for the deficient conduct, the outcome of the proceeding would have been different. Strickland, 466 U.S. at 687. In Finch, the defendant never appeared before the jury without being physically restrained. Additionally, the defendantās leg restraints were handcuffed to the leg of the table and his right arm was handcuffed to his chair during the testimony of two of the victims. In contrast, Elmore was shackled only on the first day of the sentencing trial. And, unlike the defendant in Finch, Elmoreās trial strategy was to demonstrate remorse and to accept responsibility. This evidence was sufficient to offset any implication of dangerousness created by Elmoreās appearance in shackles. Viewing the evidence as a whole, we do not believe that Elmore has carried his burden of demonstrating that, but for his brief appearance in shackles, the jury would have made a different decision.
3. Failure To Present Evidence of Lack of Future Dangerousness
¶58 Elmore claims that his counsel was ineffective because he failed to investigate and present evidence regarding his ability to adjust appropriately to prison life and present no future danger to others. The issue of future dangerousness is encompassed by two statutory mitigating factors:
*262 (1) Whether the defendant has or does not have a significant history, either as a juvenile or an adult, of prior criminal activity;
(8) Whether there is a likelihood that the defendant will pose a danger to others in the future.
RCW 10.95.070.
¶59 Elmore offered several affidavits in regard to this claim. First, he offered Mr. Komorowskiās affidavit that he did not have any prison expert review Elmoreās prior prison records to assess Elmoreās potential for future dangerousness and argued only in closing that the State had failed to meet its burden of proving future dangerousness. Elmore also submitted an affidavit from Dr. Woods, asserting that Elmoreās history shows that he functions successfully in structured environments and that he would not likely present any danger in the prison system. Additionally, he offered an affidavit from Mr. Unger, averring that Unger knew Elmore for about eight years before the crime and always found him to be a pleasant and honest person and that Elmore was gentle and caring with his daughter, Kayla. Mr. Unger speculated that Elmore would not present a jail management problem. In another affidavit, Mr. Sellars, who performed jail ministry for the Hillcrest Chapel church, averred that Elmore was extremely concerned with his wife and daughterās welfare. He also opined that Elmore was docile and could live successfully within the structures of the prison environment. Finally, Elmore submitted an affidavit from Mr. Chase Riveland, the former secretary of the Washington State Department of Corrections, stating that he reviewed Elmoreās incarceration history and that Elmore demonstrated good adjustment to prison.
¶60 In opposition, the State offered Elmoreās prison record, which contains numerous examples of instances where Elmoreās conduct resulted in major violations with disciplinary repercussions. In one instance, Elmore was
¶61 While the failure to introduce any mitigation evidence may support a claim of ineffective assistance of counsel, such a decision is reasonable where evidence may open the door to damaging rebuttal evidence. Stenson, 142 Wn.2d at 744 (citing Mak, 970 F.2d at 618); Strickland, 466 U.S. at 700 (no prejudice where proffered evidence would have opened the door to harmful and conflicting evidence). Here, the defense team had Elmoreās prison record and criminal history and cited it extensively in the mitigation report submitted to the prosecutor. Yet, counsel made a tactical decision not to present the evidence to the jury in mitigation. While the wisdom of counsel's decision may be debatable, under the Strickland standard we cannot say that the decision fell below the objectively reasonable standard in light of Elmoreās history of escape and prison disciplinary problems. Accordingly, we reject his claim of ineffective assistance of counsel for failing to present mitigation evidence regarding future dangerousness.
4. Failure To Call Witnesses To Testify to Elmoreās Remorse and Failure To Present Elmore as a Human Being to the Jury
¶62 As noted above, whether or not to present mitigating evidence is a strategic decision. Woods, 143 Wn.2d at 609. Although it is not a statutory mitigating factor, remorse is a relevant factor in determining penalty. See State v. Burkins, 94 Wn. App. 677, 698, 973 P.2d 15 (1999); State v. Ross, 71 Wn. App. 556, 563, 861 P.2d 473, 883 P.2d 329 (1993) (defendantās lack of remorse may be an aggravating factor to justify exceptional upward sentence).
