Santander Consumer USA, Inc. v. Mario A. Mata Centroplex Automobile Recovery, Inc. Blake Thornton Vandusen, John F. Thompson D/B/A Centroplex Automobile Recovery, Inc. And Redshift Investigation, Inc.
Date Filed2014-12-31
Docket03-14-00782-CV
Cited0 times
StatusPublished
Full Opinion (html_with_citations)
ACCEPTED
03-14-00782-CV
3623689
THIRD COURT OF APPEALS
AUSTIN, TEXAS
12/31/2014 8:47:25 AM
JEFFREY D. KYLE
CLERK
NO. 03-14-00782-CV
NO. 03-14-00782-CV
THE THIRD
IN THE
IN COURT OF
THIRD COURT APPEALS
OF APPEALS
AT AUSTIN,
AT TEXAS
AUSTIN, TEXAS FILED IN
3rd COURT OF APPEALS
AUSTIN, TEXAS
12/31/2014 8:47:25 AM
SANTANDER CONSUMER USA,
SANTANDER CONSUMER USA, INC. JEFFREY D. KYLE
Appellant, Clerk
v.
V.
MARIO A. MATA,
MARIO MATA, CENTROPLEX AUTOMOBILE RECOVERY,
CENTROPLEX AUTOMOBILE RECOVERY, INC.,
THOMPSON d/b/a CENTROPLEX
JOHN F. THOMPSON
JOHN AUTOMOBILE RECOVERY,
CENTROPLEX AUTOMOBILE RECOVERY, INC.
REDSHIFT INVESTIGATION,
REDSHIFT INVESTIGATION, INC., and BLAKE THORNTON VANDUSEN,
BLAKE THORNTON VANDUSEN,
Appellees.
Appealed from the
353rd Judicial District Court
Travis County, Texas
BRIEF OF
BRIEF APPELLANT
OF APPELLANT
DONALD L. TURBYFILL
DONALD TURBYFILL
20296380
State Bar of Texas # 20296380
dturbyf111@dnt1aw.com [[E-MAIL]
dturbyfill@dntlaw.com E-MAIL]
DEBORAH C. S. RIHERD
DEBORAH RIHERD
driherd@dnt1aw.com [[E-MAIL]
driherd@dntlaw.com E-MAIL]
24038904
State Bar of Texas # 24038904
VICKI W.
VICKI HART
W. HART
24046037
State Bar of Texas # 24046037
Vhart@dnt1aw.com [[E-MAIL]
vhart@dntlaw.com E-MAIL]
& Turbyfill,
Devlin, Naylor & Turbyļ¬ll, P.L.L.C.
4801 Woodway,
4801 Woodway, Suite 420-West
420-West
77056-1805
Houston, Texas 77056-1805
622-8338 [[PHONE]
(713) 622-8338 PHONE]
(713) 586-7053 [[FACSIMILE]
FACSIMILE]
ATTORNEYS FOR APPELLANT
ATTORNEYS FOR APPELLANT
SANTANDER CONSUMER USA,
SANTANDER CONSUMER USA, INC.
ORAL ARGUMENT REQUESTED
ORAL ARGUMENT REQUESTED
OF PARTIES
IDENTITY OF
IDENTITY AND COUNSEL
PARTIES AND COUNSEL
Party Counsel
Consumer USA,
Santander Consumer
Santander USA, Inc. Donald L. Turbyfill
Donald Turbyļ¬ll
Defenaāant/Cr0ss-
Defendant/Cross- dturbyļ¬ll@dntlaw.com [[E-MAIL
dturbyfill@dntlaw.com E-MAIL
Plaintiff/Appellant Deborah C. S. Riherd
Deborah
driherd@dnt1aw.corn [[E-MAIL]
driherd@dntlaw.com E-MAIL]
W. Hart
Vicki W.
vhart@dntlaw.corn [[E-MAIL]
vhart@dntlaw.com E-MAIL]
Devlin, Naylor && Turbyfill,
Turbyļ¬ll, P.L.L.C.
Woodway, Suite 420
4801 Woodway,
4801 West
420 West
77056-1805
Houston, Texas 77056-1805
622-8338 [[PHONE]
(713) 622-8338 PHONE]
586-7053 [[FACSIMILE]
(713) 586-7053 FACSIMILE]
Trial/Appellate Counsel
Mario Mata
Mario A. Mata Mata
Mario A. Mata
Plaintiff/Appellee Mario A. Mata, P.C.
400
111 Congress Avenue, Suite 400
111
78701
Austin, Texas 78701
681-4461 [[PHONE]
(512) 681-4461 PHONE]
682-2147 [[FACSIMILE]
(512) 682-2147 FACSIMILE]
Plaintiff, Pro se
Redshift Investigation Inc. David L. Treat
David
Defendant/Cr0ss-
Defendant/Cross- dlt@lstlaw.co1n [[E-MAIL]
dlt@lstlaw.com E-MAIL]
Defendant/Appellee Lindow Stephens Treat, LLP
Lindow LLP
Vogue Building
The Vogue
The
600 Navarro Street, Sixth Floor
San Antonio, Texas 78205
227-2200 [[PHONE]
(210) 227-2200 PHONE]
227-4602 [[FACSIMILE]
(210) 227-4602 FACSIMILE]
Trial counsel
i
Blake Thornton
Blake Vandusen
Thornton Vandusen Keneļ¬ck
John S. Kenefick
Defendant/Cr0ss-
Defendant/Cross- JKeneļ¬ck@Macdona1dDevin.com [[E-MAIL]
JKenefick@MacdonaldDevin.com E-MAIL]
Defendant/Appellee John R. Sigety
J Si et Macdona1dDeVin.corn [[E-MAIL]
JSigety@MacdonaldDevin.com E-MAIL]
MacDonald Devin, P.C.
MacDonald PC.
Tower
3800 Renaissance Tower
Elm Street
1201 Elm
1201
75270-2130
Dallas, Texas 75270-2130
744-3300 [[PHONE]
(214) 744-3300 PHONE]
747-0942 [[FACSIMILE]
(214) 747-0942 FACSIMILE]
Trial counsel
Centroplex Automobile
Centroplex Automobile Karen C. Burgess.
Karen Burgess.
Recovery, Inc. kburgess@richardsonburgess.com [[E-MAIL]
E-MAIL]
Defenaāant/Cr0ss-
Defendant/Cross- Richardson + LLP
+ Burgess LLP
Defendant/Appellee West 66āāth Street, Suite 900
221 West
221 900
78701-3445
Austin, Texas 78701-3445
John Thompson
John F. Thompson 482-8808 [[PHONE]
(512) 482-8808 PHONE]
Defenaāant/Cr0ss-
Defendant/Cross- 499-8886 [[FACSIMILE]
(512) 499-8886 FACSIMILE]
Defendant/Appellee Trial counsel
ii
TABLE OF
TABLE CONTENTS
OF CONTENTS
IDENTITY OF PARTIES
IDENTITY OF AND COUNSEL.
PARTIES AND COUNSEL. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
INDEX OF
INDEX OF AUTHORITIES.
AUTHORITIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
STATEMENT OF
STATEMENT THE CASE.
OF THE CASE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
STATEMENT FOR
STATEMENT FOR ORAL ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
ORAL ARGUMENT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
FOR REVIEW..
PRESENTED FOR
ISSUES PRESENTED
ISSUES REVIEW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
ISSUE NO.
ISSUE NO. 1:
1: The trial court erred by
The Santanderā s Motion
by denying Santanderās Motion
Compel Arbitration and Stay of
to Compel Mataās
of Case as to Mataās
Defendants . . . . . . . . . . . . . . . . . . . . 2
claims against all Defendants.. . . . . . . . . . . . . . . . . . . . . . .
STATEMENT OF
STATEMENT OF FACTS.
FACTS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
ARGUMENT.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Standard of Review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Issue no. 1: The trial court erred by
1: The by denying Santanderās Motion Motion to
Compel Arbitration and Stay of
Compel of Case as to Mataās Mataās claims
against all Defendants. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
PRAYER . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
PRAYER. . . . . . . . . . . . . . . . . . . . . . . . . 17 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CERTIFICATE OF
CERTIFICATE COMPLIANCE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
OF COMPLIANCE.. 18 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CERTIFICATE OF SERVICE.
CERTIFICATE OF SERVICE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
. . 18
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
APPENDIX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vi
APPENDIX. . . . . . . . . . . . . . . . . . . . . . .Vi . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
iii
iii
INDEX OF AUTHORITIES
INDEX OF AUTHORITIES
Cases
Cases Page
Page
Investments, No. 11-03-00175-CV,
v. Taylor Investments,
Gililland v. 2004 Tex. App. LEXIS
11-03-00175-CV,2004 LEXIS 8521
8521
App.āEast1and 2004, pet. denied) (mem. op.).
(Tex. App.āEastland op.) . . . . . . . . . . . . . . . . . . . . . . . . 9 . . . . . . . . . . . . . . . . . . . . . . . . .
In re D. Wilson Constr.
D. Wilson Constr. Co.,
196 S.W.3d 774 (Tex. 2006)..
196 S.W.3d 2006) . . . . . . . . . . . . . . . 15
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
. . . . . . . . . . . . . . . . . . . . . .
In re FirstMerit Bank,
Bank, N.A.,
S.W.3d 749 (Tex. 2001) (orig. proceeding)..
52 S.W.3d proceeding) . . . . . . . . . . . 15
. . . . . . . . . . . . . . . . . . . 7, 15 . . . . . . . . . .
In re Kellogg Brown
Brown & Root,
& Root, Inc.,
166 S.W.3d 732 (Tex. 2005)..
166 S.W.3d 2005) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 8
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
In re McKinney, 167 S.W.3d 833 (Tex. 2005).
167 S.W.3d 2005) . ............................ 7
. . . . . . . . . . . . . . . . . . . . . . . . . . . .
In re MHI
MHI Partnership,
Partnership,
S.W.3d 918 (Tex.
7 S.W.3d App.āHouston 1999,
App.āHouston 1999, orig. proceeding)
proceeding). . . . . . . . . . . . 7 . . . . . . . . . . . .
In re Rubiola,
S.W.3d 220 (Tex. 2011)..
334 S.W.3d 2011) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .... 16
. . . . . . . . . . . . . . .16 . . . . . . . . . . . . . . . . . . . .
S.W.3d 807
273 S.W.3d
In re Stanford Group, 273
App.āHouston [14th Dist.] 2008, orig. proceeding).
(Tex. App.āHouston proceeding) . . . . . . . 16
. . . . . . . . . . . 16
. . . . . . .
In re Sun Communications,
86 S.W.3d App.āAustin 2002, orig. proceeding).
S.W.3d 313 (Tex. App.āAustin proceeding). . . . . . 15
. . . . . . 7, 8, 15.
Weekley Homes,
In re Weekley Homes, L.P.,
180 S.W.3d 127
180 S.W.3d 127 (Tex. 2005)..
2005) . . .................................... 8
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Jack B.
