Nathanael Brown v. Jessica Freed and Samuel Freed
Date Filed2023-12-29
Docket03-21-00556-CV
Cited0 times
StatusPublished
Full Opinion (html_with_citations)
TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
ON MOTION FOR REHEARING
NO. 03-21-00556-CV
Nathanael Brown, Appellant
v.
Jessica Freed and Samuel Freed, Appellees
FROM COUNTY COURT AT LAW NO. 2 OF TRAVIS COUNTY
NO. C-1-CV-19-009322, THE HONORABLE TODD WONG, JUDGE PRESIDING
MEMORANDUM OPINION
We withdraw our opinion and judgment dated August 1, 2023, and substitute the
following in place of the earlier opinion. The motion for rehearing filed by appellant Nathanael
Brown is overruled.
Jessica Freed and Samuel Freed sued their former landlords, Marc and Karen
Greenberg, alleging that they had acted in bad faith in withholding a portion of their security
deposit. See Tex. Prop. Code § 92.109 (liability of landlord for retaining security deposit). After
the conclusion of a bench trial, but before the trial court signed a final judgment, Brown (the
Greenbergsâ property manager) filed what he designated as a âMotion for Joinder . . . and New
Trial.â He later filed an Amended Motion. After the trial court signed a final judgment in favor
of the Freeds and denied Brownâs motion, Brown filed a notice of appeal.
In nine issues, Brown challenges the trial courtâs judgment against the Greenbergs
and the trial courtâs order denying his âAmended Motion for Joinder . . . and New Trial.â We
conclude that Brown has failed to demonstrate that he has standing under the virtual-representation
doctrine to challenge the judgment against the Greenbergs and that the trial court did not abuse its
discretion in denying his post-trial attempt to intervene. Accordingly, we dismiss this appeal in
part and affirm the trial courtâs judgment.
FACTUAL AND PROCEDURAL BACKGROUND
In December 2015, the Freeds entered into an agreement to lease residential
property in Austin owned by the Greenbergs. As required by the lease, the Freeds paid $2,095 as
a security deposit. Ironrock Properties, a property management company, was the Greenbergsâ
corporate agent in negotiating the lease and in managing the property. Brown, a brokerâs associate
with Ironrock, was the property manager during the lease.
In August 2018, the Freeds gave written notice to Ironrock that they did not intend
to renew the lease when it expired on September 30, 2018. The Freeds also provided Ironrock
with a forwarding address for the purpose of returning their security deposit. In response, Ironrock
asked the Freeds to notify its staff if they decided to vacate the property earlier than September 30
so that the property manager could begin the âmove out inspection and process [their] security
deposit.â On September 18, the Freeds vacated the property and provided written notice of the
surrender, as requested. Forty-three days later, on October 30, Brown sent the Freeds a check in
the amount of $514.62, representing a partial return of their security deposit, along with an
itemization of charges taken against the withheld portion.
2
The Freeds later filed suit, alleging that the Greenbergs acted in bad faith in failing
to return their full security deposit and in failing to timely return the deposit or provide an
itemization of deductions.1 See id. §§ 92.103 (generally obligating landlord to refund security
deposit to tenant within 30 days after tenant surrenders premises), 92.109(a), (b), (d) (liability of
landlord who in bad faith retains security deposit or fails to provide an itemization of deductions;
bad faith is presumed when landlord fails to return security deposit or provide itemization of
deductions within 30 days after tenant surrenders possession). At the trial, conducted on
August 10, 2021, the Greenbergs called Brown as their only fact witness. In part, Brown testified
about his decision to deduct certain charges from the security deposit for what he asserted were
damages to the property. See id. § 92.109(c) (landlord has burden of proving that retention of any
portion of security deposit was reasonable). As to the Freedsâ allegation that the itemization of
deductions was untimely, Brown testified that he could not have provided the itemization earlier
because he was waiting to receive the final utility bill for the property. At the conclusion of the
trial, the court announced that it would take the case under advisement. Later that day, the judgeâs
staff attorney notified the parties that the judge intended to rule in favor of the Freeds.
Two days later, on August 12, Brown filed a âMotion for Joinder of Persons Needed
for Just Adjudication and New Trial,â effectively seeking to intervene in the suit.2 The Freeds
1 The Freeds originally filed their suit in justice court. After the justice court signed a
judgment in favor of the Freeds, the Greenbergs appealed to the county court at law, which
conducted a trial de novo and signed the judgment from which Brown now seeks to appeal.
