Andrade v. NAACP of Austin
Full Opinion (html_with_citations)
OPINION
Appellees NAACP of Austin, Nelson Linder, Sonia Santana, and David Van Os sought declaratory and injunctive relief against the Secretary of State for the State of Texas,
BACKGROUND
Appellees brought suit in June 2006 against the Secretary for âfailure to provide voting procedures that ensure their right to a properly counted vote, and a fair and secure election.â Asserting violations of the Texas Constitution and the Texas Election Code, appellees challenged the Secretaryâs certification of the paperless computerized voting machine and system currently used in Travis County, the Hart Intercivic eSlate (âeSlateâ).
In their petition, appelleesâ pleaded facts include:
7. ... The voting system in question is used in Travis County local elections, and is certified by the Defendant Secretary of State.
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9.Plaintiffs, except for Mr. Van Os, are voters in Travis County, and have participated, and will continue to participate, in Travis County elections. Plaintiffs are required to use a paperless computerized voting machine during Travis County elections, certified by Defendant Secretary.
10. Plaintiff Van Os is a candidate for state office, specifically the position of Attorney General. He seeks the votes of people from Travis County, and the outcome of his election may depend on the outcome of voting in Travis County.
11. The election procedure for paperless computerized voting in Travis County requires electors to enter their vote into the computer, using a turn dial system.... After the computer has prompted the elector to vote in each individual election, the elector is then offered the opportunity to view a screen showing a summary of all the votes placed. Once approved by the elector, the voting summary disappears from the screen and is believed to be recorded by the computer software.
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13.Voters must rely on the software used to assure their votes are recorded properly. Once an elector enters his or her vote, there is no way to independently determine if the vote cast has been recorded correctly. The voter is forced to hope the software that records the votes is created and maintained, without mistake or fraud, to protect the integrity of the ballot.... There is no independent verification mechanism required by the Secretary....
14. The software used to record and tabulate the votes cast has been created by a private entity, Hart Intercivic, and certified for use by the Defendant Secretary. However, the actual procedures of this private company are not governed by Texas law. Thus, the voters and candidates must rely on a private company completely unsupervised by Texas officials to ensure votes are properly counted and the voting system has been properly constructed, maintained, and secured.
15. The Secretary has no way to determine if the software has been properly designed, is functioning properly while in use, or has been protected from tampering, fraudulent or otherwise. All checks on the proper functioning of the software are created, and thus ultimately controlled by Hart Intercivic.
16. The coding created by Hart Inter-civic is not open to public scrutiny. Travis County is only provided procedures by Hart Intercivic to conduct checks on the machineâs accuracy. ...
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19.The paperless computerized voting systems only allow for a re-tabulation of the votes cast and re*245 corded. There is no independent procedure to assure the votes recorded by the software equals the votes intended by the electors.
20. The lack of proper re-count procedure for computerized voting machines creates a disparity in the recount methodology. Voters not required to use the paperless computerized voting machines (absentee, military, etc.) are granted the right to a hand re-count of votes. This fails to provide the voters and candidates with an equal way of accurately counting the vote....
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28. Countless reports of malfunctions and security issues have been reported with paperless computerized voting systems. Problems with Hart Intercivieâs E-slate machine, currently used in Travis County, have been reported in Texas and nationwide. Problems with other computer-based paperless machines certified in Texas have been, and are continuing to be reported, nationwide.
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30. Only with a paper verified system can a proper audit be performed on an election run by computerized voting machines. There can never be a paperless system that does not require sole reliance on the machine itself, and prevent independent verification.
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37. The paperless computerized voting machine only has the ability to re-tabulate the votes already recorded. There is no independent verification the votes recorded reflect the intention of the voters. Even though the machines have the capability of producing a âballot image report,â this report is insufficient to comply with the verified re-count granted by the Legislature. The report simply prints out its own recording of the votes cast.... There is no way to independently verify the accuracy of the machine in reprinting the recorded votes.
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39. The computerized voting machine does not provide electors with a paper ballot of their vote. A ballot would provide confidence in the elector that the vote recorded was the ballot he or she intended to cast, and also provide a way for the vote to be independently verified in the case of a re-count. Without providing evidence on paper of the vote cast, there is no way to comply with the Election Codeâs requirement of âverification of the voteâ during a re-count.
