Ferguson v. Commonwealth
Michael Ray FERGUSON, Jr. v. COMMONWEALTH of Virginia
Attorneys
Glenn L. Berger (Berger & Thornhill, on brief), Altavista, for appellant., Josephine F. Whalen, Assistant Attorney General II (Robert F. McDonnell, Attorney General, on brief), for appellee.
Full Opinion (html_with_citations)
Michael Ray Ferguson, Jr., appellant, was convicted of burglary, in violation of Code § 18.2-91, and grand larceny, in
BACKGROUND
On July 28, 2005, police officers stopped appellantâs vehicle in the town of Altavista, which is located in Campbell County. These officers detained appellant in his vehicle until police officers from the neighboring jurisdiction responded to the scene, since appellantâs vehicle matched the description of a vehicle involved in a breaking and entering of a home in Pittsylvania County.
When Investigator Hagerman of the Pittsylvania County Sheriffs Department arrived on scene, he asked appellant to go with the officers to the police department in the Town of Hurt in Pittsylvania County to âtalk.â This police department was located approximately one-half of a mile from where appellantâs vehicle was stopped. Appellant drove his vehicle to the police department, followed by five police officers in their police vehicles. Three of those police officers, including Investigator Hagerman, accompanied appellant into the police department.
The interview began at 1:25 p.m. Investigator Hagerman told appellant that they were interviewing him âin reference to a B & E that occurred at the Mark Worley residenceâ the previous day.
Investigator Hagerman continued the conversation with appellant:
Hagerman: Michael, Iâll just tell you what the offense was that we were talking about uh, do you want to go ahead and talk with me?
[Appellant]: Uh, my moma [sic] said that if I get in any more trouble I need a lawyer.
Hagerman: Okay, well, you donât have to talk to me. Let me talk to you now.
Investigator Hagerman did not ask appellant any questions regarding his request for counsel, but instead proceeded to talk to appellant about the instant offenses.
Hagerman: Iâve got positive identification of your car as it was pulling out of that house yesterday. Uh, there was about four thousand dollars worth of items stolen. Now, if youâre willing to talk. If you want to go ahead and talk to me about this fine, if you donât, you know youâre in trouble right now. Uh, Iâm not, Iâm not playing with you. Iâm not, Iâmâ
[Appellant]: I understand.
Hagerman: [Unintelligible] straight out. Uh, the only hope youâve got right now is to come clean as you can get. Let me try to get this stuff back that was stolen, that was taken, and uh, if, you know, youâre on probation, I mean you need to think for yourself, youâre twenty years old. [Unintelligible] saw the vehicle come down the hill right behind your car when you was [sic] pulling out spinning wheels.
[Appellant]: I donât nothing [sic] about that.
Hagerman: Okay. Where was [sic] you at yesterday?
*55 [Appellant]: I was with my daddy up at the house.
Investigator Hagerman then obtained from appellant his address, his fatherâs name, and whether any of his Mends were with him the day before. Investigator Hagerman questioned appellantâs alibi, saying, â[Y]ou think your daddy is going to say that you were home all day yesterday?â He also asked appellant about his employment status and how he got his money.
Investigator Hagerman then turned off the tape recorder, and told appellant that if he returned to Pittsylvania County in the future, Investigator Hagerman would put him in jail. Investigator Hagerman left the room with Deputy C.W. Glass, asking Chief Brian Marr of the Hurt Police Department to stay in the room with appellant. Chief Marr knew appellant, through appellantâs mother, prior to his interaction with him that day.
For twenty minutes, Chief Marr and appellant sat in silence in the room. Appellant then stated either âI messed upâ or âThis is messed up.â
The transcript of the second part of the interview indicates a portion of what appellant and Chief Marr discussed before the tape began recording. At one point, Chief Marr stated, âIâve adivsed [sic] you that you can help yourself, okay.â Later in the statement, Chief Marr acknowledged part of the earlier, unrecorded conversation, â[J]ust like Iâve told you before, we know more than what youâre telling us____Help yourself out. You come [sic] this far man. You want me to
Chief Marr read appellant his Miranda rights again, and âasked him would he speak with [Chief Marr] rather than Investigator Hagerman, would he feel more comfortable with that.â Appellant indicated that he would. Appellant gave a statement regarding the offenses at approximately 2:00 p.m.
