City of San Antonio v. Pollock
Full Opinion (html_with_citations)
delivered the opinion of the Court,
When the government maintains a public nuisance that it knows is substantially certain to cause a specific injury to private property, it may be required by article I,
I
Charles and Tracy Pollockâs daughter Sarah was born in June 1994. In February 1998, she was diagnosed with acute lymphoblastic leukemia (âALLâ). Cancer is rare in children, but leukemia is the most common, and ALL is the most common type of childhood leukemia.
After Sarah began treatment, the Pollocks decided their family had outgrown the home in which they had been living in
The Pollocksâ realtor, wanting to fully disclose the condition of the property to prospective buyers, obtained an April 1998 report prepared for the City on methane gas concentrations around the landfill and gave it to the Pollocks. Anaerobic bacteria digesting landfill waste can produce large quantities of methane. Methane, the principal component of natural gas, is a colorless, odorless gas at room temperature and standard pressure.
Attached to the report the realtor obtained was an analysis of gas samples taken at the landfill, reflecting that small traces of benzene had been detected â 13.3 ppb in one sample and 146 ppb in another.
The evidence revealed that several years after the City closed the landfill in 1972, it began receiving complaints from nearby residents about odors caused by gases escaping from the landfill. In 1980, the City found that pockets of methane gas had formed near the landfill, some in potentially explosive concentrations. The highest observed concentrations were along the southwest side of the landfill, in the neighborhood where the home the Pollocks later bought was located. To collect methane from the landfill and prevent its migration
In 1982, a survey of the water quality in several wells in the Edwards Aquifer detected various volatile organic compounds, including benzene, which might have come from the landfill. A consulting firm hired by the City concluded that methane was migrating through subsurface cracks in the walls and base of the landfill. Once outside the landfill, methane could also flow through the soil along trenches that had been dug to lay residential utilities, like water and sewer lines, and refilled. In that way, methane carrying benzene and other chemicals could migrate to the houses surrounding the landfill, endangering residents. The consultants also concluded that leachate had accumulated in the landfill, increasing methane production and blocking it from reaching the ventilation wells. The consultants recommended that the methane collection system be improved and wells drilled to remove leach-ate from the landfill.
The City made several improvements in 1985, but subsidence in the landfill continued to impair operation of the methane collection system and the leachate collection wells, causing portions of the system to collapse. Subsidence also allowed water to pool at the surface, increasing drainage through the landfill and the amount of leachate, which in turn increased methane production. When the Pollocks bought their home, there was a large hole in the back yard, apparently due to subsidence near the landfill. At the Pollocksâ request, the City filled the hole, but it developed again later, and the City filled it a second time.
In late 1989, a City engineer recommended major repairs to the methane collection system, and in August 1994, an outside contractor hired by the City recommended that the entire system be replaced. The City installed a new system in early 1998.
Over the years, the City regularly tested for landfill gas in the ventilation wells and at several homes near the landfill, including those used as monitoring facilities. The air near the Pollocksâ home was field-tested for methane at various times between 1981 and 1997, using a hand-held explosimeter. No methane was detected near the Pollocksâ home while they lived there. At trial, the Pollocksâ expert, Dan Kraft, an engineer with experience in landfill management, attempted to extrapolate the presence of landfill gas on the Pollocksâ property in 1993 and 1994, when Tracy was pregnant with Sarah, from samples taken in 1998 from a sealed monitoring well 128 feet deep, located 30 feet from the Pollocksâ back yard and 70 feet from their home. Those samples contained methane at a concentration of 477,000 ppm (47.7%) and benzene at 146 ppb by volume. Assuming that the ratio of benzene to methane remained constant over time while methane from the landfill was decreasing â an assumption the City agreed was reasonable â and using an accepted EPA gas generation model, Kraft concluded that, had a sample from the sealed well been taken in 1993-1994, it would have contained at least 160 ppb benzene. Kraft then stated that in his opinion, gas with a composition similar to the sample entered the Pollocksâ home âon a regular basisâ. Of course, landfill gas would immediately dissipate in the open ahâ.
