Chris Noel Carlin v. Bexar County, Bexar County Judge Nelson W. Wolff, Judge Ron Rangel, and Judge Rosie Alvarado
Date Filed2023-12-20
Docket04-22-00427-CV
Cited0 times
StatusPublished
Full Opinion (html_with_citations)
Fourth Court of Appeals
San Antonio, Texas
MEMORANDUM OPINION
No. 04-22-00427-CV
Chris Noel CARLIN,
Appellant
v.
BEXAR COUNTY, Bexar County Judge Nelson W. Wolff, in his Official Capacity as Bexar
County Judge, Judge Ron Rangel in his Official Capacity as Local Criminal Court
Administrative Judge, Bexar County, Texas, and Judge Rosie Alvarado, in her Official Capacity
as Local Administrative Judge, Bexar County, Texas,
Appellees
From the 45th Judicial District Court, Bexar County, Texas
Trial Court No. 2021CI10840
Honorable Tina Torres, Judge Presiding
Opinion by: Irene Rios, Justice
Sitting: Irene Rios, Justice
Beth Watkins, Justice
Lori I. Valenzuela, Justice
Delivered and Filed: December 20, 2023
AFFIRMED
Chris Carlin 1 filed suit alleging minimum standard health protocols issued by Bexar
County Judge Nelson Wolff on behalf of Bexar County, State District Judge Ron Rangel, and State
District Judge Rosie Alvarado (collectively, âthe Appelleesâ), regarding masking requirements in
response to COVID-19, violated the Texas Religious Freedom Restoration Act (âTRFRAâ). The
1
Carlin filed his original petition using his former name, âDustin Shawn Kolodziej.â According to his first amended
petition, Carlin changed his legal name to âChristopher Noel Carlinâ on December 13, 2021.
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appellees filed pleas to the jurisdiction and Rule 91a motions to dismiss asserting their sovereign
and governmental immunity was not waived because Carlin failed to comply with pre-suit notice
provisions under the TRFRA. Carlin appeals from the trial courtâs order granting the Appelleesâ
pleas to the jurisdiction and Rule 91a motions to dismiss. 2 We affirm.
BACKGROUND
On June 1, 2021, Carlin sued Bexar County, Judge Wolff, and Judge Rangel asserting
various causes of action complaining about the May 28, 2021 minimum standard health protocols
implemented at the Bexar County Courthouse in response to the COVID-19 pandemic. Carlin did
not serve citation with his original petition on any of the named defendants.
On January 20, 2022, Carlin filed his first amended petition. The first amended petition
added Judge Alvarado as a defendant, and, in addition to the causes of action asserted in the
original petition, requested declaratory and injunctive relief under the Texas Religious Freedom
Restoration Act (âTRFRAâ). See TEX. CIV. PRAC. & REM. CODE ANN. §§ 110.001â110.012. It
appears the Appellees received service of the first amended petition.
On March 10, 2022, Judge Rangel and Judge Alvarado filed a plea to the jurisdiction
asserting they are entitled to sovereign immunity and judicial immunity from Carlinâs suit. On
March 21, 2022, Bexar County and Judge Wolff filed a plea to the jurisdiction asserting they are
entitled to governmental immunity from Carlinâs suit. The pleas assert, among other things, that
the legislature waived sovereign and governmental immunity for an action brought under the
TRFRA only when the plaintiff complies with the pre-suit notice requirements in section 110.006
2
Because the motions to dismiss are âthe functional equivalent of a plea to the jurisdiction challenging the trial courtâs
authority to determine the subject matter of a cause of action[,]â it is unnecessary to address the motions to dismiss
separately from the pleas to the jurisdiction. Pickett v. Tex. Mut. Ins. Co., 239 S.W.3d 826, 839(Tex. App.âAustin 2007, no pet.); see also Lacy v. Bassett,132 S.W.3d 119, 122
(Tex. App.âHouston [14th Dist.] 2004, no pet.); Anderson v. City of San Antonio,120 S.W.3d 5, 7
(Tex. App.âSan Antonio 2003, pet denied); TEX. R. APP. P. 47.1
(âThe court of appeals must hand down a written opinion that is as brief as practicable but that addresses every issue
raised and necessary to final disposition of the appeal.â).
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of the TRFRA; however, they assert Carlin failed to comply with pre-suit notice requirements
before he filed suit. Id. §§ 110.006(a), 110.008(a).
On April 11, 2022, Carlin filed his second amended petition. The second amended petition
dropped all causes of action except for the declaratory and injunctive relief sought under the
TRFRA. On April 18, 2022, the trial court granted both pleas and dismissed Carlinâs case with
prejudice. Carlin appeals.
