Carballo v. State
Leeroy Cesar CARBALLO, Appellant, v. the STATE of Texas, Appellee
Attorneys
Nicole DeBorde, Houston, TX, Ellis C. McCullough, Attorney at Law, Spring, TX, for Appellant., Shirley Cornelius, Assistant District Attorney-Harris County, Houston, TX, for Appellee.
Full Opinion (html_with_citations)
OPINION
The jury found appellant, Leeroy Cesar Carballo, guilty of aggravated robbery.
In four issues, appellant complains that (1) he received ineffective assistance of counsel during the punishment phase; (2) âthe trial court erred by not sua sponte permitting appellant to testify to his version of events and by refusing to permit appellant to read his statement about the events for which he was standing trialâ; (3) âthe trial court erred in denying appellantâs motion for mistrial after the prosecutor, in closing argument, violated appellantâs state and federal constitutional right to remain silentâ; and (4) the evidence was factually insufficient to support the judgment of conviction.
We affirm.
Background
On Halloween night 2006, Luis Solis drove his car to a local convenience store to purchase a beer for his cousin. When he got out of his car, Solis noticed a manâ later identified as appellant â near the pay phone outside the store. As he was leaving the store, Solis heard a noise. Solisâs cousin had been working on Solisâs car that night, and Solis thought that the noise may be his muffler falling off his car. He went to the back of the vehicle and knelt down to check the muffler. Solis then heard appellant say to him from behind, âNice car.â
Solis stood up to say âthank you.â At that point, appellant demanded Solisâs car keys. Solis refused to give appellant the keys, and appellant pulled a handgun from his jacket pocket. Solis continued to refuse to hand over his keys. Appellant raised the handgun and pointed it at Solisâs head. Solis grabbed appellantâs arm. The gun fired and the bullet grazed Solisâs head. Solis punched appellant, and appellant fired the weapon shooting Solis in his shoulder. Solis punched appellant again, and appellant shot him in the chest. The two men fell to the ground with Solis on top of appellant, and Solis grabbed the gun from appellantâs open hand. The two men stood up, and Solis shot appellant twice in the region of his face and neck. Solis then saw appellant get into a pickup truck that had pulled up to the scene. Solis fell to the ground and tossed the handgun a few feet away. Solis called his wife and then 9-1-1 on his cell phone.
When the first police officer arrive, Solis told the officer that he had been robbed by a Hispanic man wearing blue and that he had seen the man leave in a pickup truck. A short time later, appellant walked into a nearby fire station and collapsed. Both
Solis was placed in a medicated coma for one month in the hospital. When he awoke, he picked appellant out of a photographic lineup.
Appellant was indicted for aggravated robbery. He did not testify during the guilt-innocence phase of trial, but did testify during the punishment phase. After appellant was convicted of aggravated robbery, this appeal followed.
Factual Sufficiency
In his fourth issue, appellant challenges the factual sufficiency of the evidence to support his conviction.
Factual Sufficiency Standard of Review and Elements of the Offense
An appellate court can deem the evidence to be factually insufficient in two ways: (1) the evidence supporting the conviction is âtoo weakâ to support the factfin-derâs verdict or (2) considering conflicting evidence, the factfinderâs verdict is âagainst the great weight and preponderance of the evidence.â Laster v. State, 275 S.W.3d 512, 518 (Tex.Crim.App.2009) (citing Watson v. State, 204 S.W.3d 404, 414-15 (Tex.Crim.App.2006)). The Court of Criminal Appeals has set out three rules for a court of appeals to follow when conducting a factual sufficiency review: (1) all of the evidence must be considered in a neutral light and not in a light most favorable to the explicating verdict; (2) the evidence may be found to be factually insufficient only when necessary to prevent manifest injustice; and (3) an explanation must be provided regarding why the evidence is too weak to support the verdict or why the conflicting evidence greatly weighs against the verdict. Id. In addition, when conducting a factual-sufficiency review, a court of appeals must defer to the juryâs findings Id. (citing Cain v. State, 958 S.W.2d 404, 407 (Tex.Crim.App.1997)).
