Williams v. State
Full Opinion (html_with_citations)
delivered the opinion of the Court in which
In June 2002, appellant was convicted of capital murder and sentenced to death.
One of appellantâs points of error involves a challenge to the sufficiency of the evidence to support the juryâs determination of future dangerousness, while another point of error, relating to the admission of victim impact and character evidence, will require us to perform an extensive harm analysis. Consequently, we engage in a comprehensive discussion of the evidence relevant to appellantâs punishment.
A. The Crime Spree
The offense for which appellant was convicted occurred during the middle of a crime spree. The State presented no evidence that appellant had engaged in any violent conduct before the crime spree began.
On September 9, 2000, appellant was driving in his car with a female Mend, Kinita Starr Butler, who had a handgun. Upon seeing Lolita Cherry and Nicole Green walking down the street, appellant drove by and parked a short distance in front of them. Appellant got out of his car, grabbed Cherry, placed the handgun to her head, and demanded her purse. After getting the purse, Butler searched through it and told appellant, âThis bitch donât got no money.â Appellant turned Cherry around to face him and shot her in the breast. Appellant then jumped into his ear and drove away. Cherry was taken to the hospital, where the wound was determined to be âsuperficial.â The bullet had entered and exited her breast and was not recovered. Cherry was permitted to leave the hospital the next morning. During his testimony at the punishment phase of trial, appellant claimed that his shooting was intended only to scare Cherry, not to hit her, and that he did not realize at the time that she had actually been shot.
On September 17, 2000, appellant, his cousin James Dunn, Jr., and Butler were driving around in appellantâs car and picked up Corey Phillips. Butler had again brought her handgun, and the group proceeded to carry out four robberies that evening. First, they approached Anthony Gonzales in a Kroger parking lot. Appellant pointed the handgun at Gonzalesâs face and said, âGive me your car.â Because Gonzalesâs car had a stick shift, appellant could not drive it and point the gun at Gonzales at the same time, so he ordered Gonzales to drive the car while he held the gun to Gonzalesâs ribs. Appellant took Gonzalesâs wallet and yanked two chains from his neck. Appellant also took Gonzalesâs ATM card and demanded the PIN number. Appellant kept Gonzalesâs driverâs license in case Gonzales ever reported the robbery and they needed âsomebodyâ to âtake care of it.â Appellant testified that this was done at Phillipsâs instruction. The group drove to an ATM machine, and appellant tried to use the ATM card to withdraw money, but the PIN number did not work. Appellant testified that Dunn urged him to try again, but appellantâs efforts were not successful.
The group next approached Matthew Carter, the victim in this case. Carter had visited his girlfriend and fellow medical student, Maryam Saifi, to help her with a class project. Carter left Saifiâs home around 11:00 p.m. to return a rented video to Blockbuster. The group drove into the Blockbuster parking lot and saw Carter returning to his car after returning the videotape. According to appellantâs testimony at trial, Dunn was supposed to take the handgun and rob Carter as part of an initiation into an affiliate of the Crips gang, but Dunn âfroze up.â Phillips then handed appellant the gun and told him to âgo get em.â According to his testimony at trial, appellant âtook the gun and took over.â Appellant forced Carter at gunpoint into the passenger seat of Carterâs
About an hour later, the group committed two more robberies. In the first of these robberies, Tomas Kooh and Ricardo Rubio were at a gas station when appellant and his companions drove up. Phillips pointed the handgun at both men and demanded their wallets. After Phillips took them wallets, appellant âburned off and got on the freeway.â In the other robbery, Phillips approached Franklin Jackson, who had left the door of his motel room open after unloading his truck. As Jackson turned to close the door, Phillips pointed a gun at him and told him to get back. Jackson slammed the door as Phillips attempted to force his way in and a shot was fired as a result, causing a minor wound to Jacksonâs hand. Appellant was also the driver of the car in this robbery.
B. Appellantâs Incarceration
Upon arrest, appellant was incarcerated in the county jailâs âkid tank,â the section of the jail occupied by inmates who are under the age of twenty-two. During his time in the kid tank, appellant was disciplined four times for fighting, once for giving himself unauthorized tattoos, once for committing an assault and destroying county property, and once for stealing. The jail disciplinary reports contained information about these incidents, including statements made by appellant and other inmates involved.
The first incident occurred on October 25, 2000. The jail officer determined that appellant and another inmate were engaged in a mutual fight. In his statement, appellant claimed that the other inmate, Charles King, called him various insulting names and took away his newspaper. Appellant further claimed that this was not the only time that Bong had insulted him and there was only âso much you can take.â After making these comments, appellant said, âAll I can say is Iâm sorry for breaking the rules by fighting.â
King claimed that he asked appellant for the comics section of the newspaper, but appellant said he was reading it. Seeing that appellant was reading only the metro section, King asked why appellant was acting that way. Appellant then replied, âFuck you.â King told appellant that he did not have to curse at him and appellant stood up as if he was going to hit King. King threatened to hit appellant back if appellant hit him, appellant swung at him, and they began to fight. Appellant told King that he did not care about fighting because he wanted to be moved out of the tank anyway.
On March 12, 2001, appellant and inmate Floyd Barnes were caught fighting. The record contains no statements from either of the inmates about this incident.
On April 22, 2001, appellant was found fighting with Wiley Williams. According to appellant, they started fighting when Williams insulted appellantâs neighborhood. Appellant claimed that Williams threw the first punch and that appellant was only defending himself. Appellant concluded by saying, âI know I was wrong for fighting but I had to defend myself. I ask you to understand where I am coming from.â
On June 17, 2001, the jail authorities discovered that appellant had tattooing equipment in his possession and that he had recently given himself tattoos. In his written statement regarding the matter appellant said, âIâll like to start by saying I am sorry for disobeying county rules. But I felt I was paying my cousin respect by getting his name tattooed on my arm since he passed away. I know it was wrong but all I can say once again I am sorry. But I didnât mean to cause so much trouble.â
On June 23, 2001, appellant engaged in a fight that involved inmates David Bradford, Willie Jones, Hari Brown, and Quentin Rubin. In his statement, appellant claimed that he was not fighting but âwas trying to break it up.â All of the other disciplinary allegations against appellant during his jail stay ended with a plea agreement, but appellant contested this particular allegation and was found guilty.
On August 4, 2001, appellant walked up to inmate Curtis Vandver and grabbed and tore Vandverâs shirt. Vandver appeared to be afraid of appellant and said that appellant did this for no reason at all. In his written statement, appellant claimed that he was just playing with Vandver and getting him back for something Vandver did to him. Appellant complained that he did not understand why he was getting written up for something like this, but he concluded his statement by saying, âI know it was wrong but all I can say is I was being a kid. I donât need to get into anymore trouble but I did so I donât know what else to say but Iâm sorry for my childish actions. Please forgive me and give me a second chance.â
Finally, on August 12, 2001, appellant was caught stealing property from another inmate. In his written statement, appellant indicated that other inmates were involved in the theft but he did not want the whole tank to get in trouble. He also asked for forgiveness.
While incarcerated, appellant wrote two letters to Butler. One of those letters was dated February 11, 2001, and the other letter was not dated. Both contained comments at the end suggesting gang affiliation, including: âcrip forever,â âcrip for life,â and âblue over gray all day every day.â During his testimony at the punishment phase of trial, appellant contended that he was just responding to similar statements made in Butlerâs letters, and he characterized his actions in doing so as âa youngster mistake.â
In January of 2002, appellant was moved to the adult tank. At the punishment phase of trial, which occurred in June of 2002, a deputy sheriff testified that problems in kid tanks were not unusual, and appellant had not been a problem since he was placed in the adult tank.
Steve Martin, an expert on prisons,
C. Appellantâs Mitigating Evidence Regarding Changes in His Character
Appellantâs mother, Roberta Clay Williams, testified about various events in appellantâs childhood, about what a good person his father was, and about some general background on other family members. She explained that appellant was born in Houston and the family lived there until 1991, when they moved to Mississippi. Appellant moved back to Houston in 2000 and stayed with Robertaâs sister, Dinah Clay Morgan. Clifton Morgan, Dinahâs husband, testified that appellant was ârespectfulâ and ânot violentâ and Sandra Miller, a friend, also testified to appellantâs ârespectfulâ nature.