¶63 Remorse was a central theme of Elmoreās defense to the death penalty. As mentioned above, Mr. Komorowski
¶64 Elmore claims that several people, known to the defense, could have given dramatic and persuasive testimony about his extreme level of remorse. Counselās failure to call these witnesses, Elmore claims, was not a strategic decision and fell below the accepted standard for counsel in a death penalty case. He claims that he was prejudiced by counselās conduct. He submitted several affidavits in support of his claim. Dana Paul Sellars, who performed jail ministry for the Hillcrest Chapel church, averred that as a part of his ministry, he visited Elmore in jail. He observed Elmoreās extreme remorse on several occasions. Sellars also says that Elmore was extremely concerned with his wifeās and daughterās welfare. An affidavit from Donald Pierce, a corrections officer for the Whatcom County Jail, states that Elmore was an āemotional wreckā and that he appeared extremely remorseful. Mr. Terry Unger averred that he knew Elmore for about eight years before the crime and always found him to be a pleasant and honest person. His affidavit states that he has observed Elmore with his daughter, Kayla, and that Elmore was gentle and caring with her. Mr. Unger stated that he visited Elmore in jail and that he was overcome with remorse. Mr. Unger says he spoke with the elected prosecutor, Mr. McEachran, and told him that Elmore needed psychological help because he could not understand why he had murdered Kristy. Finally, Mr. Balske, petitionerās attorney expert, claimed in his affidavit that counselās performance was deficient because he had several reputable witnesses from the community who should have been called to testify to petitionerās extreme remorse.
¶66 This case is more similar to Babbitt than Mak. Mr. Sparks, an experienced investigator, extensively investigated Elmoreās history. With his assistance, Mr. Komorowski prepared an in-depth mitigation report that was presented to the jury through Mr. Sparks. Additionally, counsel called three judges to testify to Elmoreās remorseful and dejected appearance shortly after his surrender. As with Babbitt, additional witnesses would have been cumulative.
¶67 Moreover, at the reference hearing Mr. Komorowski testified that ā[a]s the case progressed Mr. Elmore began to verbalize things that were very troubling to the defense team and indicated to them that they were backing off the remorse aspect.ā FOF at 34. After learning that his girl friend no longer had feelings for him, Mr. Elmore indicated that he had no one to apologize to for his crimes against Kristy. FOF at 35. Mr. Komorowski was concerned that if the State learned that Elmore no longer felt remorse, the State would "start interviewing jailers, transportation of
¶[68 Counsel conducted a full investigation and was aware of the witnesses available. He was also aware of the possibility that these witnesses might trigger rebuttal witnesses who would damage the defense strategy. Based on this evidence, we believe that counselās decision as to which witnesses to call was a tactical one.
Juror Misconduct
¶69 Elmore claims that he was denied his state and federal constitutional rights to an impartial jury where a juror āaffirmatively and repeatedly misled court and counselā regarding a matter bearing directly upon his impartiality. Pers. Restraint Pet. & Br. in Supp. at 154. This claim is without merit. Question 86 on the juror questionnaire form asked, āHave you, or any of your friends or relatives, been the victim of a crime (reported or unreported)?ā Question 90 on the juror questionnaire form asked, āHave you, or any of your friends or relatives, been the victim of a sexual offense?ā Juror 12 checked the ānoā box in response to both questions. Later, following the verdict, defense investigators interviewed juror 12. Pers. Restraint Pet. & Br. in Supp., Attach. 39 (Decl. of Margaret Hoban). During that interview, juror 12 mentioned that he had been sexually molested as a child.