B. Anglin Co.
Co. v.
v. Tipps,
S.W.2d 266 (Tex. 1992)..
842 S.W.2d 1992) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
&
Jenkins & Gilchrist v.
v. Riggs,
S.W.3d 198
87 S.W.3d App.āDa11as 2002, no pet.)
198 (Tex. App.āDallas pet.). . . . . . . . . . . . . . . . . . . . . 9 . . . . . . . . . . . . . . . . . . . . .
J.M. Davidson,
J.M. Davidson, Inc.
Inc. v. Webster,
v. Webster,
128 S.W.3d 223 (Tex. 2003)..
128 S.W.3d 223 2003) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
USA, Inc.
Keytrade USA, v. AIN
Inc. v. Temouchent M/
AIN Temouchent M/V, V,
404 F.3d 891
404 891 (5th Cir. 2005). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11,
. . . . . . . . . . .11, 12,
. 13
12, 13 . . . . . . . . . . . . . . . . .
iv
Kvaerner ASA
Kvaerner ASA v. Bank of
V. Bank TokyoāMitsubishi, Ltd.,
of Tokyo-Mitsubishi, Ltd., New
New York York Branch,
210 F.3d 262 (4th Cir. 2000). . . . . . . . . . . . . . . . . . . . . . . . . . . . .... 11, 13,14
11, 13, 14 . . . . . . . . . . . . . . . . . . . . . . . . . . .
Mbank
Mbank El Paso v. Sanchez,
Paso v.
S.W.2d 151
836 S.W.2d 151 (Tex. 1992)..
1992) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
McGehee v. Bowman,
McGehee v. Bowman,
339 S.W.3d App.āDa11as 2011, no. pet.) . . . . . . . . . . . . . . . . . . 8
S.W.3d 820 (Tex. App.āDallas . . . . . . . . . . . . . . . . . .
McMillan
McMillan v.
v. Computer & Support,
Computer Translation Sys & Support, Inc.,
S.W.3d 477 (Tex. App.āDallas
66 S.W.3d App.āDa11as 2001, no pet.) 10
pet.). . . . . . . . . . . . . . . . . . 9, 10 . . . . . . . . . . . . . . . . . .
Mitsubishi Motors Corp. v.
Motors Corp. ChryslerāPlymouth, Inc.,
v. Soler Chrysler-Plymouth,
U.S.614
473 U.S. . . . . . . . . .15
614 (1985). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .... 15
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
v. Merrill Lynch,
Pritzker v. Pierce, Fenner,
Lynch, Pierce, Fenner, & Smith, Smith, Inc., &
1110 (3rd Cir. 1993).
7 F.3d 1110 1993). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
. . . . . . . . . . . . . . . .... 10
. . . . . .
Prudential Sec., v. Marshall,
Inc. v.
Sec., Inc.
S.W.2d 896 (Tex. 1995)..
909 S.W.2d 1995) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
. . .15 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Rachal v.
v. Reitz,
S.W.3d 840, 843 (Tex. 2013)..
403 S.W.3d 2013) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
SEB,
SEB, Inc. v. Campbell, No.
Inc. v. 03-10-00375-CV,
No. 03-10-00375-CV,
2011 LEXIS 1588
2011 Tex. App. LEXIS 1588
App.āAustin 2011, no pet.) (mem. op.)..
(Tex. App.āAustin 10
op.) . . . . . . . . . . . . . . . . . . 7, 9, 10 . . . . . . . . . . . . . . . . . . . .
and Codes
Statutes and Codes
99U.S.C.Ā§2
U.S.C. Ā§ 2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...6,15
. . . . . . . . . . . . . . . . . . . . . . . . 6, 15
. . . . . . . . . . . . . . . . . . . . . . . . . . . .
9 U.S.C. Ā§Ā§ 3.
3 ....................................................... 6
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
99U.S.C.Ā§4
U.S.C. Ā§ 4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...6,15
. . . . . . . . . . . . . . . . . . . . . . . . 6, 15
. . . . . . . . . . . . . . . . . . . . . . . . . . . .
& Comm.
Tex. Bus. & Comm. Code
Code Ā§Ā§ 9.609. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
& Rem.
Tex. Civ. Prac. & Code Ann. Ā§Ā§ 33.015.
Rem. Code 33.015 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
& Comm.
Tex. Bus. & Comm. Code
Code 17.555.
17.555 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
& Rem.
Tex. Civ. Prac. & Code Ann. Ā§Ā§ 171.021.
Rem. Code 171.021 . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . .
v
STATEMENT OF
STATEMENT THE CASE
OF THE CASE
Plaintiff MARIO MATA (āMataā) filed
MARIO A. MATA ļ¬led suit against Defendants
SANTANDER
SANTANDER CONSUMER USA,
CONSUMER USA, INC. (āSantanderā), CENTROPLEX
CENTROPLEX
AUTOMOBILE RECOVERY,
AUTOMOBILE RECOVERY, INC.
INC. (āCentroplexā), BLAKE THORNTON
BLAKE THORNTON
VANDUSEN (āVandusenā), JOHN
VANDUSEN THOMPSON d/b/a CENTROPLEX
JOHN F. THOMPSON CENTROPLEX
AUTOMOBILE
AUTOMOBILE RECOVERY,
RECOVERY, INC.
INC. (āThompsonā),
(āThompsonā), and
and REDSHIFT
REDSHIFT
INVESTIGATION, INC. (āRedshiftā) (collectively called, āDefendantsā) asserting
INVESTIGATION,
common law fraud, trespass, conversion, gross
causes of action of breach of contract, common
of the Texas Deceptive Trade Practices Act. All of
negligence, and violations of Mataās
of Mataās
2003 Chevrolet Suburban
of a 2003
claims related to an alleged attempted repossession of
pledged by
by Mata money debt evidenced by
Mata as collateral to secure purchase money by a motor
vehicle retail installment contract (āContractā) held by (CR 3-10.)
by Santander. (CR
Santander asserted cross-claims against Centroplex, Thompson, Vandusen, and
& Rem.
Redshift for statutory contribution under Tex. Civ. Prac. & Code Ann. Ā§Ā§ 33.015,
Rem. Code
& Comm.
statutory contribution under Tex. Bus. & Comm. Code
Code 17.555,
17.555, statutory
& Comm.
indemniļ¬cation under Tex. Bus. &
indemnification Comm. Code
Code 17.555,
17.555, and contractual
(CR 47-59.)
indemniļ¬cation against Redshift. (CR
indemnification
Vandusen asserted a counter-claim against Santander for indemnity and/or
Vandusen
contribution and asserted cross-claims against Redshift for indemnity and/or
(CR 20-23.)
contribution. (CR
Redshift asserted cross-claims for contribution, indemnity, and breach of
(CR 28-46.)
contract against Centroplex. (CR
-1-
ļ¬led a Motion
Santander filed Compel Arbitration and Stay of
Motion to Compel of Case, seeking an
(CR 60-
Mataās claims against all Defendants be submitted to arbitration. (CR
order that Mataās
The trial court granted the motion as to the claims between Santander and Mata,
96.) The
(CR 251-255.)
but denied the motion as to all other claims. (CR
FOR ORAL
STATEMENT FOR
STATEMENT ARGUMENT
ORAL ARGUMENT
The Court should grant oral argument for the following reasons:
The
a. would give the Court a more
Oral argument would more complete understanding of
of
the facts presented in this appeal. See Tex. R. App. P. 39.1(c).
b. would significantly
Oral argument would signiļ¬cantly aid the Court in deciding the case.
See Tex. R. App. P. 38.1(e),
38.l(e), 39.1(d).
FOR REVIEW
PRESENTED FOR
ISSUES PRESENTED
ISSUES REVIEW
Issue No. 1: The trial court erred by
1: The Motion to
by denying Santanderās Motion
Compel Arbitration and Stay of Case as to Mataās
Compel Mataās claims
against all Defendants.
STATEMENT OF
STATEMENT OF FACTS
FACTS
On or about December
On December 1, BAY CITY
1, 2002, BAY INVESTIGATIONS (āBay Cityā)
CITY INVESTIGATIONS
DRIVE FINANCIAL
and DRIVE FINANCIAL SERVICES
SERVICES (āDrive Financialā) entered into a Service
Agreement (āService Agreementā)
Agreement Agreementā) whereby Drive Financial secured the services of
Bay of motor vehicles in which
Bay City to take possession of which Drive Financial held an
(CR 68-70, 81-85.) Bay
interest. (CR now known
Bay City is now known as Redshift. (CR 70.) Drive
Redshift. (CR
name of
assumed name
Financial is an assumed (CR 70, 86-94. ))
of Santander. (CR
On December
On December 28, 2002 Mata and Capitol Chevrolet, Inc. (āSellerā) executed
2002 Mata
(CR 68-72.) The
the Contract for the purchase and finance of the vehicle. (CR The Contract
money
of the purchase price and granted a purchase money
provided for terms of payment of
-2-
security interest in the vehicle which was perfected by
which was by notation on a Texas certificate
certiļ¬cate
(CR 68-74.) Thereafter, the Seller assigned the Contract to Arcadia Financial,
of title. (CR
(CR 68-
Auto is the successor-in-interest to Arcadia. (CR
Ltd. (āArcadiaā). CitiFinancial Auto
70, 73-74, 91-94.)
In January 2009, Mata Amendment Agreement
Mata entered into an Amendment Agreement with
(CR 68-70, 75-80). Under
Auto to modify the terms of the Contract. (CR
CitiFinancial Auto Under
Amendment Agreement, CitiFinancial Auto
of the Amendment
the terms of Auto agreed to reduce the
annum to 4.0%
12.82% per annum
Contract rate of interest from 12.82% Mata promised
4.0% per annum; Mata
to pay $1 1,448.67, plus interest at the reduced Contract rate of interest in twenty-three
pay $11,448.67,
(23) monthly installment payments of $518.70,
$5 1 8 .70, beginning February 23, 2009, with the
December 23, 2010. (CR
on December
final installment being due on (CR 68-70, 75-80.)
As consideration for CitiFinancial Autoās
As Autoās agreement to modify the terms of
of the
Amendment Agreement
Contract as set forth in the Amendment Agreement and to forbear exercising its
remedies after default under the Contract, Mata Amendment Agreement
Mata agreed in the Amendment Agreement
may against CitiFinancial Auto, its agents,
Mata may
that any claims or disputes that Mata
successors, or assigns that arise out of or relate to the Contract or any relationship
who did not sign the Contract shall, at Mataās
with any third parties who Mataās or CitiFinancial
Autoās election, be resolved by
Autoās by arbitration. (CR 68-70, 75-80.) All terms and
arbitration. (CR
provisions of the Contract remained in full force and effect except those expressly
modiļ¬ed by
modified Amendment Agreement. (CR
by the Amendment (CR 68-70, 75-80.)
-3-
The Amendment Agreement
The Arbitration Provision of the Amendment Agreement states as follows:
Any claim or dispute . . . whether in contract, tort or otherwise
Any . . .