But Dinah told Roberta, and later testified at trial, that appellant began to change. He started hanging around the âwrong crowd,â people Dinah did not approve of. Detra Clay, appellantâs sister, also testified that appellant changed. She stated that appellant started drinking a lot and smoking marijuana, and she saw him pop a pill once. When he came to her home, he threw up âconstantlyâ and âeverywhere.â
During his own testimony, appellant said his reasons for disregarding advice from family to stay out of trouble were â[m]e being saying I was grown and drug abuse and hanging around with the wrong crowd.â Appellant claimed he had been using âPCP laced with marijuana.â
When appellantâs mother was asked whether he was responsible for his actions, she agreed that he was, but she also agreed that âhanging with the wrong crowdâ mattered â[b]ecause he is not like this.â
After appellant was incarcerated, a jail chaplain was referred to appellant by appellantâs cousin Dunn, who was concerned about appellantâs spiritual condition. The chaplain testified that when he met appellant he was pleasantly surprised to find a person who was âbrokenâ and ârepentantâ and had âmade his peace with God.â The chaplain believed he had found âa real changeâ in appellantâs life, but on cross-examination he conceded that he did not really know what appellantâs life was like before meeting him.
During his punishment phase testimony appellant responded affirmatively when defense counsel asked whether, if he received a life sentence, he would follow the prison rules. He also responded that he would not be a problem for fellow inmates or prison staff.
D. Appellantâs Testimony Seeking to Convey Acceptance of Responsibility
During direct examination in the punishment phase, appellant made numerous statements indicating that he accepted responsibility for his actions during the crime spree. When asked whether the drugs he used were at fault for what happened, he replied, âNo sir.â âWhose fault is it?â the defense attorney asked. Appellant responded, âItâs mine.â When asked whether Carter was at fault for his death, appellant explained:
It wasnât meant to or his fault that he died, it was mine. It was a bunch of things that was going on that I cannot*209 explain. Donât know how to explain them.
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Is not that I wonât explain, itâs just the night everything happened we had been smoking POP laced with marijuana. Thatâs no excuse for what I did. I didnât intentionally kill Matthew Carter.
When appellant denied intentionally killing Carter, defense counsel questioned him about the actions he did intend that night, which included participating in the robbery, holding the gun, and cocking the gun. Appellant denied loading the gunâ claiming that Phillips had done so â and he also stated that he did not know that the gun was loaded until the gun fired. When asked whether he knew a bullet was in the gunâs chamber when Cherry was shot the week before, appellant responded, âNot necessarily speaking.â
When asked how the shot was fired that killed Carter, appellant said, âIn the process of him getting out of the car he walked around the car, Iâm trying to see where he is coming from. I had, I had the gun, and something happened. I donât know what happened. Something physical happened and I tensed up and I pulled the trigger.â When defense counsel asked, âWho was responsible for what happened to Matthew Carter?â appellant replied, âI am.â
Later, defense counsel asked some questions regarding what appellant had to say to his own mother and to the victimâs family. With respect to his own mother, appellant replied, âReally ainât too much I can say. Only thing I can say is Iâm sorry.â With respect to the victimâs family, appellant responded, âOnly thing I can say is Iâm sorry for the pain I caused in your heart by taking your sonâs life.â
During cross-examination, the prosecutor began to question appellant about whether he was really accepting responsibility for his conduct:
Q. What we have here today right now is you sitting in front of this jury saying itâs my fault, right?
A. Yes, maâam.
Q. Itâs my responsibility, right?
A. Yes, maâam.
Q. I accept your verdict, right?
A. Yes maâam.
Q. Okay. But in reality thatâs not what youâre saying, is it Mr. Williams?
A. Thatâs what Iâm saying.
Q. What you keep saying is Corey told me to do this. Corey told me to do this.
A. May I speak freely?
Q. Just answer my question. Are you telling me â have we not heard you say Corey told you to do it, right?
A. Yes, maâam.
Q. So Corey is the big bad Corey thatâs in charge of this whole reign of terror, shall we say, right?
A. Technically speaking, yes.
After further questions about Phillips being the leader of the group that night, the prosecutor asked appellant if he, Butler, and Dunn had originally planned to rob Phillips before they recognized him and he joined the group. Appellant responded, â[N]ot to my recollection. Itâs been so long I donât remember. I donât remember the biggest part of this whole situation.â
When the prosecutor asked appellant whether the group had abducted Gonzales during the first robbery incident on September 17, 2000, appellant answered, âYes, maâam. I donât call it abducting.â âWhat would you like to call it?â the prosecutor asked. Appellant replied, âNot being where no one can see you.â
The prosecutor challenged appellantâs contention that he was just following Phil
Q. So then in fact Corey is following you?
A. At this point in time, yes.
Q. All right. So youâre calling the shots where weâre going to here, right?
A. I donât put it like that.
Q. Well, youâre telling Anthony where to go, right?
A. Technically speaking, yes.
The prosecutor questioned appellant about his actions after the Gonzales robberyâ when he tried to withdraw money from an ATM machine. Appellant explained that withdrawing the money was Phillipsâs idea even though appellant was the one who had obtained the PIN number. After two unsuccessful attempts to use the card, appellant claimed that Dunn told him to try one more time. Appellant said he really did not want to use the ATM machine because he knew the PIN number would be incorrect. The prosecutor asked, âYou're the one that had the wherewithal, the good sense to ask Anthony, well, what is the pin number. Go along with this so this is not useless to me, right? You asked him that, right?â Appellant answered, âTechnically speaking, yes.â
The prosecutor subsequently questioned appellant about his dominant role in Carterâs murder. The prosecutor elicited the testimony about Dunn being asked to commit a robbery in order to become a part of the Crips gang. âSo Corey is here,â the prosecutor said, âand in order to get with the gang you do it. James donât want to do it. Instead of putting up with the tomfoolery, give me the gun, Iâll take care of business?â Appellant responded, âTechnically speaking.â
The prosecutor later asked appellant if, by the time he pulled the trigger on the gun in the Carter murder, he âactually kind of had a little bit of practiceâ the week before when he shot Cherry. Appellant replied, âI donât remember â everything happened so fast. I donât really remember that.â Appellant did acknowledge that he never told the investigating detective about the Cherry shooting. When the prosecutor insinuated that appellant kept quiet about that incident because the detective did not indicate he knew, appellant responded, âTo be honest, that slipped my mind from me getting high.â
The prosecutor also questioned appellant about his contention that he was high during and after the murders. Appellant said that he did not go to sleep the night the murder occurred. He conceded that he showed up at 8:00 a.m. at his workplace (a U-Haul center) the morning after the murder and that he worked the entire eight-hour shift. Appellant contended that he was high the entire time.
Apparently displeased with appellantâs answers during cross-examination, defense counsel, on redirect, asked appellant about the âtaking responsibilityâ issue:
Q. I mean, you took the witness stand here today, you said it was your fault, wasnât Corey Phillipâs [sic] fault, then you spent the whole cross telling us it was Corey Phillips.
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A. Iâm not saying itâs anyoneâs fault.
Q. Sure you are. You said itâs my fault.
A. It is my fault.
Q. No, you didnât say that. You spent the last 30 minutes telling these people itâs Corey Phillipâs [sic] fault. I just want to know, you know, if Corey Phillips tells you to jump off a bridge, you jumping off a bridge?
A. Not necessarily, no.
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Q. Why did you get up and say itâs your fault, turned around and say itâs not your fault?
A. I didnât say.
Q. Yes, you did.
A. I didnât say â I didnât say it wasnât my fault. What I said was â I took responsibility for taking the manâs life, shooting Lolita Cherry, if thatâs how you pronounce the name, if I am not pronouncing it right. I take responsibility for the biggest things that changed my life and changed the Cartersâ lives forever.