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51. No verifiable manual re-count can be conducted using the computerized voting machines in place today. ...
The Secretary in October 2007 filed a motion for summary judgment pursuant to 166a(c) and (i) of the rules of civil procedure and a plea to the jurisdiction, asserting that the individual appellees and the NAACP of Austin do not have standing to bring their claims and that sovereign immunity barred the suit. Appellees responded, filing evidence including affidavits from Linder, Santana, Van Os, and Dan Wallach, who averred as an expert concerning the eSlate. The Secretary filed a reply with objections to portions of the affidavits of Linder, Van Os, and Wal-lach, but did not file any controverting evidence. After a hearing, the trial court
ANALYSIS
In two issues, the Secretary contends that the trial court erred in denying her plea to the jurisdiction because appellees lack standing and their suit is barred by sovereign immunity. The Secretary did not offer controverting evidence and does not dispute appelleesâ evidence. Her contention is that the trial court does not have subject matter jurisdiction because appel-lees failed to allege or demonstrate standing to bring their claims or a waiver of sovereign immunity.
Standard of Review
We review the trial courtâs ruling-on a plea to the jurisdiction de novo. Texas Depât of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 228 (Tex.2004). A plea to the jurisdiction is a dilatory plea that contests the trial courtâs authority to determine the subject matter of the cause of action without regard to whether the claims asserted have merit. Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 554 (Tex.2000). The plaintiffs claims may form the context in which a dilatory plea is raised, but the plea should be decided without delving into the merits of the case. Id. The purpose of a dilatory plea is not to force a plaintiff to preview his case on the merits but to establish a reason why the merits of the plaintiffs claims should never be reached. Id.
When a plea to the jurisdiction challenges the pleadings, we must determine if the pleader has alleged sufficient facts to affirmatively demonstrate the trial courtâs jurisdiction to hear the cause. See Miranda, 133 S.W.3d at 226-27 (citing Texas Assân of Bus. v. Texas Air Control Bd., 852 S.W.2d 440, 446 (Tex.1993)). To make this determination, we look to the pleaderâs intent, construe the pleadings liberally in favor of jurisdiction, and accept the allegations in the pleadings as true. Id. A plaintiff has a right to cure pleadings defects if the plaintiff has not alleged sufficient jurisdictional facts. Texas Depât of Transp. v. Ramirez, 74 S.W.3d 864, 867 (Tex.2002) (citing Texas Assân of Bus., 852 S.W.2d at 446). We also may consider evidence filed by the parties regarding the jurisdictional issue and must do so when necessary to resolve the jurisdictional issues raised. Bland Indep. Sch. Dist., 34 S.W.3d at 554. If the evidence creates a fact issue regarding the jurisdictional issue, the trial court may not grant the plea to the jurisdiction. Miranda, 133 S.W.3d at 227-28.
The Controversy
In appelleesâ suit seeking injunctive and declaratory relief from the Secretaryâs alleged violation of their rights, the issue is whether the Secretary acted outside her constitutional and statutory authority by certifying the eSlate for use in Travis County. Appellees contend that the Secretary acted outside her statutory authority when she certified the eSlate because it does not meet election code voting system standards. See Tex. Elec. Code Ann. §§ 122.031-39 (West 2003 & Supp. 2008). Appellees further contend that the Secretary acted outside her constitutional authority because certification of the eSlate violated appelleesâ equal protection rights pursuant to Article I, section 3, of the Texas Constitution. See Tex. Const, aid. I,
Standing
In her first issue, the Secretary contends that appellees do not have standing to challenge the Secretaryâs certification of the eSlate because they have not âalleged or offered any proof that the voting machines used in Travis County have ever damaged their votes or anyone elseâs votes.â She contends that the law requires that appellees âplead concrete, particularized injuries personal to them from their use of the complained of voting machines,â and that they allege âonly speculative injury to their votes (or campaign).â The Secretary also contends that appel-leesâ status as voters or participants in the political process does not provide standing because standing requires an injury distinct from that sustained by the public at large. As to appelleesâ equal protection claim, the Secretary further contends that appellees failed to demonstrate that they were singled out and treated differently from others similarly situated. The Secretary also challenges the associational standing of Linder and the NAACP to bring suit on behalf of NAACP members.