(including, without limitation, interpretation and the scope of of this
of any issue and matters relating to the
provision, the arbitrability of
consummation, servicing, collection or enforcement of this contract or
note) between [Mata] and [CitiFinancial Auto] or [CitiFinancial Autoās]
between [Mata]
which arise out of or relate to
employees, agents, successors or assigns which
this contract or note or any resulting transaction or relationship
who do not sign this
including any such relationship with third parties who
contract or note shall, at [Mataās] or [CitiFinancial Autoās] election (or
the election of any such third party)
party) be resolved byby neutral, binding
arbitration and not by
by court action.
. . . upon and inures to the benefit
. . . This Arbitration Provision is binding upon beneļ¬t
of our respective heirs, successors, and assigns.
(CR 68-70, 77, 80.) The
(CR āThe Federal
The Arbitration Provision further states that āThe
(CR 68-70, 77, 80.)
Arbitration Act governs this Arbitration Provision.ā (CR
On or about June 1,
On 1, 2010, Redshift and Centroplex entered into a Collateral
Agreement (āRecovery Agreementā).
Recovery Agreement The Recovery Agreement
Agreementā). The Agreement recites that
Redshift contracts with financial institutions to recover secured collateral, and that
Centroplex is in the business of recovering personal property and āwishes to establish
a relationship with Redshift Investigation in order to receive recovery assignments
. . .ā
. . (CR 170-182.)
.ā (CR 170-182.)
On September 6, 2010, Santander became
On became the servicer of the Contract as
modiļ¬ed by
modified Amendment Agreement, and subsequently became
by the Amendment became the owner
owner and
(CR 68-70.)
holder. (CR
Mata alleges that despite Redshiftās acknowledgment
Mata acknowledgment of Santanderās receipt of
payment in full Redshift hired Centroplex to repossess the vehicle, on February 23,
-4-
Mata suffered physical injuries during the course of a repossession of the
201 1 Mata
2011
vehicle by Centroplex employee Vandusen
by (CR 6.)
Vandusen (CR
Mata brought suit against Santander for breach of the Contract and against all
Mata
common law fraud, trespass, gross negligence, violations
Defendants for conversion, common
of the Texas Deceptive Trade Practices Act relating to the alleged attempted
repossession. (CR Mata alleges that Redshift is an agent of
(CR 3-10.) Mata of Santander; that
Vandusen is an employee of Centroplex; that Centroplex is the agent of Redshift; and
Vandusen
Thompson is the owner
that Thompson owner of Centroplex. (CR 3-10.)
Centroplex. (CR
Redshift does not deny that it Agreement with Santander,
it executed the Service Agreement
and concedes that it Agreement with Centroplex.
it entered into the Recovery Agreement (CR 31,
Centroplex. (CR
97.)
Centroplex concedes that it Agreement with Redshift
it entered into the Recovery Agreement
Vandusen to repossess Mataās
to conduct repossessions; and that Centroplex tasked Vandusen Mataās
vehicle. (CR 118-119,
(CR 118-119, 165-182.)
165-182.)
Thompson, and
Santander asserted cross-claims against Redshift, Centroplex, Thompson,
Vandusen for indemnification,
Vandusen (CR 47-
indemniļ¬cation, contribution, and proportionate responsibility (CR
59.)
Vandusen asserted a counter-claim against Santander for indemnity and/or
Vandusen
contribution and asserted cross-claims against Redshift for indemnity and/or
contribution. Redshift asserted cross-claims for contribution, indemnity, and breach
(CR 28-46.)
of contract against Centroplex. (CR
-5-
ļ¬led a Motion
Santander filed Compel and Stay of
Motion to Compel of Case, seeking an order that
Mata submit his claims against all Defendants to arbitration, since all of his claims
Mata
(CR 60-96.) The
arise out of or relate to the Contract. (CR The trial court granted the motion
with regard to the claims between Santander and Mata, but denied the motion as to
(CR 251-255.)
claims. (CR
all other claims.
ARGUMENT
ARGUMENT
Review
Standard of Review
Standard
Whether an enforceable agreement to arbitrate exists is a legal question that the
Whether
appellate court reviews de novo. Rachal
Rachal v. S.W.3d 840, 843 (Tex. 2013).
v. Reitz, 403 S.W.3d
In reviewing a trial courtās denial of a motion to compel arbitration, the appellate
by the
court defers to the trial courtās factual determinations that are supported by
Id.; J.M.
evidence but reviews the trial courtās legal determinations de novo. Id.; J.M.
Davidson,
Davidson, Inc.
Inc. v. Webster, 128
v. Webster, S.W.3d 223, 227 (Tex. 2003).
128 S.W.3d
Issue No. 1: The trial court erred by
1: The Motion to
by denying Santanderās Motion
Compel Arbitration and Stay of Case as to Mataās
Compel Mataās claims
against all Defendants.
The trial court erred in denying Santanderās motion to compel arbitration as to
The
was a valid agreement to arbitrate,
Mataās claims against all Defendants because there was
Mataās
Mataās claims were within the scope of the Arbitration Clause.
and Mataās
A party seeking to compel arbitration under the Federal Arbitration Act
A
(āFAAā) must establish (1) a valid
(āFAAā) Valid agreement to arbitrate and (2) that the claims
Ā§Ā§ 2, 3, 4; In re Kellogg Brown
raised are within the agreementās scope. 9 U.S.C. Ā§Ā§ &
Brown &
Root, Inc., 166
Root, S.W.3d 732, 738 (Tex. 2005).
166 S.W.3d
-6-
Texas procedure controls the determination of whether claims fall within the
scope of the arbitration clause, regardless of whether the arbitration agreement
FAA or the Texas Arbitration Act ("TAA").
invokes the FAA ("TAA"). In re MHI
MHI Partnership,
Partnership, 7
S.W.3d 918, 921
S.W.3d App.āHouston 1999,
921 (Tex. App.āHouston 1999, orig. proceeding).
proceeding). The TAA provides
The TAA
upon the application of a party showing
that a court shall order the parties to arbitrate upon
an agreement to arbitrate and the opposing party's refusal to arbitrate.
arbitrate. Tex. Civ. Prac.
& Rem.
& Code Ann. Ā§Ā§ 171.021(a)(1),(2).
Rem. Code 171 .021(a)(1),(2). If
If a party opposing an application denies the
of the agreement, the court shall summarily determine that issue. Id. at (b).
existence of
The may summarily decide whether to compel arbitration on the basis of
The trial court may of
stipulations. MHI,
affidavits pleadings, discovery, and stipulations. S.W.3d at 922 (citing Jack
MHI, 7 S.W.3d
B. Anglin Co.
B. Co. v.
v. Tipps, 842 S.W.2d 266, 268-69 (Tex. 1992)).
S.W.2d Ifthe
1992)). If the opposing party
fails to present such controverting evidence, the trial court has no discretion but to
arbitration. MHI,
summarily grant the movant's motion to compel arbitration. MHI, 7 S.W.3 at 922; see
S.W.2d at 270 (the court must accept as true the clear, direct, and
also, Anglin, 842 S.W.2d
also,
positive evidence of an undisputed affidavit,
afļ¬davit, even of a party's agent). Absent fraud,
bound by
misrepresentation, or deceit, parties are bound of an arbitration
by the terms of
agreement. See In re McKinney, 167
agreement. S.W.3d 833, 835 (Tex. 2005); SEB,
167 S.W.3d SEB, Inc.
Inc. v.
v.
03-10-00375-CV, 2011
Campbell, No. 03-10-00375-CV, LEXIS 1588,
201 1 Tex. App. LEXIS *9 (Tex. App.āAustin
1588, *9 App.āAustin
2011, no pet.) (mem. op.).
The first question for this Court is whether there exists an agreement for
The
which is reviewed de novo. Rachal, 403
arbitration, which S.W.3d at 843 (Tex. 2013); In
403 S.W.3d
re FirstMerit Bank, S.W.3d 749, 753-54 (Tex. 2001) (orig. proceeding);
Bank, N.A., 52 S.W.3d proceeding); In
-7-
Sun Communications, 86 S.W.3d
re Sun App.āAustin 2002, orig.
S.W.3d 313, 317 (Tex. App.āAustin
proceeding) Whether an arbitration agreement is binding on a non-party
proceeding) (per curiam). Whether
implicates the existence of a valid agreement to arbitrate and is therefore a gateway
Homes, L.P., 180
Weekley Homes,
matter for the trial court to decide. See In re Weekley S.W.3d 127,
180 S.W.3d 127,
130 (Tex. 2005); McGehee
130 v. Bowman,
McGehee v. App.āDallas
S.W.3d 820, 826 (Tex. App.āDallas
Bowman, 339 S.W.3d
2011, no. pet.). The Amendment Agreement
The Amendment Agreement contains an Arbitration Provision
Mata agrees to arbitrate, at Mataās
whereby Mata Mataās or Santanderās election (as CitiFinancial
Autoās successor and assignee) any claim or dispute arising out of
Autoās of the Contract,
including any claim or dispute between Mata and any third parties relating to a
between Mata
(CR 68-70, 75-80.) And, neither Mata,
relationship resulting from the Contract. (CR
Vandusen presented any evidence to controvert
Thompson, nor Vandusen
Redshift, Centroplex, Thompson,
the existence of the Arbitration Clause or presented any evidence that the arbitration
was procured by
clause was (CR 117-152,
by fraud, misrepresentation, or deceit. (CR 153-15 5,
117-152, 153-155,
Mataās claims relating to
202-210.) Thus, a valid agreement to arbitrate exists as to Mataās
the Contract.
by Redshift, Centroplex,
While the Arbitration Provision is not signed by
Thompson, or Vandusen, that is not determinative of whether there exists a valid
Thompson,
S.W.3d at 738. There are six recognized
166 S.W.3d
agreement to arbitrate. Kellogg, 166
common principles of contract and agency law, that may
theories, arising out of common may bind
by reference; (2)
agreements: (1) incorporation by
non-signatories to arbitration agreements:
assumption; (3) agency; (4) alter ego; (5) equitable estoppel, and (6) third-party
assumption;
Id. at 739.
beneficiary. Id.
-8-
The scope of
The may be extended to claims against agents
of an arbitration agreement may
of the principal when
when the agentsā allegedly wrongful acts relate to their behavior as
agents and when by the
when those acts are within the scope of the claims covered by
arbitration provisions.
provisions. SEB, 2011 LEXIS 1588,
2011 Tex. App. LEXIS 1588, at *13; Gililland v. Taylor
12.
11-O3-00175-CV, 2004
Investments, No. 11-03-00175-CV,
Investments, 2004 Tex. App. LEXIS 8521, *8-9
LEXIS *8-9 (Tex.
App.āEastland 2004, pet. denied) (mem. op.); McMillan
App.āEastland McMillan v. Computer Translation
v. Computer
& Support,
Systems & S.W.3d 477, 481
Support, Inc., 66 S.W.3d App.āDallas 2001, no pet.).