â â â
Q. What do you mean youâre talking technically speaking? What does that mean, technically speaking? What does that mean?
A. That means yes just in a stronger way to the way I put it.
Q. Okay. Well, you know, can you see how that technically speaking does not sound right?
A. I justâ
Q. Can you just see how that doesnât sound right?
A. Yes, sir.
Q. This isnât a technical case, is it?
A. Not really, sir.
Subsequently, defense counsel queried appellant about his performance on the witness stand:
Q. The judge asked you to take the witness stand, right?
A. Yes, sir.
Q. And he did swear you to tell the truth, right?
A. Yes, sir.
Q. And then she [the prosecutor] asked you to tell the truth. Remember she said just tell me the truth, right?
A. I told you the truth.
Q. Okay. I meanâ
A. I told her the truth, even though that doesnât sound like it. Iâm just, Iâm just speaking. Iâm nervous up here, being in the fate of my own, being to keep my own fate.
Q. You never testified before, have you?
A. No sir.
Finally, defense counsel questioned appellant about following someone elseâs bad judgment:
Q. Is this Corey Phillips â can you just march along to what anyone else tells you to do?
A. I donât know how to answer that question.
Q. Well, you know how to exercise free will. You know how to say yes, you know how to say no?
A. Yes, sir.
Q. You know how to engage in conduct, you know how to not engage, right?
A. Yes, sir.
Q. You know how to say no?
A. Yes, sir.
Q. Right. Corey Phillips tells you to do something, you know how to say no, donât you?
A. Yes, sir.
E. Stateâs Victim-Impact and Victim-Character Evidence
1. Guilt Phase
Through Saifi, the State introduced some evidence about Carterâs personal life. Saifi testified that she and Carter met as summer camp counselors and became involved in a serious dating relationship. After Carter graduated from college, he chose to attend medical school at the Baylor College of Medicine because Saifi was
The State also presented testimony from Claire Bassett, the Vice President for Public Affairs at the Baylor College of Medicine. She testified that she knew Carter as a first-year medical student âbecause he was one of our top ten students.â Defense counsel objected to this testimony. At a bench conference, the trial judge sustained the objection. No instruction to disregard was requested or given. Bassett then testified that Carter was one of her medical students and she identified his picture. Defense counsel objected to Bassett identifying the picture, but that objection was overruled.
2. Punishment Phase
After the defense rested, the State called three witnesses to give victim-related testimony. Bassett testified that, because many of the medical students were upset by Carterâs death, the medical school decided to permit students to delay taking exams if they so chose. The school also placed all of its psychiatric faculty at the disposal of the students for counseling, if needed.
Saifi testified that, with Carterâs death, she lost her best friend, and this loss changed her life on a daily basis. She said that his death âreally destroyed the future that Matt and I had planned for each other.â She explained that she and Carter had planned to be married by the end of his first year in medical school and that his death destroyed their plans and their dreams:
So, I lost you know, my husband that I would spend the rest of my life with and, uhm, the family we had dreamed about. We already discussed, apparently, how we wanted to raise our family, uhm, where weâd live so weâd be close to his family, close to my family. Uhm, they were definite plans that were interrupted and dreams that were destroyed.
She also explained that her position in medical school became jeopardized and that she took time off and received counseling.
Carterâs father, Dr. Gregory Carter, also testified. Dr. Carter explained that he and his wife drove from Dallas to Houston the evening they learned of their sonâs murder. He described it as a âpainful driveâ with âa certain amount of disbelief ... that this could be real, this could really happen.â Dr. Carter described himself, his wife, their other son, and the students at the medical school as âvery upset.â When asked about the impact his sonâs death had upon him, Dr. Carter said it was âdevastating.â He lost a âconsiderable amount of workâ and âhad difficulty keeping up subsequent to that.â
Dr. Carter also explained that his wife had been making really good progress on her career before their sonâs death, but afterwards, she was unable to work full time and had become âmarkedly disabled with depression.â Not only did she suffer from âdepression and grief,â however, but a few months later âshe developed an attack of multiple sclerosis.â
Dr. Carter testified that the grief of losing Carter was mitigated somewhat by the happy event of their other sonâs new marriage. But when Carterâs birthday approached, the memories came back. His absence was a âmajor rip or hole in the fabricâ of the family, and the victimâs brother in particular felt âlike a hunk had
The next day, defense counsel sought to introduce a âbystanderâs billâ to reflect Dr. Carterâs demeanor during his testimony. Defense counsel contended that Dr. Carter âhad to stop while he was crying several times in talking about his wife and his son.â One of the prosecutors expressed disagreement with defense counselâs characterization of Dr. Carterâs demeanor. The prosecutor stated, âDoctor Carter, if he paused at all was very brief in nature. There were a couple of times I guess I would refer to it as his voice broke but he did not sob.â The trial judge did not comment on these contrasting views of the testimony.
II. ANALYSIS
A. Sufficiency of the Evidenceâ Future Dangerousness
1. Legal Sufficiency
In point of error eight, appellant contends that the evidence was legally insufficient to support the juryâs affirmative answer to the âfuture dangerousnessâ special issue.
In response to appellantâs claim, we observe that appellant shot not just one person, but two, and those shootings occurred on different occasions. He participated in at least five robberies, two of which were after Carterâs murder. With regard to the shooting of Cherry, the jury could rationally believe that appellant intended to kill her, or at least did not care whether she lived or died. The jury also had evidence that appellant intentionally killed Carter despite his pleas for mercy and despite his offer to allow appellant to withdraw money with his ATM card.
The jury was also entitled to disbelieve appellantâs claim that Phillips was the leader of the group and believe, instead, that appellant was the leader. Appellant had robbed Cherry without Phillips, and the jury could have rationally believed that appellant intended to rob Phillips before recognizing him. The jury could consider the fact that appellant personally abducted two different robbery victims and robbed them while he was alone with them in their
In addition, there was evidence that Carterâs murder was gang-related, that appellant was associated with the Crips gang, and indeed, that appellant was still associated with the Crips gang while he was incarcerated on the capital murder charges. The jury could believe that he would continue to be a gang member in prison and thus pose a danger to other inmates and prison staff.
Moreover, the jury could have rationally believed that appellantâs continued gang membership showed that he was not in fact repentant about his criminal activities. Likewise, the jury could have viewed appellantâs disciplinary record as evidence that he had not reformed after getting caught.
We also observe that the jury could believe that appellantâs drug use made him dangerous, and there was evidence that drugs can be found in prison.
The evidence was legally sufficient to support the juryâs affirmative answer to the future dangerousness special issue.
2. Factual Sufficiency
In point of error nine, appellant argues that the evidence is factually insufficient to support the juryâs affirmative answer to the âfuture dangerousnessâ special issue. We have consistently declined to conduct a factual-sufficiency review in this context.
B. Indictmentâs Failure to Allege Special Issues
In point of error eleven, appellant contends that the indictment did not authorize the imposition of the death penalty because it did not include an allegation conforming to the future dangerousness special issue. He relies upon Apprendi v. New Jersey.
C. Waiver of the Mitigation Special Issue/Victim Impact and Character Evidence
Points of error one through three address victim-impact and victim-character
1. Principles of Statutory Construction
Resolution of appellantâs first three points of error depends in part upon statutory construction. When construing a statute, we give effect to the plain meaning of the text unless the text is ambiguous or the plain meaning would lead to absurd results that the Legislature could not possibly have intended.
Before Mosley, our jurisprudence with respect to victim-related evidence had been âsomewhat inconsistent and confusing,â
We noted that our holding applied only to defendants who' were âunaware, at the time of the crime, of the victimsâ character or of the impact that the victimsâ deaths will have on others.â
Subsequent cases have expounded upon Mosleyâs pronouncements. We have upheld the introduction of photographic evidence designed to âhumanizeâ the victim.
The only aspect of Mosley that has not yet been reaffirmed or adopted as a holding is the part of the discussion suggesting that a defendant can waive the mitigation special issue to avoid the introduction of victim-related evidence altogether. In Tong v. State, we recognized that part of the discussion as being dicta and declined to address the question because the defendant had not attempted to waive the mitigation issue and had thus forfeited error.