Standing is a component of subject matter jurisdiction. Tex. Assân of Bus., 852 S.W.2d at 446. The general test for common law standing in Texas requires that there â(a) shall be a real controversy between the parties, which (b) will be actually determined by the judicial declaration sought.â Id. (quoting Board of Water Engârs v. City of San Antonio, 155 Tex. 111, 283 S.W.2d 722, 724 (1955)). Suits for equitable relief may be maintained against governmental entities for constitutional violations. See City of Elsa v. M.A.L., 226 S.W.3d 390, 392 (Tex.2007); City of Beaumont v. Bouillion, 896 S.W.2d 143, 149 (Tex.1995). Private parties may seek declaratory relief against state officials who allegedly act without legal or statutory authority. Texas Natural Res. Conservation Commân v. IT-Davy, 74 S.W.3d 849, 855 (Tex.2002). Section 273.081 of the election code further provides that a person âwho is being harmed or is in danger of being harmed by a violation or threatened violation of this code is entitled to appropriate injunctive relief to prevent the violation from continuing or occurring.â Tex. Elec. Code Ann. § 273.081 (West 2003).
For cases within a courtâs jurisdiction, courts may determine the statutory and
Appellees allege that the Secretary acted outside her authority in certifying the eSlate under the election code and the Texas Constitution and that they have been harmed by the Secretaryâs actions. See Tex. Const. art. I, § 3, art. VI, §§ 2(c), (4); Tex. Elec. Code Ann. §§ 122.031-.39, 273.081; Tex. Civ. Prac. & Rem. Code Ann. § 37.004. We turn to a review of appelleesâ pleaded facts, accepting the pleadings as true and construing them liberally in favor of jurisdiction, as we are required to do. See Miranda, 133 S.W.3d at 226-27.
Appellees alleged that they are registered voters in Travis County, represent registered voters, or are participants in the political process in Travis County
Apart from appelleesâ pleadings, we need not âweigh the claimsâ meritsâ to
Relying on DaimlerChrysler Corporation v. Inman, 252 S.W.3d 299, 304-05 (Tex.2008), the Secretary contends that ap-pellees do not have standing because they have not alleged an actual injury, but only a speculative or hypothetical injury concerning the eSlate being used in Travis County. In Daimler Chrysler, three plaintiffs sued on their own and for a nationwide class of some ten million owners and lessees of DaimlerChrysler vehicles for economic damages for faulty seatbelts. Id. at 300. The plaintiffs did not allege that the seatbelts had caused injury and were unaware of âanyone who was ever harmedâ by the seatbelts. Id. at 301. The supreme court concluded that âthe plaintiffsâ fear of possible injury from an accidental release of a seatbelt is so remote that they lack standing to assert their claims.â Id. In that context, the supreme court stated that, for a plaintiff to have standing, âa plaintiff must be personally aggrieved; his alleged injury must be concrete and particularized, actual or imminent, and not hypothetical.â See id. at 304-05. In contrast, appellees seek declaratory and injunctive relief concerning the exercise of their fundamental right to vote based on the Secretaryâs certification of the eSlate for use in elections in Travis County. See Tex. Elec. Code Ann. § 273.081; Tex. Assân of Bus., 852 S.W.2d at 446; Bexar Metro. Water Dist., 156 S.W.3d at 88; Democracy Coalition, 141 S.W.3d at 296-97.
We are equally unpersuaded by the Secretaryâs argument that appellees do not have standing to assert an equal protection claim because they have not shown that they are being treated differently from other voters similarly situated. See Texas Depât of Transp. v. City of Sunset Valley, 146 S.W.3d 637, 647 (Tex.2004) (âTo bring an individual equal-protection claim, [plaintiffs] must demonstrate that they were intentionally singled out and treated differently from others similarly situated.â). Taking appelleesâ pleadings as true, appel-lees have no choice but to use the eSlate for elections in Travis County, compared with other voters in the state of Texas. See Dunn v. Blumstein, 405 U.S. 330, 336, 92 S.Ct. 995, 31 L.Ed.2d 274 (1972) (â[A] citizen has a constitutionally protected right to participate in elections on an equal basis with other citizens in the jurisdiction.â).
