in Re D.M.L.
Date Filed2022-12-22
Docket02-22-00451-CV
Cited0 times
StatusPublished
Full Opinion (html_with_citations)
In the
Court of Appeals
Second Appellate District of Texas
at Fort Worth
___________________________
No. 02-22-00451-CV
___________________________
IN RE D.M.L., Relator
Original Proceeding
481st District Court of Denton County, Texas
Trial Court No. 21-6418-393
Before Birdwell, Womack, and Walker, JJ.
Memorandum Opinion by Justice Womack
MEMORANDUM OPINION
I. INTRODUCTION
In this original proceeding arising out of a divorce case, relator D.M.L.
(Husband) seeks mandamus relief from the trial courtâs order requiring him to pay
interim attorneyâs fees to real party in interest K.L. (Wife). Because the trial court
clearly abused its discretion and because Husband lacks an adequate remedy by
appeal, we conditionally grant mandamus relief and order the trial court to vacate its
October 20, 2022 âOrder on Petitionerâs Motion for Interim Attorneyâs Fees.â
II. BACKGROUND
Husband and Wife married in April 2008. Prior to marriage, they entered into
a premarital agreement, which contained provisions addressing the characterization of
their propertyâwhether acquired before or after marriageâand delineating the
partiesâ respective rights and obligations in the event of a divorce proceeding.
Specifically, the agreement provides, among other things, that no joint or community
property would be created during the partiesâ marriage; that all marital property would
be owned by the separate estates of the parties; and that no community estate would
be created during the marriage. Further, Husband and Wife agreed that in the event
of divorce, the parties would each be responsible for their own attorneyâs fees and
expenses and that neither party would be required to pay interim attorneyâs fees,
expenses, or costs to the other during the pendency of the divorce proceeding.
In July 2021, Wife sued for divorce. Husband countersued shortly thereafter.
2
On August 10, 2021, Judge Robison, presiding judge of the 393rd Judicial
District Court,1 held a hearing on the partiesâ requests for temporary orders and
Wifeâs request for a protective order. Judge Robison named Husband and Wife joint
managing conservators of their children and awarded Wife the exclusive right, within
certain parameters, to designate the childrenâs primary residence. Husband was
awarded visitation under the standard possession order and was ordered to pay child
support and medical support. Husband was also ordered to pay Wife $5,000 in
interim attorneyâs fees on the basis that such fees were ânecessary for [Wifeâs counsel]
to conduct discovery and properly prepare for trial and to protect the best interest of
the children.â Wifeâs request for a protective order was denied.
In August 2022, Wife filed a motion seeking additional interim attorneyâs fees
from Husband. The motion alleged that because Wife owed her attorneys
approximately $15,000 and had no funds in trust to cover the expected costs of
mediation and trial, her attorneys would be forced to withdraw unless Husband was
ordered âto pay interim attorneyâs fees and to equalize fees going forward.â The
motion further alleged that Husband was âin possession of substantially more
community funds and other community assetsâ than Wife and had possession of large
1
Though the partiesâ divorce proceeding was originally assigned to the 393rd
District Court, it was transferred to the 481st District Court in March 2022.
3
quantities of gold as well as access to hundreds of thousands of dollars in cash.2
Significantly, the motion did not reference the partiesâ childrenâmuch less assert that
the requested interim attorneyâs fees were necessary for the childrenâs safety and
welfare.
Husband filed a response objecting to Wifeâs motion for interim attorneyâs
fees. In his response, to which he attached a copy of the premarital agreement,
Husband argued that Wife was estopped from seeking interim attorneyâs fees and that
in any event, she was not entitled to the requested fees.
On October 7, 2022, the trial court held a hearing on Wifeâs motion for interim
attorneyâs fees. At the hearing, Wifeâs counsel asserted for the first time that the
interim attorneyâs fees were necessary for the safety and welfare of the childrenâand
that the premarital agreement therefore did not bar the payment of such fees. The
trial court initially indicated that it would grant the motion based solely on the
pleadings and the arguments of counsel, but Husbandâs counsel vehemently objected
and insisted that evidence was necessary. After Wifeâs counsel stated that she did not
object to presenting evidence, the trial court heard testimony from Wife, Husband,
and Wifeâs attorney.