3. Relationship between Victim-Related Evidence and the Special Issues
Relying specifically upon the statutory language of the mitigation special issue, Mosley explained that â[vjictim-related evidence is relevant to show that the mitigating circumstances are not âsufficientâ to warrant imposing a life sentence.â
In repudiating its prior decision in Booth
Thus, two equally blameworthy criminal defendants may be guilty of different offenses solely because their acts cause differing amounts of harm. âIf a bank robber aims his gun at a guard, pulls the trigger, and kills his target, he may be put to death. If the gun unexpectedly misfires, he may not. His moral guilt in both cases is identical, but his responsibility in the former is greater.â The same is true with respect to two defendants, each of whom participates in a robbery, and each of whom acts with reckless disregard for human life; if the robbery in which the first defendant participated results in the death of a victim, he may be subjected to the death penalty, but if the robbery in which the second defendant participates does not result in the death of a victim, the death penalty may not be imposed.49
Most importantly for our purposes, the Supreme Court drew a specific link between victim-related evidence and a meaningful assessment of moral blameworthiness:
We are now of the view that a State may properly conclude that for the jury to assess meaningfully the defendantâs moral culpability and blameworthiness, it should have before it at the sentencing phase evidence of the specific harm caused by the defendant. âThe State has a legitimate interest in counteracting the mitigating evidence which the defendant is entitled to put in, by reminding the sentencer that just as the murderer should be considered as an individual, so too the victim is an individual whose death represents a unique loss to society and in particular to his family.â By turning the victim into a âfaceless stranger at the penalty phase of a capital trial,â Booth deprives the State of the full moral force of its evidence and may prevent the jury from having before it all the information necessary to determine the proper punishment for a first-degree murder.50
Further, the Supreme Court indicated that giving the defendant âthe broadest latitude to introduce relevant mitigating evidence,â as has been done under Supreme Court precedent, justly entails permitting the prosecutor to introduce âthe human costs of the crime of which the defendant stands
The statutory mitigation special issue that was submitted in appellantâs case conformed to the Supreme Courtâs requirement of according the defendant the âbroadest latitudeâ to introduce mitigating evidence. It asked:
Whether, taking into consideration all of the evidence, including the circumstances of the offense, the defendantâs character and background, and the personal moral culpability of the defendant, there is a sufficient mitigating circumstance or circumstances to warrant that a sentence of life imprisonment rather than a death sentence be imposed.53
Thus, the special issue placed virtually no limits on the types of mitigating evidence that might be introduced or the particular mitigating purpose for which the evidence might be considered. Under the logic of Payne, this all-encompassing mitigation issue included within its scope victim-impact and victim-character evidence because such evidence could be used to show that the mitigating circumstances relied upon by the defendant were not sufficient to justify a life sentence.
But the âfuture dangerousnessâ special issue is different. That special issue asks: âwhether there is a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society.â
In practical effect, the future dangerousness special issue turns on the juryâs as
On the other hand, when the defendant is a stranger to the victim, and thus does not know the victimâs character or relationships, evidence relating to those topics does not help the jury determine what kind of person the defendant is. To be sure, a defendant who kills a stranger could and should realize that the victim is a unique human being, with his or her own hopes and dreams, and the defendant could and should anticipate that other people may mourn the victimâs passing. Those things are a matter of common knowledge, which a prosecutor could argue to the jury without the support of any evidence in the record.
4. Nature of the Mitigation Special Issue
The question then becomes whether appellant had the right to remove the mitigation special issue from the case. Generally, a matter can be waived so long as it is not an âabsolute requirement or prohibition,â designed to be implemented regardless of the partiesâ wishes.
Because the present case involves the death penalty, we initially examine whether waiving submission of the mitigation special issue would be tantamount to waiving trial by jury. Obviously, a defendant who waives the mitigation special issue would have still received a jury trial on guilt and on the future dangerousness special issue, so at most, only a partial interference with the jury trial requirement would be accomplished.
In addition, no one would say that a defendantâs choice to forego a defensive issue amounts to a waiver of a jury trial. For example, suppose evidence in a capital murder prosecution raises the issue of self-defense, but the defendant and his counsel have decided that submission of self-defense would, on balance, be detrimental to the defendantâs interests. No one would seriously argue that the statutory proscription against waiving a jury trial requires that a self-defense instruction be submitted against the defendantâs wishes.
Whether the mitigation special issue is an element of the prosecutionâs case or a defensive issue is critically important. A defendant cannot waive submission of an element of the prosecutionâs case to the finder of fact.
For several reasons, we hold that the mitigation special issue is a defensive
Second, the mitigating nature of the special issue suggests that it is a defensive issue. Sometimes a mitigating factor can be found within the elements of an offense, as was the case with the old voluntary manslaughter statute,
Third, the mitigation special issue is structured to make the defendant benefit from an affirmative answer.
Fourth, the defensive nature of the mitigation special issue is indicated by its placement in subsection (e) of the statute. The Stateâs special issues have traditionally been found in subsection (b) of the capital sentencing statute, where one can currently locate the future dangerousness and anti-parties special issues. Had the Legislature intended the mitigation special issue to be another Stateâs issue, it could
Finally, the mitigation special issue was a legislative response to the Supreme Courtâs decision in Penry v. Lynaugh. It was designed to fix a constitutional deficiency in the old Texas capital sentencing scheme, not to give the State an advantage it would not have had under that scheme. Allowing a defendant to âopt outâ of the âPenryâ portion of the scheme â falling back on what the Texas scheme would be like if Penry had not been decided â seems more in accordance with the legislative intent than saddling the defendant with an issue that is supposedly to his benefit but that he does not in fact want.
We see three points of distinction that could be made between the mitigation special issue and other issues that are traditionally characterized as defensive, but, for the reasons discussed below, those distinctions do not dissuade us from our conclusion that the mitigation special issue is in fact a defensive issue. First, one could point out that the mitigation special issue is designed to be applicable in every case. Typically, a defensive issue does not appear in every case but must be raised by the evidence. But there is at least one other example of a defensive matter that was designed to be applicable in every death penalty case: the parole instruction, which needed only a written defense request to warrant its inclusion in any death penalty case covered by the version of the statute that authorized the instruction. Given some of the unusual aspects of death penalty cases,
This leads to the second point, that, while the provision authorizing the parole instruction contained language giving the defendant the option to decide whether to submit the instruction, the subsection that authorizes the mitigation special issue contains no such language. But we should remember that, under Almanza v. State, jury charge error is never completely forfeited; the lack of a request or objection merely affects the harm analysis.
But what happens when the Legislature enacts a defensive issue or instruction that will apply in every case of a certain type, regardless of the facts? If the Legislature simply designates that the instruction or issue be submitted, we would construe the failure to submit as
Finally, one could argue that the broad scope of the mitigation special issue makes it similar to the noncapital sentencing determination, which is not an issue that belongs to either party. There is no burden of proof on either party with respect to the number of years that might be assessed in a noncapital case,
We conclude that the mitigation special issue is a defensive issue that cannot be forfeited by inaction but can be waived, and because it is a defensive issue, the defendant has a right to insist upon its waiver. The trial judge in this case erred in refusing to allow appellant to waive submission of the issue to the jury, and as a result, erred in admitting victim-impact
5. Harm
Appellant argues that the error in this case should not be held harmless, contending that he had a âstrong defense to the continuing threat issueâ and that there is âno assurance that [the jurors] would have reached the same answerâ to that issue âif they had not heard the victim impact/character testimony.â It is not entirely clear from his argument whether he thinks the error is immune from a harmless error analysis or whether he merely thinks the error was not harmless in his case. Nor does appellant attempt to explain whether the error at issue is constitutional or non-constitutional in nature, or whether we should apply harm standards for jury charge error or for error in improperly admitting evidence.
In Cain v. State, we said, âExcept for certain federal constitutional errors labeled by the United States Supreme Court as âstructural,â no error, whether it relates to jurisdiction, voluntariness of a plea, or any other mandatory requirement, is categorically immune to a harmless error analysis.â
Preserved jury charge error is evaluated under Almanzaâs âsome harmâ standard unless we determine that the error is constitutional in nature, in which case the âbeyond a reasonable doubt harmlessâ standard would apply.
In erroneously submitting the mitigation special issue, the trial court essentially interpreted the issue as an element of the Stateâs case rather than a defensive matter that could be waived. That error is simply a misconstruction of the statute. Likewise, the erroneous admission of evidence constituted a mere statutory violation because, without the mitigation special issue, the victim-related evidence was not relevant under the statutory scheme. As Payne makes abundantly clear, there is no constitutional impediment to the consideration of victim-related evidence. The trial courtâs errors in this case were statutory rather than constitutional in nature, and thus, we apply the harm standards for nonconstitutional errors.