After making these statements, appellant was arrested.
The trial court determined that appellant made a clear and unambiguous request for counsel, and suppressed any statements made to Investigator Hagerman before he left the room. However, the trial court found that appellant âreinitiated the conversationâ after police officers stopped questioning him. The trial court denied appellantâs motion to suppress his statements made to Chief Marr. Appellant then entered a conditional plea of guilty pursuant to Code § 19.2-254, preserving for appeal the alleged violation of his Fifth Amendment right to counsel.
This appeal follows.
ANALYSIS
Appellant contends that, after he âclearly asserted his right to counsel,â police officers engaged in âcoercive tactics,â failed to provide counsel, and continued to interrogate him, in violation of the Fifth Amendment.
The Fifth Amendment Right to Counsel
âThe right of a criminal suspect to have an attorney present during custodial interrogation was first articulated by the Supreme Court in Miranda v. Arizona, 384 U.S. 436, 469-73, 86 S.Ct. 1602, 1625-27, 16 L.Ed.2d 694 (1966).â Commonwealth v. Hilliard, 270 Va. 42, 49, 613 S.E.2d 579, 584 (2005). The Court in Miranda âheld that before interrogating a suspect who is in police custody, law enforcement officers must inform the suspect of certain rights, including the right to the presence and assistance of counsel.â Id. âMiranda conditioned the admissibility at trial of any custodial confession on warning a suspect of his rights: failure to give the prescribed warnings and obtain a waiver of rights before custodial questioning generally requires exclusion of any statements obtained.â Missouri v. Seibert, 542 U.S. 600, 608, 124 S.Ct. 2601, 2608, 159 L.Ed.2d 643 (2004).
In Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981), the Court âestablished a second layer of prophylaxis for the Miranda right to counsel[,]â McNeil v. Wisconsin, 501 U.S. 171, 176, 111 S.Ct. 2204, 2208, 115 L.Ed.2d 158 (1991), holding that, âan accused, ... having expressed his desire to deal with the police only through counsel, is not subject to further interrogation by the authori
Thus, the prophylactic protections that the Miranda warnings provide to counteract the âinherently compelling pressuresâ of custodial interrogation and to âpermit a full opportunity to exercise the privilege against self[-]incrimination,â are implemented by the application of the Edwards corollary that if a suspect believes that he is not capable of undergoing such questioning without advice of counsel, then it is presumed that any subsequent waiver that has come at the authoritiesâ behest, and not at the suspectâs own instigation, is itself the product of the âinherently compelling pressuresâ and not the purely voluntary choice of the suspect.
Arizona v. Roberson, 486 U.S. 675, 681, 108 S.Ct. 2093, 2098, 100 L.Ed.2d 704 (1988) (quoting Miranda, 384 U.S. at 467, 86 S.Ct. at 1624).
Only if the accused initiates further âcommunication, exchanges, or conversations with the police,â and only if those communications result in the accused changing his or her mind and freely and voluntarily waiving the right to counsel, may the police resume interrogation without violating the Edwards rule. Roberson, 486 U.S. at 682, 108 S.Ct. at 2099.
In evaluating the admissibility of a statement under the Edwards rule, we apply a three-part analysis. First, the trial court must determine whether the accused
âunequivocallyâ invoked his or her right to counsel. Second, the trial court must determine whether the accused, rather than the authorities, initiated further discussions or meetings with the police. Third, if the accused did initiate further discussions or conversations with police, the trial court must then ascertain whether the accused knowingly and intelligently waived the previously invoked right to counsel.
Once an accused asserts his or her right to counsel, subsequent waiver of that right is not sufficient to make admissible any incriminating statements thereafter obtained, even if investigators have re-Mirandized the accused, unless the statements are initiated by the defendant and shown to be based on a knowing, intelligent, and voluntary waiver.
Id. at 531, 507 S.E.2d at 105.
