In Re Brown
Full Opinion (html_with_citations)
PLURALITY OPINION
In this original proceeding, an ex-husband seeks a writ of mandamus ordering the respondent, the Honorable Bonnie Crane Heliums, to set aside orders granting his ex-wifeās motions for his court-ordered psychiatric evaluation. The mandamus petition is denied.
Factual And PRocedural Background
Relator Michael G. Brown (āMichaelā) and real party in interest Darlina Barone (āDarlinaā) were divorced in November 2001. At that time the trial court rendered a final decree of divorce and judgment, appointing Darlina sole managing conservator of the partiesā two minor children (āChildrenā). The decree and judgment contained the following findings:
⢠Michael committed family violence within the meaning of section 153.004 of the Texas Family Code.
⢠Michael acted intentionally or recklessly with extreme and outrageous conduct to cause his wife Darlina emo*476 tional distress and Darlina suffered severe emotional distress.
⢠Michael intentionally, knowingly or recklessly caused Darlina serious bodily injury or Michael used or exhibited a deadly weapon while assaulting Dar-lina.
⢠Michael acted with specific intent to cause Darlina substantial injury, or Michael acted with actual, subjective awareness of the extreme degree of risk involved, considering the probability and magnitude of the potential harm to Darlina, but nevertheless Michael proceeded with conscious indifference to the rights, safety, or welfare of Darlina.
In the decree and judgment, the trial court awarded Darlina judgment against Michael for more than $5,200,000, including $2,000,000 in punitive damages, based on Darlinaās claims for intentional infliction of emotional distress and assault. In the decree, all of Michaelās access to the Children was required to be continuously supervised by a third-party supervisor. Subsequently, the court having continuing, exclusive jurisdiction rendered two orders, on March 17, 2005 and October 18, 2006, modifying the parent-child relationship. Under the March 2005 order, all of Michaelās access to the Children between the hours of 6:00 p.m. and 6:00 a.m. was required to be continuously supervised by a third-party supervisor. The October 18, 2006 modification order was the result of a mediated settlement agreement. Under that order, none of Michaelās periods of possession with the Children are supervised.
Motion to Modify and for Temporary Orders Based on Allegations of Violent and Erratic Behavior
On April 25, 2008, Darlina filed a motion to modify the parent-child relationship and an application for emergency temporary orders. Darlina alleges in her motion that Michael has become increasingly erratic and violent, and is probably abusing alcohol and driving while intoxicated with the Children in the car. Darlina asserts that, because Michaelās periods of possession are no longer supervised, Michael engages in violent conduct in the presence of the Children, who are afraid to visit them fatherās home. In her motion, Darlina asserts that it is in the best interest of the Children to modify the terms and conditions for Michaelās access to and possession of them in various ways. Darlina asserts this modification is necessary to protect the Children.
Darlina attached to her motion an affidavit of Michaelās current wife Rachel. In this affidavit, which was signed on November 7, 2006, Rachel testifies as follows:
⢠Michael and Rachel have two children.
⢠On September 23, 2006, Michael moved out of the marital residence and abandoned Rachel and her children while Rachel was in the hospital giving birth to their son.
⢠On or about October 27, 2006, Rachel moved out of the marital residence because of threats by Michael toward Rachel and their children.
⢠In March 2004, while Rachel was seven-months pregnant, Michael physically assaulted her while children were in the house.
⢠Throughout the relationship between Michael and Rachel, there has been a history of family violence.
⢠Between March 2004 and September 21, 2006, on several occasions Michael physically assaulted Rachel and degraded her in front of the children.
⢠In 2003, Rachel filed for divorce; however, Michael and Rachel later reconciled. Nonetheless, the relationship continued to be fraught with violence through October 27, 2006.
*477 ⢠On September 12, 2006, while Rachel was nine-months pregnant with them child, Michael physically assaulted Rachel, who was traumatized and worried that she would go into labor. Eleven days later, on the day Rachel gave birth to the coupleās son, Michael abandoned Rachel and the children and was not present when his son was born.
⢠Rachel believes that Michael is a danger to Rachel and their children, and she fears for the safety of them children.
Rachel submitted this affidavit to the trial court in support of an application for protective order in a 2006 divorce proceeding that she filed. She later nonsuited the divorce proceeding after she and Michael reconciled.