Dr. Mahendar Patel, Sarahâs other treating oncologist, testified that in his opinion, Sarahâs leukemia was caused by Tracyâs exposure to benzene while she was pregnant with Sarah. Patel was experienced in diagnosing and treating ALL but had done no research himself on the causes of the disease or any connection between ALL and benzene. He based his opinion at trial on Kraftâs testimony and on several studies of cancer rates in workers occupationally exposed to benzene. None of the studies considered an exposure to benzene at a concentration less than 31 ppm, which is 31,000 ppb, over 200 times the concentration in the 1998 sample on which Kraft relied. The studies also found chromosomal anomalies in subjects, some of which were similar to Sarahâs, but the studies did not conclude that exposure to benzene was the most likely cause of anomalies like Sarahâs.
Garbage removal and disposal is a governmental function
âą the landfill was a nuisance;
âą the City was negligent;
âą the City acted with malice;
âą actual damages caused by the nuisance and the negligence were:
âą $7 million for Sarahâs past and future physical pain and mental anguish, disfigurement, and physical impairment;
âą $111,000 for past medical care; and
âą $6 million for future medical care;
âą property damages caused by the nuisance was $29,000; and
âą $10 million exemplary damages should be assessed against the City.
The Pollocks elected to recover on their nuisance claim. The trial court reduced the award for future medical expenses to $500,000 and otherwise rendered judgment on the verdict, plus prejudgment interest and costs, for a total of $19,999,223.78. On appeal by the City, the court of appeals reversed the exemplary damage award and affirmed in all other respects.
We granted the Cityâs petition for review.
II
A
The Pollocks rest their claim that Sarahâs ALL was caused by in Ăștero expo
Bare, baseless opinions will not support a judgment even if there is no objection to their admission in evidence. In Coastal Transportation Co. v. Crown Central Petroleum Corp., we summarized settled law as follows:
[Although expert opinion testimony often provides valuable evidence in a case, âit is the basis of the witnessâs opinion, and not the witnessâs qualifications or his bare opinions alone, that can settle an issue as a matter of law; a claim will not stand or fall on the mere ipse dixit of a credentialed witness.â Burrow v. Arce, 997 S.W.2d 229, 235 (Tex.1999). Opinion testimony that is conclusory or speculative is not relevant evidence, because it does not tend to make the existence of a material fact âmore probable or less probable.â See Tex.R. Evid. 401. This Court has labeled such testimony as âincompetent evidence,â and has often held that such conclusory testimony cannot support a judgment. Cas. Underwriters v. Rhone, 134 Tex. 50, 132 S.W.2d 97, 99 (1939) (holding that a witnessâs statements were âbut bare conclusions and therefore incompetentâ); see also Wadewitz v. Montgomery, 951 S.W.2d 464, 466 (Tex.1997) (â[A]n expert witnessâs conclusory statement ... will neither establish good faith at the summary judgment stage nor raise a fact issue to defeat summary judgment.â). Furthermore, this Court has held that such conclusory statements cannot support a judgment even when no objection was made to the statements at trial. Dallas Ry. & Terminal Co. v. Gossett, 156 Tex. 252, 294 S.W.2d 377, 380 (1956) (âIt is well settled that the naked and unsupported opinion or conclusion of a witness does not constitute evidence of probative force and will not support a jury finding even when admitted without objection.â); Rhone, 132 S.W.2d at 99 (holding that âbare conclusionsâ did not âamount to any evidence at all,â and that âthe fact that they were admitted without objection add[ed] nothing to their probative forceâ); see also Merrell Dow Pharms., Inc. v. Havner, 953 S.W.2d 706, 712 (Tex.1997) (âWhen the expert âbrings to court little more than his credentials and a subjective opinion,â this is not evidence that would support a judgment. ... If for some reason such testimony were admitted in a trial without objection, would a reviewing court be obliged to accept it as some evidence? The answer is no.â).15
We held that a party may complain that conclusory opinions are legally insufficient evidence to support a judgment even if the party did not object to the admission of the testimony.