Request for Counsel
We must consider the first prong of the Edwards analysis: whether appellant made an unequivocal request for counsel.
The Commonwealth contends that appellantâs first request for counsel ârelated solely to the issue of consent to searchâ and that appellantâs second request for counsel âwas merely a restatement of his motherâs advice.â The Commonwealth argues that neither âcommentâ would have been âunderstood by a reasonable police officer under the circumstances to be a request to have counsel present during the interrogation.â We disagree.
â[Wlhether an accused âclearly requested an attorney during a custodial interrogation is a mixed question of law and fact.ââ Medley v. Commonwealth, 44 Va.App. 19, 30, 602 S.E.2d 411, 416 (2004) (en banc) (quoting Commonwealth v. Redmond, 264 Va. 321, 326, 568 S.E.2d 695, 697 (2002) (plurality opinion)). â âThe determination of what [the accused] actually said is a question of fact that we review only for clear error----Whether those words are sufficient to invoke the right to counsel is a legal determination that we review de novo.â â Id. (quoting Redmond, 264 Va. at 327, 568 S.E.2d at 698).
At the outset of the interview, Investigator Hagerman asked appellant for consent to search his vehicle. Appellant responded, âNah, I want a lawyer, you know what Iâm saying?â In context, appellant clearly wanted an attorney before he was interrogated. Police officers told appellant he was being interviewed in connection with a breaking and entering. Further, nothing in appellantâs first statement indicated that he wanted a lawyer only if the police were going to search his vehicle. Appellant denied consent to search his vehicle, and then he stated his request to have counsel present.
We find appellantâs first request for counsel clear and unambiguous.
Initiation of Discussion After Request for Counsel
As appellant asserted his right to counsel, we then turn to the second prong of the Edwards analysis: whether
The Supreme Court in Miranda and Edwards made clear that â â[i]f the individual states that he wants an attorney, the interrogation must cease until an attorney is present.â â Commonwealth v. Gregory, 263 Va. 134, 146, 557 S.E.2d 715, 722 (2002) (quoting Miranda, 384 U.S. at 474, 86 S.Ct. at 1628). âThe Edwards rule provides a ârelatively rigid requirementâ that police and prosecutors must observe.â Hines v. Commonwealth, 19 Va.App. 218, 221, 450 S.E.2d 403, 404 (1994) (quoting Fare v. Michael C., 442 U.S. 707, 718, 99 S.Ct. 2560, 2568, 61 L.Ed.2d 197 (1979)). â[T]he rigid rule [was fashioned to announce] that an accusedâs request for an attorney is per se an invocation of his Fifth Amendment rights, requiring that all interrogation cease.â Michael C., 442 U.S. at 719, 99 S.Ct. at 2569; see also Gregory, 263 Va. at 147, 557 S.E.2d at 722 (âThe prophylaxis of Miranda and Edwards provides the right to have counsel present during interrogation as an additional safeguard in the exercise of the right against self-incrimination.â). Thus, the rule in âEdwards focuses on the state of mind of the suspect and not of the police.â Roberson, 486 U.S. at 687, 108 S.Ct. at 2101.
The facts in the instant case are markedly similar to those in Hines, 19 Va.App. 218, 450 S.E.2d 403. There, detectives from two different jurisdictions were present in the interview room with Hines in order to question him about separate criminal offenses that had occurred in their respective cities. Id. at 220, 450 S.E.2d at 403. The Hampton detective read Hines his Miranda rights, and then began questioning him about a criminal offense in Hampton. Id. Hines became aggravated and stated that he wanted to return to his jail cell and to speak to his attorney. Id. In response, the Hampton detective said, â âAll I wanted to know is whether youâre going to be a witness or a defendant in the matter.â â Id. Hines asked the detective what he meant by âwitness,â and the discussion between the two continued. Id. Hines made inculpatory statements regarding the Hampton offenses. Id. A
When the Hampton detective concluded his interview, he exited the room, leaving Hines with the Newport News detective. Id. The Newport News detective then asked Hines if he understood his Miranda rights, and Hines stated that he did. Id. Hines then made incriminating statements regarding the Newport News offenses, and these statements and offenses were the subject of the appeal. Id. at 220, 450 S.E.2d at 403-04.