2
Because, as noted above, the partiesâ premarital agreement provides that no
community property or community estate would be created during the marriage, it is
unclear to what âcommunity fundsâ or âother community assetsâ the motion refers.
4
While much of the testimony presented at the hearing concerned Wifeâs and
Husbandâs current assets, Wife and her attorney were questioned regarding the basis
for their assertion that the requested interim fees were necessary for the childrenâs
safety and welfare. However, Wife was unable to specifically articulate why the
interim fees were necessary to protect the childrenâs safety and welfare.3 Wifeâs
attorney stated in broad terms that the interim fees requested were for past work done
and future work to be done for child-related issues and presented a table purportedly
summarizing her firmâs fees incurred for issues affecting the children as of the date of
the hearing as well as her firmâs invoices through September 15, 2022.
Following the hearing, the trial court entered an order requiring Husband to
pay the following amounts to Wifeâs attorneys âfor the safety and welfare of the
childrenâ pursuant to Section 105.001 of the Texas Family Code: $12,077.50 for
work done through October 5, 2022, and an additional $15,000 to be held in trust for
The extent of Wifeâs testimony on this key issue is contained in the following
3
exchange:
Q: How? How is it for the safety and welfare of your
children?
A: I mean that is a long story. I â I had to get a protective
order against [Husband]. I had to file for divorce from him
because I feared for my life. Okay. I have to protect them
by divorcing him, and Iâm incurring significant legal fees as
a result.
5
future fees and expenses. Husband filed the present petition for mandamus
challenging that order.4
III. DISCUSSION
A. Standard of Review
Mandamus relief is an extraordinary remedy. In re Acad., Ltd., 625 S.W.3d 19, 25 (Tex. 2021) (orig. proceeding). The party seeking mandamus relief must show both that the trial court clearly abused its discretion and that the party has no adequate remedy by appeal. In re Allstate Indem. Co.,622 S.W.3d 870
, 875 (Tex. 2021)
(orig. proceeding).
âA trial court has no âdiscretionâ in determining what the law is or applying the
law to the facts. Thus, a clear failure by the trial court to analyze or apply the law
correctly will constitute an abuse of discretion and may result in appellate reversal by
extraordinary writ.â Walker v. Packer, 827 S.W.2d 833, 840(Tex. 1992) (orig. proceeding). Further, challenges to the legal and factual sufficiency of the evidence are relevant factors in determining whether or not a trial court abused its discretion. In re Rogers,370 S.W.3d 443, 445
(Tex. App.âAustin 2012, orig. proceeding). Thus,
in evaluating whether a trial court abused its discretion, âwe must engage in a two-
pronged inquiry, asking (1) whether the trial court had sufficient information on
4
Contemporaneously with his petition for mandamus, Husband filed a motion
seeking an emergency stay of the divorce proceedings, including the order requiring
Husband to pay interim attorneyâs fees. This motion, which has been carried with the
case, is rendered moot by our decision on the merits of the petition.
6
which to exercise its discretion; and, if so, (2) whether the trial court erred in its
application of discretion based on that information.â Id.(citing Zeifman v. Michels,212 S.W.3d 582
, 587â88 (Tex. App.âAustin 2006, pet. denied)).
B. Did Husband Preserve the Error?
In her response brief, Wife asserts that because Husbandâs only objections to
the form of the trial courtâs order concerned the deadline for the payment and the
source of the funds, Husband has failed to preserve the issues he raises in his petition.
We disagree.
For a complaint to be preserved for appellate review, the record must show
(1) that the party presented a timely objection to the trial court that states the grounds
for the ruling sought âwith sufficient specificity to make the trial court aware of the
complaintâ and (2) that the trial court ruledâor refused to ruleâon the objection.