In conducting our harm analysis, we find a number of factors that are relevant to determining harm for the type of error before us.
Second, we must determine whether appellant had any mitigating evidence that had significant impact under the mitigation special issue apart from its impact under the other special issues, and we must assess the relative strength of such evidence and of the special mitigating inference produced by this evidence.
Third, we must assess the relative strength of the partiesâ positions on the other special issues, particularly the issue of future dangerousness. The future dangerousness determination is the one most susceptible to being influenced by inadmissible victim-related evidence because the future dangerousness special issue is the only issue (other than the mitigation special issue) that focuses more generally on what kind of person the defendant is rather than exclusively on what he did during the incident from which the prosecution arose.
Fourth, we should look to the partiesâ arguments to determine whether the error
We turn to the first factor: the prejudicial effect of the anti-mitigating evidence that would not have otherwise been admitted. If appellant had not attempted to waive the mitigation special issue, the Stateâs evidence would not have exceeded what was permissible under Rule 403 (under the guidelines articulated in Mosley), but we recognize that some of this evidence was moderately strong. Carter was an excellent individual, whose parents were deservedly proud of him, and a good student with a promising medical career ahead of him. He had a serious relationship heading toward marriage that was shattered by appellantâs actions. The evidence suggested that Carterâs mother suffered more than just the foreseeable grief associated with the death of a loved one: she suffered a disabling depression, which was later accompanied by multiple sclerosis.
But much of this testimony was heard at the guilt phase of trial, where it came in either without objection or without a request for an instruction to disregard. Regardless of the trial courtâs ruling on appellantâs request to waive the mitigation special issue, the jury would have known that Carter was one of the top students at Baylor Medical School. The jury would also have known that Carter and Saifi were in a serious dating relationship that was likely headed for marriage. And the evidence of grief suffered by the victimâs father, brother, and bride-to-be, and even to some degree by his mother, was consistent with the reasonably foreseeable general inference that a murdered victim would leave grieving relatives behind.
We also point out that the victim-related evidence of which appellant complains spans only ten pages of nearly 400 pages of punishment phase testimony. And much of the victim-related testimony was general. For example, although Dr. Carter did characterize his son as a âshining example,â he did not describe the victimâs good qualities in any detail.
Next, we address whether appellant presented any evidence that had mitigating impact peculiar to the mitigation special issue. The prosecutor suggested that there was no evidence favorable to appellant under the mitigation special issue, except possibly youth, which he argued was not mitigating:
[Special issue two encompasses any] evidence you find that mitigates, that reduces his moral blameworthiness, and I suggest to you there is not any. The only thing really they can argue is age.
*228 * * *
And age, I suggest to you is not a mitigating factor, but that is for you to decide.
He is from a, well, good family. There has been, you know, so many people that have been here for him all his life. Mother and father, all the aunts and uncles, all kinds of people. People always willing to help. Heâs not from a subject of sexual, physical, or any type of emotional abuse, but from a loving family, but he does not have a conscience and you canât give him one, but I ask you to answer these questions based upon the law and evidence and nothing else and we will abide your verdict.
Appellant could not point to low intelligence, an abusive family, or some other bad circumstance in his life that was beyond his control in order to explain why he was the kind of person capable of committing heinous crimes. He could point to his youth, and âas any parent knows ... â[a] lack of maturity and an underdeveloped sense of responsibility are found in youth more often than in adults and are more understandable among the young. These qualities often result in impetuous and ill-considered actions and decisions.â â
We next turn to the relative strength of the partiesâ positions on the other special issues, particularly future dangerousness. In this ease, future dangerousness was the only other special issue submitted. We recognize that the Stateâs evidence was substantial. Among other things, the State submitted evidence of multiple shootings and robberies, violent behavior in jail, gang membership, and evidence that the jury could construe as indicating a lack of true remorse and a failure on appellantâs part to truly accept responsibility for his actions.
On just about every issue, appellant had an answer, but the answers were not particularly credible. Appellant wished the jury to believe that he was a mere follower, that he was dominated by three different people at three different times: by Butler in the Cherry robbery, by Phillips for various crimes occurring on the night Carter was killed, and by Dunn at the time appellant tried to withdraw money from an ATM machine. But it was appellant who shot two people, appellant who was alone in the car with two different victims, and appellant who took over after Dunn froze up.
Moreover, while appellant produced the testimony of a chaplain to say he had âchanged,â more concrete evidence, in the form of prison disciplinary reports, showed that appellant was involved in numerous fights while incarcerated â at least one of
With regard to argument, it could be said that the prosecutor âexploitedâ the improper submission of the mitigation special issue by pointing to the absence of evidence that could be given significant mitigating impact under that issue, but it is difficult to see how that type of âexploitationâ could have any spillover effect on the juryâs determination of future dangerousness. More importantly, the prosecutor did not exploit the introduction of the victim impact and character evidence but joined defense counselâs efforts to minimize any prejudicial effect flowing from that evidence. Defense counsel emphasized that the jury should not punish appellant more severely simply because his victim was a valuable member of society:
Uhm, nothing that I said I hope during the trial, certainly now, should be taken as any sign of disrespect for Mr. Carterâs family. Uhm, itâs hard to put yourself in their position. Itâs hard to know how you would deal with such a thing but you as a jury are expressing all of our feelings as a society when you make a judgment in a case like this. And, again, with no disrespect to the Carters, think about if we value that personâs life, Matthew Carter, think about if we value that personâs life, Matthew Carter, and say because he was a fine person weâre going to increase the punishment of Perry Williams. Inevitably what that causes, imagine a person at the Blockbuster was a drug dealer. That he just come from a club selling cocaine. That he was in Matthew Carterâs place. Would that be something that we as defense lawyers would argue to you as a jury? This guy was no good. It didnât matter, he was a drug dealer. So what? Weâd never argue that because every life has value because itâs a life, not because of who you are.
At least to some degree, the prosecutor expressed agreement with defense counselâs argument:
I agree, not one of these questions says do you feel sorry for doctor and Mrs. Carter. Not one of these questions says do you feel sorry for Justin and Mar-yam, and their in-laws and Mrs. Carterâs brother and his roommate and his friends. I mean, you know, it does not say do you feel sorry for them. Okay. I am not asking you to consider that. Does not say do you feel sorry for the defendantâs family. Itâs not in there.
That passage was in fact the only part of the prosecutorâs argument that made any reference to the victim-related evidence.
Indeed, the entire prosecutorial argument focused on appellantâs role in the offense and other evidence relating to his future dangerousness. The State characterized appellant as playing a dominant role in Carterâs murder and two of the other robberies. Appellant was depicted as not having a conscience and not accepting responsibility. One of the prosecutors described appellant variously as âunpredictable,â âcold-blooded,â and âtrigger-thirsty.â The prosecutor also characterized Carterâs murder as âan attempt to eliminate witnesses.â The whole thrust of the Stateâs argument was on the future dangerousness special issue, with only a brief comment on the mitigation issue, and with no attempt to use the victim impact and character evidence.
Finally, we observe that the trial judge gave no limiting instruction or any other type of remedial instruction that might have lessened any prejudice flowing from the victim-related evidence. We
Although appellant did not have evidence other than youth that could have been used in his favor under the mitigation special issue and the trial court took no remedial action to limit the effect of the victim-related evidence, the other factors weigh strongly in favor of finding the error harmless. The victim-related evidence took up only a brief part of the record. Most of the evidence elicited was of the type that could be reasonably foreseen as arising from a murder. Much of the evidence was elicited at the guilt phase without objection or where no instruction to disregard was given (and none was requested). The Stateâs future dangerousness evidence was strong, including multiple robberies, multiple shootings, violent incidents in jail while the capital murder prosecution was pending, appellantâs own writings indicating his continued gang membership, and appellantâs disastrous performance during cross-examination that conveyed to the jury that he was not in fact accepting responsibility for his criminal conduct. And finally, the prosecutor did not use the victim impact and character evidence in his closing argument but joined defense counsel in minimizing its relevance in front of the jury. Considering everything we have discussed, we conclude that appellant was not harmed by the trial court's erroneous submission of the mitigation special issue and the resulting admission of victim impact and character evidence.