When a scientific opinion is not conclusory but the basis offered for it is unreliable, a party who objects may complain that the evidence is legally insuffĂ-
a distinction between challenges to an expertâs scientific methodology and no evidence challenges where, on the face of the record, the evidence lacked probative value. When the expertâs underlying methodology is challenged, the court necessarily looks beyond what the expert said to evaluate the reliability of the expertâs opinion. When the testimony is challenged as conclusory or speculative and therefore non-probative on its face, however, there is no need to go beyond the face of the record to test its reliability. We therefore conclude that when a reliability challenge requires the court to evaluate the underlying methodology, technique, or foundational data used by the expert, an objection must be timely made so that the trial court has the opportunity to conduct this analysis. However, when the challenge is restricted to the face of the record- â for example, when expert testimony is speculative or conclusory on its face â then a party may challenge the legal sufficiency of the evidence even in the absence of any objection to its admissibility.19
In Coastal, the plaintiff contended that the defendant was grossly negligent in using a defective device to prevent overfilling gasoline tanker trucks, resulting in a spill and fire.
When a scientific opinion is admitted in evidence without objection, it may be considered probative evidence even if the basis for the opinion is unreliable. But if no basis for the opinion is offered, or the basis offered provides no support, the opinion is merely a conclusory statement and cannot be considered probative evidence, regardless of whether there is no objection. â[A] claim will not stand or fall on the mere ipse dixit of a credentialed witness.â
B
Kraftâs testimony was offered to prove that Sarah Pollock was exposed in Ăștero to landfill gas at levels high enough to cause ALL. Landfill gas had never been found on the Pollocksâ property from the time they lived there to the time of trial, but it had been found in other homes in the neighborhood, and it could have migrated to the Pollockâs property along underground utility lines or through the ground generally. The Pollocks smelled odors in then- home and back yard which might have been landfill gas, and subsidence in their back yard might have been due to underground leachate from the landfill. In 1998, gas in a sealed monitoring well 128 feet deep and 30 feet from the Pollocksâ property tested 47.7% methane with 146 ppb benzene by volume. Using an EPA-approved gas model, Kraft extrapolated that in 1993-1994, gas in the well would have been more than 50% methane with 160 ppb benzene by volume. Based on this data and analysis, Kraft concluded: the Pollocks were exposed to gas levels like that in the sealed well. In other words, air on the Pollockâs property would have been like that found in the sealed well.
The City does not challenge any part of Kraftâs analysis except his final conclusion. The City does not quarrel with Kraftâs decision to use 1998 gas samples taken from the monitoring well closest to the Pollocksâ property, or with his assumptions that the benzene-to-methane ratio was constant over time while methane from the landfill was decreasing, or with his conclusion that therefore the benzene concentration in the well between 1993 and 1994 would have been 160 ppb. The City does not dispute that methane migrated out of the landfill or that it was possible for methane to migrate onto surrounding property, including the Pollocksâ property, through utility trenches or otherwise.
The City contends that none of these facts or analyses supports Kraftâs conclusion that the Pollocks were exposed to benzene at a level of 160 ppb in the air in their home and on their property. Assuming from Kraftâs data that in 1993-1994, gas in the monitoring well would
C
The purpose of Patelâs testimony was to prove that Tracy Pollockâs exposure to benzene concentrations of 160 ppb â assuming Kraft was correct â -could cause Sarahâs ALL in Ăștero. The City does not challenge the reliability of Patelâs data or methodology. The City concedes that Patel appropriately relied on epidemiological studies indicating that an unborn babyâs exposure through her mother to chemicals, including benzene, is capable of causing chromosomal anomalies and childhood leukemia.
Patel asserted that the Pollocksâ exposure to benzene, as found by Kraft, was
While some of Sarahâs chromosomal anomalies wei*e also found with exposure to benzene, Patel testified others were unrelated to benzene exposure. There is therefore no basis for Patelâs testimony that Sarahâs pattern of chromosomal anomalies indicate her ALL was benzene-induced. Because neither the epidemiological studies nor the similarities in Sarahâs chromosomal anomalies support Patelâs opinion that Sarahâs ALL was caused by exposure to benzene in Ăștero, his testimony was conclusory and cannot support liability.
A few months after this case was tried, the court of appeals in Exxon Corp. v. Makofski
Ill
The Pollocks claim property damages on the ground that the West Avenue landfill was a nuisance that amounted to a taking of property without adequate compensation in violation of article I, section 17 of the Texas Constitution.
We have held that the governmentâs âmere negligence which eventually contributes to the destruction of property is not a takingâ;
For purposes of article I, section 17, a governmental entity acts intentionally if it knows either âthat a specific act [was] causing identifiable harmâ or âthat the specific property damage [was] substantially certain to result fromâ the act.'