A person commits robbery if, in the course of committing theft, as defined in Chapter 31, and with intent to obtain or maintain control of property, he, inter alia, intentionally or knowingly places another in fear of imminent bodily injury or death. Tex. Penal Code Ann. § 29.02(a) (Vernon 2003). Theft is the unlawful appropriation of property with the intent to deprive the owner of the property. Tex. Penal Code Ann. § 31.03 (Vernon Supp. 2008). A person commits aggravated robbery when he commits robbery as defined in section 29.02, and he uses or exhibits a deadly weapon. Tex. Penal Code Ann. § 29.03(a)(2) (Vernon 2003).
Analysis
In conducting a factual sufficiency review, we must consider the most important evidence that the appellant claims undermines the juryâs verdict. See Sims v. State, 99 S.W.3d 600, 603 (Tex.Crim.App.2003). Here, appellant contends that the testimony of the complaining witness, Luis Solis, was not credible. At trial, appellantâs defensive theory was that Solis had been the aggressor, not appellant.
Appellant points to Solisâs own testimony that he had a criminal history of burglary and family-violence assault. At the time of trial, Solis testified that he was on deferred adjudication community supervision for burglary. He acknowledged that the State had filed a motion to revoke his deferred adjudication community supervision based on a pending family-violence assault indictment in which Solis was alleged to have assaulted his common-law wife. Solis admitted that he had also been previously prosecuted for at least one other family-violence assault.
Appellant first takes issue with Solisâs testimony that he went to the convenience store to purchase a beer for his cousin, who had been making repairs to Solisâs car. Appellant points out that âthe car went with [Solis] to the store, and the cousin did not.â Appellant speculates that it is more likely that Solis purchased the beer for himself, but could not admit to this because alcohol consumption is a violation of the terms of his community supervision.
Appellant points out that Solisâs injuries from being shot twice by appellant were extensive and life-threatening. Appellant asserts that Solisâs testimony that he fought back against appellant and gained control of the gun after sustaining such serious injuries is not plausible. Appellant contends that it is more likely that Solisâs âwounds occurred after Appellantâs [wounds] and that [Solis], in all likelihood, was the initial aggressor.â
Appellant asserts that the âultimate location of the gunâs recovery also suggests [Solis] was the aggressor.â Solis testified that appellant shot him, he hit appellant, the two men fell to the ground, Solis gained control of the gun, shot appellant, appellant staggered to a waiting truck, Solis collapsed to the ground, and then Solis tossed the gun a few feet away. Appellant asserts that Solisâs testimony âmakes little senseâ because â[a] victim in the wake of a terrifying, brutal robbery would not take pains to separate himself from his only means of defense.â Appellant continues that â[i]t makes far more sense that Appellant, after surviving the complainantâs attack, sought to get away from the disabled, though still dangerous, complainant, and, having no use for the weapon, dropped it at a distance from [Solis] as Appellant entered his own ... vehicle to flee.â
Appellant also notes that appellant was employed at the time of the robbery but that Solis was not. Appellant asserts that Solis âwould have been more desperate for money and more tempted to steal.â
The only direct evidence offered during the guilt-innocence phase of trial regarding what actually occurred between Solis and appellant was Solisâs testimony. Not only did Solis give a detailed account of what actually happened, he also denied on cross-examination that he was the aggressor on the night in question. In other words, the determination of appellantâs guilt boiled down to whether the jury found Solisâs testimony credible. Appellant does not cite an objective basis in the record to show that the great weight and preponderance of the evidence contradicts the juryâs verdict. Rather, the evidence cited and argument offered by appellant in support of his factual-sufficiency challenge pertains to Solisâs credibility.
We afford almost complete deference to a juryâs determination based on an evaluation of credibility. Lancon v. State, 253 S.W.3d 699, 705 (Tex.Crim.App.2008). A
After reviewing the evidence in a neutral light, we conclude that the evidence supporting the conviction is not too weak to support the juryâs verdict, nor is the juryâs verdict against the great weight and preponderance of the evidence. We hold that the evidence is factually sufficient to support appellantâs conviction for aggravated robbery.
We overrule appellantâs fourth issue.