After finding that Hines made a âspecific and unambiguous request to consult with his lawyer,â this Court analyzed the conversation that occurred after his request under the second prong of Edwards. This Court held that
[b]y asking Hines âwhether [he was] going to be a witness or a defendant in the matter,â the officer continued the conversation that he was bound to cease. This inquiry was a reinitiation of the dialogue that Hines sought to terminate____Thus, the ensuing âcommunication, exchanges, or conversation with the police,â Edwards, 451 U.S. at 485, 101 S.Ct. at 1885, was initiated by the police officerâs further inquiry to Hines.
Hines, 19 Va.App. at 221, 450 S.E.2d at 404 (second alteration in original).
In Hines, this Court did not evaluate whether the defendantâs subsequent responses âreinitiatedâ the conversation with police, nor did they parcel out the conversations between the two different detectives. Instead, this Court found that, â[w]hen the officer continued the dialogue without first giving Hines access to his lawyer, the statements that he elicited did not follow upon a valid waiver of Hinesâs Fifth Amendment rights.â Id. at 222, 450 S.E.2d at 405. We ruled that Hinesâ statement to the Newport News detective should have been suppressed on those grounds. Id.
Here, as in Hines, despite appellantâs invocation of his right to counsel, the interview never ceased. Investigator Hagerman and Chief Marr continued questioning appellant as if his
Investigator Hagermanâs continued inquiry was interrogation. â[T]he term âinterrogationâ under Miranda refers not only to express questioning, but also to any words or actions on the part of the police (other than those normally attendant to arrest and custody) that the police should know are reasonably likely to elicit an incriminating response from the suspect.â Rhode Island v. Innis, 446 U.S. 291, 301, 100 S.Ct. 1682, 1690, 64 L.Ed.2d 297 (1980) (footnote omitted). The âInnis standardâ thus presents a question of law, ârequiring a determination whether an objective observer would view an officerâs words or actions as designed to elicit an incriminating response.â Blain v. Commonwealth, 7 Va.App. 10, 15, 371 S.E.2d 838, 841 (1988).
Investigator Hagermanâs questions were clearly âdesigned to elicit an incriminating response.â Investigator Hagerman told appellant that a witness could place his vehicle at the crime scene at the time of the crime, and then advised appellant that âthe only hopeâ he had was to âcome clean as you can get.â In response to Investigator Hagermanâs subsequent questions, appellant denied any involvement in the crime, provided an alibi for his whereabouts, and furnished an explanation for how he had money when he did not hold any gainful employment.
By questioning appellant in this manner after he requested counsel, Investigator Hagerman and Chief Marr âcontinued the conversation that [they were] bound to cease.â Hines, 19 Va.App. at 221, 450 S.E.2d at 404. âOnce [appellant] invoked his right to confer with his counsel, âa valid waiver of that right cannot be established by showing only that he responded to further police-initiated custodial interro
âIf the police do subsequently initiate an encounter in the absence of counsel (assuming there has been no break in custody), the suspectâs statements are presumed involuntary and therefore inadmissible as substantive evidence at trial, even where the suspect executes a waiver and his statements would be considered voluntary under traditional standards. This is âdesigned to prevent police from badgering a defendant into waiving his previously asserted Miranda rights.â â McNeil, 501 U.S. at 177, 111 S.Ct. at 2209 [(quoting Michigan v. Harvey, 494 U.S. 344, 350, 110 S.Ct. 1176, 1180, 108 L.Ed.2d 293 (1990)) ].
Gregory, 263 Va. at 148, 557 S.E.2d at 723.
At first glance, Mundy v. Commonwealth, 11 Va.App. 461, 390 S.E.2d 525, aff'd on rehâg en banc, 11 Va.App. 461, 399 S.E.2d 29 (1990), and Correll v. Commonwealth, 232 Va. 454, 352 S.E.2d 352 (1987), appear to be factually analogous to the instant case. Both Correll and Mundy involve situations where, during the course of interrogation, a suspect requests counsel and police officers continue to question the suspect in complete disregard of this request. However, a closer reading of each case reveals legally significant distinctions between those cases and the one presently before this Court.