2 Although Brown styled his pleading in the trial court as a âmotion for joinder,â the term
âjoinderâ generally refers to the addition of parties to a lawsuit by those who are already in the
suit. See In re Union Carbide Corp., 273 S.W.3d 152, 155â56 (Tex. 2008) (orig. proceeding)
(explaining that joinder and intervention are distinct and that â[p]ermissive joinder relates to
3
responded by objecting in writing to Brownâs attempt to intervene post-trial and moving the court
to render a final judgment.3 On August 30, 2021, the court signed a final judgment awarding the
Freeds $5,330.26 in actual damages and $15,199.00 in attorneyâs fees.
On October 11, 2021, the trial court conducted a hearing on Brownâs âmotion for
joinder,â at which Brown appeared and represented himself pro se. The trial court signed an order
overruling Brownâs motion on October 12.
Brown later filed a notice of appeal and raises nine issues in his Appellantâs Brief.
In four issues, he challenges the trial courtâs final judgment against the Greenbergs and, in two
related issues, contends he has standing to bring this challenge even though he is not a party to the
judgment. In the remaining three issues, Brown challenges the trial courtâs decision not to allow
him to intervene.
DISCUSSION
Brownâs Standing to Challenge the Judgment
As a preliminary matter, we first consider Brownâs assertion that this Court has
subject-matter jurisdiction to consider his challenges to the merits of the trial courtâs final
judgment resolving the suit between the Freeds and the Greenbergs.
âproper parties to an action who may have been joined or omitted at the pleaderâs electionââ). In
contrast, âinterventionâ generally refers to an attempt by a nonparty to insert himself into a lawsuit.
See id. at 156 (noting that âinterventions by uninvited participants have potential for disrupting
pending suitsâ). We construe Brownâs motion as effectuating an intervention. See Tex. R. Civ.
P. 60 (âAny party may intervene by filing a pleading, subject to being stricken out by the court for
sufficient cause on the motion of any party.â).
3 We construe the Freedsâ pleading as a motion to strike Brownâs intervention.
4
Standing is a component of subject-matter jurisdiction. State v. Naylor,
466 S.W.3d 783, 787(Tex. 2015). Generally, only parties of record have standing to appeal a trial courtâs judgment. In re Lumbermens Mut. Cas. Co.,184 S.W.3d 718, 723
(Tex. 2006) (orig. proceeding); see Tex. R. App. P. 25.1(c) (providing that âparty who seeks to alter the trial courtâs judgmentâ must file notice of appeal). Here, Brown attempted to intervene in the Freedsâ suit after trial but before the trial court signed the final judgment, but the court did not allow him to do so. Consequently, Brown is not a party of record to the judgment against the Greenbergs. See Kenneth D. Eichner, P.C. v. Dominguez, No. 14-18-00399-CV,2022 WL 364070
at *7 (Tex. App.â
Houston [14th Dist.] Feb. 8, 2022, pet. denied) (mem. op.) (concluding that appellant whose pre-
judgment intervention was struck was not party to judgment it sought to appeal).
Although Brown was not a party of record after his intervention was struck, he
asserts that he is nevertheless entitled to appeal the trial courtâs judgment under the equitable
doctrine of virtual representation. See Naylor, 466 S.W.3d at 789(âAlthough the right to appeal is generally limited to parties of record, a third party may file an appeal where the prospective appellant is âdeemed to be partyâ under the doctrine of virtual representation.â). The virtual-representation doctrine provides an exception to the general rule that only parties of record may appeal.Id.
To âinterveneâ on appeal as a deemed party under the virtual-representation doctrine, the nonparty must establish that (1) he is bound by the judgment; (2) he is in privity of estate, title, or interest with a party, which privity appears from the record; and (3) there is an identity of interest between him and a party to the judgment.4 In re Lumbermens,184 S.W.3d at 4
Even when these requirements of the doctrine are met, an appellate court must also evaluate whether other equitable considerations weigh against allowing the nonparty to intervene on appeal, such as unnecessary delay and prejudice to existing parties. See In re Lumbermens Mut. Cas.Co.,184 S.W.3d 718, 726
(Tex. 2006) (orig. proceeding).