Denial of Motion for Mistrial
In his third issue, appellant contends, âThe trial court erred in denying appellantâs motion for mistrial after the prosecutor, in closing argument, violated appellantâs state and federal constitutional right to remain silent.â
During closing argument, the State responded to appellantâs argument that Solis was the aggressor. The prosecutor argued,
Now, letâs talk about what did happen in this case. Youâve got a guy who, on Halloween night, is shot. Heâs coming to get beer. He comes in to buy a beer. I donât know what would have made him so outraged between then and the beer that he would decide to attack somebody. But anyway, he goes in, he buys beer. He comes back out. Heâs looking at the muffler on his car. Theyâve just been working on the car. Heâs looking at a muffler on the ear, making sure theyâve put it back on right. Bends down, looks at the muffler, Hey, nice car. Give me the keys. Tells you he turned around, thought the guy was joking, looked at him.
No, seriously, the guy shows him the gun. And you bet â you bet when the guy showed him the gun and you â part of your job in this case is to evaluate the witnessesâ credibility. Mr. Carballo [appellant] didnât get up on the stand and tell you, No, sir, pardon meâ
[Defense counsel]: Your Honor, may we approach the bench?
At that point, a discussion was held at the bench, but was not recorded. Following the discussion, the trial court told the jury: âLadies and gentleman, youâre instructed to disregard the last comment by the prosecutor.â The defense then moved for a mistrial, which the trial court denied.
The prosecutor then continued,
Excuse me. I didnât mean to say Mr. Carballo. What I meant to say was Mr. Solis did not get on the stand; and thatâs what I meant to say, was Solis instead of Carballo. Mr. Solis did not get on the stand and say, you know, I told him â excuse me â Iâm sorry, sir. No. He told you exactly what he said. He told you the truth. He didnât paint the picture, try to put himself out to be any more of an angel than he was in this situation. A guy showed him a gun; and he said, Back the fuck off or Iâll kick your ass. He didnât come up here and try to paint any other picture. He told you exactly what happened.
On appeal, appellant complains that the prosecutorâs remark that âMr Carballo didnât get up on the stand and tell youâ was an improper comment on appellantâs failure to testify during the guilt-innocence phase. Appellant correctly points out that a comment on a defendantâs failure to testify violates a defendantâs state and federal constitutional rights against self-incrimination and the provi
Even assuming that the prosecutorâs comment was an impermissible comment on appellantâs failure to testify, the trial court did not err by denying appellantâs motion for mistrial. A mistrial is an extreme remedy for prejudicial events occurring during the trial process. See Archie v. State, 221 S.W.3d 695, 699 (Tex.Crim.App.2007). When the trial court sustains an objection raised on the basis of improper jury argument and instructs the jury to disregard, but denies a defendantâs motion for a mistrial, we review the trial courtâs decision to deny a mistrial under an abuse of discretion standard. See Hawkins v. State, 135 S.W.3d 72, 77 (Tex.Crim.App.2004); see also Wead v. State, 129 S.W.3d 126, 129 (Tex.Crim.App.2004).
The Court of Criminal Appeals has determined that the appropriate test for determining whether a trial court abused its discretion by denying a motion for a mistrial is a tailored version of the Mosley test. See Archie, 221 S.W.3d at 700; Hawkins, 135 S.W.3d at 77 (discussing Mosley v. State, 983 S.W.2d 249, 259-60 (Tex.Crim.App.1998)). To determine whether the trial court abused its discretion by denying the mistrial, we balance three factors: (1) the severity of the misconduct (the magnitude of the prejudicial effect of the prosecutorâs remarks); (2) the measures adopted to cure the misconduct (the efficacy of any cautionary instruction by the judge); and (3) the certainty of conviction absent the misconduct (the strength of the evidence supporting the conviction). See Archie, 221 S.W.3d at 700.
In analyzing the first factor, it appears from record that the prosecutor did not deliberately refer to appellantâs failure to testify during the guilt-innocence phase. Rather, the reference to appellant was inadvertent. When read in context, it is apparent that the prosecutor had intended to refer to âMr. Solis,â but misspoke and said âMr. Carballo.â In addition, the prosecutorâs comment was brief and not repeated. Although the nature of the constitutional right affected by the prosecutorâs remark was serious, the prejudicial effect was lessened by the absence of flagrancy and persistency. See Perez v. State, 187 S.W.3d 110, 112-13 (Tex.App.-Waco 2006, no pet.).