DISCUSSION
The TRFRA prevents a government agency from substantially burdening a personâs free
exercise of religion unless the agency demonstrates that the burden is in furtherance of a
compelling government interest and is the least restrictive means of furthering that interest. TEX.
CIV. PRAC. & REM. CODE ANN. § 110.003. A plaintiff who successfully asserts a claim under the
TRFRA is entitled to recover: (1) declaratory relief; (2) injunctive relief to prevent the threatened
violation or continued violation; (3) compensatory damages; and (4) reasonable attorneyâs fees,
court costs, and other reasonable expenses incurred in bringing the action. Id. § 110.005(a).
On appeal, Carlin argues the trial court erred in dismissing his suit because he was not
required to provide pre-suit notice when the substantial burden on his free exercise of religion is
imminent and he âdid not . . . have knowledge of the exercise of the governmental authority in
time to reasonably provide the notice.â Id. § 110.006(b). Carlin further argues that his original
petition provided notice to the Appellees that he had religious objections to the minimum standard
health protocols. Finally, Carlin argues the trial court erred by dismissing the suit with prejudice.
STANDARD OF REVIEW
âImmunity from suit implicates a courtâs subject-matter jurisdiction and is properly
asserted in a plea to the jurisdiction.â City of Pearsall v. Tobias, 533 S.W.3d 516, 521 (Tex. App.â
San Antonio 2017, pet. denied). âAs subject matter jurisdiction is a question of law, we review a
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trial courtâs ruling on a plea to the jurisdiction de novo.â Id.âIf the plea to the jurisdiction challenges the pleadings, we liberally construe the pleadings to determine if the plaintiff has alleged facts that affirmatively demonstrate the courtâs jurisdiction to hear the cause.âId.
(internal quotation marks omitted). âIf the plea to the jurisdiction challenges the existence of jurisdictional facts, which also implicate the merits of the case, we consider evidence submitted by the parties to determine if a fact issue exists.âId.
(internal quotation marks omitted). âWe take as true all evidence favorable to the nonmovant, indulge every reasonable inference, and resolve any doubts in the nonmovantâs favor.âId.
âIf the evidence creates a fact question regarding jurisdiction, the plea must be denied pending resolution of the fact issue by the fact finder.âId.
âIf the evidence fails to raise a question of fact, however, the plea to the jurisdiction must be granted as a matter of law.âId.
at 521â22.
WAIVER OF GOVERNMENTAL IMMUNITY AND TRFRA
The TRFRA defines government agency as â(A) this state or a municipality or other
political subdivision of this state; and (B) any agency of this state or a municipality or other
political subdivision of this state including a department, bureau, board, commission, office,
agency, council, or public institution of higher education.â Id.§ 110.001(a)(2). âBecause a suit against a state officer in his or her official capacity is equivalent to a suit against the state, employees acting in their official capacity share their employerâs sovereign immunity.â Terrell ex rel. Est. of Terrell v. Sisk,111 S.W.3d 274, 280
(Tex. App.âTexarkana 2003, no pet.) (âAs a public official sued in his official capacity, Judge Sisk is protected by the same sovereign immunity enjoyed by the state agency he represents.â); Denson v. T.D.C.J.-I.D.,63 S.W.3d 454, 460
(Tex. App.âTyler 1999, pet. denied); Pickell v. Brooks,846 S.W.2d 421
, 424â25 (Tex. App.â
Austin 1992, writ denied).
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Bexar County, as a political subdivision, falls within the definition of âgovernment agencyâ
and enjoys governmental immunity from suit under the TRFRA unless Carlin can show the
legislature waived immunity. See Hughes v. Tom Green County, 573 S.W.3d 212, 218(Tex. 2019) (âGovernmental immunity refers to the protection afforded the stateâs political subdivisions, such as the County here.â). Because the judges were sued in their official capacities, they enjoy their employersâ sovereign and governmental immunities unless Carlin can show the legislature waived immunity. See Liberty Mut. Ins. Co. v. Sharp,874 S.W.2d 736, 738
(Tex. App.âAustin 1994,
writ denied) (â[A] suit against a state officer in his official capacity is a suit against the state.â).
âAbsent waiver, governmental entities retain immunity from suit.â Tobias, 533 S.W.3d at
522. âIf the [l]egislature has not expressly waived immunity from suit, the State retains such immunity even if its liability is not disputed.âId.