5
722. In determining whether a nonparty is a deemed party who may appeal by virtual
representation, âthe most important consideration is whether the appellant is bound by the
judgment.â City of San Benito v. Rio Grande Valley Gas Co., 109 S.W.3d 750, 755 (Tex. 2003).
Brown contends he is bound by the judgment in this case because, as the
Greenbergsâ agent in the transactions that are the subject of the Freedsâ suit, he is potentially liable
to the Greenbergs to the extent they were found liable to the Freeds. Brownâs argument is that the
Greenbergs may later sue him and Ironrock for negligence, breach of fiduciary duty, and violations
of the Texas Real Estate Licensing Act, and that as a consequence of the judgment in this case he
would be precluded from asserting that his actions in returning the Freedsâ security deposit
complied with terms of the lease and with Chapter 92 of the Property Code.
Brownâs argument that he is or could be bound by the judgment below implicates
the doctrine of collateral estoppel, also known as issue preclusion. The doctrine prevents the
re-litigation of particular issues already resolved in a prior suit, Barr v. Resolution Tr. Corp. ex rel.
Sunbelt Fed. Sav., 837 S.W.2d 627, 628(Tex. 1992), and is designed to promote judicial efficiency, protect parties from multiple lawsuits, and prevent inconsistent judgments, Sysco Food Servs. v. Trapnell,890 S.W.2d 796, 801
(Tex. 1994). To invoke collateral estoppel, a party must establish that â(1) the facts sought to be litigated in the second action were fully and fairly litigated in a first action, (2) those facts were essential to the judgment in the first action, and (3) the parties were cast as adversaries in the first action.â In re USAA Gen. Indem. Co.,629 S.W.3d 878
, 883 (Tex. 2021) (quoting Sysco Food Servs.,890 S.W.2d at 801
).
For two independent reasons, we conclude that Brown has not established that he
would, in a hypothetical future suit brought against him by the Greenbergs, be bound by the
judgment in this case.
6
(1) Brown and the Greenbergs were not âcast as adversariesâ in this suit.
As noted above, one of the essential elements for the use of collateral estoppel is
that the party seeking to invoke the doctrine and the party against whom it is sought to be applied
must have been âcast as adversaries in the first action,â at least as to the issue in question. Section
27 of the Restatement (Second) of Judgments states:
When an issue of fact or law is actually litigated and determined by a valid and final
judgment, and the determination is essential to the judgment, the determination is
conclusive in a subsequent action between the parties, whether on the same or a
different claim.
Restatement (Second) of Judgments § 27 (Am. L. Inst. 1982). Comment a to section 27 states that
â[t]he rule of issue preclusion is operative where the second action is between the same persons
who were parties to the prior action, and who were adversaries (see § 38) with respect to the
particular issue . . . .â Id. at § 27 cmt. a (emphasis added).
Section 38 of the Restatement gives further guidance as to the meaning and
significance of the term âadversariesâ as it relates to issue preclusion:
Parties who are not adversaries to each other under the pleadings in an action
involving them and a third party are bound by and entitled to the benefits of
issue preclusion with respect to issues they actually litigate fully and fairly as
adversaries to each other and which are essential to the judgment rendered.
Id. § 38 (Am. L. Inst. 1982) (emphasis added). Comment a to section 38 explains:
Scope and rationale. The concept of adversarial litigation is that determination of
issues is not full and fair unless a party has an opportunity to present proofs and
argument specifically directed to the matters in controversy. This opportunity
necessarily exists when parties are properly aligned on opposite sides of litigation.
It also exists where the claims or defenses in the pleadings put parties in an
adversarial relation to each other even though they may also be aligned together
against a third party.
7
Id. at cmt. a (emphasis added).
Brown apparently reasons that, as the Greenbergsâ property manager, he was in
privity with them in the Freedsâ suit and, as a result, the Greenbergs could use collateral estoppel
offensively against him in a later suit to establish his liability to them. See Sysco, 890 S.W.2d at
802 (explaining that collateral estoppel may be invoked when âthe party against whom the doctrine
is asserted was a party or in privity with a party in the first actionâ). But privity is relevant to an
assertion of collateral estoppel only if the parties were adversaries in the prior action on the issue
in question. That is, collateral estoppel applies when the party against whom collateral estoppel is
asserted was, in the prior action, cast as an adversary against the party now asserting collateral
estoppel or was in privity with a party that was cast as an adversary against the party now asserting
collateral estoppel. Here, the absence of an adversarial posture between Brown and the Greenbergs
as to the relevant issue makes the question of Brownâs privity immaterial.