¶70 In juror 12ās deposition, submitted as an attachment to the petition, the juror stated that he did not give correct answers because he did not recall the incidents until Elmoreās investigator questioned him. Moreover, he stated that when he answered questions 86 and 90 on the juror form, he did not think about those incidents. Id. at lines 040.15 to 0041.17. He also testified that his answers to the questions were correct, based on his belief that neither incident constituted an illegal action. Id. at lines 0041.5 to 0041.8. ā[E]ven on todayās standards I do not consider that as being actual sex ā sexual abuse except based on todayās definition of it. To me I would just call that more experimentation between a bunch of young kids.ā Id. at lines 0046.5 to 0046.9.
¶71 It is well settled that a litigant is entitled to a fair trial but not a perfect one, for there are no perfect trials. Brown v. United States, 411 U.S. 223, 231-32, 93 S. Ct. 1565, 36 L. Ed. 2d 208 (1973). āOne touchstone of a fair trial is an impartial trier of fact ā āa jury capable and willing to decide the case solely on the evidence before it.ā ā McDonough Power Equip., Inc. v. Greenwood, 464 U.S. 548, 554, 104 S. Ct. 845, 78 L. Ed. 2d 663 (1984) (quoting Smith v. Phillips, 455 U.S. 209, 217, 102 S. Ct. 940, 71 L. Ed. 2d 78 (1982)). āA strong, affirmative showing of misconduct is necessary in order to overcome the policy favoring stable and certain verdicts and the secret, frank and free discussion of the evidence by the jury.ā State v. Balisok, 123 Wn.2d 114, 117-18, 866 P.2d 631 (1994).
¶72 In order to receive a new trial, a party must first demonstrate that a juror failed to answer honestly a material question on voir dire and then further show that a correct response would have provided a valid basis for a challenge for cause. McDonough, 464 U.S. at 556. āThe motives for concealing information may vary, but only those
¶73 Petitionerās first hurdle is demonstrating that juror 12ās answer was material. The two incidents that the juror failed to disclose are very minor and occurred when the juror was a young teen. Neither incident involved violence or rape, the crimes for which petitioner was prosecuted. See United States v. Jones, 608 F.2d 1004, 1007 (4th Cir. 1979) (declining to strike for cause a venireman whose wife was a bank employee and one whose daughter-in-law had been the victim of a bank robbery in bank robbery trial: āThe fact that a juror or his relative has been the victim of some crime, unrelated to the offense being tried, is, we think, only minimally relevant to the question of that jurorās impartiality. Indeed, if the mere fact that a juror or his relative had been the victim of some crime unrelated to that being tried constituted grounds for discharge, it would become difficult, if not impossible, to assemble a jury panel.ā); United States v. Caldwell, 178 U.S. App. D.C. 20, 34, 543 F.2d 1333 (1974) (no cause to excuse a son and father-in-law of police officers from serving as jurors in the murder of a police officer); Mikus v. United States, 433 F.2d 719, 723-24 (2d Cir. 1970) (no cause to excuse bankerās wife in bank robbery trial).
¶74 A claim of juror misconduct in this circumstance is more compelling when a juror is closely associated with a victim of the same type of offense as that being tried. See City of Cheney v. Grunewald, 55 Wn. App. 807, 780 P.2d 1332 (1989) (court erred in refusing to excuse juror for cause in DUI (driving under the influence) trial where juror was a member of M.A.D.D. (Mothers Against Drunk Driving) and whose niece was killed by an intoxicated driver);
¶75 We reject Elmoreās claim that juror misconduct resulted in a complete miscarriage of justice.
Proportionality Review
¶76 RCW 10.95.130 provides that this court conduct a proportionality review in every case in which the jury imposes a death sentence. Elmore challenged his sentence on the basis of disproportionality on direct review. In that review, the court considered both the crime and the defendant in light of other similar cases to determine whether death was imposed ā āgenerally in similar cases, and not imposed wantonly and freakishly.ā ā Elmore, 139 Wn.2d at 308 (emphasis omitted) (quoting State v. Brown, 132 Wn.2d 529, 555, 940 P.2d 546 (1997)). The court said that if the facts of Elmoreās case are similar to some of the facts in other cases in which the death penalty was upheld, the sentence is proportionate. Id. After its review, the court held that Elmoreās sentence of death did not violate RCW 10.95.130. Id.