Counterpetition for Modification
On May 8, 2008, Michael filed, in addition to an original answer to Darlinaās suit, a counterpetition to modify the parent-child relationship, motion for mental examination of Darlina and the Children, motion to compel mediation, motion to dismiss Darlinaās application for emergency temporary orders, and motion for appointment of an amicus attorney. Michael sought to be appointed the sole managing conservator of the Children with the exclusive right to establish the Childrenās legal domicile.
Trial Courtās Orders for Drug Testing and Psgchiatric Evaluation
Shortly thereafter, on May 21, 2008, the trial court held a hearing on temporary orders. The trial court ordered Michael to submit to drug testing. The results of the drug tests showed that Michael tested positive for cocaine and Xanax. Also, at the May 21, 2008 hearing, the trial court sua sponte ordered that Michael submit to a psychiatric evaluation by court-appointed psychiatrist, Craig Bushong, M.D. The trial court did not sign a written order at that time.
The following month, on June 24, 2008, Darlina filed a motion to enter an order for the psychiatric evaluation of Michael. Also, on June 24, 2008, Michael filed a motion to nonsuit all his claims for affirmative relief against Darlina, which the trial court granted. That same day, the trial court held a hearing, appointed an amicus attorney for the Children, and signed an order (the āJune Orderā) in which the court appointed Dr. Bushong to interview, examine, evaluate, and consult with Michael for the purpose of performing a psychiatric evaluation of Michael. Darlina filed a second motion to enter order for psychiatric evaluation. On July 1, 2008, the trial court signed a second order (the āJuly Orderā) in which the court directed Michael to appear for the initial appointment with Dr. Bushong on July 11, 2008, at 12.30 p.m. at a specific address.
Michael now seeks mandamus relief from the June Order and the July Order compelling him to submit to a psychiatric examination.
Standard Of Review
To show himself entitled to mandamus relief, Michael must demonstrate, among other things, that the trial court clearly abused its discretion. See In re Prudential Ins. Co. of America, 148 S.W.3d 124, 135 (Tex.2004). On mandamus review of factual issues, a trial court will be held to have abused its discretion only if the party requesting mandamus
Analysis
Michael contends that the trial court abused its discretion by ordering him to participate in a psychiatric examination because Darlina did not show (1) good cause, or (2) that his mental condition is in controversy. See TexR. Civ. P. 204.1.
Did Michael stipulate that Darlina is entitled to all the relief she seeks?
Michaelās main argument is that no good cause has been shown and that his mental condition is not in controversy because Michael has nonsuited all of his claims and has stipulated to all relief Darli-na seeks. Though Michael has nonsuited all his claims,
[counsel for Darlina]: My understanding is [Michael] is going to waive his rights to any further access to these children.
[trial court]: Okay.
[counsel for Michael]: Well, I donāt know if thatās ā well, we are prepared today to enter an agreed, not agreed,*479 but consent to their request to limit access to the kids on a temporary basis.
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[counsel for Michael]: [Michaelās] physical, mental condition is no longer in issue. We have submitted and filed ... a Motion for Nonsuit this morning. ... [Michael] has no claims for affirmative relief. He has no claims for Temporary Orders, no claims of any kind, other than a general denial. So he is not a Plaintiff or a Petitioner in any form in this case in this court. And ... he is not seeking and he is prepared to stipulate to the ā he stipulates to Page 8 of 9[sic] of [Darlinaās] petition filed with this Court on April 25th, 2008. That portion of the pleading that says, āMovant requests the Court to restrict Respondentās access to the children.ā Iām telling the Court right now and Iām telling it on this record, that [Michael], is stipulating and agreeing to that portion of [Darlinaās] pleadings and is not requiring any proof whatsoever for this Court to enter her Temporary Order on that matter. Number next, ā [sic]
[counsel for Darlina]: I just want to know where youāre reading from. Iām sorry.
[counsel for Michael]: Page 8 of 9 on your pleading.
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[counsel for Michael]: We have stipulated on the record to the Plaintiffs petition, as it relates to her Temporary Order request.
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[Michael] is tired of fighting. Heās not going to fight with [Darlina]. And he has asked me through these last few motions Iāve made and comments Iāve made, to illustrate that to you and this Court [sic] and the parties, that heās not fighting anymore.