In the present case, Brown has not established that he and the Greenbergs were
adversaries in the trial, either as parties or through privity. As a result, he has not established that
the Greenbergs would be able to invoke collateral estoppel against him in a future suit. Because
Brown has not established that he is âbound by the judgmentâ below, he cannot use the
virtual-representation doctrine to prosecute this appeal.
(2) Brown has not established that an attempted offensive use of collateral estoppel by the
Greenbergs would be allowed.
Collateral estoppel may be used offensively or defensively. Case Funding
Network, L.P. v. Angelo-Dutch Petroleum Intâl, Inc., 264 S.W.3d 38, 57(Tex. App.âHouston [1st Dist.] 2007, pet. denied); Yarbroughâs Dirt Pit, Inc. v. Turner,65 S.W.3d 210, 216
(Tex. App.â Beaumont 2001, no pet.); see also Tankersley v. Durish,855 S.W.2d 241, 245
(Tex. App.âAustin
8
1993, writ denied) (noting that case involved âoffensive use of collateral estoppelâ). Defensive
collateral estoppel is used by a defendant to prevent re-litigation by a plaintiff of issues previously
lost against another defendant. Johnston v. American Med. Intâl, 36 S.W.3d 572(Tex. App.â Tyler 2000, pet. denied). In contrast, offensive collateral estoppel is used by a plaintiff to prevent a defendant from relitigating an issue that the defendant previously litigated and lost in a suit involving another party. Case Funding Network,264 S.W.3d at 57
; Scurlock Oil Co. v. Smithwick,724 S.W.2d 1
, 5â7 (Tex. 1986).
Brown asserts that in this suit by the Freeds he was in privity with the Greenbergs
as their property manager and agent and that in a subsequent suit the Greenbergs may use collateral
estoppel offensively to attempt to establish his liability to them. But even if the elements of
collateral estoppel, including privity, would otherwise be satisfied in any future suit brought by
the Greenbergs against Brown, Brown has not established that an offensive use of collateral
estoppel would apply in such a subsequent suit.
Offensive use of collateral estoppel does not promote judicial economy in the same
manner that defensive use does. Parklane Hosiery Co. v. Shore, 439 U.S. 322, 329(1979). Defensive use of collateral estoppel precludes a plaintiff from relitigating identical issues and gives a plaintiff a strong incentive to join all potential defendants in the first action if possible.Id.
at 329â30. On the other hand, offensive use of collateral estoppel âcreates precisely the opposite incentiveâ and gives a plaintiff an incentive to adopt a âwait and seeâ approach, in the hope that the first action will result in a favorable judgment.Id. at 330
. For this reason, the U.S. Supreme Court in Parklane Hosiery recognized that a trial court may decline to apply offensive collateral estoppel, even in cases where the traditional elements of collateral estoppel are satisfied.Id. at 330
. While a trial court is given broad discretion to apply collateral estoppel offensively without
9
strict mutuality of parties, the general rule is that âin cases where a plaintiff could easily have
joined in the earlier action or where . . . the application of offensive estoppel would be unfair to a
defendant, a trial judge should not allow the use of offensive collateral estoppel.â Id. at 331; Scurlock Oil, 724 S.W.2d at 5â7 (noting that Texas courts should consider âfairness factors as outlined in Parklane Hosieryâ in determining applicability of offensive use of collateral estoppel); see also Richard v. Ayala, No. 01-14-00354-CV,2015 WL 6931497
at *6 (Tex. App.âHouston [1st Dist.] Nov. 10, 2015, no pet.) (mem. op.) (concluding trial court did not abuse its discretion in refusing to allow offensive use of collateral estoppel because it would be unfair under facts presented (citing Parklane Hosiery,439 U.S. at 331
)).