481 (Tex. App.āDallas
āagentā includes those persons or entities for whom
The term āagentā
The would be
whom a party would
vicariously liable. & Gilchrist v.
Jenkins & S.W.3d 198,
v. Riggs, 87 S.W.3d 198, 202 (Tex.
App.āDallas A secured creditor is vicariously liable for a breach of
App.āDallas 2002, no pet.). A of
by its independent contractor during an attempted repossession
the peace committed by
of collateral. & Comm.
collateral. Tex. Bus. & Code Ā§Ā§ 9.609(b)(2); Mbank
Comm. Code Mbank El Paso
Paso v.
v. Sanchez,
S.W.2d 151,
836 S.W.2d 153-54 (Tex. 1992).
151, 153-54 When a duty is imposed by
1992). When by law on the basis
by
of concerns for public safety, the party with the duty cannot escape that duty by
it to an independent contractor. Mbank,
delegating it S.W.2d at 153.
Mbank, 836 S.W.2d 153. Therefore,
a secured creditor is vicariously liable for breaches of the peace committed by
by its
contractors. Id.
independent contractors. Id. at 153-54. Mataās petition expressly asserts Santanderās
153-54. Mataās
Vandusen under the
liability for the acts or omissions of Redshift, Centroplex and Vandusen
Mbank (CR 8.)
Mbank doctrine. (CR
home from SEB.
In SEB, the Campbells purchased a manufactured home SEB. 2011
201 1 Tex.
LEXIS 1588
App. LEXIS The Campbells executed an Arbitration Agreement
1588 at *1-2. The Agreement as
of their purchase of
part of home in which
of the home which they agreed to arbitrate all claims and
-9-
disputes arising out of way to the sale, purchase or occupancy of
of or relating in any way of the
was signed by
Agreement was
home. Id. at *8-9. However, the Arbitration Agreement Sam Bath,
by Sam
SEB's president, on behalf
SEB's behalfof"Circle B Homes."
of "Circle B Homes." Id. The Campbells sued SEB,
Id. at *3. The
967āas the seller of real property
Bath, Larry Cousins (a salesman for SEB), as well 967āas
home was
which the home
on which was locatedāand
locatedāand 967's general partner and vice president
home and real property.
of action relating to the sale of the home
asserting several causes of
Id. at *2.
Id. SEB, Bath, and Cousins (collectively, āCircle Bā) moved to compel
Bā) moved compel
ammmmn%mļ¬wCmmmmĀ„dmmaymmCmbB.MJHU.ļ¬wnmcwn
arbitration as to the Campbellsā claims against Circle B. Id. at *3. The trial court
Id.
denied the motion. Id.
Agreement was
This Court found that the Arbitration Agreement by
was not only enforceable by
Agreement also applied to the Campbellsā
SEB, but that the Arbitration Agreement Campbellsā claims
against Bath and Cousins, even though they were not signatories to the agreement.
Id. at *12-13. The Campbells specifically alleged that their claims against Bath and
The
employment
of actions taken within the course and scope of their employment
Cousins arose out of
Campbellsā claims against Bath and Cousins all arose out of or
with SEB, and the Campbellsā
were related to the Campbellsā
Campbellsā purchase of the home. Id. 13-14. This Court ruled
Id. at 13-14.
that ā[e]xtending the scope of an arbitration provision to an agent of the party who
who
agreed to arbitration furthers the policy favoring arbitration and the partiesā
parties' intent to
forum for resolving disputes arising under an agreement.
provide a single forum agreement. Id.; see
S.W.3d at 481
McMillan, 66 S.W.3d 481 (citing Pritzker v.
v. Merrill Lynch, Pierce, Fenner,
Lynch, Pierce, &
Fenner, &
Smith, Inc., 7 F.3d 1110,
Smith, 1121 (3rd Cir. 1993)).
1110, 1121 1993)).
-10-
Mata alleges that Santander is vicariously liable as a matter of law for the
Mata
āagentsā of Santander,
Thompson, and Vandusen, as āagentsā
actions of Redshift, Centroplex, Thompson,
Mataās vehicle. Redshift does not deny that
in the course of the repossession of Mataās
acting on behalf of Santander it Mataās vehicle.
it engaged Centroplex to repossess Mataās
CENTROPLEX admits that acting on behalf of Redshift, itit ātaskedā Vandusen
CENTROPLEX who
Vandusen who
Mataās vehicle -ā Santanderās collateral.
did, in fact, repossess Mataās collateral. Thus, these non-
bound to the Arbitration Provision. And, it
signatories are bound would further public
it would
Plaintiffs claims against all Defendants in this case to
policy favoring arbitration for Plaintiffās
forum in an arbitration proceeding.
be resolved in a single forum As such, the trial court
proceeding. As
Plaintiffs claims
erred in denying Santanderās motion to compel arbitration as to Plaintiffās
against the other defendants who Provision.
who were non-signatories to the Arbitration Provision.
Furthermore, the other Defendants, as non-signatories to the Contract are
bound by reference. See,
bound to arbitration under the theory of incorporation by 166
See, Kellogg, 166
S.W.3d at 739; Keytrade USA,
S.W.3d USA, Inc. v. AIN
Inc. v. AIN Temouchent 404 F.3d 891, 896-97
Temouchent M/V, 404
Kvaerner ASA
(5th Cir. 2005); Kvaerner v. Bank
ASA v. 0fT0ky0āM1'tsubishi,
Bank of Ltd., New
Tokyo-Mitsubishi, Ltd., York Branch,
New York
266-67 (4th Cir. 2000).
210 F.3d 262, 266-67
& Compagnie
In Keytrade, Societe Nationale de Transports Maritimes & Compagnie
("CNAN"), the owner
Nationale Algerienne de Navigation Maritime ("CNAN"), owner of the bulk
Temouchent M/V, entered into a time charter party with Progress Bulk
carrier Ain Temouchent
Temouchent to Progress Bulk
Carriers, Inc. ("Progress Bulk"), providing the Ain Temouchent Bulk for
A charter party
of $ 6,000 per day. Id. at 892. A
a period of six to ten months at a cost of
by name. Id.
is a specialized form of contract for the hire of an entire ship, specified by
-11-
at n. 1. A time charter provides for the charterer to obtain the vessel for a fixed
1. A ļ¬xed
period of time; a voyage charter provides for the charterer to obtain the vessel for the
of a voyage. Id.
length of The time charter at issue contained an arbitration clause,
Id. The
which
which stated that "all disputes arising out of this contract . . . shall be referred to
. . .
London." Id.
arbitration in London." Id.
Bulk subsequently entered into a voyage charter with Keytrade A.G.
Progress Bulk
USA ("KUSA"),
company of Keytrade USA
("KAG"), a Swiss corporation and the parent company
("KAG"), ("KUSA"),
a Chicago-based subsidiary that sells fertilizer to customers in the United States. Id.
Bulk/KAG voyage charter contained an arbitration clause that "any
The Progress Bulk/KAG
The
dispute arising under this Charter Party [was] to be referred to Arbitration in
London." Id.
London." Id. The Bulk/KAG voyage charter also provided that a "Congen"
The Progress Bulk/KAG "Congen"
bill was to be utilized. Id. The
of lading was Congen bill of lading stated that "all terms
The Congen
and conditions, liberties and exceptions of the Charter Party, dated as overleaf,
Law and Arbitration Clause, are herewith incorporated." Id. at 893.
including the Law
Congen bill of lading, however, did not specify which
The Congen
The was
which charter party was
incorporatedāthe time charter between CNAN and Progress Bulk, or the voyage
between CNAN
charter between Progress Bulk KAG. Id.
Bulk and KAG. Id. at 894. Pursuant to the Progress
Bulk/KAG voyage charter, cargo was
Bulk/KAG was loaded onto the Ain Temouchent, KUSA was
Temouchent, KUSA was
Temouchent signed the
of the Ain Temouchent
given a bill of lading for the cargo, and the master of
bill oflading
of lading on behalf of CNAN. Id.
of CNAN. Id. at 892-93.
-12-
The shipment arrived 16
The KUSA filed suit against Progress Bulk
16 days late, and KUSA Bulk
CNAN in personam
and CNAN Temouchent in rem
personam and the Ain Temouchent rem for breach of the bill of
of
CNAN moved
lading. Id. at 893. CNAN KUSA's claims based on
moved to compel arbitration of KUSA's
of lading incorporated the arbitration agreement by
the theory that the bill of by reference.
Id. The district court denied the motion. Id.
The Id.
On appeal, the Fifth Circuit held that KUSA,
On KUSA, although itit was
was a non-signatory
KAG, was
Bulk and KAG,
to the arbitration agreement between Progress Bulk was required to
Bulk/KAG
arbitrate its dispute because the bill of lading incorporated the Progress Bulk/KAG
voyage charter and arbitration clause by The Fifth Circuit
by reference. Id. at 896. The
explained that it
it has never held that āan may only be found
āan agreement to arbitrate may
from the four corners of the document.ā Id. at 896. Rather, āthere are exceptions to
the four corners rule,ā and thus the ācharterās arbitration clause established in [the
of lading] a right to
parties to the bill of compel arbitration.
arbitration. Id. at
Id. 896-97.
In Kvaemer, BCH Energy entered into a Construction Agreement
Kvaerner, BCH Agreement with a
of constructing a waste-to-energy
oint venture for the purpose of
general contractor as a jjoint
plant in Fayetteville, North
North Carolina. 210 The Construction Agreement
210 F.2d at 264. The Agreement
of or relating
contained a broad arbitration clause requiring that disputes "arising out of
Agreement be submitted to arbitration in North
to" the Agreement A
North Carolina. Id. at 265. A
syndicate of banks, including The Bank of
The Bank ļ¬nancing for the project.
of Tokyo, provided financing
Id. at
Id. Agreements to "irrevocably and
264. Kvaerner and Jones executed Guaranty Agreements
guarantee[] the punctual performance of each and every obligation
unconditionally guarantee[]
of [the joint
joint venture] under the [Construction] Agreement." Id.
[Construction] Agreement." Id. at 264.
-13-
The Guaranties could be enforced against Kvaerner and Jones in the event the
The
joint
joint venture did not Agreement. Id.
perform its duties under the Construction Agreement. The
Id. The
and Jones "shall
Guaranties provided that Kvaerner and same rights and
āshall have the same
remedies of [the joint [Construction] Agreement." Id.
joint venture] under the [Construction] The
Id. at 265. The
Bank of Tokyo
Bank Tokyo signed the Guaranties on behalf of the banks. The
banks. Id. at 264. The
Agreement and Guaranty Agreement
Construction Agreement became in default due to failure
Agreement became
make payment on the banks'
of the project to make banksā financing, Bank of
ļ¬nancing, and the Bank Tokyo
of Tokyo
brought suit against Kvaerner and Jones for breach of the Guaranty Agreements. Id.
Id.