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But he knows of no other way, than to essentially come in here and fall on the proverbial sword and agree with [Darlina] in her pleading, Page 8 of 9, of her petition to take all of these matters out of issue.
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[counsel for Darlina]: There is sufficient cause before the Court to order this man to submit to psychiatric evaluation. Furthermore, Judge, by agreeing to the entry of a Temporary Order, we still have a trial. We still have Final Orders to come up with.
[trial court]: Thatās right.
[counsel for Darlina]: And itās not out of issue, [sic] And the Court is also empowered to do what is in the best interest of these children, and we have not come to that conclusion yet.
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[counsel for Michael]: Just to clear up that one point, Iām authorized by [Michael] to say that stipulation extends into and including the final judgment on that point.
[trial court]: Okay.
[counsel for Michael]: There would be other issues, I know I canāt dispose of. Sorry.
[trial court]: Sure. And I donāt know how much protection Iām going to need to offer these children. It may be that they never see their father again. It may be that they have to have supervised visitation if [sic] at some other time.
(emphasis added).
Elements of Requested Modification
On page 8 of her motion to modify, Darlina asserted that it is in the best
(1) to restrict Michaelās access to the Children,
(2) to order that Michaelās periods of access to and possession of the Children be continuously supervised by the S.A.F.E. program or an entity or person chosen by the court,
(3) to order that Michael shall not have overnight periods of possession of the Children, and
(4) alternatively, that the court render a possession order designed to protect the Children.
At the June 24, 2008 hearing, Michaelās counsel began by characterizing Michaelās position as consenting to Darlinaās request to limit access to the Children on a temporary basis, which would appear to be agreeing to item (1), above, in a temporary order. Michaelās counsel then stated that, as to temporary orders, Michael was stipulating to āthat portion of the pleading that says, āMovant requests the Court to restrict Respondentās access to the children.āā Counsel then repeated that Michael was stipulating to āthat portion of [Darlinaās] pleadings and is not requiring any proof whatsoever for this Court to enter her Temporary Order on that matter.ā
Is Michaelās mental condition in controversy?
Though Michael did agree that the trial court could put restrictions on his access to the Children, he did not agree to specific restrictions, leaving it up to the trial court to decide what restrictions are in the Childrenās best interest in light of the risks to the Children during Michaelās periods of possession. Thus, though Michael has agreed that restrictions are necessary, the trial court still has to determine whether it is in the Childrenās best interest to order that all of Michaelās periods of access and possession should be supervised, and if so, whether they should be supervised by the S.A.F.E. program or another entity or person. Likewise, the trial court still has to determine whether it is in the Childrenās best interest for Michael to have overnight periods of possession.
The record before the trial court shows that Michael has a history of family violence and substance abuse. It is against this backdrop that the trial court seeks additional data to inform its decision as to the restrictive measures necessary to protect the Children. Because these decisions are often complex and difficult, the Texas legislature has equipped district courts with a number of tools to assist them in making this important determination. One such tool is the psychiatric evaluation of those in whose care children might be entrusted.
The affidavit before the trial court would support a finding that, after the trial courtās last modification order on October 18, 2006, Michael engaged in conduct that endangered the well-being of his children with Rachel. In light of the evidence of erratic and violent behavior, Michaelās mental condition is in controversy as the trial court seeks to determine what type of modification order would be in the best
Did Michael request the trial court to set aside its July Order and to specify the time, manner, conditions, purpose, and scope of the psychiatric evaluation?
In his second issue, Michael asserts that the trial courtās June Order improperly fails to specify the time, manner, conditions, purpose, and scope of the examination. In its subsequent July Order, the trial court specified the time and manner of the evaluation. Presuming, without deciding, that the July Order does not state the conditions, purpose, and scope of the examination, to be entitled to mandamus relief, Michael would have to satisfy the requirement of a predicate request and adverse ruling in the trial court.