In the proceedings underlying this appeal, the Freedsâ claims against the
Greenbergs were based on transactions conducted by Brown as their property manager. Under
Rule 38 of the Texas Rules of Civil Procedure, the Greenbergs could have added Brown as a third-
party defendant and pursued their claims against him as third-party plaintiffs, but they did not. See
Tex. R. Civ. P. 38(a) (providing that defendant may bring in third-party defendant âwho is or who
may be liable to him or to the plaintiff for all or part of the plaintiffâs claim against himâ). Thus,
in the absence of countervailing circumstances not apparent from the record before us, in order to
establish Brownâs liability in a subsequent suit, the Greenbergs would have to independently show
that Brown wrongfully withheld the Freedsâ security deposit.
On the present record, we cannot conclude that Brown has established that he is
bound by the judgment he seeks to appeal. Consequently, he cannot satisfy the first part of the
three-part test for virtual representation. See In re Lumbermens, 184 S.W.3d at 722. Because he
is not a party of record and has not established that he is entitled to intervene under the doctrine of
virtual representation, Brown lacks standing to appeal the merits of the Freedsâ judgment against
10
the Greenbergs. See State v. Naylor, 330 S.W.3d 434, 444(Tex. App.âAustin 2011), affâd,466 S.W.3d 783
(Tex. 2015) (dismissing appeal for want of jurisdiction because nonparty could
not be considered deemed party by virtual representation). We overrule Brownâs first and second
issues, asserting that he is a deemed party by virtual representation. We therefore lack jurisdiction
to consider issues five, six, seven, and eight, in which Brown challenges the merits of the trial
courtâs judgment.
Denial of Brownâs Motion to Join and for a New Trial
Although Brown lacks standing to challenge the merits of the trial courtâs judgment
against the Greenbergs, we may consider his complaint that the trial court abused its discretion in
denying his post-trial attempt to intervene and request for a new trial. See Kenneth D. Eichner,
P.C., 2022 WL 364070at *7 (noting that issue of whether appellant was âa partyâ for purpose of perfecting appeal of trial courtâs decision to strike intervention, which merged into final judgment, was separate from whether appellant has standing to challenge judgment under virtual-representation doctrine); Smith v. City of Garland,523 S.W.3d 234, 239
(Tex. App.â
Dallas 2017, no pet.) (âAfter final judgment, an unsuccessful intervenor may complain on appeal
of the striking of his intervention plea.â).
A party with a justiciable interest in a pending lawsuit may intervene as a matter of
right. Nghiem v. Sajib, 567 S.W.3d 718, 721(Tex. 2019). Rule 60 of the Texas Rules of Civil Procedure provides that â[a]ny party may intervene by filing a pleading, subject to being stricken out by the court for sufficient cause on the motion of any party.â Tex. R. Civ. P. 60. When a motion to strike is filed, the burden shifts to the intervenor to show a justiciable interest in the lawsuit, which may be legal or equitable in nature. Mendez v. Brewer,626 S.W.2d 498, 499
(Tex.
11
1982). An intervenor has a justiciable interest in a lawsuit when his interest will be affected by
the litigation. In re Estate of Webb, 266 S.W.3d 544, 548 (Tex. App.âFort Worth 2008,
pet. denied).
Even if a justiciable interest exists, however, the trial court still has broad discretion
to determine whether the plea in intervention should be struck. Farmers Grp., Inc. v. Geter,
620 S.W.3d 702, 713 (Tex. 2021). A trial court abuses its discretion in striking a petition to intervene if (1) the intervenor could have brought the same action, or any part thereof, in his own name (or if the action had been filed against the intervenor, all or part of the recovery could have been defeated by the intervenor); (2) the intervention will not complicate the case by an excessive multiplication of the issues; and (3) the intervention is almost essential to protect the intervenorâs interest. Guarantee Fed. Sav. Bank v. Horseshoe Oper. Co.,793 S.W.2d 652, 657
(Tex. 1990). Because a trial court has broad discretion in determining whether to strike an intervention, a significant delay in filing a petition in intervention may also qualify as âsufficient causeâ to strike an intervention. Muller v. Stewart Title Guar. Co.,525 S.W.3d 859, 874
(Tex. App.âHouston
[14th Dist.] 2017, no pet.) (explaining that petition in intervention may be considered âuntimely,â
even if before final judgment, when âfiled so late that it would delay the proceeding or unjustifiably
complicate itâ).