In summary, with respect to point of error one â waiver of the mitigation special issue and the resulting admission of victim-related evidence â we conclude that the trial court erred but that the error was harmless. With respect to point of error two, the admission of victim-related evidence irrespective of the waiver question, we find that the trial court did not err. With respect to point of error three, the submission of a limiting instruction, we find that the trial court did not err in failing to submit a limiting instruction in the jury charge because appellant failed to request one at the time the evidence was admitted. Points of error one through three are overruled.
In point of error four, appellant claims that the trial court erred in refusing to allow him to present testimony from his mother about the impact his execution would have on his family. He asserts that this violated his Eighth Amendment and Due Process rights. We have previously decided that âa trial court does not abuse its discretion in excluding âexecution-impactâ testimony.â
E. âResidual Doubtâ Instruction
In point of error six, appellant contends the trial court erred in refusing his request that a residual doubt instruction be included in the punishment jury charge. We have decided this issue adversely to appellantâs position.
F. Hearsay Statement/Right to Present a Defense
In point of error five, appellant complains that the trial court denied him his Sixth Amendment right to present a defense and his Eighth Amendment right âto obtain the juryâs effective consideration of his defensive mitigation evidence on punishmentâ when it excluded the hearsay statement of one of his accomplices which purportedly supported his âfactual and state-of-mind defense.â
Appellant expressed his intention to testify at the punishment stage of trial that he had not intended to kill Carter. Appellant maintained that he had been holding the gun to Carterâs head when Carter pushed him and caused appellant to âtens[e] upâ and pull the gunâs trigger. In an effort to corroborate his version of the events, appellant attempted to introduce a portion of co-defendant Dunnâs audiotaped statement to the police. He did not attempt to call Dunn himself because Dunnâs attorney informed the parties that Dunn would invoke his Fifth Amendment right not to incriminate himself if the defense called him as a witness at trial. According to a transcription of the audiotaped statement, Dunn saw Carter âpushing [appellant] away or whateverâ and then heard appellantâs gun discharge. Dunn did not actually see appellant shoot Carter.
Appellant argued at trial that this corroborating evidence was relevant to the mitigation question because it constituted âa circumstance of the offenseâ that mitigated his culpability for the crime. Appellant further claimed that this evidence was vital to his case and its exclusion would preclude him from presenting his defense. The State argued that the evidence was not relevant to any of the special issues and was merely appellantâs attempt to re-litigate the issue of guilt or innocence. After noting several United States Supreme Court cases, the trial judge found that the statement was âarguably inherent[ly] trustworth[y.]â The judge then confirmed that appellant intended to testify to substantially the same facts stated in the complained-of evidence. The judge concluded that the evidence should be excluded because a statement that merely corroborated appellantâs testimony was ânot crucially important to the determination of any of the issues at the punishment phase of trial.â Appellant reurges his complaints on appeal.
To the extent appellant sought to use Dunnâs testimony to support the proposition that he did not intend to kill Carter, he sought to relitigate the issue of
In some instances, the exclusion of a defendantâs evidence can amount to a violation of the right to compel the attendance of witnesses in the defendantâs favor.
In Potier, this Court noted that âeviden-tiary rulings rarely rise to the level of denying the fundamental constitutional rights to present a meaningful defense.â
Even if the constitutional principles set out above apply to the punishment phase of a capital case â an issue we do not decide â the trial court did not err in excluding the evidence. In this case, the trial judge had the discretion to exclude Dunnâs out-of-court statement to the police because it was hearsay and because it did not qualify as an exception to the general prohibition against hearsay.
And constitutional considerations do not require that the rule against hearsay be overridden in this case. The trial judgeâs comment that Dunnâs statement was âarguably inherently] trustworthy]â is not a holding that the statement was in fact reliable. We have found no facts in the record and appellant has directed us to none regarding the circumstances surrounding the taking of the statement. Furthermore, the judge provided no basis for the âtrustworthinessâ designation except to note that the statement was elicited by a police officer during an interrogation. This is not sufficient to show that the statement was in fact reliable.
Appellant has also failed to show that the evidence was vital to his defense. The trial judge clarified that appellant would testify to his version of the events and that the portion of Dunnâs statement that he wanted to introduce would merely corroborate that testimony. Thus, appellant was able to present his version of the events to the jury albeit not to the extent and in the form he desired. Appellant has failed to show that the trial judgeâs ruling was erroneous. Point of error five is overruled.
G. Request to Argue Last on Mitigation
In point of error seven, appellant asserts the trial court erred by refusing to allow him to argue last with regard to the mitigation issue. We have decided this issue adversely to appellantâs position.
H. Parole Instruction Argument
In point of error ten, appellant contends that the trial judge erred in overruling his objections to the prosecutorâs punishment phase argument regarding parole eligibility and the future dangerousness special issue. Appellant claims that the prosecutor misstated the law by inviting the jurors to disregard the 40-year parole ineligibility instruction in answering the future dangerousness question. He claims that this improperly prevented the jury from effectively considering his âcrucial mitigating evidenceâ of remorse, good jail behavior, prison classification and control of violence, and the âaging-out phenomenon.â Specifically, appellant complains about the following argument and the objections made thereto:
[PROSECUTOR]: As the defendant sits in the courtroom this day youâre asked to answer this question. Do you find from the evidence beyond a reasonable doubt thereâs a probability that the defendant would commit criminal acts of violenceâ
[DEFENSE COUNSEL]: Excuse me, Mr. [prosecutor]. I object. He asks the jury to read the charge and isolate it and ignore the parole provisions.
THE COURT: Denied.
[PROSECUTOR]: The parole provision, because youâre not supposed to consider parole in reaching your decision, youâre asked to answer this question today. Now what I suggest [defense counsel] is saying is he wants you to put into this question that he is going to serve 40 years day-for-day.
*234 [DEFENSE COUNSEL]: Judge, thatâs the law. I object to him striking the defendant over counselâs shoulder.
THE COURT: Overruled.
[PROSECUTOR]: And I ask donât rewrite this question. Donât let him rewrite the question. As the defendant sits in this courtroom this day, thatâs where we are. This question is before you. Today is the day that you have to answer it, and you have to answer it today, this question.
[DEFENSE COUNSEL]: Judge, may I have a running objection to the misrepresentation of the law that counsel is telling the jury?
THE COURT: Yes, sir.
[DEFENSE COUNSEL]: Thank you.
[PROSECUTOR]: Will that running objection be overruled?
THE COURT: Yes.
[PROSECUTOR]: Youâre to decide is the defendant â is there a probability that the defendant beyond a reasonable doubt would be a continuing threat to commit criminal acts of violence, a continuing threat to society, and thatâs the question. Not put into it after he gets out after 40 years, if he gets out after 40 years. You cannot put in he got a life sentence into the question, because in the charge it says, the very first part, it says the mandatory punishment for the offense of capital murder of which you have found the defendant guilty is death or confinement in the Texas Department of Corrections for life.
In the interest of completeness, we point out that defense counsel responded in his own closing argument to the prosecutorâs comments:
On page 4, the Judge tells you about parole law. This is the argument we have and weâll continue to have, I imagine, as long as weâre both doing this. Let me tell you why I think what Iâm saying is something that you can rely on. On page 4 the Judge tells you that if you sentence someone or to get a life sentence in a capital murder ease theyâre going to serve 40 calendar years without consideration of any good time. That means day-for-day. Now, reality tells us that if Mr. Williams leaves here, goes to a prison unit in the Texas Department of Corrections with a capital murder life sentence thatâs where he is going to be for the next 40 years. Thatâs a fact. Now they, [the prosecutor], does not want that to be a fact. He wants to argue Iâm grafting something on the statute that is not there, but you see it. Itâs the Judgeâs words what the law is. So when youâre looking at Special Issue No. 1 you got to consider the society in which Perry Williams is going to be for the next 40 years.121
Before the Legislature provided for a jury instruction on parole eligibility in capital cases, a plurality of this Court in Smith v. State rejected the claim that such an instruction was constitutionally required.
*235 The subject is not proper even in the context of the second special issue because when a jury is considering whether a defendant represents a continuing threat to society, the term âsocietyâ includes both the prison and non-prison populations.124
We have echoed this reasoning in subsequent cases.