When determining legislative intent, â[w]e must enforce the statute as written and refrain from rewriting text that lawmakers chose.â City of Del Rio v. Arredondo, No. 04-20-00409-CV,2021 WL 3376948
, at *2 (Tex. App.âSan Antonio Aug. 4, 2021, no pet.) (mem. op.) (quoting County of Galveston v. Triple B Servs., LLP,498 S.W.3d 176, 184
(Tex. AppâHouston [1st Dist.] 2016, pet. denied)).
Subject to the notice requirements in section 110.006 of the TRFRA, the legislature has
waived sovereign immunity for suits brought under the TRFRA. TEX. CIV. PRAC. & REM. CODE
ANN. § 110.008(a) (âSubject to [s]ection 110.006, sovereign immunity to suit and from liability is
waived and abolished to the extent of liability created by [s]ection 110.005, and a claimant may
sue a government agency for damages allowed by that section.â). Subsection 110.006(a) of the
TRFRA states:
A person may not bring an action to assert a claim under this chapter unless, 60
days before bringing the action, the person gives written notice to the government
agency by certified mail, return receipt requested:
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(1) that the personâs free exercise of religion is substantially burdened by an
exercise of the government agencyâs governmental authority;
(2) of the particular act or refusal to act that is burdened; and
(3) of the manner in which the exercise of governmental authority burdens
the act or refusal to act.
Id. § 110.006(a).
Because the âTRFRAâs notice requirement is jurisdictional under Texas law, . . . the
waiver of governmental immunity is conditioned on plaintiffâs strict compliance with the notice
provision.â Gonzales v. Mathis Indep. Sch. Dist., 978 F.3d 291, 295(5th Cir. 2020) (internal quotation marks omitted); see also TEX. GOVâT CODE ANN. § 311.034 (âStatutory prerequisites to a suit, including the provision of notice, are jurisdictional requirements in all suits against a governmental entity.â). Thus, pre-suit notice is an indispensable requirement, and any âfailure of [this] jurisdictional requirement deprives the court of the power to act (other than to determine that it has no jurisdiction), and ever to have acted, as a matter of law.â Morgan v. Plano Indep. Sch. Dist.,724 F.3d 579, 584
(5th Cir. 2013) (quoting City of DeSoto v. White,288 S.W.3d 389, 393
(Tex. 2009)).
Here, it is undisputed that Carlin never sent the Appellees notice at all, much less by
certified mail with return receipt requested as required by section 110.006. At the plea to the
jurisdiction hearing, the trial court asked Carlin whether he had sent a notice letter to the Appellees
prior to filing the lawsuit. Carlin responded: âNo, Judge, itâs not required by the law, itâs not.â
Instead, Carlin stated to the trial courtâand he maintains on appealâthat the notice was not
required to obtain injunctive or declaratory relief when the alleged substantial burden on his free
exercise of religion is imminent, and he did not have knowledge of the governmentâs purportedly
violative action in time to provide the notice. We disagree.
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Subsection 110.006(b) of the TRFRA states: âa claimant may, within the 60-day period
established by [s]ubsection (a), bring an action for declaratory or injunctive relief . . . if: (1) the
exercise of governmental authority that threatens to substantially burden the personâs free exercise
of religion is imminent; and (2) the person was not informed and did not otherwise have knowledge
of the exercise of the governmental authority in time to reasonably provide the notice.â TEX. CIV.
PRAC. & REM. CODE ANN. § 110.006(b).
While the TRFRA allows plaintiffs to file suit in certain imminent circumstances after the
plaintiff has provided notice by certified mailâbut before the expiration of the 60-day waiting
periodâit does not allow plaintiffs to neglect notice entirely. See id. § 110.006 (emphasis added)
(â[A] claimant may, within the 60-day period . . . bring an action for declaratory or injunctive relief
. . . .â); see also Gonzales, 978 F.3d at 297 (holding one plaintiffâs failure to comply with the
TRFRAâs pre-suit notice requirement mandated the court vacate the preliminary injunction as to
him but not as to the other plaintiff who gave pre-suit notice and filed suit within the 60-day waiting
period).
Moreover, Carlin complains about minimum standard health protocols that were
implemented on June 1, 2021; however, he did not assert a TRFRA claim until January 20, 2022.
Carlin fails to explain why he could not provide the sixty-daysâ notice within the six-month period
preceding assertion of his TRFRA claim. Further, Carlin fails to explain how the alleged burden
on his free exercise of religion was imminent when he was subjected to the minimum standard
health protocols nearly six months before he asserted the TRFRA claim in his first amended
petition.