As to the associational standing of the NAACP of Austin and Linder to bring claims on behalf of NAACP members, the Secretary challenges only the first prong of the test for associational standing. See Texas Assân of Bus., 852 S.W.2d at 447. Under the test for associational standing, âan association has standing to sue on behalf of its members when â(a) its members would otherwise have standing to sue in their own right; (b) the interests it seeks to protect are germane to the organizationâs purpose; and (c) neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.â â Id. (quoting Hunt v. Washington State Apple Commân, 432 U.S. 333, 343, 97 S.Ct. 2434, 53 L.Ed.2d 383 (1977)). Linder has brought suit in his own capacity as a voter
We conclude that appellees have affirmatively demonstrated that they have standing to assert their claims for declaratory and injunction relief concerning the Secretaryâs certification of the eSlate. See Tex. Elec. Code Ann. § 273.081; Tex. Assân of Bus., 852 S.W.2d at 446; Democracy Coalition, 141 S.W.3d at 296-97. We overrule the Secretaryâs first issue.
Sovereign Immunity
In her second issue, the Secretary argues that even if the NAACP of Austin and the individual appellees have standing, their suit is barred by sovereign immunity because the Secretaryâs decision to approve the eSlate was discretionary, appel-lees have not alleged an ultra vires act, and there is no statutory authority to review the Secretaryâs administrative decision to certify the eSlate. The Secretary contends that appellees failed to demonstrate a waiver of sovereign immunity because they failed to allege or show that the Secretary did not follow the procedures for certification as outlined in the election code. The Secretary also contends that appellees have failed to plead a basis of jurisdiction with respect to the statutory recount provisions, contending that there is no requirement in the election code that voting systems must have a voter-verified paper ballot, an optical scan, or other safeguard desired by appellees.
Sovereign immunity is properly asserted in a plea to the jurisdiction, see Miranda, 133 S.W.3d at 225-26, and, absent an express waiver of sovereign immunity, the State is generally immune from suit. State v. Holland, 221 S.W.3d 639, 643 (Tex.2007). But sovereign immunity does not shield a governmental entity from a suit for declaratory and equitable relief for a constitutional violation. See City of Elsa, 226 S.W.3d at 392; City of Beaumont, 896 S.W.2d at 149. We conclude that appelleesâ claims seeking declaratory and injunctive relief for alleged constitutional violations are not barred by sovereign immunity. We turn then to appelleesâ claims based on election code violations.
A justiciable controversy regarding whether a state agency or officer has acted beyond his statutory authority also does not implicate sovereign immunity. See Federal Sign v. Texas S. Univ., 951 S.W.2d 401, 404 (Tex.1997) (action to determine or protect private partiesâ rights against âa state official who has acted without legal or statutory authority is not a suit against the State that sovereign immunity barsâ) (citing Cobb v. Harrington, 144 Tex. 360, 190 S.W.2d 709, 712 (1945)); see also IT-Davy, 74 S.W.3d at 855. Further, section 273.081 of the election code provides that a person âwho is being harmed or is in danger of being harmed by a violation or threatened violation of this code is entitled to appropriate injunctive relief to prevent the violation from continuing or occurring.â Tex. Elec. Code Ann. § 273.081; In re Gamble, 71 S.W.3d 313, 317 (Tex.2002) (âAs is evident, the Legislature has specifically called upon the courts [under section 273.081] to exercise their equitable powers to resolve election code violations.â); Triantaphyllis v. Gamble, 93 S.W.3d 398, 401, 408 (Tex.App.-Houston [14th Dist.] 2002, pet. denied) (injunctive relief under section 273.081 concerning alleged election code violations upheld). The issue then is whether appellees have affirmatively dem
We begin by reviewing the Secretaryâs authority under the election code to approve or deny applications for voting systems and equipment. Subchapter B of chapter 122 sets forth the procedures that the Secretary must follow in determining whether to approve or disapprove an application for a voting system. See Tex. Elec. Code Ann. §§ 122.031-.039; see id. § 122.031(a) (West 2003) (voting system may not be used in election in Texas unless approved by secretary of state). Section 122.036 provides for the appointment of examiners to examine voting systems and to submit written reports to the Secretary. See id. § 122.036 (West 2003). After the examinersâ report is delivered to the Secretary, the Secretary conducts a public hearing. See id. § 122.0371 (West Supp. 2008). The Secretary then reviews the examinersâ reports, considers the views expressed at the public hearing, and determines if the voting system satisfies the applicable requirements in the election code:
(a) After reviewing the examinersâ reports and considering the views expressed at the public hearing, the secretary of state shall determine whether the voting system or voting system equipment for which an application has been submitted satisfies the applicable requirements for approval.