Equity is generally not served by issuing an extraordinary writ against a trial court judge on a ground that was never presented in the trial court and that the trial judge thus had no opportunity to address. In re Texas Best Staff Leasing, Inc., Nos. 01-08-00296-CV & 01-08-00418-CV, 2008 WL 4531028, at *5 (Tex.App.-Houston [1st Dist.] Oct. 9, 2008, orig. proceeding [mand. filed]) (mem.op.). Mandamus relief generally requires a predicate request for an action and a refusal of that request. Axelson, Inc. v. McIlhany, 798 S.W.2d 550, 556 (Tex.1990). However, the requirement that there be a predicate request and adverse ruling is
Michael asks this court to grant a writ of mandamus compelling the trial court to vacate its June Order because, in it, the trial court allegedly failed to specify the time, manner, conditions, purpose, and scope of the examination. Notably, however, the mandamus record shows that Michael did not complain of this alleged failure in the trial court as to any of the trial courtās orders. Moreover, Michael did not ask the trial court to set aside any order based on this alleged failure.
For these reasons, Michael failed to satisfy the requirement of a predicate request and refusal by the trial court, and he is not entitled to the relief requested in his second issue.
CONCLUSION
Michael did not stipulate to all relief sought by Darlina. Even if Michael had stipulated to all such relief, the trial court still would have to decide whether to grant the modification sought in the first three items of requested relief or the modification sought in the fourth item. In the latter case, the trial court would have to consider what other modification order would protect the Children. The affidavit before the trial court supports a finding that, after the trial courtās last modification order, Michael engaged in conduct that endangered the well-being of his children with Rachel. In light of the evidence of Michaelās erratic and violent behavior, good cause has been shown and Michaelās mental condition is in controversy as the trial court undertakes to determine what type of modification order would be in the best interest of the Children. Thus, as to the mandamus relief sought under his first issue, Michael has not shown that the trial court clearly abused its discretion. As to the relief sought under his second issue, Michael is not entitled to mandamus relief because he did not present his complaints in the second issue to the trial court to give the trial judge an opportunity to correct the alleged deficiencies in the trial courtās written order. Accordingly, Michaelās mandamus petition is denied.
The stay imposed by this court is lifted.
SEYMORE, J., concurring without opinion.
GUZMAN, J., dissenting.
. The June Order did not state the date and time of Michaelās initial appointment with Dr. Bushong.
. Rule 204.1 provides, in relevant part, the requirements for obtaining an order for the mental examination of a party:
(c) Requirements for Obtaining Order. The court may issue an order for examination only for good cause shown and only in the following circumstances:
(1) when the mental or physical condition (including the blood group) of a party, or of a person in the custody, conservatorship or under the legal control of a party, is in controversy; ...
Tex.R. Civ. P. 204.1 (emphasis added).
. Rule 204.4 provides, in relevant part, as follows:
In cases arising under Family Code Titles II or V, the court may ā on its own initiative or on motion of a party ā appoint ... one or more psychologists or psychiatrists to make any and all appropriate mental examinations of the children who are the subject of the suit or of any other parties....
Tex.R. Civ. P. 204.4.
. In In re N.R.C., no party argued that the requirements of Texas Rule of Civil Procedure 204.1 do not apply to trial court orders that are governed by Texas Rule of Civil Procedure 204.4, and the court did not determine that the party requesting the examination had invoked Rule 204.4. See 94 S.W.3d 799, 814-15 (Tex.App.-Houston L14th Dist.] 2002, pet. denied). Furthermore, the N.R.C. court did not need to address the issue presented in this case because it concluded the trial court abused its discretion by denying the ex-wifeās request for a psychological examination of her ex-husband and children under the standards of Rule 204.1. See id. Therefore, the N.R.C. courtās holding did not resolve the issue raised by the parties in this proceeding.
. In his third issue, Michael seeks mandamus relief to compel the trial court to sign an order granting his motion for nonsuit; however, because the trial court has signed such an order, this issue is moot.
. (emphasis added).
. See post at p. 485-86, n. 4.
. The dissent relies on counsel's use of the plural noun in stating that "mattersā are "out of issue." However, counsel used the singular most of the time, and there are two children involved, so stipulating to one item of relief could be considered two matters. In any event, this passing use of the plural is not sufficient to broaden the stipulation to all relief sought by Darlina. Because stipula-tĆons and other such concessions have serious consequences for parties' legal claims and positions, courts are loathe to characterize vague and ambiguous statements as stipulations. Instead, it is only clear and unequivocal statements that are fairly characterized as stipulations. See Salaymeh, 264 S.W.3d at 438-39; Charette, 213 S.W.3d at 514.
. (emphasis added).