The Bank of
The Fourth Circuit found that the Bank was bound
Tokyo was
of Tokyo bound to arbitrate its
was
Agreement was
claims against Kvaerner and Jones because the Construction Agreement
The Fourth Circuit held that although
Id. at 265. The
incorporated into the Guaranties. Id.
the Guaranties did not specifically reference arbitration, because the Construction
Agreement contained an arbitration clause, the provision of the Guaranties that gave
Agreement
Agreement to Kvaerner and Jones also
the rights and remedies under the Construction Agreement
of or related
granted Kvaerner and Jones the right to arbitrate disputes that arose out of
Agreement by
to the Construction Agreement by reference. Id.
by incorporation by Id. at 265-66.
Agreement between
Here, the Service Agreement SCUSA and Redshift, and the Recovery
between SCUSA
Agreement upon and incorporate by
Agreement between Redshift and Centroplex are dependent upon by
by Mata, that
reference the retail installment contracts, such as the Contract executed by
which Redshift and Centroplex are
grant a security interest in the collateral and for which
to provide recovery services for such collateral. The Service Agreement
collateral. The Agreement provides that
ā[SCUSA] hereby engages the services of
ā[SCUSA] of [Redshift] to perform investigation and
-14-
owned by
speciļ¬c accounts receivable, owned
recovery services for specific [SCUSA] and placed
by [SCUSA]
which
of all accounts which
with [Redshift]. Redshift agrees to undertake collection of
[SCUSA] (CR 81-85.) The
[SCUSA] decides to place with [Redshift]...." (CR The Recovery Agreement
Agreement
provides that Redshift contracts with financial
ļ¬nancial institutions to recover secured
collateral, and that Centroplex is in the business of recovering personal property and
āwishes to establish a relationship with Redshift Investigation in order to receive
(CR 170-182)
assignments...ā (CR
recovery assignments....ā 170-182) (emphasis added). The Service Agreement
added). The Agreement
Agreement incorporate by
and the Recovery Agreement by reference the underlying retail
which recovery services will be provided and are dependent
installment contracts for which
upon
upon secured transactions, such as the Contract. All repossessors derive a beneļ¬t
benefit
from such retail installment contracts that are incorporated by
by reference into the
Agreement and the Recovery Agreement
Service Agreement Agreement by As
engagement in repossession. As
by engagement
bound to
such, the other Defendants, as non-signatories to the Contract, are bound
of incorporation by
arbitration under the theory of by reference.
The second question is whether the arbitration agreement covers the claims
The
Ā§Ā§ 2, 4; In re D.
before the court. 9 U.S.C. Ā§Ā§ Wilson Constr.
D. Wilson Constr. Co., 196 S.W.3d 774, 781
196 S.W.3d 781
Any doubt regarding coverage of the dispute is resolved in favor of
(Tex. 2006). Any
arbitration because both Texas and federal policies have clearly expressed a
arbitration. Mitsubishi Motors
preference for arbitration. Corp. v.
Motors Corp. ChryslerāPlymouth, Inc.
v. Soler Chrysler-Plymouth, Inc.,,
473 U.S. 614, 626 (1985); Prudential Sec., Inc. v.
Sec., Inc. S.W.2d 896, 899
v. Marshall, 909 S.W.2d
S.W.3d at 753-54; Sun Communications,
1995); FirstMerit Bank, 52 S.W.3d
(Tex. 1995); Communications, Inc., 86
S.W.3d at 317.
S.W.3d
.15-
-15-
"To determine whether a claim falls within the scope of the agreement, courts
"To
āfocus on the factual allegations of
must `focus of the complaint, rather than the legal causes
334 S.W.3d
asserted."ā In re Rubiola, 334
of action asserted.'" S.W.3d 220, 225 (Tex. 2011) (quoting
Prudential, 909 S.W.2d
Prudential, 909 S.W.3d 807, 813 (Tex.
S.W.2d at 900); In re Stanford Group, 273 S.W.3d
App.āHouston [14th
App.āHouston ("We look at the facts alleged,
[l4th Dist.] 2008, orig. proceeding) ("We
rather than the legal causes of actions presented,
presented, and consider whether the facts touch
A plain reading of the
by the underlying arbitration agreement." A
matters covered by
Mata is bound
Arbitration Provision leaves no doubt that Mata bound to submit his claims
68-70M 77, 80.) Under
(CR 68-70M
asserted in the underlying suit to arbitration. (CR Under the
Mata agreed to submit to arbitration his claims or disputes that
Arbitration Provision, Mata
relate to the Contract, whether in contract, tort or otherwise, including, the
of the Arbitration Provision, and the arbitrability of
interpretation and scope of of any
issue, and any matters relating to the consummation, servicing, collection, or
(CR 68-70, 77, 80.) All of
enforcement of the Contract. (CR Mataās claims against all of
of Mataās of
the defendants in this case arise out of and relate to the servicing, collection, or
enforcement of the Contract in the alleged attempt to repossess the vehicle that
secured payment of Mata specifically
of the Contract. Mata speciļ¬cally alleges an agency relationship
between
between the Defendants in this case.
Mataās claims asserted against all Defendants are within the Arbitration
Thus, Mataās
Motion to
Provisionās scope, and the trial court clearly erred in denying Santanderās Motion
Compel Arbitration and stay of
Compel Mataā s claims against the other Defendants.
of case as to Mataās Defendants.
-15-
-16-
PRAYER
PRAYER
WHEREFORE,
WHEREFORE, PREMISES
PREMISES CONSIDERED,
CONSIDERED, Appellant, SANTANDER
SANTANDER
CONSUMER USA,
CONSUMER USA, INC., fully prays that this Court grant oral argument on this
appeal, and thereafter, reverse the trial courtās order denying Santanderās motion to
Mataās claims against the other Defendants, enter an order
compel arbitration as to Mataās
Mataās claims in the underlying cause of action, and
compelling arbitration of all of Mataās
for all other and further relief which Santander Consumer
relief to which may show
USA, Inc. may
Consumer USA, show
itself to be justly entitled.
Respectfully submitted,
DEVLIN, NAYI
DEVLIN, NAYLOR & & TURBYFILL,
TURBYFILL, P.L.L.C.
iOR
DONALD L. TURBYFILL
DONALD TURBYFILL
20296380
State Bar of Texas # 20296380
ddturbyfill@dntlaw.com
turbyfill@dntlaw.com [[E-MAIL]
E-MAIL]
DEBORAH C. S. RIHERD
DEBORAH RIHERD
24038904
State Bar of Texas # 24038904
driherd@dntlaw.com [[E-MAIL]
E-MAIL]
VICKI W.
VICKI HART
W. HART
24046037
State Bar of Texas # 24046037
vhart@dntlaw.com [[E-MAIL]
E-MAIL]
Woodway, Suite 420-West
4801 Woodway,
4801 420-West
77056-1805
Houston, Texas 77056-1805
622-8338 [[PHONE]
(713) 622-8338 PHONE]
(713) 586-7053 [[FACSIMILE]
FACSIMILE]
ATTORNEYS FOR
ATTORNEYS APPELLANT
FOR APPELLANT
SANTANDER CONSUMER USA,
SANTANDER CONSUMER USA, INC.
-17-
CERTIFICATE OF
CERTIFICATE COMPLIANCE
OF COMPLIANCE
was produced on a computer using Corel
document was
I certify that this document
WordPerfect X5X5 and contains 3,821 by the computer software's
3,821 words, as determined by
word-count function, excluding the sections of
of the document listed in Tex. R. App.
docyiment
P. 9.4(i)(1).
9.4(i)(1).
DEBORAH C. S. RIHERD
DEBORAH RIHERD
CERTIFICATE OF
CERTIFICATE OF SERVICE
SERVICE
The undersigned does hereby certify that a true and correct copy
The of the above
copy of
was served upon
and foregoing instrument was upon the following parties either electronically
manager or in the alternative served by
ļ¬ling manager
through an electronic filing by fax prior to 5:00
December 31,
by mail, commercial delivery service, or email, on December
p.m., in person, by
2014:
2014:
Mata
Mario A. Mata
Mario Keneļ¬ck
John S. Kenefick
Mario PLLC
Mario A. Mata, PLLC JKeneļ¬ck@MacdonaldDevin.com [[E-MAIL]
JKenefick@MacdonaldDevin.com E-MAIL]
111 Congress Avenue, Suite
111 John R. Sigety
78701
400Austin, Texas 78701 J Sigety@Macdona1dDevin.com [[E-MAIL]
JSigety@MacdonaldDevin.com E-MAIL]
681-4461 [[PHONE]
(512) 681-4461 PHONE] MacDonald Devin, P.C.
MacDonald
682-2147 [[FACSIMILE]
(512) 682-2147 FACSIMILE] 3800 Renaissance Tower
3800 Tower
APPELLEE, pro se
APPELLEE, Elm Street
1201 Elm
1201
75270-2130
Dallas, Texas 75270-2130
David L. Treat
David 744-3300 [[PHONE]
(214) 744-3300 PHONE]
dlt@1st1aw.com [[E-MAIL]
dlt@lstlaw.com E-MAIL] 747-0942 [[FACSIMILE]
(214) 747-0942 FACSIMILE]
Lindow Stephens Treat, LLP
Lindow LLP ATTORNEYS FOR
ATTORNEYS FOR APPELLEE
APPELLEE
The Vogue Building
The Vogue BLAKE THORNTON VANDUSEN
BLAKE THORNTON VANDUSEN
600 Navarro Street, Sixth Floor
San Antonio, Texas 78205 Karen C. Burgess
Karen
227-2200 [[PHONE]
(210) 227-2200 PHONE] kburgess@richardsonburgess.com [[E-MAIL] E-MAIL]
227-4602 [[FACSIMILE]
(210) 227-4602 FACSIMILE] Richardson + LLP
+ Burgess LLP
ATTORNEY FOR
ATTORNEY FOR APPELLEES
APPELLEES 221 West 66"āth Street, Suite 900
221 West
REDSHIFT INVESTIGATION
REDSHIFT INVESTIGATION 78701-3445
Austin, Texas 78701-3445
INC. 482-8808 [[PHONE]
(512) 482-8808 PHONE]
499-8886 [[FACSIMILE]
(512) 499-8886 FACSIMILE]
ATTORNEY FOR
ATTORNEY FOR APPELLEES
APPELLEES
CENTROPLEX AUTOMOBILE
CENTROPLEX AUTOMOBILE
RECOVERY,
RECOVERY, INC. AND JOHN
AND JOHN F.
THOMPSON
THOMPSON
,j:.
DEBORAH C. S. RIHERD
DEBORAH RIHERD
-18-
NO. 03-14-00782-CV
NO. 03-14-00782-CV
THE THIRD
IN THE
IN COURT OF
THIRD COURT APPEALS
OF APPEALS
AT AUSTIN,
AT TEXAS
AUSTIN, TEXAS
SANTANDER CONSUMER USA,
SANTANDER CONSUMER USA, INC.
Appellant,
v.
V.