The Pollocks contend that the City knew its management of the West Avenue landfill
The Pollocks contend that the fact the City knew that subsidence, ponding, and gas generation and migration are inherent in the operation of a landfill is sufficient to show that the City knew its operation of the landfill was substantially certain to damage their property. We rejected essentially the same argument in City of Dallas v. Jennings, where homeowners attempted to show the cityâs intent to damage their property by sewage flooding from the fact that the city knew that unclogging a sewer can sometimes cause it to back up.
Since there was no evidence of a com-pensable taking, the City is immune from the Pollocksâ property damage claims.
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We therefore reverse the court of appealsâ judgment and render judgment that the Pollocks take nothing on their claims.
. Tex. Const, art. I, § 17 ("No personâs property shall be taken, damaged or destroyed for or applied to public use without adequate compensation being made....").
. City of Dallas v. Jennings, 142 S.W.3d 310, 314, 316 (Tex.2004) ("We ... hold that when a governmental entity physically damages private property in order to confer a public benefit, that entity may be liable under Article I, Section 17 if it (1) knows that a specific act is causing identifiable harm; or (2) knows that the specific property damage is substantially certain to result from an authorized government action â that is, that the damage is necessarily an incident to, or necessarily a consequential result of the governmentâs action. ... [A] city may be held liable for a nuisance that rises to the level of a constitutional taking.â (internal quotation marks omitted)).
. 155 S.W.3d 322 (Tex.App.-San Antonio 2004).
. Acute lymphoblastic leukemia is also called acute lymphocystic leukemia. The American Cancer Society reported in its publication, Cancer Facts and Figures 2000, at 19 (2000), available at http://www.cancer. org/downloads/STT/F & F00.pdf (last visited Nov. 20, 2008): "Leukemia is the most common form of cancer in childhood, affecting approximately 2,600 children under age 15 in the United States each year. Leukemia accounts for about one-third of all cancers in children under age 15 and about one-fourth of all cancers occurring before age 20. Acute lym-phoblastic leukemia (ALL) constitutes approximately three-fourths of all childhood leukemias. The peak occurrence of ALL is between ages 2 and 3, with rates slightly higher among whites and males. Five-year relative survival from ALL has greatly increased over time, and is now nearly 80%, primarily due to several improvements in treatment.â
. Normally, each of the 23 pairs of human chromosome consists of two copies of a linear strand of DNA material, one from the father and one from the mother, joined together at a point along their lengths called the centrom-ere in a four-armed shape. A trisomy has three strands instead of a pair, and a tetraso-my has four. In 60% of Sarah's bone marrow cells there were nine trisomies â at pairs 4, 6, 8, 9, 10, 14, 17, 18, and 23 â and a tetraso-my â at pair 21. A translocation occurs when part of a chromosome is missing and attached instead to another chromosome. Sarah had a portion of chromosome pair 1 translocated to chromosome pair 22.
. Sarah also faces an increased risk of developing a secondaiy cancer as a result of her chemotherapy regimen.
. As a consumer safety measure, a foul-smelling odorant, usually methanethiol or ethan-ethiol, is added to natural gas sold for fuel.
. The Texas Commission on Environmental Quality gives these examples to illustrate âppb" â parts per billion: 1 penny in 10 million dollars; 1 second in 32 years; 1 foot of a trip to the moon; 1 blade of grass on a football field; 1 drop of water in an Olympic-size swimming pool. See http://www.tceq. state.tx.us/assets/public/remediation/ superfund/jonesroad/ppb_chart.pdf (last visited Nov. 20, 2008).
. Methane is much lighter than air (0.55 specific gravity at standard temperature and
. Tex. Civ. Prac. & Rem Code § 101.0215(a)(6).
. Tex. Const, art. I, § 17.
. Tex. Civ. Prac. & Rem.Code § 101.021.
. 155 S.W.3d 322 (Tex.App.-San Antonio 2004).
. 49 Tex. Sup.Ct. J. 567 (May 5, 2006).
. Coastal Transp. Co. v. Crown Central Petrol. Corp., 136 S.W.3d 227, 232 (Tex.2004) (footnote omitted).
. Id. (âWe disagree that an objection is needed to preserve a no-evidence challenge to conclusory expert testimony.").