Tex. R. App. P. 33.1(a); see DHI Holdings, LP v. Deutsche Bank Natâl Trust Co.,
650 S.W.3d 522, 525 (Tex. App.âHouston [14th Dist.] 2021, pet. filed) (supp. op. on
rehâg). Here, Husband filed a written response objecting to Wifeâs motion on the
grounds that the premarital agreement precluded her from seeking interim attorneyâs
fees and that the court could not award attorneyâs fees to âeven the financial playing
field.â In addition, Husband repeatedly objected to Wifeâs fee request throughout the
hearing on the motion, raising both arguments he now asserts in his petition for
mandamusâthat the premarital agreement prohibits Wife from seeking interim
attorneyâs fees and that Wifeâs evidence was insufficient to show that the requested
7
fees were necessary to protect the childrenâs safety and welfare. Despite having been
fully apprised of Husbandâs objections, the trial court orally granted Wifeâs motion at
the conclusion of the hearing. Because Husband had clearly informed the trial court
of his complaints to the motion and the trial court had ruled, Husband was not
required to re-raise his substantive objections when presented with a proposed form
of order reducing the trial courtâs oral ruling to writing. See Tex. R. App. P. 33.1(a);
DHI Holdings, 650 S.W.3d at 525. Accordingly, error was preserved.
C. Did the Trial Court Abuse its Discretion?
Husband argues that the trial court abused its discretion by ordering him to pay
interim attorneyâs fees to Wife because (1) the premarital agreement clearly prohibits
the payment of such fees âduring the pendency of any dissolution proceedingâ and
(2) the evidence was legally and factually insufficient to establish that the fees awarded
were reasonable and necessary to protect the safety and welfare of the children.
It is undisputed that the premarital agreement prohibits the payment of interim
attorneyâs fees incurred for divorce-related issues. Indeed, the language of the
agreement is very clear:
During the pendency of any dissolution proceeding, neither party may
be required to pay interim attorneyâs fees, costs, or other expenses to the
other party or the other partyâs attorney. Each party further agrees to
pay his or her own attorneyâs fees, costs, and other expenses on final
hearing of any dissolution proceeding.
8
Thus, the only possible basis for the trial courtâs award of interim attorneyâs fees to
Wife is that such fees were necessary to protect the âsafety and welfareâ of the
children.5 Tex. Fam. Code Ann. § 105.001(a)(5).
A party seeking interim attorneyâs fees under Section 105.001(a)(5)âsuch as
Wife in this caseâhas the burden to show that the requested fees are necessary to
protect the safety and welfare of the children. Rogers, 370 S.W.3d at 446; see In re Sartain, No. 01-07-00920-CV,2008 WL 920664
, at *2 n.2 (Tex. App.âHouston [1st Dist.] Apr. 3, 2008, orig. proceeding) (mem. op.). Where there is no immediate threat to the childrenâs safety and welfare, an award of attorneyâs fees under Section 105.001(a)(5) is generally inappropriate. See In re Payne, No. 03-17-00757-CV,2018 WL 1630933
at *3 (Tex. App.âAustin Apr. 5, 2018, orig. proceeding) (mem. op.); In re T.M.F., No. 09-10-00019-CV,2010 WL 974577
, at *2 (Tex. App.â
Beaumont Mar. 18, 2010, orig. proceeding) (per curiam) (mem. op.). Because Wife
failed to show that the childrenâs safety or welfare was in jeopardy, the trial court
abused its discretion in awarding her fees under Section 105.001(a)(5).
First, with respect to the $12,077.50 in fees awarded for work already
performed, such retroactive fee-shifting is not authorized by Section 105.001(a)(5).
5
Husband contends that the premarital agreement prohibits Wife from seeking
any interim attorneyâs fees, including those incurred for the protection of the
childrenâs âsafety and welfare.â Because we hold that the evidence was insufficient to
show that the interim fees in question were necessary to protect the childrenâs âsafety
and welfare,â we need not decide whether the premarital agreement precludes Wife
from seeking interim fees under Section 105.001(a)(5). See Tex. R. App. P. 47.1.