(b) The secretary may examine the system or equipment to aid in determining whether it satisfies the requirements for approval.
(c)If the system or equipment satisfies the applicable requirements for approval, the secretary by written order shall approve the system or equipment of that design for use in elections. Otherwise, the secretary shall deny the application.
See id. § 122.038 (West Supp. 2008). Pursuant to subsection (c) of section 122.038, the Secretary does not have discretion in her determination whether to deny or approve an application for a voting system. See id. § 122.038(c). She is only authorized to approve or disapprove a voting system based on the systemâs compliance with voting system standards. See id. § 122.032(a) (West 2003) (âFor a voting system or voting system equipment to be approved for use in elections, the voting system in which the equipment is designed to be used must comply with the standards proscribed by Subchapter A.â); see also Tex. Govât Code Ann. § 311.016(2) (West 2005) (â âShallâ imposes a duty.â).
Subchapter A of chapter 122 of the election code sets forth the voting system standards. See Tex. Elec. Code Ann. §§ 122.001-.005 (West 2003 & Supp. 2008). âA voting system may not be used in an election unless the systemâ meets certain standards, including that the system âis capable of providing records from which the operation of the voting system may be audited.â See id. § 122.001(a)(ll). The election code also provides for recounts. See id. §§ 211.001-216.005 (West 2003 & Supp. 2008); id. § 211.001 (West 2003) (âA recount may be obtained as provided by this title in any election.â). A recount is defined as âthe process conducted under
Appelleesâ pleaded facts include that the eSlate is not capable of providing records for an audit or a verifiable recount. These allegations are sufficient to support appel-leesâ claim that the Secretary acted outside her statutory authority because the Secretary is only authorized to approve a voting system âcapable of providing records from which the operation of the voting system may be auditedâ and that has the capability to provide a recount â âthe process conducted under this title for verifying the vote count in an election.â See id. §§ 122.001(a)(ll), 122.038(c), 211.002(1). Wallach avei'red, as an expert on the eS-late, that the eSlate is not capable of providing an independent verification of votes and that it cannot provide a meaningful audit.
The Secretary contends that appellees have failed to plead a claim with respect to the statutory recount provisions because the election code does not require the particular systems that appellees advocate. Whether or not appelleesâ pleadings include allegations that the Secretary should approve particular systems in place of the eSlate, appellees pleaded and seek declaratory and injunctive relief to enjoin the Secretary from approving the eSlate for use in Travis County. We conclude that appellees have affirmatively demonstrated the trial courtâs jurisdiction to determine whether the Secretary acted outside her statutory authority when she certified the eSlate. See Tex. Elec. Code Ann. § 122.038(c); Miranda, 133 S.W.3d at 226-27; Federal Sign, 951 S.W.2d at 404. We overrule the Secretaryâs second issue.
CONCLUSION
Having concluded that appellees have standing and that sovereign immunity does not bar their claims, we conclude the trial court has subject matter jurisdiction over this suit, and we affirm the trial courtâs order denying the plea to the jurisdiction.
Dissenting opinion by Justice WALDROP.
.We substitute Esperanza Andrade, in her official capacity as Secretary of State for the State of Texas, as the proper party on appeal in place of former Secretary of State, Phil Wilson. See Tex. R. App. P. 7.2(a) (automatic substitution of public officer as party in official capacity).
. Appellees also brought suit against Dana DeBeauvoir, in her official capacity as the Travis County Clerk, but she was dismissed from the suit. Her dismissal is not at issue in this interlocutory appeal.