A review of the second factor reveals that curative measures were taken. The trial court instructed the jury to disregard the prosecutorâs comment. The jury charge also instructed the jury that it could not consider, for any purpose, appellantâs decision not to testify. Any harm resulting from the improper comment was further cured when the prosecutor corrected himself and clarified that he had intended to refer to Mr. Solis and not to appellant.
In most circumstances, an instruction to disregard improper argument is considered a sufficient response by the trial court. See Wesbrook v. State, 29 S.W.3d 103, 115 (Tex.Crim.App.2000). Error in a prosecutorâs improper jury argument concerning a defendantâs failure to testify may be cured by an instruction by the trial court to disregard the comment. See Longoria v. State, 154 S.W.3d 747,
â[T]he ... presumption that an instruction [to disregard] generally will not cure comment on failure of the accused to testify ... has been eroded to the point that it applies only to the most blatant examples. Otherwise, the Court has tended to find the instruction to have force.â Dinkins v. State, 894 S.W.2d 330, 356 (Tex.Crim.App.1995) (quoting Waldo v. State, 746 S.W.2d 750, 753 (Tex.Crim.App.1988)). In light of the brevity of the remark at issue and its inadvertent nature, nothing in the record shows the comment was so âblatantâ that it would have rendered an instruction to disregard ineffective. See Moore v. State, 999 S.W.2d 385, 405-06 (Tex.Crim.App.1999).
Finally, considering all the evidence, the certainty of appellantâs conviction absent the allegedly improper comment was great. Solisâs testimony regarding the events surrounding the robbery was detailed and more than sufficient to support appellantâs conviction. As discussed in the preceding section, the jury, as final arbiter of the weight and credibility of the evidence, believed Solisâs testimony and rejected appellantâs defensive theory that Solis was the aggressor. We conclude that the certainty is high that appellant would have been convicted regardless of the complained-of comment.
Balancing the three Mosley factors, we hold that the trial court did not abuse its discretion by denying appellantâs motion for mistrial. We overrule appellantâs third issue.
Ineffective Assistance of Counsel
In his first issue, appellant contends that he âreceived ineffective assistance of counsel as his trial counsel did not abide by his request to testify on his own behalf in the punishment phase of trial.â
As mentioned, appellant did not testify during the guilt-innocence phase of trial, but did testify during the punishment phase. In his brief, appellant acknowledges that, on direct examination, defense counsel âquestioned [him] about his criminal history, his previous confinement, his home life since imprisonment, his work history, his difficult childhood, his schooling, his parents, his siblings, his children, and the injuries that he sustained during the robbery for which he is standing trial.â The crux of appellantâs ineffective of counsel claim is that âdefense counsel never asked Appellant what actually happened during the robbery for which Appellant had just been convicted.â
On cross-examination, when asked whether he accepted responsibility for the robbery, appellant responded that he had pleaded not guilty to the offense. The State asked appellant whether he was saying that the jury âgot it all wrongâ with respect to its finding of guilt. Appellant responded that because he had âfailed to testifyâ in the guilty-innocence phase, âthe jury never got to hear my side of the story.â He said the jury only âheard Mr. Luis Solisâs story of the facts of his angles of where it happened of what he said happened. No one else saw what happened, and only me and Mr. Luis know exactly what happened.â
On further questioning, appellant stated that âI did not rob Mr. Luis Solis.â Appellant asked the prosecutor, â[W]ould you like to hear my version of the story? Is that possible? I never had a chance.â After the prosecutor asked appellant a few more questions, appellant asked, â[Y]ou
After the prosecutor finished his cross-examination of appellant, defense counsel indicated that he had no further questions. The trial court then told appellant that he could âstand down.â At that point, the following exchange occurred:
[Appellant]: I want to see if I can read something to the jury. Is this the last Iâll be able to talk to them?
The Court: Yes. What are you asking?
[Appellant]: I asked my lawyer if I could read a letter to the jury.
[The prosecutor]: Judge, Iâm going to object to him reading. First of all, that invades the province of the jury. Second of all, Iâd like to see a proffer of that before we know whatâs going on, whatâs about to beâ
The Court: You have a copy of it? How many pages?