¶ 77 Elmore argues that his proportionality review was flawed because neither he nor the court had been provided accurate information about the-pool of other āsimilar cases.ā He asserts that at least 18 reports were missing at the time the court engaged in its statutory review, and probably more. Additionally, he alleges that many of the reports that have been filed are incomplete or inaccurate.
[w]hether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases .... ā[SJimilar casesā means cases reported in the Washington Reports or Washington Appellate Reports since January 1, 1965, in which the judge or jury considered the imposition of capital punishment regardless of whether it was imposed or executed, and cases in which reports have been filed with the supreme court under RCW 10.95.120.
RCW 10.95.130(2)(b). RCW 10.95.120 requires that trial courts submit certain enumerated details in all cases where a person is convicted of aggravated first degree murder.
f 79 As this court stated in State v. Lord, 117 Wn.2d 829, 910, 822 P.2d 177 (1991), the purpose of the statutory review is to avoid random arbitrariness and imposition of the death sentence based on race. Precise uniformity among the cases is not required. Id. The cases are āunique and cannot be matched up like so many points on a graph.ā Id. The review under RCW 10.95.130 is not constitutionally required. State v. Benn, 120 Wn.2d 631, 679, 845 P.2d 289 (1993). Thus, for reversal Elmore must show that any error in connection with the statutory review resulted in a complete miscarriage of justice. Cook, 114 Wn.2d 802.
¶80 As the State points out, when this court decided Pirtle, 127 Wn.2d at 685-88, it reviewed 145 reported cases. Of these, only 41 defendants faced the death penalty and only 16 were sentenced to death. Id. Assuming that not every aggravated murder conviction is included in the database, the large number of cases that are available provide the court with a sufficient number to enable it to complete a valid and meaningful proportionality review. As the court has said repeatedly, precision is not required.
Due Process Violations
1. Whether Charging Documents Violated Elmoreās Due Process Rights
¶82 The State charged Elmore with two aggravating circumstances: (1) the murder was committed to conceal a crime and (2) the murder was committed in the course of, in furtherance of, and in immediate flight from the crime of rape. In his direct appeal Elmore claimed that, because the basis for the concealment aggravator was not specified, he was denied his constitutional rights pursuant to the Sixth, Eighth, and Fourteenth Amendments. He claims that he was misled by the charging document into believing that the crime he was allegedly concealing was Kristyās rape preceding her murder. He claims that if his attorney had known that the crime the State believed he was concealing was molesting Kristy when she was five, his attorney would have been able to give him different advice regarding his decision to plead guilty. The State argues that this issue was resolved on direct appeal and should not be reconsidered.
¶83 The constitution requires the State to inform the accused clearly of the nature of the criminal charge with sufficient specificity that he can prepare an adequate defense. Cole v. Arkansas, 333 U.S. 196, 68 S. Ct. 514, 92 L. Ed. 644 (1948). A guilty plea ācannot be truly voluntary unless the defendant possesses an understanding of the law in relation to the facts.ā McCarthy v. United States, 394 U.S. 459, 466, 89 S. Ct. 1166, 22 L. Ed. 2d 418 (1969). Elmore claims that the information in this case failed to inform him as to the crime he was allegedly concealing.
¶85 The aggravating circumstance at issue, concealment of a crime, is set forth in RCW 10.95.020(9). This court has rejected due process challenges to this statutory aggravator. In State v. Jeffries, 105 Wn.2d 398, 419-20, 717 P.2d 722, cert. denied, 479 U.S. 922 (1986), this court held that due process does not require that the specific crime be charged and included in the jury instructions. See also State v. Gentry, 125 Wn.2d 570, 602-03, 888 P.2d 1105 (predicate crime need not be identified), cert. denied, 516 U.S. 843 (1995).