To the extent Carlin argues his original petition provided sufficient notice to the Appellees
under the TRFRA, this argument lacks merit for three reasons. First, section 110.006 requires the
notice to be sent âbefore bringing the action[.]â TEX. CIV. PRAC. & REM. CODE ANN. § 110.006(a);
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see also Morgan, 724 F.3d at 586(emphasis added) (â[T]he TRFRA imposes statutory prerequisites to filing suit, the TRFRA contains language that is mandatory, and the pre-suit requirement must be accomplished prior to filing suit.â). Second, the Appellees argue, and the record reflects, the Appellees did not receive service of Carlinâs original petition. 3 Finally, the TRFRA explicitly mandates written notice by certified mail. See TEX. CIV. PRAC. & REM. CODE ANN. § 110.006(a). We strictly construe statutes that waive sovereign and governmental immunity. City of Houston v. Jackson,192 S.W.3d 764, 770
(Tex. 2006). Because the TRFRA requires strict compliance, Carlinâs failure to send pre-suit notice via certified mail left the Appelleesâ sovereign and governmental immunities intact. See id.; see also Morgan,724 F.3d at 588
(â[S]ection 110.006 of the TRFRA requires pre-suit notice in the form of certified mail, return receipt requested, 60 days prior to filing suit[.]â). But see Gonzales,978 F.3d at 295
n.15 (holding
plaintiffâs pre-suit notice valid even though it was submitted by fax rather than certified mail).
Accordingly, the Appellees were immune from suit and the trial court did not err when it granted
their pleas to the jurisdiction. 4
DISMISSAL WITH PREJUDICE
âIf a claim is not within a courtâs jurisdiction, and the impediment to jurisdiction cannot
be removed, then it must be dismissed; but if the impediment to the jurisdiction could be removed,
3
Carlin does not dispute that he failed to serve Appellees with his original petition.
4
We further note Judge Rangel and Judge Alvarado have judicial immunity from this suit. âJudges acting in their
official judicial capacity have immunity from liability and suit for judicial acts performed within the scope of their
jurisdiction.â Twilligear v. Carrell, 148 S.W.3d 502, 504(Tex. App.âHouston [14th Dist.] 2004, pet. denied) (citing Dallas County v. Halsey,87 S.W.3d 552, 554
(Tex. 2002)). âThis immunity extends to actions that are done in error, maliciously, and even in excess of the judgeâs authority.â Twilligear,148 S.W.3d at 504
(citing Stump v. Sparkman,435 U.S. 349
, 356â57 (1978)). âIt is overcome only for actions that are: (1) nonjudicial, i.e., not taken in the judgeâs official capacity; or (2) taken in the complete absence of all jurisdiction.â Twilligear,148 S.W.3d at 504
(citing Mireles v. Waco,502 U.S. 9
, 11â12 (1991)). Here, the actions Carlin complains of were taken in the district judgesâ official judicial capacities to ensure the safety of those entering the Bexar County courthouse. See Dow Chemical Co. v. Francis,46 S.W.3d 237, 240
(Tex. 2001) (âA judgeâs ordinary efforts at courtroom administration . . . remain immune.â (citing Liteky v. U.S.,510 U.S. 540, 556
(1994))); see also Cantu-McGarrahan v. Foote, No. 03-01-00506- CV,2002 WL 1728587
at *6 (Tex. App.âAustin July 26, 2002, no pet.) (âCourts have inherent powers to regulate
behavior in their courtrooms.â).
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then the court may abate proceedings to allow a reasonable opportunity for the jurisdictional
problem to be cured.â Am. Motorist Ins. Co. v. Fodge, 63 S.W.3d 801, 805(Tex. 2001). âIn general, a dismissal with prejudice is improper in a plea to the jurisdiction when the plaintiff is capable of remedying the jurisdictional defect.â Goss v. City of Houston,391 S.W.3d 168, 175
(Tex. App.âHouston [1st Dist.] 2012, no pet.) (alterations omitted) (quoting Harris County v. Sykes,136 S.W.3d 635, 639
(Tex. 2004)). âBut if the pleadings affirmatively negate jurisdiction, a plea to the jurisdiction may be granted without allowing the plaintiff an opportunity to amend his petition.â Goss,391 S.W.3d at 175
(citing Tex. Depât of Parks & Wildlife v. Miranda,133 S.W.3d 217, 227
(Tex. 2004)). âThus, when the evidence establishes that the trial court lacks subject matter jurisdiction due to governmental immunity to suit, dismissal with prejudice is proper.â Goss, 391 S.W.3d at 175â76 (citing Sykes,136 S.W.3d at 639
). Because Carlin cannot
cure the defect in his pleadingsânamely, his failure to provide pre-suit noticeâthe trial court did
not err in dismissing the case with prejudice.
CONCLUSION
We affirm the trial courtâs orders dismissing Carlinâs suit.
Irene Rios, Justice
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