On appeal, Brown argues that the trial court abused its discretion in denying his
motion to join in the suit because, in his view, he established that his âjoinderâ was necessary
under Rule 39 of the Rules of Civil Procedure. See Tex. R. Civ. P. 39 (âJoinder of Persons Needed
for Just Adjudicationâ). Construing his argument liberally, Brown asserts that the record shows
he has an interest relating to the subject matter of the lawsuit and that his participation in the suit
is necessary to protect that interest. See id. According to Brown, he âmay be impaired or impeded
12
to protect his interest as the Greenbergsâ agent who is liable for his actions under common law
principles of the agent-principal relationship, duties and obligations provided by the Texas Real
Estate Licensing Act and the Texas Real Estate Commissionâs rules and regulations, and
contractually liable under his property management agreement with the Greenbergs.â
Brownâs argument as to his justiciable interest (like his virtual-representation
argument) assumes that he will be estopped from defending his actions in a subsequent suit against
him by the Greenbergs. As we previously discussed, however, Brownâs assumption that he is
âbound by the judgmentâ is not correct. Moreover, Brown testified at trial about the transaction
that is the basis of his potential liability, and he does not explain what defenses, if any, he would
have asserted to âprotect his interestâ had the trial court permitted his intervention and ordered a
new trial. In short, we cannot conclude that the trial courtâs decision to deny Brownâs motion for
joinder, which was filed after trial and more than twenty-eight months after the Freeds initiated
suit against the Greenbergs, and to effectively strike his intervention constituted an abuse of
discretion. We overrule issues three, four, and nine.
Motion for Rehearing
In his motion for rehearing, Brown argues that the trial court erred in failing to rule
on his motion to intervene until after it rendered a final judgment. Liberally construed, Brownâs
argument is that when he intervened by filing his Motion for Joinder, he became a party for all
purposes and that after the trial court signed the final judgment on August 30, 2021, it had no
power to strike his intervention by denying his Amended Motion. See In re Southwestern Bell Tel.
Co., 35 S.W.3d 602, 605 (Tex. 2000) (orig. proceeding) (holding that order was void because it
was signed after trial courtâs plenary power had expired).
13
We do not disagree that Brown became a party when he intervened in the lawsuit
by filing his Motion for Joinder.â See Tex. R. Civ. P. 60 (âAny party may intervene by filing a
pleading, subject to being stricken out by the court for sufficient cause on the motion of any
party.â); Abdullatif v. Erpile, LL, 460 S.W.3d 685, 694 n.9 (Tex. App.âHouston [14th Dist.] 2015, no pet.) (âAbsent a motion to strike, one who files a petition in intervention generally becomes a party to the suit for all purposes.â). Nor do we disagree that although Brown was not named in the August 30 judgment, it constituted a final judgment for purposes of appeal because it followed a conventional trial on the merits and contained a Mother Hubbard clause and a recitation that â[t]his is a final and appealable judgment.â See Vaughn v. Drennon,324 S.W.3d 560, 563
(Tex.
2010) (explaining that there is âa presumption of finality for judgments that follow a conventional
trial on the meritsâ and that â[a] judgment need not address every party and claim for it to be a
final judgment for purposes of appealâ).
Nevertheless, contrary to Brownâs assertion, we cannot conclude that the trial court
lacked the power to strike Brownâs intervention in the lawsuit. Because the record shows that the
Greenbergs timely filed a motion for new trial, the trial court retained its plenary power to âvacate,
modify, correct, or reformâ the final judgment until December 13, 2021. See Tex. R. Civ. P. 329b
(d), (e) (trial court retains plenary jurisdiction for 30 days after signing of judgment or if âa motion
for new trial is filed by any party, the trial court . . . has plenary jurisdiction . . . until thirty days
after all such motions are overruled, either by a written and signed order or by operation of lawâ).
Therefore, the trial court acted within its plenary power when, on October 12, 2021, it denied
Brownâs motion and struck his intervention, dismissing him from the suit.
Brown also argues in his motion for rehearing that he was denied due process
because after his intervention he did not receive notice of some pleadings or proceedings relating
14
to the trial courtâs rendition of judgment on the merits as to the issues between the Freeds and
the Greenbergs.
A post-trial chronology of events helps sort out Brownâs due-process complaint.