¶86 Neither Jones nor Schad dictates a different result. The exact crime is not an element of the aggravating circumstance under the statute. Additionally, the jury here was required to determine, beyond a reasonable doubt, whether the murder was committed to conceal a crime. Thus, Elmore did receive the protections dictated by Jones and Schad. Elmore presents no convincing reason for this court to reconsider its decision.
¶87 Elmore claims that counselās failure to object to redaction of his statements of remorse from his taped confession that was given to the jury to play in the jury room fell below the objective standard of reasonableness under prevailing professional norms. The redacted portion of the statement was as follows:
We barely tolerated each other .... Which, again, is probably my fault. After all this was said and done, then I started to realize where I had made a lot of mistakes with Kristy. āCause the only time I ever talked to Kristy was to yell at her for something she didnāt do that she was supposed to do. I didnāt ever spend any time with Kristy. Maybe this is because of the first time, I felt so guilty about it.
15 Verbatim Report of Proceedings (Mar. 7, 1996) at 2392 (capitalization omitted).
¶88 Mr. Komorowski says in his affidavit that he would have objected to a redacted confession tape if he had been aware that the jury would have unlimited access to Elmoreās confession in the jury room.
¶89 Following the juryās decision in this case, Elmore moved for a new sentencing hearing based on the juryās unsupervised access to a recording device on which to listen to the redacted confession. The motion was denied, and Elmore assigned error to that ruling on direct appeal, arguing that the jury placed undue emphasis on the tapes. This court rejected Elmoreās argument, stating that the confession was the case for both sides ā it āboth described the crime and reflected Elmoreās decision to come back and take responsibility.ā Elmore, 139 Wn.2d at 297. Although Elmore now presents this issue as one of ineffective assistance of counsel, it is essentially the same argument that he made on direct appeal. He has failed to demonstrate that this courtās decision on direct appeal was erroneous or harmful. We have not been presented with a reason to reconsider this issue.
¶90 We hold that Mr. Elmore has failed to establish that he is under an unlawful restraint and deny his personal restraint petition.
Alexander, C.J., and C. Johnson, Bridge, Chambers, Owens, Fairhurst, and J.M. Johnson, JJ., concur.
The facts are drawn from this courtās opinion in Elmore, 139 Wn.2d 250, and from the trial court findings of fact entered by the Whatcom County Superior Court (Sept. 10, 2004 reference hearing).
Def.ās Ex. 13 (Social History); see also Def.ās Ex. 12 (Clark Elmore Life History) (located in Clerkās Papers, Small Exs. and Large Exs.).
Petitionerās mother advised the defense team that the injury was not significant. The trial team did not believe that neurological testing was indicated based on the incident.
While Mr. Komorowski admits that he did not further explore petitionerās history of exposure to neurotoxins because of inexperience, he was certainly not an inexperienced attorney in 1995. FOF at 19. He was admitted to practice in 1979 and is currently the chief deputy public defender for Whatcom County. Prior to working with petitioner, he represented people charged with various felony crimes, including aggravated murder in the first degree. FOF at 8-9.
See Strickland, 466 U.S. at 699 (decision not to present testimony of family members or psychological evaluations was a reasonable strategic choice because
The declarations summarized herein are contained in the petitionerās opening brief, personal restraint petition, and brief in support, as attachments.
According to the interviewer, the juror mentioned three prior incidents. During a later deposition, the juror testified that there had been only two sexual abuse incidents. The deposition of juror 12 has been sealed to maintain his privacy.
This court recently held that the āabhorrent killingsā of Gary Ridgway, the āGreen River Killer,ā āstanding alone, do not render the death penalty unconstitutional or disproportionate.ā Cross, 156 Wn.2d at 624.