[Appellant]: Itâs just this right here and this part right here, this page right here.
[Defense counsel]: The prosecution objected to it and I have nothing to say to the objection.
The Court: All right. Objection is sustained unless you want to continue this.
[The prosecutor]: I meanâ
The Court: Are you opposed to him reading it?
[The prosecutor]: I have no problem with him testifying.
The Court: Testifying is different from reading a statement.
[The prosecutor]: Yes, Judge, weâre opposed to him reading from the statement.
The Court: All right. Objection is sustained.
Appellant contends that he received ineffective assistance of counsel during the punishment phase because defense counsel did not question him about his own version of the events on the night in question. Appellant correctly points out that a criminal defendant has a fundamental constitutional right to testify in his own defense. Johnson v. State, 169 S.W.3d 223, 232 (Tex.Crim.App.2005). He asserts that he had âa fundamental rightâ to testify regarding âhis conduct in the charged offense.â Appellant contends that by failing to ask him â[w]hat happened on the night in question,â defense counsel âeffectively denied Appellant his fundamental constitutional right to âbe heardâ and to âpresent a complete defense.â â Appellant further contends that had he âbeen given an opportunity to explain his conduct on the night of the burglary [sic], there is a reasonable probability that the jury would have believed Appellant and the resulting punishment would have likely been different.â
Allegations of ineffective assistance of counsel must be firmly founded in the record. Bone v. State, 77 S.W.3d 828, 833, 834 n. 13 (Tex.Crim.App.2002). To prove ineffective assistance of counsel, appellant must show by a preponderance of the evidence that (1) counselâs performance fell below an objective standard of reasonableness and (2) there is a reasonable probability that the result of the proceeding would have been different but for the deficient performance of counsel. Strickland v. Washington, 466 U.S. 668, 688, 694, 104 S.Ct. 2052, 2064, 2068, 80 L.Ed.2d 674 (1984); Salinas v. State, 163 S.W.3d 734, 740 (Tex.Crim.App.2005).
A failure to make a showing under either Strickland component defeats a claim of ineffective assistance of counsel. Rylander v. State, 101 S.W.3d 107, 110-11 (Tex.Crim.App.2003). If an appellant fails
Here, appellant has not satisfied the second Strickland component. More precisely, appellant has not shown that there is a reasonable probability that the result of the punishment proceeding would have been different had he been permitted to testify about the events surrounding the offense. See Johnson, 169 S.W.3d at 239-40. Appellant did not file a motion for new trial, and the record does not contain the substance of the testimony that appellant claims he would have given on redirect questioning by his defense counsel. Thus, it is not possible to determine whether the result of the punishment proceeding would have been different if defense counsel had questioned appellant regarding his version of the events. See Ex parte McFarland, 163 S.W.3d 743, 758 (Tex.Crim.App.2005) (concluding that defendant cannot show prejudice from counselâs failure to call witnesses absent evidence that witnesses were available to testify at trial and that their testimony would have been favorable).
We further note that, on cross-examination by the State, appellant indicated that he did not ârobâ Solis. We can reasonably infer from this testimony that, had defense counsel questioned appellant on redirect, appellant would have further denied committing the offense and would have testified that Solis was the aggressor. Such denial of responsibility would not have been beneficial to appellant. To the contrary, during the punishment phase, a jury expects a defendant to take responsibility and to show remorse for the offense for which he has been found guilty. If appellant had further denied guilt, the jury, irritated by appellantâs failure to take responsibility, likely may have imposed a harsher sentence on appellant. See Johnson, 169 S.W.3d at 240.
We conclude that appellant has not shown by a preponderance of the evidence that there is a reasonable probability that the result of the proceeding would have been different. See Strickland, 466 U.S. at 694, 104 S.Ct. at 2068. Accordingly, we hold that appellant has not demonstrated that he received ineffective assistance of counsel during the punishment phase of trial.
We overrule appellantâs first issue.