The trial was held on August 10, 2021. That afternoon, the trial courtâs staff attorney notified the
parties that the judge intended to grant judgment for the Freeds. Two days later, August 12, Brown
filed his âMotion for Joinder . . . and New Trial.â In it, Brown argued that he had âan interest
relating to the subject of the action of this case by way of his agency relationship with Greenberg
and resulting liability.â He sought a new trial to allow him âa first [sic] opportunity to respond.â
This argument encapsulates Brownâs assertion that he was a necessary party to the case because
of his (incorrect) belief that he would be bound by the courtâs judgment and thus automatically
subject to liability to the Freeds.
Later in the day on August 12, the Freeds filed a Motion to Render Final Judgment.
That motion referenced Brownâs Motion for Joinder but apparently was not served on Brown,
presumably because the Freedsâ attorney did not consider Brown to be a party to the case at that
time. Nonetheless, it is obvious that Brown quickly became aware of the Freedsâ motion, because
later that same day Brown sent an email to the Freedsâ attorney in which he complained of his
failure to be served with the Freedsâ motion:
As you are aware, I filed a motion for required joinder and new trial. Until that
motion is considered you have good reason to know that I should be a notified party
in this case. Cease and desist from filing any additional motions concern [sic] this
case and withdraw your current motion until my motion has been heard. You have
until 7pm CST to withdraw your motion before I file an emergency restraining
order against you and your firm.
The Freedsâ attorney forwarded Brownâs email to the trial courtâs staff attorney, and it is now part
of the appellate record.
15
Four days after that, on August 16, Brown filed an âAmended Motion for Joinder
. . . and New Trial.â That motion included a section titled âDue Process Requires a New Trial Be
Grantedâ in which Brown asserts that
Freed cannot argue he afforded Brown an opportunity to present objections when
Freed does not join Brown in the action. Instead, Freed attempted to abuse the use
of process by litigating this cause against Brown through Greenberg, without
Brown.
Therefore, this Court has good cause on the basis that due process requires
a new trial.
As stated, this argument appears to be simply another way of asserting that Brown should be made
a party to the case and treated as such.
As discussed above, we have considered Brownâs original Motion for Joinder as a
plea in intervention. Before he filed that motion, Brown was not a party to the suit and was not
entitled to be given notice of filed pleadings. Brownâs Amended Motion for Joinder was filed four
days after his original motion. At that time, the only pleading he had not been served with (after
he filed his original Motion for Joinder) was the Freedsâ Motion for Entry of Final Judgment.
Brownâs Amended Motion for Joinder does not specifically reference the Freedsâ motion but
instead appears to raise a general complaint about his needing to be made a party.
The trial court did not sign a final judgment until two weeks after Brownâs
Amended Motion was filed. Although Brown was apparently not notified of the signing of the
judgment, he also became aware of that action, because on October 11 he personally appeared at
and participated in an oral hearing on his Amended Motion. At that hearing, Brown argued that
the trial court should not have signed the judgment without making him a party to the suit:
16
First, I ask that the judgment that postdates my Motion for Required Joiner
[sic] be vacated. Second, the Freeds be required to amend their pleadings or the
case be dismissed (inaudible) to join all required parties.
Brown did not specifically assert a due-process argument at the hearing.
On appeal, Brownâs due process argument encompasses two complaints: first, that
he was not given notice of the Freedsâ Motion for Entry of Judgment and therefore did not have
an opportunity to object to the rendition of judgment; and second, that he did not receive notice of
the trial courtâs signing of the judgment. His Appellantâs Brief states:
Brown was not given a meaningful opportunity to be heard because he was not
given notice to which he could have responded. Independently, Brown was not
heard at a meaningful time and in a meaningful manner because the court took
actions that affected his interests, such as rendering judgment before hearing his
motion for joinder.
Therefore, the trial court violated Brownâs due process rights by continuing
to rule in this case without giving Brown notice of the rulings or an opportunity to
be heard before ruling.
As to the foregoing complaints, as discussed above, Brown became aware of the
Freedsâ motion the same day it was filed, sent an email complaining about it that day, and shortly
thereafter filed his Amended Motion for Joinder in which he expressly complained that he should
be made a party to the suit. His Amended Motion also set forth his asserted grounds for why the
judgment should not be rendered. Thus, Brown took advantage of the opportunity to assert his
objections to the rendition of judgment before it was signed. As to the signing of the judgment
without his knowledge, Brown personally attended and participated in an oral hearing on his
Amended Motion held by the trial court on October 11.