MARIO A. MATA,
MARIO MATA, CENTROPLEX AUTOMOBILE RECOVERY,
CENTROPLEX AUTOMOBILE RECOVERY, INC.,
THOMPSON d/b/a CENTROPLEX
JOHN F. THOMPSON
JOHN AUTOMOBILE RECOVERY,
CENTROPLEX AUTOMOBILE RECOVERY, INC.
REDSHIFT INVESTIGATION,
REDSHIFT INVESTIGATION, INC., and BLAKE THORNTON VANDUSEN,
BLAKE THORNTON VANDUSEN,
Appellees.
APPELLANTāS APPENDIX
APPELLANTāS APPENDIX
LIST OF
LIST DOCUMENTS
OF DOCUMENTS
Necessary Contents:
Consumer USA,
Order on Defendant Santander Consumer USA, Inc.ās Motion to Compel
Inc. ās Motion Compel Arbitration
and Plea in Abatement . . . . . . . . . . . . TAB 11
Abatement .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . TAB
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Amendment Agreement
Amendment Agreement (with TAB 2
(With Arbitration Provision). . . . . . . . . . . . . . . . . . TAB . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . TAB 3
2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .... TAB
9 U.S.C. Ā§Ā§ 2. . . . . . . . . . . . . . . . . . . . . . . . . . .9 U.S.C. Ā§Ā§ 3
. . . . . . . . . . . . . . . . . . . . . . . . TAB 4
3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .... TAB
. . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . TAB 5
4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .... TAB
9 U.S.C. Ā§Ā§ 4. . . . . . . . . . . . . . . . . . . . . . . . . . .
& Comm.
Tex. Bus. & Comm. Code TAB 6
Code Ā§Ā§ 9.609. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . TAB
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
& Rem.
Tex. Civ. Prac. & Code Ann. Ā§Ā§ 171.021.
Rem. Code TAB 7
171.021 . . . . . . . . . . . . . . . . . . . . . . . TAB . . . . . . . . . . . . . . . . . . . . . . . .
_Vi_
-vi-
TAB 1
TAB
Flled In The District Court
of Travis county. Texas
DEC e 2 201ā;
M
M4.
ā
Mm Mm
At ._-_,.._.
N0. D-1-GN-13 000677 _
MARIO A. MATA IN THE DISTRICT COURT
VS.
Ā¢0'3Ā¢0>ā¬O2Ā®D
CENTROPLEX AUTOMOBILE RECOVERY,Ā§ TRAVIS COUNTY, TEXAS
INC., BLAKE THORNTON VANDUSEN, Ā§
JOHN F. THOMPSON d/b/a CENTROPLEX Ā§
AUTOMOBILE RECOVERY, INC., Ā§
SANTANDER CONSUMER USA, INC., Ā§
and REDSHIFT INVESTIGATION INC. Ā§ 353ā JUDICIAL DISTRICT
ORDER ON DEFENDANT SANTANDER CONSUMER USA, INC.āS
MQIION TQ COMEEL ARBITRATION AND PLEA IN QATEMENT
CAME to be heard on August 6, 2014, the MOTION TO COMPEL ARBITRATION AND
STAY OF CASE, ļ¬led herein by Defendant SANTANDER CONSUMER USA, INC., Movant and
Defendant herein.
Aļ¬er notice and hearing, and upon the review of the motion, any responses and replies
submitted thereto, and the evidence presented, the Court ļ¬nds that the Motion should be granted in
part, and denied in part. It is therefore,
ORDERED that the Motion is GRANTED with regard to the claims of Plaintiff MARIO A.
MATA (āPlaintiffā) against Defendant SANTANDER CONSUMER USA, INC. (āSantander"),
only, and that those claims of Plaintiff against Santander must be submitted to arbitration in a
manner provided by the arbitration agreement dated January 9, 2009. It is further,
ORDERED that the Motion is DENIED with regard to all other claims, including Plaintiffs
claims and Santanderās cross-claims, against Defendants CENTROPLEX AUTOMOBILE
RECOVERY, INC., BLAKE THORNTON VANDUSEN, JOHN F. THOMPSON d/b/a
CENTROPLEX AUTOMOBILE RECOVERY, INC., and REDSHIFT INVESTIGATION INC. It
is further,
tn-āH ' 4"" GS)
ORDERED that not later than thi 0) days from the date of this Order, Plaintiff must
ā,4 1,(
\ āl
initiate arbitration of his claims against Santander with the American Arbitration Association or the
National Arbitration Forum. It is further,
ORDERED that Santander shall pay to the American Arbitration Association or the National
Arbitration Forum the ļ¬ling fee required by applicable rules in excess of the ļ¬ling fee paid by
Plaintiff in the aboveāstyled and numbered cause of action; and further, Santander shall pay to the
administrator all other administrative costs of the arbitration proceeding. It is further,
ORDERED that if Plaintiff does not initiate arbitration timely pursuant to this Order,
Plaintiļ¬ās claims against Santander may be dismissed on proper motion and after hearing. It is
further,
ORDERED that pending arbitration ofthe claims brought by Plaintiff against Santander, the
entirety of this litigation is hereby STAYED until further order of the Court.
SIGNED: DĀ£ā¬Ā£.H\5GL L ,2o14.
JUDG1 PRESIDIN
ā\\M so
Order on Defendant Santander Consumer USA, Inc.'s
Motion to Cornpel Arbitration and Plea in Abatement Page 2
AGREED AS TO FORM ONLY: AGREED AS TO FORM ONLY:
Vļ¬fzf
DEVLIN, NAYLOR & TURBYFILL, P.L.L.C. LINDOW STEPHENS TREAT LLP
_@<WJ/,/wdw ā
DAVID L. TREAT
DONALD 'L.āIā0Ā§lĀ§
StateBar of Tex # 0 6 80 State Bar of Texas # 20205300
dmrbyļ¬1l@dntlaw.co -MAIL} i'llt@lstlaw.com [E-MAIL]
VICKI W. HART One Riverwalk Place
State Bar ofTcxas 2ā! 24046037 700 N. St. Mary's Street, Suite 1700
vhart@dntlaw._com [E-MAIL] San Antonio, Texas 78205
4801 Woodway, Suite 420-West (210) 227-2200 [PHONE]
Houston, Texas 7705 6-1 805 (210) 227-4602 [FAcsIMu.z]
ā
(713) 622-8338 [PHONE] ATTORNEYS FOR DEFENDANT,
(713) 5864053 [FACSIMILE] CROSS-PLAINTIFF, AND
ATTORNEYS FOR DEFENDANT CROSS-DEFENDANT
AND CROSS-PLAINTIFF REDSHIFT INVESTIGATION, INC.
SANTANDER CONSUMER USA, INC.
Order on Defendant Sanlander Consumer USA, Inc.'s
Motion to compel Arbitration and Plan in Abatement Page}
AGREED AS TO FORM ONLY: AGREED AS TO FORM ONLY:
MACDONALD DEVIN, RC. RICHARDSON + BURGESS LLP
.1 s. KENEFICK KAREN C. BURGESS
Late 24006294
Bar of Texas 1! State Bar of Texas i! 00796276
JKcneļ¬ck@MncdonaldDevin.com [E-M/tu.] kburgcss@richardsonburgess.com [EāMz\iL]
JOHN R. SIGETY 221 West 6"ā Street, Suite 900
StateBar of Texas # 24083853 Austin, Texas 78701-3445
ISigety@MacdonaldDevin.com (512) 482-8808 [Puomz]
3800 Renaissance Tower (512) 499-8886 [F.\cs1Mu.15]
1201 Elm Street ATTORNEYS FOR DEFENDANTS
Dallas, Texas 75279-2130 AND CROSS-DEFENDANTS
(214) 744-3300 [PHONE] CENTROPLEX AUTOMOBILE
(214) 747-0942 [FAcs1Mn.E] RECOVERY, INC AND
ATTORNEYS FOR DEFENDANT JOHN F. THOMPSON
AND CROSSāDEl'-āENDANT
BLAKE THORNTON VANDUSEN
AGREED AS TO FORM ONLY:
MARIO A. MATA
111 Congress Avenue, Suite 400
Austin, Texas 78701
(512) 681-4461 [PHONE]
(512) 682-2147 [FACSIMILE]
PLAINTIFF, pro se
Order on Defendant Sunlandcr Consumer USA, 1nc.'s
Motion to compel Arbitration and Plea in Abatement Page 4
AGREED AS TO FORM ONLY: AGREED AS TO FORM ONLY:
MACDONALD DEVIN, P.C. RICHARDSON + BURGESS LLP
?ā/-5/ā./
JOHN S. KENEFICK KAREN C. BURGESS
Bar of Texas # 24006294
State State Bar of Texas # 00796276
J'Keneļ¬ck@MacdonaldDevin.com [E-MAIL] kburgess@richardsonburgess.com [E-MAIL]
JOHN IL SIGETY 221 West 6"ā Street, Suite 900
State Bar of Texas # 24083853 Austin, Texas 78701-3445
JSigety@Macdona1dDevIn.com (512) 482-8808 [Pnoms]
3800 Renaissance Tower (512) 499-8886 [FACSIMLLE]
1201 Elm Street ATTORNEYS FOR DEFENDANTS
Dallas,Texas 75279-2130 AND CROSS-DEFENDANTS
(214) 744-3300 [PHONE] CENTROPLEX AUTOMOBILE
(214) 747-0942 [FACSIMILE] RECOVERY, INC AND
ATTORNEYS FOR DEFENDANT JOHN F. THOMPSON
AND CROSS-DEFENDANT
BLAKE THORNTON VANDUSEN
AGREED AS TO FORM ONLY:
MARIO A. MATA
111 Congress Avenue, Suite 400
Austin, Texas 78701
(512)681-4461 [PHONE]
(512) 682-2147 [FAcsuvnLa]
PLAINTIFF, pro se
Order on Defendant Santander Consumer USA, Inc.ās
Motion to Compel Arbitration and Plea in Abatement Page 4
TAB 2
TAB
To: MARIO MATA
Fax Number: 0000030001
Return Fax Number: 8665337801
From: CitiFinanoial Auto
Comments: Please review the attached documents and provide the
signature(s) required. After reviewing and signing, return this
document in its entirety to CitiFinancial Auto for further review.
approval and Consideration. Please retain a copy of this agreement
for your records.
AMENDMENT AGREEMENT
THIS AMENDMENT AGREEMENT (āAgreementā) is made and takes effect as of the 9 th
day of January, 2009 ,by and between CitiFinanoial Auto, Ltd.
("Company" or "He" or āUs"), and MARIO MATA
1
(āBorrower(s)" or "You" or āYourā) and amends the installment
contract or promissory note and security agreement dated December 23, 2002,
and having account number -9686-guƩthe "Contract").
Company and Borrower(s) acknowledge that the total amount due and owing under
the Contract as of the above date is $11,443 67 (the "Total Amount
Dueā) comprised of:
Unpaid Principal balance or net balance : $11,333.24
"(Less unearned finance charges)"
Unpaid interest : $115ā43
Unpaid fees (such as late fees, NSF fees) : $.00
Unpaid extension fees 2 $.00
Borrower(s) hereby promise to pay to the order of Company, the Total Amount Due,
together with interest on the Unpaid Principal Balance at the rate of 4 000 K
per annum from the effective date of this Agreement until maturity, as follows:
In 23 monthly installments of $518.70 beginning February 23, 2009 . and
continuing until December 23. 2010, when the final payment will be due.