. See Tex. Const, art. I, § 3, art. VI, §§ 2(c), (4); Tex. Elec. Code Ann. §§ 122.031-39 (West 2003 & Supp. 2008).
. Section 3 of article I of the Texas Constitution reads:
All free men, when they form a social compact, have equal rights, and no man, or set of men, is entitled to exclusive separate public emoluments, or privileges, but in consideration of public services.
Tex. Const, art. I, § 3.
. Sections 2(c) and 4 of article VI read:
Sec. 2(c): The privilege of free suffrage shall be protected by laws regulating elections and prohibiting under adequate penalties all undue influences in elections from power, bribery, tumult, or other improper practice.
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Sec. 4: In all elections by the people, the vote shall be by ballot, and the Legislature shall provide for the numbering of tickets and make such other regulations as may be necessary to detect and punish fraud and preserve the purity of the ballot box; and the Legislature shall provide by law for the registration of all voters.
Tex. Const, art. VI, §§ 2(c), (4).
. Appellees alleged in their pleadings:
1.Plaintiff NAACP of Austin is a membership organization in Travis County that represents, and advocates on behalf of, the civil rights of African Americans and other persons of color, particularly the voting rights of such persons. Its president is Nelson Linder, who also brings this suit in his personal capacity. The great majority of members of the NAACP of Austin are residents of, and voters in, Travis County. Plaintiff NAACP of Austin brings this suit in its representational capacity.
2. Plaintiff Sonia Santana is a citizen of Travis County, resides there, and is a voter in Travis County. She is also a political supporter of Plaintiff David Van Os.
3. The foregoing Plaintiffs[l are participants in the Travis County local elections. They are required to use paperless computerized voting systems to cast their votes in Travis County elections.
4. Plaintiff David Van Os is a candidate for statewide office and will appear on the November ballot in Travis County.
. In Miranda, the Department attached evidence in support of its plea and challenged âconclusory allegationsâ found in the plaintiffsâ petition. See Texas Depât of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 222 (Tex.2004). The Department contended that gross negligence was a jurisdictional prerequisite to the plaintiffs' claims and that its evidence affirmatively negated gross negligence. Id. In that context, the court considered the evidence submitted by the parties. Id. at 227-28.
. Courts have zealously protected the right to vote. See Reynolds v. Sims, 377 U.S. 533, 555, 84 S.Ct 1362, 12 L.Ed.2d 506 (1964) ("The right to vote freely for the candidate of one's choice is of the essence of a democratic society, and any restrictions on that right strike at the heart of representative government.â); Wesberry v. Sanders, 376 U.S. 1, 17, 84 S.Ct. 526, 11 L.Ed.2d 481 (1964) ("No right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live. Other rights, even the most basic, are illusory if the right to vote is undermined.â); Stewart v. Blackwell, 444 F.3d 843, 862 (6th Cir.2006) ("Few rights have been so extensively and vigorously protected as the right to vote. Its fundamental nature and the vigilance of its defense, both from the courts, Congress, and through the constitutional amendment process, stem from the recognition that our democratic structure and the preservation of our rights depends to a great extent on the franchise.â); see also United States v. Mosley, 238 U.S. 383, 386, 35 S.Ct. 904, 59 L.Ed. 1355 (1915) ("We regard it as equally unquestionable that the right to have oneâs vote counted is as open to protection by Congress as the right to put a ballot in a box.â); Avery v. Midland County, 406 S.W.2d 422, 425 (Tex.1966) ("Petitioner as a
. Even if we concluded that appellees' pleadings are inadequate, we would remand to allow appellees the opportunity to amend to cure the pleading defect. See Texas Depât of Transp. v. Ramirez, 74 S.W.3d 864, 867 (Tex.2002) (citing Texas Assân of Bus. v. Texas Air Control Bd., 852 S.W.2d 440, 446 (Tex.1993)).
. We note that appellees' pleaded facts and Wallachâs affidavit also support claims that the eSlate does not comply with the voting system standards that voting systems must operate âsafelyâ and âaccuratelyâ and be âsafe from fraudulent or unauthorized manipulation.â See Tex. Elec. Code Ann. § 122.001(a)(3), (4) (West Supp. 2008).