In Mundy, police officers were questioning Mundy at the police department about his involvement in a robbery and shooting. Mundy, 11 Va.App. at 467, 390 S.E.2d at 528. During the initial interrogation, officers advised Mundy of his Miranda rights and Mundy made two requests for counsel. Id. Officers ignored these requests, and continued their interrogation without providing Mundy with an attorney. Id. at 468, 390 S.E.2d at 528. After making the first statement, where he confessed to participating in the robbery but denied any involvement in the shooting, Mundy was transferred to a different area of the building. Id. Three hours later, Mundy asked to speak with the officers again, and, after waiving his Miranda rights, Mundy made a second statement. Id. The
At the hearing on his motion to suppress his statements, Mundy argued only that he was coerced into making the three statements. Id. at 469, 390 S.E.2d at 529. As to the first statement, Mundy contended that officers denied him the use of the bathroom, resulting in his personal discomfort. Id. Additionally, Mundy maintained that the officersâ refusal to provide him with an attorney at his request coerced him into making his first statement. Id. Further, Mundy argued that, because he had âlet the cat out of the bagâ in making the first statement, the coercion present in the first statement caused the second and third statements to be coerced. Id. The Commonwealth in Mundy conceded that the first statement was inadmissible, but denied that there was any coercion present when Mundy made any of the statements. Id.
Mundy framed his argument to the trial court, and on appeal, under the third prong of the Edwards analysis, namely whether his waivers of his Miranda rights were voluntary. Id. Mundy did not contend that police officers reinitiated interrogation in violation of Edwards; indeed, an argument based on the third prong of the Edwards analysis presumes that the defendant reinitiated the interrogation. Giles, 28 Va.App. at 532, 507 S.E.2d at 105 (âThird, if the accused did initiate further discussions or conversations with police, the trial court must then ascertain whether the accused knowingly and intelligently waived the previously invoked right to counsel.â (emphasis added)). In Mundy, this Court based its analysis solely on the arguments before the court,
In Correll, a Roanoke police officer questioned Correll following his arrest for robbery and murder. Correll, 232 Va. at 460, 352 S.E.2d at 355. During that questioning, Correll requested counsel, âbut said he could not afford to hire a lawyer.â Id. Correll did not consult with an attorney, âbut discussions continued between Correll and the police.â Id. Correll was questioned on the day of his arrest, as well as on the following day, but the statements Correll made on these days were not offered into evidence.
On appeal, Correll never alleged that his request for counsel on the first day of interrogation was linked to any subsequent violations of his Fifth Amendment rights. Instead, Correll argued that his conversation with the Franklin County officer on the third day was âan extension of the interrogation that began that morning ... [with] a polygraph test.â Id. at 463, 352 S.E.2d at 357. However, the opinion contains no information about the circumstances surrounding Correllâs polygraph test.
Here, as in Hines, Investigator Hagerman and Chief Marr violated appellantâs Fifth Amendment rights by continuing to interrogate appellant after he invoked his right to counsel. See McDaniel v. Commonwealth, 30 Va.App. 602, 607, 518 S.E.2d 851, 854 (1999) (en banc) (reversing the trial courtâs denial of the defendantâs suppression motion because âthe detective gained [the defendantâs] confession by continuing the interrogation after [the defendant] had invoked his Fifth Amendment right to counselâ). Investigator Hagerman told appellant that someone had identified his car leaving the crime scene. Investigator Hagerman said that if appellant did not want to talk to him âabout this,â that appellant knew that he was âin trouble right now.â Investigator Hagerman stated that appellantâs âonly hopeâ was to confess, and mentioned appellantâs probationer status. Investigator Hagerman questioned whether appellantâs alibi would hold up, and inquired as to how he had any money when he was not working at the time.