The final payment will be for any unpaid principal balance and accrued interest
not yet paid as of such date together with any other sums (including unpaid
extension fees) then payable under the Contract, as modified herein.
Each installment shall be applied to unpaid fees (including unpaid extension
fees). accrued but unpaid interest (including unpaid interest), and principal
in any order we choose.
It is agreed that all terms and provisions of the original Contract shall remain
in full force and effect except as expressly modified herein. Borrower(s)
acknowledge and affirm that the security interest previously granted remains
valid and subsisting.
THIS AMENDMENT AGREEMENT CONTAINS AN ARBITRATION PROVISION WHICH SIGHIFICANTLY
AFFECTS YOUR RIGHTS IN ANY CLAIM OR DISPUTE WITH US. PLEASE READ THE ARBITRATION
PROVISION ON PAGE 2.
If Company requires the consent to this Agreement by any additional party.
Borrower(s) agree to obtain such consent, and this Agreement will not be
effective if such consent is not obtained. Borrower(s) agree that this
Agreement is void if Company has not received a signed original of this
Agreement on or before January 23, 2003.
Borrower(s) acknowledge that this Agreement does not extend the term or coverage
provided by any credit insurance purchased at the time of the original Contract.
Company may be required to report the amount of any debt forgiven to the
Internal Revenue Services.
THIS ARBITRATION PROVISION SIGNIFICANTIY AFFECTS YOUR RIGHTS IN ANY CLAIM OR
DISPUTE WITH US.PLEASE READ THIS ARBITRATION PROVISION CAREFULLY BEFORE YOU SIGN
THIS AGREEMENT.
EITHER BORROUER(S) OR COMPANY MAY CHOOSE TO HAVE ANY DISPUTE BETWEEN US,EKCEPT AS
PROVIDED BEIOU, DECIDED BY ARBITRATION. IF ARBITRATION IS CHOSEN,YOU AND HE HILL
EACH GIVE UP OUR RIGHT TO A TRIAL BY THE COURT AND/OR A JURY TRIAL.IF ARBITRATION
IS CHOSEN,YOU MAY NOT SERVE AS A CLASS REPRESENTATIVE OR PARTICIPATE AS A CLASS
ACTION AGAINST ANY PARTY ENTITLED TO COMPEL ARBITRATION UNDER
Ā„EĀ„2EĀ§RĆ©Ā§IgĀ„gNCIASS
Any claim or dispute, except as provided below, whether in contract,tort or otherwise (including,
without limitation, interpretation and the scope of this provision, the arbitrability of any issue
and matters relating to the consummation, servicing, collection or enforcement of this contract or
note) between you and us or our employees, agents, successors or assigns which arise out of or
relate to this contract or note or any resulting transaction or relationship including any such
relationship with third parties who do not sign this contract or note shall, at your or our election
(or the election of any such third party) be resolved by neutral, binding arbitration and not by
court action, Any claim or dispute is to be arbitrated on an individual basis and not as a class
action, and you expressly waive any rights you may have to arbitrate a class action. The Federal
Arbitration Act governs this Arbitration Provision.
Notwithstanding this Arbitration Provision, you and we can not require the other to arbitrate the
following matters: (1) our respective rights, if any, to exercise self-help remedies; (2) seeking
provisional remedies to enforce our security interest from a court; (3) any action brought in small
claims court which remains in such court and asserts claims on an individual basis seeking $15,000
or less: and/or (4) any action where all parties collectively, including multiple named parties,
seek monetary relief in the aggregate of 315,000 or less in total relief including but not limited
to compensatory, statutory or punitive damages, costs and attorney fees. Neither you nor we waive
the right to arbitrate by exercising selfāhelp remedies. filing suit, or seeking or obtaining
provisional remedies from a court.
The party initiating arbitration must choose one of the following organizations and follow its rules
for initiating and pursuing arbitration:
American Arbitration Association National Arbitration Forum
335 Madison Avenue, Floor 10, P.O. Box 50191
New York, NY 10017-4605 Minneapolis, MN 55405
www.adr.org www arbitration-forum com
You may obtain a copy of the arbitration rules and a form for demanding arbitration by contacting
one of the above organizations or by accessing their internet web site. For the American Arbitration
Association, the "Commercial Arbitration Rules" shall apply. For the National Arbitration Forum, the
āCode of Procedure" shall apply. The party making demand upon one of the organizations for arbitration
shall pay to such organization the filing fee required by the applicable rules when the demand is
made, except that Company will pay the amount of the filing fee in excess of the amount of the fee
that would be required for you to file a lawsuit in your jurisdiction. In addition, we will pay to the
Administrator all other administrative costs of the arbitration proceeding. The applicable arbitration
rules will determine who pays other costs and fees. such as costs of the arbitration that go beyond
one day of hearings. Each party shall pay their own attorney, expert, and witness fees and expenses,
unless otherwise required by law or by other terms of this agreement. This Arbitration Provision is
binding upon and inures to the benefit of our respective heirs, successors, and assigns.
IN WITNESS UHEREOF, the parties hereto agree to the terms of this Amendment
Agreement .
CitiFinancial Auto. Ltd. Borrower:
CoāBorrower:
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TAB 3
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Page 11
UNITED STATESCODE
UNITED STATES CODESERVICE
SERVICE
Copyright Ā©
Copyright 2012 Matthew
Ā© 2012 Bender&&Company,
MatthewBender Company,Inc.
Inc.
a member
member of theLexisNexis
of the Group(TM)
LexisNexisGroup (TM)
All rights
All rights reserved.
reserved,
*ā* through PL
Current through
*** Current 112-139,approved
PL 112-139, 6/27/12***
approved6/27/12 ***
TITLE 9.9.ARBITRATION
TITLE ARBITRATION
CHAPTER 1. GENERAL PROVISIONS
CHAPTER 1. GENERAL PROVISIONS
G0 to
Go the United
to the StatesCode
UnitedStates CodeService
ServiceArchive Directory
Archive Directory
USCS Ā§Ā§ 2
9 USCS
Review expert
Review expert commentary fromThe
commentaryfrom TheNational
NationalInstitute
InstituteforforTrial Advocacy
Trial preceding
Advocacy 9 USCS
preceding 9 USCS
Ā§ 1.Ā§ 1.
Ā§Ā§ 2.
2. Validity, irrevocability, and
Validity, irrevocability, andenforcement
enforcementofofagreements
agreementstotoarbitrate
arbitrate
AA written
written provision
provision in any maritime
in any maritime transaction
transaction or
or aa contract
contractevidencing
evidencingaatransaction involvingcommerce
transactioninvolving settlebyby
commercetotosettle
arbitration aa controversy
arbitration controversy thereafter arising out of such contract or transaction,
transaction, or the refusal to perform the whole or any
thereof, or
part thereof, an agreement
or an agreement inin writing to submit
writing to arbitration an
submit toto arbitration existingcontroversy
anexisting arisingout
controversyarising ofsuch
outof suchaacontract,
contract,
transaction, or refusal,
transaction, refusal, shall be valid, irrevocable, and enforceable, save upon such grounds as exist at law or in equity
for the revocation ofof any contract.
contract.
HISTORY:
HISTORY:
(July
(July 30, 1947,chch392,
30, 1947, 6161
392,Ā§ Ā§1, 1, Stat.
Stat. 670.)
670.)
HISTORY; ANCILLARYLAWS
HISTORY;ANCILLARY LAWSAND
ANDDIRECTIVES
DIRECTIVES
Prior law
Prior law and
and revision:
revision:
This
This section basedon
section isisbased onAct
ActFebā
Feb.12, 1925,chch213,
12,1925, 213, 43 43
Ā§ 2,
Ā§ 2, 883883
Stat.
Stat, (Ā§offormer
(Ā§ 2 2 of former Title
Title 9), 9).
TAB 4
TAB
Page 1I
UNITED STATESCODE
UNITED STATES CODE SERVICE
SERVICE
Copyright Ā© 2012 Matthew
Ā© 2012 Bender&&Company,
MatthewBender Company,Inc.
Inc.
a member
member of LexisNexisGroup
theLexisNexis
ofthe Group(TM)
(TM)
All
All rights reserved.
*** Current
*** through PL
Current through 112-139,approved
PL 112-139, 6/27/12**"
approved6/27/I2 ***
TITLE 9.9. ARBITRATION
TITLE ARBITRATION
CHAPTER I.1.GENERAL
CHAPTER GENERALPROVISIONS
PROVISIONS
Go
Go to theUnited
to the StatesCode
UnitedStates CodeService Archive
Service Directory
Archive Directory
USCS Ā§Ā§ 3
99 USCS
Review expert
Review expert commentary fromThe
commentaryfrom TheNational
NationalInstitute
InstituteforforTrial Advocacy
Trial preceding
Advocacy 9 USCS
preceding 9 USCS
Ā§ 1.Ā§ 1.
Ā§Ā§ 3.
3. Stay of proceedings where issue therein referable
Stay of referable to
to arbitration
arbitration
If any suit or proceeding be brought in any any of the courts of the United States upon any
any issue referable to arbitration
under an agreement in writing for such arbitration, the court in which such suit is pending, upon being satisfied
satisļ¬ed that the
issue involved
involved inin such suit or proceeding is referable to arbitration under such an agreement, shall on application of of one
of the parties
parties stay trial of
stay the trial of the
the action until been had
until such arbitration has been accordance with
had in accordance of the
with the terms of
agreement,
agreement, providing
providing the
the applicant
applicant for
for the
the stay
stay is
is not
not in
in default
default in
in proceeding
proceeding with
with such
such arbitration.
arbitration.
HISTORY:
HISTORY:
(July 1947,chch392,
30,1947,
(July30, 61 61
392,Ā§ Ā§1, 1, Stat.
Stat. 670.)
670.)
HISTORY;ANCILLARY
HISTORY; ANCILLARYLAWS AND
LAWS DIRECTIVES
AND DIRECTIVES
Prior law and
Prior law and revision:
revision:
This section
This basedon
sectionisisbased onAct
ActFeb.
Feb.12, 1925,chch
12,1925, 213,
213, 43 43
Ā§ 3,
Ā§ 3, Stat.
Stat. (Ā§ 3(9offormer
883883 3 of former Title
Title 9). 9).
TAB 5
TAB
Page 11
UNITED STATESCODE
UNITED STATES CODESERVICE
SERVICE
Copyright Ā©
2012 Matthew
Copyright Ā© 2012 Bender&&Company,
MatthewBender Company,Inc.
Inc.
a member
member of theLcxisNexis
ofthe Group(TM)
LexisNexisGroup (TM)
All rights
All rights reserved.
reserved.