Appellantâs Right to Give Certain Testimony or to Read a Statement
In his second issue, appellant contends that âthe trial court erred by not sua sponte permitting appellant to testify to his version of events and by refusing to permit appellant to read his statement about the events for which he was standing trial.â
Appellant first contends that the trial court had a sua sponte duty to act in some manner to ensure that appellant was permitted to testify regarding his version of the events surrounding the robbery. Appellant acknowledges that the Court of Criminal Appeals has held that the Strickland ineffective assistance of counsel test provides the appropriate framework for addressing an allegation that the defendantâs right to testify was denied by his defense counsel. See Johnson, 169 S.W.3d at 235. Appellant also acknowledges that âto avoid the requirements of Strickland, the defendantâs complaint must reveal error attributable to the court and not simply to defense counsel.â See id. at 232. Appellant contends that his complaint reveals such error.
Relying on the general legal principles that a defendant has the right to testify in
Appellantâs reasoning is flawed. This is not a case in which the trial court prevented appellant from testifying either in whole or in part. Instead, it is a case in which appellantâs counsel chose, presumably for strategic reasons, not to question appellant about the events surrounding the offense.
To conclude that the trial court erred by failing to require defense counsel to question appellant about the events would be tantamount to concluding that the trial court had a duty to interfere in the defenseâs trial strategy and to inject itself into the attorney-client relationship. Such a position is untenable and rife with conflict.
Appellantâs complaint on appeal does not implicate âan error attributable to the court,â rather it involves an alleged failing of defense counsel. See id. at 232. With no error attributable to the trial court, Strickland, as noted above, provides the appropriate framework for addressing appellantâs allegation that his desire to give certain testimony was denied by defense counsel. See id. at 235. We conclude that appellant has not demonstrated that the trial court erred when it did not sua sponte act to enable appellant to testify regarding the events surrounding the offense.
Appellant further contends that the trial court erred âby refusing to permit appellant to read his statement about the events for which he was standing trial.â Appellant again relies on his constitutional right to testify on his own behalf. As mentioned, the State objected to appellantâs request to read a statement to the jury. The trial court sustained the objection.
By his request to read a statement, appellant was asking to represent himself during part of the punishment proceeding, but not the entire proceeding. In other words, appellant was seeking permission for hybrid representation. Although a trial court has discretion to allow it, a defendant has no constitutional right to hybrid representation. See Scarbrough v. State, 777 S.W.2d 83, 92 (Tex.Crim.App.1989); Landers v. State, 550 S.W.2d 272, 280 (Tex.Crim.App.1977). Thus, it was not error for the trial court to sustain the Stateâs challenge to appellantâs reading of the statement to the jury. See Landers, 550 S.W.2d at 280.
Moreover, neither the United States Supreme Court nor the Texas Court of Criminal Appeals has held that a defendant has a constitutional right to read an unsworn statement to the jury free from cross-examination. See Moore v. State, No. 74,-059, 2004 WL 231323, at *6 (Tex.Crim.App. Jan. 14, 2004) (not designated for publication) (citing United States v. Hall, 152 F.3d 381, 396 (5th Cir.1998) abrogated on other grounds by United States v. Martinez-Salazar, 528 U.S. 304, 120 S.Ct. 774, 145 L.Ed.2d 792 (2000)). To the contrary, a testifying defendant is subject to the same rules governing examination and cross-examination as any other witness. See Felder v. State, 848 S.W.2d 85, 99 (Tex.Crim.App.1992).
Appellant has not demonstrated that the trial court erred when it did not intervene to allow appellant to testify regarding his version of the events surrounding the of
We overrule appellantâs second issue.
Conclusion
We affirm the judgment of the trial court.
Justice JENNINGS, concurring.
. See Tex. Penal Code Ann. § 29.03 (Vernon 2003).
. For purposes of clarity, we address appellantâs issues out of order.
. Appellant cites his own testimony at the punishment phase as support for his factual sufficiency challenge. We cannot consider the cited testimony. We are limited in our factual-sufficiency review to the evidence introduced during the guilt-innocence phase of the trial. See Barfield v. State, 63 S.W.3d 446, 450 (Tex.Crim.App.2001) (noting that in bifurcated jury trial on plea of not guilty, "evidence that is introduced at the punishment stage of a trial can have little, if any, effect on the force of the evidence on the issue of guiltâ and therefore "our consideration of the evidence is necessarily limited to that evidence before the jury at the time it rendered its verdict of guiltâ).