When the Legislature inserted the parole eligibility instruction requirement in the statute, it did not specify whether that instruction should have any effect on the juryâs deliberation on the special issues.
The judgment of the trial court is affirmed.
. Tex. Pen.Code § 19.03; Tex.Code Crim. Proc. art. 37.071. Unless otherwise indicated, all future references to articles refer to the Code of Criminal Procedure.
. Art. 37.071, § 2(h).
. Martin was a correctional officer, later obtained a law degree and worked as legal counsel in the Texas prison system, and eventually started a correctional consulting business.
. The issue asks "whether there is a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society." Art. 37.071, § 2(b)(1).
. Russeau v. State, 171 S.W.3d 871, 878 (Tex.Crim.App.2005).
. See Cockrum v. State, 758 S.W.2d 577, 593 (Tex.Crim.App.1988)(defendant's dominant role in capital murder is evidence of future dangerousness).
. Cf. Reese v. State, 33 S.W.3d 238, 247 (Tex.Crim.App.2000)(it was in capital defendantâs best interest to behave well in jail awaiting trial).
. Wilkerson v. State, 881 S.W.2d 321, 326 (Tex.Crim.App.1994)(habitual drug abuse is evidence of future dangerousness).
. See Jones v. State, 119 S.W.3d 766, 781 (Tex.Crim.App.2003)(âeven without the two extraneous murders, the evidence of a brutal murder, of multiple assaults, and of gang membership supports the juryâs conclusion that appellant was a future dangerâ).
. Roberts v. State, 220 S.W.3d 521, 526 (Tex.Crim.App.2007).
. 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000).
. Roberts, 220 S.W.3d at 535.
. To facilitate the readability of this opinion, we will sometimes refer to these two types of evidence under the more general term ''victim-relatedâ evidence.
. 983 S.W.2d 249 (Tex.Crim.App.1998).
. 61 S.W.3d 378 (Tex.Crim.App.2001).
. Appellant made this request before the punishment phase of trial began, and it was denied at that time.
. Appellant raised this complaint in a written motion before trial, and he reurged the complaint before the State introduced its victim-related testimony during its punishment rebuttal case. The trial court denied relief on the complaint on both occasions.
. Appellant did not ask for any limiting instructions at the time the victim-related evidence was admitted. During the jury charge conference appellant requested that the jury be instructed in the charge not to consider this type of evidence "in determining the answers to Special Issues No. 1 or 2." The trial judge denied this request. The following then occurred:
[DEFENSE COUNSEL]: Thank you, Judge. We would submit it separately for "do not considerâ for Issue 1, "do not considerâ for Issue 2.
Second requested charge on victim impact: You have heard certain testimony regarding the character of the victim in this case and the effect of his death upon his survivors. You are instructed that you're not to use this evidence to compare the value of the life of the victim to that of other victims whose deaths might not result in as great a loss to their survivors or to the community.
[TRIAL JUDGE]: Denied.
. Boykin v. State, 818 S.W.2d 782, 785 (Tex.Crim.App.1991).
. Ex parte Torres, 943 S.W.2d 469, 473 (Tex.Crim.App.1997); Tex Govât Code, § 311.023.
. See State v. Moore, 225 S.W.3d 556, 566 (Tex.Crim.App.2007); Pettigrew v. State, 48 S.W.3d 769, 771 (Tex.Crim.App.2001); Busby
. Mosley, 983 S.W.2d at 262; see id. at 261-62 (discussing prior cases).
. Id.
. Id. at 262.
. Id.
. Rule 403 provides: "Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, or needless presentation of cumulative evidence.â
. Mosley, 983 S.W.2d at 262.
. Id.
. Id.
. Id. at 261 n. 16.
. Id.
. Id. at 263.
. Id. at 264.
. Solomon v. State, 49 S.W.3d 356, 365-66 (Tex.Crim.App.2001).
. Jackson v. State, 992 S.W.2d 469, 478 (Tex.Crim.App.1999).
. Salazar v. State, 90 S.W.3d 330, 336-38 (Tex.Crim.App.2002).
. Roberts, 220 S.W.3d at 532; Jackson v. State, 33 S.W.3d 828, 830, 833-34 (Tex.Crim.App.2000).
. 25 S.W.3d 707, 711 n. 5 (Tex.Crim.App.2000).
. Id. at 390 n. 48.
. Id. at 395 (Cochran, J., concurring).
. 983 S.W.2d at 263 (quoting from the mitigation special issue found in Art. 37.071, § 2(e)).
. 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991).
. 482 U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440 (1987).
. Payne, 501 U.S. at 822, 111 S.Ct. 2597 (citation and internal quotation marks omitted, bracketed material added).
. Id. at 826, 111 S.Ct. 2597 (quoting State v. Payne, 791 S.W.2d 10, 19 (Tenn.1990), with approval) (emphasis added).
. Art. 37.071, § 2(e)(l)(1999). The current version of the mitigation special issue differs from the issue applicable in appellant's case in only one respect: the words "without paroleâ immediately follow "life imprisonment." See Art. 37.071, § 2(e)(1).
. Art. 37.071, § 2(b)(1). The current version of the special issue does not differ from the version applicable to appellant.
. See Penry v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989).
. While the Supreme Court in Jurek v. Texas, 428 U.S. 262, 96 S.Ct. 2950, 49 L.Ed.2d 929 (1976), was too optimistic in concluding that the future dangerousness issue swept all types of mitigating circumstances within its reach, see id. at 272-74, 96 S.Ct. 2950, the Supreme Court's conclusion at least accurately reflected that the special issueâs scope was indeed very broad with respect to the kinds of evidence that are relevant to its resolution.
. Martinez v. State, 17 S.W.3d 677, 692 (Tex.Crim.App.2000); Nenno v. State, 970 S.W.2d 549, 559 (Tex.Crim.App.1998).
. Of course, even a stranger might have been aware at the time of the crime of some facts relating to the victim (e.g. a victim who is famous or one who is visibly pregnant), rendering evidence relevant to future dangerousness to the extent of the defendantâs actual awareness.
. Marin v. State, 851 S.W.2d 275, 279 (Tex.Crim.App.1993).
. Art. 1.14(a). See also Art. 1.13(b).
. See Prystash v. State, 3 S.W.3d 522, 532 (Tex.Crim.App.1999)("It said that a waiver of
. 515 U.S. 506, 115 S.Ct. 2310, 132 L.Ed.2d 444 (1995).
. Aldrich v. State, 104 S.W.3d 890, 893 (Tex.Crim.App.2003).
. See Posey v. State, 966 S.W.2d 57, 63 (Tex.Crim.App.1998)(warning against legal requirements that would âimpose on defendants unwanted defensive issues in the chargeâ).
. See Smith v. State, 74 S.W.3d 868, 874 (Tex.Crim.App.2002)(submission of "deliberatenessâ special issue cannot be waived). See also Martin v. State, 200 S.W.3d 635, 638-39 (Tex.Crim.App.2006)(even if defendant stipulates to jurisdictional priors in a felony DWI prosecution, jury must be instructed on the elements). But a defendant may be estopped from challenging the failure to submit an element when he requested the lack of submission. Smith, 74 S.W.3d at 874; Ripkowski, 61 S.W.3d at 388-89; Prystash v. State, 3 S.W.3d 522, 531-32 (Tex.Crim.App.1999).
. Delgado v. State, 235 S.W.3d 244, 249-50 (Tex.Crim.App.2007); Posey, 966 S.W.2d at 63.
. 983 S.W.2d at 264. See also Ex parte Staley, 160 S.W.3d 56, 59 n. 6 (Tex.Crim.App.2005).
. Compare Tex. Pen.Code §§ 2.03 ("Defenseâ), 2.04 ("Affirmative Defenseâ).
. See Tex. Pen.Code § 19.04 (1992)("sudden passion").
. Tex Pen.Code § 2.02.
. Id., § 8.04(b), (c).
. Id., § 15.04(d).
. Id., § 19.02(d).
. Id., § 20.04(d); Tex. Pen.Code § 20.04(b)(1992); See Williams v. State, 851 S.W.2d 282, 285-86 (Tex.Crim.App.1993)(construing "safe place" mitigating factor under the old law to be a defensive issue).