. Merrell Dow Pharms., Inc. v. Havner, 953 S.W.2d 706, 711-712 (Tex.1997).
. Maritime Overseas Corp. v. Ellis, 971 S.W.2d 402, 409 (Tex.1998) ("To preserve a complaint that scientific evidence is unreliable and thus, no evidence, a party must object to the evidence before trial or when the evidence is offered. Without requiring a timely objection to the reliability of the scientific evidence, the offering party is not given an opportunity to cure any defect that may exist, and will be subject to trial and appeal by ambush.â (citations omitted)).
. Coastal, 136 S.W.3d at 233 (citations omitted).
. Id. at 230.
. Mat 231, 233.
. 159 S.W.3d 897 (Tex.2004).
. Id. at 902.
. Id. at 911.
. Id.
. Id.
. Burrow v. Arce, 997 S.W.2d 229, 235 (Tex.1999).
. David A. Savitz & Kurds W. Andrews, Review of Epidemiologic Evidence on Benzene and Lymphatic and Hematopoietic Cancers, 31 Am. J. Of Indus. Med. 287, 292-294 (1997); Martyn T. Smith & Luoping Zhang, Biomark-ers of Leukemia Risk: Benzene as a Model, 106 Envtl. Health Persp. 937, 943 (1998); Henrietta Van Steensel-Moll et al., Childhood Leukemia and Parental Occupation: A Register-Based Case-Control Study, 121 Am. J. Of Epidemiology 216, 223 (1985).
. Smith & Zhang, supra note 29, at 941.
. Luoping Zhang et al., Interphase Cytogenetics of Workers Exposed to Benzene, 104 Envtl Health Persp. 1325, 1328 (1996).
. 29 C.F.R. § 1910.1028(c)(1) (2008).
. See, e.g., Lawrence G. Cetrulo, Toxic Torts Litigation Guide § 5.14 (2008) ("Proof of exposure is not, by itself, sufficient to prove medical causation. A plaintiff must also prove that he was exposed to a sufficient amount, or dose, of a particular toxin to cause a particular disease. Virtually any agent, even tap water, may produce a toxic effect at a sufficiently high level of exposure. Conversely, it may be argued that even the deadliest poison is harmless at a sufficiently low level of exposure."); Federal Judicial Center, Reference Manual on Scientific Evidence 403 (2000) (stating that a central tenet of toxicology is that " 'the dose makes the poison; this implies that all chemical agents are intrinsically hazardous' â whether they cause harm is only a question of dose. Even water, if consumed in large quantities, can be toxic.â (footnote omitted)).
. 116 S.W.3d 176, 183 (Tex.App.-Houston [14th Dist.] 2003, pet. denied).
. 953 S.W.2d 706, 725-726 (Tex.1997).
. Makofski, 116 S.W.3d at 187-188.
. City of Tyler v. Likes, 962 S.W.2d 489, 504-505 (Tex.1997); see also City of Dallas v. Jennings, 142 S.W.3d 310, 313 (Tex.2004).
. Tarrant Reg'l Water Dist. v. Gragg, 151 S.W.3d 546, 554-555 (Tex.2004) (internal quotation marks omitted) (quoting Steele v. City of Houston, 603 S.W.2d 786, 792 (Tex.l980)(citing Davis v. City of Lubbock, 160 Tex. 38, 326 S.W.2d 699, 702-709 (1959))).
. Gragg, 151 S.W.3d at 555 (quoting Steele, 603 S.W.2d at 792).
. Jennings, 142 S.W.3d at 314.
. Id. (citations omitted).
. Id. at 315 ('TEhere is no evidence that the City knew, when it unclogged the sewer line, that any flooding damage would occur.â (emphasis added)).
. See City of Tyler v. Likes, 962 S.W.2d 489, 504-505 (Tex.1997) (noting that a governmental entity may commit a taking through either the construction of a public work or the subsequent maintenance and operation of one).
. Jennings, 142 S.W.3d at 315.
. See Jeffrey Ball, Pollution Credits Lets Dumps Double Dip, Wall St J., Oct. 20, 2008, at Al. The EPA has issued detailed regulations regarding the operation of a methane collection system. 40 C.F.R. §§ 60.750-.759 (2008).