. The dissent also cites a statement by Michael's counsel that Michael "is not seeking
. In addition, even if Michael had stipulated to the above four items, the trial court still would have to decide what relief to award in the best interest of the Children. These four items are inconsistent and cannot all be granted at once. In the first three items, Darlina asked the trial court to restrict Michael's access to the Children, order that Michaelās periods of access and possession be continuously supervised by the S.A.F.E. program or an entity or person chosen by the court, and order that Michael not have overnight periods of possession. However, in the fourth item, Darlina requested, in the alternative, that the trial court render a possession order designed to protect the Children. Therefore, even if Michael had stipulated to the relief requested in all four items, the trial court still would have to decide whether to grant a modification as requested in the first three items or as requested in the fourth. In the latter case, the trial court would have to consider what other modification order would protect the Children.
. Even if Michael had stipulated to all four of the items of relief requested on page 8 of Darlina's motion, the trial court still would have to determine if it is in the best interest of the Children to award the relief sought in the first three items or to protect the Children by some other order, as requested in the fourth item.
. The dissent states that, at the May 21, 2008 hearing, "the trial court expressly stated that, without hearing any evidence, it would ... order [Michael] to submit to a psychiatric evaluation.ā Ante at p. 485; see ante at p. 485, n. 2; p. 486, n. 5. This is incorrect. First, the trial court did not say that without hearing any evidence it was ordering Michael to submit to a psychiatric evaluation. Toward the end of the hearing, the trial court did say that it was appointing an amicus attorney "without hearing any evidence.ā Ten sentences later in the reporter's record and after an interruption by Michaelās counsel, the trial court ordered Michael to have a psychiatric evaluation, without mentioning the evidence upon which this order was based. Prior to these statements, the trial court granted Michael's counselās request to be heard, and the court entertained Michaelās arguments. During this colloquy, the trial court specifically mentioned that it had before it evidence in the form of Rachelās affidavit. It is clear from the record that the trial court ordered a psychiatric evaluation only after considering evidence.
. Michael relies on Walsh v. Ferguson; however, in Walsh, the order was supported by no evidence whatsoever. See 712 S.W.2d 885, 887 (Tex.App.-Austin 1986, no writ). In this case, Darlinaās counsel relied on Rachel's affidavit at the May 21, 2008 hearing, during which the trial court sua sponte ordered a mental examination. See Tex.R. Civ. P. 204.4 (allowing sua sponte mental examination orders in Family Code cases such as this one). Darlina then followed up with a motion seeking a written order compelling this mental examination. Because the trial court had Rachelās affidavit before it, Walsh is not on point.
. The dissent asserts that Michaelās objection under Rule 204.1(c) that there was no good cause for a psychiatric evaluation put the trial court on notice that Michael was also objecting that the trial courtās order did not specify the time, manner, conditions, purpose, and scope of the evaluation, as required by Rule 204.1(d). See ante at p. 486, n. 5. This assertion lacks merit because these are two distinct objections. Michael voiced one in the trial court but not the other. Even if there is no good cause for an evaluation, a trial court's order can still specify the time, manner, conditions, purpose, and scope of the evaluation. A trial court's order can fail to specify these matters even though there is good cause for an evaluation. Michael simply failed to present to the trial court any complaint under Rule 204.1(d).
. The dissent concludes that it would have been futile for Michael to object under Rule 204.1(d) because, by overruling Michael's objection under Rule 204.1(c) and admonishing Michael to obey the courtās orders, the trial court made it "abundantly clear that it expected Michael to comply with its verbal order, notwithstanding the fact that the order did not comply with the required procedural safeguards.ā See ante at p. 486, n. 5. Though the trial court did admonish Michael to obey the courtās orders, it did not state or indicate that any psychiatric examination order was not in compliance with procedural safeguards. There is nothing in the record indicating that the trial court was determined to ignore Rule 204.1(d) or that it would have been useless for Michael to voice an objection under Rule 204.1(d). A request by Michael for the trial court to specify the matters listed in Rule 204.1(d) would have presented an additional matter for the trial court to consider. See In re Texas Best Staff Leasing, Inc., 2008 WL 4531028, at ā 5-6.
. Therefore, the dissentās concerns that the trial courtās order should specify the manner, conditions, and scope of the psychiatric exam