. Hall v. State, 160 S.W.3d 24, 38 (Tex.Crim.App.2004).
. Art. 37.071, § 2(e), (g).
. See e.g. Art. 42.12, § 3g(b).
. Art. 37.071, § 2(b)(1) & (2), (g).
. See e.g. footnotes 71-74.
. Art. 37.071, § 2(e)(2)(1999).
. Id.
. See, for example, Ring v. Arizona, 536 U.S. 584, 597-609, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002) (viewing death penalty sentencing procedure in which at least one aggravating circumstance must be found to justify the death penalty [as is constitutionally required] as increasing punishment beyond the statutory maximum based upon a finding of fact, thus requiring a jury determination under Ap-prendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000)).
. 686 S.W.2d 157, 171 (Tex.Crim.App.1985)(construing Art. 36.19).
. Delgado, 235 S.W.3d at 252 n. 34 (In Huizar, this Court distinguished Posey and explained the difference between instructing the jury on "defensiveâ issues and instructing them on the law that is applicable to all cases)(quoting Huizar v. State, 12 S.W.3d 479, 484 n. 7 (Tex.Crim.App.2000)("In contrast to a âdefenseâ which depends on the defendant's theory of the case and the evidence presented, applicability of article 37.07 § 3(a) is not contingent on either party's theory of the case. Rather, article 37.07 § 3(a) is a legislatively prescribed burden of proof applicable to extraneous offense and bad act evidence admitted at punishment in all non-capital cases.â)) (emphasis in original).
. However, a general statement by defense counsel that he has no objection to the jury charge is not sufficient to effect such a waiver. Bluitt v. State, 137 S.W.3d 51, 53 (Tex.Crim.App.2004).
. See Miller-El v. State, 782 S.W.2d 892, 896 n. 1 (Tex.Crim.App.1990).
. McFarland v. State, 928 S.W.2d 482, 499 (Tex.Crim.App.1996).
. See Salazar, 90 S.W.3d at 336-38.
. 947 S.W.2d 262, 264 (Tex.Crim.App.1997).
. See Johnson v. State, 169 S.W.3d 223, 235-36 (Tex.Crim.App.2005)(discussing Supreme Court cases, including Johnson v. United States, 520 U.S. 461, 468-69, 117 S.Ct. 1544, 137 L.Ed.2d 718 (1997), containing the Supreme Court's "most recent list of structural errors").
. See Jimenez v. State, 32 S.W.3d 233, 236-37 (Tex.Crim.App.2000).
. Although these are the main factors to be assessed in a harm analysis for the type of error before us, we do not preclude the possibility of other relevant factors in a particular case. Also, the discussion below assumes that the death penalty was assessed. A trial courtâs failure to allow a defendant to waive
. See Solomon, 49 S.W.3d at 366 (a few photographs of the victim and his family).
. See Griffith v. State, 983 S.W.2d 282, 289 (Tex.Crim.App.1998)(victim planned all family holiday celebrations, cared for cancer-ridden father, and father quit fighting the disease after the victim died).
. See Schutz v. State, 63 S.W.3d 442, 445-46 (Tex.Crim.App.2001)(Where the jury can legitimately infer from admissible evidence a conclusion that the expert witness was not allowed to testify to, error in permitting the expert to testify to that conclusion is more likely to be harmless).
. Compare Art. 37.071, § 2(b)(1)(future dangerousness) & (e)(mitigation) with Art. 37.071, § 2(b)(2)(anti-parties) and Art. 37.0711, § 3(b)(l)(deliberateness) & (3)(prov-ocation).
. Compare McGinn v. State, 961 S.W.2d 161, 169 (Tex.Crim.App.l998)(no factual sufficiency review due to the highly subjective nature of the future dangerousness special issue) with Wardrip v. State, 56 S.W.3d 588, 590-91 (Tex.Crim.App.2001)(holding that a factual sufficiency review of the deliberateness special issue could be conducted because that issue, âunlike future dangerousness, requires a finding of historical factâ).
. See Neder v. United States, 527 U.S. 1, 17-18, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999)(omission of âmaterialityâ element of offense harmless because jury verdict would have been the same).
. Haley v. State, 173 S.W.3d 510, 519 (Tex.Crim.App.2005)(appropriate to consider whether State emphasized the error in admitting extraneous offense victim-impact evidence); LaPoint v. State, 750 S.W.2d 180, 192 (Tex.Crim.App.1988)(appropriate to consider whether prosecutor exploited erroneous instruction in closing argument); Hawkins v. State, 135 S.W.3d 72, 84 (Tex.Crim.App.2004)(prosecutor's corrective action can be considered in determining harm).
. Ovalle v. State, 13 S.W.3d 774, 786 (Tex.Crim.App.2000)(other portions of the jury charge relevant to harm analysis of a jury charge error); Waldo v. State, 746 S.W.2d 750, 752-57 (Tex.Crim.App.1988)(curative instruction can eliminate harm flowing from improper admission of evidence); Phillips v. State, 193 S.W.3d 904, 911 n. 40 (Tex.Crim.App.2006)(limiting instruction can sometimes render an error harmless).
. Roper v. Simmons, 543 U.S. 551, 125 S.Ct. 1183, 161 L.Ed.2d 1 (2005)(quoting Johnson v. Texas, 509 U.S. 350, 367, 113 S.Ct. 2658, 125 L.Ed.2d 290 (1993)).
. Johnson, 509 U.S. at 370, 113 S.Ct. 2658 ("If any jurors believed that the transient qualities of petitionerâs youth made him less culpable for the murder, there is no reasonable likelihood that those jurors would have deemed themselves foreclosed from considering that in evaluating petitionerâs future dangerousness .... Although Texas might have provided other vehicles for consideration of petitionerâs youth, no additional instruction beyond that given as to future dangerousness was required in order for the jury to be able to consider the mitigating qualities of youth presented to it.â).
. Hammock v. State, 46 S.W.3d 889, 892-95 (Tex.Crim.App.2001).
. Cf. Hawkins, 135 S.W.3d at 76 (explaining that the failure to grant a mistrial after an objection has been sustained and a curative instruction given is a question of error not of harm because ââ[t]he only adverse ruling â and thus the only occasion for making a mistakeâ was the trial court's denial of the motion for mistrial.â).
. Roberts, 220 S.W.3d at 532.
. Gallo v. State, 239 S.W.3d 757, 779 (Tex.Crim.App.2007).
. Id.
. Potier v. State, 68 S.W.3d 657, 659 (Tex.Crim.App.2002).
. Washington v. Texas, 388 U.S. 14, 87 S.Ct. 1920, 18 L.Ed.2d 1019 (1967).
. Chambers v. Mississippi, 410 U.S. 284, 302, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973); Fuller v. State, 829 S.W.2d 191, 207 (Tex. Crim.App.1992).
. Potier, 68 S.W.3d at 659.
. Id. at 663.
. Id. at 659-62; Wiley v. State, 74 S.W.3d 399, 405 (Tex.Crim.App.2002).
. Wiley, 74 S.W.3d at 405.
. Id.
. Tex.R. Evid. 802-04.
. See Tex.R. Evid. 803(24); Woods v. State, 152 S.W.3d 105, 112 (Tex.Crim.App.2004)(statement must be self-inculpatory to be admissible under the statement against interest exception).
. See Chambers, 410 U.S. at 300, 93 S.Ct. 1038 (holding that the Due Process Clause affords criminal defendants the right to introduce into evidence third parties' declarations against penal interest ... when the circumstances surrounding the statements "provid[e] considerable assurance of their reliabilityâ).
. Masterson v. State, 155 S.W.3d 167, 174-75 (Tex.Crim.App.2005).
. No objection was made by the prosecution to this argument.
. 898 S.W.2d 838 (Tex.Crim.App.1995)(plurality op.).
. Broxton v. State, 909 S.W.2d 912, 919 (Tex.Crim.App.1995).
. Morris v. State, 940 S.W.2d 610, 613 (Tex.Crim.App.1997); Collier v. State, 959 S.W.2d 621, 623 (Tex.Crim.App.1997).
. See Art. 37.071, § 2(e)(2)(1999).