9
See Sartain, 2008 WL 920664, at *2; Saxton v. Daggett,864 S.W.2d 729, 736
(Tex. App.âHouston [1st Dist.] 1993, no writ). Section 105.001(a)(5) is concerned with protecting children from existing, imminent threats to their âsafety and welfare,â and retroactively shifting the burden to pay fees for work already performedâand from which the children have already received any benefitsâdoes nothing to guard against present threats. See Saxton,864 S.W.2d at 736
(recognizing that âthe fruits of
discovery [that had previously been] accomplished . . . were already available and
would in the future promote the safety and welfare of the children to the extent of
their power to do soâ and that âthe extent of that power was not increased by
retroactively shifting the cost of that discovery to [relator]â). Thus, the trial court
abused its discretion in ordering Husband to pay these fees for work already
performed.
Though the $15,000 in fees awarded for future workâunlike those awarded
for previously-performed workâcould at least theoretically have been necessary to
protect the children from a current threat to their safety and welfare, Wife failed to
show that this was, in fact, the case. Indeed, there is nothing in the record to suggest
the existence of an immediate threat to the childrenâs safety and welfare. See T.M.F.,
2010 WL 974577, at *2. When asked why the requested attorneyâs fees were
necessary to protect the childrenâs safety and welfare, Wife merely stated that she had
previously sought a protective order against Husband and that she had filed for
10
divorceâat least in partâto protect the children.6 However, this testimony
concerning past dangers to the childrenâs safety and welfare is not evidence of an
existing, imminent threat. Moreover, shortly after the divorce proceeding was
commenced, the trial court entered temporary orders that eliminated any then-extant
threats to the safety and welfare of the children, and during her testimony, Wife did
not allege that any new threats had emerged since the entry of the temporary orders.7
6
Both in her motion and in her response to Husbandâs petition for writ of
mandamus, Wife asserts that the interim attorneyâs fees were necessary to âequalize
attorneyâs fees in this caseâ and âlevel[] . . . the playing field.â According to Wife,
without the âleveling of the playing field,â the childrenâs best interest will be trampled
because of Husbandâs superior resources. However, the childrenâs best interest is not
the operative standard for awarding fees under Section 105.001(a)(5); rather, the trial
court must consider only whether the requested fees are necessary to protect the
childrenâs safety and welfare. See Tex. Fam. Code Ann. § 105.001(a)(5); In re Mansfield, No. 04-19-00249-CV,2019 WL 2439104
, at *2 (Tex. App.âSan Antonio June 12, 2019, orig. proceeding) (mem. op.). Thus, a court may not award fees under Section 105.001(a)(5) in order to âlevel the playing field.â Payne,2018 WL 1630933
, at *2; see Saxton,864 S.W.2d at 736
.
7
In her briefing in this court, Wifeârelying on McCain v. McCain, 636 S.W.3d
679(Tex. App.âAustin 2021, no pet.), and Marcus v. Smith,313 S.W.3d 408
(Tex. App.âHouston [1st Dist.] 2009, no pet.)âargues that her lack of resources constitutes a âthreatâ to the childrenâs safety and welfare because without the payment of the requested fees, she will be unable to advocate for the childrenâs best interest. This is plainly an attempt to dress up her request to âlevel the playing fieldâ in the divorce proceeding in the clothing of a plea for protection of the childrenâs safety and welfare pursuant to Section 105.001(a)(5). However, as noted above, âleveling the playing fieldâ is not a valid basis for awarding fees under Section 105.001(a)(5). See Payne,2018 WL 1630933
at *2; Saxton,864 S.W.2d at 736
. Further, McCain and Marcus are distinguishable in that they are both modification cases involving fee awards pending appeal under Section 109.001(a)(5), which contains broader language than Section 105.001(a)(5). CompareTex. Fam. Code Ann. § 105.001
(a)(5) (authorizing the court âto make a temporary order . . . for the safety
and welfare of the child . . . for payment of reasonable attorneyâs fees and expensesâ),
11
Cf. T.M.F., 2010 WL 974577, at *2 (noting that âany immediate threat to the health and safety of the childrenâ had been effectively eliminated by the trial courtâs temporary orders). Further, while Wifeâs counsel vaguely testified that Wife was requesting fees for âwork thatâs going to be done in the future for these kids,â she provided no specifics regarding the nature of this work or what threats, if any, to the childrenâs safety and welfare it would address.8 Thus, Wife failed to meet her burden under Section 105.001(a)(5). See Rogers,370 S.W.3d at 446
; Sartain,2008 WL 920664
, at *2 n.2. withid.