Appellantâs incriminating statements were the direct result of Investigator Hagermanâs continued interrogation of appellant after he invoked his right to counsel and the ensuing period of silence in the custody of Chief Marr. â[I]f the accused has invoked his or her right to counsel and has remained in continuous custody, the statement is inadmissible unless the trial court finds that the statement was made at a meeting with the police that was initiated by the defendant or attended by his lawyer.â Quinn v. Commonwealth, 25 Va. App. 702, 712, 492 S.E.2d 470, 475 (1997).
Since appellant was in the continuous custody of police officers from the time he first invoked his right to counsel until he made incriminating statements to Chief Marr, his confession to Chief Marr is presumed to be involuntary and is inadmissible at trial. Gregory, 263 Va. at 148, 557 S.E.2d at 723. As in Hines, we need not address whether appellantâs statement to Chief Marr that broke the period of silence âreinitiatedâ a dialogue with police; Investigator Hagermanâs continued interrogation of appellant after he invoked his right to counsel initiated the dialogue with appellant under the second prong of Edwards.
CONCLUSION
We hold that appellant, while in police custody, made a clear and unequivocal request for counsel. Police officers did not cease their interrogation in honor of that request, violating appellantâs Fifth Amendment rights. This violation tainted any subsequent confession made by appellant while he remained in the continuous custody of police officers.
Reversed and remanded.
. Although appellant noted an appeal to the revocation of his suspended sentence, he never challenged this revocation in his petition or in his brief on appeal. Therefore, this issue is not before us.
. The Hurt Police Department is located in the town hall building, and the interview with appellant occurred in the chamber of the town council.
. The conversation between appellant and the police officers was recorded, and a transcript of that recording was entered into evidence at the hearing on the motion to suppress.
. Chief Marr testified that he did not know exactly what appellant said that broke the silence, and appellant testified at the suppression hearing that appellant had said that he "[didnât] want to go to jail.â
. Appellant, in his question presented, also argued that his statements were taken in violation of his Sixth Amendment right to counsel. However, appellant did not make any argument, nor did he cite to any authority, in support of his contention. As such, we do not consider this issue on appeal. Rule 5A:20(c); Buchanan v. Buchanan, 14 Va.App. 53, 56, 415 S.E.2d 237, 239 (1992) ("Statements unsupported by argument, authority, or citations to the record do not merit appellate consideration.â).
. The trial court found that appellantâs first request for counsel was clear and unequivocal and that, while "his second statement [was] not clear,â it "tend[ed] to support his first statement that he wants a lawyer at that point."
. Because we find appellant's first request sufficient to invoke his right to counsel, we need not consider whether his second statement referring to an attorney was clear and unequivocal.
. In fact, the Court in Mundy could not consider whether the officers reinitiated the interrogation under the second prong of the Edwards analysis, as that argument was not presented to the trial court and was not before them on appeal. See Belmer v. Commonwealth, 36 Va.App. 448, 458, 553 S.E.2d 123, 128 (2001) (â âWe do not address' issues that the parties failed to raise at trial and failed to present or develop on
. The opinion does not contain any information about the details of the conversation between Correll and Roanoke police officers during either of the first two interviews.
. The federal appellate court considering Cornell's federal habeas claim noted that
*67 there is a complete dearth of information in the record concerning the circumstances surrounding Correllâs decision to submit to the polygraph examination or any further information pertaining to the timing or events surrounding the disclosure of the results. Correll simply failed to develop these facts during the state court proceedings.
Correll v. Thompson, 63 F.3d 1279, 1288 (4th Cir.1995).
. It is of no consequence that appellant did not make any inculpatory statements during his first discussion with Investigator Hagerman. As the Supreme Court of Virginia observed in Gregory, "it is not the fruits of the investigation that are at issue; rather, it is the coercive atmosphere of the custodial interrogation itself.â Gregory, 263 Va. at 147-48, 557 S.E.2d at 723 (holding that the Court of Appeals erred in utilizing a harmless error analysis as to the defendantâs first interrogation as nothing inculpatory came from that interrogation).
. Indeed, the analysis under Edwards presupposes that police will cease all interrogation after a suspect invokes his right to counsel.
. We do not suggest that the taint of an Edwards violation can never be attenuated under any circumstances; however, it is clear from the case law that the circumstances here could not and did not dissipate the taint in this case.