17
Accordingly, Brown was not denied due process in any meaningful way. In any
event, even if it can be said that Brown suffered a temporary denial of due process, any such denial
was wholly cured by his filing (before the judgment was signed) his Amended Motion for Joinder
and by his participation (after the judgment was signed) in the trial courtâs later hearing on that
motion. See, e.g., Saenz v. Springer, No. 14-21-00137-CV, 2022 WL 120894, at *4 (Tex. App.â Houston [14th Dist.] Jan. 13, 2022, no pet.) (mem. op.) (âAny due process violation caused by the trial courtâs failure to notify the parties of its intent to dismiss is cured when, as here, the appellant timely files a motion to reinstate.â); In re Estate of Perez-Muzza, No. 04-12-00178-CV,2013 WL 979128
, at *2 (Tex. App.âSan Antonio Mar. 13, 2013, no pet.) (mem. op.) (same); Aguilar v. 21st Century Res., Inc.,349 S.W.3d 32, 35
(Tex. App.âEl Paso 2010, no pet.) (same); see also Harris, N.A. v. Obregon, No. 05-10-01349-CV,2013 WL 3524153
, at *5 (Tex. App.â
Dallas July 11, 2013, no pet.) (âHarris ultimately received notice and an opportunity to be heard
in connection with its motion to reinstate; therefore, Harris was not harmed by the lack of notice
and a hearing on the motion to dismiss.â); Tex. R. App. P. 44.1 (âNo judgment may be reversed on
appeal on the ground that the trial court made an error of law unless the court of appeals concludes
that the error complained of . . . probably caused the rendition of an improper judgment.â).5
5 As discussed above, the essential argument in Brownâs Amended Motion for Joinder is
that he was denied due process by the Freedsâ failure to make him a party to the case. In his
Appellantâs Brief, however, he argues that he was denied due process by the failure to give him
notice of the Freedsâ motion for entry of judgment and the signing of the judgment. These
arguments appear to raise two distinct due-process violations. The assertion of one particular due-
process violation cannot preserve a complaint about a different violation merely because they both
involve the issue of due process. And, of course, a complaint raised on appeal that does not
comport with the complaint or objection made in the trial court is waived. See Patriot Contracting,
LLC v. Shelter Prods., Inc., 650 S.W.3d 627, 650 (Tex. App.âHouston [1st Dist.] 2021, pet.
18
CONCLUSION
We dismiss for want of jurisdiction Brownâs attempted appeal from the portion of
the trial courtâs judgment resolving the merits of the Freedsâ suit against the Greenbergs. We
affirm that portion of the trial courtâs judgment denying Brownâs âAmended Motion for Joinder
of Persons Needed for Just Adjudication and New Trial.â
__________________________________________
J. Woodfin Jones, Justice
Before Justices Baker, Theofanis, Jones*
Affirmed in Part; Dismissed in Part on Motion for Rehearing
Filed: December 29, 2023
*
Before J. Woodfin Jones, Chief Justice (Retired), Third Court of Appeals, sitting by assignment.
See Tex. Govât Code § 74.003(b).
denied) (âTo preserve error for our review, an appellantâs complaint on appeal must comport with
[its] object[ion] in the trial court.â) (quoting Benson v. Chalk, 536 S.W.3d 886, 895â96 (Tex. App.âHouston [1st Dist.] 2017, pet. denied); see also Tex. R. App. P. 33.1. Moreover, constitutional errors are not immune from waiver. See In re J.B.,605 S.W.3d 650
, 653 (Tex. App.âHouston [1st Dist.] 2020, no pet.) (âEven constitutional errors can be waived if a party fails properly to object to the errors at trial.â); Carrizales v. Texas Depât of Protective & Regul. Servs.,5 S.W.3d 922, 925
(Tex. App.âAustin 1999, pet. denied) (âAs a rule, a party may not raise an
issue, even a constitutional claim, for the first time on appeal. A constitutional challenge not raised
properly in the district court is waived on appeal.â (citation omitted)). Nonetheless, we assume
without deciding that Brown preserved his due-process complaint for appeal.
19