§ 109.001(a)(5) (stating that âthe court may make any order necessary to preserve
and protect the safety and welfare of the child during the pendency of an appeal as the court
may deem necessary and equitableâ (emphasis added)). Moreover, McCain, the primary case
on which Wife relies to support her position, is factually distinguishable in that, unlike
Wife, the mother in that case testified that she had exhausted all available credit and
provided specific details concerning her budget andâcruciallyâhow the children
would be impacted if the court did not award her the requested fees. See 636 S.W.3d
at 684â85.
8
The trial court based the $15,000 fee award on Wifeâs counselâs estimate of the
additional billable hours to be incurred through the end of the divorce proceeding.
However, this additional work, which includes eight hours each for (1) conducting
and supplementing discovery, (2) attending mediation, (3) preparing for trial, and
(4) attending trial, plus an additional three hours for preparing final orders, would
appear to pertain to both divorce-related and child-related matters. Wifeâs counsel
made no attempt to distinguish between divorce-related work and child-related work
in her estimate. Thus, even if Wife could show that some portion of this anticipated
future work were necessary to protect the safety and welfare of the children, she
certainly has not shown that the entire $15,000 fee award is necessary for that
purpose. As the movant, it was Wifeâs burden to show the precise amount of fees
necessary to protect the childrenâs safety and welfare. See Rogers, 370 S.W.3d at 446.
12
Because Wife failed to present sufficient evidence to show that the childrenâs
safety or welfare was in jeopardy if the fees were not awarded,9 the trial court abused
its discretion by ordering Husband to pay Wife interim attorneyâs fees pursuant to
Section 105.001(a)(5). See Rogers, 370 S.W.3d at 448; see also In re OâConnor, No. 03-21-00159-CV,2021 WL 3868758
, at *2â3 (Tex. App.âAustin Aug. 31, 2021, orig. proceeding) (mem. op.); Mansfield,2019 WL 2439104
, at *3; Payne,2018 WL 1630933
, at *3; cf. In re Jenkins, No. 10-21-00169-CV,2021 WL 4080260
, at *3 (Tex.
App.âWaco Sept. 8, 2021, orig. proceeding) (mem. op.) (directing trial court to
vacate order awarding fees under Section 109.001(a)(5) of the Texas Family Code
9
Wife argues that because, in considering Wifeâs fee motion, the trial court took
judicial notice of its file and prior proceedings, including three previous evidentiary
hearings held between August 2021 and October 2022, and Husband has not filed a
record of these prior hearings with this court, we must presume that the evidence
supports the trial courtâs order awarding fees. First, we note that it is unclear exactly
what the trial court judicially noticed. At one point the trial court stated, âIâve already
taken judicial notice of the Courtâs file. But as to any testimony that took place,
certainly, I would not be aware of it.â Second, a trial court may take not take judicial
notice of testimony from prior proceedings in the same case. Guyton v. Monteau,
332 S.W.3d 687, 692â93 (Tex. App.âHouston [14th Dist.] 2011, no pet.); see Tex. R. Evid. 201â04; Garza v. State,996 S.W.2d 276, 280
(Tex. App.âDallas 1999, pet. refâd) (â[T]rial testimony is a mutable product of human memory and subject to different interpretations. It does not carry the high degree of indisputability required to justify taking judicial notice.â). âWhen evidence is the subject of improper judicial notice, it amounts to no evidence.â Guyton,332 S.W.3d at 693
(first citing Augillard v. Madura,257 S.W.3d 494
, 503 n.14 (Tex. App.âAustin 2008, no pet.); and then citing Paradigm Oil, Inc. v. Retamco Operating, Inc.,161 S.W.3d 531, 540
(Tex. App.âSan Antonio 2004,
pet. denied)). Thus, far from presuming that the evidence presented at these prior
hearings supports the trial courtâs order, we hold that the trial court abused its
discretion to the extent that it relied upon any such evidence in ruling on Wifeâs fee
motion. See id. at 692.
