Karenev v. State
Full Opinion (html_with_citations)
delivered the opinion of the Court in
The question in this case is whether a facial challenge to the constitutionality of the harassment statute may be raised for the first time on appeal. We hold that it may not, and we reverse the judgment of the court of appeals.
I. BACKGROUND
Elena Karenev filed for a divorce from appellant in October 2004. During March of 2005, appellant sent Elena several email messages. These messages became the basis of a prosecution for harassment.
did then and there with the intent to harass, annoy, alarm, abuse, torment, or embarrass Elena Karenev, send electronic communications to Elena Karenev in a manner reasonably likely to harass or annoy or alarm or abuse or torment or embarrass or offend the said Elena Karenev, to wit: sending harassing and/or threatening e-mail to Elena Kar-enev with the intent to harass, annoy, alarm, abuse, torment, or embarrass Elena Karenev.
Appellant was convicted. On appeal, he claimed for the first time that the harassment statute was unconstitutionally vague.
The court of appeals held that a challenge to the constitutionality of a statute as applied to a particular defendant must be raised at trial in order to preserve error.
[I]f the statute giving rise to a prosecution is unconstitutional, it is void from its inception, is no law, confers no rights, bestows no power on anyone, and justifies no act performed under it. Requiring the defendant to preserve such a challenge in the court below on pain of waiver could result in a criminal conviction based upon an unconstitutional statute. Because a statute criminalizing the defendantâs conduct is necessary to the jurisdiction of the convicting court, the Rabb rule is properly applied when the defendant challenges the constitutionality of the specific statute he is charged with violating.6
The court of appeals then proceeded to address whether the harassment statute was constitutional on its face. Discussing and relying upon the Fifth Circuitâs decision in Kramer v. Price,
In its petition for discretionary review, the State claims that (1) appellant forfeited his facial challenge to the constitutionality of the harassment statute by failing to raise it in the trial court, and (2) the statute is not unconstitutionally vague.
II. ANALYSIS
The State advances several arguments in support of its contention that appellant forfeited error by failing to object at trial. First, the State attacks the Rabb opinion as poorly reasoned. Second, the State claims that the court of appealsâs âlack of jurisdictionâ rationale is undercut by the 1985 amendment to Article V, § 12 of the Texas Constitution that provided that the presentment of an information or indictment vests the trial court with jurisdiction over the cause. Third, the State relies upon Nix v. State,
1. Federal Cases
It appears that the trend in federal courts is to disallow facial constitutional challenges that were not raised in the trial court. In some early cases, the United States Supreme Court held that a challenge to the constitutionality of the statute that defines the crime could be raised for the first time on habeas corpus because, if successful, it would render the statute void, affecting âthe foundation of the whole proceedings.â
In United States v. Baucwm, the D.C. Circuit addressed a claim that a constitutional challenge to the federal âschoolyard statuteâ could be raised for the first time on appeal because it amounted to an attack on the trial courtâs subject matter jurisdiction.
2. Texas Cases
The same trend is apparent in Texas. Developments in the law of charging instruments and void judgments undercut the notion that a facial challenge to the constitutionality of a statute involves a question of âjurisdiction.â As currently written, the Texas Constitution defines an indictment or information, in part, as a âwritten instrument ... charging a person with the commission of an offenseâ and provides: âThe presentment of an indictment or information to a court invests the court with jurisdiction of the cause.â
(1) the document purporting to be a charging instrument (i.e. indictment, information, or complaint) does not satisfy the constitutional requisites of a charging instrument, thus the trial court has no jurisdiction over the defendant, (2) the trial court lacks subject matter jurisdiction over the offense charged, such as when a misdemeanor involving official misconduct is tried in a county court at law, (3) the record reflects that there is no evidence to support the conviction, or (4) an indigent defendant is required to face criminal trial proceedings without appointed counsel, when such has not been waived, in violation of Gideon v. Wamwright [, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963) ].30
This list does not include a judgment resulting from a facially unconstitutional statute.
The court of appeals cited one of its earlier cases that purported to rely upon the âRabb rule.â
Rabbâs summary statement suggests that it was treating the issue as one of settled law, but the opinion recited no binding authority for the proposition. We agree with the State that the authority that Rabb did cite, even if viewed for persuasive value, offers questionable support. Moore stated that âthere is authority to conclude that this complaint is waivedâ but then said that it would address the merits of the defendantâs constitutional challenge to the organized criminal activity statute because âthe Court of Criminal Appeals generally permits constitutional issues to be raised for the first time on appeal.â
We recognize that this Court arrived at the same conclusion in Rose v. State, where a majority of the Court held that a facial challenge to the constitutionality of a parole instruction statute could be raised by an appellant for the first time on appeal.
In his concurring opinion in Rose, providing the fifth vote, Judge Teague contended that, under well-established law, even absent objection, âa court will always adjudicate whether a statute is unconstitutional when its unconstitutionality is obvious and apparent.â
Both Rabb and Rose preceded Marin, our watershed case in the area of error preservation.
3. Conclusion
We conclude that a defendant may not raise for the first time on appeal a facial challenge to the constitutionality of a statute. We reverse the judgment of the court of appeals and remand to that court so that it may address appellantâs remaining claims.
OPINION
. See Tex Penal Code § 42.07(a)(7). Appellant was also prosecuted for harassment on the basis of telephone calls, but the jury acquitted him of that charge, so we are not concerned with it here.
. Karenev v. State, 258 S.W.3d 210, 213 (Tex. App.-Fort Worth 2008).
. Barnett v. State, 201 S.W.3d 231 (Tex.App.Fort Worth 2006, no pet.).
. Rabb v. State, 730 S.W.2d 751 (Tex.Crim. App.1987).