ā** throughPL
Current through
*** Current 12-139, approved
PL 1112-139, 6/27/12ā**
approved6/27/12 ***
TITLE9.9.ARBITRATION
TITLE ARBITRATION
CHAPTER
CHAPTER1.1.GENERAL
GENERALPROVISIONS
PROVISIONS
Go
Go to the United
to the StatesCode
UnitedStates CodeService Archive
Service Directory
Archive Directory
9 USCS
USCS Ā§
Ā§4
Review expertcommentary
Review expert fromThe
commentaryfrom TheNational
NationalInstitute
InstituteforforTrial Advocacy
Trial preceding
Advocacy 9 USCS
preceding 9 USCS
Ā§ 1.Ā§ 1.
Ā§Ā§ 4. Failure to arbitrate under
4. Failure under agreement;
agreement; petition
petition totoUnited
UnitedStates courthaving
Statescourt havingjurisdiction
jurisdictionfor ordertotocompel
fororder compel
arbitration; notice and
arbitration; notice and service
service thereof; hearing and
thereof; hearing and determination
determination
AA party
party aggrieved
aggrieved by
by the
the alleged
alleged failure,
failure,neglect,
neglect,or
orrefusal
refusalof
ofanother
anothertotoarbitrate
arbitrateunder writtenagreement
underaawritten agreementfor
for
arbitration may
arbitration may petition
petition anyany United
United States
Statesdistrict
districtcourt
courtwhich,
which,save
savefor forsuch agreement,would
suchagreement, wouldhave jurisdictionunder
havejurisdiction under
Title 28
Title 28 [28 USCSĀ§Ā§Ā§Ā§1 1etetseq.],
[28 USCS in a
seq.], in a civil
civilaction or in admiralty of the
action or in admiralty of the subjectsubject matter
matter of a
a suit
suit arising
arising out
out of
of the
the
controversy between
controversy between the parties, for an
the parties, an order directing that that such arbitration proceed
such arbitration proceed in the manner provided
in the provided for for in such
such
agreement. Five
agreement. Five daysā
daysānotice writingofofsuch
noticeininwriting suchapplication
applicationshall servedupon
shallbebeserved uponthe theparty
partyinindefault.
default.Service
Servicethereof
thereof
shall be made
shall be madeininthethemanner
mannerprovided
providedbybythe FederalRules
theFederal Rules ofof Civil
Civil Procedure
Procedure [USCS
[USCS Rules
Rulesof Civil
of Civil Procedure].
Procedure]. TheThe
court shall
court shall hear
hear the
the parties, and upon
parties, and uponbeingbeing satisļ¬ed
satisfiedthat themaking
thatthe makingof ofthe
theagreement
agreementfor forarbitration
arbitrationororthe thefailure
failuretoto
comply therewith
comply therewith is is not
not inin issue,
issue, the
the court shall make
court shall make anan order
orderdirecting
directingthe partiestotoproceed
theparties proceedtotoarbitration
arbitrationinin
accordance
accordance withwith the terms of
the terms of the agreement. The
the agreement. hearing and
The hearing proceedings, under
and proceedings, under suchsuch agreement,
agreement, shallshall be
be within
within thethe
district in which
district in whichthethepetition
petitionforforananorder directingsuch
orderdirecting sucharbitration filed.IfIfthethemaking
arbitrationisisfiled. makingofof thethe arbitration
arbitration agreement
agreement or or
the failure, neglect, or
failure, neglect, refusaltotoperfonn
or refusal performthe thesame
samebebeininissue,
issue,the
thecourt
courtshall proceedsummarily
shallproceed summarilyto to thethe trial
trial thereof.
thereof. If If
no jury
jury trial be demanded
trial be demandedby by the
theparty allegedtotobe
partyalleged beinindefault, thematter
default,ororififthe disputeis iswithin
matterinindispute withinadmiralty
admiralty jurisdiction,
jurisdiction,
the court shall hear and
shall hear and determine such issue. Where Where such
such anan issue isis raised, the
the party
party alleged to be in default may, may,
except in cases of
in cases admiralty, on
of admiralty, on or
or before
before the
the return
return day
day of
ofthe
thenotice
noticeof application,demand
ofapplication, demandaajury trialofofsuch
jurytrial suchissue,
issue,
and upon such demanddemand the court shall make make an an order referring the issue or issues to a jury jury in the manner provided by by the
Federal Rules of
Federal Rules ofCivil Procedure[USCS
CivilProcedure [USCSRules RulesofofCivil
CivilProcedure],
Procedure], may
or or may specially
specially callcall a jury
ajury for for
thatthat purpose.
purpose. If the
If the
jury find
find that no agreement in writing for for arbitration was made
arbitration was made or or that there isisno
that there defaultininproceeding
nodefault proceedingthereunder,
thereunder,the the
proceeding
proceeding shallshall be
be dismissed.
dismissed. If If the jury ļ¬nd
thejury that an
find that an agreement
agreementfor arbitrationwas
forarbitration wasmade writingand
madeininwriting andthat thereisisa a
thatthere
default in
default in proceeding
proceeding thereunder,
thereunder, the the court shall make
court shall make an ordersummarily
an order summarilydirecting
directingthe partiestotoproceed
theparties proceedwith withthethe
arbitration
arbitration in in accordance
accordance with with the
the terms
terms thereof.
thereof.
HISTORY:
HISTORY:
(July 30,
(July 30,1947,
1947,chch392,
392,Ā§ Ā§1, 1,
61 61 Stat.
Stat. 671;
671; Sept.
Sept. 3, 1954,
3, 1954, ch 1263,
ch 1263,Ā§ 19, Ā§68
19, 68 1233.)
Stat. Stat. 1233.)
ANCILLARYLAWS
HISTORY;ANCILLARY
HISTORY; LAWSAND
ANDDIRECTIVES
DIRECTIVES
law and
Prior law and revision:
revision:
This basedon
sectionisisbased
This section onAct
ActFeb. 1925,chch213,
12,1925,
Feb.12, 213, 43 43
Ā§ 4,
Ā§ 4, Stat.
Stat. (Ā§ 4(Ā§offonner
883883 4 of former Title
Title 9). 9).
Page 2
99 USCS
USCS Ā§Ā§44
Amendments:
Amendments:
1954. Act
1954. Act Sept. 3, 1954
Sept. 3, substituted "United
1954 substituted "United States
States district
district court" for "court
court" for "court of the United
of the United Statesā, substituted "Title
States", substituted "Title 28,
28,
in a civil
civil actionā
action" for
for "the judicialcode
"thejudicial codeatatlaw,
law,ininequity," substituted"the
equity,"substituted "theFederal CivilProcedure"
RulesofofCivil
FederalRules Procedure" ālaw
forfor "law
forfor
summons in the jurisdiction
the service of summons which the proceeding is
jurisdiction in which is brought", and substituted "the Federal Rules of of
Civil Procedure" for "law
Procedure" for "law for
for referring
referring to
to aajury
jury issues
issues inin an
anequity
equityaction"
action".
TAB 6
TAB
Page 11
DOCUMENT
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LexisNexis (R) Texas Annotated Statutes
Ā© 2014
Copyright Ā© 2014 by Matthew Bender
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Bender & Company, Inc.
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*** This document
*** ***
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AND COMMERCE
BUSINESS AND
BUSINESS COMMERCE CODE
CODE
TITLE 1.
TITLE 1. UNIFORM COMMERCIAL CODE
UNIFORM COMMERCIAL CODE
CHAPTER 9. SECURED
CHAPTER SECURED TRANSACTIONS
TRANSACTIONS
SUBCHAPTER F. DEFAULT
SUBCHAPTER DEFAULT
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Tex. Bus.
Tex. & Com.
Bus. & Code Ā§
Com. Code 9. 609 (2014)
Ā§ 9.609
Take Possession After Default
Ā§Ā§ 9.609. Secured Party's Right to Take
(a) After default, a secured party:
may take possession of
(1) may of the collateral;
collateral; and
may render equipment unusable and dispose of
(2) without removal, may on the debtor's premises under
of collateral on
9610.
Section 9.610.
A secured party may
(b) A may proceed under Subsection (a):
(a):
(I) pursuant to judicial
(1) judicial process; or
(2) without judicial process, if itit proceeds without breach of the peace.
may require the debtor to assemble the collateral and
(c) If so agreed, and in any event after default, a secured party may
make it
make by the secured party that is reasonably convenient to
it available to the secured party at a place to be designated by
both parties.
parties.
HISTORY: Am.
HISTORY: Am. Acts 1999, 414 (S.B.
1999, 76th Leg., ch. 414 1058),Ā§Ā§ 1.01,
(S.B. 1058), 1.01, effective July 1,
1, 2001.
TAB 77
TAB
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ā** This document
*** This current through
is current
document is the 2011
through the First Called
2011 First Session ***
Called Session ***
*** Federal case
*** Federal annotations: Apr.
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onLexis ***
*** State case annotations:
*** annotations: May ***
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CIVIL PRACTICEAND
CIVIL PRACTICE ANDREMEDIES
REMEDIESCODE
CODE
TITLE ALTERNATEMETHODS
TITLE7.7. ALTERNATE METHODS OFOF
DISPUTE RESOLUTION
DISPUTE RESOLUTION
CHAPTER 171.GENERAL
CHAPTER 171. GENERALARBITRATION
ARBITRATION
SUBCHAPTER B.B.PROCEEDINGS
SUBCHAPTER PROCEEDINGS COMPEL
TOTO COMPELOR OR
STAY ARBITRATIONS
STAY ARBITRATIONS
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Tex. Civ. Prac.
Tex. Civ. Prac. &&Rem.
Rem.CodeĀ§
Code Ā§171.021
171.021 (2012)
(2012)
Ā§Ā§ 171.021. ProceedingtotoCompel
171.021. Proceeding CompelArbitration
Arbitration
A court shall
(a) A showing:
shall order the parties to arbitrate on application of a party showing:
(1) an agreement
(1) an agreement to arbitrate; and
to arbitrate; and
(2) the
(2) opposing party's
partyās refusal
refusal to
to arbitrate.
arbitrate.
Ifaa party
(b) If opposing an
party opposing an application made under Subsection
application made Subsection (a)
(a) denies the existence
denies the the agreement,
existence of the the court
agreement, the court
shall summarily
summarily determine
determine that issue. The
that issue. The court shall order
court shall orderthe
thearbitration
arbitrationififititfinds forthe
findsfor theparty thatmade
partythat madethe
the
application. If the
application. the court ļ¬nd for that party,
court does not find deny the application.
party, the court shall deny
(c)
(c) An order compelling
An order arbitration must
compelling arbitration must include stayof
include aa stay anyproceeding
ofany subjecttotoSection
proceedingsubject Section171.025.
171.025.
HISTORY:
HISTORY: Enacted
Enactedby
byActs 1997,75th
Acts1997, 75thLeg.,
Leg., 165
ch.ch. 165 (S.B.
(SABI 898),
898), Ā§ 5.01,
Ā§ 5.01, September
effective
effective 1, 1997.
September 1, 1997.