13
because â[t]here was no evidence that the childrenâs safety or welfare was at stake or
in jeopardy if the attorneyâs fees were not awardedâ).
D. Does Husband Have an Adequate Remedy by Appeal?
Temporary orders issued pursuant to Family Code Section 105.001, such as the
one here, âare not subject to interlocutory appeal.â Tex. Fam. Code Ann.
§ 105.001(e). Accordingly, â[w]hen a trial court abuses its discretion in the issuance of temporary orders in a [suit affecting the parentâchild relationship], mandamus relief is proper because there are no adequate appellate remedies.â OâConnor,2021 WL 3868758
, at *1; see also Dancy v. Daggett,815 S.W.2d 548, 549
(Tex. 1991) (orig. proceeding) (holding mandamus to be an appropriate remedy because âthe trial courtâs issuance of temporary orders is not subject to interlocutory appealâ); Rogers,370 S.W.3d at 445
(âAssuming a clear abuse of discretion in a temporary order in a suit affecting the parentâchild relationship, mandamus may lie on the basis that there are no appellate remedies that are considered adequate.â); T.M.F.,2010 WL 974577
, at *2 (âMandamus is a proper remedy to attack issuance of a temporary order issued in a custody case because such orders are not subject to interlocutory appeal.â). Moreover, because the trial courtâs order required immediate payment of the fees and there is no guarantee that Husband would be able to claw back the fees once paid, a successful appeal of the order would not necessarily make Husband whole. Cf. In re Mansour,630 S.W.3d 103
, 105 (Tex. App.âSan Antonio 2020, orig. proceeding)
(âWhen, as here, a trial courtâs temporary orders under [S]ection 109.001 require the
14
immediate payment of attorneyâs fees, review of the award during a pending appeal
does not provide an adequate remedy at law.â (quoting Mansfield, 2019 WL 2439104, at *2)); In re Jafarzadeh, No. 05-14-01576-CV,2015 WL 72693
, at *1 (Tex. App.â
Dallas Jan. 2, 2015, orig. proceeding) (mem. op.) (â[B]ecause the trial courtâs order
requiring interim payments of attorneyâs fees during appeal is not conditioned on
successful appeal and thus requires immediate compliance, consideration of relatorâs
complaint before the determination of the appeal of the final judgment is
appropriate.â). Therefore, Husband lacks an adequate remedy by appeal, and
mandamus review is appropriate.10
IV. CONCLUSION
Because the trial court clearly abused its discretion by awarding Wife interim
attorneyâs fees pursuant to Section 105.001(a)(5) and because Husband has no
adequate remedy by appeal, Husband is entitled to mandamus relief. Accordingly, we
conditionally grant a writ of mandamus and direct the trial court to vacate its
10
Citing In re Ford Motor Co., 988 S.W.2d 714, 722(Tex. 1998) (orig. proceeding), and In re Chu,134 S.W.3d 459, 468
(Tex. App.âWaco 2004, orig. proceeding), Wife argues that mandamus review of an interim fee award is appropriate only in extreme cases in which a partyâs ability to prosecute the case is jeopardized by having to payâ or being unable to payâthe fees. However, these cases are distinguishable. Ford did not concern temporary fees awarded in a suit affecting the parentâchild relationship; rather, it involved attorneyâs fees issued as a discovery sanction under Rule 215 of the Texas Rules of Civil Procedure.988 S.W.2d at 718
, 720â21. Moreover, the fees at
issue in Chu were awarded to an attorney ad litem pursuant to Section 107.015 of the
Family Code. 134 S.W.3d at 467â68. Wife has not cited any cases extending Fordâs or
Chuâs reasoning to proceedings concerning interim fees awarded under Section
105.001(a)(5), and we decline to do so here.
15
October 20, 2022 âOrder on Petitionerâs Motion for Interim Attorneyâs Fees.â See
Tex. R. App. P. 52.8(c). Our writ will issue only if the trial court fails to comply.
/s/ Dana Womack
Dana Womack
Justice
Delivered: December 22, 2022
16