. Karenev, 258 S.W.3d at 213 (quoting Barnett, 201 S.W.3d at 232-33).
. id.
. 712 F.2d 174 (5th Cir.), reh'g en banc granted, 716 F.2d 284 (1983), grant of relief affâd, 723 F.2d 1164(1984).
. 765 S.W.2d 438 (Tex.Crim.App.1989).
. 931 S.W.2d 285 (Tex.Crim.App.1996).
. Karenev, 258 S.W.3d at 213-18.
. Id. at 218.
. 65 S.W.3d 664 (Tex.Crim.App.2001).
. Ex parte Siebold, 100 U.S. (10 Otto) 371, 376-77, 25 L.Ed. 717(1879)(but ultimately upholding the statutes as constitutional); see also Ex parte Yarbrough, 110 U.S. 651, 654, 4 S.Ct. 152, 28 L.Ed. 274 (1884)(âTf the law which defines the offence and prescribes its
. 225 U.S. 420, 424, 32 S.Ct. 753, 56 L.Ed. 1147 (1912).
. Id. at 427-28, 32 S.Ct. 753. The habeas petitioner raised the constitutional challenges to the offense provision for the first time on appeal in the federal habeas action, but the Supreme Court did not address this particular procedural complication. See id.
. Id.
. 332 U.S. 174, 177-179, 67 S.Ct. 1588, 91 L.Ed. 1982 (1947).
. Chicot County Drainage Dist. v. Baxter State Bank, 308 U.S. 371, 374, 60 S.Ct. 317, 84 L.Ed. 329 (1940).
. Id.
. 80 F.3d 539, 540 (D.C.Cir.1996).
. Id.
. Baucum, 80 F.3d at 540, 542.
. Id. at 540.
.Id. at 541.
. Baucum, 80 F.3d at 541.
. Id. at 541, 541 n. 2 (citing cases).
. Tex. Const., Art. 5, § 12(b).
. Studer v. State, 799 S.W.2d 263, 268-70 (Tex.Crim.App.1990).
. See this opinion, ante.
. Id. at 752.
. Id.
. Id.
. Rabb, 730 S.W.2d at 752 (citing Moore v. State, 672 S.W.2d 242 (Tex.App.-Houston [14th Dist.] 1984, no pet.) and Ex parte Chambers, 688 S.W.2d 483, 485 (Tex.Crim.App. 1985)(Campbell, J., concurring)). The Rabb opinion ultimately concluded that the Magistrate's Act was constitutional. 730 S.W.2d at 752-54.
. Moore, 672 S.W.2d at 243.
. 851 S.W.2d 275, 279-80 (Tex.Crim.App.1993)(categorizing the system as containing three different types of rules for the purpose of error preservation); see also Sanchez v. State, 120 S.W.3d 359, 365-66 (Tex.Crim.App.2003)(MariÂŤ a watershed decision in the law of error preservation); Fuller v. State, 253 S.W.3d 220, 232 (Tex.Crim.App.2008)("almost all error-even constitutional error-may be forfeited if the appellant failed to objectâ).
. Id. at 484-84 (Courtâs op.)(constitutional error at issue was the admission of expert testimony).
. Chambers, 688 S.W.2d at 486 (arguing for a right not recognized exception to the rule that a failure to object procedurally defaults a claim of improper admission of evidence).
. Sanchez, 120 S.W.3d at 367.
. 752 S.W.2d 529, 553 (lead opinion), 555 (Teague, J. concurring), 557 (Duncan, J., concurring, joined by Miller, J.) (Tex.Crim.App.1988).
. Id. at 553 (citing Reyes and Jefferson). See Reyes v. State, 753 S.W.2d 382, 382-84 (Tex.Crim.App.1988)(plurality op.); Jefferson v. State, 751 S.W.2d 502, 502-03 (Tex.Crim. App.1988)(lead opinion is a plurality, but dissent appears to agree with the proposition that an unconstitutional law affords no rights
. See Reyes and Jefferson, passim.
. Rhodes v. State, 240 S.W.3d 882, 887 n. 9 (Tex.Crim.App.2007); State v. Herndon, 215 S.W.3d 901, 909 (Tex.Crim.App.2007).
. We note that in Long we resolved a facial constitutional challenge to the stalking statute that was raised for the first time on appeal, but we did not address whether such a challenge should have been preserved by an objection at trial. Instead, in a footnote, we simply observed the State did not challenge the lower court's holding that the defendant could raise his facial attack on the stalking statute for the first time on appeal. Long v. State, 931 S.W.2d at 287 n. 3 (Tex.Crim.App.1996).
. See Ex parte Lewis, 219 S.W.3d 335, 369 (Tex.Crim.App.2007)(quoling Ex parte Peterson, 111 S.W.3d 804, 829 (Tex.Crim.App.2003)(Hervey, J. dissenting)).
. See footnote 41.
. 851 S.W.2d at 279-80. Marin briefly discussed Rose, but in doing so it did not.cite Rose for the proposition that the facial unconstitutionality of a statute can always be raised on direct appeal; rather, Marin incorporated Rose's holding into the functional approach of its framework, explaining that "this Court has held that nonjurisdictional principles of due process and separation of powers are such as to render void from its inception conflicting legislation.â Marin, 851 S.W.2dat279.
. Flores v. State, 245 S.W.3d 432, 438 (Tex.Crim.App.2008); Doe v. State, 112 S.W.3d 532, 539 (Tex.Crim.App.2003).
. Due to our disposition of the preservation of error issue, we dismiss Stateâs second and third grounds for review, regarding the constitutionality of the statute. We note that appellant raised two other points of error that the court of appeals did not reach due to its